south korea’s shift in defense posture and its effect on northeast asian security balance

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    South Koreas Shift in Defense Posture and Its Effect on Northeast Asian Security

    Balance

    GOVT 451-01: Conflict in Asia

    11.20.2012

    Kim, Soo Min

    Source: Caters News Agency, Row after row of F-16 Fighting Falcons fills the airstrip in a

    show of force at Kunsan Air Base, South Korea.

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    On March 26, 2010 around 21:20 local time1, South Korean government was

    in a state of unexpected emergency. It was reported that the ROK Navy ship Cheonan

    experienced an explosion and was rapidly sinking with military. Security-weary Seoul

    was then once again faced with the first artillery strike on Southern soil since the

    Korean War on November 10th when North Korean forces decided to shell

    Yeonpyeong Island, which is about 7 miles within the DPRK mainland2 (see Figure

    1), in response to the ROKs regular military drills nearby. These two pivotal events

    that left a reminding mark on the Korean peninsulas state of security have

    consequently caused South Korea to take a number of sharp turns in terms of its

    defense posture.

    Figure 1: Area map of NLL, Yeonpyeong Island, and Cheonan sinking

    Source: BBC News Asia-Pacific, North Korean Artillery hits North Korean Island, November 23,

    2010

    Although South Koreas Lee administration ordered an immediate response in

    regards to the attack by firing back 80 rounds with K9 self-propelled howitzers3, with

    each shell having a relatively superior killing range of 50 square meters 4, the

    retaliation was not without restraint and hardly full-scale. UN Secretary-General Ban

    1Certo, Peter, Greg Chaffin, and Hye-Eun Kim. "The Cheonan Incident: Skepticism Abounds." Foreign

    Policy in Focus, 15 2011. Web. Web. 16 Nov. 2012.

    .2

    "Tensions high as North, South Korea trade shelling."Associated Press 24 11 2010, n. pag. Web. 16

    Nov. 2012. .3

    Kim, Hyung-jin, and Kwang-tae Kim. "Korea Attack: Yeonpyeong Island Shelled by North Korea."AP/

    The Huffington Post[Incheon] 23 11 2010, n. pag. Web. 14 Nov. 2012.4

    "K9 155mm self-propelled howitzer." Globalsecurity.org. N.p.. Web. 16 Nov 2012.

    .

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    Ki-moon has called North Koreas artillery attack as one of the gravest incidents

    since the end of the Korean War, and that any differences should be resolved by

    peaceful means and dialogue. 5 Though immense retaliation by the Lee

    administration was withheld, the two incidents served as a great breach of South

    Korean security and conveyed a sense of threat that could easily escalate into a war.

    Following these incidents in 2010, the ROK has taken multiple steps to strength its

    security measures, especially in terms of defense and readiness against possible North

    Korean provocations in the future. South Korea has reached a mutual agreement with

    its long-time ally, the United States, which decided to fully transfer wartime

    operational control (OPCON/ Strategic Alliance 2015) to Seoul in December 2015 6.

    The ROK also disclosed its new missile guidelines under which it will extend

    the range of ballistic missiles to 800 km with 500 kg payload, and the payload of

    unmanned aerial vehicles from 500 kg to 2,500 kg7. The ROK Defense Ministry also

    announced 73 short-, mid-, and long-term military reform goals of the new DR 307

    plan to be carried out during 2011 to 20308. All of such changes and transformations

    point in one directionSouth Korea is tangibly and symbolically obtaining a more

    independent grasp of its military forces and capacity, in addition to security measures.

    Because South Korea is moving in a direction in which it now has more independent

    means and options with which it can proceed with decreased involvement of the U.S.

    intermediary to deter the DPRK in its provocations, the ROKs more self-sufficient

    defense posture will not only enable fast-paced response to lower-level aggressive

    actions by North Korea but also incentivize other Northeast Asian states to strive to

    prevent further escalation of tensions.

    How South and North Korea Came to be

    The security of South Korea had never been an autonomous matter since the

    5"As it happened: Korean artillery clash." BBC News n.d., BBC News Asia-Pacific n. pag. Web. 16 Nov.

    2012.

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    end of World War II. The United States and the Soviet Union each sought trusteeship

    in the Korean Peninsula following the Japanese signal for surrender in 1945, and the

    two major powers rather hastily proposed a North-South division of Korea along the

    38th parallel of latitude, thus the United States taking control in the South and the

    USSR of the North9. The joint occupation, in hindsight, served to be the initial phase

    of division between South and North Korea, as the Korean War from 1950 to 1953,

    after a series tug and pull between two forces that were each supported by the U.S.

    against the USSR and China, ultimately resulted in final separation along the 38 th

    parallel.

    Source: The Christian Science Monitor, North Korean soldiers look at the southern side

    as South Korean soldiers stand guard at the Panmunjom (DMZ) that separates the two Koreas.

    In 1953 the Korean Armistice Agreement was signed between then and now

    communist-occupied North Korea and U.S.-backed South Korea, both states agreeing

    to a complete cessation of hostilities and of all acts of armed force in Korea until a

    final peace settlement is achieved.10 The 1953 agreement, in addition to creating the

    Korean Demilitarized Zone (DMZ)11, a 2.5 mile-wide high-security buffer zone

    between their borders, also resulted in six decades of separation and hostilities until

    9Robinson, Michael E. Korea's Twentieth-Century Odyssey:A Short History. Honolulu: University of

    Hawai'i Press, 2007. Print. 10710

    United States. National Archives. Document for July 27th: Armistice Agreement for the Restoration

    of the South Korean State. Washington, DC: , 1953. Web. .11

    Havenly, Joe. "Korea's DMZ: 'Scariest place on Earth'."CNN World27 Aug 2003, n. pag. Web. 16 Nov.

