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Special Educational Needs and Disabilities
Guidance and Criteria for Requests for Education Health & Care Needs
Assessments
September 1st 2014
Revised December 2015
SEPTEMBER 2015
1
West Sussex County Council
Guidance and Criteria for Requests for Education Health & Care Needs
Assessments
Background
Graduated approach to promoting best outcomes for children and young people
with SEN and disability
Schools and settings support children and young people with a wide range of SEN. All
schools have duties under the Equality Act 2010 towards individual disabled children.
They must make reasonable adjustments, to prevent these children being placed at a
substantial disadvantage. These duties are anticipatory. Schools also have wider duties
to prevent discrimination, to promote equality of opportunity and to foster good relations
(SEND CoP, July 14 6:8 & 6:9)
Improving outcomes: high aspirations and expectations for children and young people
with SEN
6:1 All children and young people are entitled to an education that enables
them to make progress so that they:
Achieve their best;
Become confident individuals living fulfilling lives;
Make a successful transition into adulthood, whether into employment, further or
higher education.
Extracts from SEND Code of Practice – July 2014
Xiii A child or young person has SEN if they have a learning difficulty or disability
which calls for special educational provision to be made for him or her.
Xiv A child of compulsory school age or a young person has a learning difficulty
or disability if he or she:
Has a significantly greater difficulty in learning then the majority of others of the
same age; or
Has a disability which prevents or hinders him or her from making use of facilities
of a kind generally provided for others of the same age in mainstream, schools or
mainstream post 16 institutions.
SEPTEMBER 2015
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Xvi A child under compulsory school age has special educational needs if he or she
is likely to fall within the definition in paragraph xiv above when they reach compulsory
school age or would do so if special educational provision was not made for them
(Section 20, Children & Families Act 2014).
Xi The legal test of when a child or young person requires an EHC Plan remains
the same as that for a statement under the Education Act 1996.
9.14 In considering whether an EHC needs assessment is necessary, the local authority
should consider whether there is evidence that despite the early years’ provider,
school or post-16 institution having taken relevant and purposeful action to
identify, assess and meet the special educational needs of the child or young
person, the child or young person has not made expected progress. To inform
their decision the local authority will need to take into account a wide range of
evidence, and should pay particular attention to:
• evidence of the child or young person’s academic attainment (or
developmental milestones in younger children) and rate of progress;
• information about the nature, extent and context of the child or young
person’s SEN;
• evidence of the action already being taken by the early years provider, school
or post-16 institution to meet the child or young person’s SEN;
• evidence that where progress has been made, it has only been as the result of
much additional intervention and support over and above that which is usually
provided;
• evidence of the child or young person’s physical, emotional and social
development and health needs, drawing on relevant evidence from clinicians
and other health professionals and what has been done to meet these by
other agencies; and
• where a young person is aged over 18, the local authority must consider
whether the young person requires additional time, in comparison to the
majority of others of the same age who do not have special educational
needs, to complete their education or training. Remaining in formal education
or training should help young people to achieve education and training
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outcomes, building on what they have learned before and preparing them for
adult life.
9.16 Local authorities may develop criteria as guidelines to help them decide when it is
necessary to carry out an EHC needs assessment (and following assessment, to
decide whether it is necessary to issue an EHC plan).
Requests for Education Health & Care Needs Assessment in West Sussex
Who can request an education, health & care needs assessment?
The following people have a specific right to ask the local authority to conduct an
education, health and care needs assessment for a child or young person aged between
0 and 25:
The child’s parent;
A young person over the age of 16 and under the age of 25; and
A person acting on behalf of a school or post-16 institution (this should ideally be
with the knowledge and agreement of the parent or young person where
possible);
Children and young people under the age of 19 (or their parents) in youth
custodial institutions (9.8 & 9.9, SEND Code of Practice July 14).
In addition, anyone else can bring a child or young person who has or may have SEN to
the attention of the local authority. This could include:
Foster carers;
Health & social care professionals;
Early years practitioners;
Youth offending teams, probation services and those responsible for education in
custody;
A family friend.
This should be done with the knowledge and (where possible) agreement of the child’s
parent or the young person themselves. (9.8, SEND CoP, July 14).
SEPTEMBER 2015
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Making a request for an education health & care needs assessment
Schools or post-16 institutions should work with the family to co-produce the
request for the education health & care needs assessment. The request and
accompanying evidence pack should be submitted on the ‘Request for Education
Health & Care Needs Assessment Form’ and submitted to the SEN Assessment
Team. The request MUST include the parent/s signatures to confirm their
involvement and consent with the request. A request for an EHC Needs
Assessment for a young person aged over 16 years MUST include the young
person’s signature instead of their parent/carers.
Parents/carers or the young person should make their requests for assessment in
writing to the SEN Assessment Team.
Anyone wishing to bring a child/young person to the attention of the local
authority should do so in writing to the SEN Assessment Team. In these cases
SENAT will share this information with the parents and the educational provider,
and based on their responses the local authority will decide whether or not to
consider the child for an education health & care needs assessment. In such
circumstances a written response to indicate the action to be taken will be sent to
the person bringing the child/young person to the attention of the LA. If it is
decided to proceed with the assessment the request will be managed from then
on as if it were a parental request and the timeline for the assessment
commences from the date of this decision.
Movers In to the LA without an EHCP
When a child or young person has moved into the LA without an EHCP but there is clear
evidence that the child/young person has SEN and that they may require specialist
provision, then SENAT will request an initial EP assessment to inform decisions about the
best way to conduct the assessment.
Processing requests for education health & care needs assessment
When the request has been received SENAT log the request on the database and the 20-
week timescale commences (Appendix A).
When a request is made by a parent/carer or by the young person the SEN Caseworker
will contact the school or educational setting the child attends. The school/setting will be
required to complete the Request Form for Assessment & to provide the accompanying
SEPTEMBER 2015
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Evidence Pack within an agreed timescale. If a child is not attending a school/setting
then the Caseworker will contact other professionals who know the child or young
person.
If incomplete information is provided then a Not Enough Information Letter (NEIL) will
be sent to the parents/carers/young person and the educational setting. This will advise
them of the additional information required to enable the request to be re-considered.
This will also provide parents/carers with rights of appeal.
When considering requests for assessment the LA must notify:
The child’s parent or the young person;
The health service (CCG or NHS England);
Local authority officers responsible for social care for children or young people
with SEN;
The setting or school where the child/young person attends (9:13 SEND CoP,
July 14).
When the request has been logged the caseworker issues Letter 1 (notification letter)
and accompanying relevant information about the process.
Criteria for an education health & care needs assessment
Information from the DfE indicates that the criteria for whether to carry out an Education
Health & Care Needs Assessment remain the same as that for a statement. However the
evidence required supporting the request will be different, to reflect the principles of the
new Code.
West Sussex will be taking a phased approach to reviewing and revising the
arrangements for responding to requests for an education health & care needs
assessment.
As of December 2015 the criteria has been slightly amended to take into account the
alternative attainment assessments and recording mechanisms settings may be using.
There is also a new Request Form. All requests for EHC Needs Assessment made after
15th February 2016 MUST be made on the new request form. Ideally settings will begin
to use the new form as soon as possible.
SEPTEMBER 2015
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Update on timeframe for implementation
Task Update November 2015
July/August 2014 Revise request form for an education health
& care needs assessment & accompanying
evidence required.
Achieved
Autumn 2014 Use revised request form & evidence.
Monitor and review.
Move to having one Panel that meets
weekly.
Start to include parents as Panel members.
Seek school representation for Panels from
Primary/Secondary Heads Exec.
Achieved.
Achieved, however monitoring of
assessment requests indicated
fortnightly meetings were adequate.
Panel now meets fortnightly.
Three part training has been designed
and delivered to a small cohort of
parents. Observation of Panel has
begun for 2 parents. Parents as
members of the panel will be in place
by January 2016.
On-going.
Spring 2015 Revise the Panel membership – widen to
include other agencies & parent
representatives.
Review & monitor Panel arrangements.
On-going.
Summer 2015 Work with revised Panel membership to
review & update the guidance for making
requests for education health & care needs
assessment. Link this to Local Offer
developments.
On-going.
September 2015
Publish & Implement revised guidance
Not achieved.
SEPTEMBER 2015
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Implementation Update:
January 2016:
Following monitoring and review of the EHC Request Form a revised version has been
developed. This must be used for new applications received after 15th February 2016.
Interim changes to the guidance have been made to reflect changes to the way
curriculum attainments are assessed and recorded.
Spring/Summer 2016:
EHC Guidance and Criteria will be reviewed with a view to developing a ‘Reasonable
Expectations’ document by September 2016.
September 2014 (updated Nov 2015)
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Criteria for making a request for an education health & care needs assessment
Curriculum Thresholds for an education health & care needs assessment
Curriculum Attainment Thresholds for EHC Needs Assessment.
