special advertising section top advisor directory
TRANSCRIPT
TOP ADVISOR
DIRECTORY
SPECIAL ADVERTISING SECTION
As of April 27, 2015
S2 B A R R O N ’ S April 27, 2015
LETTER FROM THE EDITOR
EDITOR AND PRESIDENT Edwin A. Finn Jr.
What It Takes To Be A “Barron’s Advisor”
B arron’s began ranking financial advisors 12 years ago with the goal of shining a spotlight on the best people in the business.Many stories had been written in the press over the years about bad financial advisors and the trouble they caused investors. But those
stories held little benefit for our readers. What our readers wanted to know is this: Who are the truly great financial advisors and whatare they telling their clients?
That’s the question we’ve tried to answer with our advisor rankings over the past dozen years.From the outset, the rankings have been a remarkable success. It is now accepted in the industry that the advisors ranked by Barron’s represent the
top 1% of their profession. In fact, it’s become a badge of honor to be called a “Barron’s advisor,” a phrase that’s cropped up informally to describe thefolks who make our lists. We began in 2004 with our first ranking of the nation’s top 100 advisors, working with a small firm called the Winner’s Circle,which we acquired in 2008. We published our first list of the Top 100 Women Advisors in 2006. A year after that, we published a list of the Top 100 Indepen-dent Advisors, meaning the best advisors not affiliated with the big full-service firms like Merrill Lynch, Morgan Stanley, Wells Fargo, or UBS.
One problem with all of these lists: They were dominated by advisors in New York, California, Florida, and a few other places where America’s wealthis concentrated. We knew that we were missing great advisors in South Carolina, Alaska, Wyoming, and other stateswith smaller amounts of wealth.
Our solution: the Top 1000 state-by-state ranking, which we first published in 2009 and expanded to 1200 spots lastyear. This list grants each state a minimum of six spots and allows proportionately more spots for states with greaterassets.
All of our advisor rankings are based on hard numbers: an advisor’s assets under management and annual revenuegenerated, as well as length of time in the business, client retention, and philanthropic work. Critically important, wecarefully check the regulatory record of each advisor we rank.
Every year, readers ask us how to get in touch with specific advisors who are ranked in Barron’s. This special advertis-ing section, published 10 times a year, is an effort to make that easier. This section allows Barron’s-ranked advisors—andonly Barron’s-ranked advisors—to publish their phone numbers, email addresses, and Website addresses. A link to thisspecial advertising section can be found at the top of any page on our Website: Barrons.com. Advisors pay a fee to be
listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.In our advisor rankings, as in all Barron’s journalism, the readers’ interests must come first and not be subordinated to any commercial considerations.
We want to thank all Barron’s-ranked advisors and their firms for helping us make our rankings successful. We also want to thank these advisors forsetting the highest standards for their profession and for sharing their investing insights on a regular basis with Barron’s readers.
Advisors pay a fee to be listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
As of April 27, 2015
Directory of Barron’s-Ranked Financial Advisors
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Mark Mantooth Merrill Lynch WM (256) 650-2441 / [email protected] • • • • $857 $1.75 $35 Huntsville
Michael Mullis Securities America (205) 733-8006 / [email protected] • • • • 395 0.95 2.5 Vestavia Hills www.kmwealthmanagement.com
Jordan Plaster Merrill Lynch WM (205) 759-9534 / [email protected] • • • 306 1.5 5 Tuscaloosa www.fa.ml.com/james_plasterjr
Robert Runkle Merrill Lynch WM (334) 409-5810 / [email protected] • • • • 1183 2.5 3.75 Montgomery fa.ml.com/robert_runkle
Todd Thornell Sr. Merrill Lynch WM (334) 677-0516 / [email protected] • • • • 372 1.5 4 Dothan fa.ml.com/thornell_group
Robert Bancroft Morgan Stanley PWM (480) 624-5714 / [email protected] • • • 692 15 20 Scottsdale www.morganstanleypwa.com/bbg/
Allan Flader RBC WM (602) 381-5388 / [email protected] • • • 606 2.5 5 Phoenix www.fladergroup.com
Brian Friedman Merrill Lynch WM (602) 954-5008 / [email protected] • • • 620 4.5 12 Phoenix
James Marten Merrill Lynch WM (602) 954-5016 / [email protected] • • • • • 1,146 3 5 Phoenix fa.ml.com/martengroup
David Stahle Merrill Lynch WM (480) 898-6612 / [email protected] • • • • • 1,417 2 5 Mesa fa.ml.com/sbgroupaz
Ruth Transue Wells Fargo Advisors (520) 529-5932 / [email protected] • • • 650 2 4 Tucson www.ruthtransue.wfadv.com
Trevor Wilde Wilde WM Group (480) 361-6203 / [email protected] • • 328 0.65 1.25 Scottsdale www.wildewealth.com
James Wood Merrill Lynch WM (520) 747-6198 / [email protected] • • • 424 1 3 Tucson www.fa.ml.com/woodgroup
Emily Bach Morgan Stanley WM (925) 253-5322 / [email protected] • • • 955 3 5 Orinda www.morganstanleyfa.com/thebachgroup/
Anouchka Balog Morgan Stanley WM (949) 365-5306 / [email protected] • • • 551 4 10 Laguna Niguel www.morganstanleyfa.com/balog/
Cameron Beck UBS Financial Services (916) 648-7266 / [email protected] • • • 430 2 3 Sacramento www.ubs.com/team/beckgroup
Laura Belo UBS Financial Svcs (415) 576-3832 / [email protected] • • • 742 3 6 San Francisco www.ubs.com/team/baywm
Jim Berliner Westmount Asset Mgmt (310) 556-2502 / [email protected] • • • 1,953 2.5 7 Los Angeles www.westmount.com
Garrett Bland J.P. Morgan Securities (310) 201-2771 / [email protected] • • • • 1,877 20 40 Los Angeles www.jpmorgansecurities.com/theblandgroup
Robert Daly Jr. J.P. Morgan Securities (310) 201-7744 / [email protected] • • • • 950 15 20 Los Angeles jpmorgansecurities.com
Fred Fern Churchill Mgmt Group (323) 937-7110 / [email protected] • • • 3,478 0.75 1.5 Los Angeles www.churchillmanagement.com
Gary Fournier J.P. Morgan Securities (213) 553-7410 / [email protected] • • • 1,013 10 25 Los Angeles