    2012. .

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    today. In 1953, the U.S.-R.O.K. Mutual Defense Treaty was signed, under which the

    United States agreed to help South Korea defend itself against external aggression; to

    help maintain this security assurance, the U.S. has placed its military personnel and

    troops in the South, establishing a Combined Forces Command (CFC) in 1978 to

    coordinate efforts with over 680,000 men South Korean armed forces.12

    In 1979, South Korea and the U.S. reached an agreement that limited the

    ROKs missile capabilities to 180 km (112 mile) range, later revised in 2001 to 300

    km, and 500 kg payload13. In 2001, South Korea also joined the Missile Technology

    Control Regime (MTCR), voluntarily binding itself to control the export of ballistic

    missiles and its components capable of delivering weapons of mass destruction

    (WMD). As the MTCR allows cooperation among member countries in terms of

    missile transfers which is done as they assume responsibility for taking all steps

    necessary to ensure that the item is put only to its stated end-use,14 the U.S. in

    October 2012 has decided to permit South Korea in more than doubling the range of

    its ballistic missiles, from 300 km to 800 km, to counter increasing security threats

    from North Korea. Furthermore, the modified agreement increases the payload the

    ballistic missiles can carry to 500 kg and that of unmanned aerial vehicles (UAVs) or

    drones, to 2,500 kg from the previous 500 kg.15

    Since the division between North and South Korea in 1953, security matters

    have always been a thin ice to walk on. Aggressive North under a totalitarian dynastic

    dictatorship of the Kim family has been maintained since 1953, at first with the

    assistance of China and the USSR, but by the end of the Cold War, China remaining

    its only ally in Northeast Asia. In contrast to South Korea, which at first suffered

    under economic stagnation and political struggles, North Korea enjoyed relative

    12"Background Note: South Korea." Bureau of East Asian and Pacific Affairs. U.S. Department of

    State, 12 2012. Web. 16 Nov 2012. .13

    Klingner, Bruce. "U.S. Should Allow South Korea to Extend Its Missile Range."Asia and the Pacific.

    The Heritage Foundation, 23 2012. Web. 16 Nov 2012.

    .14

    "Guidelines for Sensitive Missile-Relevant Transfers."Missile Technology Control Regime. N.p.. Web.

    16 Nov 2012. .15

    Snyder, Scott. "South Koreas New Missile Guidelines and North Koreas Response." Asia Unbound.

    Council on Foreign Relations, 9 2012. Web. Web. 16 Nov. 2012.

    .

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    prosperity even until the 1970sm when it began to feel the social and economic

    limitations of Stalinist communist doctrine. Always having been a highly militarized

    state, reflecting the remnants of the Korean War, North Korea has implemented a

    strategy called songun, which means military-first. Undersongun doctrine, North

    Koreans are expected to trust that the military is equipped with the resources,

    knowledge, and skills necessary to solve such problems encountered in peoples daily

    lives.16 Thus the principle enforces the idea that without the military, people cannot

    sustain their existence, because it is integral for their fundamental survival.

    With such serious degree of economic decline, the utmost national priority for

    North Korea has become its regime survival17, and with its counterpart South Korea

    becoming one of the most economically successful states with its remarkable size, the

    DPRK had resorted to various means of hostile military actions to threaten the ROK

    and make demands; taking an absolute anti-American stance, North Korea has made

    harsh condemnations of the South for its alliance, which it saw as shameful, with the

    United States. Thus, whereas the ROK has received considerable US support in many

    aspects but especially security since the Korean War armistice was signed, North

    Korea has been left as rather helpless, aside from Chinas seemingly occasional verbal

    defense, leading the Kim regime to decide that strengthening of its armed forces is the

    most effective means for its regime survival.

    Future Plans for South Korean Defense Posture

    Two North Korean attacks in March and November of 2010 may appear as

    rather puzzling, for its intentions can only be assumed, but they were certainly

    aggravating enough that Seoul took an increasingly defensive posture and that when

    the civilian-inhabited island, Yeonpyeong, was shelled, Seoul placed its military on its

    highest non-wartime alert, returning fire and sending off F-16 fighters18

    in response.

    Although South Korea considered military actions against the North to be its last

    16Park, Han S. "Korea Economic Institute." Korea Economic Institute. 2.7 (2007): n. page. Web. 16 Nov.

    2012. .17

    Hodge, Homer T. "US Army War College Quarterly." US Army War College Quarterly. 23.1 (2003):

    68-81. Web. 16 Nov. 2012.

    .18

    Snyder, Scott. "North Korea's Escalating Aggression."Asia Unbound. Council on Foreign Relations,

    Nov 23 2010. Web. 16 Nov. 2012. .

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    option, considering the high probability of small skirmishes rapidly escalating in

    tension, it has been growing more alert in regards to its security and preparation for

    potential attacks by the DPRK. In 2005, South Korea launched Defense Reform Plan

    2020 (DRP 2020), a comprehensive reform strategy that called for transformation of

    its military into a smaller but more capable force by reducing its overall manpower by

    25% from 681,000 to 500,000 while compensating for the decrease in number of

    troops by acquiring advanced fighter and surveillance aircraft, naval reforms, and

    ground combat vehicles.19 Such drastic reduction in the ROK armed forces accurately

    reflected the pre-2010 South Korean view of the security condition in the Korean

    Peninsula; President Roh in 2005 urged for less militarized society, reducing both the

    conscript period from 26 months to 18 months and the size of South Korea armed

    forces, all of which stemmed from his rather generous evaluation of substantial

    security threats posed by North Korea. Moreover, Roh had expected Pyongyang to

    relax its military forces and measures in exchange for his obvious effort to improve

    inter-Korean relations, but North Korea did not reciprocate his gestures and instead

    chose to maintain its conventional military forces while expanding its asymmetric

    force capabilities.