Age Pre-school 4 5 6 7 8 9 10 11 12 13 14 15 16
Achievement
(either age
related or
against
national curriculum
programmes
of study).
Achievements
18 months –
24 months
below
chronological age.
P4 P5 P6 P7 P8 Achieving
against Year
1 national
curriculum
programmes of study or
below.
Achieving against
Year 2 national
curriculum
programmes of
study or below
Achieving
against lower
key stage 2
(Years 3&4)
national curriculum
programmes
of study or
below.
Achieving
against
higher key
stage 2
(Years 5&6 national
curriculum
programmes
of study or below.
Pre-School:
Note: From September 2016 The Early Years Foundation Stage
profile will no longer be compulsory. The Early Years Foundation
Stage itself will continue to be statutory, supporting children to experience a broad and engaging programme of learning in
reception. Where an application for EHC Needs Assessment is made
with the primary need recorded as Cognition and Learning it is
expected that progress will be reported against the Early Years
Foundation Stage Profile. Where this is not appropriate/applicable the pupil’s Year R baseline as assessed by the setting must be
provided.
School:
Note: Where an application for EHC Needs Assessment is made
and the primary need is recorded as Cognition and Learning the application must demonstrate curriculum attainments well below
the national curriculum expectations for that year group. The
table above gives an indication of the expected achievements
against the national curriculum programmes of study that would
be considered appropriate for EHC Needs Assessment. To allow the EHC Consideration Panel to review progress of the learner the
school must also provide details of National Curriculum Levels
before September 2015.
September 2014 (updated Nov 2015)
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Progress Over Time
It is expected that teachers will establish systems and procedures for carefully tracking
pupil progress and use this information to identify those who are making less than expected progress given their age and individual circumstances. The SEND code of
practice states that such progress is characterised by:
• being significantly slower than that of their peers starting from same baseline • fails to match or better the child's previous rate of progress
• fails to close the attainment gap between the child and their peers
• widens the attainment gap.
The EHC Needs Assessment application will need to provide information demonstrating these concerns around the pupil’s progress.
Communication and Interaction
Characteristics Assessments
1. Language levels, receptive and/or
expressive significantly
delayed/disordered
2. Speech is very difficult to understand
even for a familiar listener
Standardised Score of 69 or below, at or
below 1st percentile where standardised
measures are available
Early Years – child is showing a minimum 2
year delay in the Communication,
Language & Literacy strand.
Social Communication
1. Severely impaired social
communication skills which requires
intensive programme of social
communication training
2. The child has difficulty participating in
larger group experiences for significant
parts of the day, despite Best
Endeavours support. Access to the
curriculum is significantly restricted.
Greater curriculum emphasis required
to support social and communication
needs.
3. Clear difficulty responding in social
situations and to adult direction.
Observations gathered from noticing what
the child does and says in a range of
contexts, including information from the
family about what the child does and says
at home.
Evidence includes a description of child’s
social communication skills, from a range
of advice.
September 2014 (updated Nov 2015)
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4. Expressive language consists entirely of
‘learnt’ phrases.
5. Requires a significantly high level of
consistency and routine in order to
reduce anxiety and enable access to
the curriculum.
Reports/observations from the social
communication team or other specialist
advice.
Cognition and Learning
Characteristics Assessments
1. Difficulty in accessing the Curriculum at
levels which are appropriate for children
of similar age or ability
2. Significant discrepancies between
different curriculum areas or aspects of
the curriculum (e.g. Specific Learning
Difficulties)
Below 1st percentile for standardised
measures.
Social, Emotional and Mental Health Difficulties
The SEND Code of Practice (July 2014) re-defines the category of need related to
Behaviour, Emotional and Social Development (BESD) to Social, Emotional and Mental
Health Difficulties.
6:32 Children and young people may experience a wide range of social and emotional
difficulties which manifest themselves in many ways. These may include becoming
withdrawn or isolated as well as displaying challenging, disruptive or disturbing
behaviour. These behaviours may reflect underlying mental health difficulties such as
anxiety, depression, self-harming, substance misuse, eating disorders or physical
symptoms that are medically unexplained. Other children may have disorders such
as attention deficit disorder, attention deficit hyperactive disorder or
attachment disorder.
6:33 Schools and colleges should have clear processes to support children and
young people, including how they will manage the effect of any disruptive
behaviour so it does not adversely affect other Learners. The DfE publishes
guidance on managing Learner’s mental health and behaviour difficulties in school.
September 2014 (updated Nov 2015)
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https://www.gov.uk/government/publications/mental-health-and-behaviour-in-schools--
2
The criteria below are taken from the 2009 West Sussex Guidance for making Requests
for Statutory Assessment. In the interim this criteria will remain in place and will be
revised in 2015.
In addition to the criteria below schools will be expected to demonstrate in their
evidence how they have made use of the above DfE guidance (2014).
Social, Emotional and Mental Health Difficulties
Characteristics Assessments
1. Learners with SEMHD will display a
range of behaviours at significant
levels in Learning, Conduct or
Emotional areas. These areas are
neither discrete nor mutually exclusive.
Behaviours are likely to have persisted
over time (at least two school terms)
and learners will not have shown
positive responses to interventions.
2. Learning Behaviours may include:
Very low levels of on task behaviour,
inability or unwillingness to work
without direct supervision, limited
attention or concentration, poor rates of
task completion and lack of compliance
with directions or instructions.
3. Conduct Behaviours may include:
Extreme resentment/vindictiveness;
continual defiance, verbal or physical
aggression (actual or threatened)
oppositional, damage to property, lying
Behaviours of concern will have been
observed, assessed, monitored and
analysed using an approach, which
analyses Antecedents, Behaviour and
Consequences (ABC) and looks at the
Frequency, Intensity and Duration (FID) of
these behaviours. Evidence demonstrates
that the impact of interventions offered
has been reviewed and adjusted based on
analysis of the child’s/young person’s
behaviour in context. Evidence should
include the impact of these behaviours on
learning over time.
Classroom and playground observation
using fixed interval or event sampling.
Small group or individual behaviour.
Evidence demonstrates that advice has
been sought from external agencies and
acted upon, over a period of time.
September 2014 (updated Nov 2015)
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or stealing.
4. Emotional Behaviours may include:
Pre-empting failure in tasks; constant
anxiety; depressed/withdrawn
behaviour; significant difficulties
establishing relationships with peers or
fantasising; extreme attention seeking
behaviours; acute anxiety and fear
about attending school; inappropriate
sexual behaviour
Observations indicate that the
child’s/young person’s behaviour,
emotional and social difficulties are
severe, persistent and long-term and are
experienced in a variety of different
contexts throughout the day.
5. The child’s/young person’s behaviour
has required support including
behavioural programmes (IEP, IBP,
PSP). In spite of support the child has
not made appropriate progress.
Progress has been no more than 6 months
in the last academic year in core
curriculum areas.
6. Behaviour impacts significantly upon
attainment
Attainment between core subjects shows a
discrepancy with some areas falling at or
below the threshold levels given above
7. Learner displays behaviour that is
significantly outside the level expected
for their age.
Observational reports and behaviour logs
Medical Conditions
6:11 The Children & Families’ Act 2014 places a duty on maintained schools and
academies to make arrangements to support learners with medical conditions.
Individual healthcare plans will normally specify the type and level of support required
to meet the medical needs of such Learners. Where children and young people also
have SEN, their provision should be planned and delivered in a co-ordinated way
with the healthcare plan. Schools/settings are required to have regard to the
statutory guidance ‘Supporting pupils at school with medical conditions’.
https://www.gov.uk/government/publications/supporting-pupils-at-school-with-medical-
conditions
September 2014 (updated Nov 2015)
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Sensory and/or Physical
It is essential that any proposal to make an education health & care needs assessment request related to sensory impairment is first discussed with an
Advisory Teacher from the Sensory Support Team. Evidence of this discussion
MUST be included with the request.
Hearing Impairment
Characteristics Assessments
1. A level of hearing loss that requires
hearing aids or a cochlear implant and
results in significant speech and/or
language difficulties which significantly
restrict communication and access to all
areas of the curriculum.
Severe hearing loss (71 dBHL and above);
a severe high frequency hearing loss; or a
progressive degenerative hearing
condition. Language assessments indicate
a significant delay in the acquisition of
receptive and expressive language.
2. A high level of specialist support and/or
modification is required to enable the
child to access the curriculum and to
support the use of additional
audiological equipment such as a radio
aid system.
Measured language levels are significantly
below chronological age which prevents
access to the curriculum without a high
degree of differentiation and/or support.
3. The child/young person requires
significant modification to the language
used to deliver access to the
curriculum.
Language assessments show significant
delay in understanding of syntax and
semantics.
