SII in Yorkshire

Introduction to:

The Securities & Investment Institute

Membership Benefits

Yorkshire Branch

CPD Log

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IntroductionThe Securities & Investment Institute is the largest and most widely respected professional body for the securities and investment industry.

45,000 examinations administered yearly

42,000 Individual Members

Over 10,000 publications produced

ATTAIN CompetenceTesting knowledge, awarding qualifications

MAINTAIN CompetenceMembership for Continuing Professional Development

Promote TRUSTPromote high standards of Integrity & Ethics

3main activities

Diverse Qualification Structure

1. Client Facing, Operations and Compliance

2. Bench mark and higher level

3. Recognised by FSA, FSSC and Treasury

4. Developed by practitioners for practitioners 5. Global.

Corporate Supporters

Include

Leading the Way on Ethics

Code of Conduct

Qualifications

Lectures and Seminars

Practical Guides

Magazine Articles

IntegrityMatters Elearning & Test

SII MembershipProfessional Benefits““““ We acknowledge, as many have reminded us, that

competence is not just about examinations. It is about, skills, knowledge, expertise, ethical behaviour and the application

and maintenance of all of these

FSA Retail Distribution Review

– April 2008

• A progressive membership structure• With designatory letters• To recognise commitment to:

Gaining recognition of your expertise

Professionalism Integrity Ethics

CPD Events

E CPD – Videowall Never miss another key SII CPD event again. From April 2009 SII members can exclusively access a collection of the Institute’s most prestigious events at theclick of a mouse.

www.sii.org.uk/webcasts

Local CPD Events28/01/09 – After the Fall - Roger Nightingale, Global Economist

09/10/08 – MiFID Discussion Forum: Beyond Implementation – Gary Stanton (Ernst & Young)

01/10/08 – Socially Responsible Investments – Morley Fund Management

04/09/2008 ‘The FSA’s Retail Distribution Review’ Simon Culhane (SII) & John Barrass (APCIMS)

Bank of EnglandMPC outlook Tax Update

The Single European Market

Future Topics

Regional Representation

Yorkshire Committee

Eric Burns – WH Ireland

Alan Fleming – JM Finn

Emma Sprately – Halifax Sharedealing

Graham Smith – TD Waterhouse

Claire Linley – Rensburg Shepperd

Lyn Halliday – Norwich Union

Judith Ullock – Redmayne Bentley

Douglas Carr – Independent Consultant

Jonathan Brennan – Natwest

Andrew Tod - KPMG

Social Events 26/02/2009 Annual Dinner

Professional Interest Forums:

• Wealth Management

• Compliance

• Risk

• Investment Operations

• Information Technology

• Corporate Finance

• Training Directors

• Graduate Development

Relevant Articles and Commentary from Industry Experts in our Online Magazine

Summarised Regulatory UpdatesOnline

Searchable Database

Discount on Conferences & Training Course

Up to 35% off!

A time saving and flexible CPD Log

Summary

Membership of the SII

Drive your competitiveness

Maintain your competency

Gain recognition for your expertise

More Information

Local Representativeshane.norton@sii.org.uk

0207 645 064407880 594209

Client ServicesClient.services@sii.org.uk

0207 645 0680

www.sii.org.uk