    Unfortunately, the DRP 2020 had to be revised in 2009 due to budget

    shortfalls and realistic concerns about whether the reduced manpower would be

    sufficient for South Koreas defense in preparation for the transfer of OPCON from

    the U.S. in 2015, postponing the endpoint of the reform plan to 2025. According to

    the Korean National Statistical Office, 20-year-old men from 1977 to 2003 numbered

    more than 400,000, which was adequate to maintain active-duty military population,

    yet starting in 2008, the number of 20-year-old men is predicted to decline, as low as

    308,00020

    in 2020. (See Figure 221

    ) In addition, the DRP 2020 required a 15-year

    budget of approximately $505 billion on the premise that the annual military budget

    would increase from 2006 to 2010 by 9.9%. Yet by 2009, the reform plan was already

    suffering from about $34 billion shortfall and the South Korean Ministry of Defense

    19 Klinger, South Korea Taking the Right Steps Toward Defense Reform. 2

    20Bennett, Bruce W. "A Brief Analysis of the Republic of Korea's Defense Reform Plan." Occasional

    Paper Series. RAND Corporation, 2006. Web. 17 Nov. 2012..21 Bennett, 3

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    had to scramble to find ways to savage at least some parts of this faltering plan.

    Figure 2: The Number of 20-Year-Old ROK Men

    It is difficult to assume the degree seriousness underlying realistic

    implementation of the original DRP 2020, but the plan certainly contained a number

    of flawed presumptions that failed to take into account the decline in manpower

    resulting in insufficient number of men that can be called for active-duty and severe

    budget deficit onset as early as 2009. The DRP 2020 may have appeared to be an

    innovative plan created accordingly with the less alarmed South Korean Ministry of

    National Defense (MND), but an objective and professional evaluation is not

    completely favorable of the MNDs planning: It clearly reflects very deep thinking

    about how to improve ROK military capabilities [But] quite a number of risks to

    the DRP could cause it to fail and perhaps jeopardize ROK security.22

    After two provocations by North Korea, however, in March 2011, South

    Korean Defense Ministry announced a list of 73 military reform objectives of the new

    DR 307 plan to be executed from 2011 to 2030. Although DR 307 can be perceived as

    an updated replacement for DRP 2020, it can also be recognized as a statement in

    response to North Koreas unprovoked attacks, as it accurately reflected the South

    Korean public opinion at the time. People were no longer sympathetic to North Korea

    and viewed their unwarranted attacks as immediate potential for another civil war:

    DPRK hostilities in 2010 have also pushed ROK leaders to amend their reform plans

    to pursue a more aggressive strategy to guard against future DPRK hostilities.23

    22Bennett, 40

    23 Cordesman, Anthony H., Andrew Gagel, Varun Vira, Alex Wilner, and Robert Hammond. The Korean

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    In the process of shifts and changes, complete enforcement of DR 307 would

    bring about comprehensive reformations within South Korean military command, unit,

    troop, and force structures. The MND hopes to create an efficient military command

    system to take the initiative in war planning, prepare for theater operations after

    wartime OPCON transition, and construct a new combined defense system for U.S.-

    ROK combined operations24. Under DR 307, the MND plans to reduce the number of

    units but advance combat capabilities of combat troops organizations, and reform

    troop structure by shifting the military command toward a technology-intensive

    format supported by officers and non-commissioned officers (NCOs) to compensate

    for the lack of skilled soldiers. Perhaps the most notable anticipated change to be

    facilitated by DR 307 is the improved military service jointnessin terms of

    interoperability and combat effectiveness of South Korean armed forces, to be done

    by reorganizing the top military command structure and more thoroughly

    incorporating different service branches. Thus the reform plan, undeniably driven by

    North Korean provocations in 2010, considers enhanced collaboration among ROK

    military branches to be one of utmost priorities, as President Lee Myung Bak and the

    ROK military have been scrutinized and condemned for what the public in the

    aftermath of North Korean attacks saw as faulty military preparation and delayed

    counterattack25 stemming from fragmented communication and lack of readiness in

    terms of coordination.

    Such attempts to improve jointness among military branches can also be

    recognized as an increased focus on successfully facilitating OPCON in 2015, when

    the Combined Forces Command (CFC) will cease to exist. Because the OPCON

    transition was mapped out with South Korea taking the lead in defense against North

    Korea and other operations, the ROK Joint Chiefs of Staff (JCS) will take charge in

    war fighting, and the U.S. Korea Command (KORCOM)26 will serve as supporting

    Military Balance: Comparative Korean Forces and the Forces of Key Neighboring States. Washington,

    DC: Center for Strategic & International Studies, 2011. Print.24

    Klingner, Bruce. "South Korea: Taking the Right Steps Toward Defense Reform. 5-625

    Manyin, Mark E., Emma Chanlett-Avery, and Mary Bet Nikitin. United States. Congressional

    Research Service. U.S.-South Korea Relations. Washington, DC: , 2011. Web.

    .26

    O, Tara. "Center for U.S.-Korea Policy: A Project of the Asia Foundation." Center for U.S.-Korea Policy:

    AProject of the Asia Foundation. 2.9 (2010): Print.

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    command while the current U.S.-ROK Combined Forces Command (CFC) terminates.