4. Child’s/young person’s assessment
profile shows an uneven pattern of
progress and attainment.
Attainment in language based aspects of
the curriculum is significantly below the
child’s/young person’s ability.
5. The child requires British Sign
Language or Sign Supported English to
access the curriculum.
Assessments indicate that the child/young
person is unable to access the curriculum
through audition alone.
September 2014 (updated Nov 2015)
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Visual Impairment
Characteristics Assessments
1. The child/young person has significant
visual impairment and/or a
deteriorating condition affecting vision.
Visual acuity of 6/36 or less plus a
reduction in near vision or a significant
field defect.
2. The child/young person has insufficient
or no vision and requires an alternative
format such as Braille to access the
curriculum.
Assessed as ‘educationally blind’ meaning
that the child/young person has no vision
or insufficient vision to access print.
3. The child’s/young person’s lack of
vision severely impairs their access to
the curriculum.
Visual acuity of 6/36 or less. Print sizes of
N36 or greater are needed to access print
materials. May use an alternative format
such as Braille for reading purposes.
4. Child’s/young person attainment in the
curriculum is below the expectations for
their age or their assessment pattern
shows an uneven pattern of progress
and attainment.
The child/young person has difficulty
accessing the curriculum without
substantial adaptation of teaching
materials resulting in attainment levels
significantly below the child’s ability.
5. The child’s/young person’s vision
significantly affects their mobility in the
educational setting.
Assessments indicate specialist support is
required for mobility and independent
living skills.
Multi-sensory Impairment
Characteristics Assessments
1. The child/young person has a hearing
loss together with a visual impairment
at a level which might normally be
overcome through a reliance on
listening in the educational setting.
Visual acuity of 6/18 or less together with
a level of hearing loss that requires
hearing aids.
2. The child/young person has a Visual acuity of 6/18 or less together with
September 2014 (updated Nov 2015)
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combination of visual and hearing
impairment which results in the
child/young person having difficulty
accessing sign or lip pattern and having
to rely on audition alone.
a level of hearing loss that requires
hearing aids.
3. The child/young person has a hearing
loss and a visual impairment which
significantly affects central vision, near
vision and/or peripheral vision.
Large print or a tactile curriculum required;
difficulty accessing the curriculum without
substantial adaptation of teaching
resources; reliance on support assistant
who will ‘listen’ for them.
4. The child’s/young person’s multi-
sensory impairment significantly affects
their mobility in the educational setting.
Assessments indicate specialist support is
required for mobility and independent
living skills.
Physical Impairment
Characteristics Assessments
1. Significant physical or medical needs
arising from a pre-existing or acquired
condition which impacts upon the
child’s/young person’s overall
development and which is likely to
persist over time. There may be the
need for the use of mechanical or
technological aids or assistive or
augmented communication aids to
allow access to the curriculum
Evidence that despite reasonable
adjustments made by the setting/school
the child’s/young person’s physical
impairment and/or medical condition
significantly impacts on their opportunity
to access the whole curriculum.
September 2014 (updated Nov 2015)
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Evidence required for an education health & care needs assessment linked to
SEND Code of Practice, July 2014
Considerations Evidence Required to demonstrate that the
consideration has been met.
A. Personalised Approach
The views, wishes and feelings of the
child/young person and their
parents/carers are known and
understood.
Evidence of co-production and person-centred approaches to
engage with child/young person and family:
Records of meetings and discussions with the child/young
person and their parents/carers to gain their views,
wishes and feelings over time.
A One Page Profile developed with the child/young
person/family. Further information about 1 Page Profiles
can be found at
http://www.helensandersonassociates.co.uk/reading-
room/how/person-centred-thinking/one-page-
profiles.aspx
Evidence that the wishes and views of the child/young
person and their parents/carers have been taken into
account when planning and supporting the child/family.
Evidence that young people, parents/carers have been
consulted about the request for an education health &
care needs assessment. Ideally the request should be co-
produced with young people/parents & carers.
B.1 Special Educational Needs
The child/young person’s needs are
significantly greater than peers of the
same age, are long term and require
specialist resources or provision to
achieve long term positive outcomes.
B.2 Learning and Progress
Progress towards realistic and
appropriate outcomes has only been
achieved as the result of much additional
intervention and support, over and
above that which is usually provided
Evidence of the exceptional nature of needs will be required:
Early Years outcomes/academic levels and progress
tracking over time;
Standardised testing and progress over time;
An analysis of the child’s social and emotional needs over
time;
Employment life and social and emotional skills;
Independence skills;
Adaptations put in place to access the curriculum.
The views of the child/young person;
The views of the parent/carer;
Resilience factors and risk factors;
Long term implications for education and employment.
C. Action already taken
using a Co-ordinated Approach
Evidence of “assess – plan – do – review” cycles over time (at
least 2 terms) that includes:
September 2014 (updated Nov 2015)
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The child/young person’s needs have
been explored and supported through a
co-ordinated approach, including the use
of external services. All planning has
had the child/young person at the heart
in a person-centred way.
The involvement of appropriate external services;
Measured and evidence based analysis of assessments
with clear summary that informs effective planning and
outcomes, so that the impact of interventions has been
evaluated and provision subsequently adapted when
necessary;
The involvement of the child/young person in assessment
and planning;
The involvement of parents/carers in assessment and
planning (optional for young people Post 16);
Involvement and support from the wider community;
Person-centred planning approaches;
Clear outcomes being identified and monitored;
Strengths based approach taken in the gathering and
analysis of information.
D. Provision
The child/young person has clear
outcomes, based on their own and
parents/carers aspirations, relevant to
the level of need. These have been
resourced appropriately from within the
totality of resources available to the
school/college. (This will be the
equivalent to the cost of 20 hours of
additional Teaching Assistant time).
Evidence of the setting’s Best Endeavours to support the
child/young person that includes:
Clear graduated approach to supporting child/young
person;
Targeted programmes of support and resources that are
unique to the learner individually or in a group setting,
driven by outcomes. Appendix C provides some support
materials in defining outcomes;
Submission of a costed individual Provision Map
(Guidance Note 3) that demonstrates how the child/
young person’s outcomes are being achieved;
Provision that includes support at home and/or the local
community. Work across agencies in a holistic way.
The evidence provided by the school/setting must reflect the principles that
underpin the SEND Code of Practice, July 14 (1:1).
Educational Psychology Service
Schools/settings should discuss the request for an EHC Needs Assessment
with the Educational Psychology Service prior to submitting the request.
The Educational Psychologist will use a proforma (Appendix F) which can be
included in the evidence pack submitted by the setting. Whilst this
discussion is important it is not a requirement that an Educational
September 2014 (updated Nov 2015)
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Psychologist has assessed the child or young person before EHC
Needs Assessment can be agreed.
How do we consider education health & care needs assessments?
The Education Health & Care Considerations Panel considers the
requests for an education health & care needs assessment. The Panel
decides whether to undertake an education health & care needs assessment
or not. The decision is taken by examining the information contained in the
request together with the accompanying evidence pack about the
child/young person and applying the LA criteria for agreeing the education
health & care needs assessment.
There is one Panel, which meets every fortnight.
The Panel will develop and include the following:
Team Manager for Referrals & Requests, SENAT
Planning Co-ordinators
Senior Educational Psychologist
Parent representatives
Health rep
Social Care Manager (CDT)
School/setting representatives (Heads/SENCos/EYs practitioners)
SEN Support Services (e.g SNO/LBAT/SST/Soc Comm)
Education and Skills representation
Early Help
Senior Planning Co-ordinators (Post 16) as appropriate
The Panel also decides which further information/assessments are required
for the education health & care needs assessment and which ones have
already been completed. This should help to reduce duplication and
streamline the process.
For young people over the age of 18
The Panel also need to decide whether remaining in education or training
would help them to progress and make a successful transition to adulthood.
September 2014 (updated Nov 2015)
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For children under compulsory school age
The EYPARM will work with all partners to identify young children who may
benefit from consideration of an education health & care needs assessment.
An assessment should be considered when the child will need more support
than can normally be provided by mainstream early years providers, or
when the child is due to start school.
The decision about whether to proceed with an education health &
care needs assessment must be made within a maximum of 6 weeks from
receipt of the original request.
Step Down procedures when an assessment is not appropriate
When it is decided not to proceed with an education health & care needs
assessment, the Planning Co-ordinator (PC) will contact the family and give
the Panel’s decision. The PC will offer the family a meeting to discuss the
decision and will ask for their availability. The PC will organise the Inclusion
Planning Meeting to include a member of the Panel, the parent/carers, the
school/setting and any other relevant professionals. The purpose of the
meeting will be to explain the reasons why the assessment was not agreed
and to explore other options of support and agree suitable actions to resolve
any on-going concerns. The meeting would usually conclude the
involvement from SENAT.
