sharentel ppt - fiduciary best practices
TRANSCRIPT
Best Practices FiduciaryCompliance-Driven IR
MISSION STATEMENT
To Establish the Gold Standard for
Development Stage Companies to
Establish, Build, Nurture and
Maintain the Optimal Shareholder
Base for their Enterprise at Every
stage of their Growth.
To Make the critical job of Corporate
Development and Shareholder
Relations, a function that fully
Integrates all Core Company Values
and Industry Best Practice
Standards.
To Create a New Standard of
shareholder “care” which
encompasses the intent of the
Financial Industry’s “Know your
Customer” Rule.
Who We Are?
SHAREINTEL assists
publicly traded
companies achievethe
maximum level of
broker-dealer and
shareholder
transparency
CONSULTANTS
working hand-in-
hand with companies
to Communicate
with Investors,
Constituents,
Bankers
TRUSTED
advisors acting as
liaisons between CEO’s
of publicly traded
companies, SRO’s and
regulators committed to
enforcing the law and
apply the rules for a fair
and orderly market
Shareintel Consultants Trusted
DRIL-DownTM
ShareIntel's proprietary "Data Repository Information Link" (DRIL-DownTM) enables
secure:
Access to unprecedented single source Archival/Historical Repository which fuels
instant dynamic analyses of Reporting Entities, Broker-Dealers, Clearing Firms,
Shareholder data and more.
Independent third party Stock Surveillance, Corporate Governance
AGGREGATE, ANALYZE, ALERT, ACT, ARCHIVE
Copyright 2003-2014 Shareholder Intelligence Services LLC
151 Rowayton Avenue, Rowayton, CT USA 06853 203.838.5471
Patented (U.S. Patents #7831500B2, #7882020)
ShareIntel Expanded Services
• Data Aggregation/Reporting• Surveillance/Alerts• Crisis Management• Compliance Package• Transfer Agent• Investor Website• Filings and XBRL Service• Conferences / Webcasts• Digital/ Social Media• Targeting / Road Shows• Conference Calls
FEATURES BENEFITS
• Comprehensive/Dynamic• Actionable• Collaborative Responsive• New Standards• Integrated / Technology• Affordable / Expandable• Automated• Cost Effective• Adaptive Solutions• Maximize Opportunities• Ease of Use
THE OPPORTUNITY
SFIR
GBBGBB (Global Bulletin Board) will be the Gold standard for exchange services to
the emerging public company market.
(estimated at 15,000 companies in North America alone)
ShareIntel Fiduciary IR Platform (the Gold Standard) will provide a foundational structure for each Issuer Company to begin the process of adopting and
implementing the necessary Best Practices required by the Exchange
A 12 Per Cent Penetration of this market is 1,800 Companies.
12%
INDUSTRY CONCERNS
Lack of shareholder transparency
Lack of fiduciary responsibility to shareholders
Foreign exchanges capturing U.S. market share
“You Can’t ManageWhat You Can’t See”
INDUSTRY CONCERNS
The Disclosure Advisory Board contends that the lack of
shareholder identity disclosure is negatively effecting the U.S.
capital markets by allowing destructive behaviors to go
unchecked, putting the U.S. at a competition disadvantage on
the world stage.
PROBLEM / SOLUTION / VALUE / BENEFITS
Dynamic need to know:WHO, WHAT, WHEN, WHERE,
HOW.
ShareIntel Provides: Comprehensive, Timely,
Dynamic Data Collection and Synthesis
The value of deploying this information in a timely way canmean the difference between
Life and Death for young Companies.
A full complement ofShareIntel services can be
secured for under$30,000 per year.
EXECUTIVE QUOTES
Until you understand who your investors are and
why they’re making decisions. It is very hard to
know what they are looking for from you.
Robert Shearer
CFO, VF Corporation
The U.S. shareholder identity problem calls for
immediate action. Shareholder non-disclosure is
creating a disorderly market in the U.S., making it less
attractive than investment venues in other arts of the
world.
Mark HynesChairman & Spokesperson,Disclosure Advisory Board
GBB GOLD STANDAR
Maintain Highest Listing Standards
Adding Value to Listings
Consolidating Exchanges
Listing Requirements
Defining Best in Class Status
THE SHAREINTEL PROPRIETARY DIFFERENCE
Patent Portfolio