    OPCON, which is a legacy of American involvement in South Korean affairs since

    the 1950-1953 Korean War, enforced that South Korean soldiers serve under the

    command of U.S. forces should a war break out in the peninsula. As DRP 2020 was

    modified to satisfy a more realistic and functional reform measures, the OPCON

    transition must also be appropriately implemented, offering sustained degree of unity

    of command that U.S.-ROK CFC has provided. Though it may appear as if the U.S. is

    surrendering its active involvement in South Korea, a Military Cooperation Center

    will be launched to plan military operations, joint military exercises, logistics support

    and intelligence exchanges, and assist in the operation of the communication,

    command, control, and computer systems.27 The Strategic Alliance 2015 plan

    (OPCON), if carried out properly and efficiently carried out, should be able to reach

    its objectives of upgrading South Korean defense capabilities, improving USFK,

    enhancing South Korean command and control systems, and better preparing military

    exercises to counter North Koreas new asymmetrical challenges with unprecedented

    degree of independence from the United States.

    Source: Council of Foreign RelationsAsia Unbound

    , Obama in SeoulAnother milestone agreement recently reached is the U.S. agreement to new

    missile guidelines for South Korea. South and North Koreas capitals, Seoul and

    Pyongyang, respectively, suffer from the tyranny of proximity,28 which is that

    27Manyin, Mark E., Emma Chanlett-Avery, and Mary Bet Nikitin. 21

    28Loeb, Vernon, and Peter Slevin. "Overcoming North Korea's 'Tyranny of Proximit'y: Military Planners

    Say a U.S. Victory Would Come at Great Human Cost, Especially to South Korea." Washington Post20

    Jan 2003, A16. Web. 17 Nov. 2012. .

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    North Korean artillery systems and rocket launchers capable of wreaking havoc on the

    South Korean capital is less than 40 miles away. The Korean Peninsula itself is of

    limited distance, in width and length, and its division in half has resulted in proximity

    that has left the North and South too close for comfort. South Koreas extension of its

    missile range always being a precarious matter to discuss, the United States had

    sought to primarily limit the range to 300km; while Seoul had served as Washingtons

    pivotal linchpin in Northeast Asia, the U.S. also did not wish to wield its power so as

    to disturb major regional powers, such as Japan but especially China. Prior to South

    Koreas new missile guidelines (NMG), it has been, an open secret that the U.S. had

    been reluctantout of concern for a negative effect on its nonproliferation

    campaign.29 Yet under the newly reached guidelines, South Koreas ballistic missiles

    are now able to cover not only all of the North Korean regions but as far as Beijing

    and parts of Japan. (SeeFigure 330)

    Figure 3: South Koreas new missile range with the revised missile pact of 2012

    The primary reason for which the missile pact was revised in accordance to

    South Koreas demand was to deter armed provocations from North Korea; South

    29Lee, Chi-dong. "White House says S. Korea's improved missile capability to target only N.

    Korea." Yonhap News Agency[Washington, DC] 08 Oct 2012, n. pag. Web. 17 Nov. 2012.

    .30

    Song, Sang-ho. "U.S. agrees to extend Seouls ballistic missile range: reports." Korea Herald23 Sept

    2012, n. pag. Web. 17 Nov. 2012.

    .

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    Korean national security adviser Chun Yung-Woo had explained, If North Korea is to

    attack or provoke, we are able to incapacitate its nuclear and missile (capabilities) in

    the early stage. 31 Such U.S. decision to accommodate to Seouls demand is rather

    surprising as it can be negatively perceived as dangerous by many; though the

    Chinese government withheld from making any public statements in regard to the new

    pact, Chinas state news agency, Xinhua, carried an article saying the Seoul-

    Washington move runs counter to a global arms control agreement known as the

    Missile Technology Control Regime (MTCR). 32 Critics of the new guidelines

    express concerns that the agreement will undermine the credibility of the MTCR and

    the DPRK may exploit this event to justify its further provocations, potentially

    leading to long-range ballistic missile tests or a third nuclear weapon test later on. But

    after the Cheonan sinking and Yeonpyeong Island shelling incidents took place within

    the same year with only a few months in between, the NMG is being widely

    welcomed by South Koreans. Kim Tae-woo, a top security and defense expert in

    South Korea, who also heads the Korea Institute for National Unification, indicated

    that the gap in asymmetrical warfare capabilities between the North and South has

    dangerously widened as the Kim regime has relentlessly sought to expand its nuclear

    and missile programs33, thus Seoul can finally use the NMG to leverage its intention

    to strike back North Korea in reaction to any future provocations. The DPRK, as

    anticipated, reacted with a rather repetitive reminder that it has missiles that can reach

    the United States, the strike zone including not only the bases of the puppet forces

    and the U.S. imperialist aggression forces bases in the inviolable land of Korea, but

    also Japan, Guam and the U.S. mainland.34 (SeeFigure 435)

    31 Yan, Holly. "North Korea says it has missiles that can reach the United States." CNN 09 Oct 2012, U.S.

    n. pag. Web. 17 Nov. 2012. .32

    Lee, Chi-dong. "White House says S. Korea's improved missile capability to target only N.

    Korea." Yonhap News Agency[Washington, DC] 08 Oct 2012, n. pag. Web. 17 Nov. 2012.33

    "S.Korea's New missile guideline big step forward in deterring NK: analysts." Yonhap News

    Agency[Seoul] 07 Oct 2012, n. pag. Web. 17 Nov. 2012.

    .34

    Yan, Holly. "North Korea says it has missiles that can reach the United States." CNN 09 Oct 2012, U.S.

    n. pag. Web. 17 Nov. 2012. .35

    "North Korea warns US on missiles after South deal." BBC News 09 Oct 2012, Asia n. pag. Web. 17

    Nov. 2012. .