Sometimes new and additional information becomes available at the
meeting that was not part of the original request for assessment. On these
occasions it may be appropriate for the panel member to bring the request
back to the next available panel meeting for further consideration.
September 2014 (updated Nov 2015)
20
APPENDICES
One Page Profiles: Further information and examples of One Page Profiles
can be found using the following link:
http://www.helensandersonassociates.co.uk/reading-room/how/person-centred-
thinking/one-page-profiles.aspx
Appendix A 20 week EHC Needs Assessment Timeframe
Appendix B Guidance Note 1
Appendix C Guidance Note 2
Appendix D Guidance Note 3
Appendix E Guidance Note 4
Appendix F EP Proforma
September 2014 (updated Nov 2015)
21
APPENDIX A
The Education, Health and Care Needs Assessment and Planning Process
APPENDIX B
September 2014 (updated Nov 2015)
22
GUIDANCE NOTE 1 APPENDIX B
WEST SUSSEX EDUCATION HEALTH AND CARE NEEDS ASSESSMENT REQUEST
Person Centred Planning and Co-Production.
Prior to submitting an EHC Needs Request the referrer must consider the West Sussex Guidance and Criteria for Education, Health and Care Needs Assessments – available on
the West Sussex Local Offer www.westsussex.local-offer.org .
As part of the request the Local Authority will require evidence of person- centred
planning and co-production with pupils and their parents and carers in line with the underlying principles of the Children and Families Act 2014 and the SEN Code of Practice
2015.
Relevant extract from the SEN Code of Practice 2015:
1.1 Section 19 of the Children and Families Act 2014 makes clear that local authorities, in carrying out their functions under the Act in relation to disabled children and young people and those with special educational needs (SEN), must have regard to: • the views, wishes and feelings of the child or young person, and the child’s parents
• the importance of the child or young person, and the child’s parents, participating as fully as possible in decisions, and being provided with the information and support necessary to enable participation in those decisions
• the need to support the child or young person, and the child’s parents, in order to facilitate the development of the child or young person and to help them achieve the best possible educational and other outcomes, preparing them effectively for adulthood
There are some proposed templates attached to this guidance note to aid you in
providing this evidence. It is, however, noted that settings may have developed their
own templates for working to these principles and alternative documents can be provided. It is imperative that the documentation demonstrates:
How the setting has worked with the child/young person to obtain their views,
feelings and wishes. The EHC Panel are looking for clear understanding of the child/young person and how this information has been used to inform the
support available to them.
How the setting has worked together with the parent/carer to identify and
support the child/young person’s needs. The EHC Panel are looking for evidence of co-production with the key people in the child/young person’s life to obtain
the best outcomes for them. There is also a further form for the parent/carer to
record their views wishes and feelings.
Where the referral is for a young person over the age of 16 the parent/carer views are not essential, however the young person’s view must be included and
settings should consider how they have worked with that young person to
understand their needs and put support in place.
September 2014 (updated Nov 2015)
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Child’s name here
Photo
of child
September 2014 (updated Nov 2015)
24
Pupils name.
Working with Parents and Carers
E.g we have termly ‘catch up’ meetings, regular ILP review meetings, shared
targets/outcomes, TAC meetings. Please attach relevant meeting notes from meetings in
the last two terms.
How we work together to identify and support [name] needs:
Anything else you want to tell us about working together to meet [name] needs:
September 2014 (updated Nov 2015)
25
Parent/carer name
Parent/Carer Views, Wishes and Feelings
E.G – their strengths and their needs
important things that have happened
things that are important to my child and therefore me
Things I want you to know about my child:
What is important to me when I think about my child’s education and support:
The outcomes I want for my child:
September 2014 (updated Nov 2015)
26
Guidance Note 2. APPENDIX C
WEST SUSSEX EDUCATION HEALTH AND CARE NEEDS ASSESSMENT REQUEST
Strengths and Needs
This section should inform the EHC Consideration Process about the strengths and needs of the learner. It should link these strengths
and needs to the provision in place and assessment of the impact of this provision.
The strengths and needs forms have been broken into the 4 key areas of special educational needs as described in the Code of Practice.
The table below offers guidance as to completion of these forms:
Section Form Title Completion Guidance
2(a)
Communication/Interaction Must be fully completed where communication and interaction are considered to be the
primary areas of need.
In Section titled ‘Strengths and Needs Communication and Interaction Description’ Please provide details of the learner’s strengths and needs associated with communication and
interaction.
In Section titled ‘Provision’ Please list all interventions that have either been in place (go
back at least 2 terms but no further than 6 terms) or are currently in place to meet the learner’s communication and interaction difficulties. If the provision has been advised by
a particular professional or service please note this. Where you have specified a strength
please consider how you are using this strength within your provision.
In section titled ‘Baseline/Progress’ please provide details of tests or observations
undertaken prior to start of provision/intervention as well as details of on-going tests or observations. Please date all entries and provide evidence where available i.e. speech
and language report. If the assessment was undertaken by another professional or
service please note this. Where you have specified a strength please provide details of
the tests/observations that have allowed you to consider this as a strength. In Section titled ‘Impact’ Please describe the impact of this intervention with reference to
the details provided in ‘S&N Baseline/Progress’. Where you have specified a strength
please consider the impact your provision has had on the child’s particular strength.
2 (b) Outcomes Please insert the outcomes this provision is helping you to work towards for the pupil.
Please insert outcomes under both timescales. Further information regarding outcomes
can be found on the West Sussex SEND Local Offer.
2 (c) Cognition/ Learning Must be fully completed where cognition and learning are considered to be the primary
areas of need. All referrals must complete the section titled ‘Strengths and Needs Cognition and Learning Data’.
September 2014 (updated Nov 2015)
27
In Section titled ‘Strengths and Needs Cognition and Learning Data’ please provide details of all curriculum attainment against the national curriculum programmes of study, please
ensure all attainments are dated. For ease the details of these programmes of study can
be found at the end of this Guidance Note. The notes box is for your use if you wish. For
the Reception Year data please complete the relevant section – either EYFS Data or Year R baseline details.
In Section titled ‘Description’ Please provide details of the learners strengths and needs
associated with cognition and learning.
In Section titled ‘Provision’ Please list all interventions that have either been in place (go back at least 2 terms but no further than 6 terms) or are currently in place to meet the
learner’s cognition and learning difficulties. If the provision has been advised by a
particular professional or service please note this. Where you have specified a strength
please consider how you are using this strength within your provision. In section titled ‘Baseline/Progress’ please provide details of tests or observations
undertaken prior to start of provision/intervention as well as details of on-going tests or
observations. Please date all entries and provide evidence where available i.e. CAT score,
Spar spelling test etc. If the assessment was undertaken by another professional or
service please note this. Where you have specified a strength please provide details of the tests/observations that have allowed you to consider this as a strength.
In Section titled ‘Impact’ Please describe the impact of this intervention with reference to
the details provided in ‘S&N Baseline/Progress’. Where you have specified a strength
please consider the impact your provision has had on the child’s particular strength.
2 (d) Outcomes Please insert the outcomes this provision is helping you to work towards for the pupil.
Please insert outcomes under both timescales. Further information regarding outcomes can be found on the West Sussex SEND Local Offer.
2 (e) Social, Emotional and Mental Health Difficulties.
Must be fully completed where social, emotional or mental health difficulties are considered to be the primary areas of need.
In Section titled ‘Description’ Please provide details of the learner’s strengths and needs
associated with social, emotional and mental health difficulties.
In Section titled ‘Provision’ Please list all interventions that have either been in place (go back at least 2 terms but no further than 6 terms) or are currently in place to meet the
learner’s social, emotional and mental health difficulties. If the provision has been
advised by a particular professional or service please note this. Where you have specified
a strength please consider how you are using this strength within your provision.
In section titled ‘Baseline/Progress’ please provide details of tests or observations undertaken prior to start of provision/intervention as well as details of on-going tests or
September 2014 (updated Nov 2015)
28
observations. Please date all entries and provide evidence where available i.e. Boxall Profile. If the assessment was undertaken by another professional or service please note
this. Where you have specified a strength please provide details of the tests/observations
that have allowed you to consider this as a strength.
In Section titled ‘Impact’ Please describe the impact of this intervention with reference to the details provided in ‘S&N Baseline/Progress’. Where you have specified a strength
please consider the impact your provision has had on the child’s particular strength.
2 (f) Outcomes Please insert the outcomes this provision is helping you to work towards for the pupil.
Please insert outcomes under both timescales. Further information regarding outcomes
can be found on the West Sussex SEND Local Offer.
2 (g) Physical/Sensory Must be fully completed where physical/sensory are considered to be the primary areas of
need.