Robert Gallo Merrill Lynch WM (925) 945-4823 / [email protected] • • • 1,392 0.75 2.5 Walnut Creek fa.ml.com/gallo_group
Eric Gray Merrill Lynch PBIG (310) 407-3979 / [email protected] • • 7,356 50 80 Los Angeles pwa.ml.com/grayteam
Philippe Hartl Merrill Lynch PBIG (310) 407-3984 / [email protected] • • • 2,005 30 80 Century City www.pwa.ml.com/hartl_team
Dana Jackson Graystone Consulting (650) 234-5902 / [email protected] • • • 14,212 25 45 Menlo Park www.morganstanleyfa.com/peninsulagroupsb
Steve Levine UBS PWM (310) 734-3919 / [email protected] • • • • 4,666 15 40 Los Angeles www.ubs.com/team/lw
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Directory of Barron’s-Ranked Financial Advisors
John C. McNamee Merrill Lynch PBIG (310) 407-4824 / [email protected] • • • • $5,635 $40 $75 Los Angeles www.pwa.ml.com/mcnameewhite
Lon Morton Morton Capital Mgmt (818) 591-6200 / [email protected] • • 1,433 4 8 Calabasas www.mortoncapital.com
Dan Murphy Morgan Stanley WM (650) 926-7643 / [email protected] • • • • 3,822 75 150 Menlo Park www.morganstanleyfa.com/danmurphy
Laila Pence Pence WM (800) 731-3623 / [email protected] • • • 1,253 2 5 Newport Beach www.pencewealthmanagement.com
Spuds Powell Kayne Anderson Rudnick (310) 282-7945 / [email protected] • • • • • 9,133 5 10 Los Angeles www.kayne.com
Joseph Schirripa UBS Financial Services (310) 281-3810 / [email protected] • • • • 1,503 2 10 Beverly Hills www.ubs.com/team/schirripagroup
Paul Taghibagi SEIA (310) 712-2334 / [email protected] • • • • • 4,213 3 10 Los Angeles www.seia.com
Emily Van Hoorickx UBS Financial Services (408) 286-5500 / [email protected] • • • 4,766 5 10 San Jose www.ubs.com/team/svig
Alan Whitman Morgan Stanley WM (626) 405-9313 / [email protected] • • • 2,440 5 15 Pasadena www.morganstanleyfa.com/wr
Dale Yahnke Dowling & Yahnke, LLC (858) 509-9500 / [email protected] • • • 2,690 2.88 15 San Diego www.dywealth.com
Cheryl Young Morgan Stanley WM (408) 358-0976 / [email protected] • • • 846 5 10 Los Gatos www.morganstanleyfa.com/youngandassociates
Mark R. Brown LPL Financial Svcs (303) 863-7231 / [email protected] • • 888 7.5 13.3 Denver www.brown-tedstrom.com
Melissa Corrado-Harrison Merrill Lynch PBIG (303) 446-5617 / [email protected] • • 1,805 25 50 Denver pwa.ml.com/corradoharrison
Shawn Fowler Morgan Stanley PWM (303) 446-3306 / [email protected] • • • 2,630 29 59 Denver
Joseph Janiczek Janiczek WM (303) 721-7000 / [email protected] • • • 435 2.5 7 Greenwood Village www.janiczek.com
Eric Koeplin The Milestone Group (303) 539-0100 / [email protected] • • 1,785 10 20 Denver www.themilestonegroup.com
Wally Obermeyer Obermeyer Asset Mgmt (970) 925-8747 / [email protected] • • • 927 2.5 5 Aspen www.obermeyerwood.com
Mark J. Smith M.J. Smith & Associates (303) 768-0007 / [email protected] • • 769 1.6 2.1 Greenwood Village www.mj-smith.com
Harrison “Cal” Buxton UBS PWM (800) 504-6020 / [email protected] • • • 2,146 2 3 New London www.ubs.com/team/humphreygroup
Peter Chieco Morgan Stanley WM (203) 625-4897 / [email protected] • • • • • 1,202 5 15 Greenwich www.morganstanleyfa.com/thesoundshoregroup
Jeff Erdmann Merrill Lynch PBIG (203) 861-5902 / [email protected] • • • • 5,633 25 45 Greenwich pwa.ml.com/erdmanngroup
Michael Freeburg Greenwich WM (203) 618-0103 / [email protected] • • 1,697 10 25 Greenwich www.greenwichwealth.com
David E. Goodwin Merrill Lynch WM (860) 728-3622 / [email protected] • • • • 512 6 10 Hartford www.fa.ml.com/goodwin_group
William Greco UBS Financial Services (860) 727-1515 / [email protected] • • • 4,519 7 12 Hartford financialservicesinc.ubs.com/team/grecogroup
Dana Hanson Relyea Zuckerberg Hanson (203) 355-0884 / [email protected] • • 630 6 19 Stamford www.rzhadvisors.com
Charles J. Noble III Janney Montgomery Scott (203) 784-7401 / [email protected] • • • • 708 3.5 7.5 New Haven noblewealthadvisory.com
John W. Rafal Essex Financial Svcs (860) 767-4300 / [email protected] • • • • • • 3,846 6 15 Essex www.essexfinancialservices.com
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B A R R O N ’ S • SPECIAL ADVERTISING SECTION
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Harold Trischman Morgan Stanley WM (203) 625-4824 / [email protected] • • • • • $1,500 $4 $9 Greenwich www.morganstanleyfa.com/trischmangroup
John Adams Vaccaro Westport Resources (203) 226-0222 / [email protected] • • • • 1,281 3.97 10 Westport www.westportresources.com
Carl Zuckerberg Relyea Zuckerberg Hanson (203) 355-0888 / [email protected] • • 620 6 16 Stamford www.rzhadvisors.com
Keith Apton UBS Financial Services (202) 585-5358 / [email protected] • • 808 5 10 Washington financialservicesinc.ubs.com/team/capitalesopgroup
Michael Freiman Morgan Stanley WM (202) 778-1382 / [email protected] • • • 964 0.87 2.5 Washington www.teamfreiman.com
Barry Haffner UBS Financial Services (202) 585-5440 / [email protected] • • 636 5 7 Washington ubs.com/fa/barryhaffner
Michael Kirvan Merrill Lynch WM (202) 659-7349 / [email protected] • • • 637 1.6 7.5 Washington fa.ml.com/thekirvangroup
Marvin McIntyre Morgan Stanley PWM (202) 778-1381 / [email protected] • • • • • • 3747 5 25 Washington www.morganstanleyfa.com/cwmg/
James New Credit Suisse Securities (202) 626-3377 / [email protected] • • • • 710 10 20 Washington www.credit-suisse.com
Christopher S. Sargent Wells Fargo Advisors (202) 872-6570 / [email protected] • • • • 875 3 5 Washington www.thesargentinvestmentgroup.wfadv.com
William Slater III Merrill Lynch PBIG (202) 659-7387 / [email protected] • • 1,202 8.5 15 Washington www.pwa.ml.com/skfm
David Stuart Morgan Stanley WM (202) 861-5028 / [email protected] • • • 651 1.75 3 Washington www.morganstanleyfa.com/stuart
John M. Williams Morgan Stanley PWM (202) 862-2876 / [email protected] • • • • 3,700 20 35 Washington www.morganstanleypwa.com/williams_group
Donald DeWees Sr Wells Fargo Advisors (800) 832-6669 / [email protected] • • • • • 1,126 1.5 3.5 Greenville www.deweesicg.com
Cynthia Hewitt Merrill Lynch WM (302) 571-5524 / [email protected] • • • 1,221 4.5 10.5 Wilmington fa.ml.com/hart_group