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    Figure 4: North Korean missile rangesmaximum estimated/ calculated

    The ROK and U.S. have become accustomed to North Koreas such rhetoric,

    after multiple times at which the DPRK threatened to turn Souths presidential office

    or Seoul into a sea of fire.36 And in fact, North Korean regime is deploying the

    same old tactics of verbal intimidation and threats when, the matter of fact is that its

    missiles have been capable of reaching Hawaii and Alaska for quite some time.37

    The DPRKs Kim regime had undermined its credibility of nuclear development when

    it launched a satellite, undoubtedly a disguise for a long-range ballistic missile38 in

    April of 2012. Assessing North Koreas harsh condemnation of the NMG and

    disapproval of Seoul-Washington alliance, one could easily predict another

    provocation in the near future, but also a hint of North Koreas anxiety: In sum, the

    550 km and 1,000 kg numbers will be heard loud and clear in Pyongyang. 39

    36CNN Wire Staff, . "North Korea threatens 'a sea of fire' upon South Korea." CNN 24 Nov 2011, U.S. n.

    pag. Web. 17 Nov. 2012. .37

    Bendikova, Michaela. "South Korea Missile Range Extension: A Good Step Toward Security." The

    Foundry. The Heritage Foundation, 11 2012. Web. Web. 18 Nov. 2012.

    .38

    Grant, Stan. "North Korea prepares controversial rocket launch." CNN [Tongchang-ri, North Korea]

    09 April 2012, U.S. n. pag. Web. 18 Nov. 2012. .39

    Pinkston, Daniel. "The New South Korean Missile Guidelines and Future Prospects for Regional

    Stability." Strong & Prosperous. International Crisis Group, 25 2012. Web. Web. 18 Nov. 2012.

    .

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    Although some South Koreans still remain discontented with the NMG,

    claiming that U.S. imposing of missile restraint is a violation of their national

    sovereignty, the ROK government and military officials are satisfied with what they

    are viewing as a major breakthrough in terms of gaining more self-sufficient means to

    defend itself. Daniel Pinkston, a North East Asia Program deputy project director at

    the International Crisis Group states:

    Ballistic missiles are attractive to ROK defense planners because it is

    virtually impossible for the DPRK to intercept them. Geography has

    determined that once launched from ROK territory, they would strike targets

    in the DPRK within 3-5 minutes. Some strategists believe this capability

    gives Seoul the option of making limited precision strikes in remote rear areas

    of the DPRK before Pyongyang could react, which is probably truesome

    analysts argue that the window of opportunity for DPRK preemption would

    not exist with a ballistic missile option.40

    North Korea also possesses 700 Scud short-range tactical ballistic missiles that can hit

    South Korea; the Scud missile, in addition to having conventional explosive warhead,

    also could carry chemical or biological warfare agents. A possible scenario offered by

    Bruce Klingner of the Heritage Foundation is as follows: Pyongyang could utilize

    Scud missiles to fire non-persistent chemicals at frontline units and persistent

    chemical agents against rear logistical and resupply targets, such as Busan Harbor.41

    Having already committed two uncalled-for acts of war against South Korea in 2010,

    no one can say with certainty that such a scenario is only hypothetical and may not

    happen at the most unexpected time and occasion. After all, North Korea has a better

    record on implementation of threats than negotiated commitments42, though it too

    frequently resorts to bluffing tactics and flamboyantly critical rhetoric to escalate the

    tensions and verbally demonstrate its unswerving intention to use all means for

    40 Pinkston, Daniel. The New South Korean Missile Guidelines and Future Prospects for Regional

    Stability.41

    Klingner, Bruce. "U.S. Should Allow South Korea to Extend Its Missile Range." Asia and the Pacific.

    The Heritage Foundation, 23 2012. Web. 16 Nov 2012.

    .42

    Snyder, Scott A. "Precarious Balancing Act on the Korean Peninsula."Asia Unbound. Council on

    Foreign Relations, 20 2010. Web. 18 Nov. 2012. .

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    protection.

    But the NMG may only be one of numerous transformations contributing to

    South Koreas more self-sufficient defense posture to be further established. The U.S.

    transfer of operational control (OPCON) of the ROK military scheduled to finalize in

    2015 is one of the reasons for which the Obama administration had decided to allow

    missile range extension, despite some openly recognizing it as a violation of the

    MTCR and others seeing it as potentially threatening regional stability. In addition to

    South Koreas shift towards taking a more self-sufficient defense posture and

    obtaining appropriate means for independent deterrence through execution of DR 307,

    DRP 2020 (postponed to 2025), and OPCON transfer, the NMG is significant in that it

    may possibly, though conjectured with limited faith, convey a more convincing

    message to the DPRK to return to arms control negotiation process. Signifying U.S.

    public endorsement in allowing of South Korea to take independent actions to a

    certain degree with measures such as the extended missile range pact, not only North

    Korea but also China will certainly feel uncomfortable, to say the least, especially

    because parts of its territory such as Beijing can be reached within 800 km. In fact,

    South Koreas enhanced ballistic missile capabilities can be recognized as an intended

    warning to North Korea and also U.S. attempt to check China s regional power and

    occasional abuse of its rising regional hegemon status in supporting North Korea

    during times of heightened hostilities.

    Although with the modified NMG and extended missile range, the probability

    of miscalculation of the other sides expected reaction and thus performing not the

    most rational response still exists, the knowledge of South Koreas possession and

    deployment of 800 km range ballistic missiles, to be ready in 2017, can act as the

    deterrent factor in inter-Korean relationship. The extended missile range can be

    recognized as a destabilization factor in that in reaction to South Koreas new missile

    guidelines being announced, North Korea will be tempted to express its discontent by

    executing another nuclear test or demonstrating missile capabilities43, a potential

    scenario that could unfold with rapidity and lead to an arms race, especially as South

    Korea have obtained independent means for taking a self-sufficient defense posture.