In Section titled ‘Strengths and Needs Physical and Sensory Description’ Please provide details of the learner’s strengths and needs associated with physical and sensory.
In Section titled ‘Provision’ Please list all interventions that have either been in place (go
back at least 2 terms but no further than 6 terms) or are currently in place to meet the
learner’s physical and sensory difficulties. If the provision has been advised by a
particular professional or service please note this. Where you have specified a strength please consider how you are using this strength within your provision.
In section titled Baseline/Progress’ please provide details of tests or observations
undertaken prior to start of provision/intervention as well as details of on-going tests or
observations. Please date all entries and provide evidence where available i.e. OT motor skill assessment. If the assessment was undertaken by another professional or service
please note this. Where you have specified a strength please provide details of the
tests/observations that have allowed you to consider this as a strength.
In Section titled ‘Impact’ Please describe the impact of this intervention with reference to the details provided in ‘Strengths and Needs Physical and Sensory Baseline/Progress’.
Where you have specified a strength please consider the impact your provision has had on
the child’s particular strength.
2 (h) Outcomes Please insert the outcomes this provision is helping you to work towards for the pupil.
Please insert outcomes under both timescales. Further information regarding outcomes
can be found on the West Sussex SEND Local Offer.
Note – You will also see two boxes at the top of each form one indicating ‘primary need’ and one indicating ‘secondary need’. Please
place tick only one ‘primary need’ box and as many ‘secondary need’ boxes you feel are applicable.
September 2014 (updated Nov 2015)
29
National Curriculum Programmes of Study.
For more information visit: www.gov.uk/government/collections/national-curriculum
Year 1 Programmes
of Study
Pupils should be taught to: Notes
Reading – word
reading
apply phonic knowledge and skills as the route to decode words
respond speedily with the correct sound to graphemes (letters or groups of letters) for all 40+
phonemes, including, where applicable, alternative sounds for graphemes
respond speedily with the correct sound to graphemes (letters or groups of letters) for all 40+
phonemes, including, where applicable, alternative sounds for graphemes
respond speedily with the correct sound to graphemes (letters or groups of letters) for all 40+
phonemes, including, where applicable, alternative sounds for graphemes
read accurately by blending sounds in unfamiliar words containing GPCs that have been taught
read common exception words, noting unusual correspondences between spelling and sound
and where these occur in the word
read words containing taught GPCs and –s, –es, –ing, –ed, –er and –est endings
read other words of more than one syllable that contain taught GPCs
read words with contractions [for example, I’m, I’ll, we’ll], and understand that the apostrophe
represents the omitted letter(s)
read books aloud, accurately, that are consistent with their developing phonic knowledge and
that do not require them to use other strategies to work out words
reread these books to build up their fluency and confidence in word reading
Reading -
comprehension
develop pleasure in reading, motivation to read, vocabulary and understanding by:
o listening to and discussing a wide range of poems, stories and non-fiction at a level beyond that at which they can read independently
o being encouraged to link what they read or hear to their own experiences
o becoming very familiar with key stories, fairy stories and traditional tales, retelling
them and considering their particular characteristics
September 2014 (updated Nov 2015)
30
o recognising and joining in with predictable phrases o learning to appreciate rhymes and poems, and to recite some by heart
o discussing word meanings, linking new meanings to those already known
develop pleasure in reading, motivation to read, vocabulary and understanding by:
o listening to and discussing a wide range of poems, stories and non-fiction at a level
beyond that at which they can read independently
o being encouraged to link what they read or hear to their own experiences o becoming very familiar with key stories, fairy stories and traditional tales, retelling
them and considering their particular characteristics
o recognising and joining in with predictable phrases
o learning to appreciate rhymes and poems, and to recite some by heart o discussing word meanings, linking new meanings to those already known
develop pleasure in reading, motivation to read, vocabulary and understanding by: o listening to and discussing a wide range of poems, stories and non-fiction at a level
beyond that at which they can read independently
o being encouraged to link what they read or hear to their own experiences
o becoming very familiar with key stories, fairy stories and traditional tales, retelling
them and considering their particular characteristics o recognising and joining in with predictable phrases
o learning to appreciate rhymes and poems, and to recite some by heart
o discussing word meanings, linking new meanings to those already known
understand both the books they can already read accurately and fluently and those they listen
to by:
o drawing on what they already know or on background information and vocabulary provided by the teacher
o checking that the text makes sense to them as they read, and correcting inaccurate
reading
o discussing the significance of the title and events o making inferences on the basis of what is being said and done
o predicting what might happen on the basis of what has been read so far
participate in discussion about what is read to them, taking turns and listening to what others
September 2014 (updated Nov 2015)
31
say
explain clearly their understanding of what is read to them
September 2014 (updated Nov 2015)
32
Spelling - see English appendix 1
spell: o words containing each of the 40+ phonemes already taught
o common exception words
o the days of the week
name the letters of the alphabet:
o naming the letters of the alphabet in order
o using letter names to distinguish between alternative spellings of the same sound
add prefixes and suffixes:
o using the spelling rule for adding –s or –es as the plural marker for nouns and the third person singular marker for verbs
o using the prefix un–
o using –ing, –ed, –er and –est where no change is needed in the spelling of root words
[for example, helping, helped, helper, eating, quicker, quickest]
apply simple spelling rules and guidance, as listed in English appendix 1
write from memory simple sentences dictated by the teacher that include words using the
GPCs and common exception words taught so far
Handwriting sit correctly at a table, holding a pencil comfortably and correctly
begin to form lower-case letters in the correct direction, starting and finishing in the right
place
form capital letters
form digits 0-9
understand which letters belong to which handwriting ‘families’ (ie letters that are formed in
similar ways) and to practise these
Writing -
composition
write sentences by:
o saying out loud what they are going to write about
September 2014 (updated Nov 2015)
33
o composing a sentence orally before writing it o sequencing sentences to form short narratives
o re-reading what they have written to check that it makes sense
discuss what they have written with the teacher or other pupils
read their writing aloud, clearly enough to be heard by their peers and the teacher
Writing -
vocabulary, grammar and
punctuation
develop their understanding of the concepts set out in English appendix 2 by:
o leaving spaces between words o joining words and joining clauses using ‘and’
o beginning to punctuate sentences using a capital letter and a full stop, question mark
or exclamation mark
o using a capital letter for names of people, places, the days of the week, and the personal pronoun ‘I’
o learning the grammar for year 1 in English appendix 2
use the grammatical terminology in English English appendix 2 in discussing their writing
Key Stage 1 - Year
2 Programmes of
Study
Pupils should be taught to:
Notes
Reading - word reading
continue to apply phonic knowledge and skills as the route to decode words until automatic decoding has become embedded and reading is fluent
read accurately by blending the sounds in words that contain the graphemes taught so far, especially recognising alternative sounds for graphemes
read accurately words of two or more syllables that contain the same graphemes as above
read words containing common suffixes
September 2014 (updated Nov 2015)
34
read further common exception words, noting unusual correspondences between spelling and sound and where these occur in the word
read most words quickly and accurately, without overt sounding and blending, when they have been frequently encountered
read aloud books closely matched to their improving phonic knowledge, sounding out unfamiliar words accurately, automatically and without undue hesitation
reread these books to build up their fluency and confidence in word reading
Reading -
comprehension
develop pleasure in reading, motivation to read, vocabulary and understanding by:
o listening to, discussing and expressing views about a wide range of contemporary and classic poetry, stories and non-fiction at a level beyond that at which they can read
independently
o discussing the sequence of events in books and how items of information are related
o becoming increasingly familiar with and retelling a wider range of stories, fairy stories and traditional tales
o being introduced to non-fiction books that are structured in different ways
o recognising simple recurring literary language in stories and poetry
o discussing and clarifying the meanings of words, linking new meanings to known
vocabulary o discussing their favourite words and phrases
o continuing to build up a repertoire of poems learnt by heart, appreciating these and
reciting some, with appropriate intonation to make the meaning clear
understand both the books that they can already read accurately and fluently and those that
they listen to by:
o drawing on what they already know or on background information and vocabulary provided by the teacher
o checking that the text makes sense to them as they read, and correcting inaccurate
reading
o making inferences on the basis of what is being said and done o answering and asking questions
September 2014 (updated Nov 2015)
35
o predicting what might happen on the basis of what has been read so far
participate in discussion about books, poems and other works that are read to them and those
that they can read for themselves, taking turns and listening to what others say
explain and discuss their understanding of books, poems and other material, both those that
they listen to and those that they read for themselves
Writing –
transcription
Spelling - see
English appendix 1
spell by:
o segmenting spoken words into phonemes and representing these by graphemes, spelling many correctly
o learning new ways of spelling phonemes for which 1 or more spellings are already
known, and learn some words with each spelling, including a few common homophones
o learning to spell common exception words o learning to spell more words with contracted forms
o learning the possessive apostrophe (singular) [for example, the girl’s book]
o distinguishing between homophones and near-homophones