Michael Koppenhaver Merrill Lynch WM (888) 766-4680 / [email protected] • • • • • 531 1.5 4.5 Dover www.fa.ml.com/koppenhaver_hawkins_associates
Kimberlee Orth Ameriprise Financial (302) 475-5105 / [email protected] • • • • 1,168 3.47 9.79 Wilmington kimberleeorth.com
Thomas Weisenfels Merrill Lynch WM (302) 571-5244 / [email protected] • • 365 1.3 2.3 Wilmington fa.ml.com/weisenfels
Richard Altieri Morgan Stanley WM (561) 393-1836 / [email protected] • • • 1,291 5 20 Boca Raton morganstanleyfa.com/thealtierigroup.com
Louise Armour J.P. Morgan Securities (212) 272-6604 / [email protected] • • • 1,556 13 17 West Palm Beach www.jpmorgansecurities.com/louisearmour
Stephen Bloch Morgan Stanley WM (305) 937-7175 / [email protected] • • • • 4,725 3 5 Aventura www.morganstanleyfa.com/thefaroblochgroup
Hank Boyce UBS Financial Services (305) 682-4649 / [email protected] • • 1,615 24 30 Aventura ubs.com/team/constellation
Ken Burke Merrill Lynch WM (407) 333-8313 / [email protected] • • • 978 10 14 Heathrow fa.ml.com/bcg
William S. Calabretta Morgan Stanley WM (561) 393-1812 / [email protected] • • • 1,291 5 20 Boca Raton morganstanleyfa.com/thealtierigroup.com
Adam Carlin Morgan Stanley PWM (305) 476-3302 / [email protected] • • 1,978 14 20 Coral Gables www.morganstanleyfa.com/carlin/
Louis Chiavacci Merrill Lynch PBIG (305) 774-0500 / [email protected] • • 2,945 35 75 Coral Gables pwa.ml.com/chiavacciteam
Thomas Cleary UBS Financial Services (407) 803-4670 / [email protected] • • • • • 1,100 3 5 Orlando www.ubs.com/fa/tomcleary
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Aimee DeMariano Cogan Morgan Stanley WM (941) 363- 8514 / [email protected] • • • • $690 $10 $25 Sarasota www.morganstanleyfa.com/bellwethergroup
Don d’Adesky Morgan Stanley WM (561) 393-2027 / [email protected] • • • 3,116 3 10 Boca Raton www.morganstanleyfa.com/theamericasgroup/
Patrick Dwyer Merrill Lynch PBIG (305) 577-6929 / [email protected] • 2,489 25 50 Miami www.pwa.ml.com/dwyerassociates
Bob Edwards Wells Fargo Advisors (239) 254-2200 / [email protected] • • • • • 2,875 5 20 Naples www.moranedwards.com
Nelson Faro Morgan Stanley WM (305) 937-7138 / [email protected] • • • • 4,725 3 5 Aventura www.morganstanleyfa.com/thefaroblochgroup
Neil A. Fox Morgan Stanley WM (800) 327-0146 / [email protected] • • • • 2,600 4 10 Boca Raton www.morganstanleyfa.com/foxteamsb/groupdetail.htm
David Fox Morgan Stanley WM (800) 327-0146 / [email protected] • • • • 2,600 4 10 Boca Raton www.morganstanleyfa.com/foxteamsb/groupdetail.htm
Janet Franco Gordon Morgan Stanley WM (305) 476-3304 / [email protected] • • • 700 5 10 Coral Gables www.morganstanleyfa.com/thegordongroup
Eric Glasband Merrill Lynch WM (561) 361-3437 / [email protected] • • • • • • 822 3.53 10 Boca Raton www.fa.ml.com/gs
William King Merrill Lynch WM (772) 231-9037 / [email protected] • • • • • 1,583 7 10 Vero Beach fa.ml.com/kinggroup
Clarke Lemons WaterOak Advisors (407) 567-2956 / [email protected] • • • • • 1,351 2.5 5 Winter Park www.wateroak.com
Michael A. McCain Wells Fargo Advisors (239) 254-2206 / [email protected] • • • 1,129 5 10 Naples home.wellsfargoadvisors.com/michael.mccain
William Merriam Merrill Lynch WM (904) 218-5931 / [email protected] • • • • • • 742 1.7 5 Jacksonville www.fa.ml.com/bill_merriam
Mark Miller Merrill Lynch WM (561) 416-4629 / [email protected] • • • 709 2 5 Boca Raton fa.ml.com/millerbroichassociates.com
Thomas Moran Wells Fargo Advisors (239) 254-2200 / [email protected] • • • • • 2,875 5 20 Naples www.moranedwards.com
Charles Mulfinger II Graystone Consulting (813) 227-2061 / [email protected] • • • • 4,846 5.4 8 Tampa www.morganstanleygc.com/gctampa/
Michael Nickler Morgan Stanley WM (561) 822-4955 / [email protected] • • • 1,058 5 10 West Palm Beach www.morganstanley.com/fa/thenicklergroup
Adam Rosenfeld Merrill Lynch WM (305) 577-6903 / [email protected] • • 651 15 100 Miami www.fa.ml.com/rosenfeldgroup
Andrew Schultz Morgan Stanley WM (605) 695-6116 / [email protected] • • 1,050 7.5 10 Miami Beach www.morganstanleyfa.com/theschultzgroup
Mickey Silverman Raymond James (561) 997-9100 / [email protected] • • • • 1,150 5 30 Boca Raton raymondjames.com/silvermangroup
Kurt Sylvia UBS PWM (561) 659-9526 / [email protected] • • • • 1,485 20 45 Palm Beach ubs.com/team/pwmpalmbeach
Sal Tiano J.P. Morgan Securities (561) 694-5600 / [email protected] • • 1,100 10 25 Palm Beach Gardens www.jpmorgansecurities.com/tianogroup
Marc Walters Morgan Stanley WM (813) 227-2034 / [email protected] • • • 679 1.7 2.3 Tampa www.morganstanleyfa.com/thewaltersgroup
Robert Balentine Balentine (404) 537-4800 / [email protected] • • • • 1,884 9 25 Atlanta www.balentine.com
Andy Berg Homrich Berg (404) 264-1400 / [email protected] • • • 3,858 3 7 Atlanta www.homrichberg.com
Roger S. Green Cetera Advisors (800) 275-3101 / [email protected] • • 387 0.35 0.6 Duluth www.rogersgreen.com
James Hansberger Morgan Stanley WM (404) 266-4269 / [email protected] • • • 2,450 1.5 40 Atlanta www.morganstanleyfa.com/hansberger&merlin/
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Directory of Barron’s-Ranked Financial Advisors
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Rod Westmoreland Merrill Lynch PBIG (404) 264-2066 / [email protected] • • $3,573 $30 $45 Atlanta pwa.ml.com/westmorelandgroup
Raj Bhatia Merrill Lynch PBIG (312) 325-2676 / [email protected] • • • • 1,300 15 25 Chicago www.pwa.ml.com/bhatiagroup
Brent Brodeski Savant Capital Mgmt (815) 227-0300 / [email protected] • • • • 4,035 1.25 3 Rockford www.savantcapital.com
Kyle Chudom Morgan Stanley WM (630) 573-9680 / [email protected] • • • 690 1 2.5 Oak Brook chudomhayes.com
Patricia Cutilletta Morgan Stanley WM (312) 648-3401 / [email protected] • • 525 7 10 Chicago www.morganstanleyfa.com/cutillettagroup
Ted Davis UBS Financial Services (630) 572-4060 / [email protected] • • 655 1.4 2 Oakbrook Terrace www.ubs.com/team/daviswmg
Brad DeHond Morgan Stanley PWM (312) 706-4517 / [email protected] • • • • • 2,200 30 50 Chicago www.morganstanleypwa.com/mspwmchicago-mdm
Steven Hefter Wells Fargo Advisors (847) 405-7300 / [email protected] • • 4,700 10 30 Deerfield www.hlmcapital.com
Joseph Kartheiser Morgan Stanley PWM (312) 419-3337 / [email protected] • • 1,220 5 15 Chicago www.morganstanleypwa.com/thekartheisergroup
Scott Magnesen Morgan Stanley WM (630) 573-9694 / [email protected] • • • 2,402 1 3 Oak Brook www.morganstanleyfa.com/thempwgroup/
James M. Moriarity Morgan Stanley PWM (312) 706-4572 / [email protected] • • • • • 2,200 30 50 Chicago www.morganstanleypwa.com/mspwmchicago-mdm
James Oberheide Morgan Stanley PWM (312) 443-6090 / [email protected] • • • 1,824 35 75 Chicago www.morganstanleyfa.com/theoberheidegroup
Sharon Oberlander Merrill Lynch WM (312) 696-7620 / [email protected] • • 1,053 5 12 Chicago www.fa.ml.com/oberlandergroup
Maureen Raihle Merrill Lynch PBIG (312) 325-2635 / [email protected] • • 5,659 32 60 Chicago pwa.ml.com/vrgroup
Kathleen Roeser Morgan Stanley WM (312) 443-6500 / [email protected] • • • • 803 6 8 Chicago www.morganstanleyfa.com/theroesergroup/
David Sheppard Merrill Lynch WM (847) 550-7878 / [email protected] • • 558 4.1 6 Deer Park fa.ml.com/sheppardgroup
Joseph Silich Morgan Stanley WM (312) 443-6200 / [email protected] • • 846 7 12 Chicago
Ronald Stenger Morgan Stanley WM (630) 573-9676 / [email protected] • • 512 1.1 3 Oak Brook
Mark Thorndyke Merrill Lynch WM (312) 696-7645 / [email protected] • • • 977 3.5 7 Chicago www.fa.ml.com/thorndyke_group
John Ver Bockel Merrill Lynch PBIG (312) 325-2634 / [email protected] • • 5,659 32 60 Chicago pwa.ml.com/vrgroup
David Wright Merrill Lynch PBIG (312) 325-2620 / [email protected] • • • • 2,036 25 35 Chicago www.pwa.ml.com/wrighthudakzabel
Eric Payne Merrill Lynch WM (317) 706-3160 / [email protected] • • • • • 1,718 3.5 7.5 Indianapolis www.fa.ml.com/payne_mencias
Timothy Finucan Edward Jones (515) 832-4155 / [email protected] • • 429 1 1.5 Webster City
Matthew Fryar Wells Fargo Advisors (515) 245-3120 / [email protected] • • • 603 4 5 Des Moines
Keith Swanson Morgan Stanley PWM (515) 224-5501 / [email protected] • • • 655 7 15 West Des Moines www.morganstanleypwa.com/swanson
Barry Barlow Merrill Lynch WM (502) 329-5097 / [email protected] • • • • 617 3 7.5 Louisville www.fa.ml.com/b_barlow
James Spiro Morgan Stanley WM (504) 585-3973 / [email protected] • • • 1,702 1 4 New Orleans www.morganstanleyfa.com/spirogroup
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et W
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($10
mil+
)
Foun
datio
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Endo
wm
ents
Inst
itutio
nal
Team
Tota
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($m
il)
Typi
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($m
il)
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th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
Jeremiah Burns Morgan Stanley WM (207) 871-7373 / [email protected] • • • • • $475 $7.5 $10 Portland morganstanley.com/fa/jeremiah.burns
Larry Boggs Wells Fargo Advisors (301) 724-2660 / [email protected] • • • 1,144 3 5 Cumberland www.home.wellsfargoadvisors.com/larry.d.boggs
Robert Collins Collins Inv Grp (Wells FiNet) (301) 915-9630 / [email protected] • • • 750 3 6 Bethesda collinsinvestmentgroup.com
Barry Garber Deutsche Asset & WM (410) 895-3971 / [email protected] • • • • • 2,300 15 25 Baltimore www.deutscheawm.com/wealth-us
Jim Holzapfel Wells Fargo Advisors (844) 894-5706 / [email protected] • • • • • 738 1.5 3.5 Hagerstown www.holzapfelinvestmentgroup.com
Leo Kelly HighTower (410) 472-5381 / [email protected] • • • • • 1,326 5 10 Hunt Valley www.kellywealthmgmt.com
Brian Kroneberger Jr. RBC WM (410) 316-5454 / [email protected] • • • 1,200 2.5 4 Hunt Valley www.rbcwmfa.com/dkgroup/
John Lynch Raymond James (888) 465-8424 / [email protected] • • 524 1.5 5 Fulton www.lynchretirementgroup.com
James Meek Graystone Consulting (410) 736-5367 / [email protected] • • • • • 1,348 12.5 18 Baltimore www.morganstanleygc.com/jkmeekgroup
William F. Orr Merrill Lynch PBIG (800) 595-4197 / [email protected] • • • • 590 10 15 Frederick pwa.ml.com/theorrgroup
E. Geoffrey Sella SPC Financial, Inc (301) 770-6800 / [email protected] • • 640 0.68 1 Rockville www.spcfinancial.com
James Atwood Merrill Lynch PBIG (800) 765-6194 / [email protected] • • 4,361 45 75 Boston pwa.ml.com/theatwoodgroup
Debra Brede D.K. Brede Inv Mgmt (781) 444-9367 / [email protected] • • • • 753 2 3.5 Needham www.bredeinvestment.com
Ross Dolgoff J.P. Morgan Securities (617) 654-2253 / [email protected] • • • 2,700 5 10 Boston
Timothy Grimes Grimes (508) 366-3883 / [email protected] • • 2,008 3.5 7 Westborough www.grimesco.com
Susan Kaplan Kaplan Financial Svcs (617) 527-1557 / [email protected] • • • 1,600 3.75 10 Newton www.kaplan-financial.com
Stephen Kelliher Morgan Stanley WM (877) 535-4437 / [email protected] • • • • • • 2,700 5.5 10 Norwell www.kellihercorbettgroup.com
Victor Livingstone Morgan Stanley PWM (617) 478-6500 / [email protected] • • • • 3,604 25 100 Boston www.morganstanley.com
Richard Miller Ameriprise Financial (617) 607-3366 / [email protected] • • • 703 0.59 1.3 Wellesley www.richardmiller.com
Peter Noonan J.P. Morgan Securities (617) 654-2318 / [email protected] • • • 1,432 16 100 Boston www.jpmorgansecurities.com/peternoonan
James Odorczuk J.P. Morgan Securities (617) 654-2252 / [email protected] • • • 2,700 5 10 Boston
Raju Pathak Morgan Stanley WM (617) 589-3373 / [email protected] • • • • 1,317 8 15 Boston www.morganstanleyfa.com/pathakgroup
Peter Princi Graystone Consulting (617) 589-3229 / [email protected] • • • • • 3,570 7.5 15 Boston www.morganstanleyfa.com/theprincigroup
Raj Sharma Merrill Lynch PBIG (800) 926-5579 / • • • • 7,169 10 15 Boston www.pwa.ml.com/sharma_group
Brian Strachan Morgan Stanley PWM (617) 570-9240 / [email protected] • • • 2,495 10 20 Boston www.morganstanleypwa.com/thestrachangroupsb
Douglas Iles Merrill Lynch PBIG (866) 260-6235 / [email protected] • • • • 674 5 20 Saginaw pwa.ml.com/the_iles_group
David Kudla Mainstay Capital Mgmt (866) 444-6246 / [email protected] • • • 1,853 0.5 4 Grand Blanc www.mainstaycapital.com
ME.
MA
RY
LAN
DM
AS
SA
CH
US
ETTS
MIC
HIG
AN
Name Firm / City Phone, E-Mail & Website
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
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($1-
10 m
il)
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($10
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)
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il)
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mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
John Kulhavi Merrill Lynch WM (888) 273-1093 / [email protected] • • • • $1,191 $5 $20 Farmington Hills www.fa.ml.com/kulhavi
Leon LaBrecque LJPR (248) 641-7400 / [email protected] • • • • 683 0.8 1.5 Troy ljpr.com
Sherri Stephens Stephens WM Group (810) 732-7411 / [email protected] • • • 447 1.2 3 Flint www.stephenswmg.com
Aaron M. Howe RBC WM (952) 476-0555 / [email protected] • • • 479 2.5 8 Wayzata www.bigwatergroup.com
Ross Levin Accredited Investors (952) 841-2222 / [email protected] • • 1,431 3.6 5 Edina accredited.com
Bennett Marks Marks Group WM (952) 582-6100 / [email protected] • • • • • 655 2 5 Minnetonka www.marksgroup.com
Mark Rethlake UBS Financial Services (612) 303-5851 / [email protected] • • • 471 2 10 Minneapolis financialservicesinc.ubs.com/fa/markwrethlake/
Michael Dowell Morgan Stanley WM (800) 321-6426 / [email protected] • • • • • 1198 2 5 Jackson www.morganstanleyfa.com/dowellgroupsb/
Robert L. Millner Morgan Stanley WM (314) 889-9868 / [email protected] • • • 680 2 5 St. Louis www.morganstanleyfa.com/themillnergroup
Michael Moeller Wells Fargo Advisors (800) 866-2801 / [email protected] • • • • • • 1,125 2 3 Chesterfield www.themoellergroup.net
Deborah Danielson Danielson Financial Group (702) 734-7000 / [email protected] • • • 510 2 5 Las Vegas www.danielsonfinancialgroup.com
Randy A. Garcia The Investment Counsel Co (702) 871-8510 / [email protected] • • • 907 5 11 Las Vegas www.iccnv.com
Robert Bonfiglio Ameriprise Financial (603) 606-4255 / [email protected] • • 343 0.75 2.5 Bedford www.bobbonfiglio.com
John Habig Morgan Stanley WM (603) 422-8901 / [email protected] • • • • 364 1 2.5 Portsmouth www.morganstanleyfa.com/habig
P. Kevin O’Brien Wells Fargo Advisors (603) 334-4032 / [email protected] • • • 281 0.5 0.5 Portsmouth www.obrienwmg.com
Jim Barry Merrill Lynch WM (609) 243-7976 / [email protected] • • • • • 3,342 2 7 Princeton fa.ml.com/barry_team
Bruce G. Barth Merrill Lynch WM 800-245-9819 / [email protected] • • • • • • 784 1.5 4 Newark www.fa.ml.com/barthgroup
Jack Burke Merrill Lynch Wealth Mgmt (973) 410-2309 / [email protected] • • • 2,176 6 15Florham Park www.fa.ml.com/the_harbor_group
Mark Cortazzo MACRO Consulting (973) 451-9400 / [email protected] • • • 985 2.5 6.5 Parsippany www.macroconsultinggroup.com
Mary Deatherage Morgan Stanley PWM (973) 890-3015 / [email protected] • • • 2,350 10 15 Little Falls www.morganstanleyfa.com/mary_deatherage
Mark Fendrick UBS Financial Services (856) 985-2070 / [email protected] • • • 622 3 5 Mt. Laurel www.ubs.com/team/fendrickgroup
Bruce Gsell Merrill Lynch WM (800) 677-9405 / [email protected] • • • • 6,676 2 5 Edison fa.ml.com/gsellgroup
John Hudspeth Merrill Lynch WM (800) 521-9399 / [email protected] • • • 702 2 4 Mount Laurel fa.ml.com/brownehudspeth
Elliott Kugel Merrill Lynch WM (908) 685-3252 / [email protected] • • • 1,095 1.7 3 Bridgewater www.fa.ml.com/kugelbriegs
Joseph Lauricella Merrill Lynch WM (800) 694-5340 / [email protected] • • • • 833 10 30 Montvale www.fa.ml.com/joseph_lauricella
Mark Lichtenfeld UBS PWM (973) 360-4369 / [email protected] • • • • 1,710 5 10.5 Florham Park www.ubs.com/team/thesomersethillsgroup
Gregory Makowski CFS Investment Adv Svcs (973) 826-8800 / [email protected] • • • • 810 2 5 Totowa www.cfsias.com
MIN
NE
SO
TAM
O.
MS
.N
V.
N.H
.N
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JE
RS
EY
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
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($1-
10 m
il)
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a-Hi
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mil+
)
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il)
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($m
il)
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th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
James Maltese Merrill Lynch WM (800) 288-3249 / [email protected] • • • $1,462 $3 $5 Edison www.fa.ml.com/maltesegroup
Stewart Massey Massey, Quick & Co., LLC (973) 525-1000 / [email protected] • • • • 2,788 8.7 25 Morristown www.masseyquick.com
Neil McPeak Wells Fargo Advisors (800) 527-4960 / [email protected] • • • • 886 1 5 Linwood www.mcpeakgroup.wfadv.com
John J. Murphy Murphy Capital Mgmt (908) 719-6430 / [email protected] • • • • • • 769 1.3 3 Gladstone www.murphycapital.com
Harris Nydick CFS Investment Adv Svcs (973) 826-8800 / [email protected] • • • • 810 2 5 Totowa www.cfsias.com
Nicholas A. Pascarella Cetera Advisors (973) 428-3400 / [email protected] • • 873 1 3.4 Parsippany www.npcofinancial.com
Todd Sherman Morgan Stanley WM (888) 651-0085 / [email protected] • • 500 3 3 Mt. Laurel www.morganstanleyfa.com/shermansobin
Mark Tobias Morgan Stanley WM (732) 435-2225 / [email protected] • • • 850 3 8 New Brunswick www.morganstanleyfa.com/mark_tobias
John Moore Raymond James (505) 881-5100 / [email protected] • • • 447 1.8 3.5 Albuquerque www.johnmoore.com
Lewis Altfest Altfest Personal WM (212) 406-0850 / [email protected] • • • 1,187 2 4 New York www.altfest.com
Jay Canell Morgan Stanley WM (212) 551-7232 / [email protected] • • • • 3,400 15 25 New York www.morganstanleyfa.com/canell/
Neil Canell Morgan Stanley WM (212) 551-7242 / [email protected] • • • • 3,400 15 25 New York www.morganstanleyfa.com/canell/
Roger Coleman Morgan Stanley WM (516) 227-5600 / [email protected] • • • • 27,638 25 50 Garden City www.morganstanleyfa.com/colemangroup
Steve Condos Morgan Stanley PWM (212) 492-6335 / [email protected] • • • 3,160 10 25 New York www.morganstanleypwa.com/apollogroup
Nancy Cooley Morgan Stanley PWM (212) 315-6228 / [email protected] • • • • 1,445 25 30 New York www.morganstanleypwa.com/thecmfgroup
Mark Donohue Morgan Stanley WM (888) 270-0542 / [email protected] • • • • • 1,856 20 40 New York www.morganstanleyfa.com/donohue/
Marc R. Fischer Graystone Consulting (585) 389-2271 / [email protected] • • • • • • 4,300 35 35 Rochester www.morganstanleyic.com/ftc
Gregg Fisher Gerstein Fisher (212) 968-0707 / [email protected] • • • • • • 3,251 1.55 3.9 New York www.gersteinfisher.com
Martin Halbfinger UBS Financial Services (212) 821-2010 / [email protected] • • • • 3,637 20 35 New York www.ubs.com/team/halbfingergroup
Harvey Kadden Morgan Stanley PWM (212) 883-7777 / [email protected] • • • • 2,175 5 25 New York www.morganstanleyfa.com/kpkgroup
Jonathan Kass Merrill Lynch WM (800) 800-2280 / [email protected] • • 4,414 8 25 New York www.fa.ml.com/kf_group
Jason Katz UBS Financial Services (212) 713-9201 / [email protected] • • • • 1,550 7 17 New York www.ubs.com/team/katz
Gerard Klingman Klingman & Associates, LLC (212) 867-7647 / [email protected] • • 1,499 10 15 New York www.klingmanria.com
M. Robin Krasny Morgan Stanley WM (888) 243-5316 / [email protected] • • 1,120 7 15 New York www.morganstanleyfa.com/klwealthmanagementgroup/
Jonathan Kuttin Ameriprise Financial (631) 770-0335 / [email protected] • • • 1,995 0.95 3.9 Melville kuttin-metiswealthmanagement.com
Christopher Mahoney Merrill Lynch WM (845) 348-6903 / [email protected] • • • • 2,736 3 5 West Nyack fa.ml.com/mahoney_group
Terence Markey Morgan Stanley PWM (212) 296-6088 / [email protected] • • • • 6,400 30 60 New York www.morganstanleypwa.com/fmmsgroup
NE
W J
ER
SE
YN.M
.N
EW
YO
RK
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
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($10
mil+
)
Foun
datio
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ents
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itutio
nal
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sets
($m
il)
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($m
il)
Typi
cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
W. Corby May Merrill Lynch WM (516) 877-8290 / [email protected] • • • • $1,326 $7 $17 Garden City www.fa.ml.com/mayparksmalfettone
John Mirsepahi Morgan Stanley WM (212) 492-6967 / [email protected] • • • • • • 2,900 10 20 New York www.morganstanleyfa.com/thejmgroup
Deborah Montaperto Morgan Stanley PWM (212) 893-6465 / [email protected] • • • • 6,309 25 50 New York morganstanleypwa.com/polkwealthmanagementgroup/
Daniel O’Connell Merrill Lynch WM (516) 877-8316 / daniel_o’[email protected] • • • • 2,436 9 15 Garden City fa.ml.com/daniel_o_connell
Craig Pastolove Morgan Stanley WM (212) 296-1026 / [email protected] • • • 1,411 4.5 10 New York www.morganstanleyfa.com/excelsiorwealthmanagement/
Lyon Polk Morgan Stanley PWM (212) 893-6400 / [email protected] • • • • 8,871 25 50 New York www.morganstanleypwa.com/polkwealthmanagementgroup
Michael Poppo UBS Financial Services (212) 626-8721 / [email protected] • • • • 1,210 8 12 New York
Shawn Rubin Morgan Stanley WM (212) 893-6322 / [email protected] • • 1,500 5 10 New York www.morganstanleyfa.com/theabacusgroup
Stephen Ruvituso Merrill Lynch PBIG (914) 241-6409 / [email protected] • • • 1,343 12 25 White Plains www.pwa.ml.com/rkms
Frank J. Sabia UBS Financial Services (914) 287-6010 / [email protected] • • • • 2,429 5 15 White Plains www.ubs.com/fa/franksabia
Richard Saperstein Treasury Partners/HighTower (917) 286-2777 / [email protected] • • • 7,111 15 40 New York www.treasurypartners.com
David Schwartz FCE Group (516) 487-8220 / [email protected] • • • • • 1,125 3 3 Great Neck www.fcequities.com
Theodore Serure J.P. Morgan Securities (212) 272-6448 / [email protected] • • • • 1,500 10 25 New York
Michael Siden Morgan Stanley WM (212) 296-1044 / [email protected] • • • • • 1,165 17 45 New York www.morganstanleyfa.com/sidengroup
Evan Steinberg Morgan Stanley PWM (212) 893-7501 / [email protected] • • • 1,500 7 10 New York
Lori Van Dusen LVW Advisors, LLC (585) 267-4900 / [email protected] • • • • • 4,187 50 75 Pittsford www.lvwadvisors.com
Ron Vinder UBS Financial Services (212) 333-8852 / [email protected] • 4,272 30 125 New York financialservicesinc.ubs.com/fa/ronvinder/
Todd Yannuzzi Morgan Stanley WM (212) 296-1051 / [email protected] • • • • • 2,326 10 20 New York www.morganstanleyfa.com/fifthavenuegroup
Christopher Davis Wells Fargo Advisors (704) 655-7696 / [email protected] • • 1,489 0.75 2.75 Davidson www.davidsonwealthmgt.com
Sam Rankin UBS Financial Services (704) 362-8282 / [email protected] • • • • • • 923 1 5 Charlotte ubs.com/team/rankin
Gary Rooth Janney Montgomery Scott (919) 791-3832 / [email protected] • • • • • 355 3 8 Raleigh www.roothinvestmentpartners.com
Stephen Thomas Linden Thomas and Co (704) 554-8150 / [email protected] • • • • • • 1,158 3 5 Charlotte www.lindenthomas.com
Mark Walker Ameriprise Financial (704) 540-9996 / [email protected] • • • 760 1 1.5 Charlotte www.markwalkeradvisor.com
Randy Carver Raymond James (440) 974-0808 / [email protected] • • • • 987 0.8 1.5 Mentor www.carverfinancialservices.com
Joseph A. Chornyak, Sr. Chornyak & Associates (614) 888-2121 / [email protected] • • • • 840 2 3.5 Columbus www.chornyak.com
Timothy Cornell UBS Financial Services (937) 226-6561 / [email protected] • • • • 796 2 5 Dayton ubs.com/team/cnteam/
Charles Dankworth UBS Financial Services (614) 939-2202 / [email protected] • • 970 10 30 New Albany www.ubs.com/team/thedankworthgroup
NE
W Y
OR
KN
OR
TH
CA
RO
LIN
AO
HIO
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
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($10
mil+
)
Foun
datio
ns
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ents
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itutio
nal
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sets
($m
il)
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($m
il)
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cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
Brian Edwards Morgan Stanley WM (614) 473-2401 / [email protected] • • $712 $2 $5 Columbus www.morganstanleyfa.com/theedwardsgroupsb
Joseph Evelo Merrill Lynch PBIG (513) 579-3888 / [email protected] • • 2418 15 25 Cincinnati pwa.ml.com/evelosingersullivan
Craig Findley UBS Financial Services (419) 318-5500 / [email protected] • • • • 1,548 5 10 Sylvania www.ubs.com/findleywisewealthmanagement
Thomas Haught Sequoia Financial Advisors (330) 375-9480 / [email protected] • • • 1,544 1.6 3.75 Akron www.sequoia-financial.com
Tad Lawrence UBS Financial Services (513) 792-2139 / [email protected] • • • • • 5,362 12 20 Cincinnati ubs.com/team/lawrenceburchenal
Kevin Myeroff NCA Financial Planners (440) 473-1115 / [email protected] • • • • • 1,238 1.5 2.5 Cleveland ncafinancial.com
Daniel Roe Budros Ruhlin & Roe (614) 481-6900 / [email protected] • • • • • 2,025 4 5 Columbus www.b-r-r.com
David Singer Merrill Lynch PBIG (513) 579-3888 / [email protected] • • 2,418 10 20 Cincinnati pwa.ml.com/evelosingersullivan
Steven Stocker Investment Partners, LTD (330) 308-9707 / [email protected] • • • • • 843 0.48 2.5 New Philadelphia www.invp.com
Kenneth Wise UBS Financial Services (419) 318-5500 / [email protected] • • • • 1,548 5 10 Sylvania www.ubs.com/findleywisewealthmanagement
Charlene Carter Raymond James (541) 683-2900 / [email protected] • • • 310 1.5 2 Eugene www.carterandcarter.com
Chad Martindale Ameriprise Financial (503) 439-1880 / [email protected] • • • 313 0.66 1.4 Portland www.ameripriseadvisors.com/chad.r.martindale/
Judith McGee McGee WM (503) 597-2222 / [email protected] • • • 428 1.5 5 Portland www.mcgeewm.com
Robert Boland RBC WM (215) 557-1702 / [email protected] • • • • 978 6.9 20 Philadelphia www.bolandinvestmentgroup.com
Patricia C. Brennan Key Financial (610) 429-9050 / [email protected] • • 584 1.8 3 West Chester keyfinancialinc.com
William H. Brown, Jr. Merrill Lynch WM (412) 749-7912 / [email protected] • • • 880 2 5 Sewickley www.fa.ml.com/thebrownhurrayplantzgroup
Anthony DiValerio, Jr. Morgan Stanley PWM (610) 260-7049 / [email protected] • • • 1,200 30 75 West Conshohocken www.morganstanleyfa.com/frontstreetgroup
Joshua Gross Mill Creek Capital Advisors (610) 941-7714 / [email protected] • • • • • 3,575 14 25 Conshohocken www.millcreekcap.com
Gregory Hayes Merrill Lynch WM (267) 757-1409 / [email protected] • • • • • 695 1 2.5 Yardley fa.ml.com/gregory_hayes
Barbara Hudock Hudock Moyer Wealth Res (866) 855-0569 / [email protected] • • • • • 547 3 5 Williamsport www.hudockcapital.com
James Meredith Hefren-Tillotson, Inc. (412) 633-1574 / [email protected] • • • 1,454 1.5 4 Pittsburgh www.hefren.com
J. Douglas Moran Merrill Lynch WM (610) 687-7925 / [email protected] • • • 342 3.5 4.5 Wayne fa.ml.com/jdm
Robert P. Moran, Jr. Merrill Lynch WM (610) 594-1131 / [email protected] • • • • 394 1.5 3 Exton fa.ml.com/robert_moranjr
John Parker Wells Fargo Advisors (215) 564-8487 / [email protected] • • • 1,530 3 5 Philadelphia home.wellsfargoadvisors.com/john.j.parker
Eric Salmansohn Morgan Stanley WM (215) 854-6272 / [email protected] • • • 1,431 3 10 Philadelphia www.morganstanleyfa.com/libertywealthmanagementgroup
Thomas Seiler Raymond James (855) 473-4537 / [email protected] • • • • • 625 5 6 Newtown raymondjames.com/theseilergroup
John Solis-Cohen Wells Fargo Advisors (215) 572-4276 / [email protected] • • • 896 3 5 Jenkintown
OH
IOO
RE
.P
EN
NS
YLV
AN
IA
As of April 27, 2015
Name Firm / City Phone, E-Mail & Website Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
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orth
($10
mil+
)
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datio
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Inst
itutio
nal
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sets
($m
il)
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($m
il)
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cal N
et
Wor
th ($
mil)
Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
D. Scott Wisman Merrill Lynch WM (610) 594-1186 / [email protected] • • • $802 $2.5 $4 Exton fa.ml.com/wisman_willisgroup
Malcolm Makin Raymond James (401) 596-2800 / [email protected] • • • • 1055 1.5 3 Westerly ppgadvisors.com
David Reiser Morgan Stanley WM (855) 899-0509 / [email protected] • • • 452 2 3 Newport www.morganstanleyfa.com/reiser/index.htm
Matthew A. Young Richard C. Young & Co., Ltd. (888) 456-5444 / [email protected] • • • 1,022 1.84 5 Newport www.younginvestments.com
Derrick Sullivan Morgan Stanley WM (843) 727-7771 / [email protected] • • • • • 936 8 20 Charleston www.morganstanleyfa.com/thesullivancrawfordgroup
Gordon Wollman Raymond James (605) 352-9490 / [email protected] • • • 255 0.8 1.7 Sioux Falls www.gordonwollman.com
Christi Edwards Morgan Stanley WM (615) 298-6554 / [email protected] • • • 658 3 5 Nashville www.morganstanleyfa.com/christi.edwards
Eric Klindt Merrill Lynch PBIG (615) 747-5625 / [email protected] • • • • 890 15 30 Nashville pwa.ml.com/klindtcole
Dugan McLaughlin Merrill Lynch PBIG (865) 521-8805 / [email protected] • • • • • 674 17 25 Knoxville www.pbig.ml.com
Mitzi Michaelson Merrill Lynch WM (615) 750-1057 / [email protected] • • • 360 1.66 3 Brentwood www.fa.ml.com/wallace_michaelson
Bonner C. Barnes Corda Investment Mgmt (713) 439-0665 / [email protected] • • 675 0.5 1.5 Houston www.cordamanagement.com
James Coffee Merrill Lynch WM (713) 658-1386 / [email protected] • • • 3,939 5 7 Houston www.fa.ml.com/james_coffeejr
Don Donnally J.P. Morgan Securities (214) 979-7770 / [email protected] • • • • 3,600 12 35 Dallas www.jpmorgansecurities.com/donnallygroup
Ira Kravitz UBS Financial Services (469) 440-0547 / [email protected] • • • 577 4.5 6 Plano financialservicesinc.ubs.com/team/kravitzgroup/
John Merrill Tanglewood WM (713) 840-8880 / • • • 833 2.5 5 Houston www.tanglewoodwealth.com
Marie A. Moore Morgan Stanley WM (214) 696-7175 / [email protected] • • • 360 5 15 Dallas www.morganstanleyfa.com/themooregroup/
Darrell Pennington Ameriprise Financial (713) 332-4422 / [email protected] • • 742 1.5 2.5 Houston www.penningtonwealth.com
Richard Piatas Merrill Lynch WM (972) 386-1349 / [email protected] • • 2,555 10 25 Dallas www.fa.ml.com/richard.piatas
R. Scot Smith Morgan Stanley WM (214) 696-7064 / [email protected] • • • • 475 2 3 Dallas
Murray Snow Morgan Stanley WM (713) 966-2177 / [email protected] • • • • 700 2.5 5 Houston morganstanleyfa.com/thesnowgroup
Scott Tiras Ameriprise Financial (713) 332-4400 / [email protected] • • • 1,902 2 3.5 Houston tiraswealth.com
Hal Anderson Soltis Investment Adv (800) 735-1601 / [email protected] • • • 1,690 8 15 St. George www.soltisadvisors.com
Jennifer Kelley Wells Fargo Advisors (802) 864-2667 / [email protected] • • • 277 1.25 2.5 Burlington www.kelleybrooks.wfadv.com
Tim Stotz Morgan Stanley WM (802) 863-7709 / [email protected] • • • • • • 703 2.5 4 Burlington
Garret Alcaraz Wells Fargo Advisors (757) 431-6375 / [email protected] • • • • • • 1,454 1.5 3.5 Virginia Beach www.alcarazfisherjustiswmg.wfadv.com
Tristan Caudron Wells Fargo Advisors (703) 739-4548 / [email protected] • • • • • • 1,525 1.5 2.5 Alexandria www.speckcaudron.com
Barry Glassman Glassman Wealth Services (703) 534-4444 / [email protected] • • • 793 7 10 McLean www.glassmanwealth.com
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Directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SPECIAL ADVERTISING SECTION
Michael Joyce JoycePayne Partners (804) 358-2702 / [email protected] • • • $640 $2.5 $3 Richmond www.joycepaynepartners.com
Soo Kim Ameriprise Financial (703) 226-2300 / [email protected] • • 1,025 0.75 1.5 Vienna www.ameripriseadvisors.com/soo.m.kim/
Jeff LeClair Wells FiNet (703) 760-5717 / [email protected] • • • • • • 1,234 5 20 McLean www.leclairlemlihapproach.com
Joseph Montgomery Wells Fargo Advisors (888) 465-8422 / [email protected] • • • • • 15,205 7 15 Williamsburg www.osg.wfadv.com
Paul Pagnato HighTower (703) 468-2700 / [email protected] • • • 2,354 25 40 Reston www.hightoweradvisors.com/pagnatokarp
Gregory S. Smith Robert W. Baird (571) 203-1600 / [email protected] • • • 2,230 1.02 3 Reston www.thewiseinvestorgroup.com
Ryan Sprowls Wells Fargo Advisors (703) 739-1439 / [email protected] • • • • • • 1,000 1.25 2.5 Alexandria sdkwealth.com
Greg Sullivan SBSB (703) 734-9322 / [email protected] • • • • • 2,854 5 10 McLean www.sbsbinc.com
Eric Wightman Robert W. Baird (571) 203-1600 / [email protected] • • • 2,230 1 3 Reston www.thewiseinvestorgroup.com
Michael Ernst Morgan Stanley WM (425) 453-5833 / [email protected] • • • • • 890 0.5 5 Bellevue www.morganstanleyfa.com/northwestcapitalgroup
David Hay Evergreen Gavekal (425) 467-4600 / [email protected] • • • • 1,368 1.2 5 Bellevue evergreengavekal.com
Lawrence Hood Pacific Portfolio (206) 623-6641 / [email protected] • • • • • 2,884 11 18 Seattle www.pacific-portfolio.com
Randall Linde AGP Wealth Advisors (800) 563-1636 / [email protected] • • • 1,688 0.75 1.5 Renton www.agpwealthadvisors.com
Michael Matthews UBS Financial Services (425) 451-2350 / [email protected] • • • 602 3.5 6 Bellevue www.ubs.com/fa/mmatthews
Erik Morgan Freestone Capital Mgmt (206) 707-7310 / [email protected] • • • 3105 5 11 Seattle www.freestonecapital.com
Erin Scannell Ameriprise Financial (425) 709-2345 / [email protected] • • • • 1,520 1.5 2 Mercer Island www.heritage-wealth.com
Jason Weese Morgan Stanley WM (425) 453-6916 / [email protected] • • • 875 7.5 20 Bellevue www.morganstanleyfa.com/jason.weese/
David Miller RBC WM (304) 697-2030 / [email protected] • • • 261 0.25 0.75 Huntington themillerinvestmentgroup.com
Fred Scheeren Wells Fargo Advisors (304) 232-2550 / [email protected] • • • • 558 1.1 5 Wheeling www.wfadvisors.com/fred.scheeren
Andrew Burish UBS Financial Services (608) 831-4282 / [email protected] • • • • • • 3428 2 3 Madison www.ubs.com/team/burishgroup
David Spano Annex WM (262) 786-6363 / [email protected] • • 506.55 0.4 0.8 Elm Grove www.annexwealth.com
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This directory features advisors whom Barron’s has ranked in one of its four annual financial advisor rankings. Ranked advisors who wish to appear
in this section should contact Rob Walkley at 609- 520- 7184 or [email protected]. Advisors who wish to apply for a ranking should
contact Matt Barthel at 212-416-2709 or [email protected].
Name Firm / City Phone, E-Mail & Website
As of April 27, 2015