    43Pinkston, Daniel. "The New South Korean Missile Guidelines and Future Prospects for Regional

    Stability."

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    North Korea is rather notorious for its spontaneous test launching of ballistic missiles

    and other weaponry but having failed four satellite launches already, with the most

    recent acknowledgement of a letdown and consequent humiliation in April 2012 (See

    Figure 544) that was undoubtedly followed by immense financial cost, not to mention

    the loss of face on the international stage, even a state known for great dedication to

    missile development will not want to initiate or get involved in an arms raceand

    neither will any other state in Northeast Asia. Such assumption may lead to a positive

    scenario in which China feels pressured enough to restrain North Koreas spontaneous

    and unprovoked actions in the future for the sake of regional stability, thus South

    Koreas acquiring of extended missile range itself exerting influence as a deterrent

    factor.

    Figure 5: Process of North Koreas April 2012 Failed Satellite Launch

    It is a well-proven fact learned from trial and error that North Korea and its

    aggression will not be thwarted simply by diplomatic efforts; South Korea should

    abandon its spineless attitude in terms of their security system that is more focused on

    44Moon, Gwang-lip. "North fires rocket but it explodes right after lift-off." Korea Joongang Daily14

    April 2012, n. pag. Web. 19 Nov. 2012.

    .

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    defending itself when encountered with threats, and take a stronger stance and the

    initiative in pursuing offensive-intensive posture, as it did by extending its ballistic

    missile range. As the ROK shifts toward more self-sufficient defense posture, South

    Korean leaders should also not be fearful that deploying a missile defense system or

    even criticizing North Korea over its military provocationswould anger Pyongyang,

    lead to a collapse of the inter-Korean engagement policy.45 After all, Seouls

    voluntary self-restriction certainly did not prevent North Korea from developing

    missiles that can cover all of South Korea46 and neither would Pyongyang have not

    exploited the fact that with the ballistic missile range of 300 km, prior to the modified

    guidelines, the only way for South Korean forces to reach North Korean targets in the

    rear areas would have been to play them along the DMZ, well within range of North

    Koreas artillery.

    Current Northeast Asian Balance

    Although it is difficult to make precisely accurate evaluation of any aspects

    pertaining to North Korean defense budget due to the DPRKs extreme reluctance to

    reveal any information, and when it does, the data may have been tampered with,

    Janes has made an insightful analysis on the DPRK military expenditure, drawn from

    ROK sources; Korea Institute of Defense Analyses (KIDA) has stated that the

    DPRKs defense budget reached nearly USD 9 billion in 2009, 15 times more than the

    official amount declared by Pyongyang, which had announced a USD 570 million

    defense budget, but when calculated on an exchange rate based on Purchasing Power

    Parity (PPP) terms, the accurate estimate is around USD 8.77 billionan increase in

    defense budget in contrast to seriously deteriorating North Korean economy47. The

    U.S. Department of State also confirmed that North Koreas defense spending

    exceeded 22% based on its estimate that the DPRKs GDP in 2009 was 40 billion

    determined by PPP. In contrast, the ROKs military spending was US $27.1 billion,

    45Klingner, Bruce. "The Case for Comprehensive Missile Defense in Asi." Backgrounder. The Heritage

    Foundation, 07 2011. Web. 19 Nov. 2012. .46

    Klingner, Brce. "Dont Skimp on South Korean Missile Range." The Foundry. The Heritage

    Foundation, 05 2012. Web. 19 Nov. 2012. .47

    Cordesman, Anthony H., Andrew Gagel, Varun Vira, Alex Wilner, and Robert Hammond. The Korean

    Military Balance: Comparative Korean Forces and the Forces of Key Neighboring States . Washington,

    DC: Center for Strategic & International Studies, 2011. Print. 1

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    2.8 % of its GDP; despite the sheer economic strength discrepancies between two

    states, it is worth noting that North Korea devotes a prominent amount of its GDP for

    military efforts in terms of percentageembodying the ideals ofsongun. The CIA

    estimates that the population of DPRK amounts to 22.7 million while the ROKs

    population is 48.6 million thus more than 2.1 times that of North Korea; the DPRK

    has 6.1 million males eligible for military service and 885,000 young men entering

    military age per year while the ROK has 13.3 million eligible males and 371,000

    entering military age.48 In comparing South and North Korean circumstances, it is

    numerically and statistically shown that the ROK exceeds DPRK in every aspect of

    resources to use in supporting its national security structure, and the overall trends are

    likely to remain to favorable for South Korea.49

    Source: San Francisco Gate, ROK Special Army soldiers demonstrate their martial arts skills

    According to the International Institute for Strategic Studies The Military

    Balance 2011, in terms of Northeast Asian military manpower50, China holds the

    greatest number in all three categories: air force, navy, and army. North Korea takes

    the second place in the size of air force and army, and the only branch in which South

    Korea exceeds the DPRK is the air force. Both states in the Korean Peninsula have

    greater men power in three branches than Japan. The DPRK clearly devotes a

    disproportionate amount of its GDP to military expenditures, but given the economic

    48Cordesman, Anthony H., Andrew Gagel, Varun Vira, Alex Wilner, and Robert Hammond. The Korean

    Military Balance: Comparative Korean Forces and the Forces of Key Neighboring States . 449

    Ibid.,450

    Cordesman, Anthony H., and Robert Hammond. The Military Balance in Asia: 1990-2011.