add suffixes to spell longer words including –ment, –ness, –ful, –less, –ly
apply spelling rules and guidance, as listed in English appendix 1
write from memory simple sentences dictated by the teacher that include words using the
GPCs, common exception words and punctuation taught so far
Handwriting form lower-case letters of the correct size relative to one another
start using some of the diagonal and horizontal strokes needed to join letters and understand
which letters, when adjacent to one another, are best left unjoined
write capital letters and digits of the correct size, orientation and relationship to one another
and to lower-case letters
use spacing between words that reflects the size of the letters
Writing - develop positive attitudes towards and stamina for writing by:
September 2014 (updated Nov 2015)
36
composition
o writing narratives about personal experiences and those of others (real and fictional) o writing about real events
o writing poetry
o writing for different purposes
consider what they are going to write before beginning by:
o planning or saying out loud what they are going to write about
o writing down ideas and/or key words, including new vocabulary o encapsulating what they want to say, sentence by sentence
make simple additions, revisions and corrections to their own writing by: o evaluating their writing with the teacher and other pupils
o rereading to check that their writing makes sense and that verbs to indicate time are
used correctly and consistently, including verbs in the continuous form
o proofreading to check for errors in spelling, grammar and punctuation (for example, ends of sentences punctuated correctly)
read aloud what they have written with appropriate intonation to make the meaning clear
Writing -
vocabulary,
grammar and punctuation
develop their understanding of the concepts set out in English appendix 2 by:
o learning how to use both familiar and new punctuation correctly - see English appendix
2, including full stops, capital letters, exclamation marks, question marks, commas for lists and apostrophes for contracted forms and the possessive (singular)
o learn how to use:
o sentences with different forms: statement, question, exclamation, command
o expanded noun phrases to describe and specify [for example, the blue butterfly] o the present and past tenses correctly and consistently, including the progressive form
o subordination (using when, if, that, or because) and co-ordination (using or, and, or
but)
o the grammar for year 2 in English appendix 2 o some features of written Standard English
use and understand the grammatical terminology in English appendix 2 in discussing their writing
September 2014 (updated Nov 2015)
37
Years 3 and 4
Programme of
study
Lower key stage 2 – Years 3 and
4
Pupils should be taught to:
Reading - word
reading
apply their growing knowledge of root words, prefixes and suffixes (etymology and morphology)
as listed in - see English appendix 1 , both to read aloud and to understand the meaning of new
words they meet
read further exception words, noting the unusual correspondences between spelling and sound,
and where these occur in the word
Reading -
comprehension
develop positive attitudes to reading, and an understanding of what they read, by:
o listening to and discussing a wide range of fiction, poetry, plays, non-fiction and
reference books or textbooks o reading books that are structured in different ways and reading for a range of purposes
o using dictionaries to check the meaning of words that they have read
o increasing their familiarity with a wide range of books, including fairy stories, myths and
legends, and retelling some of these orally
o identifying themes and conventions in a wide range of books o preparing poems and play scripts to read aloud and to perform, showing understanding
through intonation, tone, volume and action
o discussing words and phrases that capture the reader’s interest and imagination
o recognising some different forms of poetry [for example, free verse, narrative poetry]
understand what they read, in books they can read independently, by:
o checking that the text makes sense to them, discussing their understanding, and explaining the meaning of words in context
o asking questions to improve their understanding of a text
o drawing inferences such as inferring characters’ feelings, thoughts and motives from their
actions, and justifying inferences with evidence o predicting what might happen from details stated and implied
September 2014 (updated Nov 2015)
38
o identifying main ideas drawn from more than 1 paragraph and summarising these o identifying how language, structure, and presentation contribute to meaning
retrieve and record information from non-fiction
participate in discussion about both books that are read to them and those they can read for
themselves, taking turns and listening to what others say
Writing -
transcription
Spelling - see
English appendix
1
use further prefixes and suffixes and understand how to add them - see English appendix 1
spell further homophones
spell words that are often misspelt - see English appendix 1
place the possessive apostrophe accurately in words with regular plurals [for example, girls’,
boys’] and in words with irregular plurals [for example, children’s]
use the first 2 or 3 letters of a word to check its spelling in a dictionary
write from memory simple sentences, dictated by the teacher, that include words and punctuation taught so far
September 2014 (updated Nov 2015)
39
Handwriting use the diagonal and horizontal strokes that are needed to join letters and understand which
letters, when adjacent to one another, are best left unjoined
increase the legibility, consistency and quality of their handwriting, [for example, by ensuring
that the downstrokes of letters are parallel and equidistant, and that lines of writing are spaced
sufficiently so that the ascenders and descenders of letters do not touch]
Writing -
composition
plan their writing by:
o discussing writing similar to that which they are planning to write in order to understand
and learn from its structure, vocabulary and grammar
o discussing and recording ideas
draft and write by:
o composing and rehearsing sentences orally (including dialogue), progressively building a varied and rich vocabulary and an increasing range of sentence structures English
appendix 2
o organising paragraphs around a theme
o in narratives, creating settings, characters and plot o in non-narrative material, using simple organisational devices [for example, headings and
sub-headings]
evaluate and edit by: o assessing the effectiveness of their own and others’ writing and suggesting improvements
o proposing changes to grammar and vocabulary to improve consistency, including the
accurate use of pronouns in sentences
proofread for spelling and punctuation errors
read their own writing aloud to a group or the whole class, using appropriate intonation and
controlling the tone and volume so that the meaning is clear
Writing -
vocabulary,
grammar and
punctuation
develop their understanding of the concepts set out in English appendix 2 by:
o extending the range of sentences with more than one clause by using a wider range of
conjunctions, including: when, if, because, although
o using the present perfect form of verbs in contrast to the past tense
September 2014 (updated Nov 2015)
40
o choosing nouns or pronouns appropriately for clarity and cohesion and to avoid repetition o using conjunctions, adverbs and prepositions to express time and cause
o using fronted adverbials
o learning the grammar for years 3 and 4 in [English appendix
2]/government/uploads/system/uploads/attachment_data/file/335190/English_Appendix_2_-_Vocabulary_grammar_and_punctuation.pdf)
indicate grammatical and other features by: o using commas after fronted adverbials
o indicating possession by using the possessive apostrophe with plural nouns
o using and punctuating direct speech
se and understand the grammatical terminology in English appendix 2 accurately and
appropriately when discussing their writing and reading
Upper key stage
2 – Years 5 and
6
Years 5 and 6
Programme of
study
Reading - word
reading
apply their growing knowledge of root words, prefixes and suffixes (morphology and etymology),
as listed in English appendix 1, both to read aloud and to understand the meaning of new words
that they meet
Reading - comprehension
maintain positive attitudes to reading and an understanding of what they read by: understand what they read by:
o checking that the book makes sense to them, discussing their understanding and
exploring the meaning of words in context
o asking questions to improve their understanding o drawing inferences such as inferring characters’ feelings, thoughts and motives from their
actions, and justifying inferences with evidence
o predicting what might happen from details stated and implied
September 2014 (updated Nov 2015)
41
o summarising the main ideas drawn from more than 1 paragraph, identifying key details that support the main ideas
o identifying how language, structure and presentation contribute to meaning
discuss and evaluate how authors use language, including figurative language, considering the
impact on the reader
distinguish between statements of fact and opinion
retrieve, record and present information from non-fiction
participate in discussions about books that are read to them and those they can read for
themselves, building on their own and others’ ideas and challenging views courteously
explain and discuss their understanding of what they have read, including through formal
presentations and debates, maintaining a focus on the topic and using notes where necessary
provide reasoned justifications for their views
Writing -
transcription
Spelling - see English appendix
1
use further prefixes and suffixes and understand the guidance for adding them
spell some words with ‘silent’ letters [for example, knight, psalm, solemn]
continue to distinguish between homophones and other words which are often confused use knowledge of morphology and etymology in spelling and understand that the spelling of
some words needs to be learnt specifically, as listed in English appendix 1
use dictionaries to check the spelling and meaning of words
use the first 3 or 4 letters of a word to check spelling, meaning or both of these in a dictionary
use a thesaurus
Handwriting and
presentation
write legibly, fluently and with increasing speed by:
o choosing which shape of a letter to use when given choices and deciding whether or not to join specific letters
o choosing the writing implement that is best suited for a task
Writing - plan their writing by:
o identifying the audience for and purpose of the writing, selecting the appropriate form
September 2014 (updated Nov 2015)
42
composition
and using other similar writing as models for their own o noting and developing initial ideas, drawing on reading and research where necessary
o in writing narratives, considering how authors have developed characters and settings in
what pupils have read, listened to or seen performed
draft and write by:
o selecting appropriate grammar and vocabulary, understanding how such choices can
change and enhance meaning o in narratives, describing settings, characters and atmosphere and integrating dialogue to
convey character and advance the action
o précising longer passages
o using a wide range of devices to build cohesion within and across paragraphs o using further organisational and presentational devices to structure text and to guide the
reader [for example, headings, bullet points, underlining]
evaluate and edit by:
o assessing the effectiveness of their own and others’ writing
o proposing changes to vocabulary, grammar and punctuation to enhance effects and
clarify meaning
o ensuring the consistent and correct use of tense throughout a piece of writing o ensuring correct subject and verb agreement when using singular and plural,
distinguishing between the language of speech and writing and choosing the appropriate
register
proofread for spelling and punctuation errors
perform their own compositions, using appropriate intonation, volume, and movement so that
meaning is clear
Writing -
vocabulary, grammar and
punctuation
develop their understanding of the concepts set out in English appendix 2 by:
o recognising vocabulary and structures that are appropriate for formal speech and writing, including subjunctive forms
o using passive verbs to affect the presentation of information in a sentence
o using the perfect form of verbs to mark relationships of time and cause
o using expanded noun phrases to convey complicated information concisely o using modal verbs or adverbs to indicate degrees of possibility
o using relative clauses beginning with who, which, where, when, whose, that or with an
September 2014 (updated Nov 2015)
43
implied (ie omitted) relative pronoun o learning the grammar for years 5 and 6 in English appendix 2
indicate grammatical and other features by: o using commas to clarify meaning or avoid ambiguity in writing
o using hyphens to avoid ambiguity
o using brackets, dashes or commas to indicate parenthesis
o using semicolons, colons or dashes to mark boundaries between independent clauses o using a colon to introduce a list
o punctuating bullet points consistently
use and understand the grammatical terminology in English appendix 2 accurately and
appropriately in discussing their writing and reading
Key stage 3
Years 7,8 & 9
Years 7,8 & 9
Programmes of study
Reading
develop an appreciation and love of reading, and read increasingly challenging material
independently through:
o reading a wide range of fiction and non-fiction, including in particular whole books, short
stories, poems and plays with a wide coverage of genres, historical periods, forms and authors, including high-quality works from English literature, both pre-1914 and
contemporary, including prose, poetry and drama; Shakespeare (2 plays) and seminal
world literature
o choosing and reading books independently for challenge, interest and enjoyment
o rereading books encountered earlier to increase familiarity with them and provide a basis for making comparisons
understand increasingly challenging texts through: o learning new vocabulary, relating it explicitly to known vocabulary and understanding it
with the help of context and dictionaries
o making inferences and referring to evidence in the text
o knowing the purpose, audience for and context of the writing and drawing on this knowledge to support comprehension
o checking their understanding to make sure that what they have read makes sense
read critically through:
o knowing how language, including figurative language, vocabulary choice, grammar, text
structure and organisational features, presents meaning
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44
o recognising a range of poetic conventions and understanding how these have been used o studying setting, plot, and characterisation, and the effects of these
o understanding how the work of dramatists is communicated effectively through
performance and how alternative staging allows for different interpretations of a play
o making critical comparisons across texts o studying a range of authors, including at least 2 authors in depth each year
Writing write accurately, fluently, effectively and at length for pleasure and information through: o writing for a wide range of purposes and audiences, including: well-structured formal
expository and narrative essays; stories, scripts, poetry and other imaginative writing;
notes and polished scripts for talks and presentations and a range of other narrative and
non-narrative texts, including arguments, and personal and formal letters o summarising and organising material, and supporting ideas and arguments with any
necessary factual detail
o applying their growing knowledge of vocabulary, grammar and text structure to their
writing and selecting the appropriate form o drawing on knowledge of literary and rhetorical devices from their reading and listening
to enhance the impact of their writing
plan, draft, edit and proofread through: o considering how their writing reflects the audiences and purposes for which it was
intended
o amending the vocabulary, grammar and structure of their writing to improve its
coherence and overall effectiveness o paying attention to accurate grammar, punctuation and spelling; applying the spelling
patterns and rules set out in English appendix 1 to the key stage 1 and 2 programmes of
study for English
Grammar and
vocabulary
consolidate and build on their knowledge of grammar and vocabulary through:
o extending and applying the grammatical knowledge set out in English appendix 2 to the
key stage 1 and 2 programmes of study to analyse more challenging texts o studying the effectiveness and impact of the grammatical features of the texts they read
o drawing on new vocabulary and grammatical constructions from their reading and
listening, and using these consciously in their writing and speech to achieve particular
effects
o knowing and understanding the differences between spoken and written language,
September 2014 (updated Nov 2015)
45
including differences associated with formal and informal registers, and between Standard English and other varieties of English
o using Standard English confidently in their own writing and speech
o discussing reading, writing and spoken language with precise and confident use of
linguistic and literary terminology*
*Teachers should refer to the glossary that accompanies the programmes of study for English for their
own information on the range of terms used within the programmes of study as a whole.
Spoken English
speak confidently and effectively, including through:
o using Standard English confidently in a range of formal and informal contexts, including
classroom discussion
o giving short speeches and presentations, expressing their own ideas and keeping to the point
o participating in formal debates and structured discussions, summarising and/or building
on what has been said
o improvising, rehearsing and performing play scripts and poetry in order to generate languages and discuss language use and meaning, using role, intonation, tone, volume,
mood, silence, stillness and action to add impact
Key stage 4 Years 10 & 11
Years 10 & 11
Programmes of
study.
Reading
read and appreciate the depth and power of the English literary heritage through: o reading a wide range of high-quality, challenging, classic literature and extended literary
non-fiction, such as essays, reviews and journalism. This writing should include whole
texts. The range will include:
at least one play by Shakespeare works from the 19th, 20th and 21st centuries
poetry since 1789, including representative Romantic poetry
o re-reading literature and other writing as a basis for making comparisons
o choosing and reading books independently for challenge, interest and enjoyment
understand and critically evaluate texts through:
o reading in different ways for different purposes, summarising and synthesising ideas and
information, and evaluating their usefulness for particular purposes
o drawing on knowledge of the purpose, audience for and context of the writing, including its social, historical and cultural context and the literary tradition to which it belongs, to
inform evaluation
o identifying and interpreting themes, ideas and information
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46
o exploring aspects of plot, characterisation, events and settings, the relationships between them and their effects
o seeking evidence in the text to support a point of view, including justifying inferences
with evidence
o distinguishing between statements that are supported by evidence and those that are not, and identifying bias and misuse of evidence
o analysing a writer’s choice of vocabulary, form, grammatical and structural features, and
evaluating their effectiveness and impact
o making critical comparisons, referring to the contexts, themes, characterisation, style and literary quality of texts, and drawing on knowledge and skills from wider reading
make an informed personal response, recognising that other responses to a text are possible and evaluating these
Writing
write accurately, fluently, effectively and at length for pleasure and information through: o adapting their writing for a wide range of purposes and audiences: to describe, narrate,
explain, instruct, give and respond to information, and argue
o selecting and organising ideas, facts and key points, and citing evidence, details and
quotation effectively and pertinently for support and emphasis
o selecting, and using judiciously, vocabulary, grammar, form, and structural and organisational features, including rhetorical devices, to reflect audience, purpose and
context, and using Standard English where appropriate
make notes, draft and write, including using information provided by others [e.g. writing a letter
from key points provided; drawing on and using information from a presentation]
revise, edit and proof-read through:
o reflecting on whether their draft achieves the intended impact
o restructuring their writing, and amending its grammar and vocabulary to improve
coherence, consistency, clarity and overall effectiveness o paying attention to the accuracy and effectiveness of grammar, punctuation and spelling
Grammar and vocabulary
consolidate and build on their knowledge of grammar and vocabulary through: o studying their effectiveness and impact in the texts they read
o drawing on new vocabulary and grammatical constructions from their reading and
listening, and using these consciously in their writing and speech to achieve particular
September 2014 (updated Nov 2015)
47
effects o analysing some of the differences between spoken and written language, including
differences associated with formal and informal registers, and between Standard English
and other varieties of English
o using linguistic and literary terminology accurately and confidently in discussing reading, writing and spoken language
Spoken English
speak confidently, audibly and effectively, including through: o using Standard English when the context and audience require it
o working effectively in groups of different sizes and taking on required roles, including
leading and managing discussions, involving others productively, reviewing and
summarising, and contributing to meeting goals/deadlines o listening to and building on the contributions of others, asking questions to clarify and
inform, and challenging courteously when necessary
o planning for different purposes and audiences, including selecting and organising
information and ideas effectively and persuasively for formal spoken presentations and debates
o listening and responding in a variety of different contexts, both formal and informal, and
evaluating content, viewpoints, evidence and aspects of presentation
o improvising, rehearsing and performing play scripts and poetry in order to generate
language and discuss language use and meaning, using role, intonation, tone, volume, mood, silence, stillness and action to add impact
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48
APPENDIX D
Guidance Note 3.