    Washington, DC: Center for Strategic & International Studies, 2011. Web.

    . 41

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    crisis that has plagued North Korea for such a protracted period of time, it cannot help

    but fall behind other Northeast Asian states in not only conventional forces but also in

    modernization.

    In fact, one of growing concerns is that North Korea has relentlessly sought

    an asymmetric strategy to enhance its long-range strike capability against civilian

    and military targets to compensate for declining conventional capabilities.51 An

    increasing propensity to obtain self-propelled artillery, multiple rocket launchers,

    ballistic missiles in addition to the intensive attention being given to the DPRK

    Special Forces that is in charge of infiltrating the ROK rear, are all part of the DPRKs

    attempt to make up for the retrogression in modernization. It can be noted from

    Figure 652 that from 2000 to 2011, the air force division implemented a drastic

    increase in SAMs (Surface-to-Air Missiles). South Korea, on the other hand, directed

    more attention towards taking over areas previously monitored by US forces, such as

    surveillance, reconnaissance, and early warning: In 2005 the ROK Ministry of

    Defense released The Defense Reform 2020 Initiative, which outlined ROK

    strategy to create a slimmer and more self-reliant military focused on technological

    improvements.53 As can be noted from Figure 754, to achieve the goal to become a

    blue-water navy by 2020, the ROK Navy has increasingly deployed indigenous

    destroyers, the total number increasing from 6 to 10; a decrease in total naval aviation

    was compensated by doubling the ASW (anti-submarine warfare) with expected

    gradual increase.

    51Ibid., 11

    52Cordesman, Anthony H., Andrew Gagel, Varun Vira, Alex Wilner, and Robert Hammond. The Korean

    Military Balance: Comparative Korean Forces and the Forces of Key Neighboring States. 1153

    Ibid., 1254 Ibid., 12-13

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    Source: The Christian Science Monitor, The South Korean navy destroyer Chungmugong

    Yisunshin

    With rising degree of threat and provocations from the North, South Korean

    leaders, especially after the sinking ofCheonan, decided to increase militarization in

    the Yellow Sea and ASW helicopters. The ROK army decided to reduce the

    magnitude of the proposed troop cut to maintain army man power at 517,000 instead

    of 500,000. In the wake of November 2010 Yeonpyeong artillery attack, South Korea

    expedited parts of its modernization plan by proceeding with the purchase of fifth

    generation stealth fighters to be completed by 2015.

    Figure 6: Democratic Peoples Republic of Korea Military Modernization Trend, 2000-2011

    Figure 7: Republic of Korea Military Modernization Trend, 2000-2011

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    The idea of evaluating the conventional balance between two Koreas is

    difficult in that multiple factors such as asymmetric, nuclear forces, and the possible

    involvement of the U.S. and Japanese forces in support of South Korea and Chinas

    defense of its buffer state North Korea would all have to be taken into consideration

    for an accurate judgment of how a conflict might unfold. Yet, it is worth noting that

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    while the DPRK exceeds the ROK often in quantities and size of its conventional

    forces, North Korea may face serious limits on conventional capabilities and qualities

    of its largely outdated equipments. With some speculations from experts and reports

    that the DPRKs level of economic crisis is far more severe than assumed that it even

    lacks the national fuel stocks to carry out a major conventional offensive in 2011 55,

    North Koreas superiority in total active and reserve manpower is no longer an

    appropriate measure for its force strength. In fact, South Korea has superior air-craft

    capability, naval surface vessel fleet strength and capability, smaller holdings of

    SAMs but more modern and capable systems, although simultaneously it should not

    be neglected either that the DPRK has a major lead in amphibious vessels, potential

    mine layers, smaller surface vessels useful in asymmetric warfare, conventional

    submarines, and perhaps most importantly, the will power to take advantage of any

    means available against the Souththus all the more important are elements such as

    U.S., Japan, and China involvement, and asymmetric warfare capabilities.

    Having weathered through both ups and downs over 60 years, the U.S. has

    had legal obligation to Seoul under UN Security Council Resolutions passed in 1950

    and considers South Korea to be one of its closest allies in Northeast Asia. The U.S.

    national military strategy for 2011 states: We expect to maintain a strong military

    presence in Northeast Asia for decades. The Republic of Korea has proven a steadfast

    ally supporting US security efforts around the world; our commitment to the Republic

    of Korea is unwavering as North Korea remains a provocative threat to regional

    stability.56 In fact, U.S. assistance and show of support were immediate after the

    sinking of the Cheonan on March 2010 and artillery shelling of Yeonyeong on the

    following November. Because Japan has been drifting away in terms of its alliance

    with the U.S. because of internal domestic struggles and upheavals, South Korea in

    the past few years have reinforced its role as the strongest ally in Northeast Asia for

    Washington; with South Korea becoming one of the fastest growing and economically

    advanced states in the global community today, it can be assumed with high certainty

    that should a conflict break out between the DPRK and ROK, the United States would

    use all means necessary to aid South Korea not only to preserve peace in the

    55Ibid., 19

    56 Ibid., 67

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    Peninsula but also to restore stability within Northeast Asia.

    Asias security structure is growing complex with formal and informal

    multilateral relationships and ties that in a hypothetical conflict in the Korean

    Peninsula, Japan and China would inevitably have to take a stance in the scenario,

    although outside powers would initially work to deter both states from an entering

    into a phase of escalated conventional conflict. If such efforts fail, China would most

    likely support the DPRK, a state that has functioned as its buffer state since the end of

    the Korean War and was once perceived as its satellite state while Japan would have

    to decide whether to support U.S. basing and staging into Korea, also considered

    likely though the degree of involvement uncertain. North Korea poses security threats

    to Japan as well, that as early as 1998, the North unsuccessfully launched a rocket

    called the Taepodongthat flew over Japan then fell into the Pacific57.

    If the level of conventional conflict heightens and there is to be any major

    DPRK success on the groundwould almost certainly lead the U.S. to escalate its

    forces and to expand its range of targets in the DPRKSimilarly, any ROK success

    that threatened the existence of the DPRKwould confront China with the risk of

    losing a key buffer statethus choose to intervene to ensure that ROK and US forces

    did not occupy part of the DPRK.58

    Northeast Asian Economic Interdependence and the Significance of

    South Koreas Self-Reliant Defense Posture

    Apart from the current intricate web of alliances and tension in Northeast

    Asian region, objective comparison and data analysis indicate that the ROK is far

    more advantageous in terms of armed capabilities. But the involvement of China and

    often frustrating protection it offers to North Korea, and also moments in which it

    remains silent to any provocations by the DPRK to the South, are major impediments

    in sending and enforcing a stronger warning to Pyongyang. Even though the ROK has

    a population more than 2.1 times that of the DPRK and an economy nearly 37 times

    that of the North, South Koreans can never quite forget about perpetual North Korea

    57Choe, Sang-Hun. "North Korea Says Its Missiles Can Reach U.S. Mainland." New York Times [Seoul]

    09 Oct 2012, n. pag. Web. 20 Nov. 2012. .58

    Cordesman, Anthony H., Andrew Gagel, Varun Vira, Alex Wilner, and Robert Hammond. The Korean

    Military Balance: Comparative Korean Forces and the Forces of Key Neighboring States . 21

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    threats embedded in their lives; both the torpedo attack on the Cheonan that led to 46

    lost lives and artillery shelling on a civilian-inhabited island of Yeonyeong that

    resulted in 4 deaths including those of civilians, after all, was seen as stemming out of

    nowhere in such an unforeseen manner. But with all discrepancies in ideologies aside,

    the United States and South Korea are one of its best exports trading partners, the U.S.

    at 17.1% and South Korea at 4.4%59 of its share; although it is an extreme case, if

    Seoul-Washington were to enforce economic sanctions against Beijing in urging

    China to undermine its support for Pyongyang, Chinese economy would have to

    endure a significant blow. In fact, in addition to military capabilities, it is the

    economic interdependence that often functions as the most efficient diplomatic tool;

    and China being North Koreas principal trading partner and source of financial aid,

    Pyongyang cannot afford to ever lose China as an ally. If the initial phase in which

    major Northeast Asian states and the United States cannot reach an agreement to

    reduce the tension and hostilities continue to escalate, internal instability within North

    Korea could offset a massive influx of refugees and defectors into China through its

    northeastern border, a scenario that China had always been concerned about. Thus

    escalation and irresolvable degree of tension is the least favorable and desired that is

    to be avoided in all cases.

    A commonly held belief among Koreans is that the North and South, though

    it may take many more decades, are two states of one nation and will eventually be

    unified. Yet North Koreas anachronistic regime is disproportionately based on its

    military capabilities, even which is tenuously supported by largely outdated

    conventional weapons and massive manpower that relies on asymmetric warfare and

    most importantly, weapons of mass destruction. Two provocations in 2010 initiated by

    North Korea, the sinking of the ROK navy ship Cheonan and artillery shelling of a

    civilian-inhabited island Yeonpyeong in the Yellow Sea, had functioned as a catalyst

    in shifting South Koreas defense posture to a considerable degree. Some efforts by

    South Korean leaders were made prior to the 2010 incidents, calling for a more self-

    reliant defense posture to maintain readiness in countering North Korea s spontaneous

    unprovoked hostilities but the process was accelerated with extensive momentum

    59 The CIA World Factbook. Washington D.C.: The U.S. Central Intelligence Agency, 2012. Web.

    .

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    after the attacks. Although postponed by a few years, the United States had decided to

    close down the CFC (Combined Forces Command) that had been in existence since

    the end of the Korean War and transfer wartime operational control (OPCON)

    completely to South Korea by 2015; this agreement certainly does not signify an end

    or a decline of the U.S.-ROK alliance but rather its growth and fortification. In 2011,

    the South Korean Ministry of National Defense had also announced a list of short,

    mid, and long term military reform objectives to be met by 2025, in reaction to the

    ROKs waning tolerance with North Koreas unjustifiable attacks, marking the

    beginning of a renewed self-sufficient defense posture and also its willingness to take

    offensive actions. Most notable shift was the Seoul-Washington agreement to extend

    South Koreas ballistic missile range to 800 km, more than twice its previous range of

    300 km, and increases the payload the ballistic missiles can carry to 500 kg and that

    of unmanned aerial vehicles (UAVs) or drones, to 2,500 kg from the previous 500 kg.

    All of these changes in a comprehensive sense indicate a change in security climate of

    the Korean Peninsula, especially as South Korea is pursuing more independent means

    to prepare to counter future North Korean provocations. An observation of military

    expenditures, economic strength, military equipment modernization, conventional

    military balance, and the potential involvement of other influential states such as

    Japan and China in inter-Korean issues demonstrate that South Koreas increasingly

    self-sufficient defense posture and appropriate means to maintain such attitude in

    addition to its augmented scope of security decision making against North Korea, and

    the complex web of economic interdependence and sheer potential of a conflict within

    the Peninsula sprawling into a larger scale warfare, it is likely that Northeast Asian

    states will work to avoid rapid escalation of tensions in the initial phase of hostilities,

    thus contributing to preserve regional balance of security.

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