Individual Costed Provision Map.
The individual costed provision map needs to map the learners support against their weekly timetable. It is helpful to reference particular
interventions within this. Where support is provided please indicate whether it is in class, in a small group (with size of group) or on an
individual basis. The EHC Needs Consideration Panel will be looking to link the provision you have described in the ‘Strengths and Needs’
section of this referral within the provision map. When calculating the cost please provide us with the cost of each staff member and
details which allow us to see your ‘working out’. We have provided an example for Monday below – the whole week will be required for
your application. Please provide an overall total of both hours and costs.
Day
Morning 9-10.30 AM 10.30-10.45
Mid-morning 10.45-12.00
Lunch 12.00-1.00
Afternoon 1.00-2.00
PM brea
k
2.00
-
2.15
End of day 2.15-3.15 Cost
Mo
n
Meet and greet 1:1
teacher 9.00-9.15
Literacy group TA
(1:4) using
precision teaching 9.15-10.00
Preparation for
change work 1:1 mentor (HLTA)
using social story
approach 10.00-
10.30.
Additional
adult (TA) on
playground
to support
4 identified pupils.
Adult
provides a
‘buddy’ base and
brings the
4 children
into this
activity as they wish.
Individual
numeracy following
‘Numbers
Count’ (TA)
programme 10.45-11.15.
Free-flow
activities – X
able to choose activities. In-
class support
(TA)
encourages
variety 11.15-12.00
1:1 adult (TA)
to physically help with
feeding 12-
12.30
Additional adult
(TA) on
playground to
support 4 identified pupils
as described at
breaktime
12.30-1pm.
PE 1.00-2.00
– 1:2 adult support (TA),
adult works
with two
pupils with dressing/moto
r challenges
and to
encourage their inclusion
in the whole
PE class.
As
per AM
brea
k
1:1 work with adult (teacher) to
review the day – using reward chart approach focus on
‘something good that happened
today’ 2.15-2.30
Story time – small group (1:4)
with TA to differentiate story
and activities around story to
ensure active involvement at appropriate level 2.30-3.00
1:1 (TA) home time preparation,
meet and greet with parent
sharing of ‘good news’ of the day 3.00-3.15
30 mins 1:1
teacher = £ 2 hours 15 mins
small group TA =
£
30 mins HLTA = £ 1 hour 15 mins
1:1 TA = £
1 hour 1:2 with TA
= £ Total for Monday
= 5 hours 30 mins
£…
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49
September 2014 (updated Nov 2015)
50
APPENDIX E
Guidance Note 4.
Checklist (to be consulted before submitting the request).
Before you submit your request please check it is complete by working through the checklist below:
My One-Page Profile – tells us about the child/young person, ideally has been co-produced with them.
Parent/Carer Views, Wishes and Feelings – tells us about the parent/carer views. Essential only for pupils under 16.
Working with Parents and Carers – tells us how school and the family have worked together to plan for a meeting the pupils
needs. In Post 16 referrals this can be adapted to refer to ‘Working with the Young Person’. This should be co-produced.
Strengths and Needs – at least one of the four forms has been completed. The information describes the learners strengths and
needs, the provision in place, tests and observations undertaken and description of the impact of the intervention. All four
columns should link together i.e.
Strengths and Needs
Communication
and Interaction
Description
Provision Baseline/Progress Impact
John has
difficulty accepting change
and needs to
know what is
happening next.
Now and next
board – as advised by Social
Communication
Team.
John’s stress at times of transition have
been noted in his behaviour log since April 2015. In the Autumn term (prior to
the use of the now and next board) John
experienced upset every day and
demanded physical adult support each
time the class transitioned to another activity.
Since the introduction of this John has been able to successfully
transition between very regular events on his timetable i.e. morning session into break and the end of the day routine.
Behaviour logs detail significantly less difficulty at key points. He
still requires physical adult support to transition to less frequent
activities.
John is motivated by any
information or
equipment
related to wild animals.
Range of ‘wild animal’ stickers
used for all
pupils (these
have replaced smiley face
stickers)
John achieved only 3 smiley face stickers in activities where this was the specific
reward in the first half-term, he often
lost interest before the required task was
completed. In the second half-term he achieved 12 (completing all opportunities
for the reward).
John identifies with this reward and is part of class-based approach to task completion. His peers are aware of his intense interest in
wild animals and his enthusiasm motivates his peers!
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51
The pupil’s progress against the national curriculum programmes of study have been fully completed. National Curriculum levels
achieved before September 2015 should also be provided.
There are short and longer term outcomes listed in all areas where provision is in place.
The ‘ADDITIONAL EVIDENCE – ESSENTIAL’ form has been completed and all the evidence attached.
The ‘ADDITIONAL EVIDENCE – IF APPROPRIATE’ form has been completed as appropriate. Where you have additional information
you wish to make us aware of but it does not fit any of these forms – please prepare in your own format and ensure you have
referenced its inclusion on this form.
The ‘INVOLVEMENT OF EXTERNAL AGENCIES’ form has been completed. It is expected that every child considered suitable for
EHC Needs Assessment will have been raised with or supported by at least one external agency.
The consent documents are signed by the setting, parents/carers and the young person as appropriate.
Guiding principle – this process should be one of collaboration and co-production. The pupils parents/carers and indeed the young person
themselves should be fully involved in this process. As far as possible they should have co-produced these documents to ensure a joined
up and collaborative approach to considering the needs of this pupil.
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52
APPENDIX F
Discussion with the Educational Psychologist
Request for Education, Health and Care Needs Assessment
Evidence required for a co-ordinated assessment linked to Draft Code of Practice
Considerations Evidence Required to demonstrate that the consideration has been met.
Comment from EP consultation
B. Personalised Approach
The views, wishes
and feelings of the
child/young person and their
parents/carers are
known and
understood.
Evidence of co-production and person-centred approaches to engage with child/young person and family
Records of meetings and discussions with the child/young
person and their parents/carers to gain their views, wishes
and feelings over time. Evidence that the wishes and views of the child/young
person and their parents/carers have been taken into
account when planning and supporting the child/family.
Evidence that young people, parents/carers have been consulted about the request for a co-ordinated
assessment. Ideally the request should be co-produced
with young people/parents & carers.
B.1 Special
Educational
Needs
Evidence of the exceptional nature of needs will be required;
Early Years outcomes/academic levels and progress
tracking over time
Name of School/Establishment:
Name of Pupil: Psychologist:
Discussion with:
Children’s Services
Educational Psychology Service
Centenary House
Durrington Lane
Worthing BN13 2QB
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53
The child/young person’s needs are
significantly
greater than peers
of the same age, are long term and
require specialist
resources or
provision to achieve long term
positive outcomes.
B.2 Learning and
Progress Progress towards
realistic and
appropriate
outcomes has only
been achieved as the result of much
additional
intervention and
support, over and above that which is
usually provided
Standardised testing and progress over time An analysis of the child’s social and emotional needs over
time
Employment life and social and emotional skills
Independence skills Adaptations put in place to access the curriculum
The views of the child/young person
The views of the parent/carer
Resilience factors and risk factors Long term implications for education and emplyment
C. Action already
taken using a
Co-ordinated Approach
The child/young
person’s needs
have been explored
and supported through a co-
ordinated
approach, including
the use of external
Evidence of “assess – plan – do – review” cycles over time (at
least 2 terms) that includes;
The involvement of appropriate external services Measured and evidence based analysis of assessments
with clear summary that informs effective planning and
outcomes, so that the impact of interventions has been
evaluated and provision subsequently adapted when
necessary. The involvement of the child/young person in assessment
and planning
The involvement of parents/carers in assessment and
planning
September 2014 (updated Nov 2015)
54
services. All planning has had
the child/young
person at the heart
in a person-centred way.
Involvement and support from the wider community Person-centred planning approaches
Clear outcomes being identified and monitored
Strengths based approach taken in the gathering and
analysis of information
D. Provision
The child/young
person has clear outcomes, based
on their own and
parents/carers
aspirations, relevant to the
level of need.
These have been
resourced
appropriately from within the totality
of resources
available to the
school/college.
Evidence of the setting’s Best Endeavours to support the
child/young person that includes;
Clear graduated approach to supporting child/young person
Targeted programmes of support and resources that are
unique to the child individually or in a group setting,
driven by outcomes Submission of a costed individual Provision Map that
demonstrates how the child/ young person’s outcomes are
being achieved
Provision that includes support at home and/or the local
community. Work across agencies in a holistic way
Actions Agreed:
Signed: Date: