Sr. No.

City Name FPSBI No Designation Company Name Validity Status

1 Abohar Devender Singh 44569 NA NA -NA- Certification / Renewal Awaited 2 Abohar Rajan Jhamb 72648 Trainee Officer State Bank of India 09-07-2014 Certification / Renewal Awaited 3 Agra Arshad Hasan Jafri 50088 Manager ICICI Bank Limited 17-06-2017 Valid in Good Standing4 Agra Divya Nangia 52101 NA NA -NA- Certification / Renewal Awaited 5 Agra Pawan Kumar Sharma 82050 Assistant Manager State Bank Of India Agra Main Branch 05-10-2016 Certification / Renewal Awaited 6 Agra Shailendra K Soni 20475 Manager HDFC Bank 20-07-2017 Valid in Good Standing7 Agra Shankar Kumar 29187 NA NA -NA- Certification / Renewal Awaited 8 Ahmadnagar Gaurav Subash Gupta 29519 Asst Vice President Amba Research (I) Pvt Ltd 31-03-2007 Certification / Renewal Awaited 9 Ahmadnagar Parvez Mehernosh Mehta 80821 Relationship Manager Distribution MATA Securities India Pvt Ltd 23-08-2017 Valid in Good Standing

10 Ahmadnagar Yogesh N Bihani 28720 Proprietor Future Plus Financial Services Pvt Ltd 31-01-2018 Valid in Good Standing11 Ahmedabad Aalisha Kaushal Dalal 23951 Advisor Reliance Life Insurance Co Ltd 25-09-2014 Certification / Renewal Awaited 12 Ahmedabad Aarushi Siddharth Dalal 75671 NA NA -NA- Certification / Renewal Awaited 13 Ahmedabad Aayush Madhusudan Kanodia 38289 NA NA -NA- Certification / Renewal Awaited 14 Ahmedabad Ahamad Jani Shaik 83424 NA NA -NA- Certification / Renewal Awaited 15 Ahmedabad Alpesh Karim Bhai Kanani 86506 Financial Planner Kanani Ethic Investment 26-04-2017 Valid in Good Standing16 Ahmedabad amber anand prakash varani 82359 NA NA -NA- Certification / Renewal Awaited 17 Ahmedabad Ami Bharatkumar Shah 56765 NA NA -NA- Certification / Renewal Awaited 18 Ahmedabad Ami Sharadbhai Shah 23984 NA Self Employed 29-09-2017 Valid in Good Standing19 Ahmedabad Anand Kumar 49868 Senior Assistant - Editor Bennett Coleman & Co 25-04-2017 Valid in Good Standing20 Ahmedabad Aneri S Bhow 24006 NA NA -NA- Certification / Renewal Awaited 21 Ahmedabad Anil Jamnadas Bhambhani 44641 Executive Chairman BIA Capital Advisors Pvt Ltd 06-04-2012 Certification / Renewal Awaited 22 Ahmedabad Anil Ramgopal Rathod 43971 NA Self Employed 18-01-2017 Certification / Renewal Awaited 23 Ahmedabad Anish Rashmikant Kinariwala 58814 Deputy Manager State Bank of India 19-02-2018 Valid in Good Standing24 Ahmedabad Ankit S Shah 28384 NA NA -NA- Certification / Renewal Awaited 25 Ahmedabad Ankita D Patel 28388 NA NA 30-06-2016 Certification / Renewal Awaited 26 Ahmedabad Anoop Shrimali 64512 Relationship Manager UTI AMC Ltd 27-05-2017 Valid in Good Standing27 Ahmedabad Apurva Govind Mittal 88921 NA NA -NA- Certification / Renewal Awaited 28 Ahmedabad Arati Sharma 33195 NA NA -NA- Certification / Renewal Awaited 29 Ahmedabad Arun Jha 31972 Regional Head ICICI Bank Ltd 21-11-2011 Certification / Renewal Awaited 30 Ahmedabad Ashish Rameshchandra Mumbaiwala 43945 Regional Manager Reliance Life Insurance Co Ltd 28-05-2017 Valid in Good Standing31 Ahmedabad Ashni Alpesh Dalal 79651 NA NA -NA- Certification / Renewal Awaited 32 Ahmedabad Ayusha Shah 91328 NA NA -NA- Certification / Renewal Awaited 33 Ahmedabad Bhadresh Sushilchandra Patel 20764 Office Assistant Torrent Power Ltd 08-09-2017 Valid in Good Standing34 Ahmedabad Bhairavi Paritosh Shah 41194 NA NA -NA- Certification / Renewal Awaited 35 Ahmedabad Bhargav Hareshbhai Patel 48683 NA NA -NA- Certification / Renewal Awaited 36 Ahmedabad Bhartendu Gajjar 32748 Advanced Financial Adviser Westpac Bank Australia 24-11-2017 Valid in Good Standing37 Ahmedabad Bhavesh Shah 22205 NA Self Employed 30-03-2017 Valid in Good Standing38 Ahmedabad Bhavesh Suresh Kheskani 93744 NA NA -NA- Certification / Renewal Awaited 39 Ahmedabad Bhaveshkumar H Patel 24064 Dealer Investmentor Securities Ltd 08-06-2011 Certification / Renewal Awaited 40 Ahmedabad Bhavik Bakul Shah 26470 Training Manager India Infoline Ltd. 29-09-2017 Valid in Good Standing41 Ahmedabad Bhavik Jayantbhai Mehta 54380 Deputy Manager HDFC Bank 28-02-2017 Certification / Renewal Awaited 42 Ahmedabad Bhavin Ranchhodbhai Hirpara 38199 Relationship Manager Advisory India Infoline Limited -NA- Certification / Renewal Awaited 43 Ahmedabad Bhupendra Bashistha Ramani 41343 Deputy Manager State Bank of India 27-07-2011 Certification / Renewal Awaited 44 Ahmedabad Bimal Kumar Dutt 24069 Relationship Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 45 Ahmedabad Brijesh Kamlesh Shah 16872 Senior Business Associate TATA AIG Life Insurance Co. Ltd -NA- Certification / Renewal Awaited 46 Ahmedabad Chaitanya Chandrashekhar Metikel 28683 Equity Advisor Aditya Birla Money 05-11-2013 Certification / Renewal Awaited 47 Ahmedabad Charmee Vipul Shah 41267 NA NA -NA- Certification / Renewal Awaited 48 Ahmedabad Charmi Arvind Mehta 24076 NA NA -NA- Certification / Renewal Awaited 49 Ahmedabad Chintan Bhadreshbhai Vakil 32602 Senior Portfolio Advisor Emkay Global Financial Services Ltd 05-09-2014 Certification / Renewal Awaited 50 Ahmedabad Chintan Goswamy 60573 Senior Financial Advisor ICICI Securities Ltd 29-04-2017 Valid in Good Standing51 Ahmedabad Chintan Hiresh Ghadiyali 30511 Other Venus Financial Consultants & Capital Advisors 29-09-2017 Valid in Good Standing52 Ahmedabad Chirag Vasantkumar Shetty 94167 Junior Accoutant Sanidhya Infrastructure Private Limited -NA- Certification / Renewal Awaited 53 Ahmedabad Chitral Anangbhai Shah 58725 Dealer Monarch Comtrade Pvt Ltd -NA- Certification / Renewal Awaited 54 Ahmedabad Daivat Sureshchandra Buch 34943 NA NA -NA- Certification / Renewal Awaited 55 Ahmedabad Darshan Bhupendrabhai Solanki 87687 Territory Manager HDFC Life Insurance Company Limited 27-06-2017 Valid in Good Standing56 Ahmedabad Darshan Kumarpal Zaveri 37647 NA NA -NA- Certification / Renewal Awaited 57 Ahmedabad Darshan Pareshbhai Mankad 54476 NA NA -NA- Certification / Renewal Awaited 58 Ahmedabad Darshil Tushar Munshi 90995 NA NA -NA- Certification / Renewal Awaited 59 Ahmedabad Darshil Viplav Desai 15497 Senior Manager - Wealth Advisory Synergy Total Solutions Pvt Ltd 15-01-2017 Certification / Renewal Awaited 60 Ahmedabad Darshit Ajaybhai Shah 43230 Partner Aditya Securities 25-08-2017 Valid in Good Standing61 Ahmedabad Darshit Gautam Shah 32067 Director G K Net Broking Pvt Ltd 01-12-2017 Valid in Good Standing62 Ahmedabad Dattesh Navinchandra Patel 47758 NA NA -NA- Certification / Renewal Awaited 63 Ahmedabad Deep Balkrishna Patel 91496 NA NA -NA- Certification / Renewal Awaited 64 Ahmedabad Deepak Krishnan 24090 Director Dyota Solutions Pvt Ltd 23-02-2015 Certification / Renewal Awaited 65 Ahmedabad Deepali Dilip Shah 79177 NA NA -NA- Certification / Renewal Awaited 66 Ahmedabad Devendra Prasad Sharma 56054 Manager State Bank of India 24-01-2013 Certification / Renewal Awaited 67 Ahmedabad Devesh Gupta 72803 NA NA -NA- Certification / Renewal Awaited 68 Ahmedabad Dhananjay Natvarbhai Patel 82055 NA NA -NA- Certification / Renewal Awaited 69 Ahmedabad Dhara Jagdishbhai Shah 54631 RELATIONSHIP MANAGER NRI BRANCH Shah Investor'S Home Ltd 04-12-2014 Certification / Renewal Awaited 70 Ahmedabad Dharmdipsinh Narendrasinh Parmar 37892 NA NA -NA- Certification / Renewal Awaited

71 Ahmedabad Dhaval Navinchandra Soni 24104 Founder WishMoney 22-09-2017 Valid in Good Standing72 Ahmedabad Dhaval Tejpal Kapadia 20819 Associate J M Financial Services Pvt Ltd 03-01-2014 Certification / Renewal Awaited 73 Ahmedabad Dhawal L Jani 25100 NA Self Employed 23-02-2017 Certification / Renewal Awaited 74 Ahmedabad Dhiral Jitendrakumar Shah 81193 NA NA -NA- Certification / Renewal Awaited 75 Ahmedabad Dipesh B Gajera 48480 Location Head - Gujarat and MP Credila Financial Services Pvt Ltd 23-10-2014 Certification / Renewal Awaited 76 Ahmedabad Disha Jolit Shah 92291 Accoutant Betala Stock Broking Limited 07-04-2017 Valid in Good Standing77 Ahmedabad Drashti Kiritkumar Dixit 91298 NA NA -NA- Certification / Renewal Awaited 78 Ahmedabad Eshika Lohani 91237 NA NA -NA- Certification / Renewal Awaited 79 Ahmedabad Falgun Kalpeshkumar Shah 54385 Assistant Manager Torrent Power Limited -NA- Certification / Renewal Awaited 80 Ahmedabad Foram Atul Naik 20049 NA NA -NA- Certification / Renewal Awaited 81 Ahmedabad Foram Narendrabhai Gandhi 48571 NA NA -NA- Certification / Renewal Awaited 82 Ahmedabad Geeta Dhaval Shah 93183 Manager DSP BlackRock Investment Managers Pvt. Ltd. 29-11-2017 Valid in Good Standing83 Ahmedabad George Stephen 29329 AVP ABN AMRO Bank 09-02-2017 Certification / Renewal Awaited 84 Ahmedabad Ghanshyam P Khatri 45584 Financial Advisor Met Life India Insurance Co Ltd 26-02-2017 Certification / Renewal Awaited 85 Ahmedabad Hardik Dineshbhai Doshi 45391 Life Advisor Met Life India Insurance Co Ltd 28-02-2018 Valid in Good Standing86 Ahmedabad Hardik Kothari 16456 Assistant Branch Manager Anand Rathi Group 05-01-2016 Certification / Renewal Awaited 87 Ahmedabad Hardik Pradeep Sompura 24126 Assistant Reserve Bank of India 30-01-2014 Certification / Renewal Awaited 88 Ahmedabad Harmik Singh Kanwarjit Singh Sachdeva 48080 Director Milestone Financial Advisory Pvt Ltd 07-11-2017 Valid in Good Standing89 Ahmedabad Harsh Ramesh Ruparelia 24132 Relationship Manager Dealing HDFC Securities 30-06-2016 Certification / Renewal Awaited 90 Ahmedabad Harshil Nayanbhai Kothari 44109 Senior Financial Analyst SNL Financial Pvt. Ltd. 30-03-2017 Valid in Good Standing91 Ahmedabad Harshil Patwa 81015 Relationship Manager India Infoline Limited -NA- Certification / Renewal Awaited 92 Ahmedabad Harshil Saurin Roy 31833 Proprietor Vitta Aayojana Consultancy 17-08-2015 Certification / Renewal Awaited 93 Ahmedabad Helly Siddharthbhai Shah 37640 NA NA -NA- Certification / Renewal Awaited 94 Ahmedabad Hemang Dinesh Rachh 32877 Manager Credit Risk Kotak Mahindra Bank Ltd -NA- Certification / Renewal Awaited 95 Ahmedabad Heta Nitin Shah 28390 NA NA -NA- Certification / Renewal Awaited 96 Ahmedabad Hetal Alpeshkumar Shah 37645 NA NA -NA- Certification / Renewal Awaited 97 Ahmedabad Himalay Mahesh Sachdev 85289 NA NA -NA- Certification / Renewal Awaited 98 Ahmedabad Himanshu Tejkaran Mehta 48621 Branch Head ING Vysya Bank Ltd 17-10-2014 Certification / Renewal Awaited 99 Ahmedabad Hinal Hetalkumar Shah 49305 Agent United India Insurance Co Ltd 09-01-2018 Valid in Good Standing

100 Ahmedabad Hiral Munish Bhau 84301 Relationship Manager Deutsche Bank AG 03-04-2017 Valid in Good Standing101 Ahmedabad Hiren Rashmikant Pandya 58703 AVP Trustplutus Wealth Managers (I) Pvt Ltd 11-03-2017 Valid in Good Standing102 Ahmedabad Hitarth Prabhudas Oza 84006 Senior Relationship Manager Bajaj Allianz Life Insurance Co Ltd 03-05-2017 Valid in Good Standing103 Ahmedabad Hitesh Jain 32805 Director Oswal Dhan Pvt Ltd 10-03-2018 Valid in Good Standing104 Ahmedabad Hitesh Surendrakumar Arora 37391 NA NA -NA- Certification / Renewal Awaited 105 Ahmedabad Inderpal Singh Gurucharan Singh Tuteja 82159 Proprietor Total Investment Solutions 09-07-2016 Certification / Renewal Awaited 106 Ahmedabad Ira Nitin Shah 41196 NA NA -NA- Certification / Renewal Awaited 107 Ahmedabad Jagdish Chandrakant Chaudhari 75541 NA Self Employed 12-12-2017 Valid in Good Standing108 Ahmedabad Jainam Manharbhai Shah 87979 Founder Finmonks Wealth Solution LLP 11-08-2017 Valid in Good Standing109 Ahmedabad Jalpaben Y Shah 28389 NA NA -NA- Certification / Renewal Awaited 110 Ahmedabad Janki Jitendra Shah 91260 NA NA -NA- Certification / Renewal Awaited 111 Ahmedabad Janki Pankajbhai Shah 54627 Manager - Investment products Shah Investor's Home Ltd 04-12-2013 Certification / Renewal Awaited 112 Ahmedabad jasbir singh gurucharansingh khalsa 72758 NA NA -NA- Certification / Renewal Awaited 113 Ahmedabad Jay Harshvardhan Doshi 46614 NA NA -NA- Certification / Renewal Awaited 114 Ahmedabad Jay Shah 58708 Deputy Director Client Relations Trustplutus Wealth Managers (I) Pvt Ltd 22-07-2017 Valid in Good Standing115 Ahmedabad Jayesh Vinod Asrani 79175 NA NA -NA- Certification / Renewal Awaited 116 Ahmedabad Jaykumar Subhashbhai Patel 37895 NA NA -NA- Certification / Renewal Awaited 117 Ahmedabad Jaykumar Upendrabhai Joshi 22495 Founder Trio Investment Cosultancy -NA- Certification / Renewal Awaited 118 Ahmedabad Jigar Devendra Parekh 33601 Zonal Head Prudent Cas Ltd 01-12-2016 Certification / Renewal Awaited 119 Ahmedabad Jigar Nayankumar Sheth 24163 Director Simandhar Broking Ltd 11-07-2017 Valid in Good Standing120 Ahmedabad Jigisha Nikhil Shah 36754 NA Self Employed 04-03-2016 Certification / Renewal Awaited 121 Ahmedabad Jinal Parimal Shah 32342 NA NA -NA- Certification / Renewal Awaited 122 Ahmedabad Jyoti Sahani 28393 Knowledge Officer Anagram Knowledge Academy Ltd. -NA- Certification / Renewal Awaited 123 Ahmedabad Kalpana Vijay 36543 NA NA -NA- Certification / Renewal Awaited 124 Ahmedabad KAMLESH MOOLARAM PRAJAPATI 81737 ASSISTANT VICE PRESIDENT India Infoline Ltd. 06-04-2017 Valid in Good Standing125 Ahmedabad Kapil Bhagwandas Bhagchandani 66024 Proprietor Genesis Consultants 25-09-2014 Certification / Renewal Awaited 126 Ahmedabad Karishma Ravindra Modi 24182 NA NA -NA- Certification / Renewal Awaited 127 Ahmedabad Kaushali Dipak Gandhi 47640 NA NA -NA- Certification / Renewal Awaited 128 Ahmedabad Kejal Jitendra Bhimani 24190 Media Communication Officer Anagram Knowledge Academy Limited 19-04-2017 Valid in Good Standing129 Ahmedabad Keyaa Paragbhai Parikh 41192 NA NA -NA- Certification / Renewal Awaited 130 Ahmedabad Krunal K Patel 28392 Senior Manager Sundaram Asset Management Co Ltd 27-06-2017 Valid in Good Standing131 Ahmedabad Krunal Manoj Sheth 20115 proprietor krunal sheth and associates -NA- Certification / Renewal Awaited 132 Ahmedabad Krushi Rakesh Shah 45701 NA NA -NA- Certification / Renewal Awaited 133 Ahmedabad Krutika Parikh 78749 Senior Knowledge Integrator SGP Technologies Pvt Ltd 02-03-2016 Certification / Renewal Awaited 134 Ahmedabad Kunal Pankajbhai Joshi 49170 Relationship Manager ING Vysya Bank Ltd 25-07-2013 Certification / Renewal Awaited 135 Ahmedabad Kunal Pritesh Shah 58386 NA NA 11-05-2016 Certification / Renewal Awaited 136 Ahmedabad Kunj Darshanbhai Shah 62709 NA NA -NA- Certification / Renewal Awaited 137 Ahmedabad Kushal Vinod Chaudhary 91121 NA NA -NA- Certification / Renewal Awaited 138 Ahmedabad Lohia Shweta Bajranglal 62129 NA NA -NA- Certification / Renewal Awaited 139 Ahmedabad Madhur M Todi 18964 Managing Director Mera Money Advisors Pvt Ltd 14-03-2017 Valid in Good Standing140 Ahmedabad Maithili Kunjal Shah 43829 Manager - Operations SNL Financial Pvt. Ltd. 01-12-2017 Valid in Good Standing141 Ahmedabad Malavsinh Dilipsinh Vaghela 37637 NA NA -NA- Certification / Renewal Awaited 142 Ahmedabad Malini Rakesh Shah 85111 NA NA -NA- Certification / Renewal Awaited

143 Ahmedabad Manali Dineshkumar Jain 36459 NA NA -NA- Certification / Renewal Awaited 144 Ahmedabad Manas Amar Mehta 62724 NA NA -NA- Certification / Renewal Awaited 145 Ahmedabad Manish Gaganbhai Khubchandnai 24229 Executive Account Jaihind Projects Limited -NA- Certification / Renewal Awaited 146 Ahmedabad Manish Ghanshyamdas Jhamtani 63095 NA NA -NA- Certification / Renewal Awaited 147 Ahmedabad Manoj Vasantrai Kalaria 56075 Deputy Manager State Bank of India 19-02-2014 Certification / Renewal Awaited 148 Ahmedabad Manojkumar S Dhawan 16535 Deputy Vice President Angel Broking Pvt Ltd 26-02-2018 Valid in Good Standing149 Ahmedabad Mansi Anil Bhambhani 44583 Director BIA Capital Advisors Pvt Ltd 17-03-2013 Certification / Renewal Awaited 150 Ahmedabad Mansi Vinodbhai Mehta 48615 NA NA -NA- Certification / Renewal Awaited 151 Ahmedabad Manthan Yogeshbhai Khara 83172 NA NA 20-09-2017 Valid in Good Standing152 Ahmedabad Margi Rajendra Randeria 65380 Manager HDFC Bank 23-08-2017 Valid in Good Standing153 Ahmedabad Maulik K Tejani 29989 Vice President Kotak Mahindra Bank Ltd 27-05-2010 Certification / Renewal Awaited 154 Ahmedabad Meet Janakkumar Modi 65049 NA NA -NA- Certification / Renewal Awaited 155 Ahmedabad Mihir Rameshchandra Nagori 41969 Unit Manager HDFC Asset Management Company Limited -NA- Certification / Renewal Awaited 156 Ahmedabad Milind Jitendra Kohmaria 78746 NA NA 30-09-2017 Valid in Good Standing157 Ahmedabad Milind Rai 15790 Associate Director SNL Financial 31-03-2014 Certification / Renewal Awaited 158 Ahmedabad Mitali Mehta 81032 Intern A Cutting Edge -NA- Certification / Renewal Awaited 159 Ahmedabad Mitesh Gautam Shah 31693 Proprietor Mitesh Gautam Shah -NA- Certification / Renewal Awaited 160 Ahmedabad Mohammedminhaz Ismailhusen Saiyed 37894 NA NA -NA- Certification / Renewal Awaited 161 Ahmedabad Mohit Ramawtar Agrawal 81680 NA NA -NA- Certification / Renewal Awaited 162 Ahmedabad Mrigank Jugalkishore Rathi 40510 Proprietor Nidhi Investfin Services 29-09-2012 Certification / Renewal Awaited 163 Ahmedabad Mukesh Kantibhai Patel 64347 Manager Principal Retirement Advisors Pvt Ltd 25-07-2017 Valid in Good Standing164 Ahmedabad Mukesh Roopchand Ajwani 58704 Regional Director Trustplutus Wealth Managers (I) Pvt Ltd 27-12-2017 Valid in Good Standing165 Ahmedabad Naman Pareshkumar Prajapati 64784 NA NA -NA- Certification / Renewal Awaited 166 Ahmedabad NAMRATA MANISHKUMAR SHAH 81849 Relationship Manager Oxyzen Financial Advisory And Services Private Liited -NA- Certification / Renewal Awaited 167 Ahmedabad Nand Kishor Singh 35660 Manager State Bank of India 08-12-2010 Certification / Renewal Awaited 168 Ahmedabad Narayan Pravinchandra Khatri 37177 Financial Planner Dolfin Investments 26-02-2017 Certification / Renewal Awaited 169 Ahmedabad Narendra Kumar 36159 Branch Manager State Bank of India 18-09-2010 Certification / Renewal Awaited 170 Ahmedabad Navendu Shekhar 88980 Trainer Reliance Capuital 19-01-2018 Valid in Good Standing171 Ahmedabad Navneet Kumar 38108 Chief Manager State Bank of India 07-09-2011 Certification / Renewal Awaited 172 Ahmedabad Nayan Kasturbhai Shah 42343 NA Self Employed 15-12-2012 Certification / Renewal Awaited 173 Ahmedabad Neel Atulkumar Patel 91140 NA NA -NA- Certification / Renewal Awaited 174 Ahmedabad Neelma A Nagpal 55224 NA NA -NA- Certification / Renewal Awaited 175 Ahmedabad Neema Vinodkumar Jain 28382 NA NA -NA- Certification / Renewal Awaited 176 Ahmedabad Nehal Kaushik Shah 68133 NA NA -NA- Certification / Renewal Awaited 177 Ahmedabad Nilesh C Shah 33015 Proprietor NCS Investment 09-02-2018 Valid in Good Standing178 Ahmedabad Nilesh Kumar Shukla 56076 Deputy Manager State Bank of India 05-02-2013 Certification / Renewal Awaited 179 Ahmedabad Nimesh Bhagvandas Lakhupota 24305 Assistant Manager Branch Banking ICICI Bank Limited -NA- Certification / Renewal Awaited 180 Ahmedabad Nimisha Jayprakash 37644 NA NA -NA- Certification / Renewal Awaited 181 Ahmedabad Nipa Babubhai Patel 28391 NA NA -NA- Certification / Renewal Awaited 182 Ahmedabad Nisarg Himanshu Udani 48197 NA NA 03-11-2016 Certification / Renewal Awaited 183 Ahmedabad Nishant H Munshi 58917 Sales Development Manager Max New York Life Insurance Co Ltd -NA- Certification / Renewal Awaited 184 Ahmedabad Nishith Pradipkumar Vyas 24312 Financial Coach Pahal Financial Solutions 28-02-2016 Certification / Renewal Awaited 185 Ahmedabad Nitin Ravjibhai Patel 24315 NA Self Employed 16-07-2017 Valid in Good Standing186 Ahmedabad Niyati Ashok Shah 60837 Manager DSP BlackRock Investment Managers Pvt. Ltd. -NA- Certification / Renewal Awaited 187 Ahmedabad Paavan M Buch 55233 Regional Product Manager ICICI Securities Ltd 08-08-2017 Valid in Good Standing188 Ahmedabad Pandit Mihika Dipakkumar 81936 NA NA -NA- Certification / Renewal Awaited 189 Ahmedabad Parijat Sinha 31855 Assistant Vice President UTI AMC Ltd 30-03-2014 Certification / Renewal Awaited 190 Ahmedabad Parita Rupesh Patel 31741 Front Desk Excecutive Anagram Knowledge Academy ltd -NA- Certification / Renewal Awaited 191 Ahmedabad Parshv Miteshbhai Sheth 38945 NA Self Employed 06-02-2018 Valid in Good Standing192 Ahmedabad Parth Patel 24334 NA NA -NA- Certification / Renewal Awaited 193 Ahmedabad Parthiv Mahendra Shah 60431 Development Officer Life Insurance Corporation of India 09-02-2018 Valid in Good Standing194 Ahmedabad Parva Minesh Soni 48763 NA NA -NA- Certification / Renewal Awaited 195 Ahmedabad Pinak Maulikbhai Vyas 87902 NA NA -NA- Certification / Renewal Awaited 196 Ahmedabad Pooja Kanaiyalal Thakkar 24338 NA NA -NA- Certification / Renewal Awaited 197 Ahmedabad Pooja Rameshkumar Shah 53043 NA NA -NA- Certification / Renewal Awaited 198 Ahmedabad Pradhansingh Khalsa 32593 NA NA -NA- Certification / Renewal Awaited 199 Ahmedabad Pragnesh Patel 33752 NA Self Employed 13-10-2017 Valid in Good Standing200 Ahmedabad Prakash Girishbhai Vithlani 66206 Training Manager SBI Life Insurance Co Ltd 10-08-2016 Certification / Renewal Awaited 201 Ahmedabad Prakash Motibhai Notani 24341 Chief Executive Dhyaana Realty Advisory Private Limited -NA- Certification / Renewal Awaited 202 Ahmedabad Pramod O Bhootra 24342 NA NA -NA- Certification / Renewal Awaited 203 Ahmedabad Pranav Dinshkumar Raval 81013 ASSISTANT VICE PRESIDENT India Infoline Ltd. 09-04-2017 Valid in Good Standing204 Ahmedabad Pranav Dipakkumar Parikh 16620 Investment Analyst Infinite Financial Services Pvt Ltd 04-12-2017 Valid in Good Standing205 Ahmedabad Pranav Shaileshbhai Shah 48466 NA NA -NA- Certification / Renewal Awaited 206 Ahmedabad Pranjal Mohanbhai Patel 24345 NA Self Employed 24-08-2016 Certification / Renewal Awaited 207 Ahmedabad Prashant Shah 26465 Knowledge Officer Anagram Knowledge Academy Ltd. -NA- Certification / Renewal Awaited 208 Ahmedabad Priyanka Parakh 78143 Co Executive HDFC Bank 07-12-2017 Valid in Good Standing209 Ahmedabad Priyankaben Arvindbhai Thakkar 74579 NA NA -NA- Certification / Renewal Awaited 210 Ahmedabad Pulkit Bakul Shah 66196 Client Relationship Partner Yes Bank Ltd 21-12-2017 Valid in Good Standing211 Ahmedabad Radhika Jagdipbhai Nagori 36672 NA NA -NA- Certification / Renewal Awaited 212 Ahmedabad Rajat R Rawal 34691 Business Development Manager ICICI Bank Limited 18-06-2017 Valid in Good Standing213 Ahmedabad Rajesh Sukhani 49413 Assistant General Manager IDBI Bank 09-01-2016 Certification / Renewal Awaited 214 Ahmedabad Rakesh Pramodchand Singhvi 53950 Relationship Manager Kotak Mahindra Bank Ltd 22-04-2017 Valid in Good Standing

215 Ahmedabad Ranvijay Pratap 32979 Chief Manager State Bank of India 30-03-2013 Certification / Renewal Awaited 216 Ahmedabad Rasesh Hasmukh Shah 90479 Founder and Executive Director Abhishek Engineers Private Limited 04-08-2017 Valid in Good Standing217 Ahmedabad Rashi Chopra 91667 NA NA -NA- Certification / Renewal Awaited 218 Ahmedabad Rashmi R Kotian 19026 Manager Ask Wealth Advisors Pvt Ltd 02-06-2017 Valid in Good Standing219 Ahmedabad Resham J Jain 28386 NA NA -NA- Certification / Renewal Awaited 220 Ahmedabad Riddhi Kiritbhai Patel 79103 EQUITY ADVISOR Shree Plus Share Consultancy 15-04-2016 Certification / Renewal Awaited 221 Ahmedabad Rima Ashok Shah 44042 NA NA -NA- Certification / Renewal Awaited 222 Ahmedabad Rinkalben Kantilal Kukadiya 58844 NA NA -NA- Certification / Renewal Awaited 223 Ahmedabad Ritu Manojbhai Shah 48546 NA NA -NA- Certification / Renewal Awaited 224 Ahmedabad Rohen Brahmleen Kumar Gandhi 54373 Branch Sales Manager Axis Bank Ltd -NA- Certification / Renewal Awaited 225 Ahmedabad Ronak Dilipbhai Shah 26468 Manager - Sales HDFC Asset Management Co Ltd 01-08-2017 Valid in Good Standing226 Ahmedabad Roshni R Shah 16278 Deputy Manager Kotak Mahindra Bank Ltd 09-01-2018 Valid in Good Standing227 Ahmedabad Roystan Peterbhai Christian 37332 NA NA -NA- Certification / Renewal Awaited 228 Ahmedabad Ruchika Ashok Shah 38229 NA NA -NA- Certification / Renewal Awaited 229 Ahmedabad Ruja Sutaria 14914 Proprietor Rameshchandra S Shah & Co 31-03-2017 Valid in Good Standing230 Ahmedabad Rushabh Doshi 54292 NA NA -NA- Certification / Renewal Awaited 231 Ahmedabad Sagar N Ranpura 21209 Financial Planner R Sagar Financial Planning & Services 25-04-2017 Valid in Good Standing232 Ahmedabad Sahil Arunbhai Bhatt 62354 NA NA -NA- Certification / Renewal Awaited 233 Ahmedabad Sahil Rameshkumar Pruthi 33550 NA NA -NA- Certification / Renewal Awaited 234 Ahmedabad Saloni Vedprakash Agarwal 36810 NA NA -NA- Certification / Renewal Awaited 235 Ahmedabad Samir Vijaykumar Shah 65523 Regional Head Reliance Securities Ltd 29-08-2013 Certification / Renewal Awaited 236 Ahmedabad Sandip Ishvarbhai Chauhan 26471 NA NA -NA- Certification / Renewal Awaited 237 Ahmedabad Saumitra Bharatbhai Trivedi 43897 NA Self Employed 11-07-2017 Valid in Good Standing238 Ahmedabad Shah Ami Jagdishbhai 28383 NA NA -NA- Certification / Renewal Awaited 239 Ahmedabad Shah Vandit Bhadreshbahi 35758 NA NA -NA- Certification / Renewal Awaited 240 Ahmedabad Shailesh Babulal Mehta 53715 NA Self Employed 28-02-2013 Certification / Renewal Awaited 241 Ahmedabad Shital A Shah 24887 Partner A G Financial Services 31-03-2017 Valid in Good Standing242 Ahmedabad Shitanshu Anshuman Shah 52598 Senior Advisor ICICI Securities Ltd 22-05-2017 Valid in Good Standing243 Ahmedabad Shraddha Ajitkumar Jain 80826 NA NA -NA- Certification / Renewal Awaited 244 Ahmedabad Shruti Paresh Shah 49454 NA NA -NA- Certification / Renewal Awaited 245 Ahmedabad Shuchi Kirti Sanghvi 63860 NA NA -NA- Certification / Renewal Awaited 246 Ahmedabad SHYAMAL HARSHADRAY MEHTA 81241 Senior Technical Research Analyst Celebrus Commodities Limited 09-09-2016 Certification / Renewal Awaited 247 Ahmedabad Siddharth Girishbhai Doshi 54918 CEO Moneycare Sec & Fin Ser Ltd 16-02-2018 Valid in Good Standing248 Ahmedabad Siddharth Sanjay Shah 49672 NA NA -NA- Certification / Renewal Awaited 249 Ahmedabad Sinduja Raman 17101 Product Manager IDEA Product Design 31-07-2015 Certification / Renewal Awaited 250 Ahmedabad Smit Piyush Kapadia 24522 NA NA -NA- Certification / Renewal Awaited 251 Ahmedabad Smruti Shankarbhai Chaudhary 37893 NA NA -NA- Certification / Renewal Awaited 252 Ahmedabad Sneh Piyush Kapadia 32335 NA NA -NA- Certification / Renewal Awaited 253 Ahmedabad Sonal Ashutosh Shah 51618 NA NA -NA- Certification / Renewal Awaited 254 Ahmedabad Soni Nirav Sureshbhai 24526 Partner Wealth Creators 26-02-2015 Certification / Renewal Awaited 255 Ahmedabad Soumya Govind Thapak 47580 Manager Abn Amro Bank -NA- Certification / Renewal Awaited 256 Ahmedabad Sujal Pravinbhai Shah 45675 Proprietor Future First 22-05-2017 Valid in Good Standing257 Ahmedabad Sujith R Nair 22336 NA Self Employed 08-07-2017 Valid in Good Standing258 Ahmedabad Swetang Kiran Jagidar 44066 Regional Head K R Choksey Shares & Securities Pvt Ltd 15-02-2016 Certification / Renewal Awaited 259 Ahmedabad Tanmaypuri Harshadpuri Goswami 78655 Deputy Manager Adani Enterprises Ltd 31-07-2015 Certification / Renewal Awaited 260 Ahmedabad Tapan Laxmandas Khatri 17129 Senior Business Associate Tata AIG Life Insurance Co Ltd 28-02-2013 Certification / Renewal Awaited 261 Ahmedabad Tejas A Shah 25076 NA NA -NA- Certification / Renewal Awaited 262 Ahmedabad Tejas Niranjanbhai Shah 65381 Executive Stock Holding Corporation of India Ltd 10-09-2017 Valid in Good Standing263 Ahmedabad Toral Amit Somaiya 37675 NA Self Employed 08-04-2017 Valid in Good Standing264 Ahmedabad Tusharkumar Krishnakant Shastri 45853 NA Self Employed 11-07-2013 Certification / Renewal Awaited 265 Ahmedabad Uma Shanmukhi Sistla 43491 Deputy General Manager State Bank of India 25-07-2015 Certification / Renewal Awaited 266 Ahmedabad Vaishal M Modi 31233 Secretarial Assistant Pradip Overseas Ltd 21-02-2014 Certification / Renewal Awaited 267 Ahmedabad Vasim Asharafkhan Chauhan 37639 NA NA -NA- Certification / Renewal Awaited 268 Ahmedabad Vidhata Anand Prakash Varani 75078 NA NA -NA- Certification / Renewal Awaited 269 Ahmedabad Vidhyut Ashokbhai Khatri 51444 NA NA -NA- Certification / Renewal Awaited 270 Ahmedabad Vipul Jain 14374 NA NA -NA- Certification / Renewal Awaited 271 Ahmedabad Vishal Dilipbhai Shah 28316 CEO Jainam Fincorp 29-09-2014 Certification / Renewal Awaited 272 Ahmedabad Vivek N Shah 22830 Founder and Chief Financial Planner Finrise Financial Planners 26-10-2017 Valid in Good Standing273 Ahmedabad Vrajesh Maneklal Kirtania 32958 Senior Associate J M Financial Services Pvt Ltd 12-12-2016 Certification / Renewal Awaited 274 Ahmedabad Yash D Chokshi 32340 NA NA -NA- Certification / Renewal Awaited 275 Ahmedabad Yash Jigneshbhai Pandya 72885 NA NA -NA- Certification / Renewal Awaited 276 Ajmer Pooja B Chainani 16613 Manager ICICI Prudential Life Insurance Co Ltd 31-03-2012 Certification / Renewal Awaited 277 Ajmer Shivangi Mahnot 82512 NA NA -NA- Certification / Renewal Awaited 278 Akola Amit Radhesyham Murarka 36667 Proprietor Murarka Investment 27-11-2017 Valid in Good Standing279 Akola Richa Kamalkishor Singhania 59697 NA NA -NA- Certification / Renewal Awaited 280 Akola Swapnil Sunil Dixit 55926 Proprietor Dixit Investment Services 19-03-2017 Valid in Good Standing281 Aleppey Vishnu Prakash K P 65493 Financial Planning Analyst Progno Financial Planning Systems (P) Ltd 19-05-2017 Valid in Good Standing282 Aligarh Manoj Kumar Gupta 32530 Director Creative Financial Life Engineer & Planner 13-03-2018 Valid in Good Standing283 Aligarh Varun Pal 22807 NA NA -NA- Certification / Renewal Awaited 284 Aligarh Yogesh Chandra Sharma 23218 NA Self Employed 16-05-2011 Certification / Renewal Awaited 285 Allahabad Ajit Srivastava 20468 Director Kalyani Portfolio Services Pvt Ltd 19-01-2017 Certification / Renewal Awaited 286 Allahabad Amit Nath Pandey 41744 NA NA -NA- Certification / Renewal Awaited

287 Allahabad Brijesh Nath Pandey 29377 Proprietor Gayatri Finoplan 18-07-2017 Valid in Good Standing288 Allahabad Shikha Mishra 75535 Financial Service Consultant ICICI Prudential Life Insurance Co Ltd 12-01-2018 Valid in Good Standing289 Alwar Abhishek Singh 49995 Manager State Bank of India 25-09-2012 Certification / Renewal Awaited 290 Alwar Prateek Jasoriya 42076 Derivative Analyst Mansukh Investment & Trading Solutions 06-03-2012 Certification / Renewal Awaited 291 Alwar SAGAR MAHESHWARI 83396 NA NA -NA- Certification / Renewal Awaited 292 Amalapuram Nagajyothi Vadlamani 81662 NA NA -NA- Certification / Renewal Awaited 293 Ambala Dhiraj K Gupta 28499 Head - Sales Strategic Money Solutions 18-07-2017 Valid in Good Standing294 Ambala Nitin Chawla 45176 FRANCHISEE CHANNEL MANAGER BMA WEALTH CREATORS LTD. 20-09-2012 Certification / Renewal Awaited 295 Ambala Raman Paruthi 73265 NA Self Employed 04-02-2016 Certification / Renewal Awaited 296 Ambattur Saravanan Devarajan 89706 Manager UTI AMC Ltd 12-05-2017 Valid in Good Standing297 Amravati Gaurav Arun Paturkar 77820 NA NA -NA- Certification / Renewal Awaited 298 Amravati Kamlesh R Budhwani 24983 NA Self Employed 31-03-2017 Valid in Good Standing299 Amravati Snehal C Sikachi 16735 Partner VS Jakhotiya 31-03-2013 Certification / Renewal Awaited 300 Amritsar Gurmeet Singh 22938 Proprietor Ahuja Financial Solutions 31-05-2016 Certification / Renewal Awaited 301 Amritsar Harish Chander 19631 Branch Manager State Bank of India 04-03-2011 Certification / Renewal Awaited 302 Amritsar Kapil D Joshi 19657 BRANCH MANAGER State Bank of India 17-05-2016 Certification / Renewal Awaited 303 Amritsar Mania Sharma 35023 NA NA -NA- Certification / Renewal Awaited 304 Amritsar Rajat Mehra 17619 NA Self Employed 31-03-2014 Certification / Renewal Awaited 305 Amritsar Satnam Kaur 31297 Financial Planner Rana Investments 20-06-2017 Valid in Good Standing306 Amritsar Shivam Arora 43350 Authorized Consultant Nexus Insurance Brokers 19-03-2016 Certification / Renewal Awaited 307 Amritsar Umesh Aggarwal 23625 Chief Financial Planner MJR Invest & Financial Remedies 20-05-2014 Certification / Renewal Awaited 308 Amritsar Vineet Khurana 17860 Director Kapil Khurana Financial & Risk Solutions Pvt Ltd 31-03-2017 Valid in Good Standing309 Anand Hardik Rameshbhai Joshi 39152 Proprietor Shrey Consultancy Services 27-11-2017 Valid in Good Standing310 Anand Khyati Bharat Shah 21984 Relationship Manager Aneri Consultant (Sub broker of Rliance Money) 02-03-2017 Certification / Renewal Awaited 311 Anand Hardikkumar Bhupendrakumar Patel 77414 Properitor Pramukh Investments 27-01-2018 Valid in Good Standing312 Anantapur Komarolu Naveen Kumar Reddy 90611 NA NA -NA- Certification / Renewal Awaited 313 Aurangabad Abhay Vitthaldas Shaha 60202 Director Abhay Vitthaldas Shaha & Associates 12-07-2017 Valid in Good Standing314 Aurangabad Abhijit Chandrakant Bhaiwal 43718 Proprietor Bhaiwal Investments 08-05-2017 Valid in Good Standing315 Aurangabad Ajit Shrikant Vairagkar 43711 Financial Planner Rewa Consultants 15-09-2017 Valid in Good Standing316 Aurangabad Amit Anjanikumar Pareek 52325 NA NA -NA- Certification / Renewal Awaited 317 Aurangabad Anil Kashinath Hajare 39782 Director Hajare - Insurance & Investment Consultancy 24-05-2016 Certification / Renewal Awaited 318 Aurangabad ASHWINI ANANDSINGH BAYAS 71276 NA Self Employed 22-06-2017 Valid in Good Standing319 Aurangabad Avinash Yashwantrao Dodal 24056 CEO Dodal Capital 18-04-2017 Valid in Good Standing320 Aurangabad Dattatraya Rangnath Bhale 54819 Director Samarth Asset Management -NA- Certification / Renewal Awaited 321 Aurangabad Devendra Ramesh Kokil 38231 Proprietor Benchmark Solution 16-06-2017 Valid in Good Standing322 Aurangabad Kailash Ramnarayan Malpani 41626 Proprietor Professional Financial Consultancy 02-02-2017 Certification / Renewal Awaited 323 Aurangabad Lakshmana Giridhar Suryanarayana Gollapudi 46204 Assistant Manager State Bank of India 07-10-2011 Certification / Renewal Awaited 324 Aurangabad Mani Joseph 33545 Assistant Sales Manager Aviva Life Insurance Company India Ltd 16-06-2017 Valid in Good Standing325 Aurangabad Meghaa Shah 88735 NA NA -NA- Certification / Renewal Awaited 326 Aurangabad Nishant Govardhan Agrawal 30873 NA NA -NA- Certification / Renewal Awaited 327 Aurangabad Ratan Harakchand Kunkulol 38265 Proprietor Anand Investment 16-06-2017 Valid in Good Standing328 Aurangabad Sanjay Bhagwan Kale 42179 Assistant General Manager State Bank of India 12-04-2017 Valid in Good Standing329 Aurangabad Shyam Jain 33424 Asst General Manager State Bank of India -NA- Certification / Renewal Awaited 330 Aurangabad Suresh Sahebrao Pawar 38550 Managing Director Suresh Pawar Financial Planning & Investment 09-01-2015 Certification / Renewal Awaited 331 Aurangabad Vaishali Yashwant Deshmukh 88646 Advisor Life Insurance Corporation Of India -NA- Certification / Renewal Awaited 332 Baidyabat Kuntal Chaudhuri 88488 IA SBI Life Insurance Co. Ltd. 24-09-2017 Valid in Good Standing333 Ballia Prabhu Dayal Mishra 37236 Faculty ICA 05-02-2013 Certification / Renewal Awaited 334 Bangalore Ashish Kothari 29376 Head Stock Broking Anmol Share Broking Ltd 29-09-2011 Certification / Renewal Awaited 335 Bangalore Chitra Basker 42307 Asst Manager State Bank of India 12-12-2011 Certification / Renewal Awaited 336 Bangalore Heroji Anbalagan 42303 Manager IDBI Bank 17-10-2011 Certification / Renewal Awaited 337 Bangalore Jaitilak Singh Mg 29488 Advisor Birla Sun Life Insurance Co Ltd 04-06-2011 Certification / Renewal Awaited 338 Bangalore Jitendra Kumar 36232 Relationship Manager Kotak Mahindra Bank Ltd 12-09-2011 Certification / Renewal Awaited 339 Bangalore Mohit Kumar Gupta 22017 NA NA 31-03-2008 Certification / Renewal Awaited 340 Bangalore Nisha Agarwal 37901 Relationship Manager UTI AMC Ltd 30-11-2011 Certification / Renewal Awaited 341 Bangalore Nitin Bhushan Bansal 32539 Sr Product Lead Advice America Software Pvt Ltd 30-06-2011 Certification / Renewal Awaited 342 Bangalore Padmalochani V 17829 Senior Financial Planner Right Horizons Financial Services Pvt. Ltd. 31-03-2017 Valid in Good Standing343 Bangalore Prathibha 15801 Faculty RNIS College of Financial Planning 31-03-2008 Certification / Renewal Awaited 344 Bangalore Ravi Saxena 17651 Advisor Birla Sunlife Ins., HDFC, Franklin & Reliance MF 31-03-2008 Certification / Renewal Awaited 345 Bangalore Rishi Kothari 15443 Senior Financial Advisor MetLife India Insurance Co Ltd 31-03-2007 Certification / Renewal Awaited 346 Bangalore Sonal Shah 23157 Senior Executive R K Group 24-06-2011 Certification / Renewal Awaited 347 Bangalore Swetha Shakalya 15161 Senior Auditor KPMG 31-03-2006 Certification / Renewal Awaited 348 Bangalore Thandalam Bhoopalan Somasekar 41531 Chief Manager State Bank of India 27-07-2011 Certification / Renewal Awaited 349 Bangalore Vinayak V Kanvinde 29908 Head - Research International Money Matters Pvt Ltd 12-08-2011 Certification / Renewal Awaited 350 Bangalore Akhil Kumar Gb 14019 Financial Planner Agere Systems India Private Limited 31-03-2006 Certification / Renewal Awaited 351 Barakar Ruchika Agarwalla 18618 Relationship Manager Allegro Capital Advisors Pvt. Ltd 13-03-2013 Certification / Renewal Awaited 352 Barddhaman Arnab Mitra 74854 NA NA -NA- Certification / Renewal Awaited 353 Barddhaman Manish Pal 18972 Senior Manager Punjab National Bank 18-06-2015 Certification / Renewal Awaited 354 Bardoli Mayank Amrutbhai Patel 68069 Proprietor Krishiv Consultancy 27-01-2018 Valid in Good Standing355 Bareli Abhay Kumar Saxena 29216 Chief Manager State Bank of India 13-12-2010 Certification / Renewal Awaited 356 Barnala Tarun Kakkar 29161 Partner NJ Fundz Network 11-08-2011 Certification / Renewal Awaited 357 Bathinda Harminder Garg 24853 Financial Planner Pragati Value Added 23-11-2017 Valid in Good Standing358 Bathinda Lovegeet K Dhuria 30904 Founder Dhuria Financial Planners 08-05-2017 Valid in Good Standing

359 Belgaum D.K.Kulkarni 23244 Chief Manager State Bank of India 15-10-2014 Certification / Renewal Awaited 360 Belgaum Girish Sidrayi Asodekar 95261 IFA Reliance Mutual Fund 26-10-2017 Valid in Good Standing361 Belgaum Mohammed Imran Gahlot 21684 Distribution Training Manager Bharti Axa Life Insurance Company Ltd 06-09-2010 Certification / Renewal Awaited 362 Belgaum Salimraza Abdulgaffar Jinnedi 19820 Deputy Manager - Sales Training ING Life Insurance Co Ltd 10-02-2015 Certification / Renewal Awaited 363 Belgaum Saraswati R Petkar 21303 Faculty RNIS College of Financial Planning -NA- Certification / Renewal Awaited 364 Bengaluru A Chidambaram 15831 Consultant Oracle Financial Services Software Ltd 31-03-2017 Valid in Good Standing365 Bengaluru A Raghavendrachar Arshi 29589 DGM State Bank of India 21-05-2012 Certification / Renewal Awaited 366 Bengaluru A Ramakrishnan Shankar Naraynanan 17203 NA Self Employed 15-03-2017 Valid in Good Standing367 Bengaluru Aarti Mohta 23309 NA NA -NA- Certification / Renewal Awaited 368 Bengaluru Abhilashini P 91099 Tax Senior E & Y 11-10-2017 Valid in Good Standing369 Bengaluru Abhinav Agrawal 41160 NA NA -NA- Certification / Renewal Awaited 370 Bengaluru Abhishek Modi 42358 NA NA -NA- Certification / Renewal Awaited 371 Bengaluru Abhishek Rathi 63385 Partner Stock Academy 25-11-2017 Valid in Good Standing372 Bengaluru Aditya Chopra 29666 Area Manager Aditya Birla Money Mart Ltd 14-09-2017 Valid in Good Standing373 Bengaluru Ajay Kumar 92457 Audit Executive Raagu and Co 09-03-2018 Valid in Good Standing374 Bengaluru Ajith Vellat 19154 Head - IT Projects Sun Life Financial 31-03-2017 Valid in Good Standing375 Bengaluru Akash Kumar Nahar 53862 Relationship Manager ICICI Bank Ltd 17-08-2016 Certification / Renewal Awaited 376 Bengaluru Akhila Muralidhar 82679 Senior Para Planner Dilzer Consultants 11-08-2017 Valid in Good Standing377 Bengaluru Albert Paul 23735 Manager - Distribution Channel UTI AMC Ltd 10-02-2015 Certification / Renewal Awaited 378 Bengaluru Alok Chhajer 22370 Business Development Manager Motilal Oswal Securities Ltd 15-04-2010 Certification / Renewal Awaited 379 Bengaluru Alok Kumar 71534 Senior Wealth Manager Karvy Private Wealth 27-06-2016 Certification / Renewal Awaited 380 Bengaluru Amit Hemant Kapasi 68018 Relationship Manager ABN AMRO 02-05-2016 Certification / Renewal Awaited 381 Bengaluru Amit Kumar 17236 Founder & CEO Parrot Tech Ventures Pvt. Ltd 09-08-2017 Valid in Good Standing382 Bengaluru Anand Kumar M S 18293 Senior Product Lead Advice America Software Pvt Ltd 31-03-2011 Certification / Renewal Awaited 383 Bengaluru Ananthalaxmi Mamidipudi 29059 Assistant Manager State Bank of India 16-06-2012 Certification / Renewal Awaited 384 Bengaluru Anil Kumar Nahar 56412 DIRECTOR BARCLAYS INDIA 24-01-2017 Certification / Renewal Awaited 385 Bengaluru Anil N Jain 19944 Analysis Manager Repucom Media International 22-04-2012 Certification / Renewal Awaited 386 Bengaluru Anish R Antani 28689 Deputy General Manager Bharti Airtel Ltd. 15-11-2016 Certification / Renewal Awaited 387 Bengaluru Ankit A Patel 36161 Associate Vice President International Money Matters Pvt Ltd 21-07-2017 Valid in Good Standing388 Bengaluru Ankit Choudhary 24982 Associate Vice President Motilal Oswal Securities Ltd 26-02-2010 Certification / Renewal Awaited 389 Bengaluru Anubhav Agarwal 78414 Founder Plan Your Wealth 08-09-2017 Valid in Good Standing390 Bengaluru Anuj Dalmia 95798 NA Self Employed 05-10-2017 Valid in Good Standing391 Bengaluru Anuradha Pai 44495 NA NA -NA- Certification / Renewal Awaited 392 Bengaluru Arbind Kumar Pandey 36218 Finance Manager Fair Isaac Software India Pvt Ltd 10-02-2011 Certification / Renewal Awaited 393 Bengaluru Arun Kumar G 64277 NA NA -NA- Certification / Renewal Awaited 394 Bengaluru Ashoka Ts Gowda 61197 NA Self Employed 11-03-2018 Valid in Good Standing395 Bengaluru Asokan Mariappan 89789 Insurance Advisor Tata AIA Life Insurance Co Ltd 18-08-2017 Valid in Good Standing396 Bengaluru Avijeet K Pandey 23361 Branch Manager State Bank of India 23-12-2015 Certification / Renewal Awaited 397 Bengaluru Avneet Arora 77490 Trainer Self Employed 04-01-2018 Valid in Good Standing398 Bengaluru B Satish Kannan 16398 Assistant Manager IBM Daksh -NA- Certification / Renewal Awaited 399 Bengaluru B Srinivasan 14160 Director Shree Sidvin Financial Services & Investments Pvt Ltd 31-03-2018 Valid in Good Standing400 Bengaluru Badarisha Mn Nagaraj 18907 Branch Manager HSBC InvestDirect (I) Ltd 15-02-2011 Certification / Renewal Awaited 401 Bengaluru Basanagouda Y Patil 59876 Wealth Manager ING Vysya Bank 06-10-2017 Valid in Good Standing402 Bengaluru Basavaraj Basappa Tonagatti 45481 NA Self Employed 24-01-2018 Valid in Good Standing403 Bengaluru Bharat F Jain 64243 Assistant Vice President India Infoline Limited -NA- Certification / Renewal Awaited 404 Bengaluru Bharat L Rao 30856 Manager Kotak Securities Ltd 30-03-2016 Certification / Renewal Awaited 405 Bengaluru Bharathi Palem 37954 Zonal Operations Manager Reliance Life Insurance Co Ltd 01-08-2017 Valid in Good Standing406 Bengaluru Bharthi Mukunda Rao 29185 NA NA -NA- Certification / Renewal Awaited 407 Bengaluru Bhaswati Chatterjee 82676 Manager SAIL 08-01-2018 Valid in Good Standing408 Bengaluru Bhavesh Manilal Joshi 81163 PNB MetLife Self Employed 13-12-2017 Valid in Good Standing409 Bengaluru Bhavna Shanker Samtani 67848 Team Leader Allegro Capital Advisor Pvt Ltd 13-10-2017 Valid in Good Standing410 Bengaluru Bhupindra Singh Rawat 15772 Manager ITC Ltd 31-03-2017 Valid in Good Standing411 Bengaluru Bishal Chhetri 52446 Founder East Meridian Wealth Management Services Pvt Ltd 05-02-2017 Certification / Renewal Awaited 412 Bengaluru Brindha Ganesh 14303 Officer Bharat Overseas Bank Ltd 31-03-2009 Certification / Renewal Awaited 413 Bengaluru C Brahma Sri Manikanta Nalla 90429 NA NA -NA- Certification / Renewal Awaited 414 Bengaluru C.A. LAKSHMI 76882 Other Other 09-07-2017 Valid in Good Standing415 Bengaluru Chandrashekhar F Alabannavar 40395 Assistant Manager State Bank of India 26-07-2017 Valid in Good Standing416 Bengaluru Charmi K Shah 22209 Assistant Professor IFIM Business School 06-09-2017 Valid in Good Standing417 Bengaluru Charu Hastir 55168 Functional Consultant Emudhra Consumer Services Ltd 08-08-2017 Valid in Good Standing418 Bengaluru chetan sharma 78482 Asst Manager ICICI Bank Limited 19-01-2018 Valid in Good Standing419 Bengaluru Chethan Shenoy 42331 AVP - Product Development and Strategy Religare Macquarie Wealth Management Ltd 24-05-2013 Certification / Renewal Awaited 420 Bengaluru Chhayaa K S 18362 Consultant and Proprietor The Solutions 13-05-2014 Certification / Renewal Awaited 421 Bengaluru Chimmu Kutty P 65592 Senior Assistant State Bank of India 23-06-2017 Valid in Good Standing422 Bengaluru Chinmay Kumar Mohapatra 90162 Relationship Manager ICICI Bank Limited 12-05-2017 Valid in Good Standing423 Bengaluru Coimbatore Jayathirtha Gopinath 24083 CEO Manifest Investments Pvt.Ltd. 31-05-2017 Valid in Good Standing424 Bengaluru D. Preethi 29529 NA NA -NA- Certification / Renewal Awaited 425 Bengaluru Dayanand Aski 64313 Senior software engineer Infosys Limited -NA- Certification / Renewal Awaited 426 Bengaluru Deepesh R Mehta 68861 Proprietor Grow Wealth 22-09-2017 Valid in Good Standing427 Bengaluru Dilshad Billimoria 18384 Financial Planner Dilzer Consultants 17-07-2017 Valid in Good Standing428 Bengaluru Disha Chhabra 61804 Analyst HSBC Ltd 27-03-2013 Certification / Renewal Awaited 429 Bengaluru Diya Thommy Chakola 19614 Partner Northward Financial Planners 08-03-2017 Certification / Renewal Awaited 430 Bengaluru Ganesh K 60642 Regional Manager ICICI Direct Ltd 05-02-2016 Certification / Renewal Awaited

431 Bengaluru Ganesha S 23865 Associate Vice President UTI AMC Ltd 23-02-2015 Certification / Renewal Awaited 432 Bengaluru Geetha Subhas Chandran 18403 Consultant Trainer RNIS College of Financial Planning 22-10-2014 Certification / Renewal Awaited 433 Bengaluru Girish Panicker 22468 BRDM Max Life Insurance Co Ltd 15-09-2017 Valid in Good Standing434 Bengaluru Gokul S 20854 Relationship Manager Shree Sidvin Financial Services & Investments Pvt Ltd 17-03-2018 Valid in Good Standing435 Bengaluru Gurudatt Venkatesh Bakale 72055 Senior Analyst Northern Trust 03-05-2017 Valid in Good Standing436 Bengaluru Hari R Thaivalappil 15702 Senior Process Supervisor E4E Financial Services 31-03-2016 Certification / Renewal Awaited 437 Bengaluru Harshal Shah 15138 NA NA -NA- Certification / Renewal Awaited 438 Bengaluru Hemamalini Dilip 57234 Senior Executive Advisory and Operations Sinhasi Consultants Ltd 25-09-2017 Valid in Good Standing439 Bengaluru Hemwati 21964 Senior Executive Citibank N A 09-05-2012 Certification / Renewal Awaited 440 Bengaluru Hitesh Bhikhulal Thakral 86590 ARTICLED ASSISTANT Trivedi Ali Company 07-12-2017 Valid in Good Standing441 Bengaluru Hitesh Prahlad Teckwani 58706 Regional Director Trustplutus Wealth Managers (I) Pvt Ltd 29-12-2017 Valid in Good Standing442 Bengaluru Jayanth Nanjappa 49555 Investment Consultant MoneyGuide -NA- Certification / Renewal Awaited 443 Bengaluru Jayanthi Raghavan 40926 Assistant Manager State Bank of India 18-07-2017 Valid in Good Standing444 Bengaluru Jayaprakash Pai 42817 Founder & CEO Wealth Managers United (India) Pvt Ltd 06-03-2017 Certification / Renewal Awaited 445 Bengaluru Jayasuryan C 58057 NA Self Employed 06-01-2018 Valid in Good Standing446 Bengaluru Jayesh Ramesh Doshi 49403 Director Manifest Investments Pvt.Ltd. 08-06-2017 Valid in Good Standing447 Bengaluru Joel Kodamala 42533 NA NA -NA- Certification / Renewal Awaited 448 Bengaluru Jyoti Prakash Nayak 77831 Senior Business Consultant Axis Securities Ltd 22-09-2017 Valid in Good Standing449 Bengaluru K S Prem Kumar 38681 Senior Counselor - Financial Planning Edelweiss Financial Planning 15-02-2013 Certification / Renewal Awaited 450 Bengaluru Karagudari Praveen Ramrao 91491 AVP and Regional Sales Manager Cigna TTK Health Insurance 22-02-2018 Valid in Good Standing451 Bengaluru Karthick C S 70480 Director Knowise Learning Academy 07-12-2017 Valid in Good Standing452 Bengaluru Karthik S 64525 AVP - Investment Advisory Religare Macquarie Wealth Management Ltd 15-09-2017 Valid in Good Standing453 Bengaluru Kaviarasan Sundar Rajan 24440 Product Leader AdviceAmerica -NA- Certification / Renewal Awaited 454 Bengaluru Kavish Sharma 60553 Manager - Private Clients Religare Macquarie Wealth Management Ltd 20-01-2016 Certification / Renewal Awaited 455 Bengaluru Kavitha M P 65782 Senior Assistant State Bank of India 25-07-2017 Valid in Good Standing456 Bengaluru Kavitha Mundra 29456 Business Manager AEGON Religare -NA- Certification / Renewal Awaited 457 Bengaluru Kavitha Vebkoba Rao 18957 Financial Planner Harmoney Wealth Advisory Services India Pvt Ltd 27-06-2017 Valid in Good Standing458 Bengaluru Kilpakkam Narasimhachari Sridharan 29530 NA Self Employed 05-07-2017 Valid in Good Standing459 Bengaluru Kiran Shekharaiah Mathada 40606 Chief Manager State Bank of India 03-01-2012 Certification / Renewal Awaited 460 Bengaluru Kishan Vasista 55012 Business Development Manager Alchemy Asset Management 15-09-2017 Valid in Good Standing461 Bengaluru Kishor Kumar G Balpalli 19669 Founder and Principal Planner Rajashree Capital 01-04-2017 Valid in Good Standing462 Bengaluru Kishore Kumar H S 19670 Senior Business Analyst Advice America Software Pvt Ltd 22-02-2011 Certification / Renewal Awaited 463 Bengaluru Kotecheri Gajanan Shenoy 48283 Proprietor Capital Advisors 15-02-2018 Valid in Good Standing464 Bengaluru Krishna K Kadambat 14185 Director Best Stocks (P) Ltd 31-03-2016 Certification / Renewal Awaited 465 Bengaluru Krishna Kishore Reddy Bonthu 67886 Associate Research Scientist 1 Astrazeneca India Pvt. Ltd -NA- Certification / Renewal Awaited 466 Bengaluru Krishna Mohan Srikantaiah 42159 Director Investpro Financial Services Pvt Ltd 08-05-2017 Valid in Good Standing467 Bengaluru Krishnanand Baindoor 22973 Deputy Manager State Bank of India 09-03-2017 Valid in Good Standing468 Bengaluru Lakshminarayan Krishnaswamy 29887 Insurance Advisor ING Life Insurance Co Ltd 15-07-2017 Valid in Good Standing469 Bengaluru Lakshminarayanan R 65426 Financial Advisor Spearhead Services Private Limited 17-08-2017 Valid in Good Standing470 Bengaluru Lokesh Murthy 37019 NA Self Employed 31-01-2015 Certification / Renewal Awaited 471 Bengaluru Lovaii Navlakhi 14588 Founder and CEO International Money Matters Pvt Ltd 31-03-2017 Valid in Good Standing472 Bengaluru M A Sudarshan 23700 Director Lifestyle Financial Services 25-07-2017 Valid in Good Standing473 Bengaluru M Ramesh Kumar 14437 Director Harmoney Wealth Advisory Services India Pvt Ltd 31-03-2017 Valid in Good Standing474 Bengaluru Mahendra Nayak M 65138 Associate Professor PESIT 06-02-2018 Valid in Good Standing475 Bengaluru Mahesh Kumar Prasanna 40031 NA Self Employed 30-03-2013 Certification / Renewal Awaited 476 Bengaluru Mala Kumari 41061 Assitant Accountant Eleganz Interiors Pvt Ltd -NA- Certification / Renewal Awaited 477 Bengaluru Maneesh Raj 22986 Manager (Treasury) State Bank Of India -NA- Certification / Renewal Awaited 478 Bengaluru Mangayarkarasi Govindasamy 47638 NA Self Employed 21-11-2017 Valid in Good Standing479 Bengaluru Manivannan G 48303 Senior Analyst JP Morgan Services India Pvt Ltd 07-10-2013 Certification / Renewal Awaited 480 Bengaluru Manju S Tumkur 14049 Managing Partner Management Strategies Group 31-03-2018 Valid in Good Standing481 Bengaluru Manjunath Bc 83670 Senior Advisor Valueraj Advisors Pvt. Ltd. 27-01-2018 Valid in Good Standing482 Bengaluru Manjunatha K N 39879 NA Self Employed 27-01-2018 Valid in Good Standing483 Bengaluru Manmohan Lakhotia 22002 Proprietor Super Enterprises 27-02-2018 Valid in Good Standing484 Bengaluru Manoj Gupta 90974 Program Director SAP 11-08-2017 Valid in Good Standing485 Bengaluru Manoj T K 32720 Project Manager Fidelity Business Services India Pvt Ltd 15-02-2018 Valid in Good Standing486 Bengaluru Meenakshi Kamath 74825 NA Self Employed 15-03-2018 Valid in Good Standing487 Bengaluru Meha Parakh 47352 Director Fine Products Pvt Ltd -NA- Certification / Renewal Awaited 488 Bengaluru Mohan M G 39058 AVP and Branch Manager - Retail Sales Religare Asset Management Co Ltd 30-12-2017 Valid in Good Standing489 Bengaluru Monica Vikram Malkani 76989 NA Self Employed 09-02-2018 Valid in Good Standing490 Bengaluru Muhammed Yusuf Gaffour 19293 Financial Advisor Franklin Templeton Investments 18-04-2017 Valid in Good Standing491 Bengaluru Mukesh Kumar 24897 Manager - NRI State Bank of India 07-08-2010 Certification / Renewal Awaited 492 Bengaluru Mukesh Kumar M 24883 NA Self Employed 31-03-2015 Certification / Renewal Awaited 493 Bengaluru N Rajeshwari 18503 Faculty Ritu Nanda Insurance Service Pvt Ltd 31-03-2009 Certification / Renewal Awaited 494 Bengaluru Namdev Shenoy 68591 Senior Manager Mindtree Limited -NA- Certification / Renewal Awaited 495 Bengaluru Narendra Ks Kalburgi 17513 Managing Director Wealth Junction Consultants Pvt Ltd 04-06-2017 Valid in Good Standing496 Bengaluru Narendra N Kondajji 14181 Managing Director Procyon Financial Planners Pvt Ltd 31-03-2018 Valid in Good Standing497 Bengaluru Naveen Mangla 15796 Relationship Mnager Kotak Mahindra Bank Ltd -NA- Certification / Renewal Awaited 498 Bengaluru Neeti Trivedi 24287 Partner Acumoney Consulting 11-11-2017 Valid in Good Standing499 Bengaluru Nehal Nitin Meshram 76648 Manager ICICI Bank Ltd 14-04-2015 Certification / Renewal Awaited 500 Bengaluru Nilofer Amlani 56238 Senior Manager Axis Bank Ltd -NA- Certification / Renewal Awaited 501 Bengaluru Nirmal Taneja 18529 Program Director ICICI Prudential Life Insurance Co Ltd -NA- Certification / Renewal Awaited 502 Bengaluru Nishant Jain 21708 PROFIT CENTRE HEAD ESCORTS SECURITIES LTD. 25-12-2009 Certification / Renewal Awaited

503 Bengaluru Om Prakash Sharma 67895 NA NA -NA- Certification / Renewal Awaited 504 Bengaluru P N Venkateshwarlu 51907 Director Strategic Investment Planners 07-11-2017 Valid in Good Standing505 Bengaluru P Ramesh Shenoy 39268 Financial Consultant Financial Planning & Investment Solutions 04-07-2013 Certification / Renewal Awaited 506 Bengaluru P Srinivasan 16989 NA Self Employed 01-08-2017 Valid in Good Standing507 Bengaluru P V Narayan Kini 15605 Vice President SBI Funds Management Pvt Ltd 09-06-2017 Valid in Good Standing508 Bengaluru Pandurang N Patkar 41404 Zonal Training Manager Anand Rathi Financial Services Ltd 27-12-2017 Valid in Good Standing509 Bengaluru Pangala Rajesh Rao 57887 Director 90-10 Financial Planners Pvt Ltd 23-10-2017 Valid in Good Standing510 Bengaluru Pankaj Singhal 18541 Sr Audit Executive Lodha & Co 31-03-2012 Certification / Renewal Awaited 511 Bengaluru Pavan Mishra 33373 Branch Manager LIC Nomura Asset Management Company -NA- Certification / Renewal Awaited 512 Bengaluru Pavithra S Mysore 18124 Manager - Special Projects Mayfair Consultancy Services India Pvt Ltd 20-06-2017 Valid in Good Standing513 Bengaluru Phani Kumar S Ivaturi 18044 NA Self Employed 15-01-2018 Valid in Good Standing514 Bengaluru Picasso Bhowmick 40150 Financial Planner iTrust FInancial Advisors Pvt. Ltd. -NA- Certification / Renewal Awaited 515 Bengaluru Poonam Gulati 76499 Officer Canara Bank 08-01-2018 Valid in Good Standing516 Bengaluru Poornima Somshekar 17003 Relationship Manager International Money Matters Pvt Ltd 27-10-2017 Valid in Good Standing517 Bengaluru Prabhat Kumar 83377 Assistant Manager Marketing Union Bank of India 15-02-2018 Valid in Good Standing518 Bengaluru Pradeep R Hattangadi 17004 Proprietor Raviram Financial Services 07-05-2017 Valid in Good Standing519 Bengaluru Prahalad Gopalrao 35703 Financial Advisor PGGK Financial Planner 18-04-2017 Valid in Good Standing520 Bengaluru Prameela Raja 15799 Director Self-Employed 31-03-2017 Valid in Good Standing521 Bengaluru Pramod Kanipakam 17574 NA Self Employed 31-03-2017 Valid in Good Standing522 Bengaluru Pranav Kumar Chandra 54939 Wealth Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 523 Bengaluru Pranay Mahata 75503 cusomer service manager ICICI Bank Limited -NA- Certification / Renewal Awaited 524 Bengaluru Prasad Achaiah S 42223 Chief Financial Planner Aarna Financial Architect 29-09-2017 Valid in Good Standing525 Bengaluru Prasad C N 15418 CEO Risk and Return Financial Services 31-03-2013 Certification / Renewal Awaited 526 Bengaluru Prashanth Prabhu 18135 Managing Director Richie Rich Financial Advisors Pvt Ltd 13-06-2017 Valid in Good Standing527 Bengaluru Praveen H K 87874 Partner Unnati Wealth Advisors 11-10-2017 Valid in Good Standing528 Bengaluru Praveen Kumar Kelkar A 56700 NA NA -NA- Certification / Renewal Awaited 529 Bengaluru Praveen Prasad 65231 Assistant Manager Sales TutorVista Global Pvt Ltd -NA- Certification / Renewal Awaited 530 Bengaluru Preeti Bajaj 41641 Senior Financial Service Manager ICICI Prudential Life Insurance Co Ltd 05-02-2013 Certification / Renewal Awaited 531 Bengaluru Prithvi Ranjan Reddy 41643 NA Self Employed 08-05-2014 Certification / Renewal Awaited 532 Bengaluru Priya Darshini 74092 NA NA -NA- Certification / Renewal Awaited 533 Bengaluru Ps Sheshanarayana Chadaga 53796 Regional Sales Head Phillip Capital India Pvt Ltd 17-02-2018 Valid in Good Standing534 Bengaluru R Kannan 14465 Director Harmoney Wealth Advisory Services India Pvt Ltd 31-03-2017 Valid in Good Standing535 Bengaluru R S N Prasanna 29894 Development Officer LIC of India 01-02-2015 Certification / Renewal Awaited 536 Bengaluru Rabin Neupane 90455 NA NA -NA- Certification / Renewal Awaited 537 Bengaluru Raghu B G 32537 Senior Relationship Manager - Sales HDFC Asset Management Co Ltd 14-04-2016 Certification / Renewal Awaited 538 Bengaluru Rahul Jain 89436 Director Oracle India Private Limited 27-06-2017 Valid in Good Standing539 Bengaluru Rahul P Bafna 24383 Research Analyst International Money Matters Pvt Ltd 12-10-2016 Certification / Renewal Awaited 540 Bengaluru Rajanish Puttangoudra 61984 Vice President Sinhasi Consultants Ltd 19-01-2018 Valid in Good Standing541 Bengaluru Rajeev Mehra 21751 Financial Planner OPES Financial & Consulting Services 05-08-2017 Valid in Good Standing542 Bengaluru Rajendra Bhat 15806 Other BOHO Consultants Pvt Ltd 24-06-2017 Valid in Good Standing543 Bengaluru Rajendra C 63781 Deputy Manager State Bank of Mysore 13-01-2018 Valid in Good Standing544 Bengaluru Rajesh Amarlal 16261 Consultant Client Associates 31-03-2017 Valid in Good Standing545 Bengaluru Rajesh Kumar Gupta 51834 Founder and CEO RKG Financial Planning and Investment Advisory 15-01-2015 Certification / Renewal Awaited 546 Bengaluru Rama Adyanthaya M 69686 Founder Sai Wealth Clinic 25-04-2017 Valid in Good Standing547 Bengaluru Raman A Gupta 21203 Director Shree Sidvin Financial Services & Investments Pvt Ltd 12-03-2018 Valid in Good Standing548 Bengaluru Ramana Krishnan 22286 Assistant Vice President Toyota Tsusho Insurance Broker 27-01-2016 Certification / Renewal Awaited 549 Bengaluru Ramashankar Gautam 60926 Associate Business Manager ICICI Prudential Life Insurance Co Ltd 20-01-2014 Certification / Renewal Awaited 550 Bengaluru Ramesh Patibanda 15001 Director AdviceAmerica 31-03-2010 Certification / Renewal Awaited 551 Bengaluru Ramesh Rangabashyam 74108 Business Development Manager Akshaya Wealth Management Pvt. Limited 24-06-2017 Valid in Good Standing552 Bengaluru Ramesh Satuluri Kumar 15741 General Manager- Sales Training Exide Life Insurance Company Ltd 31-03-2017 Valid in Good Standing553 Bengaluru Ramkumar Krishnamurthy 17642 Assistant Manager Misys Software Solutions (I) Pvt Ltd 31-03-2014 Certification / Renewal Awaited 554 Bengaluru Ramya R 16269 NA NA -NA- Certification / Renewal Awaited 555 Bengaluru Ranjith Rajan 24412 Senior Underwriter Altisource Business Solutions 25-11-2017 Valid in Good Standing556 Bengaluru Rashmi A V 79063 NA NA -NA- Valid in Good Standing557 Bengaluru Raveendra D Sawkar 24927 Chief Manager State Bank of India 18-01-2018 Valid in Good Standing558 Bengaluru Raveendran Nk 15073 Principal Consultant Fintuitive Consulting 31-03-2010 Certification / Renewal Awaited 559 Bengaluru Ravi Chandra C S 23854 Manager UTI AMC Ltd 23-08-2012 Certification / Renewal Awaited 560 Bengaluru Ravi Krishna 62759 Regional Director Trustplutus Wealth Managers (I) Pvt Ltd 24-06-2017 Valid in Good Standing561 Bengaluru Ravi Kumar Achar 47919 CEO Wudstreet Investment Services 12-01-2018 Valid in Good Standing562 Bengaluru Ravi Kumar Barla 32006 Zonal Head and Associate Director J M Financial Services Pvt Ltd 31-01-2017 Certification / Renewal Awaited 563 Bengaluru Ravikumar T V 17047 Director Gaining Ground Investment Services Pvt Ltd 27-03-2017 Valid in Good Standing564 Bengaluru Ravindra G R 55988 Manager Richie Rich Financial Advisors Pvt Ltd 26-02-2017 Certification / Renewal Awaited 565 Bengaluru Ravindran Lakshmanan 84950 Managing Director and CEO Wealthmax Enterprises Management Pvt. Ltd. 18-05-2017 Valid in Good Standing566 Bengaluru Rekha Vimal Nair 15646 EQUITY RESEARCH ANALYST AMBA RESEARCH 17-02-2014 Certification / Renewal Awaited 567 Bengaluru Renuka Shridhar Shetty 39898 NA NA -NA- Certification / Renewal Awaited 568 Bengaluru Revathi Karupaiah 23277 Financial Advisor Ing Vysya Life Insurance Co Ltd 18-05-2010 Certification / Renewal Awaited 569 Bengaluru Richa Jain 32518 NA NA -NA- Certification / Renewal Awaited 570 Bengaluru Richa Tilwani 94504 NA Self Employed 28-12-2017 Valid in Good Standing571 Bengaluru Rishi Bajaj 67845 NA NA -NA- Certification / Renewal Awaited 572 Bengaluru Rohini Bhan 37706 Manager - Credit J & K Bank 07-09-2017 Valid in Good Standing573 Bengaluru Roopa Sudharshan 71736 Client Service Associate HSBC Asset Management India Pvt Ltd 23-12-2016 Certification / Renewal Awaited 574 Bengaluru Ruchika Rander 17054 NA NA -NA- Certification / Renewal Awaited

575 Bengaluru Rupert Arun Monteiro 38452 Financial Consultant ReValue Wealth Management 01-02-2014 Certification / Renewal Awaited 576 Bengaluru SAGAR P 65621 Associate Vice President J M Financial Services Pvt Ltd 18-08-2017 Valid in Good Standing577 Bengaluru Salim Babuchandran 60272 Investment Counselor Citibank N. A 08-05-2017 Valid in Good Standing578 Bengaluru Salma Sony 60832 Financial Advisor Spearhead Finserve Pvt Ltd 25-04-2017 Valid in Good Standing579 Bengaluru Sandeep K V Gowda 23935 Senior Business Analyst AdviceAmerica Software Development Centre (P) Ltd. -NA- Certification / Renewal Awaited 580 Bengaluru Sandhya M S 18838 MANAGER ACCOUNTS ACME NUAGE SOLUTIONS 07-06-2015 Certification / Renewal Awaited 581 Bengaluru Sandhya Rani Neelam Neelam 18638 NA Self Employed 07-04-2015 Certification / Renewal Awaited 582 Bengaluru Sangita Garg 29795 Proprietor Shanavi Financial Consultants 07-04-2013 Certification / Renewal Awaited 583 Bengaluru Santha Kumar N 19045 Project Manager Wipro Technologies 04-12-2013 Certification / Renewal Awaited 584 Bengaluru Santhosh C Belavadi 39057 Managing Director V4U Investwise Pvt Ltd 09-02-2018 Valid in Good Standing585 Bengaluru Sanyog Jain NA Regional Training Director MetLife India Insurance Co Ltd 31-03-2005 Certification / Renewal Awaited 586 Bengaluru Sathish Narayanan 54368 Business Head Lakshya Services Pvtltd -NA- Certification / Renewal Awaited 587 Bengaluru Sathish Padakannaya 41074 Founder MoneyGuide 11-08-2017 Valid in Good Standing588 Bengaluru Satyakumar Kolluru 19275 Principal Consultant Asset Managers 04-09-2017 Valid in Good Standing589 Bengaluru Saurabh Bansal 58285 Founder and CEO Finatwork Wealth Services Pvt Ltd 19-02-2018 Valid in Good Standing590 Bengaluru Savita Shrimal 31512 Investment analyst PCS Securities Ltd 10-03-2015 Certification / Renewal Awaited 591 Bengaluru Seema G Prabhu 18188 Agent Max Life Insurance Co Ltd 14-06-2015 Certification / Renewal Awaited 592 Bengaluru Senthil K 62823 Investment Counselor Citibank N. A 08-05-2017 Valid in Good Standing593 Bengaluru Shalini RS 73898 NA NA -NA- Certification / Renewal Awaited 594 Bengaluru Shalini Viren Desai 34692 AGM Indian Products Ltd 25-11-2015 Certification / Renewal Awaited 595 Bengaluru Shamshad Sheriff 78178 Director, Business Operations and Strategy 29 K Investment Advisers 24-04-2017 Valid in Good Standing596 Bengaluru Shantala N Kumble 17086 Senior Relationship Manager International Money Matters Pvt Ltd 31-03-2016 Certification / Renewal Awaited 597 Bengaluru Shashi Kiran P 55796 Asst Branch Manager Kotak Life Insurance 14-10-2014 Certification / Renewal Awaited 598 Bengaluru Sheela G 22722 Agent Advisor Max Life Insurance Co Ltd 07-06-2016 Certification / Renewal Awaited 599 Bengaluru Shinil G Chenchery 15156 Director Warmond Trustees & Executors Pvt Ltd 19-01-2018 Valid in Good Standing600 Bengaluru Shital Kumar Bhagat 20362 AVP Karvy Private Wealth 26-03-2017 Valid in Good Standing601 Bengaluru Shriram Jagannath Kalamadi 18678 Training Manager Birla Sun Life Insurance Co Ltd 05-02-2018 Valid in Good Standing602 Bengaluru Shweta Jain 15817 Business Head - Financial Education International Money Matters Pvt Ltd 06-04-2017 Valid in Good Standing603 Bengaluru Shweta Venkatesh Iyengar 90344 Analyst J M Financial Services Pvt Ltd 07-12-2017 Valid in Good Standing604 Bengaluru Sindhu Menon 29572 Assistant Vice President Axis Bank 12-05-2017 Valid in Good Standing605 Bengaluru Sneha Jaggar 50045 Assistant Manager International Money Matters Pvt Ltd 03-01-2018 Valid in Good Standing606 Bengaluru Sneha Kedia 38957 Finance Controller Universal Textile Mills 14-04-2016 Certification / Renewal Awaited 607 Bengaluru Sohan K 70229 Assistant Manager Union Bank Of India 17-01-2018 Valid in Good Standing608 Bengaluru Sohel Shaukatali Baxaria 84810 NA NA -NA- Certification / Renewal Awaited 609 Bengaluru Soubhagya Kumar Patra 51215 Director Succinct Fintech Services (P) Ltd 05-05-2017 Valid in Good Standing610 Bengaluru Sowmya Chintamani Srinivas 53055 Retirement Advisor Principal Retirement Advisors Pvt Ltd 19-03-2014 Certification / Renewal Awaited 611 Bengaluru Sreejith Sreedharan Nambiar 61103 Territory Sales In charge Spice Communications Ltd 09-07-2017 Valid in Good Standing612 Bengaluru Sreekara Indavara Poornesh 46366 Director Wmg Advisory And Services Pvt Ltd 24-01-2017 Certification / Renewal Awaited 613 Bengaluru Sreenivasulu Govindu 95005 Associate Specialist Findelity Business Services India Pvt. Ltd. 19-01-2018 Valid in Good Standing614 Bengaluru Srihari M Moudgal 15006 NA Self Employed 31-03-2008 Certification / Renewal Awaited 615 Bengaluru Srikanth B 37140 Director Best in Town Education Services 29-09-2016 Certification / Renewal Awaited 616 Bengaluru Srinivas Bolisetti 66155 Software Engineer Thomson Reuters -NA- Certification / Renewal Awaited 617 Bengaluru Srinivasan T Seshacharya 24532 Financial Planner Wealman Associates 16-07-2017 Valid in Good Standing618 Bengaluru Sriramanan Raghavendran 39074 Regional Sales Manager ICICI Bank Ltd 18-02-2015 Certification / Renewal Awaited 619 Bengaluru Srivathsala Kanchi Nandagopal 60293 CEO Spearhead Finserve Pvt Ltd 26-08-2017 Valid in Good Standing620 Bengaluru Subramanya Rajagopal 33341 Proprietor Abundance 07-10-2017 Valid in Good Standing621 Bengaluru Subraya P Karanth 49539 Assistant General Manager State Bank of India 27-11-2017 Valid in Good Standing622 Bengaluru Sudarshan G H 79764 Investment Advisor ICICI Bank Limited 03-11-2017 Valid in Good Standing623 Bengaluru Sudhindra Kumar K B 89707 Partner Sri Saieesha Financial Services 13-12-2016 Certification / Renewal Awaited 624 Bengaluru Sudhir D N 73057 commodity dealer Bonanza Portfolio pvt ltd 16-12-2016 Certification / Renewal Awaited 625 Bengaluru Sudindra V Rukmana Shetty 17775 Underwriting Analyst HSBC Bank 07-07-2010 Certification / Renewal Awaited 626 Bengaluru Sujay Chakraborti 61328 Senior Manager Religare Macquarie Wealth Management Ltd 05-11-2017 Valid in Good Standing627 Bengaluru Sujay Mani 17778 Senior Analyst Goldman Sachs Services Pvt Ltd 03-12-2010 Certification / Renewal Awaited 628 Bengaluru Sumit K Jain 19077 Senior Manager Ask Wealth Advisors Pvt Ltd 19-05-2010 Certification / Renewal Awaited 629 Bengaluru Sundar S Sampgaon 32221 Branch Sales Manager UTI AMC Ltd 07-05-2011 Certification / Renewal Awaited 630 Bengaluru Sunil Kumar 24172 Branch Manager Kotak Mahindra Bank Ltd 05-07-2016 Certification / Renewal Awaited 631 Bengaluru sunil kumar s 24654 Director Wealthnest Sip Advisory Pvt Ltd 29-11-2017 Valid in Good Standing632 Bengaluru Suprateem Burman 41475 Busuness Partner Right Horizons Pvt ltd -NA- Certification / Renewal Awaited 633 Bengaluru Suraj Sinha 42347 Senior Manager - Private Clients Religare Macquarie Wealth Management Ltd 24-05-2014 Certification / Renewal Awaited 634 Bengaluru Suresh A 15770 Chief Program Director RNIS College of Financial Planning 31-03-2018 Valid in Good Standing635 Bengaluru Suresh Babu D V 16757 Chief Financial Officer Maintec Technologies Pvt Ltd 31-03-2016 Certification / Renewal Awaited 636 Bengaluru Sweta Agarwal 30970 Channel Manager ICICI Lombard GIC Ltd 17-06-2013 Certification / Renewal Awaited 637 Bengaluru Syeda Sumaiya Fathima 33715 Senior Investment Advisor Religare Macquarie Wealth Management Ltd 20-04-2017 Valid in Good Standing638 Bengaluru Tejas Surendra Shah 73143 Regional Product Manager ICICI Securities Ltd 27-01-2016 Certification / Renewal Awaited 639 Bengaluru Thirtha Prasad D S 36044 Business Analyst Advice America Software Pvt Ltd -NA- Certification / Renewal Awaited 640 Bengaluru Trupti Ajay Wani 55256 Associate Partner Finanzindia 29-09-2015 Certification / Renewal Awaited 641 Bengaluru U R Rao NA Director Guardian Risk Advisors 31-03-2007 Certification / Renewal Awaited 642 Bengaluru Uday K Dhoot 14681 Deputy CEO International Money Matters Pvt Ltd 31-03-2018 Valid in Good Standing643 Bengaluru Ulrich John Solomon 51724 Senior Financial Analyst Sprint Nextel 28-05-2013 Certification / Renewal Awaited 644 Bengaluru Umesh Ashok Prabhu 19468 Advisor/Relationship manager Motilal Oswal securities limited 19-11-2016 Certification / Renewal Awaited 645 Bengaluru Upasana Mondal 30776 Team Leader Ameriprise India Pvt Ltd 10-02-2018 Valid in Good Standing646 Bengaluru V Karthikeyan 15452 Propreitor Fundchoice Financial Services -NA- Certification / Renewal Awaited

647 Bengaluru V Narasimha N Shenoy 15709 Executive Director Omnesys Tradenet Pvt Ltd 31-03-2017 Valid in Good Standing648 Bengaluru Vallinayagam M 86059 Senior Manager Finance Expert Value Pack LLP 28-01-2018 Valid in Good Standing649 Bengaluru Varughese Mathai K 35283 Financial Planner Make My Wealth 11-10-2017 Valid in Good Standing650 Bengaluru Varun Krishna 18241 Financial Planner Self Employed 05-04-2017 Valid in Good Standing651 Bengaluru Vemula Mahalakshmi 70634 Business Analyst Fiserv(AdviceAmerica) -NA- Certification / Renewal Awaited 652 Bengaluru Venkatramanan Subramaniam 61899 Head - Accounting and Reporting COLT Technology Services India Pvt Ltd 01-07-2014 Certification / Renewal Awaited 653 Bengaluru Venkatramani Ramesh 94445 NA NA -NA- Certification / Renewal Awaited 654 Bengaluru Venkitesh Subramonia Iyer 23915 Sales Trainer Franklin Templeton Investments 29-06-2017 Valid in Good Standing655 Bengaluru Venukumar Karunakaran 59924 Senior Manager Mirae Asset Global Investments (I) Pvt Ltd 11-02-2018 Valid in Good Standing656 Bengaluru Vidya Kesavan 92294 Associate Vice President HSBC-India and Dubai -NA- Certification / Renewal Awaited 657 Bengaluru Vidya Krishnamoorthy 19099 Partner Northward Financial Planners 08-03-2017 Certification / Renewal Awaited 658 Bengaluru Vijay Ramachandran 24885 Asst Vice President Motilal Oswal Securities Ltd 31-03-2017 Valid in Good Standing659 Bengaluru Vijaya Krishna Bhatt 19911 Director Simplus Financial Consultancy Pvt Ltd 15-09-2012 Certification / Renewal Awaited 660 Bengaluru Vijayaraghavan Ramamoorthy 24741 Software Engineer Infosys Technologies Limited, Bangalore -NA- Certification / Renewal Awaited 661 Bengaluru Vikas Agrawal 48037 NA NA 22-12-2017 Valid in Good Standing662 Bengaluru Vikas Misra 62761 Cluster Head Motilal Oswal Wealth Management Ltd 22-07-2017 Valid in Good Standing663 Bengaluru Vikas Shukla 69040 Senior Manager Accenture Services Pvt Ltd 22-06-2015 Certification / Renewal Awaited 664 Bengaluru Vikram Singhvee 38770 Assistant Vice President - Sales International Money Matters Pvt Ltd 19-08-2017 Valid in Good Standing665 Bengaluru Vinay Kumar Laxman 81977 Marketing Manager Larsen & Toubro 24-06-2017 Valid in Good Standing666 Bengaluru Vinod Laxmikant Rao 21475 NA Self Employed 22-04-2017 Valid in Good Standing667 Bengaluru Vinod S 21476 Regional Training Manager AEGON Religare Life Insurance Co Ltd 13-01-2017 Certification / Renewal Awaited 668 Bengaluru Viraj Jain 29506 NA NA -NA- Certification / Renewal Awaited 669 Bengaluru Vivek Banka 31420 Senior Vice President IIFL Pvt Wealth 31-01-2018 Valid in Good Standing670 Bengaluru Vivek S G 84848 Client Advisor Wealth App Financial Advisores Pvt. Ltd 28-08-2017 Valid in Good Standing671 Bengaluru Yashwanth Kumar 20442 Senior Business Analyst Advice America Software Pvt Ltd 29-09-2010 Certification / Renewal Awaited 672 Bengaluru Yogesh Deshpande 92318 Project Manager Hewlett Packard Enterprise 19-01-2018 Valid in Good Standing673 Bengaluru Yogesh Mallinath Mhamane 72978 Assistant Manager Way2Wealth Brokers Pvt Ltd 09-07-2017 Valid in Good Standing674 Bengaluru Yogesh Ranka 18764 Wealth Manager RBS Business Services Pvt Ltd 02-01-2014 Certification / Renewal Awaited 675 Bengaluru Yuvaraja Yuvaraja 29532 Director BOHO Consultants Pvt Ltd 30-11-2017 Valid in Good Standing676 Betul Anmol Mishra 31316 relationship manager reliance securities ltd -NA- Certification / Renewal Awaited 677 Bharuch Amit Luharuka 13990 Partner Credence Financial Advisors 31-03-2016 Certification / Renewal Awaited 678 Bhavnagar Ankita Bhagvandas Lakhupota 19559 NA NA -NA- Certification / Renewal Awaited 679 Bhavnagar Dishit Samir Parekh 84048 NA NA -NA- Certification / Renewal Awaited 680 Bhavnagar Hasit N Thakkar 30119 Chief Manager UTI AMC Limited -NA- Certification / Renewal Awaited 681 Bhavnagar Naitik Mukeshbhai Shah 41610 Proprietor Shah Investment Consultants 02-04-2017 Valid in Good Standing682 Bhavnagar Neerav Sunil Jain 45122 NA NA -NA- Certification / Renewal Awaited 683 Bhilad Dhansukh Swarupchand Shah 37175 Proprietor Poonam Insurance & Investments 27-10-2017 Valid in Good Standing684 Bhiwandi Ankur Ashwani Mahajan 38661 Senior Manager - Investor Relations PPFAS Asset Management Pvt Ltd 23-08-2017 Valid in Good Standing685 Bhiwandi Bipin Kumar Nemchand Savla 47924 Proprietor Bipin Nemchand Savla -NA- Certification / Renewal Awaited 686 Bhiwandi Durgesh Moreshwar Bhoir 82525 NA NA -NA- Certification / Renewal Awaited 687 Bhiwandi Mukesh N Vora 15578 NA Self Employed 31-03-2015 Certification / Renewal Awaited 688 Bhiwandi Nyalchand Premchand Maru 36310 Financial Planner Naresh P Maru Insurance & Investment Consultant 01-08-2013 Certification / Renewal Awaited 689 Bhiwani Vipin Nain 53297 NA NA -NA- Certification / Renewal Awaited 690 Bhopal Adarsh Paliwal 35914 Relationship Manager Valuepoint Investments Pvt Ltd 07-11-2011 Certification / Renewal Awaited 691 Bhopal Ajay Kher 72577 Administrative Officer Life Insurance Corporation of India 09-06-2017 Valid in Good Standing692 Bhopal Alok Kumar 32084 Manager State Bank of India 12-05-2010 Certification / Renewal Awaited 693 Bhopal Arun Kumar 32283 Deputy Manager State Bank of India 18-09-2010 Certification / Renewal Awaited 694 Bhopal Arvind K Singh 32021 Chief Manager State Bank of India 11-05-2010 Certification / Renewal Awaited 695 Bhopal Ashish Nivsarkar 52548 Circle Training Manager Bancassurance PNB Metlife India Insurance Ltd 25-09-2017 Valid in Good Standing696 Bhopal Bithika Sadanandan 43834 Officer Operations HDFC Standard Life Insurance Co Ltd -NA- Certification / Renewal Awaited 697 Bhopal Deepak Sisodiya 47957 Manager State Bank of India 06-12-2012 Certification / Renewal Awaited 698 Bhopal Devendra Rathore 40736 HGA Life Insurance Corporation of India 10-06-2016 Certification / Renewal Awaited 699 Bhopal Devina Mehrotra 69609 NA NA -NA- Certification / Renewal Awaited 700 Bhopal Dileep K Patwa 41493 chief manager State Bank of India 07-04-2011 Certification / Renewal Awaited 701 Bhopal Gunjan Kataria 87583 Branch Manager Financial Hospital 14-06-2017 Valid in Good Standing702 Bhopal Hemant Karaulia 29645 Chief Manager State Bank of India 13-09-2011 Certification / Renewal Awaited 703 Bhopal Krishna Kant Choudhary 48173 Chief Manager Punjab National Bank 07-02-2015 Certification / Renewal Awaited 704 Bhopal Kunal Bhatia 41877 Manager Swarn Investments 23-12-2016 Certification / Renewal Awaited 705 Bhopal Manoj Kumar 29644 Manager State Bank of India 09-08-2010 Certification / Renewal Awaited 706 Bhopal Nandan Narula 55346 Founder & Director Money Matters 08-08-2012 Certification / Renewal Awaited 707 Bhopal Naveen Sukhramani 24807 National Sales Trainer Franklin Templeton Asset Management (India) Pvt Ltd 31-03-2014 Certification / Renewal Awaited 708 Bhopal Nimish Bhangre 45105 Deputy Manager Tata Asset Management Ltd 24-01-2018 Valid in Good Standing709 Bhopal Nipun Maheshwari 41512 Business Associate Motilal Oswal Securities Ltd 27-07-2014 Certification / Renewal Awaited 710 Bhopal Nitin K Mudgal 32296 Assistant Manager State Bank of India 18-09-2010 Certification / Renewal Awaited 711 Bhopal Parul Shrivastava 35596 Partner M/s Saurabh Shrivastava & Asso -NA- Certification / Renewal Awaited 712 Bhopal Prashant Solanki 36548 Dy Manager State Bank of India 04-08-2010 Certification / Renewal Awaited 713 Bhopal R P Pankaj 31424 Asst Manager State Bank of India 15-07-2011 Certification / Renewal Awaited 714 Bhopal Rachna Budholia 54077 General Manager M.P.V.V. Nigam Bhopal -NA- Certification / Renewal Awaited 715 Bhopal Rahul Sharma 31515 Deputy Manager State Bank of India 18-09-2010 Certification / Renewal Awaited 716 Bhopal Rajesh Gupta 32039 Deputy Manager State Bank of India 07-04-2010 Certification / Renewal Awaited 717 Bhopal Ravi Kumar 32017 Manager State Bank of India 11-05-2010 Certification / Renewal Awaited 718 Bhopal Ritu Tripathi 31907 NA Self Employed 27-10-2017 Valid in Good Standing

719 Bhopal Rohit Somani 58166 Relationship Manager Reliance Capital AMC Ltd 15-12-2016 Certification / Renewal Awaited 720 Bhopal Sameer Pillay 49162 Asst Manager State Bank of India 09-05-2012 Certification / Renewal Awaited 721 Bhopal Shaji John 29914 Senior Manager Central Madhya Pradesh Gramin Bank 22-02-2017 Certification / Renewal Awaited 722 Bhopal Shantanu Agrawal 32022 Manager State Bank of India 07-05-2010 Certification / Renewal Awaited 723 Bhopal Shivam Dwivedi 35240 Financial & Investment Planner JAYANT KOTHARI & CO. BHOPAL 25-11-2016 Certification / Renewal Awaited 724 Bhopal Sudhir Kumar 29651 Asst Manager State Bank of India 18-09-2010 Certification / Renewal Awaited 725 Bhopal Swadesh Dubey 44820 Area Head - Sales Tata Asset Management Ltd 26-12-2017 Valid in Good Standing726 Bhopal Varsha Dubey 48280 Financial Planner and Trainer FinOptions Management Solutions 09-01-2012 Certification / Renewal Awaited 727 Bhopal Venkanna Bodapati 49651 Asst Manager State Bank of India 10-03-2012 Certification / Renewal Awaited 728 Bhopal Vinita Tripathi 61384 Assistant Manager - Branch Operations Reliance Capital AMC Ltd 28-02-2017 Certification / Renewal Awaited 729 Bhopal Vishal Gupta 54923 Branch Operations Reliance Capital AMC Ltd 17-08-2017 Valid in Good Standing730 Bhopal Yogendra Nigam 69793 Area Training Manager SBI Life Insurance Co Ltd 29-03-2014 Certification / Renewal Awaited 731 Bhubaneswar BIKASH MOHANTY 52265 Manager InvestCare Pvt Ltd 02-06-2017 Valid in Good Standing732 Bhubaneswar Jagbir Singh 14811 CFO B S Enterprises 02-08-2017 Valid in Good Standing733 Bhubaneswar Kumar Mishra 57416 Assistant Manager Tata Securities Ltd 25-11-2017 Valid in Good Standing734 Bhubaneswar Prasanna Kumar Pattnaik 69348 NA NA -NA- Certification / Renewal Awaited 735 Bhubaneswar Rupakumar Pradhan 32759 Chief Financial Planner and Director Smartfin Wealth Management Pvt Ltd 15-10-2017 Valid in Good Standing736 Bhubaneswar Sabyasachi Mishra 48672 NA NA -NA- Certification / Renewal Awaited 737 Bhubaneswar Sarada Prasan Padhi 46677 Chief Financial Advisor The Wealth Ladders 29-08-2017 Valid in Good Standing738 Bhubaneswar Satyajit Baral 37931 NA NA -NA- Certification / Renewal Awaited 739 Bhubaneswar Saurav Sureka 38678 Project Finance Analyst Agarwal Advisory Services Private Limited -NA- Certification / Renewal Awaited 740 Bhubaneswar Sheetal Nayak 55047 MANAGER Exide Life Insurance Company Ltd 08-12-2016 Certification / Renewal Awaited 741 Bhuj Bhavesh Ramjibhai Patel 17989 Proprietor B R Patel & Co 24-09-2014 Certification / Renewal Awaited 742 Bhuj Falgun Chandrakant Joshi 53655 NRI - Relationship Manager Axis Bank Ltd 24-01-2014 Certification / Renewal Awaited 743 Bhuj Kanti Naranbhai Mepani 73022 operational executive Time Value Asset Management 04-01-2017 Certification / Renewal Awaited 744 Bhuj Pritesh Nathalal Dabasiya 57627 NA NA -NA- Certification / Renewal Awaited 745 Bhuneshwar Siddhartha Chatterjee 32906 Branch Manager HDFC Asset Management Co Ltd 18-04-2017 Valid in Good Standing746 Bicholim Pradnya Prakash Chibde 77713 Sub Broker NJ Indiainvest Pvt Ltd. 05-10-2017 Valid in Good Standing747 Bihar Pankaj Kumar 31097 Associate Vice President Kotak Mahindra Bank Ltd 17-10-2016 Certification / Renewal Awaited 748 Bihar Ritu Raj 34080 NA NA 12-08-2016 Certification / Renewal Awaited 749 Bihar Tribhuvan Kumar 21435 Chief Manager State Bank of India 17-01-2017 Certification / Renewal Awaited 750 Bikaner Rahul Aggarwal 76781 Relationship Executive Bajaj Capital Limited -NA- Certification / Renewal Awaited 751 Bikaner Vishal Jain 26878 Back Office manager and Relationship Manger (for all Branch) Mili Consultants & Investment Private Limited -NA- Certification / Renewal Awaited 752 Bilaspur Jitendra Kumar Kashyap 21641 Deputy Manager State Bank of India 09-01-2018 Valid in Good Standing753 Bilimora Kamlesh Vasantbhai Panchal 45932 Sub Broker NJ India Invest Pvt Ltd 09-01-2015 Certification / Renewal Awaited 754 Biswanath Chariali Nabarun Paul 44554 Deputy Branch Manager ICICI Bank Ltd 26-02-2017 Certification / Renewal Awaited 755 Bokaro Neeraj Kumar 22261 Relationship Manager Investor Care 18-06-2016 Certification / Renewal Awaited 756 Bolangir Priyanka Agrawal 55375 NA NA -NA- Certification / Renewal Awaited 757 Budhlada Amit Gupta 15852 Unit Manager ICICI Prudential Life Insurance Co Ltd -NA- Certification / Renewal Awaited 758 Bulandshahr Kishore Kumar 32868 Lecturer Atomic Energy Education Society 01-12-2017 Valid in Good Standing759 Chakdaha Soumya Nag 29431 NA NA -NA- Certification / Renewal Awaited 760 Chalisgaon Amitkumar Abhaykumar Patni 56087 NA NA -NA- Certification / Renewal Awaited 761 Chandannagar Arindam Pramanik 88518 Propritor Insurance AgentMutual Fund Distributor 03-04-2017 Valid in Good Standing762 Chandannagar Sasanka Sekhar Nundy 88520 NA Self Employed 12-01-2018 Valid in Good Standing763 Chandigarh Ajay Dahiya 18882 Learning and Development Manager Future Generali India Life Insurance Co Ltd 12-10-2012 Certification / Renewal Awaited 764 Chandigarh Aman Kapoor 43809 Business Development Manager Investors Clinic 01-02-2012 Certification / Renewal Awaited 765 Chandigarh Amit Agarwal 68972 Single Window Operator State Bank of Patiala 23-09-2014 Certification / Renewal Awaited 766 Chandigarh Amrinder Singh 38544 Partner Diligent Financial Planners 27-02-2017 Certification / Renewal Awaited 767 Chandigarh Anil Kumar Aggarwal 36088 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 768 Chandigarh Arvind Kumar 33888 Director Future Gains 14-12-2017 Valid in Good Standing769 Chandigarh Harinder Pal Singh 46002 NA NA -NA- Certification / Renewal Awaited 770 Chandigarh Jaideep Lunial 24930 Regional Head Wealth Gyan Financial Planners Pvt Ltd 31-03-2009 Certification / Renewal Awaited 771 Chandigarh Kamal Kishore Gulati 23944 NA NA -NA- Certification / Renewal Awaited 772 Chandigarh Kamlesh Kumar 43198 Manager State Bank of India 18-01-2012 Certification / Renewal Awaited 773 Chandigarh Kuldeepak Katyal 47964 Chief Manager State Bank of India 06-12-2011 Certification / Renewal Awaited 774 Chandigarh Madan Lal Vohra 23805 Faculty RNIS College of Financial Planning 24-01-2016 Certification / Renewal Awaited 775 Chandigarh Manikaran Singal 18471 Founder and Chief Financial Planner Good Moneying Financial Solutions 28-10-2017 Valid in Good Standing776 Chandigarh Manu Gupta 68997 Principal Retirement Planner Principal Retirement Advisors Pvt Ltd 24-02-2018 Valid in Good Standing777 Chandigarh Munish Kataria 37545 Assistant Manager NJ Indiainvest Pvt Ltd. -NA- Certification / Renewal Awaited 778 Chandigarh Munish Mohit Aggarwal 53615 Associate Analyst Ernst & Young Pvt Limited -NA- Certification / Renewal Awaited 779 Chandigarh Puneet Malik 19343 Cluster Manager ICICI Securities Ltd 31-03-2013 Certification / Renewal Awaited 780 Chandigarh Rajesh Kumar Kumar 31452 Chief Manager State Bank of India 30-01-2012 Certification / Renewal Awaited 781 Chandigarh Raminder Singh Bhatia 33500 Assistant Manager ICICI Prudential Asset Management Co Ltd 27-06-2012 Certification / Renewal Awaited 782 Chandigarh Ravi Khurana 28563 NA Self Employed 29-09-2017 Valid in Good Standing783 Chandigarh Rohit Pandey 43816 Manager State Bank of India 02-05-2013 Certification / Renewal Awaited 784 Chandigarh Satbir Goyal 38351 NA Self Employed 30-01-2014 Certification / Renewal Awaited 785 Chandigarh Shyama Nand 18683 Director ALSTMD Wealth Manangement India Ltd 05-01-2013 Certification / Renewal Awaited 786 Chandigarh Simranjit Kaur 19427 Investment Manager Apex Wealth Management Services 14-03-2012 Certification / Renewal Awaited 787 Chandigarh Sukhjit Singh Gill 37544 Proprietor Moneymantra Financial Services 26-12-2017 Valid in Good Standing788 Chandigarh Sumit Prabhakar 60503 Relationship Manager UTI AMC Ltd 18-03-2015 Certification / Renewal Awaited 789 Chandigarh Vineet Sian 81650 Software Developer Medsave Health Care Limited 05-10-2017 Valid in Good Standing790 Chandrapur Pranav Pradip Pawar 90659 Advisor Life Insurance Corporation of India 15-09-2017 Valid in Good Standing

791 Chennai Aadesh Kumar Jain S 15413 Designated Panter AJ FinServe 31-03-2017 Valid in Good Standing792 Chennai Abubakr Siddique 29882 Chief Financial Planner Wealth Traits Financial Planners 20-04-2017 Valid in Good Standing793 Chennai Aditya Govindaraj 36811 Research Analyst Moneywise Media 23-05-2017 Valid in Good Standing794 Chennai Ajai Ravi 49980 Relationship Manager Bajaj Capital -NA- Certification / Renewal Awaited 795 Chennai Alameluvalli V V 20652 Financial Planner Premier Financial Planners 06-12-2017 Valid in Good Standing796 Chennai Amit K Chirimar 13988 FINANCIAL PLANNER ABN AMRO BANK N.V. 30-12-2016 Certification / Renewal Awaited 797 Chennai Amrita Mohanty 70526 Senior Manager Franklin Templeton Asset Management (I) Pvt Ltd 17-02-2018 Valid in Good Standing798 Chennai Anantharamakrishnan Veeraraghavan 44984 Financial Planner Success Associates 02-10-2017 Valid in Good Standing799 Chennai Anderson Prabhu Christopher 55163 Relationship Manager Citibank N. A 29-04-2017 Valid in Good Standing800 Chennai Anitha R Bhat 38857 CIO Aniram 03-11-2017 Valid in Good Standing801 Chennai Anjala Devi 29438 Director Manik Money Management 07-04-2014 Certification / Renewal Awaited 802 Chennai Anthony Kumar 48456 Relationship Manager NJ Indiainvest Pvt Ltd. 21-12-2017 Valid in Good Standing803 Chennai Appavoo B 55760 Chief Manager State Bank of India 08-04-2016 Certification / Renewal Awaited 804 Chennai Aravind R 24739 Manager HDFC Asset Management Co Ltd 07-02-2016 Certification / Renewal Awaited 805 Chennai Arun Kumar 61478 Assistant Manager HDFC Bank Ltd 04-03-2014 Certification / Renewal Awaited 806 Chennai Arun Kumar Bansal 43308 Chief Manager Indian Bank 17-06-2014 Certification / Renewal Awaited 807 Chennai Arvind Seshadri 80356 Manager ITC Ltd 09-04-2016 Certification / Renewal Awaited 808 Chennai B Govindarajan 52443 Assistant Vice President – Product Management Cholamandalam Distribution Services Ltd 18-11-2017 Valid in Good Standing809 Chennai Balaji Kumar 62251 Relationship Sales Manager FIL Fund Management Pvt Ltd 14-11-2017 Valid in Good Standing810 Chennai Balaji R 38038 Chief Manager State Bank of India 07-01-2014 Certification / Renewal Awaited 811 Chennai Balaji Rajagopalan 48205 Director Sivasri Premier Investment Pvt Ltd 17-03-2012 Certification / Renewal Awaited 812 Chennai Balamurugan I A S 52609 Co - Founder and Director Metis Family Office Services Pvt Ltd 25-07-2017 Valid in Good Standing813 Chennai Balasubramanian Padmanaban 23753 Director Fortune Planners 18-09-2017 Valid in Good Standing814 Chennai Balasubramanian S 51543 NA NA -NA- Certification / Renewal Awaited 815 Chennai Banurekha Satheeshkumar 72998 NA Self Employed 09-11-2017 Valid in Good Standing816 Chennai Bavani Sankaran S 55787 Chief Manager State Bank of India 17-02-2018 Valid in Good Standing817 Chennai Bhagavathy Subramaniam 38332 Regional Head - Retail Sales Pramerica Asset Managers Pvt Ltd 04-03-2018 Valid in Good Standing818 Chennai Bhaskar K 52533 NA Self Employed 05-02-2018 Valid in Good Standing819 Chennai Bhavani Ranjeet 17600 Senior Vice President Ask Wealth Advisors Pvt Ltd 31-03-2017 Valid in Good Standing820 Chennai Brijesh Madhusudan 36625 MANAGER State Bank of India 22-03-2017 Valid in Good Standing821 Chennai C R Manoj 32872 Associate Vice President UTI AMC Ltd 10-02-2017 Certification / Renewal Awaited 822 Chennai Chandrasekhar Sagutoor 95208 Chief General Manager Fin and Accts GVR Infra Projects Ltd. 09-11-2017 Valid in Good Standing823 Chennai D Arulmany NA Business Head Cholamandalam Distribution Services Ltd 31-03-2008 Certification / Renewal Awaited 824 Chennai D Mohanraj 78669 NA Self Employed 15-09-2017 Valid in Good Standing825 Chennai Deepthi Balajee 92323 Professional Assistant Price Waterhouse Coopers 30-03-2017 Valid in Good Standing826 Chennai G Sundararajan 76726 Branch Manager The Royal Bank of Scotland 27-01-2015 Certification / Renewal Awaited 827 Chennai G Thiagarajan 17363 Proprietor Mohnish Investment Center 29-01-2016 Certification / Renewal Awaited 828 Chennai Gananatha Sahu 79025 Deputy Manager HDFC Bank 18-01-2017 Certification / Renewal Awaited 829 Chennai Ganesh Jayaraman 34680 Director Waterfield Advisors P Ltd 13-12-2017 Valid in Good Standing830 Chennai Girish Kumar Walchand 72796 NA Self Employed 23-02-2017 Certification / Renewal Awaited 831 Chennai Gopal N 76917 Investment Advisory Head RBL Bank 10-02-2016 Certification / Renewal Awaited 832 Chennai Gopi Sha T G 80195 NA NA 14-12-2017 Valid in Good Standing833 Chennai Govind Bajaj 15529 NA NA 31-03-2008 Certification / Renewal Awaited 834 Chennai Hari Vijayram 56313 NA Self Employed 05-09-2017 Valid in Good Standing835 Chennai Hariharan Parthasarathy 76627 Financial Planning Consulatant Aviva Life Insurance Company India Ltd 18-05-2017 Valid in Good Standing836 Chennai Harini Rajendran 16458 Vice President Ask Wealth Advisors Pvt Ltd 21-05-2014 Certification / Renewal Awaited 837 Chennai Harish V 62595 Analyst Accenture Credit Services -NA- Certification / Renewal Awaited 838 Chennai Ilangovan I 56352 Principal Retirement Planner Principal Retirement Advisors Pvt Ltd 22-05-2014 Certification / Renewal Awaited 839 Chennai J Ganesh Kumar 80164 Relationship Manager ING Vysya Bank 12-08-2017 Valid in Good Standing840 Chennai J Krishna Kumar 14810 Manager Sandilya and Co 31-03-2009 Certification / Renewal Awaited 841 Chennai Jaidev Baalajee T 75883 Processing Officer CAMS 04-02-2016 Certification / Renewal Awaited 842 Chennai Jawaharlal M Sheth 17410 Proprietor Aarti Enterprises 31-03-2011 Certification / Renewal Awaited 843 Chennai Jayabala S D 33077 Deputy Manager State Bank of India 07-11-2017 Valid in Good Standing844 Chennai K Dayalan 32719 Chief Manager State Bank of India 13-12-2017 Valid in Good Standing845 Chennai K R Prakash 30755 Manager Anandrathi Financial services 26-02-2016 Certification / Renewal Awaited 846 Chennai K Ramalingam 19265 Managing Director Holistic Investment Planners Pvt Ltd 30-03-2017 Valid in Good Standing847 Chennai K Sudha Kumar 14427 Director Harmoney Wealth Advisory Services India Pvt Ltd 31-03-2017 Valid in Good Standing848 Chennai Kamalalingam Selvarajan 58624 Director Victory Investment & Insurance Services 28-02-2018 Valid in Good Standing849 Chennai Karthikeyan B 77369 NA NA 25-11-2016 Certification / Renewal Awaited 850 Chennai Karthikeyan E 20916 Financial Planner Ladder7 Financial Advisories 10-09-2015 Certification / Renewal Awaited 851 Chennai Kasthurirangan R Ramalingam 22963 Assistant General Manager State Bank of India 05-03-2014 Certification / Renewal Awaited 852 Chennai Kausik R G 40299 NA NA 27-02-2014 Certification / Renewal Awaited 853 Chennai Kavita Narsimhan 18441 Regional Manager PCG South Cholamandalam Distribution Services Ltd -NA- Certification / Renewal Awaited 854 Chennai Kirouchenamourtty Balasubramanian 32955 Chief Manager State Bank of India 17-02-2015 Certification / Renewal Awaited 855 Chennai Kollata Pavan Kumar 79580 NA NA -NA- Certification / Renewal Awaited 856 Chennai Kothenath Bhaskaran Rajasekhar 22510 Senior Manager Indian Bank 25-07-2012 Certification / Renewal Awaited 857 Chennai Kousalya Venkataraman 31334 Assistant General Manager State Bank of India 11-10-2011 Certification / Renewal Awaited 858 Chennai Lakshmi Prasanna Vasireddy 55098 Financial Advisor ICICI Prudential Life Insurance Co Ltd 11-06-2013 Certification / Renewal Awaited 859 Chennai Lalitha Jayabalan 63144 Financial Planner MoneyVedam 15-04-2015 Certification / Renewal Awaited 860 Chennai M Bapuji 14415 NA Self Employed 31-03-2008 Certification / Renewal Awaited 861 Chennai M Janardhanan 16517 Business Finance Manager Rentokil India Pvt Ltd 30-03-2014 Certification / Renewal Awaited 862 Chennai M Rosary Uthaya 22980 Manager Bajaj Allianz Life Insurance Company Ltd 17-12-2013 Certification / Renewal Awaited

863 Chennai M S Suresh 17504 Proprietor Aishwarya Success Solutions 19-09-2017 Valid in Good Standing864 Chennai M Vinoth Kumar 85412 Senior Associate JM Financial Services Ltd. 29-11-2017 Valid in Good Standing865 Chennai Madhavan Kizhekkekalathil 18431 Partner Maze Enterprises 19-02-2018 Valid in Good Standing866 Chennai Mahesh Santhanagopalan 16524 NA Self Employed 31-03-2015 Certification / Renewal Awaited 867 Chennai Malini Rajagopal 85894 Branch Manager State Bank of India 23-12-2017 Valid in Good Standing868 Chennai Manivannan Rajendran 35326 Relationship Manager Axis Bank 17-10-2017 Valid in Good Standing869 Chennai Marucheety Narayana Babu Seshiah 22979 Personal Financial Planner Matrix 30-03-2012 Certification / Renewal Awaited 870 Chennai Masilamani R Raghupathy 22994 NA Self Employed 20-09-2017 Valid in Good Standing871 Chennai Mayank Kabra 56180 Assistant General Manager Express Publications (Madurai) Ltd. -NA- Certification / Renewal Awaited 872 Chennai Mohammed Naveed Hussain K 71856 Associate Director Standard of Chartered Bank 27-12-2017 Valid in Good Standing873 Chennai Mohan S 47658 Assistant General Manager State Bank of India 12-01-2015 Certification / Renewal Awaited 874 Chennai Muthukrishnan D 16875 Chief Financial Planner Wise Wealth Advisors 31-03-2017 Valid in Good Standing875 Chennai N V R Ravi Prakasham 15582 proprietor Chendur financial planners 31-03-2013 Certification / Renewal Awaited 876 Chennai Narayan Gowri Sanker 49139 Audit Assistant Ghosh Khanna & Co 28-05-2017 Valid in Good Standing877 Chennai Narayanan Raman 29879 Proprietor Travel And Tours 08-04-2017 Valid in Good Standing878 Chennai Natarajan Murali 52297 Branch Manager State Bank of India 02-01-2013 Certification / Renewal Awaited 879 Chennai Natarajan Venkatasubramanian 47274 CEO Stepahead Financial Solutions 21-11-2017 Valid in Good Standing880 Chennai Neelakandan M S 15265 Head - On Boarding Wealth India Financial Services Pvt Ltd 23-02-2018 Valid in Good Standing881 Chennai Neelakantan Trl 38112 Chief Manager State Bank of India 21-09-2010 Certification / Renewal Awaited 882 Chennai Nipin Hs 48170 Financial Literacy Activity PlannersEye 19-02-2017 Certification / Renewal Awaited 883 Chennai Nishith Baldevdas 54957 Proprietor Shree Financial Counsultancy 13-09-2017 Valid in Good Standing884 Chennai Nithiyaa P V 83685 Paid Assisstane SNB Associates 20-12-2017 Valid in Good Standing885 Chennai P Venkatesh 52589 Manager - Operations Metis Family Office Services Pvt Ltd 25-07-2017 Valid in Good Standing886 Chennai Padhmanabhan Arumugam 55706 Insurance Advisor LIC of India 23-09-2014 Certification / Renewal Awaited 887 Chennai Padma Ck 57102 NA Self Employed 08-05-2017 Valid in Good Standing888 Chennai Paresh Kumar Swain 76844 Regional Manager SBI Life Insurance Co. Ltd. 09-02-2018 Valid in Good Standing889 Chennai Parthasarathy Suresh 18223 Properitor Fouress Financial Services 31-03-2017 Valid in Good Standing890 Chennai Prabakaran Jayaraman 48787 Chief Manager Max Life Insurnace 15-11-2017 Valid in Good Standing891 Chennai Prakashnie Murugeson 57902 Financial Advisor ICICI Prudential Life Insurance Co Ltd 24-01-2018 Valid in Good Standing892 Chennai R Krishnamurthy NA Managing Director Watson Wyatt Insurance Consulting Pvt Ltd 31-03-2006 Certification / Renewal Awaited 893 Chennai R M Murugan 16639 Senior Manager Bajaj Capital Ltd 28-09-2017 Valid in Good Standing894 Chennai R Madhupriya 16640 Financial Advisor Max New York Life Insurance Co Ltd 01-04-2010 Certification / Renewal Awaited 895 Chennai R Manuneedhi Cholan Ramalingam 23060 Personal Financial Consultant Freelancer 12-08-2010 Certification / Renewal Awaited 896 Chennai R Murali 24900 Manager State Bank of India 31-03-2013 Certification / Renewal Awaited 897 Chennai R Muthu Irlandy Irlandy 21167 NA Self Employed 12-12-2016 Certification / Renewal Awaited 898 Chennai Raghvnathan Varadarajan 68495 Proprietor RV Associates 27-05-2017 Valid in Good Standing899 Chennai Rahul Jyothi Kumaran 51500 Head - Wealth Advisory Services Sundaram Finance Ltd 23-09-2017 Valid in Good Standing900 Chennai Rajesh Kuppuswamy 92476 Associate Vice President SBI Card 27-12-2017 Valid in Good Standing901 Chennai Rajesh Rajgopal 59593 Associate Vice President Religare Wealth Management Ltd 04-12-2017 Valid in Good Standing902 Chennai Ramachandran B 78568 CLUSTER MANAGER Sbicap Securities Ltd. 07-10-2017 Valid in Good Standing903 Chennai Ramakrishnan N R 24974 Head - HR SBI Funds Management Pvt Ltd 03-09-2017 Valid in Good Standing904 Chennai Ramanathan D 86242 Head Sales Marketing Shriram Asset Management Co Ltd 14-03-2017 Valid in Good Standing905 Chennai Ramesh K Bhat 38381 CEO Aniram 24-01-2018 Valid in Good Standing906 Chennai Ramesh Valiya Naduvath 48313 HEAD OF ESTABLISHMENT QAE( N) -NA- Certification / Renewal Awaited 907 Chennai Ranganath Muthu 76677 Professor SSN College of Engineering 21-01-2018 Valid in Good Standing908 Chennai Ranganathan S 56362 Zonal Sales Manager ICICI Bank Limited 06-08-2017 Valid in Good Standing909 Chennai Ranjith Kumar 28456 NA NA -NA- Certification / Renewal Awaited 910 Chennai Renu Maheshwari 14633 Consultant Finscholarz 09-07-2017 Valid in Good Standing911 Chennai Ruchika G Bhattad 25051 Asst Senior Manager American Express Bank Ltd -NA- Certification / Renewal Awaited 912 Chennai S Lakshminarayanamoorthy 20297 Chief Manager State Bank of India 05-03-2017 Certification / Renewal Awaited 913 Chennai S N Mukundhan 28687 NA Self Employed 13-10-2013 Certification / Renewal Awaited 914 Chennai S Ramachandran 68493 Vice President Karvy Stock Broking Ltd 06-10-2017 Valid in Good Standing915 Chennai Sai B Pragnesh 20763 Chief Mentor Asset Mentors 29-09-2017 Valid in Good Standing916 Chennai Sailesh S 55352 Business Manager Everglades Holdings & Finance Pvt Ltd 29-09-2017 Valid in Good Standing917 Chennai Samuel Ezra Chakkaravarthy 63031 Founder Glory Advisory 21-07-2017 Valid in Good Standing918 Chennai Sandhya Satyanarayan Trivedi 52445 Deputy Manager - Credit HDFC Bank Ltd 30-10-2014 Certification / Renewal Awaited 919 Chennai Sangeetha Jain 73305 Chief Manager ICICI Bank Limited 23-02-2018 Valid in Good Standing920 Chennai Sangeetha P 30182 NA NA 13-01-2018 Valid in Good Standing921 Chennai Saravanan Sundaresan 20299 Proprietor My Wise Money 10-04-2017 Valid in Good Standing922 Chennai Sathish K 18182 Service Equity and Debt ICICI Secuirties Primary Dealership Ltd 25-12-2017 Valid in Good Standing923 Chennai Sathish Kumar 57239 Regional Product Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 924 Chennai Sathyamoorthy N 23262 Research Analyst Cholamandalam Distribution Services Ltd 13-05-2017 Valid in Good Standing925 Chennai Satish Kumar R K 16070 Credit Manager ICICI Bank Ltd 31-03-2007 Certification / Renewal Awaited 926 Chennai Satya Narayan Yadaw 39681 Manager Financial Planning Sai Securities & Consultants Pvt Ltd -NA- Certification / Renewal Awaited 927 Chennai Senthamarai Radhakrishnan 28467 Founder Best Wealth Harvest 16-12-2012 Certification / Renewal Awaited 928 Chennai Senthil Arumugam Kannan 51515 Manager State Bank of India 05-05-2012 Certification / Renewal Awaited 929 Chennai Senthil Kumar 31257 Lead - Business Analyst The Royal Bank Of Scotland 13-11-2017 Valid in Good Standing930 Chennai Senthil R 46666 Senior Vice President Vizza Advisory Services Pvt Ltd 07-02-2016 Certification / Renewal Awaited 931 Chennai Senthil Rajan C 29675 Regional Head Sales ICICI Bank Limited 30-03-2017 Valid in Good Standing932 Chennai Seyyanur Venkatesan Suganya 46351 NA Self Employed 26-07-2017 Valid in Good Standing933 Chennai Shamala S 61572 Assistant Manager Credit Cards Operations HDFC Bank Ltd -NA- Certification / Renewal Awaited 934 Chennai Shankar S 35929 Financial Advisor and Partner Credo Capital 24-05-2017 Valid in Good Standing

935 Chennai Shanmugam Pakkiya Durai 43283 Area Manager - Wealth Vizza Advisory Services Pvt Ltd 15-02-2015 Certification / Renewal Awaited 936 Chennai Shanmugam S B 57035 Partner Shan Wealth 22-04-2013 Certification / Renewal Awaited 937 Chennai Shiyam Sundar T 89233 BRANCH MANAGER ICICI Securities Ltd 09-12-2017 Valid in Good Standing938 Chennai Shobana Srinivasan 15365 Portfolio Manager and Financial Advisor Subash Stocks & Shares P Ltd 10-09-2013 Certification / Renewal Awaited 939 Chennai Shriram Ananthanarayanan 52621 Relationship Manager Metis Family Office Services Pvt Ltd 04-07-2015 Certification / Renewal Awaited 940 Chennai Shunmugam Pg 14866 Vice President UTI AMC Ltd 31-03-2016 Certification / Renewal Awaited 941 Chennai Sinduja Natarajan 40057 NA NA -NA- Certification / Renewal Awaited 942 Chennai Siva Kumar Rajappan 81914 Assistant Systems Engineer Associate Module Leader Associate Manager TCS CTS Wipro CSC -NA- Certification / Renewal Awaited 943 Chennai Soumya Ramalingam 23891 Chief Financial Planner Ensignn 18-05-2017 Valid in Good Standing944 Chennai Sridevi Ganesh 18730 Head - Financial Planning Chamomile Investment Consultants 31-03-2017 Valid in Good Standing945 Chennai Srinivasa Gopalan Padmanabha Iyengar 31981 Visiting Faculty IL&FS Securities Services Ltd 11-10-2011 Certification / Renewal Awaited 946 Chennai Srinivasan Kathan 35593 Manager State Bank of India 15-02-2011 Certification / Renewal Awaited 947 Chennai Srinivasan R 55587 Proprietor Sri Financial Advisory Services 17-04-2017 Valid in Good Standing948 Chennai Srinivasan V M 15391 NA NA 31-03-2008 Certification / Renewal Awaited 949 Chennai Sriram Kommana 97600 Associate Director HSBC -NA- Certification / Renewal Awaited 950 Chennai Subbaiah S 20378 Proprietor Adept Asset Advisors 05-03-2017 Certification / Renewal Awaited 951 Chennai Subhash Un 23896 Branch Manager Altos Advisory Services Ltd 12-05-2017 Valid in Good Standing952 Chennai Subramanian Venkatakrishnan 39177 Manager Sundaram Clayton Ltd 10-02-2017 Certification / Renewal Awaited 953 Chennai Subramanyam V 17938 Certified Financial Consultant HDFC Standard Life Insurance Co Ltd -NA- Certification / Renewal Awaited 954 Chennai Sudhakar C V 59059 Relationship Manager Sharekhan Ltd. -NA- Certification / Renewal Awaited 955 Chennai Suman Rajaram 15690 NA NA -NA- Certification / Renewal Awaited 956 Chennai Suman S Chakravarthy 30278 Private Banker Axis Bank 30-03-2017 Valid in Good Standing957 Chennai Sunilkumar Janakiraman 78559 Business Manager Remsun Financial Advisors 11-10-2017 Valid in Good Standing958 Chennai Sunkara Venkata Krishna Rao 56744 Regional Head - Investment Products Mahindra & Mahindra Financial Services Ltd 20-09-2016 Certification / Renewal Awaited 959 Chennai Surendra Mani 30269 Financial Consultant Funds India 17-08-2017 Valid in Good Standing960 Chennai Swati Sahal 25054 Asst Senior Manager American Express Bank Ltd -NA- Certification / Renewal Awaited 961 Chennai Swethambari Andagudi Ravishankar 73533 NA NA -NA- Certification / Renewal Awaited 962 Chennai Syed Eajaz Hussain 39620 NA Self Employed 04-12-2017 Valid in Good Standing963 Chennai Syed Shameel M 70285 Equity Advisor Edelweiss Group 25-03-2014 Certification / Renewal Awaited 964 Chennai T Baskaran Thirugnanam 17804 Manager Tnsc Bank Ltd 31-03-2016 Certification / Renewal Awaited 965 Chennai T Durgaibalan 58738 Insurance Advisor Life Insurance Corporation of India 07-10-2017 Valid in Good Standing966 Chennai T Rajan 42231 Director Holistic Investment Planners Pvt Ltd 14-10-2017 Valid in Good Standing967 Chennai T S Sreenivasan 17134 Associate Vice President UTI AMC Ltd 31-03-2017 Valid in Good Standing968 Chennai Thangamani S 85478 Agent Life Insurance Corporation of India 05-12-2017 Valid in Good Standing969 Chennai Thanigaimani N V 25055 Deputy General Manager HCL Technologies Ltd 31-03-2013 Certification / Renewal Awaited 970 Chennai Thevindriya V Sivakumar 30865 Assistant Vice President UTI MUTUAL AMC LTD 01-07-2014 Certification / Renewal Awaited 971 Chennai Thomas T Simon 76842 Assistant Vice President Royal Bank Of Scotland 09-02-2018 Valid in Good Standing972 Chennai V Krishna Prasad 63354 Vice President Trustplutus Wealth Managers (I) Pvt Ltd 14-05-2015 Certification / Renewal Awaited 973 Chennai V Ramakrishnan 14131 Senior Vice President Bajaj Capital Ltd 31-03-2017 Valid in Good Standing974 Chennai V Sankar 14685 Chief Financial Planner Sankalp Financial Planners 30-03-2017 Valid in Good Standing975 Chennai Vageesh R S 23913 NA NA -NA- Certification / Renewal Awaited 976 Chennai Vairavan Lakshmanan 40588 Finance Executive Tamilselvan & Company -NA- Certification / Renewal Awaited 977 Chennai Vaishnavi Sampath 71973 Research Analyst Success & Joy 06-05-2016 Certification / Renewal Awaited 978 Chennai Vanaja Sankar 36319 Field Controller IMRB International 14-12-2015 Certification / Renewal Awaited 979 Chennai Vandana Ravindranath 23914 Core Financial Advisor Met Life India Insurance Co Ltd 10-03-2016 Certification / Renewal Awaited 980 Chennai Vasanthi Rawat 52979 NA Self Employed 09-03-2016 Certification / Renewal Awaited 981 Chennai Vasudevan A P 38517 Director Optima Financial Solutions Pvt Ltd 15-10-2013 Certification / Renewal Awaited 982 Chennai Venkatesh Balasubramaniam 17147 Deputy Manager State Bank of India 31-03-2014 Certification / Renewal Awaited 983 Chennai Venkateswaran Muthukrishnan 69979 Founder & CEO Acuwealth Advisors 21-02-2018 Valid in Good Standing984 Chennai Venkatraman Girivasan 68807 Deputy General Manager State Bank of India 10-06-2017 Valid in Good Standing985 Chennai Venkitesh Krishnan 24844 Director - Sales IVY Mobiltity 31-03-2012 Certification / Renewal Awaited 986 Chennai Vijay P Kankaria 18247 Proprietor Kamadhenu Corporations 31-03-2012 Certification / Renewal Awaited 987 Chennai Vijayalakshmi Yanmantram 49624 Proprietor Sri Krishna Capital 22-04-2017 Valid in Good Standing988 Chennai Vikash Goyal 52538 Vice President Classle Knowldege Pvt Ltd 09-05-2015 Certification / Renewal Awaited 989 Chennai Vinotha Raja 29878 Accounts Assistant Quasar Consultancy Limited -NA- Certification / Renewal Awaited 990 Chennai Vivek Karwa 21492 CEO Vridhi Group 15-04-2017 Valid in Good Standing991 Chennai Vivek Sashikumar 23928 IFA Growth Financial Services 05-04-2017 Valid in Good Standing992 Chennai Zachariah Mathew 44883 Financial Advisor Zara Financial Consultant 24-09-2017 Valid in Good Standing993 Chinsurah Amit Banerjee 28282 DP - HEAD AN Capital Markets Ltd 20-05-2011 Certification / Renewal Awaited 994 Chintamani Aswath Kumar 28715 Development Officer LIC of India 18-01-2015 Certification / Renewal Awaited 995 Chintamani T R Prabhakar 22787 Managing Partner Shree Online Services 31-12-2009 Certification / Renewal Awaited 996 Chirawa Vishesh Jangid 65656 NA NA -NA- Certification / Renewal Awaited 997 Cochin C J George 24838 Managing Director Geojit BNP Paribas Financial Services Ltd 31-03-2017 Valid in Good Standing998 Cochin Ranjith V M 36315 Sales Manager AVIVA Life Insurance 22-04-2016 Certification / Renewal Awaited 999 Coimbatore Devi Rangaraj 78356 Relationship Manager HDFC Securities Ltd. 19-04-2017 Valid in Good Standing

1000 Coimbatore Gayathri Vijaya Prasad 21616 NA NA -NA- Certification / Renewal Awaited 1001 Coimbatore Harini Ramachandran 50657 NA NA 30-12-2015 Certification / Renewal Awaited 1002 Coimbatore J Karthikeyan 50252 Manager Axis Bank Ltd. 04-03-2018 Valid in Good Standing1003 Coimbatore Jyoti Nilesh Shah 39039 Partner Sangam Financial Services 15-02-2017 Certification / Renewal Awaited 1004 Coimbatore Karthikeyan Jawahar 19270 Director Research and Consulting Finerva Financial Solutions Pvt Ltd 27-01-2015 Certification / Renewal Awaited 1005 Coimbatore Karthikeyan S 32120 Financial Planner Prime Financial Planners 30-01-2018 Valid in Good Standing1006 Coimbatore KASI C 29905 NA NA -NA- Certification / Renewal Awaited

1007 Coimbatore Mohan B 14445 CEO Saima Financial Planning 30-03-2018 Valid in Good Standing1008 Coimbatore Nallasamy V 19710 Financial Planner Qualified Financial Systems 23-06-2017 Valid in Good Standing1009 Coimbatore Priyesh Kannan 45706 NA Self Employed 04-07-2014 Certification / Renewal Awaited 1010 Coimbatore Sivakumar Natarajan 78565 Asst General Manager State Bank of India 28-04-2017 Valid in Good Standing1011 Coimbatore Sri Kanth 55953 Financial Advisor S & S Wealth Advisors 02-04-2016 Certification / Renewal Awaited 1012 Coimbatore Sridhar Venkataraman 68772 Assistant General Manager State Bank of India 02-04-2017 Valid in Good Standing1013 Coimbatore Varadarajan Srinivasan 14476 Partner Fiducial Financials 31-03-2017 Valid in Good Standing1014 Coimbatore Venkata Krishna S 52580 Special Assistant State Bank of India 10-07-2015 Certification / Renewal Awaited 1015 Cuttack Dhananjay Banthia 60368 Branch Head Reliance Securities Ltd 29-10-2017 Valid in Good Standing1016 Dahod Ketan Chandravadan Parmar 60731 NA Self Employed 23-02-2015 Certification / Renewal Awaited 1017 Daman Raja Dutta 52278 NA Self Employed 15-01-2015 Certification / Renewal Awaited 1018 Darbhanga Pravin Bhushan 17916 Chartered Accountants S K Nayak & Co 08-08-2018 Valid in Good Standing1019 Davanagere Karur Nagaraja 20921 Consultant Trainer Life Insurance Corporation of India 03-01-2018 Valid in Good Standing1020 Davanagere Ramesh Hegde 44166 Proprietor HEGDE Financial Planning Serivces 01-12-2017 Valid in Good Standing1021 Deesa Payal Rajubhai Agrawal 37952 NA NA -NA- Certification / Renewal Awaited 1022 Dehra Dun Alok Kumar 15847 AVP Financial Planning Standards Board India 31-03-2017 Valid in Good Standing1023 Dehra Dun Mohit K Agarwal 24749 Partner The Financial Planners 23-08-2017 Valid in Good Standing1024 Dehra Dun Mrinal Bhadula 58806 NA NA -NA- Certification / Renewal Awaited 1025 Dehra Dun Neelam Veersen Jain 47416 Customer Service Executive IDBI Bank 15-12-2016 Certification / Renewal Awaited 1026 Dehra Dun Rakesh Kumar Jain 46045 NA Self Employed 08-05-2017 Valid in Good Standing1027 Dehra Dun Sachin Upreti 83719 NA Self Employed 15-09-2016 Certification / Renewal Awaited 1028 Dehra Dun Sumit Mahendru 23936 Financial Services Consultant ICICI Prudential Life Insurance Co Ltd 04-03-2011 Certification / Renewal Awaited 1029 Dehra Dun Sunil K Garg 35902 Chief Manager State Bank of India 31-01-2011 Certification / Renewal Awaited 1030 Dehra Dun Vikram Singh Bisht 22819 DEPUTY MANAGER State Bank of India 15-07-2010 Certification / Renewal Awaited 1031 Dehra Dun Vishal Rana 42123 Relationship Manager Birla Sun Life Insurance Co Ltd 15-09-2016 Certification / Renewal Awaited 1032 Dehra Dun Santosh Thapliyal 43105 NA Self Employed 07-12-2017 Valid in Good Standing1033 Dehradun Sandeep Khurana 35408 Deputy Manager State Bank of India 18-07-2011 Certification / Renewal Awaited 1034 Delhi Aastha Gurnani 32985 NA NA -NA- Certification / Renewal Awaited 1035 Delhi Abhay Verma 23230 NA NA -NA- Certification / Renewal Awaited 1036 Delhi Abhishek Khandelwal 47551 Accounts Manager Accounts & Tax Consultancy Services 09-11-2017 Valid in Good Standing1037 Delhi Ajay Agarwal 29679 Investment Counselor ICICI Bank Ltd 17-02-2012 Certification / Renewal Awaited 1038 Delhi Ajay Jha 95918 Senior Cluster Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 1039 Delhi Akash Sood 54367 Dy Manager State Bank of India -NA- Certification / Renewal Awaited 1040 Delhi Akhil Bhardwaj 71927 NA NA -NA- Certification / Renewal Awaited 1041 Delhi Akshay Nagpal 61013 AVP - Sales Kotak Mahindra AMC Ltd 25-11-2013 Certification / Renewal Awaited 1042 Delhi Allan Shepherd 29751 NA NA -NA- Certification / Renewal Awaited 1043 Delhi Aman Gupta 20660 Director Incredible Advisory Services Pvt Ltd 15-05-2014 Certification / Renewal Awaited 1044 Delhi Aman Gupta 23325 Accounts Head Chirag Marketing Private Limited -NA- Certification / Renewal Awaited 1045 Delhi Amit Bansal 23328 NA NA -NA- Certification / Renewal Awaited 1046 Delhi Amit Khandelwal 23305 Asst Manager Bajaj Capital Ltd 20-10-2010 Certification / Renewal Awaited 1047 Delhi Amit Kumar Srivastava 37992 NA NA -NA- Certification / Renewal Awaited 1048 Delhi Anirudh Mehra 15762 Manager DSP BlackRock Investment Managers Pvt Ltd 11-07-2012 Certification / Renewal Awaited 1049 Delhi Anjali Gupta 81280 NA NA -NA- Certification / Renewal Awaited 1050 Delhi Ankit Dixit 57464 Relationship Executive HDFC Asset Management Company Limited -NA- Certification / Renewal Awaited 1051 Delhi Ankit Khandelwal 23743 NA NA -NA- Certification / Renewal Awaited 1052 Delhi Anshika Mehra 18313 Financial Planning Analyst Ameriprise India Pvt Ltd 12-07-2014 Certification / Renewal Awaited 1053 Delhi Anshuman Garg 16843 General Manager Anthem Infrastructure Pvt Ltd 31-03-2018 Valid in Good Standing1054 Delhi Anshuman Pandey 44456 NA NA -NA- Certification / Renewal Awaited 1055 Delhi Anup Ranjan Das 48391 NA NA -NA- Certification / Renewal Awaited 1056 Delhi Anurag Anand 57700 NA NA -NA- Certification / Renewal Awaited 1057 Delhi Anurag Upadhyay 40475 NA NA -NA- Certification / Renewal Awaited 1058 Delhi Anurag Verma 29048 Officer Can Fin Homes Ltd 15-11-2013 Certification / Renewal Awaited 1059 Delhi Anviksha Sharma 20720 NA NA -NA- Certification / Renewal Awaited 1060 Delhi Apratim Biswas 39285 Vice President HSBC Ltd 07-02-2012 Certification / Renewal Awaited 1061 Delhi Aravindakshan K 30355 Manager State Bank of Travancore 24-08-2014 Certification / Renewal Awaited 1062 Delhi Arnav Singal 20722 Associate Pioneer Client Associates -NA- Certification / Renewal Awaited 1063 Delhi Arun Kumar Aggarwal 73464 Assistant General Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 1064 Delhi Arun Kumar Goel 17973 Senior Manager State Bank of Patiala 31-03-2014 Certification / Renewal Awaited 1065 Delhi Ashish Gupta 19974 Dy Manager State Bank Of India -NA- Certification / Renewal Awaited 1066 Delhi Ashish Jain 22399 NA NA -NA- Certification / Renewal Awaited 1067 Delhi Ashish Thakral 22402 Manager Axis Bank Ltd 01-07-2014 Certification / Renewal Awaited 1068 Delhi Ashutosh Kr Sharma 20742 Branch Manager State Bank of India -NA- Certification / Renewal Awaited 1069 Delhi Ashutosh Kumar 31600 NA NA -NA- Certification / Renewal Awaited 1070 Delhi Ashwani Kumar Sharma 38277 ARM India Infoline Securities Ltd 06-08-2014 Certification / Renewal Awaited 1071 Delhi Barkha Dua 47798 NA NA -NA- Certification / Renewal Awaited 1072 Delhi Bhagwat S Bhandari 20493 Faculty Blb Institute of Financial markets -NA- Certification / Renewal Awaited 1073 Delhi Bharat Singhal 73841 Relationship Manager Indian Infoline Ltd. -NA- Certification / Renewal Awaited 1074 Delhi Bhoomika Mittal 24066 NA NA -NA- Certification / Renewal Awaited 1075 Delhi C Prabhu 38256 MARKETING EXECUTIVE CHOLA BUSINESS SERVICES LTD. 30-03-2013 Certification / Renewal Awaited 1076 Delhi Charu Kaushik 18359 Vice President - Trainings and Content ACE School for Professional Studies 27-02-2015 Certification / Renewal Awaited 1077 Delhi Chatter Singh Maloo 51686 Money Manager Unicon Securities Pvt. Ltd. -NA- Certification / Renewal Awaited 1078 Delhi Chetan Kumar 28394 Director Logix Corporate Solutions Pvt Ltd 24-09-2014 Certification / Renewal Awaited

1079 Delhi Chirag Thakkar 29055 Manager ICICI Lombard 10-02-2011 Certification / Renewal Awaited 1080 Delhi Chittaranjan Sahu 20798 deputy manager state bank of india -NA- Certification / Renewal Awaited 1081 Delhi Daksh Chhabra 20800 Business Development Executive BLB Institute of Financial Markets Ltd. 26-12-2013 Certification / Renewal Awaited 1082 Delhi Debashish Sarangi 44180 NA NA -NA- Certification / Renewal Awaited 1083 Delhi Debasish Bhattacharya 15223 Senior Content Developer BLB Institute of Financial Markets 31-03-2010 Certification / Renewal Awaited 1084 Delhi Deepak Vyas 17340 Business Manager Best Computer Supplies 12-03-2014 Certification / Renewal Awaited 1085 Delhi Deepika Khattar 22912 Assistant Manager Aircel Limited 09-05-2012 Certification / Renewal Awaited 1086 Delhi Devinder Kumar 21597 VICE PRESIDENT SBI Funds Management Pvt Ltd 16-04-2011 Certification / Renewal Awaited 1087 Delhi Devinder Singh 15504 Vice Pesident and Chief Manager UTI Mutual Fund 31-03-2009 Certification / Renewal Awaited 1088 Delhi Dinesh C Misra 20036 Asst General Manager State Bank of India 16-04-2010 Certification / Renewal Awaited 1089 Delhi Divanshu Jain 28446 NA NA -NA- Certification / Renewal Awaited 1090 Delhi Divya Sobti 16435 Wealth Manager ICICI Securities Ltd 17-02-2014 Certification / Renewal Awaited 1091 Delhi Emon Sarkar 42495 NA NA -NA- Certification / Renewal Awaited 1092 Delhi Farheen Fatima 29375 Finance Executive Envirotech Engineers 30-03-2011 Certification / Renewal Awaited 1093 Delhi Gagandeep S Sason 31460 NA NA -NA- Certification / Renewal Awaited 1094 Delhi Garima Bagai 84636 NA NA -NA- Certification / Renewal Awaited 1095 Delhi Garima Chadha 28505 NA NA -NA- Certification / Renewal Awaited 1096 Delhi Gaurav Gahlout 69891 Training Manager DLF Pramerica Life Insurance Co Ltd 15-04-2014 Certification / Renewal Awaited 1097 Delhi Gaurav Gupta 36268 Assistant Manager BDO Haribhakti Consulting (P) Ltd. -NA- Certification / Renewal Awaited 1098 Delhi Gaurav Khandelwal 67797 NA NA -NA- Certification / Renewal Awaited 1099 Delhi Gaurav Singla 20846 Project Manager N Sight Consulting 10-02-2015 Certification / Renewal Awaited 1100 Delhi Gaurav Taneja 66539 Manager ICICI Securities Ltd 14-10-2014 Certification / Renewal Awaited 1101 Delhi Gautam Chikermane 24789 New Media Director Relaince Industries Ltd. 31-03-2017 Valid in Good Standing1102 Delhi Happy Kumar Munjal 30830 Articleship Of Chartered Accountant V.P. GUPTA & CO. -NA- Certification / Renewal Awaited 1103 Delhi Harbinder S Mehra 16187 CEO Pensionindia.Com 21-01-2012 Certification / Renewal Awaited 1104 Delhi Hari Om 20453 NA NA -NA- Certification / Renewal Awaited 1105 Delhi Harish Banga 16459 NA NA -NA- Certification / Renewal Awaited 1106 Delhi Harish Kumar Arora 92995 Financial Consultant Self-Employed 29-09-2017 Valid in Good Standing1107 Delhi Harish Kumar Rajpal 22475 NA NA -NA- Certification / Renewal Awaited 1108 Delhi Hemant Sharma 16463 Senior Advisor TATA AIG Life Insurance Co. Ltd -NA- Certification / Renewal Awaited 1109 Delhi Hemendra Sankhla 22944 Assistant Manager State Bank of India 07-04-2010 Certification / Renewal Awaited 1110 Delhi Himanshu Butta 80019 NA NA -NA- Certification / Renewal Awaited 1111 Delhi Himanshu Vashisht 23695 Assistant Manager Internal Audit Pacl India Limited -NA- Certification / Renewal Awaited 1112 Delhi Hitesh Arora 45899 NA NA -NA- Certification / Renewal Awaited 1113 Delhi Hitesh Goel 30898 NA NA -NA- Certification / Renewal Awaited 1114 Delhi Hitesh Wadhwa 16469 NA NA -NA- Certification / Renewal Awaited 1115 Delhi Indumitra Bhardwaj 47109 NA NA -NA- Certification / Renewal Awaited 1116 Delhi Jaldeep Singh Bedi 58308 Deputy Manager Elite Wealth Advisors Ltd 01-02-2018 Valid in Good Standing1117 Delhi Jasbir Singh 20077 Accounts Executive Religare Securities Ltd 11-03-2011 Certification / Renewal Awaited 1118 Delhi Jaspreet Singh Thukral 84638 NA NA -NA- Certification / Renewal Awaited 1119 Delhi Jatin Khurana 15540 Director Grih Lakshmi Leasing Co Pvt Ltd 31-03-2015 Certification / Renewal Awaited 1120 Delhi Jayashree Balaji 22954 Assistant Manager State Bank of India 19-09-2013 Certification / Renewal Awaited 1121 Delhi Jitendra Satija 21640 NA NA -NA- Certification / Renewal Awaited 1122 Delhi Juliana Pamei 46902 NA NA -NA- Certification / Renewal Awaited 1123 Delhi Jyoti Bajaj 90259 Assistant Manager Serco BPO Pvt Ltd -NA- Certification / Renewal Awaited 1124 Delhi Kamal K Sharma 22513 NA NA -NA- Certification / Renewal Awaited 1125 Delhi Kanchan Bamrara 51009 NA NA -NA- Certification / Renewal Awaited 1126 Delhi Kanshika Malhotra 29357 NA NA -NA- Certification / Renewal Awaited 1127 Delhi Kapil Gupta 19658 Asst Vice President O J Financial Services Ltd 18-07-2011 Certification / Renewal Awaited 1128 Delhi Kapil Gupta 73671 Assistant Manager Genpact India -NA- Certification / Renewal Awaited 1129 Delhi Kapil Jain 23662 Insurance Advisor ICICI Prudential Life Insurance Co Ltd 06-07-2010 Certification / Renewal Awaited 1130 Delhi Kapil Khanna 30783 TERRITORY Business MANAGER AstraZeneca 02-07-2010 Certification / Renewal Awaited 1131 Delhi Karan Kapoor 18436 Research Analyst Invest Shoppe India Ltd. -NA- Certification / Renewal Awaited 1132 Delhi Kavita Rai 22518 Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 1133 Delhi Kuldeep Thareja 24202 NA NA -NA- Certification / Renewal Awaited 1134 Delhi Kumar Vaibhav 16508 Manager Research Invest Shoppe India Ltd. -NA- Certification / Renewal Awaited 1135 Delhi Lalit Dhingra 16511 NA NA 31-03-2008 Certification / Renewal Awaited 1136 Delhi Lokesh Singhi 20529 NA NA -NA- Certification / Renewal Awaited 1137 Delhi Mahesh Karnani 23666 NA NA -NA- Certification / Renewal Awaited 1138 Delhi Malvika Kapoor 78082 NA NA -NA- Certification / Renewal Awaited 1139 Delhi Mandhata Sharma 43910 NA NA -NA- Certification / Renewal Awaited 1140 Delhi Manish Asthana 20454 Financial Analyst American Express (I) Pvt Ltd -NA- Certification / Renewal Awaited 1141 Delhi Manish Dua 44968 Operation support Executive Indus Valley Partners -NA- Certification / Renewal Awaited 1142 Delhi Manish Kumar 90029 NA NA -NA- Certification / Renewal Awaited 1143 Delhi Manish Sharma 51634 Assitance Partner Lalit Aggarwal & Company -NA- Certification / Renewal Awaited 1144 Delhi Manisha Rani Maurya 47388 Dy Manager State Bank of India 12-12-2011 Certification / Renewal Awaited 1145 Delhi Manoj K Barik 19694 Product Manager Ritu Nanda Insurance Services Pvt Ltd 26-03-2011 Certification / Renewal Awaited 1146 Delhi Manoj Kumar Saxena 20143 NA NA -NA- Certification / Renewal Awaited 1147 Delhi Mansi Singh 18482 NA NA -NA- Certification / Renewal Awaited 1148 Delhi Mayank Goel 40611 NA NA -NA- Certification / Renewal Awaited 1149 Delhi Mayank Gupta 20992 NA NA -NA- Certification / Renewal Awaited 1150 Delhi Mayank Kumar Bhatt 48538 NA NA -NA- Certification / Renewal Awaited

1151 Delhi Mayank Varshney 90032 NA NA -NA- Certification / Renewal Awaited 1152 Delhi Medha Mehta 46906 NA NA -NA- Certification / Renewal Awaited 1153 Delhi Meenakshi Shankar 32659 Deputy Manager State Bank of India 03-12-2013 Certification / Renewal Awaited 1154 Delhi Mohit Mahajan 18095 Assistant Manager Genpact India -NA- Certification / Renewal Awaited 1155 Delhi Mohit Mehra 86915 NA NA -NA- Certification / Renewal Awaited 1156 Delhi Mona G Bhatia 23818 Manager GE Capital International Services 09-03-2012 Certification / Renewal Awaited 1157 Delhi Monica Anand 57689 Reginal Product Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 1158 Delhi Mukesh Hiranandani 28472 Customer Service Associate Fidelity International -NA- Certification / Renewal Awaited 1159 Delhi Munish Khurana 14327 Director Grih Lakshmi Leasing Co Pvt Ltd 31-03-2015 Certification / Renewal Awaited 1160 Delhi Murli Manohar Mehta 23004 Deputy Manager State Bank of India 27-10-2013 Certification / Renewal Awaited 1161 Delhi Naman Choudhary 28449 NA NA -NA- Certification / Renewal Awaited 1162 Delhi Naman Choudhary 75170 NA NA -NA- Certification / Renewal Awaited 1163 Delhi Naresh Kumar Vashishta 41603 DEPUTY MANAGER State Bank Of India -NA- Certification / Renewal Awaited 1164 Delhi Navdeep Singh Bakshi 20170 Proprietor Investment Point 11-08-2012 Certification / Renewal Awaited 1165 Delhi Naveen Jain 23471 Financial Advisor LIC of India 28-03-2011 Certification / Renewal Awaited 1166 Delhi Navin Holani 20550 NA NA -NA- Certification / Renewal Awaited 1167 Delhi Neeraj Aggarwal 71166 Assistant Vice President Axis Bank Ltd 26-11-2014 Certification / Renewal Awaited 1168 Delhi Neeraj Arora 18510 Research analyst Invest Shoppe India Ltd. -NA- Certification / Renewal Awaited 1169 Delhi Neeraj Gupta 20551 City Head Barclays Bank PLC -NA- Certification / Renewal Awaited 1170 Delhi Neeraj Gupta 50237 Officer ICICI Bank Limited -NA- Certification / Renewal Awaited 1171 Delhi Neeraj Kumar Thapa 20177 NA NA -NA- Certification / Renewal Awaited 1172 Delhi Neha Chauhan 68731 NA NA -NA- Certification / Renewal Awaited 1173 Delhi Neha Sharma 28652 NA NA -NA- Certification / Renewal Awaited 1174 Delhi Neha Tomor 29699 NA NA -NA- Certification / Renewal Awaited 1175 Delhi Niamatullah 24791 Programme Director The Indian Institute of Financial Planning 31-03-2011 Certification / Renewal Awaited 1176 Delhi Nidhi Garg 54625 Manager Oriental Bank Of Commerce -NA- Certification / Renewal Awaited 1177 Delhi Nikhil Neelotpal 30224 NA NA -NA- Certification / Renewal Awaited 1178 Delhi Nikhil Verma 84860 NA NA -NA- Certification / Renewal Awaited 1179 Delhi Nilay Ranjan Singh 25047 Manager State Bank of India 27-11-2012 Certification / Renewal Awaited 1180 Delhi Niraj Agarwal 20556 NA NA -NA- Certification / Renewal Awaited 1181 Delhi Nirupma Dhir 21706 Special Asst State Bank of India 31-03-2010 Certification / Renewal Awaited 1182 Delhi Nisha Gupta 95147 AVP ING Investment Management Pvt. Ltd 12-09-2017 Valid in Good Standing1183 Delhi Nishant Chawla 19316 NA NA -NA- Certification / Renewal Awaited 1184 Delhi Nishant Maitre 24311 Director Swift Power Solution Pvt. Ltd. -NA- Certification / Renewal Awaited 1185 Delhi Nishant Uppal 21078 Zone Training Manager Birla Sun Life Insurance Co Ltd 19-01-2010 Certification / Renewal Awaited 1186 Delhi Nishchay Batra 23707 NA NA -NA- Certification / Renewal Awaited 1187 Delhi Nishchay Dhingra 68766 NA NA -NA- Certification / Renewal Awaited 1188 Delhi Nishi Gupta 29115 Senior Manager LKP Securities Ltd 28-10-2012 Certification / Renewal Awaited 1189 Delhi Nita Singh 17536 Manager Finance M/s Indian Handicrafts 31-03-2010 Certification / Renewal Awaited 1190 Delhi P K Ganesh Ayyar 23045 Proprietor Global Services 15-04-2011 Certification / Renewal Awaited 1191 Delhi Pallavi Jamkhindikar 16602 NA NA -NA- Certification / Renewal Awaited 1192 Delhi Pallavi Pathak 47587 NA NA -NA- Certification / Renewal Awaited 1193 Delhi Pankaj Goyal 18538 NA NA -NA- Certification / Renewal Awaited 1194 Delhi Pankaj Kulthia 29334 NA Self Employed -NA- Certification / Renewal Awaited 1195 Delhi Paras Arora 30949 NA NA -NA- Certification / Renewal Awaited 1196 Delhi Parth Sarthi Dhawan 49135 NA NA -NA- Certification / Renewal Awaited 1197 Delhi Parveen Kumar Tiwari 86004 NA NA -NA- Certification / Renewal Awaited 1198 Delhi Pawan Sharma 31068 Vice President Ace Wealth Management Pvt Ltd 27-01-2013 Certification / Renewal Awaited 1199 Delhi Piyush Dhawan 21121 NA NA -NA- Certification / Renewal Awaited 1200 Delhi Piyush Jain 75129 Senior Practitioner IBM Global Services Pvt. Ltd. -NA- Certification / Renewal Awaited 1201 Delhi Prachi Gulati 48135 Plan Source Associate Ameriprise -NA- Certification / Renewal Awaited 1202 Delhi Pramod Kumar Dubey 43990 Town Commercial Punjab National Bank 17-05-2011 Certification / Renewal Awaited 1203 Delhi Prashant Goel 17011 Director Nathuram Ramnarayan Pvt Ltd 15-09-2014 Certification / Renewal Awaited 1204 Delhi Prateek Pahwa 45446 NA NA -NA- Certification / Renewal Awaited 1205 Delhi Prateek Singhal 47866 NA NA -NA- Certification / Renewal Awaited 1206 Delhi Preena Nair 16628 Group Leader Ameriprise India Pvt Ltd 22-10-2010 Certification / Renewal Awaited 1207 Delhi Preeti Motiani 76757 Client Services KW Wealth Advisors Pvt. Ltd. -NA- Certification / Renewal Awaited 1208 Delhi Preetika Singh 21150 NA NA -NA- Certification / Renewal Awaited 1209 Delhi Priti Madan 73540 NA NA -NA- Certification / Renewal Awaited 1210 Delhi Priya H Samvatsar 41812 Assistant Manager State Bank of India 19-02-2013 Certification / Renewal Awaited 1211 Delhi Priyanka Agarwal 20568 NA NA -NA- Certification / Renewal Awaited 1212 Delhi Priyanka Gupta 91418 NA NA -NA- Certification / Renewal Awaited 1213 Delhi Puneet Khanna 35689 Relationship Manager UTI AMC Limited -NA- Certification / Renewal Awaited 1214 Delhi Puneet Sachdeva 16258 Business Associate Tata Aig Life Insurance Co Ltd 31-03-2009 Certification / Renewal Awaited 1215 Delhi Puneet Sharma 41857 Executive Godrej & Boyce Mfg Co Ltd -NA- Certification / Renewal Awaited 1216 Delhi Purnima Jindal 32811 Deputy Manager State Bank of India 08-12-2013 Certification / Renewal Awaited 1217 Delhi Radhika Jain 23513 AVP ICICI Securities Ltd 01-02-2013 Certification / Renewal Awaited 1218 Delhi Raghav Ahuja 29024 NA NA -NA- Certification / Renewal Awaited 1219 Delhi Raghvendra Pathak 75775 Dealer executive Agrawal Investment Consultant -NA- Certification / Renewal Awaited 1220 Delhi Rahul Kumar Goel 83319 NA NA -NA- Certification / Renewal Awaited 1221 Delhi Rahul Nand 23516 Manager - Advisory Services Exl Service 30-01-2012 Certification / Renewal Awaited 1222 Delhi Rahul Sagar 26853 NA NA -NA- Certification / Renewal Awaited

1223 Delhi Rajan Gupta 43951 NA NA -NA- Certification / Renewal Awaited 1224 Delhi Rajesh Anand 21187 Team Leader - India Payroll American Express (I) Pvt Ltd -NA- Certification / Renewal Awaited 1225 Delhi Rajesh Guliani 37061 Proprietor Guliani Investment Center 10-03-2017 Valid in Good Standing1226 Delhi Rajesh Kumar Kathpalia 63997 Area Manager Corporates AND HNI SMC Global Securites Ltd -NA- Certification / Renewal Awaited 1227 Delhi Rajesh Kumar Sharma 23073 Academic Head Megamind Institute of Financial Markets Pvt Ltd 13-10-2013 Certification / Renewal Awaited 1228 Delhi Rajesh Sharma 44050 Marketing Exective Punjab National Bank -NA- Certification / Renewal Awaited 1229 Delhi Rajinder Seth 65908 NA NA -NA- Certification / Renewal Awaited 1230 Delhi Rajiv Deep Bajaj 24797 Vice Chairman & Managing Director Bajaj Capital Ltd 31-03-2017 Valid in Good Standing1231 Delhi Rakesh Kumar 31857 NA NA -NA- Certification / Renewal Awaited 1232 Delhi Ram L Kejriwal 29459 Reginal Product Manager State Bank of India 20-04-2011 Certification / Renewal Awaited 1233 Delhi Ramesh K Agarwalla 16266 Proprietor Financial Planning India 31-03-2011 Certification / Renewal Awaited 1234 Delhi Randeep Singh 24409 NA NA -NA- Certification / Renewal Awaited 1235 Delhi Ranjeet Kumar 20278 NA NA -NA- Certification / Renewal Awaited 1236 Delhi Rashi Bansal 44522 Other Garg Exim 20-09-2017 Valid in Good Standing1237 Delhi Rat Das 29693 NA NA -NA- Certification / Renewal Awaited 1238 Delhi Rati Rohatgi 59845 Contract Administrator Visionstream Pty Ltd -NA- Certification / Renewal Awaited 1239 Delhi Richa Kharbanda 18609 NA NA -NA- Certification / Renewal Awaited 1240 Delhi Rinki Joshi 84310 Accounts Executive Euro Cosmetics -NA- Certification / Renewal Awaited 1241 Delhi Rita Bhalla 47561 Deputy Director Army Welfare Housing Organisation 25-07-2013 Certification / Renewal Awaited 1242 Delhi Ritesh Arora 28546 NA NA -NA- Certification / Renewal Awaited 1243 Delhi Ritesh Kumar Yadav 81071 Deputy Manager HDFC Bank 29-09-2017 Valid in Good Standing1244 Delhi Ritika Khattar 21227 NA NA -NA- Certification / Renewal Awaited 1245 Delhi Rohit Vashisht 19375 CRE State Bank Of India -NA- Certification / Renewal Awaited 1246 Delhi Roopali Gupta 28660 NA NA -NA- Certification / Renewal Awaited 1247 Delhi Rupesh Kumar Satnaliwala 43582 Finance Executive CESC Ltd -NA- Certification / Renewal Awaited 1248 Delhi Rupesh Kumar Sinha 20295 Manager State Bank of India 03-03-2015 Certification / Renewal Awaited 1249 Delhi Sahil Behl 91538 NA NA -NA- Certification / Renewal Awaited 1250 Delhi Sakshi Gupta 18629 Partner Amit S Goyal & Associates 31-03-2010 Certification / Renewal Awaited 1251 Delhi Sanchi Padia 60149 Analyst Jones Lang LaSalle -NA- Certification / Renewal Awaited 1252 Delhi Sandeep Arora 19040 Team Developer BA Continuum Solution Private Limited -NA- Certification / Renewal Awaited 1253 Delhi Sandeep Jagota 23282 Director Marketing J.P.Financial Consultants Pvt.Ltd. -NA- Certification / Renewal Awaited 1254 Delhi Sandhya Jain 19391 NA NA -NA- Certification / Renewal Awaited 1255 Delhi Sandhya Sehgal 16067 NA NA -NA- Certification / Renewal Awaited 1256 Delhi Sangeeta Pamnani 23569 Advisor Privy Consultant -NA- Certification / Renewal Awaited 1257 Delhi Sanjay Chowdhary 22695 NA NA -NA- Certification / Renewal Awaited 1258 Delhi Sanjay Sharma Sharma 17190 Head Academics RNIS College of Financial Planning -NA- Certification / Renewal Awaited 1259 Delhi Sanjhi Rajgarhia 30292 NA NA -NA- Certification / Renewal Awaited 1260 Delhi Satinder Sikri 41434 Founder Your Money Your Way 21-11-2011 Certification / Renewal Awaited 1261 Delhi Shadan L Shaikh 29120 NA NA -NA- Certification / Renewal Awaited 1262 Delhi Shakti Kumar Sharma 15673 NA NA -NA- Certification / Renewal Awaited 1263 Delhi Shashank Jain 51562 NA NA -NA- Certification / Renewal Awaited 1264 Delhi Shashank Kumar 24496 NA NA -NA- Certification / Renewal Awaited 1265 Delhi Shashank Manchanda 24495 NA NA -NA- Certification / Renewal Awaited 1266 Delhi Sheetal Gupta 76754 NA NA -NA- Certification / Renewal Awaited 1267 Delhi Shikha Arora 24753 NA NA -NA- Certification / Renewal Awaited 1268 Delhi Shilpi Jain 23591 NA NA -NA- Certification / Renewal Awaited 1269 Delhi Shiv K Rohilla 18200 Business Associate Motilal Oswal Securities Ltd 31-03-2012 Certification / Renewal Awaited 1270 Delhi Shiv Kumar 15679 NA NA -NA- Certification / Renewal Awaited 1271 Delhi Shiv Mehta 51329 NA NA -NA- Certification / Renewal Awaited 1272 Delhi Shivam Khandelwal 67798 NA NA -NA- Certification / Renewal Awaited 1273 Delhi Shruti Bubna 18679 NA NA -NA- Certification / Renewal Awaited 1274 Delhi Shubhangi Khosla 80011 NA NA -NA- Certification / Renewal Awaited 1275 Delhi Shweta Camma 17749 Academic Head Indian School of Business & Finance 31-03-2014 Certification / Renewal Awaited 1276 Delhi Shyamsundar Das 46451 Principal Financial Planner Marquee SA Consulting Services 08-03-2015 Certification / Renewal Awaited 1277 Delhi Siddharth Taneja 29837 NA NA -NA- Certification / Renewal Awaited 1278 Delhi Siddhartha Bhargava 37422 Founder Apple Consulting 08-12-2011 Certification / Renewal Awaited 1279 Delhi Sita Ram Mendiratta 23602 Assistant Manager State Bank of India 03-08-2010 Certification / Renewal Awaited 1280 Delhi Smridh Sahney 28562 NA NA -NA- Certification / Renewal Awaited 1281 Delhi Sneh Lata 28577 Assistant Manager Fiduciary Services Accer Financial Advisory Services Ltd. -NA- Certification / Renewal Awaited 1282 Delhi Sneha Garg 28559 NA NA -NA- Certification / Renewal Awaited 1283 Delhi Sonal Tandon 29144 operations executive Axis Bank Ltd -NA- Certification / Renewal Awaited 1284 Delhi Sourabh Jain 29768 NA NA -NA- Certification / Renewal Awaited 1285 Delhi Sourabh Malhotra 30836 Relationship Manager iTrust FInancial Advisors Pvt. Ltd. -NA- Certification / Renewal Awaited 1286 Delhi Sudhanshu Nanda 29777 Asst Team Lead Morningstar India Pvt Ltd 13-01-2011 Certification / Renewal Awaited 1287 Delhi Sudhanshu Rawat 29773 NA NA -NA- Certification / Renewal Awaited 1288 Delhi Sudhir K Arora 21833 Manager (Accounts) Stj Electronics Pvt. Ltd. -NA- Certification / Renewal Awaited 1289 Delhi Sujeet Kr Jha 21393 NA NA -NA- Certification / Renewal Awaited 1290 Delhi Sumeet Aggarwal 21400 NA NA -NA- Certification / Renewal Awaited 1291 Delhi Sumit Handa 41861 Regional Head ICICI Bank Limited -NA- Certification / Renewal Awaited 1292 Delhi Sumit Mittal 18703 NA NA -NA- Certification / Renewal Awaited 1293 Delhi Suneel K Gupta 29373 Asst. general Manager Gupta Investments 12-05-2011 Certification / Renewal Awaited 1294 Delhi Sunil Kumar Upadhyay 32558 Process Developer Genpact India -NA- Certification / Renewal Awaited

1295 Delhi Sunita Goel 17193 NA NA 31-03-2008 Certification / Renewal Awaited 1296 Delhi Surabhi Bahl 21407 NA NA -NA- Certification / Renewal Awaited 1297 Delhi Suraj Kumar Sinha 23171 Deputy Manager State Bank of India 30-12-2010 Certification / Renewal Awaited 1298 Delhi Surbhi Dokania 71548 NA NA -NA- Certification / Renewal Awaited 1299 Delhi Tabassum Afshan 23619 CRE(PB) State Bank Of India -NA- Certification / Renewal Awaited 1300 Delhi Tajinder Pal Singh 25095 Manager State Bank of India 07-04-2013 Certification / Renewal Awaited 1301 Delhi Tanpreet K Kohli 21427 Assistant Relationship Manager Anand Rathi Financial Services Ltd -NA- Certification / Renewal Awaited 1302 Delhi Tarun Arora 37165 Research Assistant Towers Watson -NA- Certification / Renewal Awaited 1303 Delhi Tarun Gupta 23932 Team Leader Religare Securities Ltd 10-02-2011 Certification / Renewal Awaited 1304 Delhi Tarun Kumar 21431 NA NA -NA- Certification / Renewal Awaited 1305 Delhi Tejinder Singh Oberoi 41553 Chief Manager State Bank of India 06-03-2012 Certification / Renewal Awaited 1306 Delhi Thoppay Venkatachary Balaji 33309 Manager Spa Securities Limited -NA- Certification / Renewal Awaited 1307 Delhi Tripti Bansal 20608 CEO Corporate Trainer 29-12-2014 Certification / Renewal Awaited 1308 Delhi Twinkle Malhotra 18722 NA NA -NA- Certification / Renewal Awaited 1309 Delhi Uday Kapur 32842 NA NA -NA- Certification / Renewal Awaited 1310 Delhi Usha S 25096 Assistant Manager State Bank of India 16-04-2013 Certification / Renewal Awaited 1311 Delhi V P Mittal 33430 Managing Director V-Serve Management Pvt Ltd 19-01-2011 Certification / Renewal Awaited 1312 Delhi Vanshika Chawla 32654 NA NA -NA- Certification / Renewal Awaited 1313 Delhi Varsha Chopra 48181 Deputy Manager State Bank of India 25-08-2014 Certification / Renewal Awaited 1314 Delhi Varun Malhotra 18242 NA NA -NA- Certification / Renewal Awaited 1315 Delhi Ved Parkash Gupta 22150 Vice President Parasram 12-03-2012 Certification / Renewal Awaited 1316 Delhi Vijay Kumar Mehandru 44648 Deputy Manager State Bank of India 31-08-2011 Certification / Renewal Awaited 1317 Delhi Vikas Gupta 20427 NA NA -NA- Certification / Renewal Awaited 1318 Delhi Vikas Sharma 16796 NA NA -NA- Certification / Renewal Awaited 1319 Delhi Vikas Vashistha 23197 Manager State Bank of India 05-05-2010 Certification / Renewal Awaited 1320 Delhi Vikram Basra 72129 Senior Relationship Executive Bajaj Capital Limited -NA- Certification / Renewal Awaited 1321 Delhi Vinay Damani 22164 Asst Vice President P N Vijay Financial Services Pvt Ltd 24-01-2012 Certification / Renewal Awaited 1322 Delhi Vinay K Makhija 22165 Visiting Faculty NJ Gurukul Pvt Ltd 16-04-2010 Certification / Renewal Awaited 1323 Delhi Vineet Garg 20614 Financial Consultant HDFC Standard Life Insurance Co Ltd -NA- Certification / Renewal Awaited 1324 Delhi Vinod Kumar Arora 33933 NA NA -NA- Certification / Renewal Awaited 1325 Delhi Vinod Kumar Sharma 67781 NA NA -NA- Certification / Renewal Awaited 1326 Delhi Vipin Bhardwaj 28668 NA NA -NA- Certification / Renewal Awaited 1327 Delhi Vipin Chopra 29983 Chief Manager State Bank of India 06-10-2010 Certification / Renewal Awaited 1328 Delhi Vipul Sharma 21481 NA NA -NA- Certification / Renewal Awaited 1329 Delhi Vishal Kalia 30843 Relationship Manager Globe Capital Market Ltd. -NA- Certification / Renewal Awaited 1330 Delhi Vishal Sharma 81780 Assistant Manager Axis Bank Ltd -NA- Certification / Renewal Awaited 1331 Delhi Vishal Singh Soni 46652 NA NA -NA- Certification / Renewal Awaited 1332 Delhi Vivek Gangwani 22829 NA NA -NA- Certification / Renewal Awaited 1333 Delhi Vivek Kumar 37881 Assistant Manager Apollo Munich Insurance 07-10-2014 Certification / Renewal Awaited 1334 Delhi Vivek Kumar 21493 NA NA -NA- Certification / Renewal Awaited 1335 Delhi Vivek Verma 24664 Sr Relationship Manager Indiabulls Securities Limited -NA- Certification / Renewal Awaited 1336 Delhi Vyas R Nagpal 24871 Country Head American Academy of Financial Management 31-03-2012 Certification / Renewal Awaited 1337 Delhi Yash Gupta 90650 NA NA -NA- Certification / Renewal Awaited 1338 Delhi Yash Raste 44645 Vice President Citibank N. A 10-03-2017 Valid in Good Standing1339 Delhi Yashwant Bengani 48504 NA NA -NA- Certification / Renewal Awaited 1340 Deoria Praveen Joshi 23712 Fund Administrator Nirvana Solutions -NA- Certification / Renewal Awaited 1341 Dhamtari Vijay Kumar Baid 23302 NA Self Employed 15-02-2012 Certification / Renewal Awaited 1342 Dhanbad Ambuj Kumar 28420 Branch Manager ICICI Prudential Asset Management Co Ltd 29-11-2017 Valid in Good Standing1343 Dhanbad Prabhat Sinha 59918 Deputy manager HDFC BANK 28-05-2016 Certification / Renewal Awaited 1344 Dhanbad Sandeep Ghosh 22103 Financial Planner Standard Planning And Advisory 07-07-2017 Valid in Good Standing1345 Dhansura Jimi Dilipbhai Shah 57624 NA NA -NA- Certification / Renewal Awaited 1346 Dharamsala Rohit Angrish 39259 Portfolio Counselor Citi Bank N A 24-01-2017 Certification / Renewal Awaited 1347 Dhule Anad Baburao Kulkarni 28352 Consultant Rupee Investments 31-08-2017 Valid in Good Standing1348 Dhule Mayank Agrawal 73327 NA NA -NA- Certification / Renewal Awaited 1349 Doddaballapur K S Vinod Kumar 20117 Cluster Manager State Bank of India 01-04-2011 Certification / Renewal Awaited 1350 Dubai Anand V Subramanian NA Senior Relationship Manager Standard Chartered Bank 31-03-2006 Certification / Renewal Awaited 1351 Dumka Tanay Kumar Mukhopadhyay 21434 DGM State Bank of India 08-06-2011 Certification / Renewal Awaited 1352 Durg Neha Kawadker 40058 NA NA -NA- Certification / Renewal Awaited 1353 Durgapur Birendra Kumar 34732 Branch Manager State Bank of India 10-02-2012 Certification / Renewal Awaited 1354 Durgapur Subir Kumar Pal 22755 NA Self Employed 31-05-2017 Valid in Good Standing1355 Dwarka Manju Puri 42769 Deputy Manager State Bank of India 24-08-2012 Certification / Renewal Awaited 1356 Ernakulam Jiby Pathrose 40419 Assistant State Bank Of India -NA- Certification / Renewal Awaited 1357 Erode Jagadeeshraj Kalaiselvan 72973 Clerk City Union Bank 28-01-2018 Valid in Good Standing1358 Faridabad Adarsh Veer Malhotra 17949 NA NA -NA- Certification / Renewal Awaited 1359 Faridabad Ajay Goenka 19148 Vice President i360 Staffing And Training Solutions Private Limited 26-03-2010 Certification / Renewal Awaited 1360 Faridabad Amit Maheshwari 86522 Principal Planner, blogger & trainer Neofin Financial Planners 23-11-2017 Valid in Good Standing1361 Faridabad Anil Kumar Koul 18897 Corporate Accounts Executive MTNL 02-03-2017 Certification / Renewal Awaited 1362 Faridabad Anu Rani 71663 NA NA -NA- Certification / Renewal Awaited 1363 Faridabad Ashish Gupta 53585 Insurance Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 1364 Faridabad Chaman Kishore Gupta 15494 Cluster Manager - Agency Development Bharti Axa Life Insurance Co Ltd 31-03-2017 Valid in Good Standing1365 Faridabad Gaurav Bhalla 21955 Content Developer BIFM -NA- Certification / Renewal Awaited 1366 Faridabad Kanika Yadav 45005 NA NA -NA- Certification / Renewal Awaited

1367 Faridabad Mani Kaul 40333 Wealth Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 1368 Faridabad Manish Singhal 30816 Assistant Manager - Finance and Accounts Manisha Projects Pvt Ltd 06-10-2014 Certification / Renewal Awaited 1369 Faridabad Nikesh Choudhary 15592 Sr Manager Bajaj Capital Ltd 31-03-2009 Certification / Renewal Awaited 1370 Faridabad Nitish Dewan 32951 NA NA -NA- Certification / Renewal Awaited 1371 Faridabad Parmod K Sachdeva 18999 NA Self Employed 31-03-2014 Certification / Renewal Awaited 1372 Faridabad Priti Khandelwal 56516 NA NA -NA- Certification / Renewal Awaited 1373 Faridabad Ruchira Garg 16679 Sr Manager Bajaj Capital Ltd 13-10-2017 Valid in Good Standing1374 Faridabad Sachin Mishra 85059 Senior Process Analyst Broadridge Financial Solution Pvt. Ltd. 09-01-2018 Valid in Good Standing1375 Faridabad Sahil Gumber 84710 NA NA -NA- Certification / Renewal Awaited 1376 Faridabad Saket Manocha 21261 Financial Planner FP Mantra 27-10-2017 Valid in Good Standing1377 Faridabad Sanjeev Sehgal 22106 Financial Planner Rudra Financials 07-04-2017 Valid in Good Standing1378 Faridabad Satish Gwari 44033 Investment Adviosr HDFC Bank Ltd -NA- Certification / Renewal Awaited 1379 Faridabad Shalabh Maheshwari 59804 RM - Wealth ING Vysya Bank 21-05-2017 Valid in Good Standing1380 Faridabad Sonia Chopra 17758 Manager Accounts Ritu Nanda Insurance Service Pvt Ltd 26-07-2009 Certification / Renewal Awaited 1381 Faridabad Surinder Kumar Mongia 86029 Branch Manager State Bank of India 10-05-2017 Valid in Good Standing1382 Faridabad Urvashi Yadav 60480 NA NA -NA- Certification / Renewal Awaited 1383 Fazilka Vinay Kumar 16800 Partner Shiv Jindal & Co Chartered Accountants 19-01-2012 Certification / Renewal Awaited 1384 Ferozepur Harpreet Bedi Bedi 92958 Cluster Manager Axis Mutual Fund 30-05-2017 Valid in Good Standing1385 Firozabad Lalit Kumar Garg 22248 IFA NA -NA- Certification / Renewal Awaited 1386 Firozabad Sanjay Gupta 82551 Insurance Advisor Life Insurance Corporation of India -NA- Certification / Renewal Awaited 1387 Gandhinagar Amit Vishnubhai Patel 49178 NA NA -NA- Certification / Renewal Awaited 1388 Gandhinagar Anjali Uday Sagane 18307 NA Self Employed 02-02-2017 Certification / Renewal Awaited 1389 Gandhinagar Armando Halder 70173 Financial Planning Team Leader SGP Technologies Pvt Ltd 15-06-2016 Certification / Renewal Awaited 1390 Gandhinagar Krishna Thakkar 84656 Assistant Accountant & Tax Executive N.H. Gandhi & Associates 27-12-2017 Valid in Good Standing1391 Gandhinagar Prateek Jhalani 85338 Mutual Fiund Distributor Self-Employed 03-04-2017 Valid in Good Standing1392 Gandhinagar Sandhya Sahay 20323 Assistant Manager State Bank of India 17-01-2014 Certification / Renewal Awaited 1393 Gandhinagar Sanjaykumar Shewakram Gurnani 78054 Asst. Branch Manager Life Insurance Corporation of India 15-02-2017 Certification / Renewal Awaited 1394 Gandhinagar Vatsal Pankajkumar Pandya 37263 NA NA -NA- Certification / Renewal Awaited 1395 Ganganagar Priyanka Midha 29040 NA NA -NA- Certification / Renewal Awaited 1396 Gangtok Anup Thirani 95318 NA Self Employed -NA- Certification / Renewal Awaited 1397 Gaya Sachin K Keshri 30225 Team Developer BA Continuum India Pvt. Ltd. 24-11-2017 Valid in Good Standing1398 Germany Sarvjeet Kaur Sharma 64040 Senior Business Consultant Simcorp A/S -NA- Certification / Renewal Awaited 1399 Ghaziabad Abhishek Gupta 16329 Research Analyst Bajaj Capital Limited -NA- Certification / Renewal Awaited 1400 Ghaziabad Abhishek Pandey 14515 Manager - Finance Avantha Power and Infrastructure Ltd 31-03-2008 Certification / Renewal Awaited 1401 Ghaziabad Amitosh Srivastava 50680 NA NA -NA- Certification / Renewal Awaited 1402 Ghaziabad Anirban Roy 16363 Associate Morgan Stanley 07-11-2017 Valid in Good Standing1403 Ghaziabad Anuj Gaur 85970 Product Head RR Investors 08-12-2016 Certification / Renewal Awaited 1404 Ghaziabad Ashish Kumar Jain 73083 Premier Wealth Manager ICICI Securities Ltd 01-08-2017 Valid in Good Standing1405 Ghaziabad Ashish Shoundik 95917 Business Banker ABN AMRO BANK -NA- Certification / Renewal Awaited 1406 Ghaziabad Bharat Kakkar 90791 NA NA -NA- Certification / Renewal Awaited 1407 Ghaziabad Bhupesh Das 17313 Product Mangager Rockwell Automation India Pvt Ltd -NA- Certification / Renewal Awaited 1408 Ghaziabad Charu Malhotra 74585 Head - Commerce Department RCCVG(PG) College 01-12-2017 Valid in Good Standing1409 Ghaziabad Charu Singhal 60539 Chief Manager ICICI Securities Ltd 07-10-2017 Valid in Good Standing1410 Ghaziabad Debankur Sengupta 58881 Sales Execution Advisor IBM India Pvt Ltd 05-02-2017 Certification / Renewal Awaited 1411 Ghaziabad Deepak Jain 17168 Manager - Academics BLB Institute Of Financial Markets 31-03-2007 Certification / Renewal Awaited 1412 Ghaziabad Deepak Singh 30407 Branch Training Manager Tata AIA Life Insurance Co Ltd 17-08-2015 Certification / Renewal Awaited 1413 Ghaziabad Dimple Bansal 54356 Sales Executive Magma Shrachi Finance Ltd 28-02-2013 Certification / Renewal Awaited 1414 Ghaziabad Dipika Dwivedi 83791 NA NA -NA- Certification / Renewal Awaited 1415 Ghaziabad Divya Darshini Nigam 16177 Director Samriddhi Investments 26-03-2017 Valid in Good Standing1416 Ghaziabad Divya Jain 20450 NA NA -NA- Certification / Renewal Awaited 1417 Ghaziabad Gaurav Agarwal 29748 Product Manager OMNIMax India -NA- Certification / Renewal Awaited 1418 Ghaziabad Himanshu Kumar Singhal 66540 Senior Manager ICICI Securities Ltd 29-12-2017 Valid in Good Standing1419 Ghaziabad Jitendra Pratapsingh Solanki 18053 Proprietor J S Financial Advisors 21-11-2017 Valid in Good Standing1420 Ghaziabad Khushboo Dudhoria 39753 Research Analyst RRB Master Securities Delhi Ltd 17-08-2017 Valid in Good Standing1421 Ghaziabad KRITI JAIN 94139 Deputy Manager State Bank of India 31-08-2017 Valid in Good Standing1422 Ghaziabad MAMTA KUMARI 79630 Deputy Manager HDFC Bank 09-03-2018 Valid in Good Standing1423 Ghaziabad Manisha Gupta 58495 NA NA -NA- Certification / Renewal Awaited 1424 Ghaziabad Manoj Jain 22253 Relationship Manager V-Serve Management Pvt Ltd 12-11-2010 Certification / Renewal Awaited 1425 Ghaziabad Narendra Kumar Dagar 24891 Branch Manager Indian Bank 31-03-2017 Valid in Good Standing1426 Ghaziabad Naveen Mishra 30860 Distributor Birla Sunlife Mutual Fund -NA- Certification / Renewal Awaited 1427 Ghaziabad Nipul Kohli 66450 Manager ICICI Securities Ltd 14-10-2017 Valid in Good Standing1428 Ghaziabad Pragyaditya Rawal 18552 Relationship Manager Tata Mutual Fund -NA- Certification / Renewal Awaited 1429 Ghaziabad Priyanka Sharma 35988 NA NA -NA- Certification / Renewal Awaited 1430 Ghaziabad Puneet Sharad Sharad 16635 Area Manager Sahara Asset Management Co Pvt Ltd 23-06-2017 Valid in Good Standing1431 Ghaziabad Rahul Chopra 14469 Vice President and Branch Head HSBC Ltd 23-06-2011 Certification / Renewal Awaited 1432 Ghaziabad Rajat Gupta 76555 Assistant Manager State Bank of Patiala 20-12-2016 Certification / Renewal Awaited 1433 Ghaziabad Rajeev Arora 57650 Regional Product Manager ICICI Securities Ltd 13-05-2017 Valid in Good Standing1434 Ghaziabad Rishi Raj Chadha 16670 Deputy Manager Axis Bank Ltd 06-03-2015 Certification / Renewal Awaited 1435 Ghaziabad Ritu Kotnala 29093 Business Developer Atithi Tours and Event Management 12-01-2015 Certification / Renewal Awaited 1436 Ghaziabad Roopa Mehrotra 68494 Purchase Officer ICI Paints Limited 30-08-2017 Valid in Good Standing1437 Ghaziabad Sachin Gupta 39859 CEO Life Marathon Financial Planners 24-01-2017 Certification / Renewal Awaited 1438 Ghaziabad Sajal Singhal 49137 NA Self Employed 10-09-2017 Valid in Good Standing

1439 Ghaziabad Sandeep Srivastava 22687 NA NA -NA- Certification / Renewal Awaited 1440 Ghaziabad Satyajeet Chauhan 61020 AVP Religare Macquarie Wealth Management Ltd 10-12-2017 Valid in Good Standing1441 Ghaziabad Shweta Sharma 68641 NA NA -NA- Certification / Renewal Awaited 1442 Ghaziabad Subhashis Sadhukhan 87307 NA NA -NA- Certification / Renewal Awaited 1443 Ghaziabad Uma Sharma 22797 Agent LIC of India 02-07-2010 Certification / Renewal Awaited 1444 Ghaziabad Vandna Negi 83636 Insurance associate Metlife -NA- Certification / Renewal Awaited 1445 Ghaziabad Varun Trivedi 87669 Branch Head Religare Securities Ltd 20-12-2017 Valid in Good Standing1446 Ghaziabad Varun Tyagi 21449 Financial Analyst Creditor Inversions 07-10-2017 Valid in Good Standing1447 Ghaziabad Vivek Agarwal 25108 Manager WNS Global Services 16-04-2010 Certification / Renewal Awaited 1448 Ghaziabad Vivek Bhardwaj 57553 Regional Product Manager ICICI Securities Ltd 09-02-2013 Certification / Renewal Awaited 1449 Ghaziabad Yash Pall Narang NA Dy General Manager Punjab National Bank 31-03-2005 Certification / Renewal Awaited 1450 Gorakhpur Abhijeet Chatterjee 15454 NA NA -NA- Certification / Renewal Awaited 1451 Gorakhpur Pawan Kumar 49283 Branch Manager SIFCL 21-02-2014 Certification / Renewal Awaited 1452 Gorakhpur Vijay Kumar Mittal 39139 Financial Planner Mittal Portfolio Services 11-11-2014 Certification / Renewal Awaited 1453 Greater Noida Arindam Banerjee 13995 Assistant Professor Asia Pacific Institute of Management 06-10-2016 Certification / Renewal Awaited 1454 Greater Noida Devendra K Singhal 32920 Chief Manager State Bank of India 30-12-2011 Certification / Renewal Awaited 1455 Guhawati Ambika Goyal 88710 NA NA -NA- Certification / Renewal Awaited 1456 Gujarat Dhrumil Upendrabhai Patel 90638 Relationship Manager Advisery India Infoline Limited -NA- Certification / Renewal Awaited 1457 Gujarat Jay Dineshbhai Maravia 83169 NA NA -NA- Certification / Renewal Awaited 1458 Gujarat Suresh Govabhai Chaudhari 88822 NA NA -NA- Certification / Renewal Awaited 1459 Gulbarga Kalva Rajayaswanth 80104 Deputy Manager ICICI Bank Limited 30-05-2017 Valid in Good Standing1460 Guntur Ashwarya Prakash Kandoi 87450 NA NA -NA- Certification / Renewal Awaited 1461 Guntur Hussain Sandani Ahamad 38891 Financial Consultant Self Employed 21-04-2017 Valid in Good Standing1462 Guntur Kunal Kailash Purohit 87423 NA NA -NA- Certification / Renewal Awaited 1463 Guntur Mahaboob Subhani Shaik 78313 NA NA 08-02-2017 Certification / Renewal Awaited 1464 Guntur Nagarjuna Sekhar 81573 NA NA -NA- Certification / Renewal Awaited 1465 Guntur Phanendra Kolli 94946 NA NA -NA- Certification / Renewal Awaited 1466 Guntur Rajasekhara Reddy 34017 NA Self Employed 15-12-2017 Valid in Good Standing1467 Guntur Santhosh Yamarthi 67971 NA NA -NA- Certification / Renewal Awaited 1468 Guntur Sarish Sivarao Gali 37814 Research Analyst Money Bee Institute -NA- Certification / Renewal Awaited 1469 Guntur Vamsi Krishna Kurra 80337 NA NA -NA- Certification / Renewal Awaited 1470 Guntur VELANGINI RAJU KATARU 66480 Internal Audit Assistant HARSHA Automotive Pvt. Ltd. 02-06-2017 Valid in Good Standing1471 Gurgaon Abhinav Srivastava 87806 Associate Vice President Karvy Stock Broking Ltd 15-09-2017 Valid in Good Standing1472 Gurgaon Adil Murtaza 61124 Associate Vice President Religare Macquarie Wealth Management Ltd 25-11-2017 Valid in Good Standing1473 Gurgaon Alok Choudhary 43313 NA NA -NA- Certification / Renewal Awaited 1474 Gurgaon Amit Jeffrey 47828 Head Client Associates 17-08-2014 Certification / Renewal Awaited 1475 Gurgaon Amit Kukreja 50030 Founder and Managing Consultant Wealthbeing Advisors 04-12-2017 Valid in Good Standing1476 Gurgaon Amita Ahluwalia 20677 Deputy General Manger State Bank of India 30-12-2017 Valid in Good Standing1477 Gurgaon Amitabh Malhotra 17240 NA NA -NA- Certification / Renewal Awaited 1478 Gurgaon Anupama Arora 19563 Manager Capital League 08-05-2017 Valid in Good Standing1479 Gurgaon Anupinder Nagra 16371 NA NA -NA- Certification / Renewal Awaited 1480 Gurgaon Arul Sood 38325 Managing Partner Future Destination 25-09-2013 Certification / Renewal Awaited 1481 Gurgaon Arun Dewan 20724 Chief Manager State Bank of India 01-07-2010 Certification / Renewal Awaited 1482 Gurgaon Arun K Gupta 15765 Faculty Col Arun Gupta and Co 31-03-2015 Certification / Renewal Awaited 1483 Gurgaon Ashish Erry 14157 Chief Financial Planner Quest Financial Planning & Advisory Services 31-03-2017 Valid in Good Standing1484 Gurgaon Ashutosh Kumar 64145 Branch Manager State Bank of India -NA- Certification / Renewal Awaited 1485 Gurgaon Dheeraj Ahuja 70418 Regional Head ICICI Direct Ltd. 23-02-2018 Valid in Good Standing1486 Gurgaon Garima Rai 20840 Senior Associate Ameriprise India Pvt Ltd 28-02-2018 Valid in Good Standing1487 Gurgaon Gurjeet Singh Sohi 24852 Director Deutsche Bank AG 31-03-2010 Certification / Renewal Awaited 1488 Gurgaon Harmeet Singh Gulati 51019 Senior Consultant PricewaterhouseCoopers PL 09-01-2013 Certification / Renewal Awaited 1489 Gurgaon Hemant Goyal 73520 Manager HDFC Bank 26-11-2016 Certification / Renewal Awaited 1490 Gurgaon Honey Chauhan 26752 NA NA -NA- Certification / Renewal Awaited 1491 Gurgaon Indresh Malik 71050 NA Self Employed 10-02-2018 Valid in Good Standing1492 Gurgaon Jasvinder Kamra 74918 Senior Associate Director Reliance Wealth Management 23-06-2017 Valid in Good Standing1493 Gurgaon Kalyani Prasad 48933 Deputy Manager CARE Ratings 03-03-2017 Certification / Renewal Awaited 1494 Gurgaon Kamni Maskara 92072 Taxation and Financial Advisor Hum Fauji Initiatives 07-07-2017 Valid in Good Standing1495 Gurgaon Khushboo Singh 83849 NA NA -NA- Certification / Renewal Awaited 1496 Gurgaon Krishnapal Solanki 16504 NA NA -NA- Certification / Renewal Awaited 1497 Gurgaon Lalatendu Raju 14585 Financial Planning Expert iTrust Financial Advisors Pvt Ltd 31-03-2010 Certification / Renewal Awaited 1498 Gurgaon Lokesh Saraswat 53560 Vice President Citibank N. A 07-06-2017 Valid in Good Standing1499 Gurgaon Manish Jain 18472 Founder Knowledge Partners 19-01-2018 Valid in Good Standing1500 Gurgaon Manoj Adlakha NA 31-03-2006 Certification / Renewal Awaited 1501 Gurgaon Manoj Kumar 77832 SALES MANAGER Everstyle Hotel Supplies India Pvt. Ltd. -NA- Certification / Renewal Awaited 1502 Gurgaon Mayank Jain 74764 NA NA -NA- Certification / Renewal Awaited 1503 Gurgaon Muralidhara Kadaba NA Founder & CMD Moonbeam Capital Managers Pvt Ltd 31-03-2008 Certification / Renewal Awaited 1504 Gurgaon Nidhi Bhatnagar 22588 Financial Consultant HDFC Standard Life Insurance Co Ltd 29-11-2011 Certification / Renewal Awaited 1505 Gurgaon Rahul Duneja 24380 NA NA -NA- Certification / Renewal Awaited 1506 Gurgaon Rakesh Kumar 18593 Financial Planning Advisor Aviva Life Insurance Company India Ltd 15-12-2017 Valid in Good Standing1507 Gurgaon Ramesh Kumar 14227 Associate Vice President - Financial Planning Group Bajaj Capital Ltd 31-03-2014 Certification / Renewal Awaited 1508 Gurgaon Ramit Jain 17641 NA NA -NA- Certification / Renewal Awaited 1509 Gurgaon Ravi Kant Dhir 24418 Senior Disputes Analyst American Express India Pvt Ltd -NA- Certification / Renewal Awaited 1510 Gurgaon Rohit Sarin NA Founder Partner Client Associates Pvt Ltd 31-03-2008 Certification / Renewal Awaited

1511 Gurgaon Ruchi Sheoran 21241 NA NA -NA- Certification / Renewal Awaited 1512 Gurgaon Ruchika Malik 39261 AVP - Private Clients Religare Macquarie Wealth Management Ltd 27-01-2018 Valid in Good Standing1513 Gurgaon Ruchira Banerjee 60156 Senior Executive Research Capital League 10-12-2017 Valid in Good Standing1514 Gurgaon Sameer Bhargava 24862 National Head - Institutional Business Principal PNB AMC Pvt Ltd 31-03-2010 Certification / Renewal Awaited 1515 Gurgaon Sandeep Nautiyal 24996 AVP UTI Mutual Fund -NA- Certification / Renewal Awaited 1516 Gurgaon Sapna Goel 30899 Advance Audit Associate Ernst & Young Pvt Limited -NA- Certification / Renewal Awaited 1517 Gurgaon Sapna Narang 15100 Managing Partner Capital League 31-03-2018 Valid in Good Standing1518 Gurgaon Shilpa Maheshwari 54149 Sr Relationship Manager CK Enterprise 30-09-2016 Certification / Renewal Awaited 1519 Gurgaon Shilpi Johri 19418 Head and Financial Planner Arthashastra Consulting 31-03-2017 Valid in Good Standing1520 Gurgaon Shobhit Agrawal 15680 Proprietor Abhay Life 31-03-2017 Valid in Good Standing1521 Gurgaon Sunil Bhatia 19442 Proprietor Easyinvest Solutions 11-11-2017 Valid in Good Standing1522 Gurgaon Sunil Kumar Mishra 40948 Investment Counselor Karvy Private Wealth 27-02-2017 Certification / Renewal Awaited 1523 Gurgaon Surinder Kumar Sharma 21842 Chief Foreman Indian Air Force 24-03-2010 Certification / Renewal Awaited 1524 Gurgaon Taresh Bhatia 21849 Founder Advantage Financial Planners LLP 13-02-2018 Valid in Good Standing1525 Gurgaon Udayan Ray 22796 Editor Outlook Money 06-10-2017 Valid in Good Standing1526 Gurgaon Varsha Lal 20610 Manager Karvy Private Wealth 06-07-2012 Certification / Renewal Awaited 1527 Gurgaon Vikram Jeet Bhola 57686 Insurance Advisor Birla Sun Life Insurance Co Ltd 13-12-2016 Certification / Renewal Awaited 1528 Gurgaon Vinita Idnani 15119 Partner Capital League 02-04-2017 Valid in Good Standing1529 Gurgaon Vipin Kumar 17158 Proprietor Kumar Financial Planners 31-03-2016 Certification / Renewal Awaited 1530 Gurgaon Yash Raj Singh 18762 Manager Genpact India (GE Capital) 23-06-2016 Certification / Renewal Awaited 1531 Gurgaon Vivek Pathak 17940 Founder Finance And You 05-01-2018 Valid in Good Standing1532 Guwahati Abhinav Sethi 47762 NA NA 25-03-2017 Valid in Good Standing1533 Guwahati Abhishek K Sharma 30155 CHIEF MANAGER(CROSS SELLING) State Bank of India 28-04-2011 Certification / Renewal Awaited 1534 Guwahati Aishwarya Surana 68716 NA NA -NA- Certification / Renewal Awaited 1535 Guwahati Amit Kumar Jain 90299 Insurance Advisor Life Insurance Corporation of India 08-02-2018 Valid in Good Standing1536 Guwahati Ankita Surana 82924 NA NA -NA- Certification / Renewal Awaited 1537 Guwahati Bhaskar Jyoti Baruah 46433 NA Self Employed 25-09-2017 Valid in Good Standing1538 Guwahati Naman Jain 91258 NA NA -NA- Certification / Renewal Awaited 1539 Guwahati Pabitra Mahanta 81234 Assistant Manager Finance Accounts Bitchem Asphalt Technologies Ltd. 19-02-2018 Valid in Good Standing1540 Guwahati Paras Saraf 91016 NA NA -NA- Certification / Renewal Awaited 1541 Guwahati Radhika Malpani 28589 NA NA -NA- Certification / Renewal Awaited 1542 Guwahati Ramkrishna Roy 57982 Director Mudra Management and Consultancy Pvt Ltd 21-11-2017 Valid in Good Standing1543 Guwahati Shibatosh Chowdhury 65775 Regional Manager SBI Funds Management Pvt Ltd 26-11-2017 Valid in Good Standing1544 Guwahati Shweta Sharma 30153 Chief Manager The Indian Institute of Financial Planning 28-04-2011 Certification / Renewal Awaited 1545 Guwahati Vinita Jain 28341 Senior Relationship Manager R D Investment Consultants 21-08-2017 Valid in Good Standing1546 Gwalior Kaushelendra Singh Rajput 28625 NA NA -NA- Certification / Renewal Awaited 1547 Gwalior Mradul Chaturvedi 16554 Proprietor ICCS & My Money Plan 22-09-2017 Valid in Good Standing1548 Gwalior Vineeta Jain 40536 Manager State Bank of India 12-05-2011 Certification / Renewal Awaited 1549 Haora Jai Narayan Shaw 86700 NA NA -NA- Valid in Good Standing1550 Haora Poonam Binaykiya 23498 Entrepreneur IPLANZONE -NA- Certification / Renewal Awaited 1551 Haora Saurabh Arora 75222 NA NA -NA- Certification / Renewal Awaited 1552 Haora Sudip Kundu 97302 Branch Manager NJ Indiainvest Pvt Ltd. 29-11-2017 Valid in Good Standing1553 Hapur Abhay Kumar Goel 41166 Insurance Advisor LIC of India 08-09-2012 Certification / Renewal Awaited 1554 Hapur Rashid Ansari 37133 NA NA -NA- Certification / Renewal Awaited 1555 Haryana Madan Mohan Seth 14324 NA Self Employed 31-03-2006 Certification / Renewal Awaited 1556 Hathras Abhishek Saparia 36031 NA Self Employed 11-01-2018 Valid in Good Standing1557 Hathras Tarun Bharti Varshney 72355 Branch Manager NJ Indiainvest Pvt Ltd. 05-01-2018 Valid in Good Standing1558 Hazaribag Sandip Kumar 18639 Proprietor Subh Nivesh 19-01-2018 Valid in Good Standing1559 Hazaribagh Rishabh Agrawal 69817 NA NA -NA- Certification / Renewal Awaited 1560 Hisar Mohan L Aggarwal 34046 Properietor State Bank of India 16-05-2011 Certification / Renewal Awaited 1561 Hisar Rachna Kumari 39532 operations Executive ICICI Prudential Asset Management Co Ltd -NA- Certification / Renewal Awaited 1562 Hisar Rajnish Jain 24398 Founder Money Manager 06-03-2012 Certification / Renewal Awaited 1563 Hisar SOORAJ RAI 92926 Articled Assistant Ca Raj Kumar Fca 01-09-2017 Valid in Good Standing1564 HongKong Dileep Madgavkar NA Director & Head Funds Advisory Global Investment House India 31-03-2006 Certification / Renewal Awaited 1565 HongKong Ravi Mehrotra 24799 Director Religare Enterprises Ltd 31-03-2016 Certification / Renewal Awaited 1566 Howrah Abhishek Mohta 39408 CEO SKM Financial Services 13-06-2017 Valid in Good Standing1567 Howrah Jinendra Kumar Jain 23789 RM Fullerton Securities & Wealth Advisors -NA- Certification / Renewal Awaited 1568 Howrah Poonam Jain 20226 NA NA -NA- Certification / Renewal Awaited 1569 Howrah Preeti Dhoot 50430 NA NA -NA- Certification / Renewal Awaited 1570 Howrah Ravi Shankar Sharma 61828 NA Self Employed 05-11-2017 Valid in Good Standing1571 Howrah Roshni Pasari 23862 NA NA 30-06-2016 Certification / Renewal Awaited 1572 Howrah Santanu Bhattacharyya 95854 NA Self Employed 14-12-2017 Valid in Good Standing1573 Howrah Shreyans Sethia 38844 NA NA -NA- Certification / Renewal Awaited 1574 Howrah Utsav Bajaj 62046 Vice President - Investment Advisor Religare Macquarie Wealth Management Ltd 27-03-2017 Valid in Good Standing1575 Howrah Vinay Sethia 56894 NA Self Employed 20-09-2012 Certification / Renewal Awaited 1576 Hubli Aniruddha A Phadnavis 30988 General Manager VRL Logistics Ltd 12-04-2010 Certification / Renewal Awaited 1577 Hubli Vinayak Malatesh Savanur 86241 SENIOR ANALYST Eclerx Services Ltd. 02-02-2018 Valid in Good Standing1578 Hyderabad A Prashanth 73156 NA NA -NA- Certification / Renewal Awaited 1579 Hyderabad Aashay Harshe 79752 Partner Business development Third eye financial planner LLP 11-08-2017 Valid in Good Standing1580 Hyderabad Abhitanshu Kumar Tiwari 64998 Regional Head Reliance Securities Ltd 13-01-2018 Valid in Good Standing1581 Hyderabad Addepalli Venkata Suresh 60916 NA NA -NA- Certification / Renewal Awaited 1582 Hyderabad Adilakshmi Kolla 71125 NA NA -NA- Certification / Renewal Awaited

1583 Hyderabad Aditya Kumar Jha 52681 Account Executive Apurba Enterprises 07-11-2012 Certification / Renewal Awaited 1584 Hyderabad Aliasgar Mansur Khambati 69278 Proprietor M/s Innovative Investments 06-05-2017 Valid in Good Standing1585 Hyderabad Aluru Rama Rao 52131 Assistant General Manager State Bank of India 26-03-2014 Certification / Renewal Awaited 1586 Hyderabad Ankit Choradia 66392 Financial Advisor Arthayantra 09-06-2015 Certification / Renewal Awaited 1587 Hyderabad Arikatla Sreenivasa Rao 19070 Manager HCK Capital Services Pvt Ltd 14-03-2018 Valid in Good Standing1588 Hyderabad Ashok Kumar Kotha 58446 Relationship Manager Angel Broking Ltd 29-09-2016 Certification / Renewal Awaited 1589 Hyderabad Avdesh Pittie 58756 NA NA -NA- Certification / Renewal Awaited 1590 Hyderabad B Manikandan 61945 Chief Manager State Bank of India 23-06-2016 Certification / Renewal Awaited 1591 Hyderabad Babita Jaju 78497 dealer R.B.Jaju securities india pvt. ltd. -NA- Certification / Renewal Awaited 1592 Hyderabad Balraj Tumma 17803 Financial Planner Net Worth Financial Planning 06-08-2017 Valid in Good Standing1593 Hyderabad Basava Reddy Kontham 64050 Branch Manager Srichanakya Institute Finanacial education -NA- Certification / Renewal Awaited 1594 Hyderabad Battu Kalyan 88192 Sales Manager Franklin Templetion Investments 05-12-2017 Valid in Good Standing1595 Hyderabad Bharat Kumar Kollipara 20924 RELATIONSHIP MANAGER RIGHT HORIZONS 08-08-2014 Certification / Renewal Awaited 1596 Hyderabad Bhishma Rao Soma Shankara Gajavelli 43562 P&C Insurance Domain Expert Tata Consultancy Services 06-03-2018 Valid in Good Standing1597 Hyderabad Boggarapu Chandra Sekhar Gupta 30806 Proprietor Golden Harvest Investments 14-12-2016 Certification / Renewal Awaited 1598 Hyderabad Bohini Maneesh 52419 Assistant Manager ICICI Bank Limited 25-07-2017 Valid in Good Standing1599 Hyderabad Bonakurthy Kumar 80690 NA NA -NA- Certification / Renewal Awaited 1600 Hyderabad Bulusu Venugopal 82972 Manager State Bank of India 27-03-2017 Valid in Good Standing1601 Hyderabad C M Rajesh Khandelwala 23072 Proprietor M/s Rajesh Khandelwal HUF 10-03-2018 Valid in Good Standing1602 Hyderabad Chandrahasa S Jamadanda 51857 NA NA -NA- Certification / Renewal Awaited 1603 Hyderabad Chatakonda Abhirami 85918 Accounts Executive AK Accountants And Auditors outsourcing 01-11-2017 Valid in Good Standing1604 Hyderabad Debraj Bulusu 55562 District Coordinator Financial Inclusion Networks & Operations Ltd. -NA- Certification / Renewal Awaited 1605 Hyderabad Deepa Nittala 53007 Principal Retirement Planner Principal Retirement Advisors 15-09-2017 Valid in Good Standing1606 Hyderabad Dev Kumar Mahapatro 34573 Director BuckSpeak 07-10-2016 Certification / Renewal Awaited 1607 Hyderabad Devarakonda Kamal 88781 NA NA -NA- Certification / Renewal Awaited 1608 Hyderabad Dhaval Joshi 62593 NAV Analysis Analyst Franklin Templeton Investments -NA- Certification / Renewal Awaited 1609 Hyderabad Endulal Venkatesh 81042 NA NA -NA- Certification / Renewal Awaited 1610 Hyderabad Enugurthi Srivatsav 90308 NA NA -NA- Certification / Renewal Awaited 1611 Hyderabad G Chandana Swetha 77180 SENIOR ANALYST ArthaYantra 23-06-2017 Valid in Good Standing1612 Hyderabad Ganachari Hussain Chetty 61603 Manager State Bank of India 23-06-2017 Valid in Good Standing1613 Hyderabad Ganesh Kodur 49184 Associate Vice President Karvy Private Wealth 25-04-2017 Valid in Good Standing1614 Hyderabad Geeta Kishore Shahani 15921 NA NA -NA- Certification / Renewal Awaited 1615 Hyderabad Girish Kumar Palaparthy 32945 Asst Manager State Bank of India 12-11-2010 Certification / Renewal Awaited 1616 Hyderabad Gudla Madhavi Reddy 16897 Managing Partner MIFS 09-02-2017 Certification / Renewal Awaited 1617 Hyderabad Haritha Prashant 58892 Manager - Strategy and Finance Micro Special Tools 22-12-2017 Valid in Good Standing1618 Hyderabad Hiral K Doshi 48950 NA NA -NA- Certification / Renewal Awaited 1619 Hyderabad Jalan Trupti 80361 Wells Fargo Associate Financial Analyst 27-10-2017 Valid in Good Standing1620 Hyderabad Jayanthilal Bharat Kumar Jain 53952 NA NA -NA- Certification / Renewal Awaited 1621 Hyderabad Jayashree Gollakota 19643 Assistant General Manager State Bank of India 08-11-2016 Certification / Renewal Awaited 1622 Hyderabad Jivesh Gaur 45129 Consultant Deloitte Consulting India Pvt. Ltd. -NA- Certification / Renewal Awaited 1623 Hyderabad K Sridhar 24839 Director eFIN Services (India) Pvt Ltd 31-03-2014 Certification / Renewal Awaited 1624 Hyderabad Karim H Lakhani 15552 Chief Financial Planner 3rd Eye Financial Planners LLP 31-03-2017 Valid in Good Standing1625 Hyderabad Karna Jalan 45031 Manager D E Shaw India 06-03-2018 Valid in Good Standing1626 Hyderabad Kaustubh Singh Kachhwaha 68430 Financial Planner Arthayantra 20-01-2018 Valid in Good Standing1627 Hyderabad Kavan Udgiri 58514 Regional Head Reliance Money Solutions Pvt Ltd 15-12-2015 Certification / Renewal Awaited 1628 Hyderabad Khushboo Nandkishore Kandoi 26467 NA Self Employed 22-10-2017 Valid in Good Standing1629 Hyderabad Kiran Kumari Agarwala 19667 Relationship Manager FCH Centrum Wealth Managers Ltd 05-07-2012 Certification / Renewal Awaited 1630 Hyderabad Komal Rajiv Shah 58759 NA NA -NA- Certification / Renewal Awaited 1631 Hyderabad Kopuri Barnard Kumar 83097 ASST REGISTRAR Debts Recovery Tribunal 15-02-2018 Valid in Good Standing1632 Hyderabad Kovvuri Veera Venkata Satyanarayana Reddy 68428 Assistant General Manager State Bank of India 22-03-2017 Valid in Good Standing1633 Hyderabad Krithivasan Swaminathan 21363 DGM State Bank of India 16-04-2010 Certification / Renewal Awaited 1634 Hyderabad Kusum Bhutada 16940 Analyst Pioneer Client Associates (P) Ltd 24-02-2010 Certification / Renewal Awaited 1635 Hyderabad Lakshmi Ganapathi Murthy Duddu 36150 Vice President - IFA Group J M Financial Services Pvt Ltd 01-12-2014 Certification / Renewal Awaited 1636 Hyderabad Laxmi Shyam Prasad Reddy Sathu 73565 Research Analyst Factset systems Pvt ltd 21-06-2017 Valid in Good Standing1637 Hyderabad Leela Ravikanth Kolagotla 31626 NA Self Employed 13-02-2018 Valid in Good Standing1638 Hyderabad Lubna Shabbir 63623 NA Self Employed 26-02-2017 Certification / Renewal Awaited 1639 Hyderabad Madhu Babu Daggu 53954 Chief Manager - Training State Bank of India 02-05-2013 Certification / Renewal Awaited 1640 Hyderabad Madiraju Sankara Muralidhar 53895 Manager State Bank of India 26-03-2013 Certification / Renewal Awaited 1641 Hyderabad Mahathe Pavan Venkata Swami Adapa 61864 Accountant Swamy Pearls -NA- Certification / Renewal Awaited 1642 Hyderabad Mangu Venkata Narasinga Rao 69775 Proprietor Mangu Financial Planners 12-11-2017 Valid in Good Standing1643 Hyderabad Manish Purushotaum Mahindrakar 62703 Proprietor Meghanath Investments 18-10-2017 Valid in Good Standing1644 Hyderabad Manki Jhana Shree 73378 NA NA -NA- Certification / Renewal Awaited 1645 Hyderabad Manu Sreenivasan 74411 Managing Director Wektra Family Office 24-10-2017 Valid in Good Standing1646 Hyderabad Mathan M 77479 Chief Manager ICICI Bank Limited 24-02-2018 Valid in Good Standing1647 Hyderabad Meduri Ravindranath 52217 Manager State Bank of India 26-03-2013 Certification / Renewal Awaited 1648 Hyderabad Moksha Kalyan Ram Abhiramula 43742 Chief Executive Officer Meticulous Financial Planners 17-08-2016 Certification / Renewal Awaited 1649 Hyderabad Mouriya Bicham Singh 77053 NA NA -NA- Certification / Renewal Awaited 1650 Hyderabad Nagender Kumar 64043 Relationship Manager Icici Prudential Mutual Fund -NA- Certification / Renewal Awaited 1651 Hyderabad Nageshwar Rao Addepalli 90937 Manager-Investment Nagarjuna Finance Limited 11-02-2018 Valid in Good Standing1652 Hyderabad Nagulapelli Anvitha 70597 NA NA -NA- Certification / Renewal Awaited 1653 Hyderabad Narayanaswamy Gowrishankar 15580 Director Zen Insurance Brokers Pvt Ltd 19-11-2017 Valid in Good Standing1654 Hyderabad Naresh Burra 71245 Financial Advisor Ventura Solutions -NA- Certification / Renewal Awaited

1655 Hyderabad Narsimha Reddy Veerati 17835 Asst General Manager Karvy Computershare Pvt Ltd 31-03-2009 Certification / Renewal Awaited 1656 Hyderabad Naveen Kanth Pagidimarri 24858 Director Advisory Training D R Knowledgematic Solutions Pvt Ltd 21-05-2018 Valid in Good Standing1657 Hyderabad Nikhil Tandulwadikar 23027 Deputy Manager Karvy Investment 16-02-2018 Valid in Good Standing1658 Hyderabad Nilapu Bala Krishna 22268 NA Self Employed 04-10-2014 Certification / Renewal Awaited 1659 Hyderabad NORI KRISHNA KIRITI 68769 Other Mphasis 20-07-2017 Valid in Good Standing1660 Hyderabad Ome N Srivastava 31835 Assistant General Manager State Bank of India 22-03-2017 Valid in Good Standing1661 Hyderabad P Pradeep Kumar Jain 64298 NA NA 11-05-2017 Valid in Good Standing1662 Hyderabad Padma Kuthadi 49461 Deputy Manager State Bank of India 10-09-2013 Certification / Renewal Awaited 1663 Hyderabad Pala Sagar Kumar 46566 Director - Marketing Arthalaya Financial Planning School LLP 08-09-2014 Certification / Renewal Awaited 1664 Hyderabad Pardha Saradhi Madasu 48695 Associate Professor Siva Sivani Institute Of Mgt 02-01-2017 Certification / Renewal Awaited 1665 Hyderabad Peddapudi Naga Venkata Basava Subba Reddy 37964 Probationary Officer Andhra Bank 17-10-2013 Certification / Renewal Awaited 1666 Hyderabad Peddi Rayudu 52557 Advisor Religare Securities Ltd 26-02-2015 Certification / Renewal Awaited 1667 Hyderabad Peddyreddy Raji Reddy 24394 Managing Director CRVJ Investment Consultants Ltd 07-06-2017 Valid in Good Standing1668 Hyderabad Pendly Surendar Reddy 24779 NA Self Employed 22-02-2018 Valid in Good Standing1669 Hyderabad PINNAMANENI VENKATA SAI KRISHNA CHOUDARY 81333 Managing Director Nexus9 Personal Financial Planners 13-10-2017 Valid in Good Standing1670 Hyderabad Piyush Khatri 69856 Proprietor Strategic Financial Planning Services 11-03-2017 Valid in Good Standing1671 Hyderabad Prabhakaran Margabandhu 61611 Chief Manager State Bank of India 23-06-2014 Certification / Renewal Awaited 1672 Hyderabad Praveen K Kilari 16256 Senior Sales Manager Aviva Life Insurance Co Ltd 17-07-2013 Certification / Renewal Awaited 1673 Hyderabad Prithvi V Potta 61333 Associate Director TrustPlutus Wealth Managers (I) Pvt Ltd -NA- Certification / Renewal Awaited 1674 Hyderabad Priya Ramarao 18564 PROJECT MANAGER ANDHRA PRADESH STATE FINANCE DEPARTMENT STATE SECRETARIAT 17-02-2015 Certification / Renewal Awaited 1675 Hyderabad Priyanka Baldawa 62591 NA NA -NA- Certification / Renewal Awaited 1676 Hyderabad Priyanka Sharma 24362 NA NA -NA- Certification / Renewal Awaited 1677 Hyderabad PULI SREENIVAS RAO 45849 Proprietor R.S.Consultancy 21-12-2017 Valid in Good Standing1678 Hyderabad Purna Surya Prakash Tripuramallu 44000 Zonal Trainer Star Health & Allied Insurance Co Ltd 08-08-2017 Valid in Good Standing1679 Hyderabad R Radhakrishnan 59926 Financial Planner Srivatsa Finplan Solutions 05-02-2017 Certification / Renewal Awaited 1680 Hyderabad R S N Murthy 60766 NA Self Employed 25-12-2017 Valid in Good Standing1681 Hyderabad Raghava Sai Sarayee 77046 NA NA -NA- Certification / Renewal Awaited 1682 Hyderabad Raghunath Patnaik 61613 Chief Manager State Bank of India 23-06-2016 Certification / Renewal Awaited 1683 Hyderabad Rahul V Bhurat 60885 Associate Pricewaterhouse Coopers -NA- Certification / Renewal Awaited 1684 Hyderabad Rajani Bhimavarapu 21507 Senior Manager Zen Securities Ltd 07-02-2018 Valid in Good Standing1685 Hyderabad Rajasekhara Reddy Peddareddy 50519 Managing Director Valueraj Advisors Pvt. Ltd. 25-04-2017 Valid in Good Standing1686 Hyderabad Rajesh Kotichukkala 77555 NA NA -NA- Certification / Renewal Awaited 1687 Hyderabad Rajesh Om Prakash Minocha 72756 AVP Franklin Templeton Investments 10-02-2018 Valid in Good Standing1688 Hyderabad RAJESHWAR MANTHENA 82666 Product Quality Specialist Amazon India Development Centre 14-07-2017 Valid in Good Standing1689 Hyderabad Rakesh Chowdary Ghanta 44494 Centre Head Sri Punyavathi Academy 15-02-2015 Certification / Renewal Awaited 1690 Hyderabad Ramakrishna Nagaraju Pathapati 39844 Managing Director PNR Wealth & Financial Planners Pvt Ltd 24-05-2017 Valid in Good Standing1691 Hyderabad Ramesh Vittal Susirla 19448 Chief Manager State Bank of India 19-01-2018 Valid in Good Standing1692 Hyderabad Ranjith Rao Asnala 54641 NA NA -NA- Certification / Renewal Awaited 1693 Hyderabad Ravi Monigari 96467 Distributor Birla Sun Life Insurance Co Ltd 02-02-2018 Valid in Good Standing1694 Hyderabad Ravi Shanker Damaraju 14229 Regional Product Manager Reliance Financial Ltd 10-02-2017 Certification / Renewal Awaited 1695 Hyderabad Ravikiran Chengalvala 75675 NA Self Employed 08-04-2017 Valid in Good Standing1696 Hyderabad Reena Kumari 51274 Financial Planner Polyfin 03-02-2017 Certification / Renewal Awaited 1697 Hyderabad Reenika Avasthi 19796 NA Self Employed 11-08-2017 Valid in Good Standing1698 Hyderabad Renu Maduru 69794 Financial Planner Aaaradhya Financial Planners 10-10-2014 Certification / Renewal Awaited 1699 Hyderabad Ritika Agarwal 78428 Investment Consultant RB Jaju Securities Indua Pvt.Ltd. 26-04-2016 Certification / Renewal Awaited 1700 Hyderabad Rohit Shanker Daswani 24771 NA NA -NA- Certification / Renewal Awaited 1701 Hyderabad Rohit Sharma 76545 NA NA -NA- Certification / Renewal Awaited 1702 Hyderabad Rupali R Shanker 21243 Financial Planner Sree Investments 19-03-2010 Certification / Renewal Awaited 1703 Hyderabad Sahithi Satya Krishna Karra 57556 NA NA -NA- Certification / Renewal Awaited 1704 Hyderabad Sai Vittal Balla 87996 Senior Sales Manager Franklin Templeton Investments 09-06-2017 Valid in Good Standing1705 Hyderabad Sampath Kumar L 61595 NA NA -NA- Certification / Renewal Awaited 1706 Hyderabad Sandeep Kumar Mishra 20320 Vice President (Relationship) SBI Factors and Commercial Services 20-04-2010 Certification / Renewal Awaited 1707 Hyderabad Sangeetha R 61948 Financial Planner ArthaYantra 06-05-2017 Valid in Good Standing1708 Hyderabad Santhosh Kumar 72067 NA Self Employed 09-07-2017 Valid in Good Standing1709 Hyderabad Saranya Badvelu 29521 Other Ushodaya Enterprises Private Limited 11-12-2017 Valid in Good Standing1710 Hyderabad Sasi Gorantla 94844 Chief Manager ICICI Bank Limited 07-12-2017 Valid in Good Standing1711 Hyderabad Sayam Venkata Ravi Chandra 49815 NA NA -NA- Certification / Renewal Awaited 1712 Hyderabad Seshu Harshesh Ch 17082 NA NA -NA- Certification / Renewal Awaited 1713 Hyderabad Shanthi Raj P 16008 Chief Financial Planner Wholelife Financial Services (Hyd) Pvt Ltd 31-03-2017 Valid in Good Standing1714 Hyderabad Shweta Rai 37446 Financial Planner International Money Matters Pvt Ltd 24-01-2018 Valid in Good Standing1715 Hyderabad Shwetha Jaju 49735 Head - Investments R B Jaju Securities India Pvt Ltd 02-05-2013 Certification / Renewal Awaited 1716 Hyderabad Singaraju Sunder 57149 Tax and Audit Assistant V Ramakrishna & Co Chartered Accountants 15-09-2015 Certification / Renewal Awaited 1717 Hyderabad Sirisha Potluri 22326 NA NA -NA- Certification / Renewal Awaited 1718 Hyderabad Sneha Modukuri 49575 NA NA -NA- Certification / Renewal Awaited 1719 Hyderabad Sreenivas Devasani 51920 Senior Financial Advisor ICICI Securities Ltd 16-06-2017 Valid in Good Standing1720 Hyderabad Sri Bharath Sm 28348 Managing Partner Thripti Services 17-02-2016 Certification / Renewal Awaited 1721 Hyderabad Sridhar Alapati 44816 Junior Analyst Franklin Templeton Investments -NA- Certification / Renewal Awaited 1722 Hyderabad Srikanth Godavarthi 35059 Sr Officer Sales Bajaj Auto Finance Ltd -NA- Certification / Renewal Awaited 1723 Hyderabad Srinivas Rao Goteti 76519 NA NA -NA- Certification / Renewal Awaited 1724 Hyderabad Srinivas Rao Peddi 52435 Director 6th Sense Financial Planners 25-08-2017 Valid in Good Standing1725 Hyderabad Srinivasa Reddy Ariga 70208 Operations Head Finvisdom Financial Services Pvt Ltd -NA- Certification / Renewal Awaited 1726 Hyderabad Sriramnageshnarayan Karpurapu 43995 Financial Professional NJ Fundz Network 23-12-2017 Valid in Good Standing

1727 Hyderabad Srungarapu Kamal Kumar 86868 Manging Director Discipline Trading 27-03-2017 Valid in Good Standing1728 Hyderabad Subhash Babu Vuppuluri 85451 Chief Executive Officer NAWA Engineers & Consultants Pvt Ltd -NA- Certification / Renewal Awaited 1729 Hyderabad Subrahmanya Sarma Ammanamanchi 37837 Manager State Bank of India 19-09-2011 Certification / Renewal Awaited 1730 Hyderabad Sudhakar Samala 81958 CHANNEL MANAGER Axis Asset Management Co Ltd 19-01-2018 Valid in Good Standing1731 Hyderabad Sudhir Rathi 82681 NA NA 05-10-2017 Valid in Good Standing1732 Hyderabad Sundaram Vaikalathur Balasubramaniam 20386 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 1733 Hyderabad Surakanthi Praveen Reddy 19814 NA NA -NA- Certification / Renewal Awaited 1734 Hyderabad Suram Venkataramana 14270 Head - Academics Academy of Financial Planning Pvt Ltd 31-03-2007 Certification / Renewal Awaited 1735 Hyderabad Suresh Reddy Ginjala 68046 Joint General Manager RailTel Corporation 06-05-2017 Valid in Good Standing1736 Hyderabad Suresh Venkobarao Dharmapuri 53880 Proprietor DVS Consulting 23-05-2017 Valid in Good Standing1737 Hyderabad Swapna Kantheti 15383 Director KRB Holdings Pvt Ltd 31-03-2017 Valid in Good Standing1738 Hyderabad Swathi Agarwal 73148 NA NA -NA- Certification / Renewal Awaited 1739 Hyderabad Sweta Khandelwal 33976 Relationship Manager Religare Macquarie Wealth Management Ltd 02-08-2010 Certification / Renewal Awaited 1740 Hyderabad Swetha Polana 28356 Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 1741 Hyderabad Syed Kaleemullah Hussaini 76751 Senior Manager Kotak Mahindra Bank Ltd 24-07-2017 Valid in Good Standing1742 Hyderabad Tejaswy Ghanta 44138 Manager - Financial Planning G V Rao & Co Chartered Accountants 07-02-2014 Certification / Renewal Awaited 1743 Hyderabad Thriveni Nagari 83618 NA NA -NA- Certification / Renewal Awaited 1744 Hyderabad Truptesh Shah 15387 Managing Partner Deontic Advisors LLP 31-03-2017 Valid in Good Standing1745 Hyderabad Tummala Vasantha Lakshmi 52198 Chief Manager State Bank of India 26-03-2013 Certification / Renewal Awaited 1746 Hyderabad Uma Rani Peddyreddy 42147 Director CRVJ Investment Consultants Ltd 07-06-2017 Valid in Good Standing1747 Hyderabad Umabala Venkata Naga Kambaladinne 51961 NA NA -NA- Certification / Renewal Awaited 1748 Hyderabad Upadrasta Srinivasa Rao 69064 NA Self Employed 08-04-2017 Valid in Good Standing1749 Hyderabad V Ravi 69355 NA NA -NA- Certification / Renewal Awaited 1750 Hyderabad Venkata Praveen Kumar Rapeti 88060 Manager HDFC Asset Management Co Ltd 23-06-2017 Valid in Good Standing1751 Hyderabad VENKATESAM NAGA JITENDRA KUMAR SANAGALA 16736 Financial Planner Self-employed 30-08-2017 Valid in Good Standing1752 Hyderabad Venkateshwer Gangula Sargari 89814 Senior Manager Paisaxpaisa Wealth Advisory Pvt. Ltd 29-12-2017 Valid in Good Standing1753 Hyderabad Venkateswara Rao Ghanta 48390 Sole Proprietor G V Rao & Co Chartered Accountants 06-12-2012 Certification / Renewal Awaited 1754 Hyderabad Venugopal Jagarlamudi 21509 Assistant General Manager Zen Securities Ltd 08-12-2017 Valid in Good Standing1755 Hyderabad Vijay Kumar Subramanian 24645 Chief General Manager State Bank of Patiala 11-11-2017 Valid in Good Standing1756 Hyderabad Vineet Rastogi 37821 Assistant General Manager State Bank of India 23-12-2010 Certification / Renewal Awaited 1757 Hyderabad Vinita J Vora 58757 NA NA -NA- Certification / Renewal Awaited 1758 Hyderabad Vinita Sharma 28552 Associate Profesor A V College 13-01-2015 Certification / Renewal Awaited 1759 Hyderabad Vinodkuamr Shalujain 54835 NA NA -NA- Certification / Renewal Awaited 1760 Hyderabad Vivek Khemka 17872 Proprietor Dhanya Financial Planning 31-03-2012 Certification / Renewal Awaited 1761 Hyderabad Vnv Rao 42882 Senior Manager Central Bank of India 31-03-2017 Valid in Good Standing1762 Hyderabad Vuyyala Narendra Kumar 84515 Investment Consultant Zen Securities Ltd -NA- Certification / Renewal Awaited 1763 Ichalkaranji Abhijit Balasaheb Bhagwat 37349 Assistant Sales Manager NJ Indiainvest Pvt Ltd. 17-05-2017 Valid in Good Standing1764 Ichapur Tapan Kumar 53765 Properietor TK & Associates -NA- Certification / Renewal Awaited 1765 Imphal Toijam Paikhomba Meitei 38822 NA Self Employed 30-10-2017 Valid in Good Standing1766 Indore Akratee Lodha 51066 Business Manager Wealth Cafe Financial Advisors Private Limited -NA- Certification / Renewal Awaited 1767 Indore Amit K Maheshwari 39529 Director AKM Wealth Management Pvt Ltd 10-02-2018 Valid in Good Standing1768 Indore Ankur Gupta 19950 Manager Mirae Asset Global Investments (I) Pvt Ltd 12-05-2017 Valid in Good Standing1769 Indore Chetan Doshi 24080 NA Self Employed 06-07-2017 Valid in Good Standing1770 Indore Harish Sharma 68415 Asst Manager Bajaj Capial Ltd. 10-12-2016 Certification / Renewal Awaited 1771 Indore Jaspreet Singh Tuteja 48509 NA NA 30-12-2016 Certification / Renewal Awaited 1772 Indore Jisha Cheriyan 64969 Marketing Executive Cherry Enterprises 23-12-2016 Certification / Renewal Awaited 1773 Indore Jitendra Khemani 59967 Proprietor Premier Financial Services 02-10-2017 Valid in Good Standing1774 Indore Mahesh Chandra Verma 37708 Divisional Manager LIC of India 02-05-2014 Certification / Renewal Awaited 1775 Indore Manish Ranjan 30815 Regional Head Reliance Capital AMC Ltd 07-02-2013 Certification / Renewal Awaited 1776 Indore Meetpal S Chawla 24251 Senior Financial Planner Excel Financial Solution 08-07-2013 Certification / Renewal Awaited 1777 Indore Navneet Dhawan 24282 Proprietor Premier Wealth Managers 06-07-2017 Valid in Good Standing1778 Indore Om Prakash Jagetiya 55274 Financial Planner OPJ Wealth Manager & Financial Planner 19-03-2014 Certification / Renewal Awaited 1779 Indore Pooja Lokesh Jain 47115 NA Self Employed 03-01-2018 Valid in Good Standing1780 Indore Pramod Saraf 29858 Director Swan Finance Ltd 08-06-2017 Valid in Good Standing1781 Indore Radhika Pande 57166 NA Self Employed 02-10-2017 Valid in Good Standing1782 Indore Raghav Chandak 48757 Lead - Analyst Impetus Infotech (I) Pvt Ltd 06-03-2014 Certification / Renewal Awaited 1783 Indore Rajeev Kumar Sharma 38246 CHIEF MANAGER State Bank of India 17-05-2011 Certification / Renewal Awaited 1784 Indore Ranveer Prakash Saxena 51255 Assistant Manager Kotak Mahindra AMC Ltd 04-07-2015 Certification / Renewal Awaited 1785 Indore Ravi Himanshu Upadhyay 28167 Agent DSP Blackrock AMC Ltd 12-02-2013 Certification / Renewal Awaited 1786 Indore Sandeep Manohar Tahilramaney 42752 Project Head Altius Institute 28-05-2017 Valid in Good Standing1787 Indore Shailesh Vishwakarma 56364 Proprietor Grow Money Consultants 27-01-2015 Certification / Renewal Awaited 1788 Indore Shalini Kallani 17726 Investment Advisor Standard Chartered Bank 28-02-2013 Certification / Renewal Awaited 1789 Indore Shishir Saxena 39838 Financial Planner Sahyog Financials 25-02-2013 Certification / Renewal Awaited 1790 Indore Shruti Ghiya 20367 Financial Planner Finoptions Management Solutions 24-08-2010 Certification / Renewal Awaited 1791 Indore Sunil K Srivastava 31921 Deputy Manager State Bank of India 04-06-2012 Certification / Renewal Awaited 1792 Indore Sunil Valecha 24547 Chief Life Insurance Advisor and Gratuity Consultant Life Insurance Corporation of India 27-10-2017 Valid in Good Standing1793 Indore Umesh Rathi 25057 Financial Planner Arihant Capital Markets Ltd. 06-04-2017 Valid in Good Standing1794 Indore Vaibhav Bansal 24571 Manager Time Investment 21-03-2014 Certification / Renewal Awaited 1795 Indore Vandana Narendra Dubey 53323 Manager Future Generali India Life Insurance 17-08-2016 Certification / Renewal Awaited 1796 Indore Vijay K Agrawal 24578 Proprietor Time Investment 21-03-2014 Certification / Renewal Awaited 1797 Indore Vikas Behra 61388 Head - Corporate Training Altius Institute 26-03-2013 Certification / Renewal Awaited 1798 Indore Vikas Singh 51773 Vertical Head Idea Cellular Ltd 03-11-2017 Valid in Good Standing

1799 Indore Vinit Rathi 51710 Head - Business Development Swastika Investmart Ltd 19-11-2017 Valid in Good Standing1800 Itanagar Bato Lomi 90732 NA NA -NA- Certification / Renewal Awaited 1801 Jabalpur Abhishek Kumar Mishra 29025 Assitant Manager Angel Broking Pvt Ltd -NA- Certification / Renewal Awaited 1802 Jabalpur Aruna Satapathy 29433 NA NA -NA- Certification / Renewal Awaited 1803 Jabalpur Juhi Bajpai Bose 57316 Branch Manager Future Generali India Life Insurance Co Ltd 04-12-2012 Certification / Renewal Awaited 1804 Jabalpur Rajeev Hiralal Gupta 33581 Director Swaraj Wealth Management pvt. Ltd 24-09-2016 Certification / Renewal Awaited 1805 Jagadhri Mayank Garg 55529 NA NA -NA- Certification / Renewal Awaited 1806 Jaipur A Bhuvaneswari 24925 Chief Manager State Bank of India 31-03-2011 Certification / Renewal Awaited 1807 Jaipur Aayushi Aggarwal 89810 Article Assistant DS Shekhawat & Associates -NA- Certification / Renewal Awaited 1808 Jaipur Abhay Sharma 60328 Senior Analyst Deutsche Bank AG 18-06-2015 Certification / Renewal Awaited 1809 Jaipur Abhishek Jain 48940 Director Vardhman Institute 13-11-2012 Certification / Renewal Awaited 1810 Jaipur Abhishek Sharma 91104 Financial Analyst N K Kothari Wealth Consultant Pvt. Ltd. 04-02-2017 Certification / Renewal Awaited 1811 Jaipur Abhishek Sinwal 88257 NA NA -NA- Valid in Good Standing1812 Jaipur Adheesh Kabra 31604 RELATIONSHIP MANAGER Prabhat Financial Services Ltd -NA- Certification / Renewal Awaited 1813 Jaipur Aishwarya Sharma 28595 NA NA -NA- Certification / Renewal Awaited 1814 Jaipur Amit Johari 29639 Branch Manager HSBC Invest Direct 05-03-2010 Certification / Renewal Awaited 1815 Jaipur Anish Aggarwal 83112 NA NA -NA- Certification / Renewal Awaited 1816 Jaipur Ankit Khandelwal 29042 NA NA -NA- Certification / Renewal Awaited 1817 Jaipur Anshul Srivastava 20712 NA NA 10-04-2016 Certification / Renewal Awaited 1818 Jaipur Anurag Agarwal 88427 Relationship Manager LIC Nomura Mutual Fund AMC Ltd -NA- Certification / Renewal Awaited 1819 Jaipur Apoorva Srivastava 23347 Assistant Vice President IDFC Asset Management Ltd 07-04-2017 Valid in Good Standing1820 Jaipur Ashish Modani 20735 Proprietor Sla Investment Centre 10-09-2017 Valid in Good Standing1821 Jaipur Ashoka Rajan 51597 Financial Planner Pinnacle Financial Planners 27-11-2014 Certification / Renewal Awaited 1822 Jaipur Bishnu Prasad Das 20007 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 1823 Jaipur Chidrup Kumar Jain 40507 Financial Planner ACE School for Professional Studies 30-03-2016 Certification / Renewal Awaited 1824 Jaipur Deepak S Lingwal 19604 Chief Manager State Bank of India 22-03-2012 Certification / Renewal Awaited 1825 Jaipur Devi Lal Mehra 61087 Chief Manager State Bank of India 13-01-2017 Certification / Renewal Awaited 1826 Jaipur Durgesh Kumar 24991 Executive Credit Indusind Bank Ltd 31-03-2010 Certification / Renewal Awaited 1827 Jaipur Gopal Krishan Goenka 34689 Director Gennext Management Services Pvt Ltd 05-08-2017 Valid in Good Standing1828 Jaipur Harshit Vishwakarma 22942 Director Wealth Wisdom Consultants Pvt Ltd 01-12-2017 Valid in Good Standing1829 Jaipur Harshvardhan Lahoty 16462 NA NA -NA- Certification / Renewal Awaited 1830 Jaipur Hemant Kumar Beniwal 17388 Director Ark Financial Planners 05-11-2017 Valid in Good Standing1831 Jaipur Krishna K Misra 24198 Manager Bnp Paribas 11-02-2017 Certification / Renewal Awaited 1832 Jaipur Kriti Sharma 35936 NA NA -NA- Certification / Renewal Awaited 1833 Jaipur Mohan Lal Jain 61551 Deputy General Manager Bank of Baroda -NA- Certification / Renewal Awaited 1834 Jaipur Nand Kishore Kothari 60233 Director NK Kothari Wealth Consultants Pvt Ltd 09-07-2017 Valid in Good Standing1835 Jaipur Neeraj Ajmera 65873 manager finance and accounts Sun-tap power projects pvt. ltd. -NA- Certification / Renewal Awaited 1836 Jaipur Pradeep Daryani 53163 Training Manager Max Life Insurance Co Ltd 04-12-2016 Certification / Renewal Awaited 1837 Jaipur Prakash Chand Maldhani 48698 Partner Embark Insec 13-11-2017 Valid in Good Standing1838 Jaipur Pramod Kanoongo 69014 Proprietor Ridhi & Associates 11-03-2017 Valid in Good Standing1839 Jaipur Prashant Choradia 34258 Manager Birla Global finance co ltd 10-02-2017 Certification / Renewal Awaited 1840 Jaipur Prashant Rathi 52460 Director N K Kothari Wealth Consultant Pvt. Ltd. 13-11-2017 Valid in Good Standing1841 Jaipur Prateek Jain 57273 NA NA -NA- Certification / Renewal Awaited 1842 Jaipur Pushpendra Singh 49610 Manager - Sales Tata Asset Management Ltd 12-04-2013 Certification / Renewal Awaited 1843 Jaipur Rahul Agarwal 50662 Cluster Head Birla Sun Life Asset Management Company Ltd -NA- Certification / Renewal Awaited 1844 Jaipur Rajani Saini 40780 Deputy Manager State Bank of Bikaner & Jaipur 28-03-2017 Valid in Good Standing1845 Jaipur Rakesh Sharma 82739 Senior Manager Kotak Mahindra Bank Ltd 17-01-2017 Certification / Renewal Awaited 1846 Jaipur Ramesh Chand Maloo 24406 Proprietor Maloo Finance and Investment Services 04-04-2017 Valid in Good Standing1847 Jaipur Ramesh Kumar Jethani 73947 Proprietor Jethani Investments 01-12-2017 Valid in Good Standing1848 Jaipur Ravi Saini 49191 Deputy Manager Kotak Securities Ltd 08-12-2017 Valid in Good Standing1849 Jaipur Rohan Sharma 66389 Founder Professional Training Academy 21-08-2014 Certification / Renewal Awaited 1850 Jaipur Romil Singhal 73948 Director Wealth Wisdom Consultants Pvt Ltd 01-12-2017 Valid in Good Standing1851 Jaipur Sanchit Taksali 87377 NA NA -NA- Certification / Renewal Awaited 1852 Jaipur Sandeep Kumar Sharma 51291 Deputy Manager Stock Holding Corporation of India Ltd 06-03-2018 Valid in Good Standing1853 Jaipur Saurabh Lodha 16072 Investment Advisor Rakesh Khinvasara Member JSEL Ltd 31-03-2007 Certification / Renewal Awaited 1854 Jaipur Savita Nathawat 28856 NA NA -NA- Certification / Renewal Awaited 1855 Jaipur Shalini Shalini 48567 Proprietor Shalini Investment & Allied Services 13-11-2017 Valid in Good Standing1856 Jaipur Sonal Bajaj 79853 NA NA -NA- Certification / Renewal Awaited 1857 Jaipur Sourabh Chadha 9214 Senior Relationship Manager Tata Asset Management Ltd 10-05-2017 Valid in Good Standing1858 Jaipur Sultan S Charania 16750 Cluster Head Aditya Trading Solutions Pvt Ltd 31-03-2010 Certification / Renewal Awaited 1859 Jaipur Supriya Dusad 41088 financial analyst Nirvana Solutions -NA- Certification / Renewal Awaited 1860 Jaipur Surender Singh Sindhu 68608 Relationship Manager Unicon -NA- Certification / Renewal Awaited 1861 Jaipur Suresh Sharma 92772 Deputy Manager Birla Sun Life Asset Management Company Ltd -NA- Certification / Renewal Awaited 1862 Jaipur Umesh Somai 24566 Director Wealth Wisdom Consultants Pvt Ltd 08-12-2017 Valid in Good Standing1863 Jaipur Vikas Agarwal 24585 Director IPC (P) Ltd 13-03-2017 Valid in Good Standing1864 Jaipur Vimal Kumar Jain 40779 Deputy Manager State Bank of Bikaner & Jaipur 28-03-2017 Valid in Good Standing1865 Jaipur Vinod Kumar 53006 Branch Manager NJ India Invest Pvt Ltd 09-01-2014 Certification / Renewal Awaited 1866 Jaipur Y Rehi 51598 Proprietor Slr Investment Center 27-12-2017 Valid in Good Standing1867 Jaipur Yogesh Kumar Sharma 69635 Manager Union Bank Of India 28-04-2017 Valid in Good Standing1868 Jalandhar Ashwani Tiwari 24848 Chief Planner Wealthmate 31-03-2017 Valid in Good Standing1869 Jalandhar Kanav Dhamija 20519 Distribution Training Manager Bharti Axa Life Insurance Company Ltd 15-04-2010 Certification / Renewal Awaited 1870 Jalandhar Manoj Sharma 32297 NA NA -NA- Certification / Renewal Awaited

1871 Jalandhar Mridul Sethi 15984 NA NA -NA- Certification / Renewal Awaited 1872 Jalandhar Munish Kakar 16557 Senior Manager HDFC Bank 08-09-2017 Valid in Good Standing1873 Jalandhar Naresh Kumar 32465 Executive Client Service HDFC Asset Management Company Ltd 11-08-2011 Certification / Renewal Awaited 1874 Jalandhar Narinder Singh Sekhon 74870 NA Self Employed 21-08-2017 Valid in Good Standing1875 Jalandhar Neeraj Jain 82070 NA NA -NA- Certification / Renewal Awaited 1876 Jalandhar Rajesh Mehta 19356 NA NA -NA- Certification / Renewal Awaited 1877 Jalandhar SANDEEP PRINCE 65409 Executive Director Kombench Financial Services 30-06-2016 Certification / Renewal Awaited 1878 Jalandhar Sonia Talwar 50057 GM Basra Brothers 06-04-2012 Certification / Renewal Awaited 1879 Jalandhar Vijay Kumar Lal 54634 Channel Partner NJ India Invest Pvt. Ltd. 04-04-2016 Certification / Renewal Awaited 1880 Jalandhar Vishal Avasthi 52323 Financial Planner Growell Financial Consultants 27-12-2017 Valid in Good Standing1881 Jalgaon Haresh A Lokchandani 19629 NA NA 31-03-2009 Certification / Renewal Awaited 1882 Jalgaon Vedant V Mohta 18736 Proprietor Vedant Mohta 17-05-2010 Certification / Renewal Awaited 1883 Jalna Nitin B Rathi 37900 Proprietor Shree Financial Counsultancy 31-08-2017 Valid in Good Standing1884 Jameshedpur Kumud Ahuja 97301 NA NA -NA- Certification / Renewal Awaited 1885 Jammu Avinash Gupta 39836 Branch Head SBI Funds Management Pvt Ltd 11-08-2012 Certification / Renewal Awaited 1886 Jammu Rajat Jain 31674 Branch Manager Fullerton India -NA- Certification / Renewal Awaited 1887 Jammu Sahil Mahajan 21256 CRM K.K Consultancy -NA- Certification / Renewal Awaited 1888 Jammu Vikas Bhagotra 25097 Deputy Manager State Bank of India 24-03-2012 Certification / Renewal Awaited 1889 Jamnagar Alpa Mayank Maniar 49253 Advisor Shreenath Investment Consultancy -NA- Certification / Renewal Awaited 1890 Jamnagar Bhavin Pravinchandra Sarda 49252 NA Self Employed 15-12-2017 Valid in Good Standing1891 Jamnagar Jatin Nileshbhai Maniar 49251 NA Self Employed 22-12-2017 Valid in Good Standing1892 Jamnagar Jemin Shailesh Malde 40858 Branch Manager Atlanta Share Shopee Ltd 04-07-2012 Certification / Renewal Awaited 1893 Jamnagar Naitik A Thakkar 34841 NA NA -NA- Certification / Renewal Awaited 1894 Jamshedpur Amit Kumar Khatri 29859 teacher self coaching insitute -NA- Certification / Renewal Awaited 1895 Jamshedpur Anupam Ghosh 19182 ISD Head SBI Funds Management Pvt Ltd 31-03-2018 Valid in Good Standing1896 Jamshedpur Deepti S Patel 36341 Director Invest Edge Advisors Pvt Ltd 07-10-2017 Valid in Good Standing1897 Jamshedpur Rajesh K Sahay 22653 Investment Counselor State Bank of India 16-12-2012 Certification / Renewal Awaited 1898 Jamshedpur Saradha G 41230 NA NA -NA- Certification / Renewal Awaited 1899 Jamshedpur Urvazi Khorehmand Wadia 63212 Assistant Manager - Financial Planning and Advisory Tata Securities Ltd 24-09-2017 Valid in Good Standing1900 Jayankondam Elamvazhudhi Elamvazhudhi 22843 Executive Trainee Finance BHEL -NA- Certification / Renewal Awaited 1901 Jaysingpur Amol Vishnu Chougle 35853 Accountant Gestamp Powergear Wind Steel 26-03-2015 Certification / Renewal Awaited 1902 Jodhpur Abhilash Parakh 23954 Proprietor Corporate Study Circle 11-07-2012 Certification / Renewal Awaited 1903 Jodhpur Ajay Saxena 21520 Chief Manager State Bank of India 31-01-2016 Certification / Renewal Awaited 1904 Jodhpur Akshay Surana 22368 NA NA -NA- Certification / Renewal Awaited 1905 Jodhpur Anjali Batra 44594 NA NA -NA- Certification / Renewal Awaited 1906 Jodhpur Barkha Rani 22413 NA NA -NA- Certification / Renewal Awaited 1907 Jodhpur Dinesh Kumar Suthar 75343 Deputy Manager State Bank of India 23-02-2015 Certification / Renewal Awaited 1908 Jodhpur Gaurav Jain 22458 NA NA -NA- Certification / Renewal Awaited 1909 Jodhpur Madan Lohiya 24882 Sub Broker Motilal Oswal Securities Ltd 31-03-2017 Valid in Good Standing1910 Jodhpur Madan Singh Ranawat 44798 BRANCH MANAGER MGB Gramin Bank 11-08-2016 Certification / Renewal Awaited 1911 Jodhpur Padam Mehta 32949 HEAD CAPMAN CAPITAL MARKETS LTD. -NA- Certification / Renewal Awaited 1912 Jodhpur Sandeep Tak 23121 Product Manager Religare Securities Ltd 06-05-2013 Certification / Renewal Awaited 1913 Jodhpur Shivam Katare 79130 Deputy Manager Karvy Stock Broking Ltd 30-03-2018 Valid in Good Standing1914 Jodhpur Surbhi Singhvi 35710 NA NA -NA- Certification / Renewal Awaited 1915 Jodhpur Teekam S Gehlot 29642 Manager State Bank of India 07-05-2010 Certification / Renewal Awaited 1916 Jodhpur Teena Patwa 20464 Assistant Relationship Manager Mahindra & Mahindra Financial Services 08-12-2010 Certification / Renewal Awaited 1917 Jogbani Pooja Agrawal 74423 Proprietor Pooja Agrawal -NA- Certification / Renewal Awaited 1918 Jorhat Jagadish C Paul 30022 Investment Counselor State Bank of India 10-05-2017 Valid in Good Standing1919 Jorhat Satyendra Narayan 35568 Assistant Manager State Bank of India 01-12-2011 Certification / Renewal Awaited 1920 Jorhat Simanta Hazarika 64966 Senior Manager HDFC Bank 27-05-2017 Valid in Good Standing1921 Junagadh Meet Sureshbhai Patel 37641 NA NA -NA- Certification / Renewal Awaited 1922 Kadapa Gokul Krishna Teja Ravalur 84589 NA NA -NA- Certification / Renewal Awaited 1923 Kaithal Ashok Kumar 24047 Officer Wealth Management Bank Of Baroda -NA- Certification / Renewal Awaited 1924 Kaithal Ashok Kumar Chawla 32926 Chief Manager State Bank of India 01-08-2011 Certification / Renewal Awaited 1925 Kaithal Robin Goel 19372 Manager (Finance) HUDCO Ltd. 24-06-2016 Certification / Renewal Awaited 1926 Kakinada A Tarkeshwar Rao 45919 Dy Manager State Bank of India 07-02-2012 Certification / Renewal Awaited 1927 Kakinada BHANU PRASAD SUDA 75719 Financial Planner Bhanu Financial Planning Services 26-05-2017 Valid in Good Standing1928 Kakinada Chandu Lakshmi Kothapalli 80956 Financial Planner CK Financial Advisors 15-09-2017 Valid in Good Standing1929 Kakinada N V Naga Pavan Kumar Nooka 75375 NA NA -NA- Certification / Renewal Awaited 1930 Kallur Suganthi Manickam 38124 Proprietor FasTrak Investments Services 14-11-2017 Valid in Good Standing1931 Kamuthi Sivasamy Rajan 36675 Deputy Manager State Bank of India 24-09-2017 Valid in Good Standing1932 Kanker Naka Srinivas Rao 40905 Branch Manager State Bank of India 12-05-2012 Certification / Renewal Awaited 1933 Kanpur Abhishek Gupta 33955 NA Self Employed 29-12-2017 Valid in Good Standing1934 Kanpur Aparajita De 15475 NA NA -NA- Certification / Renewal Awaited 1935 Kanpur Ayushi Maheshwari 59128 NA NA -NA- Certification / Renewal Awaited 1936 Kanpur Bharat Gupta 45615 Director Bharat Financials -NA- Certification / Renewal Awaited 1937 Kanpur Hari Om Tripathi 52266 Agent Financial Kundali 05-04-2017 Valid in Good Standing1938 Kanpur NIDHI SHREE SARAN 21698 Risk Manager Kanpur Commodity Exchange Ltd 11-12-2017 Valid in Good Standing1939 Kanpur NIKHIL BAJPAI 42479 Proprietor Sai Solutions 06-05-2015 Certification / Renewal Awaited 1940 Kanpur Nitin Bhalla 62545 AVP-Product Management Yes Securities India Ltd 20-07-2017 Valid in Good Standing1941 Kanpur Pawan Kumar Singh 73557 ASST VICE PRESIDENT S.P.A. SECURITIES LTD 17-08-2016 Certification / Renewal Awaited 1942 Kanpur Shashi Prabha 21330 Manager State Bank of India 31-12-2009 Certification / Renewal Awaited

1943 Kanpur Simran Bajaj 42633 Investment Advisor DDB Mutual Funds 22-05-2015 Certification / Renewal Awaited 1944 Kanpur Sonal Chowdhary 18859 Advisor Financial Planning ASK Wealth Advisors Pvt Ltd -NA- Certification / Renewal Awaited 1945 Kanpur Tarun Pamnani 64847 NA NA -NA- Certification / Renewal Awaited 1946 Kanpur Vikas Goel 41354 Chief Manager State Bank of India 17-03-2012 Certification / Renewal Awaited 1947 Kanpur Vivek Gangwar 29063 Branch Manager State Bank of India 21-03-2013 Certification / Renewal Awaited 1948 Karimganj Bijoy Krishna Goswami 22206 Development Officer Life Insurance Corporation of India 07-10-2017 Valid in Good Standing1949 Karimnagar Sai Kiran Palakurthi 67954 NA NA -NA- Certification / Renewal Awaited 1950 Karnal Arun Kumar Tayal 52287 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 1951 Karnal Paramjeet Redu 74241 NA NA -NA- Certification / Renewal Awaited 1952 Karnal Prachi Gupta 24339 NA NA -NA- Certification / Renewal Awaited 1953 Karnal Rohit Gupta 22677 Assistant Manager State Bank of India 09-07-2013 Certification / Renewal Awaited 1954 Karnal Ruchi Chandna 29218 Executive Operations Globe Capital Market Ltd 01-02-2011 Certification / Renewal Awaited 1955 Karnal Satvir S Mann 35284 Deputy Manager State Bank of India 30-03-2014 Certification / Renewal Awaited 1956 Karnal Sukhvinder S Sidhu 19076 Founder and Financial Planner FinlifeCare Solutions 22-04-2017 Valid in Good Standing1957 Karnataka Narayan Kandel Kamath 82921 Relationship Manager Deutsche Bank AG 05-10-2017 Valid in Good Standing1958 Karnul Yogendra Singh 49377 Branch Manager State Bank of India 02-05-2012 Certification / Renewal Awaited 1959 Karur S Shanmugavel 37340 Assistant Vice President Axis Bank 08-12-2017 Valid in Good Standing1960 Kashipur Alok Bihari Sharan 37762 Assistant Manager State Bank of Hyderabad 12-10-2012 Certification / Renewal Awaited 1961 Kataka Anup Kumar Bagaria 48807 Senior Manager Kotak Mahindra Bank Ltd 22-04-2017 Valid in Good Standing1962 Kataka Jyotindra Kumar Parida 23671 Article Assistant MDC & Associates 11-05-2016 Certification / Renewal Awaited 1963 Kataka Manoj Kumar Barik 37936 NA NA -NA- Certification / Renewal Awaited 1964 Kataka Vikash Kumar Sonkar 54193 Deputy Manager - SRU Aviva Life Insurance Co Ltd 05-09-2014 Certification / Renewal Awaited 1965 Kerala Adarsh N S 19920 Area Manager - Kerala Reliance Capital AMC Ltd 30-01-2018 Valid in Good Standing1966 Khammam Krishna Rao Vemula 68032 Client Relationship Executive Mode Money Managers 19-11-2015 Certification / Renewal Awaited 1967 Khammam Pavani Kolichelimi 82952 NA NA -NA- Certification / Renewal Awaited 1968 Khammam Uddanti Phanikumar 68728 NA NA -NA- Certification / Renewal Awaited 1969 Khandwa Prachi Sandeep Gupta 79927 NA NA 28-04-2017 Valid in Good Standing1970 Kharghar Ranjit Jarnail Singh 18600 Proprietor Bhumit Investmart 31-01-2017 Certification / Renewal Awaited 1971 Khargone Govind Solanki 60047 Chief Manager State Bank of India 13-09-2017 Valid in Good Standing1972 Khozoikhode Manu Nedunkandathil 87826 NA NA -NA- Certification / Renewal Awaited 1973 Khurja Sahil Arora 44913 NA NA -NA- Certification / Renewal Awaited 1974 Killa Pardi Ullash Harshad Joshi 37546 Finance Manager Shreevallabh Seva Kendra 27-06-2012 Certification / Renewal Awaited 1975 Kochi Abhilash T Gopal 81512 Chief Manager ICICI Bank Limited 07-10-2017 Valid in Good Standing1976 Kochi Anoop P 56218 Customer Service Manager ICICI Prudential Life Insurance Co Ltd 09-11-2017 Valid in Good Standing1977 Kochi Arun Joseph 23941 Product Manager JRG Securities Ltd 26-12-2016 Certification / Renewal Awaited 1978 Kochi Bablu Manathara Mohan 28554 Senior Relationship Manager Edelweiss Securities Ltd. -NA- Certification / Renewal Awaited 1979 Kochi Biju Punnachalil 94438 AGM South Indian Bank Ltd. 22-12-2017 Valid in Good Standing1980 Kochi Dhanya Dominic 32097 Probationary Officer Federal Bank Ltd 16-06-2017 Valid in Good Standing1981 Kochi Dil Mohan T 74860 Senior Agency Manager ICICI Prudential Life Insurance Co Ltd 22-02-2017 Certification / Renewal Awaited 1982 Kochi Elizabeth Micheal 72626 Senior Executive Barjeel Geojit Securities LLC 25-09-2017 Valid in Good Standing1983 Kochi George Paul 95500 Dy General Manager South Indian Bank Ltd. 22-12-2017 Valid in Good Standing1984 Kochi Gibin John 66277 Senior Executive Geojit BNP Paribas Financial Services Ltd 19-08-2017 Valid in Good Standing1985 Kochi Hareesh M V 56049 Assistant Vice President Hedge Equities Ltd 25-09-2017 Valid in Good Standing1986 Kochi Harish C. Balasubramanian 18033 NA NA -NA- Certification / Renewal Awaited 1987 Kochi Jose Joseph 20089 Manager State Bank of India 09-02-2010 Certification / Renewal Awaited 1988 Kochi Jude Jararth Kallur 53644 Manager State Bank of Travancore 25-07-2013 Certification / Renewal Awaited 1989 Kochi Mannuval Xavier 63522 NA Self Employed 23-12-2017 Valid in Good Standing1990 Kochi Maxie Jose 64849 Director Affluenz Financial Services Pvt Ltd 21-05-2017 Valid in Good Standing1991 Kochi N Biju Kumar 19306 AVP Geojit BNP Paribas Financial Services Ltd 31-03-2017 Valid in Good Standing1992 Kochi R Arunraj 60907 Manager G Raju's LIC unit -NA- Certification / Renewal Awaited 1993 Kochi Rajesh Kuttikkat 62464 Finance Manager Fragomen Immigration Services India Pvt Ltd 11-03-2017 Valid in Good Standing1994 Kochi S Subramonian 33266 Relationship Manager UTI AMC Ltd 17-02-2011 Certification / Renewal Awaited 1995 Kochi Sanjeev G Kumar 29478 Managing Director Progno Financial Planning Systems (P) Ltd 31-03-2017 Valid in Good Standing1996 Kochi Satish R Menon 21308 Executive Director Geojit BNP Paribas Financial Services Ltd 31-03-2018 Valid in Good Standing1997 Kochi Thamarapallil Abraham Joseph 21852 Proprietor Concrete Ventures 17-06-2017 Valid in Good Standing1998 Kochi Vijayananda Prabhu 41535 Senior Manager - Investment Advisory Services Geojit BNP Paribas Financial Services Ltd 25-04-2017 Valid in Good Standing1999 Kochi Vijaykumar Korath 24902 Principal Muthoot Management Academy 04-01-2018 Valid in Good Standing2000 Kochi Vishaka Meisheri 39920 Financial Planner Progno Financial Planning Systems (P) Ltd 05-02-2016 Certification / Renewal Awaited 2001 Kolhapur Chetan Vijaykumar Oswal 33863 Consultant A2Zwealthplanner 13-10-2014 Certification / Renewal Awaited 2002 Kolhapur Mahesh Veerkumar Shete 59811 Mutual Fund Advisor NJ Gurukul 31-08-2017 Valid in Good Standing2003 Kolhapur Ranjeet Kumar Mishra 44267 Deputy Manager State Bank of Hyderabad 23-05-2017 Valid in Good Standing2004 Kolkata Aaditya Kothari 39091 NA NA -NA- Certification / Renewal Awaited 2005 Kolkata Abhijeet Chatterjee 24661 Financial Planning Architect Gliese Consulting Pvt Ltd 17-08-2015 Certification / Renewal Awaited 2006 Kolkata Abhijit Bhaumik 18768 NA Self Employed 15-12-2017 Valid in Good Standing2007 Kolkata Abhisek Garg 16182 Regional Operations Manager Principal Retirement Advisors Pvt Ltd 31-03-2018 Valid in Good Standing2008 Kolkata Aditya Kejriwal 20633 NA NA -NA- Certification / Renewal Awaited 2009 Kolkata Aditya Vikram Kedia 61481 Proprietor Kedia Services 05-11-2017 Valid in Good Standing2010 Kolkata Ajay Kumar Beel 55378 Head - Investment Consultancy Division Chessy Consultants Pvt ltd 05-11-2017 Valid in Good Standing2011 Kolkata Ajay Kumar Sinha 19576 Deputy Manager State Bank of India 09-08-2010 Certification / Renewal Awaited 2012 Kolkata Ajoy Mukherjee 57588 Senior Trade Advisor Aditya Birla Money Mart Ltd 19-09-2015 Certification / Renewal Awaited 2013 Kolkata Akhil K Kedia 18280 NA NA -NA- Certification / Renewal Awaited 2014 Kolkata Akshay Kumar Jain 18886 NA NA -NA- Certification / Renewal Awaited

2015 Kolkata Akshay Vikram Bagadthey 90767 Independent Financial Advisor Self Employed 28-07-2017 Valid in Good Standing2016 Kolkata Alok Jalan NA Properitor A.Jalan & Co -NA- Certification / Renewal Awaited 2017 Kolkata Amar Nath Tiwari 55477 Deputy Manager State Bank Of India -NA- Certification / Renewal Awaited 2018 Kolkata Amit Bidawatka 41587 NA NA -NA- Certification / Renewal Awaited 2019 Kolkata Amit Rathi 82892 NA Self Employed 21-07-2017 Valid in Good Standing2020 Kolkata Amit Roy Choudhury 79102 NA Self Employed 09-03-2018 Valid in Good Standing2021 Kolkata Amrita Agarwala 28035 Fund Administration HSBC -NA- Certification / Renewal Awaited 2022 Kolkata Anand Kedia 22380 Partner M P Kedia and Co 16-04-2016 Certification / Renewal Awaited 2023 Kolkata Anand Khetriwal 44451 NA Self Employed -NA- Certification / Renewal Awaited 2024 Kolkata Anant Musaddi 38882 NA NA -NA- Certification / Renewal Awaited 2025 Kolkata Anant Shroff 19172 NA NA -NA- Certification / Renewal Awaited 2026 Kolkata Anirudh Kanoria 85705 Proprietor KANORIA & CO 30-03-2017 Valid in Good Standing2027 Kolkata Anirudh Kumar Tripathi 32013 Manager State Bank of India 10-03-2011 Certification / Renewal Awaited 2028 Kolkata Ankit Bidasaria 41513 NA NA -NA- Certification / Renewal Awaited 2029 Kolkata Ankit Gupta 33544 NA NA -NA- Certification / Renewal Awaited 2030 Kolkata Anubhav Bhatter 38371 Managing Director & CEO BMA Wealth Creators 31-03-2013 Certification / Renewal Awaited 2031 Kolkata Anup Jhunjhunwala 17268 Director Visual Securities Pvt Ltd 25-02-2017 Certification / Renewal Awaited 2032 Kolkata Arihant Jain 15195 Manager - Operations Raj Link Services 31-03-2007 Certification / Renewal Awaited 2033 Kolkata Arnab Chatterjee 57111 Agent Life Insurance Corporation of India 10-02-2018 Valid in Good Standing2034 Kolkata Arnab Nayek 19188 Proprietor Bullseye 06-10-2016 Certification / Renewal Awaited 2035 Kolkata Aroon Kuumar Sahoo 47716 Partner Fastrack Financial Services -NA- Certification / Renewal Awaited 2036 Kolkata Arun Kumar Pal 41935 Sr Dealer Tata Securities Ltd 21-02-2012 Certification / Renewal Awaited 2037 Kolkata Arun Kumar Verma 31994 Manager State Bank of India 10-03-2011 Certification / Renewal Awaited 2038 Kolkata Arunav Mishra 60363 Senior Manager Religare Macquarie Wealth Management Ltd 29-04-2017 Valid in Good Standing2039 Kolkata Arvind Kapoor 35575 Relantionship Manager Axis Bank 25-07-2017 Valid in Good Standing2040 Kolkata Ashish Churiwala 41673 AVP - Finance Dynamic Commodities Pvt Ltd 10-03-2017 Valid in Good Standing2041 Kolkata Ashoke Kumar Patra 37159 Branch Manager State Bank of India 16-03-2011 Certification / Renewal Awaited 2042 Kolkata Asish Basak 37288 Executive Trainee GTFS Ltd. -NA- Certification / Renewal Awaited 2043 Kolkata Asoke Roy 81363 Financial Planner Self Employed 21-12-2017 Valid in Good Standing2044 Kolkata Atish Basu 24906 Head - Cashier United Bank Of India 31-03-2018 Valid in Good Standing2045 Kolkata Atri Ganguly 19984 Head- Sales & Distribution Right Choice Securities Pvt Ltd 05-04-2017 Valid in Good Standing2046 Kolkata Aveek Dey 31313 NA NA -NA- Certification / Renewal Awaited 2047 Kolkata Avishek Guha 61201 Agent Jeevan Sneha Financial Services -NA- Certification / Renewal Awaited 2048 Kolkata Ayan Chatterjee 15771 NA NA -NA- Certification / Renewal Awaited 2049 Kolkata Balram Jha 39409 Proprietor Balram Financial Services N Solutions 23-03-2017 Valid in Good Standing2050 Kolkata Biswajit Das 39169 Chief Financial Planner i-con Financial Planning 31-08-2014 Certification / Renewal Awaited 2051 Kolkata Biswanath Bhattacharjee 22421 NA NA -NA- Certification / Renewal Awaited 2052 Kolkata Biswanath Roy 20495 Principal Analyst Zacks Research Pvt Ltd 04-08-2010 Certification / Renewal Awaited 2053 Kolkata Brijesh Kumar Dalmia 14554 Financial Planner Dalmia Advisory Services Pvt Ltd 31-03-2017 Valid in Good Standing2054 Kolkata Chandra Prakash Baid 46435 Proprietor C P Baid & Associates 23-05-2012 Certification / Renewal Awaited 2055 Kolkata Chetan Sharma 83549 Relationship Manager UTI AMC Ltd 19-02-2018 Valid in Good Standing2056 Kolkata Debayan Dutta 59079 Vice President - Private Clients Religare Macquarie Wealth Management Ltd 29-04-2017 Valid in Good Standing2057 Kolkata Debayan Patra 39346 MANAGER OF TAXATION AND AUDIT S. Guha & Associates -NA- Certification / Renewal Awaited 2058 Kolkata Dhrubajyoti Mukhopadhyay 35037 Associate Vice President IIFL PReMIA 04-08-2017 Valid in Good Standing2059 Kolkata Dibya Ghosh 30339 TRAINER Igneous Career Institute -NA- Certification / Renewal Awaited 2060 Kolkata Dibyajyoti Chaudhuri 44560 NA Self Employed 06-03-2015 Certification / Renewal Awaited 2061 Kolkata Dillip K Mishra 29641 Chief Manager State Bank of India 18-09-2013 Certification / Renewal Awaited 2062 Kolkata Dinesh Kumar Jain 15233 Director AUM Commex Pvt. Ltd. 31-03-2007 Certification / Renewal Awaited 2063 Kolkata Dipak Agarwal 15234 Head Academics The Indian Institute of Financial Planning 31-03-2010 Certification / Renewal Awaited 2064 Kolkata Dipak Jain NA Properitor DSA Capital Services -NA- Certification / Renewal Awaited 2065 Kolkata Dipanjan Chakrabortty 38220 Manager - Sales Bajaj Capital Ltd 15-02-2014 Certification / Renewal Awaited 2066 Kolkata Dipanjan Chowdhury 58769 Regional Director Trustplutus Wealth Managers (I) Pvt Ltd 09-01-2018 Valid in Good Standing2067 Kolkata Dipanwita Sil 23385 Assistant Manager State Bank of India 24-06-2012 Certification / Renewal Awaited 2068 Kolkata Gautam Singhania 68397 NA Self Employed -NA- Certification / Renewal Awaited 2069 Kolkata Geeta Israni 34007 Analyst PwC India -NA- Certification / Renewal Awaited 2070 Kolkata Guru Prasad Chowdhary 37382 NA NA -NA- Certification / Renewal Awaited 2071 Kolkata Harpreet Kaur 77558 Business Development Manager Cornerstone Advisory -NA- Certification / Renewal Awaited 2072 Kolkata Harsh Agarwal 24735 NA NA -NA- Certification / Renewal Awaited 2073 Kolkata Indranil Sarker 33744 Academic Head International College of Financial Planning Ltd 05-01-2014 Certification / Renewal Awaited 2074 Kolkata Jayanta Goswami 83543 Relationship Manager UTI AMC Ltd 19-02-2018 Valid in Good Standing2075 Kolkata Jayanti Bose 42577 Asst General Manager Way2Wealth Securities 05-05-2011 Certification / Renewal Awaited 2076 Kolkata Jinal Patel 40270 NA NA -NA- Certification / Renewal Awaited 2077 Kolkata Jugal Shah 94161 Relationship Manager Angel Financial Advisors Pvt. Ltd. -NA- Certification / Renewal Awaited 2078 Kolkata Jyoti Agarwal 29126 NA NA -NA- Certification / Renewal Awaited 2079 Kolkata Kamal Kumar Singhi 16206 NA Self Employed 20-07-2017 Valid in Good Standing2080 Kolkata Kanak Kr Jain 15948 CEO Suskan Consultants Pvt Ltd 31-03-2017 Valid in Good Standing2081 Kolkata Karishma Goel 28049 NA NA -NA- Certification / Renewal Awaited 2082 Kolkata Kaushik Banerjee 74552 Sub Broker Varsa Securities 15-04-2016 Certification / Renewal Awaited 2083 Kolkata Ketan Jhunjhunwala 63380 NA NA -NA- Certification / Renewal Awaited 2084 Kolkata Ketan Parekh 30967 Partner Gandhi Arun & Co 02-11-2017 Valid in Good Standing2085 Kolkata Koushik Sur 74365 Lead Financial Planner Finplan Consulting 20-10-2017 Valid in Good Standing2086 Kolkata Kuheli Basu 22242 Senior Manager Tata Capital Financial Services Limited 04-03-2018 Valid in Good Standing

2087 Kolkata Kumar Kundan Das 52835 Assistant Manager State Bank of India 25-03-2014 Certification / Renewal Awaited 2088 Kolkata Kunal Banka 22528 NA NA -NA- Certification / Renewal Awaited 2089 Kolkata Lalit Agarwal 23801 Proprietor A L & Associates 03-01-2018 Valid in Good Standing2090 Kolkata Lokesh Kumar Lakhotia 19281 Director Financial Gurukul 12-08-2015 Certification / Renewal Awaited 2091 Kolkata Malhar Majumder 14834 Executive Director Fine Advice Pvt Ltd 31-03-2017 Valid in Good Standing2092 Kolkata Man Mohan Pandey 68848 NA Self Employed 26-02-2017 Certification / Renewal Awaited 2093 Kolkata Manish Agarwal 22539 NA NA -NA- Certification / Renewal Awaited 2094 Kolkata Manish Ghiya 23810 NA NA -NA- Certification / Renewal Awaited 2095 Kolkata Manish Toshniwal 39090 NA NA -NA- Certification / Renewal Awaited 2096 Kolkata Mayank Beriwala 18085 NA NA -NA- Certification / Renewal Awaited 2097 Kolkata Mayank Poddar 96385 NA Self Employed 19-01-2018 Valid in Good Standing2098 Kolkata Mayur Bengani 24993 Relationship Manager Indiabulls Securities Ltd 19-01-2014 Certification / Renewal Awaited 2099 Kolkata Md Ali Ambar Khan 19292 Team Mentor Financial Planning Bajaj Capital Limited -NA- Certification / Renewal Awaited 2100 Kolkata Md Jalaluddin Ahmed 67155 Senior Manager Bangiya Gramin Vikash Bank 13-01-2018 Valid in Good Standing2101 Kolkata Md Zulquar Nain 66388 Senior Relationship Manager ICICI Securities Ltd 22-05-2017 Valid in Good Standing2102 Kolkata Meghna Agarwal 18087 NA NA -NA- Certification / Renewal Awaited 2103 Kolkata Mei Hou Chung 92580 Life Advisor Kotak Mahindra Old Mutual Life Insurance Ltd -NA- Certification / Renewal Awaited 2104 Kolkata Mohammed T Anifa 32643 Deputy Manager State Bank of India 24-01-2012 Certification / Renewal Awaited 2105 Kolkata Mohammed T Huda 19296 CRA State Bank Of India -NA- Certification / Renewal Awaited 2106 Kolkata Mridul Mukhopadhyay 14848 Senior Vice President & Regional Head UTI AMC Ltd 31-03-2018 Valid in Good Standing2107 Kolkata Mridul Rai 81594 NA NA -NA- Certification / Renewal Awaited 2108 Kolkata Mukesh Jain NA NA Self Employed -NA- Certification / Renewal Awaited 2109 Kolkata Namrata Gupta 93781 Associate Vice President Anant Rathi 07-06-2017 Valid in Good Standing2110 Kolkata Nandji Rai 39241 Director Step Ahead Investment Advisors Pvt Ltd 24-02-2018 Valid in Good Standing2111 Kolkata Naresh Pachisia 24790 Managing Director SKP Securities Ltd 31-03-2017 Valid in Good Standing2112 Kolkata Naveen Bhansali 84739 Proprietor Naveen Bhansali 03-01-2018 Valid in Good Standing2113 Kolkata Nayanangshu Banerjee 26534 Branch Manager ICICI Bank Ltd 17-01-2012 Certification / Renewal Awaited 2114 Kolkata Neelkanth Shroff 78832 Operations Manager Sosha Credit (P) Ltd. 07-12-2017 Valid in Good Standing2115 Kolkata Neeta Nahata 21043 NA NA -NA- Certification / Renewal Awaited 2116 Kolkata Neha Agarwal 31601 NA NA -NA- Certification / Renewal Awaited 2117 Kolkata Neha Dugar 20180 NA NA -NA- Certification / Renewal Awaited 2118 Kolkata Neha Gupta 21047 NA NA -NA- Certification / Renewal Awaited 2119 Kolkata Neha Tolani 33607 Accounts Head Roop Mohini Creations -NA- Certification / Renewal Awaited 2120 Kolkata Nidhi Dokania 62269 NA NA -NA- Certification / Renewal Awaited 2121 Kolkata Nidhi Goel 29348 NA NA -NA- Certification / Renewal Awaited 2122 Kolkata Nidhi Jain 53174 Accounts Executive Ashika Stock Broking Ltd -NA- Certification / Renewal Awaited 2123 Kolkata Niharika Bansal 24652 NA NA -NA- Certification / Renewal Awaited 2124 Kolkata Nikhil Beria 29338 NA NA -NA- Certification / Renewal Awaited 2125 Kolkata Nikhil Tikmani 21060 NA NA -NA- Certification / Renewal Awaited 2126 Kolkata Nikita Patel 22267 NA NA -NA- Certification / Renewal Awaited 2127 Kolkata Pallapothu K Balaji 19738 AGM State Bank Of India 31-03-2009 Certification / Renewal Awaited 2128 Kolkata Pankaj Giya 92285 Finance Manager Nellimarla Jute Mills Co. ltd 19-01-2018 Valid in Good Standing2129 Kolkata Pankaj K Mahato 30711 NA NA -NA- Certification / Renewal Awaited 2130 Kolkata PANKAJ MANDAL 72509 Assistant UTI AMC Ltd 22-05-2017 Valid in Good Standing2131 Kolkata Parna Roy 21109 Chief Manager State Bank of India 13-01-2011 Certification / Renewal Awaited 2132 Kolkata Paromita Paul 73787 Deputy Manager Trustplutus Wealth Managers (I) Pvt Ltd 25-07-2017 Valid in Good Standing2133 Kolkata Partha Sarathi Datta 47599 Advisory IT Specialist IBM India Pvt Ltd 06-11-2017 Valid in Good Standing2134 Kolkata Pawan Kumar Gupta 82223 NA NA -NA- Certification / Renewal Awaited 2135 Kolkata Payal Agarwal 21115 NA NA -NA- Certification / Renewal Awaited 2136 Kolkata Piyush Agarwal 23043 NA NA -NA- Certification / Renewal Awaited 2137 Kolkata Pradip Kumar Aich 61468 Partner NJ Fundz Network 05-01-2015 Certification / Renewal Awaited 2138 Kolkata Prakash Sharma 69134 NA Self Employed 30-09-2017 Valid in Good Standing2139 Kolkata Pramukh Mehra 32093 Relatinonship Manager India Infoline Limited -NA- Certification / Renewal Awaited 2140 Kolkata Prasanna Tantri TRN20983 NA NA -NA- Certification / Renewal Awaited 2141 Kolkata Prasenjit Roy 58263 Manager - Finance and Accounts West Bengal State Electricity Disrtibution Co Ltd 19-02-2018 Valid in Good Standing2142 Kolkata Pratik Dugar 68670 NA NA -NA- Certification / Renewal Awaited 2143 Kolkata Pratik Udani 93558 NA Self Employed -NA- Certification / Renewal Awaited 2144 Kolkata Pritam Chatterjee 78881 Manager Learning and Developement India Infoline Limited -NA- Certification / Renewal Awaited 2145 Kolkata Priti Agarwal 37400 NA NA -NA- Certification / Renewal Awaited 2146 Kolkata Priyadarshini Das 85194 NA NA -NA- Certification / Renewal Awaited 2147 Kolkata Priyanka Mazumdar 32506 P O State Bank Of India -NA- Certification / Renewal Awaited 2148 Kolkata Rahul Banerjee 51387 DEPUTY MANAGER GTFS Multi Services India 23-11-2017 Valid in Good Standing2149 Kolkata Rahul Damani 16027 NA Self Employed 06-10-2014 Certification / Renewal Awaited 2150 Kolkata Rahul Jain 23063 Senior Associate PWC Service Delivery Center (Kolkata) Pvt Ltd 21-08-2014 Certification / Renewal Awaited 2151 Kolkata Rajan Sarkar 45643 Associate Vice President - Private Clients Religare Macquarie Wealth Management Ltd 14-11-2017 Valid in Good Standing2152 Kolkata Rajesh Dalmia 15632 Director Mandar Learning Academy Pvt Ltd 31-03-2017 Valid in Good Standing2153 Kolkata Rajesh J Mehta 43937 Proprietor Mehta Financial Consultancy 11-06-2017 Valid in Good Standing2154 Kolkata Rajesh Jhunjhunwala 16036 NA Self Employed 31-03-2014 Certification / Renewal Awaited 2155 Kolkata Rajesh K Dwivedi 19784 Deputy Manager State Bank Of India 31-03-2009 Certification / Renewal Awaited 2156 Kolkata Raju Das 31852 Deputy Manager State Bank of India 03-10-2017 Valid in Good Standing2157 Kolkata Rakesh Kumar TRN18677 NA NA -NA- Certification / Renewal Awaited 2158 Kolkata Rakesh Sinha 24861 Vice President & Regional Business Manager - East Other 31-03-2008 Certification / Renewal Awaited

2159 Kolkata Ranjit Lohia 21208 Head - Financial Planning Mandar Learning Academy Pvt Ltd 31-03-2010 Certification / Renewal Awaited 2160 Kolkata Ravi Shankar Agarwal 24632 NA NA 09-09-2016 Certification / Renewal Awaited 2161 Kolkata Riha Agarwal 55435 NA NA -NA- Certification / Renewal Awaited 2162 Kolkata Rima Rajiv Vasa 47357 Partner Vimal Consultancy 15-12-2017 Valid in Good Standing2163 Kolkata Rishabh Satnalika 96336 NA Self Employed 22-11-2017 Valid in Good Standing2164 Kolkata Rishi Nathany 14343 CEO Dalmia Securities Pvt Ltd 31-03-2017 Valid in Good Standing2165 Kolkata Rohit Bajaj 19030 Director Genuine Advisors (P) Ltd 15-04-2010 Certification / Renewal Awaited 2166 Kolkata Rohit Kumar Dharewa 26515 Senior ETF Analyst Zacks Investment Research Pvt Ltd 02-07-2014 Certification / Renewal Awaited 2167 Kolkata Rohit Sonthalia 96419 NA NA -NA- Valid in Good Standing2168 Kolkata Ronak Chokhany 23861 NA NA -NA- Certification / Renewal Awaited 2169 Kolkata Ronojit Gupta 22680 NA Self Employed -NA- Certification / Renewal Awaited 2170 Kolkata Ruchi Saraogi 21240 Financial Planner SAS Prajoect Pvt. Ltd 18-07-2017 Valid in Good Standing2171 Kolkata Ruchita Tekriwal 20583 Manager Operation Patni Financial Services (P) Ltd. -NA- Certification / Renewal Awaited 2172 Kolkata Rupam Banerjee 22681 NA Self Employed 30-11-2017 Valid in Good Standing2173 Kolkata Rupesh Poddar 15342 Manager Srei Capital Markets Ltd 12-03-2017 Valid in Good Standing2174 Kolkata Rupi Jain 23110 NA NA -NA- Certification / Renewal Awaited 2175 Kolkata Russi Bhowal 53285 Relationship Manager Religare Securities Ltd 09-07-2017 Valid in Good Standing2176 Kolkata Sabyasachi Mukherjee 19035 Asst Professor MBA-SCHOOL -NA- Certification / Renewal Awaited 2177 Kolkata Sachiv Nijhawan 39440 Proprietor Spectra Financial Services 23-03-2017 Valid in Good Standing2178 Kolkata Sagar Ghambir 24447 NA NA -NA- Certification / Renewal Awaited 2179 Kolkata Sagnik Dasgupta 29755 NA NA -NA- Certification / Renewal Awaited 2180 Kolkata Saket Bothra 37840 NA NA -NA- Certification / Renewal Awaited 2181 Kolkata Sakti R Das 23561 Relationship Manager State Bank of India 30-09-2010 Certification / Renewal Awaited 2182 Kolkata Samidha Bhauka 28047 NA NA -NA- Certification / Renewal Awaited 2183 Kolkata Samrat Ghosh 22299 Assistant Vice President Axis Bank 14-03-2017 Valid in Good Standing2184 Kolkata Sandeep Chaudhary 20318 NA NA -NA- Certification / Renewal Awaited 2185 Kolkata Sandeep Kulthia 23871 NA NA -NA- Certification / Renewal Awaited 2186 Kolkata Sandip K Roy 24997 Relationship Manager UTI AMC Ltd 28-03-2011 Certification / Renewal Awaited 2187 Kolkata Sandip Kumar Datta 78489 Assistant Santosh Bhaumik & Co.(Chartered Accountants) -NA- Certification / Renewal Awaited 2188 Kolkata Sandip Pal 15665 Advisor ING Vysya Life Insurance 31-03-2007 Certification / Renewal Awaited 2189 Kolkata Sanjay Agarwal 19826 AGM State Bank Of India 31-03-2009 Certification / Renewal Awaited 2190 Kolkata SANJAY AGARWAL 85858 Agent Life Insurance Corporation of India 03-01-2018 Valid in Good Standing2191 Kolkata Sanjay K Gupta 19830 Executive Director and Company Secretary Paragon Finance Ltd 31-03-2010 Certification / Renewal Awaited 2192 Kolkata Sanjay Kumar Singh 80615 Zonal Head Operations and Customer Servicing East ICICI Prudential Asset Management Co Ltd 26-04-2017 Valid in Good Standing2193 Kolkata Sanjay Roy 24878 Principal Consultant Invest Edge Consulting 31-03-2017 Valid in Good Standing2194 Kolkata Sanjib Kumar Datta 919 CEO Datta Financial Advisory Serivces 10-05-2017 Valid in Good Standing2195 Kolkata Sanjoy Das 61876 NA Self Employed 16-02-2017 Certification / Renewal Awaited 2196 Kolkata Satyabrata Majumder 65467 Regional Manager Aditya Birla Group 03-03-2017 Certification / Renewal Awaited 2197 Kolkata Saurabh Jain 19403 Senior Relationship Manager AUM Group Of Companies 31-03-2009 Certification / Renewal Awaited 2198 Kolkata Saurav Bajaj 21319 Analyst Verity Knowledge Solutions -NA- Certification / Renewal Awaited 2199 Kolkata Saurav Thakur 88363 Senior Manager ICICI Prudential Asset Management Co Ltd 01-08-2017 Valid in Good Standing2200 Kolkata Shasank Sekhar Jalan 21329 Financial Consultant A.Jalan 7 Co 24-11-2017 Valid in Good Standing2201 Kolkata Shishirkanta Mishra 21331 MANAGER State Bank Of India -NA- Certification / Renewal Awaited 2202 Kolkata Shreeny Sardar 56027 NA NA -NA- Certification / Renewal Awaited 2203 Kolkata Shweta Kejriwal 45565 NA NA -NA- Certification / Renewal Awaited 2204 Kolkata Siddhartha Goenka 18204 NA Self Employed 16-04-2017 Valid in Good Standing2205 Kolkata Somnath Chakravarti 30188 Senior Faculty Member I-Nurture Education Solutions Pvt Ltd 10-08-2014 Certification / Renewal Awaited 2206 Kolkata Sonal Gupta 21370 NA NA -NA- Certification / Renewal Awaited 2207 Kolkata Sonam Drolia 22328 NA NA -NA- Certification / Renewal Awaited 2208 Kolkata Sonam Pachisia 22329 Program Director Jaypee Projects Ltd -NA- Certification / Renewal Awaited 2209 Kolkata Sougata Mitra 36780 NA Self Employed 19-01-2018 Valid in Good Standing2210 Kolkata Soumya Datta 19856 Deputy Manager State Bank Of India 31-03-2009 Certification / Renewal Awaited 2211 Kolkata Soumyajit Ghosh 58352 Head - Wealth Management Citi Financial Consumer Finance India Ltd 26-03-2017 Valid in Good Standing2212 Kolkata Sourav Chatterjee 62959 AVP - Sales HSBC Global Asset Management 25-03-2015 Certification / Renewal Awaited 2213 Kolkata Sourav Mukherjee 68227 Financial Services Executive Life Insurance Corporation of India 19-09-2017 Valid in Good Standing2214 Kolkata Souvik Sahu 80148 Senior Associate LSI Financial Services Pvt. Ltd. -NA- Certification / Renewal Awaited 2215 Kolkata Sovan Saha 74823 Assistant Manager ICICI Bank Limited 08-06-2017 Valid in Good Standing2216 Kolkata Subhabrata Ghosh 45392 Partner Gennex Consultants 04-12-2017 Valid in Good Standing2217 Kolkata Subhajit Dutta 83336 Investment Counselor East Kotak Mahindra Bank Ltd 19-02-2016 Certification / Renewal Awaited 2218 Kolkata Subhasis Bayen 39434 NA Self Employed 12-10-2012 Certification / Renewal Awaited 2219 Kolkata Subhodip Roy 97752 Business development manager IIFL 29-11-2017 Valid in Good Standing2220 Kolkata Subhradip Bhowmick 89226 Senior Vice President Religare Wealth Management Ltd 20-12-2017 Valid in Good Standing2221 Kolkata Subir Basu 14118 NA Self Employed 22-11-2017 Valid in Good Standing2222 Kolkata Sudeep Mitra 33276 Executive Mandar Learning Academy Pvt.Ltd. -NA- Certification / Renewal Awaited 2223 Kolkata Sudeep Sahoo 32439 Territorry Manager Astra Zeneca Pharma India Ltd. 17-07-2013 Certification / Renewal Awaited 2224 Kolkata Suman Sadhukhan 19868 Associate Relationship Manager Networth Wealth Solution -NA- Certification / Renewal Awaited 2225 Kolkata Sumit Bhattacharya 94664 Associate Faculty ICOFP 05-10-2017 Valid in Good Standing2226 Kolkata Sumit Kumar Jain 24866 Managing Partner J A K and Co 31-03-2017 Valid in Good Standing2227 Kolkata SUNIL AGARWAL 70282 NA NA -NA- Certification / Renewal Awaited 2228 Kolkata Sunit Nahata 69483 Senior Corporate Agency Manager HDFC Standard Life Insurance Co Ltd 01-12-2017 Valid in Good Standing2229 Kolkata Surajit Das 19870 CEO and Chief Planner Vivek Financial Services 10-12-2017 Valid in Good Standing2230 Kolkata SURAJIT PRAMANICK 68955 NA Self Employed 10-04-2017 Valid in Good Standing

2231 Kolkata Surbhi Parasrampuria 82603 NA NA -NA- Certification / Renewal Awaited 2232 Kolkata Surinder Singh NA Business Development Manager Cornerstone Advisory -NA- Certification / Renewal Awaited 2233 Kolkata Suruchi Tiwari 74530 Proprietor Self Employed 08-02-2017 Certification / Renewal Awaited 2234 Kolkata Susmita Ghosh 38960 Partner BS Investments 17-10-2017 Valid in Good Standing2235 Kolkata Swapan K Sarkar 19874 Manager State Bank of India 13-01-2013 Certification / Renewal Awaited 2236 Kolkata Swapnil Jain 19453 NA NA -NA- Certification / Renewal Awaited 2237 Kolkata Swati Agarwal 20397 Head - Financial Planning MettaMoney 05-08-2012 Certification / Renewal Awaited 2238 Kolkata Sweta Tekriwal 21424 NA NA -NA- Certification / Renewal Awaited 2239 Kolkata Taksh Agarwal 93731 NA NA -NA- Certification / Renewal Awaited 2240 Kolkata Tania Mirchandani 48427 NA NA -NA- Certification / Renewal Awaited 2241 Kolkata Tanumoy Hazra 94269 Branch Manager ICICI Securities Ltd 11-10-2017 Valid in Good Standing2242 Kolkata Tapas Chakrabarti 56006 Proprietor TPC Investor Services 14-10-2017 Valid in Good Standing2243 Kolkata Tapas Saha 19088 Assistant Academic Head International College of Financial Planning Ltd 31-03-2017 Valid in Good Standing2244 Kolkata Ujjwal Banerjee 73298 Cluster Head Prudent CAS 20-12-2017 Valid in Good Standing2245 Kolkata Uttam Kumar Sen 19096 Proprietor Uttam Consultancy Services 21-11-2017 Valid in Good Standing2246 Kolkata Vandana Jalan 19473 NA NA -NA- Certification / Renewal Awaited 2247 Kolkata Vandana Palriwal 23730 NA NA -NA- Certification / Renewal Awaited 2248 Kolkata Vandana Tikmany 38808 Partner Victorian Wealth Management Group 14-11-2017 Valid in Good Standing2249 Kolkata Varsha Chokhani 20418 NA NA -NA- Certification / Renewal Awaited 2250 Kolkata Vedika Kothari 87864 NA NA -NA- Certification / Renewal Awaited 2251 Kolkata Vijay Kumar 21460 NA NA -NA- Certification / Renewal Awaited 2252 Kolkata Vijay M Mehta 52118 Proprietor ACE Investment Management Services 25-04-2017 Valid in Good Standing2253 Kolkata Vikash Agarwal 72424 NA NA -NA- Valid in Good Standing2254 Kolkata Vinit Narnoli NA MANAGER INVESCO AMC -NA- Certification / Renewal Awaited 2255 Kolkata Vinita Baheti 20431 Assistant Manager HDFC Asset Management Co Ltd 17-08-2012 Certification / Renewal Awaited 2256 Kolkata Vinod K Khetan 16132 Chief Accounting Officer Avani Projects and Infrastructure Ltd 31-03-2016 Certification / Renewal Awaited 2257 Kolkata Vipul S Shah 31259 Agency Leader Tata AIA Life Insurance Co Ltd 27-05-2017 Valid in Good Standing2258 Kolkata Vishal Sarda 65461 Director Skcl Wealth Management Pvt Ltd 10-08-2017 Valid in Good Standing2259 Kolkata Vivek Goel 19112 NA NA -NA- Certification / Renewal Awaited 2260 Kolkata Vivek Gupta 35040 Articled Assistant Verma & Associates -NA- Certification / Renewal Awaited 2261 Kolkata Wasimul Haque 96374 Manager Fine Advice 05-12-2017 Valid in Good Standing2262 Kolkata Yogesh Dugar 70317 Associate Director Trustplutus Wealth Managers (I) Pvt Ltd 02-06-2017 Valid in Good Standing2263 Korba Bishal Sengupta 73135 Owner Jb Emerald Financial Planning And Consultancy -NA- Certification / Renewal Awaited 2264 Kota Anant Ladha 96119 Industrial trainee in Financial department Hem securities 19-01-2018 Valid in Good Standing2265 Kota Kimee Jhanwar 28025 NA NA -NA- Certification / Renewal Awaited 2266 Kota Vimal Sehgal 52155 Chief Manager State Bank of Bikaner & Jaipur 07-06-2012 Certification / Renewal Awaited 2267 Kotdwara Bhavbhuti Rawat 56012 NA NA -NA- Certification / Renewal Awaited 2268 Kotkapura Romil Garg 41188 Financial Advisor Sumat Gupta & Co Charted Accountants 02-05-2014 Certification / Renewal Awaited 2269 Kottayam Joel Kuriakose John 78150 NA NA 18-05-2016 Certification / Renewal Awaited 2270 Kottayam Joseph Thomas Vc 77913 Probationary Business Associate Tata AIA Life Insurance Co Ltd 31-07-2015 Certification / Renewal Awaited 2271 Kottayam Pancha Dev Negi 63640 Branch Manager State Bank of Travancore 08-05-2015 Certification / Renewal Awaited 2272 Kottayam Radhakrishnan S 17057 Partner Pinnacle Financial Planners 27-12-2017 Valid in Good Standing2273 Kottayam Renjith Rajan 15647 Partner Grace & Wealth Financial Planners 23-03-2011 Certification / Renewal Awaited 2274 Kottayam Sebastian M M 31381 Branch Manager State Bank of Travancore 14-06-2017 Valid in Good Standing2275 Koyampattur Ragul Ramesh 28363 NA NA -NA- Certification / Renewal Awaited 2276 Kozhikkod Arun E Thomas 41763 Territory Manager SBI Life Insurance Co Ltd 25-07-2011 Certification / Renewal Awaited 2277 Kozhikkod John P Jacob 16598 Financial Consultant Portfolio Builders, Singapore 15-07-2014 Certification / Renewal Awaited 2278 Kozhikode Asmin Rahim 28335 IMS Financial Planner 10-09-2017 Valid in Good Standing2279 Kozhikode Linoj K 85821 Deputy Manager State Bank of India 08-06-2017 Valid in Good Standing2280 Krishna Dist Venkata Sandeep Kota 72270 Software Engineer HSBC Software India Pvt Limited -NA- Certification / Renewal Awaited 2281 Krishnagiri Anthony Edwin Arul Raj M 50641 Manager Ambit Capital Pvt Ltd 07-02-2017 Certification / Renewal Awaited 2282 Kurnool District Tripuraneni Suresh 22343 Investment Counselor State Bank of India 13-10-2017 Valid in Good Standing2283 Kurukshetra Prateek Wadhwa 37520 NA NA -NA- Certification / Renewal Awaited 2284 Latur Pritam Madanlal Jain 60830 Article Assistant S C Sancheti & Associates CA Firm -NA- Certification / Renewal Awaited 2285 Lohia Nagar Bhasskar Prakaash 56925 NA Self Employed 10-02-2018 Valid in Good Standing2286 London Debasish Mishra 29654 Manager State Bank of India 18-09-2011 Certification / Renewal Awaited 2287 Lucknow Alok Kumar 23976 Area Training Manager Bajaj Allianz General Insurance Co' Ltd. -NA- Certification / Renewal Awaited 2288 Lucknow Amit Chaturvedi 70496 NA NA -NA- Certification / Renewal Awaited 2289 Lucknow Amit Ojha 23737 NA Self Employed -NA- Certification / Renewal Awaited 2290 Lucknow Anant Mohan 41922 Assistant Manager Reliance Capital AMC Ltd 08-11-2012 Certification / Renewal Awaited 2291 Lucknow Arihant Jain 29703 Executive Trainee Bajaj Allianz General Insurance Co' Ltd. -NA- Certification / Renewal Awaited 2292 Lucknow Arpit Mehrotra 71566 Investment Advisor ICICI Bank Ltd 30-03-2016 Certification / Renewal Awaited 2293 Lucknow Arpit Tandon 82752 NA NA -NA- Certification / Renewal Awaited 2294 Lucknow Arushi Dhawan 55301 NA NA -NA- Certification / Renewal Awaited 2295 Lucknow Aseem Bansal 68059 NA NA -NA- Certification / Renewal Awaited 2296 Lucknow Bal Sachin Gupta 42971 Advisor Life Insurance Corporation Of India -NA- Certification / Renewal Awaited 2297 Lucknow Deepali Datta 42132 NA NA -NA- Certification / Renewal Awaited 2298 Lucknow Dharmendra Singh 81428 Assistant Professor Modern College of Business and Science 20-10-2017 Valid in Good Standing2299 Lucknow Diksha Sabharwal 75370 NA NA -NA- Certification / Renewal Awaited 2300 Lucknow Dinesh Shukla 33941 Proprietor Investment Consultancy Services 13-01-2017 Certification / Renewal Awaited 2301 Lucknow Gaurav Pandey 23937 NA NA -NA- Certification / Renewal Awaited 2302 Lucknow Gaurav Tandon 44512 Associate Relationship Manager Harsh And Associates -NA- Certification / Renewal Awaited

2303 Lucknow Gyan Deep Misra 29082 NA Self Employed 13-01-2016 Certification / Renewal Awaited 2304 Lucknow Harsh Mehrotra 37869 Sole Properitor H&a Securities -NA- Certification / Renewal Awaited 2305 Lucknow Harshit Kumar 50990 Unit Manager NJ Indiainvest Pvt Ltd. -NA- Certification / Renewal Awaited 2306 Lucknow Harshit Pandey 47652 Assistant Financial Planner Bajaj Capital Ltd 03-02-2016 Certification / Renewal Awaited 2307 Lucknow Hemendra Gupta 20067 Area Manager ICICI Prudential Life Insurance Co Ltd 15-12-2014 Certification / Renewal Awaited 2308 Lucknow Inder Verma 49947 Assistant Manager State Bank of India 21-11-2012 Certification / Renewal Awaited 2309 Lucknow Jai Prakash Misra 29184 NA Self Employed 29-07-2013 Certification / Renewal Awaited 2310 Lucknow Kamlendra Bahadur Mathur 57702 NA Self Employed 13-02-2017 Certification / Renewal Awaited 2311 Lucknow Kartikeya Singh 51593 NA NA -NA- Certification / Renewal Awaited 2312 Lucknow Kishore Kumar Patra 72043 Senior Manager HDFC Bank Ltd -NA- Certification / Renewal Awaited 2313 Lucknow Krati Chandra 70493 NA NA -NA- Certification / Renewal Awaited 2314 Lucknow Krishna Kishor Tiwari 19673 NA Self Employed 18-01-2013 Certification / Renewal Awaited 2315 Lucknow Manish Kumar Singh 22541 Chief Manager State Bank of India 01-04-2011 Certification / Renewal Awaited 2316 Lucknow Manish Pant 49376 Branch Manager Karvy Consultants Ltd 04-12-2012 Certification / Renewal Awaited 2317 Lucknow Manoj Kumar Choudhary 23703 Manager State Bank of India 01-12-2012 Certification / Renewal Awaited 2318 Lucknow Meesum Agha 26742 NA NA -NA- Certification / Renewal Awaited 2319 Lucknow Naela Kamil 62057 Director & Professor IILM Academy of Higher Learning 18-12-2017 Valid in Good Standing2320 Lucknow NIPUNN MADAN 65977 Assistant Vice President Axis Asset Management Company Limited 29-09-2017 Valid in Good Standing2321 Lucknow Om Prakash Jaiswal 81765 NA Self Employed 06-04-2016 Certification / Renewal Awaited 2322 Lucknow Pankaj Srivastava 29108 Manager State Bank of India 05-08-2011 Certification / Renewal Awaited 2323 Lucknow Paritosh Mohan 76174 NA NA -NA- Certification / Renewal Awaited 2324 Lucknow Prashant Jain 55193 NA NA -NA- Certification / Renewal Awaited 2325 Lucknow Rabindra Nath Mund 72092 Branch Manager Union Bank Of India -NA- Certification / Renewal Awaited 2326 Lucknow Rahul Prajapati 41448 Manager State Bank of India 21-08-2012 Certification / Renewal Awaited 2327 Lucknow Raj Kumar Pandey 49102 NA NA -NA- Certification / Renewal Awaited 2328 Lucknow Rajeev Shukla 29045 Assistant Manager State Bank of India 07-04-2010 Certification / Renewal Awaited 2329 Lucknow Rakesh Kumar Sood 41449 Center Head ACE School for Professional Studies 22-09-2017 Valid in Good Standing2330 Lucknow Raman Kumar Agarwal 61884 Director Santushti Securities Pvt Ltd 11-06-2017 Valid in Good Standing2331 Lucknow Ravindra Kumar Vishwakarma 67836 Unit manager NJ Indiainvest Pvt Ltd. -NA- Certification / Renewal Awaited 2332 Lucknow Rishi Vashisht 40093 certified financial planner alstmd wealth managment -NA- Certification / Renewal Awaited 2333 Lucknow Ritikaa Rastogi 28541 NA NA -NA- Certification / Renewal Awaited 2334 Lucknow Ritu Gaur 19029 Manager State Bank of India 24-01-2012 Certification / Renewal Awaited 2335 Lucknow Rohit Tandon 32615 Assistant General Manager State Bank of India 20-06-2012 Certification / Renewal Awaited 2336 Lucknow Sanjeev K Sinha 30903 Chief Manager State Bank of India 03-12-2010 Certification / Renewal Awaited 2337 Lucknow Sanjiv C Jain 19044 NA Self Employed 29-12-2017 Valid in Good Standing2338 Lucknow Santosh Kumar Singh 21795 SWO Dena Bank 18-01-2018 Valid in Good Standing2339 Lucknow Saurabh Kumar 16709 Officer BoB Cards Ltd 31-03-2017 Valid in Good Standing2340 Lucknow Shashank Sandhu 64529 NA NA -NA- Certification / Renewal Awaited 2341 Lucknow Sheetal Bhagwani 36066 NA NA -NA- Certification / Renewal Awaited 2342 Lucknow Sudesh K Bhatt 21386 Manager State Bank of India 31-03-2010 Certification / Renewal Awaited 2343 Lucknow Sudhir Anand 16104 Director Smart Funds Advisory Pvt Ltd 22-07-2015 Certification / Renewal Awaited 2344 Lucknow Sunil Kumar Dhusia 81778 CHIEF MANAGER State Bank Of India Agra Main Branch 28-09-2016 Certification / Renewal Awaited 2345 Lucknow Sunil Kumar Sharma 41412 Chief Manager State Bank of India 20-06-2012 Certification / Renewal Awaited 2346 Lucknow Suresh Kumar Pandey 24550 Manager State Bank of India 28-04-2010 Certification / Renewal Awaited 2347 Lucknow Swarna Srivastava 37103 NA NA -NA- Certification / Renewal Awaited 2348 Lucknow Swati Jain 65236 NA NA -NA- Certification / Renewal Awaited 2349 Lucknow Uttam Kumar 19882 Managing Director Shubh Laabh E & FC Pvt Ltd 08-06-2013 Certification / Renewal Awaited 2350 Lucknow Vandana Rawat 57609 NA NA -NA- Certification / Renewal Awaited 2351 Lucknow Vikas Kesarwani 67843 NA NA -NA- Certification / Renewal Awaited 2352 Lucknow Viplav Majumdar 17159 CEO Adad Fin Advisors Pvt Ltd 06-01-2018 Valid in Good Standing2353 Ludhiana Amanjot Singh 64520 Senior Research Fellow Punjabi University 15-09-2017 Valid in Good Standing2354 Ludhiana Harish Nagpal 19630 Proprietor M/s Prabhu Consultants 31-03-2017 Valid in Good Standing2355 Ludhiana Nitin Shahi 17542 Senior Vice President Master Capital Services Ltd 19-03-2017 Valid in Good Standing2356 Ludhiana Pardeep Goel 19328 Distribution Training Manager Bharti Axa Life Insurance Co Ltd 31-03-2017 Valid in Good Standing2357 Ludhiana Payal Mittal 28966 Financial Analyst Transparent Value -NA- Certification / Renewal Awaited 2358 Ludhiana Prabh Preet Singh 59814 Manager - Auditor Master Trust Ltd 04-12-2013 Certification / Renewal Awaited 2359 Ludhiana Raj Kumar Verma 48991 Proprietor Financial Planner For You 19-02-2018 Valid in Good Standing2360 Ludhiana Ravikant Agarwal 15331 NA Self Employed 15-07-2011 Certification / Renewal Awaited 2361 Ludhiana Ravinder Singh Saini 24873 Branch Manager ICICI Bank Limited 21-08-2017 Valid in Good Standing2362 Ludhiana Rupesh Mahajan 30202 NA NA -NA- Certification / Renewal Awaited 2363 Ludhiana Sahil Khajuria 51454 NA NA -NA- Certification / Renewal Awaited 2364 Ludhiana Sanjeev Bhatia 29113 Advisor Ace Financials 26-01-2010 Certification / Renewal Awaited 2365 Ludhiana Sudhir Kumar 17774 Proprietor Sudhir Gopal & Co 16-06-2012 Certification / Renewal Awaited 2366 Ludhiana Surender Kumar Sharma 52083 ASSTT GENERAL MANAGER State Bank of Patiala 25-08-2016 Certification / Renewal Awaited 2367 Ludhiana Vikas Gupta 19486 NA Self Employed 31-08-2017 Valid in Good Standing2368 Madikeri Yelekere Bettegowda Mohankumar 29796 Development Officer LIC of Indiamadikeri 27-06-2012 Certification / Renewal Awaited 2369 Madurai Alagappan R 49296 Chief Financial Planner AR Ramanathan Chartered Accountant 19-09-2017 Valid in Good Standing2370 Madurai Kamarunnisa J 78099 DIVISIONAL MANAGER Life Insurance Corporation of India 02-03-2016 Certification / Renewal Awaited 2371 Maharashtra Bipin Kumar Prabhash Mishra 83130 NA NA -NA- Certification / Renewal Awaited 2372 Maharashtra Dheyey Rakesh Shah 77896 NA NA -NA- Certification / Renewal Awaited 2373 Maharashtra Hiren Jashvantkumar Vora 28679 Para Planner Beyond Life Financial Services LLP -NA- Certification / Renewal Awaited 2374 Maharashtra Jay Rajendra Shah 79327 NA NA -NA- Certification / Renewal Awaited

2375 Maharashtra Mahima Harish Moondra 83836 NA NA -NA- Certification / Renewal Awaited 2376 Maharashtra Rutvi Bauva 76534 Executive Financial Planner Bajaj Capital -NA- Certification / Renewal Awaited 2377 Maharashtra Sweni Jignesh Shah 82254 NA NA -NA- Certification / Renewal Awaited 2378 Maharashtra Trupti Kiran Bhandarkar 83362 NA NA -NA- Certification / Renewal Awaited 2379 Mahesana Geetaben Valabhai Chaudhary 84507 NA NA -NA- Certification / Renewal Awaited 2380 Maisuru Aditya Lakshman Rao 16148 Cluster Manager STMD Metlife India Insurance Company Ltd -NA- Certification / Renewal Awaited 2381 Maisuru M M Israr Ahmed 42541 Associate Ravi Kumar & Associates 08-03-2017 Certification / Renewal Awaited 2382 Maisuru Padmanabhan Ganesh 42525 Proprietor Money Tent 08-03-2017 Certification / Renewal Awaited 2383 Maisuru Sripad S 24865 NA Self Employed 31-03-2017 Valid in Good Standing2384 Maisuru Sundeep Janardan Pissay 59111 Senior Relationship Manager Balaji Capital Services Pvt.Ltd. 05-02-2017 Certification / Renewal Awaited 2385 Maisuru Suresh Babu K G 42543 Proprietor Sole Propreitor Concern 13-03-2017 Valid in Good Standing2386 Mandvi Rushabh Nimeshbhai Chandarana 46193 NA NA -NA- Certification / Renewal Awaited 2387 Mandya Prasanna S 39086 Deputy Manager Kotak Mahindra Bank Ltd 19-09-2014 Certification / Renewal Awaited 2388 Mangaluru Alwyn Alphonsus Goveas 14521 Investment Advisor Colaco & Aranha 31-03-2016 Certification / Renewal Awaited 2389 Mangaluru Ankith N Seth 57643 NA Self Employed 26-07-2014 Certification / Renewal Awaited 2390 Mangaluru Atul Surana 15486 CEO Catalyst Financial Planning 31-03-2010 Certification / Renewal Awaited 2391 Mangaluru Kiran Kumar M 92766 Financial Planner Self-employed 15-09-2017 Valid in Good Standing2392 Mangaluru Naveen Rego 15993 NA Self Employed 05-07-2017 Valid in Good Standing2393 Mangaluru Nithesh F Aranha 19136 Director Simplus Financial Consultancy Pvt Ltd 28-01-2018 Valid in Good Standing2394 Mangaluru Shashidhar Kamath Voderabettu 18193 Director M/s Mulki Investments & Financial Consultants Pvt Ltd 11-02-2018 Valid in Good Standing2395 Mangaluru Shweta Shenoy Basty 51746 NA NA -NA- Certification / Renewal Awaited 2396 Mannargudi Santhakumar N 39270 Agent Life Insurance Corporation of India 20-12-2017 Valid in Good Standing2397 Mapusa Anup Arun Prabhu Verlekar 40990 NA Self Employed 09-07-2017 Valid in Good Standing2398 Mapusa Dipak Pandurang Porob 42285 Manager State Bank of India 24-01-2017 Certification / Renewal Awaited 2399 Mapusa Jeron Fernandes 48645 NA Self Employed 19-02-2018 Valid in Good Standing2400 Mapusa Tylden S Dsouza 36289 Financial Advisor Aegon Religare -NA- Certification / Renewal Awaited 2401 Margao Ninad Umesh Kamat 24306 Proprietor Kamat Agencies 24-10-2017 Valid in Good Standing2402 Margao Ravi Ramesh Xete Verenkar 22667 Proprietor Nidhi Financial Planners 15-02-2017 Certification / Renewal Awaited 2403 Margao Savio B Quadros 18144 Dealer Sa Investments Services -NA- Certification / Renewal Awaited 2404 Margao Suraj R Betkikar 23903 Partner Milestone Financial Consultants 24-09-2017 Valid in Good Standing2405 Mathura Anubhav Goyal 39043 NA NA -NA- Certification / Renewal Awaited 2406 Mathura Deepak Kumar Agrawal 51432 Proprietor Khushi Investments Services 07-06-2017 Valid in Good Standing2407 Mathura Mithun Garg 72611 BRANCH HEAD BIRLA SUNLIFE ASSET MANAGEMENT COMPANY LTD. 17-06-2014 Certification / Renewal Awaited 2408 Meerut Abhishek Rastogi 44415 NA NA -NA- Certification / Renewal Awaited 2409 Meerut Akansha Arya 68432 NA NA -NA- Certification / Renewal Awaited 2410 Meerut Bhanu Pratap Singh 74693 Senior Officer Finance Dabur India Limited 09-09-2017 Valid in Good Standing2411 Meerut Kanav Chhabra 66421 Assistant Manager ICICI Securities Ltd 30-03-2017 Valid in Good Standing2412 Meerut Kumar Ritesh 32295 NA NA -NA- Certification / Renewal Awaited 2413 Meerut Prashant Kumar 41036 JM PNB HFL -NA- Certification / Renewal Awaited 2414 Meerut Sanjeev Agarwal 25062 Proprietor Insurance and Investment Point 28-09-2017 Valid in Good Standing2415 Meerut Vivek Arya 33033 RM DDAV -NA- Certification / Renewal Awaited 2416 Mehkar Harshal Vijay Eadaskar 64679 Advisor Nidhi Investment Solution 10-10-2017 Valid in Good Standing2417 Mehsana Priteshkumar Somabhai Patel 37630 Regional Manager NJ India Invest Pvt Ltd 25-04-2012 Certification / Renewal Awaited 2418 Mehsana Sanket S Patel 47634 Relationship Manager India Infoline Ltd 02-02-2015 Certification / Renewal Awaited 2419 Mirat Shobhit Gupta 71462 Branch Manager ICICI Securities Ltd 01-08-2017 Valid in Good Standing2420 Moga Chetan Mittal 29031 NA NA -NA- Certification / Renewal Awaited 2421 Mohali Harpreet S Anand 24131 Development Officer Life Insurance Corporation of India 11-08-2015 Certification / Renewal Awaited 2422 Mohali Manish Arora 43404 Manager State Bank of India 05-05-2012 Certification / Renewal Awaited 2423 Mohali Pankaj Dhawan 44869 NA NA -NA- Certification / Renewal Awaited 2424 Mohali Prabhujeev Singh Bajaj 14215 Manager HDFC Bank 31-03-2017 Valid in Good Standing2425 Mohali RAJESH SHARMA 76362 Branch Manager Indusind Bank 01-09-2017 Valid in Good Standing2426 Mohali Vikas Batra 24584 Partner Stockmart 22-02-2018 Valid in Good Standing2427 Moradabad Anurag Saraswat 30771 Chief Manager UTI AMC Ltd 07-05-2017 Valid in Good Standing2428 Moradabad Gaurav Gupta 55819 Relationship Manager Religare Securities Ltd 16-08-2017 Valid in Good Standing2429 Moradabad Krishna Kant Bishnoi 41349 Chief Manager State Bank of India 27-10-2017 Valid in Good Standing2430 Mumbai A P Kurian NA Chairman Association of Mutual Funds in India 31-03-2008 Certification / Renewal Awaited 2431 Mumbai Aakanksha Hansraj Sanghvi 20616 Financial Advisor H S Sanghvi Associates 15-09-2017 Valid in Good Standing2432 Mumbai Aakash Rajesh Mandavia 50147 Analyst Optimum Info System 14-12-2017 Valid in Good Standing2433 Mumbai aashumi dhruv mehta 71389 NA NA -NA- Certification / Renewal Awaited 2434 Mumbai Aatish Ashok Porwal 31514 Manager - Finance Afcons Infrastructure Ltd 12-12-2015 Certification / Renewal Awaited 2435 Mumbai Aayush Gupta 88665 NA NA -NA- Certification / Renewal Awaited 2436 Mumbai Abaneeta Chakraborty 89267 Vice President Religare Wealth Management Ltd 22-03-2017 Valid in Good Standing2437 Mumbai Abbas H Gillitwalla 29912 Vice President Kotak Securities Limited 26-01-2010 Certification / Renewal Awaited 2438 Mumbai Abhay Kiritkumar Parekh 43349 Financial Coach LifeCare Financial Consultancy 21-02-2017 Certification / Renewal Awaited 2439 Mumbai Abhay Omkar Aima NA Country Head- Equities & Pvt.Banking Group HDFC Bank 31-03-2005 Certification / Renewal Awaited 2440 Mumbai Abhijeet Dhatrak 87951 NA NA -NA- Certification / Renewal Awaited 2441 Mumbai Abhijit Chandrakant Savekar 43727 NA NA -NA- Certification / Renewal Awaited 2442 Mumbai Abhijit Joshi 28358 Solutions Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 2443 Mumbai Abhijit Sudhakar Vaidya 57653 Executive Director Kotak Mahindra Capital Co Ltd 02-01-2016 Certification / Renewal Awaited 2444 Mumbai Abhilash Narain Khare 69570 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 2445 Mumbai Abhinav Gulechha 50327 Associate M/s Aneja Associates 25-07-2016 Certification / Renewal Awaited 2446 Mumbai Abhishake Mathur 28680 Head - Financial Planning Services ICICI Securities Ltd 29-09-2012 Certification / Renewal Awaited

2447 Mumbai Abhishek Anil Parekh 67719 NA Self Employed 22-10-2017 Valid in Good Standing2448 Mumbai Abhishek Gupta 33301 Founder and Director Moat Wealth Advisors 08-12-2017 Valid in Good Standing2449 Mumbai Abhishek K Singh 28821 Head (Research) Apnapaisa Pvt. Ltd. 16-04-2014 Certification / Renewal Awaited 2450 Mumbai Abhishek Kantak 19918 Agent LIC of India 26-10-2012 Certification / Renewal Awaited 2451 Mumbai Abhishek Khudania 46772 Senior Associate Client Associates 17-10-2017 Valid in Good Standing2452 Mumbai Abhishek Mehrotra 65004 Regional Head Reliance Securities Ltd 21-05-2016 Certification / Renewal Awaited 2453 Mumbai Abhishek Sipani 58785 Partner Black Swan Wealth Managers LLP 29-04-2017 Valid in Good Standing2454 Mumbai Abhishek Somani 16330 Associate Sales Manager Max New York Life Indurance Co Ltd 31-03-2008 Certification / Renewal Awaited 2455 Mumbai Abhishek Soni 18271 Financial Advisor ASK Wealth Advisors Pvt Ltd -NA- Certification / Renewal Awaited 2456 Mumbai Abhishek Srirama Chinchalkar 45431 Research Analyst Anand Rathi Commodities Ltd -NA- Certification / Renewal Awaited 2457 Mumbai Abhishek Sudhindra Rajadhyaksha 22359 Partner Money Multiplier 06-12-2017 Valid in Good Standing2458 Mumbai Abhishek Surendra Agarwal 69102 NA NA -NA- Certification / Renewal Awaited 2459 Mumbai Achin Goel 64613 Vice President Bonanza Portfolio Ltd 01-12-2015 Certification / Renewal Awaited 2460 Mumbai Adil Darabshaw Adajania 18881 Other Other 10-06-2017 Valid in Good Standing2461 Mumbai Adit M Shirvalkar 21513 NA Self Employed 20-04-2016 Certification / Renewal Awaited 2462 Mumbai Aditi Akash Chawla 22363 Financial Planner Modern Munshi 24-06-2017 Valid in Good Standing2463 Mumbai Aditi Jitendra Agarwal 47146 NA NA -NA- Certification / Renewal Awaited 2464 Mumbai Aditi Ramesh Kasbekar 18274 NA NA -NA- Certification / Renewal Awaited 2465 Mumbai Aditya Ashok Dhage 54020 Chief Manager ICICI Securities Ltd 24-06-2017 Valid in Good Standing2466 Mumbai Aditya Gadge 15839 Chief Executive Officer Association of International Wealth Management India 28-03-2014 Certification / Renewal Awaited 2467 Mumbai Aditya Kumar Jha 40790 Dy Manager State Bank of India -NA- Certification / Renewal Awaited 2468 Mumbai Aditya Suresh Joshi 89942 Chief Manager Kotak Mahindra Bank Ltd 20-09-2017 Valid in Good Standing2469 Mumbai Aditya Vasa 55471 NA NA -NA- Certification / Renewal Awaited 2470 Mumbai Aditya Vinayak Joshi 65498 NA Self Employed 03-05-2017 Valid in Good Standing2471 Mumbai Ajay Arvind Nair 39769 NA Self Employed 03-02-2017 Certification / Renewal Awaited 2472 Mumbai Ajay Bagga 24833 Executive Chairman OPC Asset Solutions Pvt Ltd 31-03-2014 Certification / Renewal Awaited 2473 Mumbai Ajay Desai 19529 Development Officer Life Insurance Corporation of India 06-04-2017 Valid in Good Standing2474 Mumbai Ajay G Karia 22853 Vice President Nirmal Bang Securities Pvt. Ltd. 12-05-2011 Certification / Renewal Awaited 2475 Mumbai Ajay G Panjnani 14519 AVP Kotak Mahindra Bank Ltd 31-03-2015 Certification / Renewal Awaited 2476 Mumbai Ajay Kakar 24785 Chief Marketing Officer - Financial Services Aditya Birla Group 31-03-2017 Valid in Good Standing2477 Mumbai Ajay Kumar 29248 Chief Manager Bilra Sun Life Insurance Company Ltd -NA- Certification / Renewal Awaited 2478 Mumbai Ajay Kumar Pandey 51661 Deputy Manager Asit C. Mehta Investment Interrmediates Ltd -NA- Certification / Renewal Awaited 2479 Mumbai Ajay Pruthi 45692 NA NA -NA- Certification / Renewal Awaited 2480 Mumbai Ajay Srinivasan 36943 Chief Executive - Financial Services Aditya Birla Group 31-03-2017 Valid in Good Standing2481 Mumbai Ajay V Kinjawadekar 28637 Proprietor Money Safe Investment Centre 11-05-2017 Valid in Good Standing2482 Mumbai Ajit Laxman Salian 52636 CEO DNM Assurance -NA- Certification / Renewal Awaited 2483 Mumbai Ajit Mehta 30779 Chief Manager - F and A Axis Securities Ltd 16-07-2017 Valid in Good Standing2484 Mumbai Ajit Mitra 15170 Managing Director World Gold Council 31-03-2009 Certification / Renewal Awaited 2485 Mumbai Akash Mahesh Kothari 19277 Founder Arth Wealth Management 26-11-2016 Certification / Renewal Awaited 2486 Mumbai Akash Raina 32732 Assistant Manager IDBI Bank 08-04-2015 Certification / Renewal Awaited 2487 Mumbai Akash S Damniwala 24928 Chief Manager State Bank of India 05-04-2017 Valid in Good Standing2488 Mumbai Akash Singhal 74711 NA NA -NA- Certification / Renewal Awaited 2489 Mumbai Akhil Chaturvedi 20647 Senior Vice President Motilal Oswal Asset Management Pvt Ltd 05-01-2018 Valid in Good Standing2490 Mumbai Akhilesh Tilotia 24899 Director Park Financial Advisors Pvt Ltd 31-03-2009 Certification / Renewal Awaited 2491 Mumbai Akriti Sanjay Grover 33149 NA NA -NA- Certification / Renewal Awaited 2492 Mumbai Akshay Avinash Virkar 80878 NA NA -NA- Certification / Renewal Awaited 2493 Mumbai Akshay Baua 84968 NA NA -NA- Certification / Renewal Awaited 2494 Mumbai Akshay M Mukim 28371 Analyst Citigroup -NA- Certification / Renewal Awaited 2495 Mumbai Akshay Menon 24847 Director Deutsche Bank A G 31-03-2014 Certification / Renewal Awaited 2496 Mumbai Akshita Phophalia 93466 NA NA -NA- Certification / Renewal Awaited 2497 Mumbai Albert Mathews 15175 Deputy General Manager Usv Ltd 09-06-2017 Valid in Good Standing2498 Mumbai Alka Jai Bhagwan Mittal 71618 Associate Manager Bharti Axa Life Insurance Co Ltd 26-11-2014 Certification / Renewal Awaited 2499 Mumbai Alka K Shah 18283 Accountant G Dwarkadas Logistic Pvt Ltd 31-03-2017 Valid in Good Standing2500 Mumbai Allan Anto Pereira 57749 Financial Advisor India Infoline Ltd. 20-01-2017 Certification / Renewal Awaited 2501 Mumbai Alma Xavier 33784 Deputy Manager SBI Funds Management Pvt Ltd 09-08-2011 Certification / Renewal Awaited 2502 Mumbai Alok Sharma 39771 Area Manager Reliance Capital AMC Ltd 25-04-2017 Valid in Good Standing2503 Mumbai Alok Tamrakar 33214 Dy Manager State Bank of India -NA- Certification / Renewal Awaited 2504 Mumbai Alpana Narender Singh Yadav 56599 Associate Analyst XL Dynamcs India PVT. Ltd -NA- Certification / Renewal Awaited 2505 Mumbai Alpesh P Desai 35015 Business Associate TATA AIG Life Insurance Co. Ltd -NA- Certification / Renewal Awaited 2506 Mumbai Altaf H Attari 33851 Auditor Aneja Associates 16-03-2011 Certification / Renewal Awaited 2507 Mumbai Altaj Khakiani 71078 Vice President Morgan Stanley 18-04-2016 Certification / Renewal Awaited 2508 Mumbai Aman Amit Shah 76551 NA NA -NA- Certification / Renewal Awaited 2509 Mumbai Amar Arun Shah 14522 Senior Vice President Axis Capital Ltd 04-01-2018 Valid in Good Standing2510 Mumbai Amar Joshi 21902 Assistant Manager PVR Ltd 23-02-2015 Certification / Renewal Awaited 2511 Mumbai Amar P Pandit 15015 CEO My Financial Advisor 31-03-2017 Valid in Good Standing2512 Mumbai Amarja Aniruddha Nafrey 23233 Agent LIC of India 15-09-2012 Certification / Renewal Awaited 2513 Mumbai Amarnath B.S 42702 Business Head - Mutual Fund Mahindra & Mahindra Financial Services Ltd 22-09-2013 Certification / Renewal Awaited 2514 Mumbai Ameesha Girish Dharamshi 67862 Deputy Manager Angel Broking Pvt Ltd -NA- Certification / Renewal Awaited 2515 Mumbai AMEET ARUN PARADKAR 72179 Manager Sales And Projects HBS Realtors Pvt. Ltd -NA- Certification / Renewal Awaited 2516 Mumbai Ameya Rajendra Joshi 36743 NA NA -NA- Certification / Renewal Awaited 2517 Mumbai Ami M Shah 42391 NA NA 11-12-2017 Valid in Good Standing2518 Mumbai Amish Aggarwal 37626 Founder & Director Boon Insurance Web Aggregator Pvt Ltd 08-06-2016 Certification / Renewal Awaited

2519 Mumbai Amish J Chandarana 36334 Team Leader Direct Information Private Limited -NA- Certification / Renewal Awaited 2520 Mumbai Amisha Jaideep Thakkar 30256 NA NA -NA- Certification / Renewal Awaited 2521 Mumbai Amishi Ashit Shah 33487 NA NA -NA- Certification / Renewal Awaited 2522 Mumbai Amit Bachhawat 22372 NA NA -NA- Certification / Renewal Awaited 2523 Mumbai Amit Chandrakant Sheth 44813 Propreitor Options Unlimited Fin. Consultancy -NA- Certification / Renewal Awaited 2524 Mumbai Amit Dassani 42247 Assistant Vice President Quant Capital Advisors 15-02-2018 Valid in Good Standing2525 Mumbai Amit G Mehta 14287 Chief Investment Officer Sunidhi Securities and Finance Ltd 31-03-2008 Certification / Renewal Awaited 2526 Mumbai Amit Gupta 68365 Manager CA India Infrastructure Finance Company Limited -NA- Certification / Renewal Awaited 2527 Mumbai Amit Jain 75029 Associate Vice President Motilal Oswal Financial Services Ltd. 03-02-2017 Certification / Renewal Awaited 2528 Mumbai Amit Kumar Agrawal 39048 Partner Universal Financial Services 28-02-2013 Certification / Renewal Awaited 2529 Mumbai Amit Madanlal Jindal 69835 Advisor ICICI Prudential Life Insurance Co Ltd -NA- Certification / Renewal Awaited 2530 Mumbai Amit Narayan Dalvi 31621 Vice President Edelweiss Financial Services Ltd 16-03-2017 Valid in Good Standing2531 Mumbai Amit Parsram Dabrai 48998 Branch Manager Kotak Mahindra Bank Ltd 23-06-2017 Valid in Good Standing2532 Mumbai Amit Radheshyam Bhavsar 38434 AVP SBI Funds Management Pvt Ltd 25-07-2012 Certification / Renewal Awaited 2533 Mumbai Amit Sakpal 32838 Partner Success Academy 25-04-2012 Certification / Renewal Awaited 2534 Mumbai Amit Vijay Agarwal 83303 NA NA -NA- Certification / Renewal Awaited 2535 Mumbai Amit Yogesh Zaveri 55650 NA NA -NA- Certification / Renewal Awaited 2536 Mumbai Amitabh Chaturvedi 24808 Managing Director Essel Finance 31-03-2016 Certification / Renewal Awaited 2537 Mumbai Amod Ajit Chawan 20678 NA NA -NA- Certification / Renewal Awaited 2538 Mumbai Amol Arvind Pimplekar 71017 Branch Manager Latin Manharlal Sec.Pvt.Ltd 25-07-2017 Valid in Good Standing2539 Mumbai Amol Pramod Ubale 89179 Associate VP ICICI Prudential Life Insurance Co Ltd 15-09-2017 Valid in Good Standing2540 Mumbai Anahita K Driver 20681 Executive Advisor Tata AIA Life Insurance Co Ltd 12-05-2017 Valid in Good Standing2541 Mumbai Anand H Acharekar 21539 NA NA -NA- Certification / Renewal Awaited 2542 Mumbai Anand Halaharvi 39116 Chief Manager State Bank of India 04-03-2011 Certification / Renewal Awaited 2543 Mumbai Anand Kuchelan 15467 Vice President Padmakshi Financial Services Ltd 27-06-2013 Certification / Renewal Awaited 2544 Mumbai Anand Mahesh Mehta 48728 Owner Mehta & Mehta Investments -NA- Certification / Renewal Awaited 2545 Mumbai Anand Nagda 19941 NA NA -NA- Certification / Renewal Awaited 2546 Mumbai Anand Narayan Shanbhag NA CEO Wonderland Investment Consultant 31-03-2008 Certification / Renewal Awaited 2547 Mumbai Anand Narendra Shah 64900 Partner Ipcon Advisors 04-08-2017 Valid in Good Standing2548 Mumbai Anand U Doctor 38337 NA NA -NA- Certification / Renewal Awaited 2549 Mumbai Anand Vishvas Shringarpure 37013 Visiting Faculty Jaro Institute of Technology Management & Research 13-06-2017 Valid in Good Standing2550 Mumbai Anand Vithal Lamani 76963 Relationship Manager Vs Financial Planners 18-05-2015 Certification / Renewal Awaited 2551 Mumbai Anandpara Nikhil 30412 Director Anandpara Wealth Management Pvt Ltd 25-02-2017 Certification / Renewal Awaited 2552 Mumbai Anantha Padmanabhan 36395 Advisor LIC of India 05-08-2013 Certification / Renewal Awaited 2553 Mumbai Aniket Anil Jadhav 75973 NA NA -NA- Certification / Renewal Awaited 2554 Mumbai Anil Chaturbhuj Punjabi 46630 Director Excel Electrotechnik (P) Ltd 24-01-2017 Certification / Renewal Awaited 2555 Mumbai Anil H Hinduja 48142 Proprietor Hinduja Investments -NA- Certification / Renewal Awaited 2556 Mumbai Anil Harvande 17884 Sales Development Manager LIC of India 22-04-2011 Certification / Renewal Awaited 2557 Mumbai Anil Indrajeet Gulrajani 39890 Partner Ask Y Financial Services 27-02-2018 Valid in Good Standing2558 Mumbai Anil Kumar L Jain 24634 Proprietor Jain Investment Consultancy 13-01-2018 Valid in Good Standing2559 Mumbai Anil Kumar Vaishya 45738 Dealer Anand Rathi Shares & Stock brokers Ltd -NA- Certification / Renewal Awaited 2560 Mumbai Anil Mavinkurve NA Senior Vice President & Head Primary Market J M Morgan Stanley Retail Services Private Limited 31-03-2005 Certification / Renewal Awaited 2561 Mumbai Anil R Punjabi 16840 Executive Advisor Tata AIA Life Insurance Co Ltd 31-03-2017 Valid in Good Standing2562 Mumbai Anil Shamrao Mutalik 23336 Advisor/Relationship Manager Securelife Advisory Services & First Global Stock Broking Pvt Ltd 10-11-2017 Valid in Good Standing2563 Mumbai Anindita Bose 19946 Team Specialist JP Morgan Services India Pvt. Ltd. -NA- Certification / Renewal Awaited 2564 Mumbai Anindya Debnath 32528 Manager State Bank of India 28-04-2011 Certification / Renewal Awaited 2565 Mumbai Anish Arora 18303 Head - Third Party Distribution Nirmal Bang 09-09-2010 Certification / Renewal Awaited 2566 Mumbai Anita Birbal Choudhary 74692 NA NA -NA- Certification / Renewal Awaited 2567 Mumbai Anita Gyanprasad Barai 22874 Account Assistant Technika 07-11-2012 Certification / Renewal Awaited 2568 Mumbai Anita P Shetty 21544 Proprietor APT Financial Solutions 16-04-2017 Valid in Good Standing2569 Mumbai Anjali Dharod 84245 NA NA -NA- Certification / Renewal Awaited 2570 Mumbai Ankit A Gandhi 23239 NA NA -NA- Certification / Renewal Awaited 2571 Mumbai Ankit Jitendra Parekh 23338 Manager - Treasury Ratnakar Bank Ltd 12-01-2014 Certification / Renewal Awaited 2572 Mumbai Ankit Kamlesh Doshi 65289 Taxation Manager Doshi Devani and Company -NA- Certification / Renewal Awaited 2573 Mumbai Ankit Naresh Jajodia 62060 NA NA -NA- Certification / Renewal Awaited 2574 Mumbai Ankit P Sanghavi 18311 NA NA 31-03-2009 Certification / Renewal Awaited 2575 Mumbai Ankit Pramod Gada 31710 Proprietor Adinath Investments 24-01-2013 Certification / Renewal Awaited 2576 Mumbai Ankit Shantilal Mamniya 53276 NA NA -NA- Certification / Renewal Awaited 2577 Mumbai Ankit Shirish Mehta 30879 Risk Management Wellworth Shares And Stock Broking Ltd 16-07-2017 Valid in Good Standing2578 Mumbai Ankit Swaika 39331 Senior Vice President - Head Product and Advisory Religare Macquarie Wealth Management Ltd 25-10-2015 Certification / Renewal Awaited 2579 Mumbai Ankita Anil Pai 65984 NA NA -NA- Certification / Renewal Awaited 2580 Mumbai Ankita Vora 65369 NA NA 25-11-2016 Certification / Renewal Awaited 2581 Mumbai Ankur Jagdish Rambhia 30464 NA NA -NA- Certification / Renewal Awaited 2582 Mumbai Ankur Maheshwari 31220 AVP Citibank North America 26-01-2010 Certification / Renewal Awaited 2583 Mumbai Ankur Nishar 19178 NA NA -NA- Certification / Renewal Awaited 2584 Mumbai Annapurna Shashtri 20711 Certified Financial Planner Sriraksha Financial Planning Services 19-03-2017 Valid in Good Standing2585 Mumbai Ansh Vimal Patel 80175 NA NA -NA- Certification / Renewal Awaited 2586 Mumbai Anthony Adarsh Lobo 80236 NA Self Employed 14-09-2017 Valid in Good Standing2587 Mumbai Anthony Francis Sequeira 18314 Manager VFS Global Services Pvt Ltd 10-08-2017 Valid in Good Standing2588 Mumbai Anuj Jayesh Shah 44046 Manager Edelweiss Capital Ltd 04-07-2017 Valid in Good Standing2589 Mumbai Anuj Kumar Jain 66329 Assistant General Manager State Bank of India 13-01-2014 Certification / Renewal Awaited 2590 Mumbai Anuj Mahesh Lath 82621 NA NA -NA- Certification / Renewal Awaited

2591 Mumbai Anuj Yogesh Doshi 42002 NA NA -NA- Certification / Renewal Awaited 2592 Mumbai Anuja Sachin Dhanuka 86493 Wealth Advisor Radner Capital Advisors 03-09-2016 Certification / Renewal Awaited 2593 Mumbai Anunay Trivedi 94758 NA NA -NA- Certification / Renewal Awaited 2594 Mumbai Anup D Shah 20716 NA Self Employed 02-03-2014 Certification / Renewal Awaited 2595 Mumbai Anup Manilal Shah 32219 Proprietor Shreya Securities -NA- Certification / Renewal Awaited 2596 Mumbai Anup P Joshi 20715 Manager Destimoney Enterprises 06-04-2017 Valid in Good Standing2597 Mumbai Anupam Govind Agrawal 75969 Sr Manager Edelweiss Financial Services Ltd 08-06-2016 Certification / Renewal Awaited 2598 Mumbai Anupreet Kaur Dhody 49043 Director Orbit Financial Services -NA- Certification / Renewal Awaited 2599 Mumbai Anuraag Radhakishan Chitlangi 34980 Partner U R Financial Consultants 08-05-2017 Valid in Good Standing2600 Mumbai Anurag Madan 24809 Whole Time Director Edelweiss Asset Management Ltd 31-03-2017 Valid in Good Standing2601 Mumbai Anushree Kalpen Roy 47467 Knowledge Integrator SGP Technologies Pvt Ltd 20-06-2016 Certification / Renewal Awaited 2602 Mumbai Anvi Nitin Shah 48581 NA NA -NA- Certification / Renewal Awaited 2603 Mumbai Aparna P Kulkarni 19962 NA Self Employed 20-04-2012 Certification / Renewal Awaited 2604 Mumbai Aparna Ramchandra 31703 Director Finance Forum of India 10-02-2017 Certification / Renewal Awaited 2605 Mumbai Apeksha Dilip Sawant 74236 NA NA -NA- Certification / Renewal Awaited 2606 Mumbai Apoorva Hareshkumar Vora 44358 Founder & CEO Finolutions WealthCare LLP 15-01-2018 Valid in Good Standing2607 Mumbai Apsara J Shetty 28160 Director Relacs Investment & Financial Services Pvt Ltd 16-07-2017 Valid in Good Standing2608 Mumbai Apurva Dattaprasad Mahajan 50066 Agent Life Insurance Corporation of India 03-03-2018 Valid in Good Standing2609 Mumbai Apurva Mehta M Mehta 19964 NA NA -NA- Certification / Renewal Awaited 2610 Mumbai Archana Aravind 30205 Consultant Outlook Publication -NA- Certification / Renewal Awaited 2611 Mumbai Archana Ayyangar 24026 NA NA -NA- Certification / Renewal Awaited 2612 Mumbai Archana Bhingarde 14296 Director Hi_Q Financial Planners 31-03-2017 Valid in Good Standing2613 Mumbai Archana Gourav Suri 65368 Dealer Government Securities MATA Securities India Pvt Ltd 14-10-2016 Certification / Renewal Awaited 2614 Mumbai Archana P Pednekar 28077 Processing Associates Compass Connections 14-03-2012 Certification / Renewal Awaited 2615 Mumbai Arjun Gupta 14772 NA Self Employed 31-03-2017 Valid in Good Standing2616 Mumbai Arnav A Pandya 14392 Partner Adish Consultants 31-03-2017 Valid in Good Standing2617 Mumbai Arnik Shah 17277 Senior Manager - Financial Planning and Service ICICI Securities Ltd 06-04-2017 Valid in Good Standing2618 Mumbai Arpan A Shah 30900 Dealer Dhwaja Shares & Securities Pvt. Ltd. -NA- Certification / Renewal Awaited 2619 Mumbai Arpan K Shah 30666 Sr Accounts Officer Southside Healthcare Solutions Pvt Ltd -NA- Certification / Renewal Awaited 2620 Mumbai Arpan N Thanawala 24835 Partner Thanawala Consultancy Services 31-03-2017 Valid in Good Standing2621 Mumbai Arpee Gaurav Shah 49455 Head Investment Advisory OpenWorld Money Planning Solutions Ltd 26-03-2016 Certification / Renewal Awaited 2622 Mumbai Arpit Agarwal 24787 Founder ARYSS Knowledge Pvt Ltd 31-03-2017 Valid in Good Standing2623 Mumbai Aruj Ravi Agarwal 24689 Director Mars Millennium Brokerage Ltd 09-01-2018 Valid in Good Standing2624 Mumbai Arun G Taula 24035 Proprietor Taula Investment 08-12-2017 Valid in Good Standing2625 Mumbai Arun Khera 32560 Assistant General Manager Bank of Tokyo Mitsubishi Ltd 22-03-2012 Certification / Renewal Awaited 2626 Mumbai Arun Kumar Sahu 62676 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 2627 Mumbai Arun Ramasubramanian 36651 Manager UTI AMC Ltd 21-03-2011 Certification / Renewal Awaited 2628 Mumbai Arun Shantaram Sanap 67620 NA NA -NA- Certification / Renewal Awaited 2629 Mumbai Arun Thukral 24879 Senior Vice President Axis Bank 31-03-2017 Valid in Good Standing2630 Mumbai Arun V Kuvar 18323 NA Self Employed 22-04-2016 Certification / Renewal Awaited 2631 Mumbai Arushi Dube 83725 NA NA -NA- Certification / Renewal Awaited 2632 Mumbai Arvind A Rao 15479 Asst Manager Deloitte Haskins & Sells 31-03-2016 Certification / Renewal Awaited 2633 Mumbai Arvind Babulal Shah 83789 Zonal sales manager ICICI Lombard 28-05-2017 Valid in Good Standing2634 Mumbai Arvind V Hirlekar 18042 Proprietor Shree Associates 02-05-2017 Valid in Good Standing2635 Mumbai Arzan Ichhaporia 54654 Financial Consultant R.J.Consultant 12-05-2017 Valid in Good Standing2636 Mumbai Asha Vikas Mehta 35102 NA NA 22-06-2017 Valid in Good Standing2637 Mumbai Ashfaque A Sayed 28152 NA NA -NA- Certification / Renewal Awaited 2638 Mumbai Ashish B Shah 14537 Director B D Shah Securities Ltd 02-04-2017 Valid in Good Standing2639 Mumbai Ashish Hasmukh Doshi 38533 Insurance Agent Hasmukh Doshi & Sons 23-03-2017 Valid in Good Standing2640 Mumbai Ashish K Matani 15203 Proprietor Ashish Matani and Co 19-01-2015 Certification / Renewal Awaited 2641 Mumbai Ashish Khedia 20733 Asssociate Partner Ajmera Associates Ltd 15-02-2016 Certification / Renewal Awaited 2642 Mumbai Ashish Kumar Katiyar 30717 C S E Operations Tracmail Ar Services Pvt Ltd -NA- Certification / Renewal Awaited 2643 Mumbai Ashish M Gupta 23354 NA Self Employed 09-06-2017 Valid in Good Standing2644 Mumbai Ashish N Shah 17287 Proprietor Siddharth Investment 26-02-2017 Certification / Renewal Awaited 2645 Mumbai Ashish Ranjan Mishra 65377 Manager - Sales Bajaj Allianz Life Insurance Co Ltd 02-06-2017 Valid in Good Standing2646 Mumbai Ashish Rasik Shah 41653 DIRECTOR PPFAS 04-07-2012 Certification / Renewal Awaited 2647 Mumbai Ashish S Khetan 33687 Equity Research Analyst Nirmal Bang Securities Pvt Ltd -NA- Certification / Renewal Awaited 2648 Mumbai Ashish Satish Haria 86488 NA NA -NA- Certification / Renewal Awaited 2649 Mumbai Ashish Shah B Shah 19193 Franchisee Head Balance Equity Broking (I) Pvt Ltd 30-03-2016 Certification / Renewal Awaited 2650 Mumbai Ashish Sharma 23358 NA NA -NA- Certification / Renewal Awaited 2651 Mumbai Ashlesha Narendra Kothari 28354 Audit Manager Chetan Jain & Associates 04-10-2012 Certification / Renewal Awaited 2652 Mumbai Ashok L Mansukhani 18904 Proprietor Market Crest Financial Planning and Services 12-05-2015 Certification / Renewal Awaited 2653 Mumbai Ashokkumar B Sonegara 19981 Agent Life Insurance Corporation of India 09-02-2017 Certification / Renewal Awaited 2654 Mumbai Ashutosh Shrikrishna Tembe 43837 Financial Planner Orchid Financial & Investment Planners 25-09-2017 Valid in Good Standing2655 Mumbai Ashvin Arora 24874 Metlife (Australia) Head of Retirement Solutions 31-03-2010 Certification / Renewal Awaited 2656 Mumbai Ashwin Limaye 80367 Assistant Manager NSDL e-Governance Infrastructure Ltd -NA- Certification / Renewal Awaited 2657 Mumbai Ashwini Bane 20745 Office Assistant AB Invesco 06-04-2012 Certification / Renewal Awaited 2658 Mumbai Ashwini K Shukla 20747 CEO State Bank of India 30-06-2017 Valid in Good Standing2659 Mumbai Ashwini Sunil Bidwalkar 40263 Financial Planner VSK Financial Consultancy Services Pvt Ltd 07-02-2017 Certification / Renewal Awaited 2660 Mumbai Ashwini Tewari Tewari 36210 Deputy General Manager State Bank of India 05-08-2017 Valid in Good Standing2661 Mumbai Asif Husain 52281 Senior Research Analyst Crisil Ltd 29-03-2017 Valid in Good Standing2662 Mumbai Asit Kumar Nandi 62369 Assistant General Manager State Bank of India -NA- Certification / Renewal Awaited

2663 Mumbai Asutosh Routray 66434 Research Analyst Dhruv Mehta Investment Advisor 13-12-2015 Certification / Renewal Awaited 2664 Mumbai Atin Kumar Saha 24821 Managing Director, Head - Western region Deutsche Bank A G 31-03-2017 Valid in Good Standing2665 Mumbai Atul Amulakhrai Shah 32704 NA Self Employed 13-07-2017 Valid in Good Standing2666 Mumbai Atul Chaturvedi 19985 NA NA -NA- Certification / Renewal Awaited 2667 Mumbai Atul Chhotalal Kamdar 76452 Proprietor Kamdar Investments 13-04-2017 Valid in Good Standing2668 Mumbai Atul Deepak Jiwarajka 61456 NA NA -NA- Certification / Renewal Awaited 2669 Mumbai Atul Dhirubhai Shah 67693 NA Self Employed 10-10-2017 Valid in Good Standing2670 Mumbai Atul Kailash Gutgutia 54454 Manager Global Flexi Systems India Pvt. Ltd. -NA- Certification / Renewal Awaited 2671 Mumbai Atul M Parekh 14395 Proprietor Atul Parekh & Co 31-03-2013 Certification / Renewal Awaited 2672 Mumbai Atul N Mishra 18782 Proprietor Amigos Finserv 05-01-2018 Valid in Good Standing2673 Mumbai Atul Vishwanath Parulekar 19987 Agent The New India Assurance Co Ltd 23-03-2018 Valid in Good Standing2674 Mumbai Avinash Ramnath 54543 Head Sales & Marketing Canara Robeco Mutual Fund 31-03-2008 Certification / Renewal Awaited 2675 Mumbai Badal Ashok Bhavsar 82778 NA NA -NA- Certification / Renewal Awaited 2676 Mumbai Bahaar Anerao 89184 Certified Financial Planner Horizun Insurance & Investments 28-02-2017 Certification / Renewal Awaited 2677 Mumbai Bakhtavar D Anklesaria 22411 NA NA 04-11-2017 Valid in Good Standing2678 Mumbai Balakrishnan Venkataramani 18908 Proprietor Vensiva Financial Solutions 05-11-2016 Certification / Renewal Awaited 2679 Mumbai Balu Shankar Lamkhade 21569 Relationship Manager KJMC Capital Market Services Ltd 22-10-2010 Certification / Renewal Awaited 2680 Mumbai Balwantraj Jain 70259 CFO and Company Secretary ApnaPaisa Pvt Ltd 02-06-2017 Valid in Good Standing2681 Mumbai Bandish J Jasani 19582 NA NA -NA- Certification / Renewal Awaited 2682 Mumbai Bapu Pandurang Ghadge 24656 Accountant Sai Impex 22-06-2015 Certification / Renewal Awaited 2683 Mumbai Beena Jayesh Sanghrajka 50871 CEO Beena Sanghrajka & Associates 19-02-2016 Certification / Renewal Awaited 2684 Mumbai Benedict Philip Dsouza 91420 Proprietor ACBS Solutions 09-03-2018 Valid in Good Standing2685 Mumbai Betsy Paul Moses Nezhuvingal 65367 Zonal Head-Distribution MATA Securities India Pvt Ltd 25-11-2017 Valid in Good Standing2686 Mumbai Bhabagrahi Swain 47137 Sales Manager Miles Software Solutions Pvt Ltd -NA- Certification / Renewal Awaited 2687 Mumbai Bhabani Shankar Nayak 76436 Deputy Team Leader Zacks Reserch Pvt. Ltd 20-09-2017 Valid in Good Standing2688 Mumbai Bhakti Anil Rasal 19204 Vice President Tata Aig Life Insurance Co Ltd 20-04-2011 Certification / Renewal Awaited 2689 Mumbai Bhakti Kishore Shah 37904 NA NA -NA- Certification / Renewal Awaited 2690 Mumbai Bhakti Maru 19998 Assistant Manager Anand Rathi Private Wealth Management 30-12-2015 Certification / Renewal Awaited 2691 Mumbai Bhakti Shalibhadra Parekh 78825 NA NA -NA- Certification / Renewal Awaited 2692 Mumbai Bharat Anant Parab 63005 Branch Manager State Bank of India -NA- Certification / Renewal Awaited 2693 Mumbai Bharat Mohan Mestry 50089 NA NA -NA- Certification / Renewal Awaited 2694 Mumbai Bharat Narendra Bhatia 37767 NA NA -NA- Certification / Renewal Awaited 2695 Mumbai Bharat Singh 88846 Former Dy Manager IDBI Bank 26-10-2017 Valid in Good Standing2696 Mumbai Bharti Dua 46687 NA NA -NA- Certification / Renewal Awaited 2697 Mumbai Bharti Haresh Kumar Punjabi 23754 Financial Planner Ffreedom Financial Planners 16-07-2017 Valid in Good Standing2698 Mumbai Bhaskar Ajitkumar Wagle 72761 Lead Operations and Projects Softunes Information Systems 30-03-2017 Valid in Good Standing2699 Mumbai Bhaskar Sadashiv Niphade 39264 CHIEF MANAGER State Bank of India 14-04-2011 Certification / Renewal Awaited 2700 Mumbai Bhavana S Motiani 20773 NA NA -NA- Certification / Renewal Awaited 2701 Mumbai Bhavani Shankar Bhat 14161 Head L & T Finance Ltd 31-03-2017 Valid in Good Standing2702 Mumbai Bhaven Mahesh Bhatia 56626 IIFP Operations Assistant 21-08-2017 Valid in Good Standing2703 Mumbai Bhaven P Sheth 20769 Regional Product Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 2704 Mumbai Bhavesh Bhanji Kholiya 50098 NA NA -NA- Certification / Renewal Awaited 2705 Mumbai Bhavesh Jagdish Parekh 51644 Manager Asit C. Mehta Investment Interrmediates Ltd -NA- Certification / Renewal Awaited 2706 Mumbai Bhavesh Kadakia 15487 NA NA -NA- Certification / Renewal Awaited 2707 Mumbai Bhavesh Navin Bhatt 34255 Vice President Ghalla & Bhansali Securities Pvt Ltd 05-02-2017 Certification / Renewal Awaited 2708 Mumbai Bhavesh Rajesh Bajaj 64609 NA NA -NA- Certification / Renewal Awaited 2709 Mumbai Bhavesh Vinod Shah 66442 NA NA -NA- Certification / Renewal Awaited 2710 Mumbai Bhavik Jayantilal Furia 28146 Senior Relationship Manager India Infoline Ltd 25-09-2013 Certification / Renewal Awaited 2711 Mumbai Bhavik Laherchand Nagda 73392 NA NA -NA- Certification / Renewal Awaited 2712 Mumbai Bhavik Nimish Damania 57413 NA NA -NA- Certification / Renewal Awaited 2713 Mumbai Bhavik Nirish Shah 57414 NA NA -NA- Certification / Renewal Awaited 2714 Mumbai Bhavik Pravin Velani 46081 NA NA -NA- Certification / Renewal Awaited 2715 Mumbai Bhavika Ramesh Shah 57672 NA NA -NA- Certification / Renewal Awaited 2716 Mumbai Bhavin A Shah 21573 Financial Advisor Sure7 Financial Services Pvt Ltd 15-05-2013 Certification / Renewal Awaited 2717 Mumbai Bhavin Dhanraj Sangoi 36290 NA NA -NA- Certification / Renewal Awaited 2718 Mumbai Bhavin H Shah 30720 NA NA -NA- Certification / Renewal Awaited 2719 Mumbai Bhavin Kirit Mehta 52711 Proprietor Bhavin K Mehta -NA- Certification / Renewal Awaited 2720 Mumbai Bhavna Khatri 23366 Relationship Manager AKD Securities Pvt Ltd 15-07-2017 Valid in Good Standing2721 Mumbai Bhavya Suresh Agarwal 82085 NA NA -NA- Certification / Renewal Awaited 2722 Mumbai Bhootra Prateek 22901 NA NA -NA- Certification / Renewal Awaited 2723 Mumbai Bhumi Girish Vaghani 57078 Analyst Morgan Stanley -NA- Certification / Renewal Awaited 2724 Mumbai Bhumi Jitendra Shah 40930 NA NA -NA- Certification / Renewal Awaited 2725 Mumbai Bhupendar Kumar 48658 Chief Manager State Bank of Patiala 03-01-2015 Certification / Renewal Awaited 2726 Mumbai Bhupendra C Shah 14549 Partner Finsolve 31-03-2016 Certification / Renewal Awaited 2727 Mumbai Bhuvaneshwari Gajanan Hegde 35302 Executive Advisor Tata AIA Life Insurance Co Ltd 28-06-2017 Valid in Good Standing2728 Mumbai Bichitra Mahapatra 22416 Deputy General Manager LIC Nomura Mutual Fund AMC Ltd 26-02-2017 Certification / Renewal Awaited 2729 Mumbai Biharilal L Deora 30309 Advisor Self Employed 02-08-2017 Valid in Good Standing2730 Mumbai Biju Behanan 24962 Business Analyst Tata Capital Ltd 16-07-2015 Certification / Renewal Awaited 2731 Mumbai Bimalkanti Naha 31704 Financial Auditor Bureau Veritas India Pvt Ltd 19-01-2011 Certification / Renewal Awaited 2732 Mumbai Bina H Thanawala 16869 NA Self Employed 11-02-2016 Certification / Renewal Awaited 2733 Mumbai Bina Niranjan Pandit 42181 Proprietor Dirsti Investment Solutions 01-08-2017 Valid in Good Standing2734 Mumbai Bnatarajan Bnatarajan 15214 NA NA -NA- Certification / Renewal Awaited

2735 Mumbai Brij Gopal Agarwal 50529 Junior Manager IndusInd Bank Ltd 05-05-2012 Certification / Renewal Awaited 2736 Mumbai Brijgopal Balkishan Damani 50637 Proprieter Self Employed 22-03-2017 Valid in Good Standing2737 Mumbai Buddha Dev Pal 22207 Assistant Manager Bajaj Capital Insurance Broking Ltd 22-07-2017 Valid in Good Standing2738 Mumbai C Jayaram 24810 Joint Managing Director Kotak Mahindra Bank Ltd 31-03-2017 Valid in Good Standing2739 Mumbai Chaitali Nandkumar Pednekar 89354 NA NA -NA- Certification / Renewal Awaited 2740 Mumbai Chaitanya Ashok Sule 20013 Senior Manager ING Investment Management India Pvt Ltd 07-11-2014 Certification / Renewal Awaited 2741 Mumbai Chaitanya Pramod Koli 41616 Process Executive Deutsche Bank Operations International -NA- Certification / Renewal Awaited 2742 Mumbai Chaitra Ramchandra Rao 36008 NA NA -NA- Certification / Renewal Awaited 2743 Mumbai Chaitrali Lalsen Vaiude 84853 NA NA -NA- Certification / Renewal Awaited 2744 Mumbai Chander Bandetaha Suhel 38782 Business Development Executive Direm Marketing Services 28-07-2017 Valid in Good Standing2745 Mumbai Chandni Devesh Shah 77709 NA NA -NA- Certification / Renewal Awaited 2746 Mumbai Chandni Kamlesh Zaveri 48507 Client Services Right Returns Financial Planning -NA- Certification / Renewal Awaited 2747 Mumbai Chandrakant Brijlal Gupta 36440 Deputy Chief Aircraft Engineer AIR INDIA -NA- Certification / Renewal Awaited 2748 Mumbai Chandrakant Liladhar Shah 43163 NA Self Employed 27-10-2017 Valid in Good Standing2749 Mumbai Chandrakant R. Suryawanshi 14402 Senior Manager Deutsche Bank 31-03-2011 Certification / Renewal Awaited 2750 Mumbai Chandrasen N Manjrekar 28064 Asst Vice President Quantum Asset Management Company 11-11-2016 Certification / Renewal Awaited 2751 Mumbai CHANDRASHEKHAR M KULKARNI 48868 NA NA 10-11-2015 Certification / Renewal Awaited 2752 Mumbai Charit Ashwin Sheth 33303 NA NA -NA- Certification / Renewal Awaited 2753 Mumbai Charmee Manoj Kakka 46389 NA NA -NA- Certification / Renewal Awaited 2754 Mumbai Charmi Paresh Shah 53731 Executive Ffreedom Financial Planners 03-10-2017 Valid in Good Standing2755 Mumbai Charmi Vipul Shah 20789 NA NA -NA- Certification / Renewal Awaited 2756 Mumbai Charmy Narendra Maru 53818 NA NA -NA- Certification / Renewal Awaited 2757 Mumbai Charu Kohli 51703 Manager ICICI Securities Ltd 25-04-2017 Valid in Good Standing2758 Mumbai Charul Govindji Haria 81827 NA NA -NA- Certification / Renewal Awaited 2759 Mumbai Charul M Shah 14757 Director Greshma Wealth Advisors Pvt Ltd 31-03-2017 Valid in Good Standing2760 Mumbai Chetan A Panchal 14558 NA NA -NA- Certification / Renewal Awaited 2761 Mumbai Chetan J Bhatia 14010 Chief Planner Beyond Numbers 21-05-2017 Valid in Good Standing2762 Mumbai Chetan Kishor Shah 33496 Sales Exective LIC of India 20-04-2011 Certification / Renewal Awaited 2763 Mumbai Chetan Kishore Shah 28132 Senior Executive J M Financial Services Pvt Ltd 12-04-2012 Certification / Renewal Awaited 2764 Mumbai Chetan M Sheth 15895 NA Self Employed 24-07-2017 Valid in Good Standing2765 Mumbai Chetan Mendon 34501 AVP - Premier Relationship Manager Hongkong and Shanghai Banking Corporation 30-03-2012 Certification / Renewal Awaited 2766 Mumbai Chetan Rajnikant Desai 54507 NA NA -NA- Certification / Renewal Awaited 2767 Mumbai Chetan V Gala 31891 Proprietor Value Invest Solutions 06-09-2017 Valid in Good Standing2768 Mumbai Chetankumar Jagdishchandra Pandya 75020 Head - Investment Services and Risk Management Trustplutus Wealth Managers (I) Pvt Ltd 02-02-2018 Valid in Good Standing2769 Mumbai Chhaya B Kothari 15896 Director Global School of Financial Planning Pvt Ltd 31-03-2012 Certification / Renewal Awaited 2770 Mumbai Chhaya Durlabh Bhadreshwara 45840 Propritor Chhaya Bhadreshwara -NA- Certification / Renewal Awaited 2771 Mumbai Chinmay Ingole 84540 NA NA -NA- Certification / Renewal Awaited 2772 Mumbai Chintan Arunkumar Vora 52362 Chief Manager ICICI Securities Ltd 18-04-2017 Valid in Good Standing2773 Mumbai Chintan Bharat Shah 45213 Executive Analyst Quantum Mutual Fund -NA- Certification / Renewal Awaited 2774 Mumbai Chintan C Joshi 18363 Financial Planner Akshay Financial Elucidators 24-07-2017 Valid in Good Standing2775 Mumbai Chintan Mahesh Bhatt 38390 NA NA 09-09-2017 Valid in Good Standing2776 Mumbai Chintan Y Kakka 20796 NA NA -NA- Certification / Renewal Awaited 2777 Mumbai Chirag Ashok Nanavati 37537 Insurance Advisor Life Insurance Corporation of India 21-02-2016 Certification / Renewal Awaited 2778 Mumbai Chirag Basantkumar Jain 29315 Proprietor Secure Financial Planning 21-07-2010 Certification / Renewal Awaited 2779 Mumbai Chirag Bhayani 21583 Relationship Manager Sunidhi Wealth Advisos Pvt Ltd 05-02-2015 Certification / Renewal Awaited 2780 Mumbai Chirag Chimanlal Nandu 28374 Agent Max New York Life Insurance Co Ltd -NA- Certification / Renewal Awaited 2781 Mumbai Chirag Gokani 14162 Vice President Motilal Oswal Private Wealth Ltd 31-03-2017 Valid in Good Standing2782 Mumbai Chirag Rameshchandra Ganatra 59207 Manager Edelweiss Securities Ltd 03-02-2016 Certification / Renewal Awaited 2783 Mumbai Chirag Vinod Shah 36736 Financial Advisor Avani Investments 07-02-2018 Valid in Good Standing2784 Mumbai Chiranjeevi Rakesh Darla 49856 Assistant Vice President SBI Funds Management Pvt Ltd 15-12-2012 Certification / Renewal Awaited 2785 Mumbai Chitra Dayal 19218 Sr Analyst Nomura Services India Pvt Ltd 21-03-2012 Certification / Renewal Awaited 2786 Mumbai Chitra Potdar 16411 Senior Consultant Sanchi Financial Consultancy 31-03-2017 Valid in Good Standing2787 Mumbai Chitra R Iyer 21584 Financial Coach My Financial Advisor 22-04-2017 Valid in Good Standing2788 Mumbai Chitrakshi S Kotian 15496 Manager UTI AMC Ltd 20-01-2017 Certification / Renewal Awaited 2789 Mumbai Clement Michael Fernandes 83843 Founder The Eureka Effect 30-12-2017 Valid in Good Standing2790 Mumbai D Sundararajan 15033 Financial Planner Trendy Investments 31-03-2016 Certification / Renewal Awaited 2791 Mumbai Daksha Vijay Upadhyay 52588 NA NA 20-09-2017 Valid in Good Standing2792 Mumbai Dakshesh H Shah 32595 Propreitor Dakshesh H. Shah & Associates -NA- Certification / Renewal Awaited 2793 Mumbai Dakshesh K Sampat 15219 Proprietor FinsmithIndia 31-03-2017 Valid in Good Standing2794 Mumbai Dakshita Shah 26503 NA NA -NA- Certification / Renewal Awaited 2795 Mumbai Danesh Sarosh Contractor 36643 Assistant Vice president J M Financial Services Pvt Ltd 14-04-2016 Certification / Renewal Awaited 2796 Mumbai Darji Sameer Hasmukh 15659 NA NA -NA- Certification / Renewal Awaited 2797 Mumbai Darshan H Shah 30667 Associate Vice President Kotak Securities Ltd 01-04-2010 Certification / Renewal Awaited 2798 Mumbai Darshan M Parekh 19131 Proprietor Life N More 06-04-2017 Valid in Good Standing2799 Mumbai Darshan Shah 85311 NA NA 17-12-2017 Valid in Good Standing2800 Mumbai Darshan Yatin Shah 76523 NA NA -NA- Certification / Renewal Awaited 2801 Mumbai Darshana Mukesh Shah 48062 Relationship Manager Religare Macquarie Wealth Management Ltd -NA- Certification / Renewal Awaited 2802 Mumbai Darshika Parekh 87449 NA NA -NA- Certification / Renewal Awaited 2803 Mumbai Darshika Prakash Tailor 63400 Senior Associate Globeop Financial 04-07-2017 Valid in Good Standing2804 Mumbai Darshit Kiran Parikh 60334 NA NA -NA- Certification / Renewal Awaited 2805 Mumbai Darshna Rajesh Negandhi 54439 NA NA -NA- Certification / Renewal Awaited 2806 Mumbai Debendra Monindranath Das 76021 NA NA -NA- Certification / Renewal Awaited

2807 Mumbai Debopriyo Das 44961 Risk Analyst JP Morgan Chase & Co. -NA- Certification / Renewal Awaited 2808 Mumbai Deep Himanshu Shah 86349 NA NA -NA- Certification / Renewal Awaited 2809 Mumbai Deepa Ramlal Lokhande 56311 Equity Dealer Phorum Financial Services 13-04-2017 Valid in Good Standing2810 Mumbai Deepak Brajbhushan Singh 88004 Assistant Manager Franklin Templetion Investments 15-11-2017 Valid in Good Standing2811 Mumbai Deepak Jagdish Prasad Maheshwari 28714 NA NA -NA- Certification / Renewal Awaited 2812 Mumbai Deepak Janrao Kirpane 23377 Financial Planner Edelweiss Financial Services 15-02-2016 Certification / Renewal Awaited 2813 Mumbai Deepak K Shetty 24919 Deputy Manager HDFC Bank 04-09-2009 Certification / Renewal Awaited 2814 Mumbai Deepak Kumar Abhishek 47456 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 2815 Mumbai Deepak Mathew Varghese 39764 Vice President HSBC Ltd 07-02-2012 Certification / Renewal Awaited 2816 Mumbai Deepak Mittal 18916 Senior Manager CRISIL Limited -NA- Certification / Renewal Awaited 2817 Mumbai Deepak S Rohra 14014 NA Self Employed 31-03-2011 Certification / Renewal Awaited 2818 Mumbai Deepak V Thakur 22436 Deputy Manager Axis Asset Management Co Ltd 12-04-2017 Valid in Good Standing2819 Mumbai Deepali Sen 56434 Vice President - Banks and ND Axis Asset Management Co Ltd 01-11-2017 Valid in Good Standing2820 Mumbai Deepali Vijay Parkar 18004 Area Head - Investment Products Mahindra & Mahindra Financial Services Ltd 01-12-2015 Certification / Renewal Awaited 2821 Mumbai Deepesh Hamir Merchant 86489 Head-Accounts Prabhudas Lilladher P Ltd 09-06-2017 Valid in Good Standing2822 Mumbai Deepesh Rashesh Gandhi 85007 NA NA -NA- Certification / Renewal Awaited 2823 Mumbai Deepika Sharma 65889 NA NA 19-01-2018 Valid in Good Standing2824 Mumbai Deepu Awasthi 94143 Asst General Manager Sahara India Financial Corporation Ltd. 06-09-2017 Valid in Good Standing2825 Mumbai Denzil A Pinto 18373 Financial Controller IMS learning Resorces Pvt Ltd -NA- Certification / Renewal Awaited 2826 Mumbai Devang Kirit Doshi 73788 Proprietor Devang Doshi & Associates 16-12-2017 Valid in Good Standing2827 Mumbai Devang M Shah 24788 Advisor and Proprietor Right Returns Financial Planning 31-03-2017 Valid in Good Standing2828 Mumbai Devang Maheshbhai Mehta 45311 RELATIONSHIP MANAGER Sharekhan Limited 21-06-2017 Valid in Good Standing2829 Mumbai Devang R Malkan 22916 NA NA -NA- Certification / Renewal Awaited 2830 Mumbai Devashree B Patil 18788 Accounts Assistant Kiln Design Construction Project Management 04-09-2009 Certification / Renewal Awaited 2831 Mumbai Devdas Burman 49965 Chief Manager State Bank of India 09-05-2012 Certification / Renewal Awaited 2832 Mumbai Devdatta G Dhanokar 19606 Proprietor DGD Investment 24-01-2018 Valid in Good Standing2833 Mumbai Deven Bharat Shah 61957 Dealer Paresh B Shah Broker Ltd 17-06-2014 Certification / Renewal Awaited 2834 Mumbai Devendra Pandurang Kulkarni 18919 Development Officer Life Insurance Corporation of India 01-07-2017 Valid in Good Standing2835 Mumbai Devesh R Shah 16426 Proprietor Champion 31-03-2015 Certification / Renewal Awaited 2836 Mumbai Devika Merchant 20028 Trainee Sunidhi Wealth Advisors Pvt.Ltd. -NA- Certification / Renewal Awaited 2837 Mumbai Dhairya Nipun Shah 69001 NA NA 08-01-2017 Certification / Renewal Awaited 2838 Mumbai Dhanashri Babaji Rane 56804 Manager Crisil Ltd 04-12-2012 Certification / Renewal Awaited 2839 Mumbai Dhara Himanshu Mehta 38830 NA NA -NA- Certification / Renewal Awaited 2840 Mumbai Dhara Uday Shah 50211 NA NA -NA- Certification / Renewal Awaited 2841 Mumbai Dharampal Ramjidass Chugh 30489 NA Self Employed 08-09-2017 Valid in Good Standing2842 Mumbai Dharmendra Kumar Parida 60899 Senior Manager HDFC Bank 28-06-2017 Valid in Good Standing2843 Mumbai Dharmendra V Parikh 14786 Partner Pinnacle Financial Planners 31-03-2017 Valid in Good Standing2844 Mumbai Dharmesh Chauhan 74539 Manager CRISIL Limited 24-09-2017 Valid in Good Standing2845 Mumbai Dharmesh David Kunjan 36419 NA NA -NA- Certification / Renewal Awaited 2846 Mumbai Dharmesh Niranjan Pancholi 29900 NA NA -NA- Certification / Renewal Awaited 2847 Mumbai Dhaval A Doshi 31866 NA NA -NA- Certification / Renewal Awaited 2848 Mumbai Dhaval Deepak Sanghavi 33364 NA NA -NA- Certification / Renewal Awaited 2849 Mumbai Dhaval Ghanshyam Joshi 38657 Client Suppport Specialist Ernst & Young Pvt Limited -NA- Certification / Renewal Awaited 2850 Mumbai Dhaval Ramesh Gangar 38358 Other Other 08-06-2017 Valid in Good Standing2851 Mumbai Dhaval Sanghavi 20324 Area Sales Manager IDBI Fortis Life Insurance 04-03-2014 Certification / Renewal Awaited 2852 Mumbai Dhaval Vinod Desai 55778 Senior Manager Akshay Investments 17-08-2012 Certification / Renewal Awaited 2853 Mumbai Dhawal Sumedh Mody 38677 Partner Unique India -NA- Certification / Renewal Awaited 2854 Mumbai Dhawal Suresh Chotai 82357 Channel Partner Motilal Oswal Securities Ltd 27-01-2016 Certification / Renewal Awaited 2855 Mumbai Dhawal Thakkar 96054 NA NA -NA- Certification / Renewal Awaited 2856 Mumbai Dheep Narendra Chawla 22922 Accountant Hajoori & Sons -NA- Certification / Renewal Awaited 2857 Mumbai Dheer Divyesh Sheth 51705 Manager ICICI Securities Ltd 18-04-2015 Certification / Renewal Awaited 2858 Mumbai Dhiren Jayantilal Nagareya 48802 Associate Products Karvy Private Wealth -NA- Certification / Renewal Awaited 2859 Mumbai Dhruvesh K Shah 30286 NA NA -NA- Certification / Renewal Awaited 2860 Mumbai Digisha Bipin Jobanputra 64587 NA NA -NA- Certification / Renewal Awaited 2861 Mumbai Digvijoy P Singh 31113 Chief Manager ICICI Bank Ltd 01-02-2017 Certification / Renewal Awaited 2862 Mumbai Dileep Kulkarni 15508 NA Self Employed 31-03-2018 Valid in Good Standing2863 Mumbai Dilip Navnitlal Mehta 32785 Proprietor Vaibhav Investments 29-09-2013 Certification / Renewal Awaited 2864 Mumbai Dilip R Rajput 24963 Senior Vice President Kotak Mahindra Bank Ltd 04-09-2017 Valid in Good Standing2865 Mumbai Dilipkumar Ramanlal Shah 32970 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 2866 Mumbai Dilshad Behram Pavri 22444 Assistant Manager Ffreedom Financial Planners 01-12-2017 Valid in Good Standing2867 Mumbai Dimple Randeria 91001 NA NA -NA- Certification / Renewal Awaited 2868 Mumbai Dimple Wasan 28080 NA NA -NA- Certification / Renewal Awaited 2869 Mumbai Dinesh Lalji Maru 23384 Proprietor Dinesh Maru & Associates 23-03-2014 Certification / Renewal Awaited 2870 Mumbai Dinkar N Desai 35823 NA Self Employed 06-07-2017 Valid in Good Standing2871 Mumbai Dipak Gupta NA Executive Director Kotak Mahindra Bank Ltd 31-03-2006 Certification / Renewal Awaited 2872 Mumbai Dipal Vijay Veturkar 80370 Business Process Lead Tata Consultancy Services 28-07-2017 Valid in Good Standing2873 Mumbai Dipti Dilip Patil 48376 NA NA -NA- Certification / Renewal Awaited 2874 Mumbai Dipti Mahesh Bhate 21603 NA NA -NA- Certification / Renewal Awaited 2875 Mumbai Dipti Ravindra Angara 36423 NA NA -NA- Certification / Renewal Awaited 2876 Mumbai Disha Mehta 81509 NA NA -NA- Certification / Renewal Awaited 2877 Mumbai Disha Shah 36448 Interior Designer Paradigm Interior Design Studio -NA- Certification / Renewal Awaited 2878 Mumbai Divesh Pravin Mehta 81463 NA NA -NA- Certification / Renewal Awaited

2879 Mumbai Divya Gopal Mehra 89455 APB ING Vysya Bank 02-02-2017 Certification / Renewal Awaited 2880 Mumbai Divya Prakash Tulsyan 41024 Senior Analyst The Smart Cube 10-11-2017 Valid in Good Standing2881 Mumbai Divya S Khandelwal 16178 Financial Planning Manager Bajaj Capital Ltd. 31-03-2014 Certification / Renewal Awaited 2882 Mumbai Divyen K Gada 20830 Head - Financial Learning Programmes MT Eduare Pvt Ltd 01-12-2011 Certification / Renewal Awaited 2883 Mumbai Divyesh Chandravadan Bhatt 35815 NA Self Employed 06-07-2017 Valid in Good Standing2884 Mumbai Diya Kapoor 23388 Financial Solutions Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 2885 Mumbai Dnyanendra G Ande 24990 Manager UTI AMC Ltd 27-05-2017 Valid in Good Standing2886 Mumbai Dodda Venkateswara Rao 50279 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 2887 Mumbai Dolly Chellaram Mirchandani 52880 Manager-Ethics & Sustainability Dept Axis Bank 27-12-2017 Valid in Good Standing2888 Mumbai Dolly Savla 86533 NA NA -NA- Certification / Renewal Awaited 2889 Mumbai Drushti Makhecha 82002 NA NA -NA- Certification / Renewal Awaited 2890 Mumbai Dushyant V Bhatiya 31108 Research Analyst J P Morgan 07-02-2011 Certification / Renewal Awaited 2891 Mumbai Dyan Bipin Savla 55262 NA NA -NA- Certification / Renewal Awaited 2892 Mumbai Ekagra Kumar 49571 Senior Manager SBI Funds Management Pvt Ltd 26-12-2015 Certification / Renewal Awaited 2893 Mumbai Ekta C Thaker 62642 Financial Advisor Edelweiss Financial Services Ltd 17-06-2017 Valid in Good Standing2894 Mumbai Ekta Nisar 57242 NA NA -NA- Certification / Renewal Awaited 2895 Mumbai Ekta Rajesh Bhula 33746 NA NA -NA- Certification / Renewal Awaited 2896 Mumbai Errol Arthur Crasto 62782 Senior Derivative Strategist Standard Chartered -NA- Certification / Renewal Awaited 2897 Mumbai Ethel Neethi Correa 44972 Manager IDBI Federal Life Insurance Company 27-02-2012 Certification / Renewal Awaited 2898 Mumbai Ezriel Ariel Nowgawkar 21605 Chief Financial Planner Ezefin Consultants 27-01-2018 Valid in Good Standing2899 Mumbai Fahima Ahmed Shaikh 44378 Assistant Manager IIFL Private Wealth Management Ltd 11-08-2017 Valid in Good Standing2900 Mumbai Farhad Noshir Captain 15237 Vice President The Royal Bank Of Scotland 04-07-2017 Valid in Good Standing2901 Mumbai Farhad Pervez Gadiwalla 88370 Sr Vice President Fixed Income Products UTI AMC Ltd 09-12-2017 Valid in Good Standing2902 Mumbai Farhid Virani 22452 Senior Financial Planner Sureggrowth Financial Solutions 06-07-2015 Certification / Renewal Awaited 2903 Mumbai Farida Imran Mesiwala 23247 Manager Learning and Development HDFC Standard Life Insurance Co Ltd 25-02-2018 Valid in Good Standing2904 Mumbai Fenil J Mehta 32706 Proprietor MoneyZone 15-02-2017 Certification / Renewal Awaited 2905 Mumbai Foram Laxmichand Karani 50473 Manager - Financial Planning A Cutting Edge 13-03-2017 Valid in Good Standing2906 Mumbai Forum Kapadia 65470 Advisor Kapadia & Sons 22-11-2017 Valid in Good Standing2907 Mumbai Francesca Ivan Dcruz 56735 Senior Spl Assistant State Bank of India 05-09-2017 Valid in Good Standing2908 Mumbai G Ramachandran 24837 Head - Global Research Group ICICI Bank Ltd 31-03-2017 Valid in Good Standing2909 Mumbai Ganesh Amrut Sherkhane 39375 Agent LIC of India 01-12-2011 Certification / Renewal Awaited 2910 Mumbai Ganesh Kamath 71790 Manager UTI AMC Ltd. 09-01-2018 Valid in Good Standing2911 Mumbai Ganesh Nikam 65024 Proprietor Sai Siddhii Investments 09-11-2017 Valid in Good Standing2912 Mumbai Ganesh Radhakrishnan 35039 Assistant Director RBS Equities India Ltd 18-01-2017 Certification / Renewal Awaited 2913 Mumbai Ganesh Sahadev Parte 66305 Senior Executive Techno Shares & Stocks Ltd. -NA- Certification / Renewal Awaited 2914 Mumbai Ganesh Shanbhag 30506 MD and CEO Sms Financial Services Pvt Ltd 01-02-2018 Valid in Good Standing2915 Mumbai Ganesh V Bendale 20052 Manager Operations ING Investment Management Pvt. Ltd -NA- Certification / Renewal Awaited 2916 Mumbai Gasper S D Souza 32959 Proprietor My Own Investment Consutancy -NA- Certification / Renewal Awaited 2917 Mumbai Gaurav Gupta 15238 AVP - Commercial Banking HSBC -NA- Certification / Renewal Awaited 2918 Mumbai Gaurav Jayesh Abhani 45851 Propritor Abhani Consultancy -NA- Certification / Renewal Awaited 2919 Mumbai Gaurav Karia 30120 Relationship Manager UTI AMC Limited -NA- Certification / Renewal Awaited 2920 Mumbai Gaurav Khemka 31917 Sales Manager SBI Funds Management Pvt Ltd 07-09-2012 Certification / Renewal Awaited 2921 Mumbai Gaurav Mashruwala 14172 Director A Cutting Edge 31-03-2017 Valid in Good Standing2922 Mumbai Gaurav Pronab Dutta 54222 NA NA 26-04-2016 Certification / Renewal Awaited 2923 Mumbai Gaurav Shrikant Patwardhan 41018 Proprietor Gaurav Associates -NA- Certification / Renewal Awaited 2924 Mumbai Gaurav Talwar 71598 Investment Counselor Citibank N. A 08-05-2017 Valid in Good Standing2925 Mumbai Gautam K Kamath 19903 Equity Consultant Lotus Investments 09-02-2010 Certification / Renewal Awaited 2926 Mumbai Gautam N Shah 35181 NA Self Employed 06-07-2017 Valid in Good Standing2927 Mumbai Geet Paresh Mehta 69123 NA NA -NA- Certification / Renewal Awaited 2928 Mumbai Geetanjali Sayaji Karande 33560 Product Manager HDFC Bank 29-09-2017 Valid in Good Standing2929 Mumbai Ghanashyam Pandharinath Pawar 65067 Wealth Relationship Manager ICICI Bank Limited 25-11-2017 Valid in Good Standing2930 Mumbai Gireesh Sadanand Amin 73219 NA NA 20-09-2017 Valid in Good Standing2931 Mumbai Girish Aswani 19623 Partner Origin Investments & Advisory 10-08-2016 Certification / Renewal Awaited 2932 Mumbai Girish Harish Shani 47511 Portfolio Manager Standard Chartered Bank 23-09-2014 Certification / Renewal Awaited 2933 Mumbai Girish P Gokhale 36616 Assistant Manager UTI AMC Ltd 30-03-2017 Valid in Good Standing2934 Mumbai Girish R Rajadhyaksha 38584 Deputy General Manager The Saraswat Co-Operative Bank Ltd 17-10-2017 Valid in Good Standing2935 Mumbai Gladwyn Jude Caeiro 52047 Agent Life Insurance Corporation of India 08-09-2012 Certification / Renewal Awaited 2936 Mumbai Gloria F Thekkudan 28349 Analyst Tata Consultancy Services 05-01-2018 Valid in Good Standing2937 Mumbai Gobind Jain 24966 Senior Vice President Kotak Mahindra Bank Ltd 18-03-2010 Certification / Renewal Awaited 2938 Mumbai Gopal K Joshi 33304 NA NA -NA- Certification / Renewal Awaited 2939 Mumbai Gopal Kumar Agrawal 87843 NA Self Employed 13-12-2017 Valid in Good Standing2940 Mumbai Gopal Shriratan Lakhotia 23397 NA NA -NA- Certification / Renewal Awaited 2941 Mumbai Gopalkrishna Mahendra Chodnekar 24663 Proprietor Advait Financial Solutions 22-06-2015 Certification / Renewal Awaited 2942 Mumbai Gourav Gupta 68408 Manager CA Scale III Bank of India -NA- Certification / Renewal Awaited 2943 Mumbai Govind Damodar Phatak 48554 Proprietor GDP Solutions 21-11-2017 Valid in Good Standing2944 Mumbai Grishma Bharat Shah 49341 NA NA -NA- Certification / Renewal Awaited 2945 Mumbai Gul Teckchandani NA NA Self-Employed 31-03-2005 Certification / Renewal Awaited 2946 Mumbai Guneet Kaur Sahni 52122 Associate Training Manager ICICI Prudential Life Insurance Co Ltd -NA- Certification / Renewal Awaited 2947 Mumbai Gunjan N Porwal 33429 NA NA -NA- Certification / Renewal Awaited 2948 Mumbai Gupta Hariram Sanjay 48736 CEO Mode Money Managers 02-11-2017 Valid in Good Standing2949 Mumbai Gurpreet Singh 36115 Product Head ABN AMRO Bank 09-09-2015 Certification / Renewal Awaited 2950 Mumbai Gyanesh Shukla 94783 Associate Vice President Religare Enterprises Ltd. -NA- Certification / Renewal Awaited

2951 Mumbai Hans Punjabi 84811 NA NA -NA- Certification / Renewal Awaited 2952 Mumbai Harbinder Singh Ranjit Singh Rooproy 22939 NA Self Employed 29-07-2010 Certification / Renewal Awaited 2953 Mumbai Hardik Kaushik Jhaveri 54635 Advisor Birla Sun Life Insurance Co Ltd 08-05-2014 Certification / Renewal Awaited 2954 Mumbai Haren J Banker 28118 Chief - Financial Planning and Research Freedom Wealth Solutions Pvt Ltd 09-02-2018 Valid in Good Standing2955 Mumbai Haresh Natvarlal Parikh 39065 Proprietor HP Financial Solutions 17-03-2017 Valid in Good Standing2956 Mumbai Hari Babu Budarayavalasa 25018 Manager UTI AMC Limited 18-03-2010 Certification / Renewal Awaited 2957 Mumbai Harish Kumar 70227 Manager ICICI Bank Ltd 08-10-2015 Certification / Renewal Awaited 2958 Mumbai Harish Sadashiv Barke 15925 Financial Planner Freedom Intermediaries Infrastructure Pvt Ltd 06-05-2017 Valid in Good Standing2959 Mumbai Harsh Bharat Kamdar 65100 NA Self Employed 15-06-2016 Certification / Renewal Awaited 2960 Mumbai Harsh Dubal 20867 Director Inference Wealth Management Services Pvt Ltd -NA- Certification / Renewal Awaited 2961 Mumbai Harsh Hemani 18036 Associate Vice President IIFL Pvt Wealth Management Ltd 10-03-2012 Certification / Renewal Awaited 2962 Mumbai Harsh Vardhan Roongta 57651 Joint General Manager ICICI Bank Ltd 02-10-2016 Certification / Renewal Awaited 2963 Mumbai Harsh Vira 85483 NA NA -NA- Certification / Renewal Awaited 2964 Mumbai Harshad Prabhakar A 20064 Associate Vice President IDFC Asset Management Ltd 11-11-2014 Certification / Renewal Awaited 2965 Mumbai HARSHIL DIPAK MORJARIA 56405 NA NA -NA- Certification / Renewal Awaited 2966 Mumbai Harshit Agarwal 82089 NA NA -NA- Certification / Renewal Awaited 2967 Mumbai Harshit Biren Gandhi 56565 NA NA -NA- Certification / Renewal Awaited 2968 Mumbai Harshit Girish Jain 70416 NA NA -NA- Certification / Renewal Awaited 2969 Mumbai Harshita Maru 89486 NA NA -NA- Certification / Renewal Awaited 2970 Mumbai Harshvardhan H Roongta 30718 Consultant Roongta Securities Pvt Ltd 11-11-2017 Valid in Good Standing2971 Mumbai Harveer Ajit Chawla 65146 NA NA -NA- Certification / Renewal Awaited 2972 Mumbai Hedley Cyprian Albuquerque 74099 Research Analyst Banhem Securities Pvt Ltd 29-09-2015 Certification / Renewal Awaited 2973 Mumbai Heena Viren Contractor 23403 NA NA -NA- Certification / Renewal Awaited 2974 Mumbai Hema Moryani 14572 Proprietor Hema Consultants 03-09-2014 Certification / Renewal Awaited 2975 Mumbai Hemali Hiten Chheda 77915 Associate Planner Right Returns 24-08-2017 Valid in Good Standing2976 Mumbai Hemang N Gheewala 18038 Equity Advisor Mehta Vakil & Co. Pvt. Ltd. -NA- Certification / Renewal Awaited 2977 Mumbai Hemant Balwant Pethe 31239 Assistant Manager NJ Advisory Services Pvt Ltd 01-08-2017 Valid in Good Standing2978 Mumbai Hemant Kumar R Thakur 20066 NA Self Employed 08-06-2013 Certification / Renewal Awaited 2979 Mumbai Hemant S Khimani 38557 Area Sales Manager HDFC ERGO General Insurance Co Ltd 05-12-2014 Certification / Renewal Awaited 2980 Mumbai Hemant V Shah 15534 Proprioter Cliff Financial Planning 31-03-2009 Certification / Renewal Awaited 2981 Mumbai Hemlata Mahesh Lahoti 36407 NA NA -NA- Certification / Renewal Awaited 2982 Mumbai Hena Paresh Patwa 44434 NA NA -NA- Certification / Renewal Awaited 2983 Mumbai Henil Navin Sheth 64772 NA NA -NA- Certification / Renewal Awaited 2984 Mumbai Himadri Shekhar Debnath 46251 Manager - Content Development Tata AIA Life Insurance Co Ltd 27-09-2017 Valid in Good Standing2985 Mumbai Himali Patel 75439 Business Analyst Axience Consulting Pvt. Ltd. -NA- Certification / Renewal Awaited 2986 Mumbai Himanshu Bharat Mehta 38831 Regional Manager NJ IndiaInvest Pvt Ltd -NA- Certification / Renewal Awaited 2987 Mumbai Himanshu Champaklal Karia 67201 Manager Kotak Life Insurance 24-02-2017 Certification / Renewal Awaited 2988 Mumbai Himanshu K Sheth 40911 NA Self Employed 14-12-2011 Certification / Renewal Awaited 2989 Mumbai Himanshu V Gada 29448 NA NA -NA- Certification / Renewal Awaited 2990 Mumbai Himanshu Vyapak 48506 Deputy CEO Reliance Capital AMC Ltd 17-10-2017 Valid in Good Standing2991 Mumbai Hina Mehul Shah 48219 Financial Planner Luhem Comprehensive Financial Planners 08-03-2018 Valid in Good Standing2992 Mumbai Hinal Kuvadia 20070 NA NA -NA- Certification / Renewal Awaited 2993 Mumbai Hinal Nalin Shah 58226 Senior Executive Vete Associates Tax & Investment Pvt Ltd 27-05-2017 Valid in Good Standing2994 Mumbai Hiral Bhuta 70007 NA NA -NA- Certification / Renewal Awaited 2995 Mumbai Hiral Gada 82987 NA NA -NA- Certification / Renewal Awaited 2996 Mumbai Hiral R Thanawala 20876 Equtiy Analyst Crisil Ltd 22-04-2016 Certification / Renewal Awaited 2997 Mumbai Hiren Deepak Shah 69672 Director H K Notebboks Pvt Ltd 25-04-2014 Certification / Renewal Awaited 2998 Mumbai Hitangshu Debnath 24811 NA NA 31-03-2014 Certification / Renewal Awaited 2999 Mumbai Hiten D Chandan 34603 NA Self Employed -NA- Certification / Renewal Awaited 3000 Mumbai Hitesh Devnani 31043 NA NA -NA- Certification / Renewal Awaited 3001 Mumbai Hitesh Dhirajlal Patel 45069 Project Associate Kuoni Travel India Pvt Ltd -NA- Certification / Renewal Awaited 3002 Mumbai Hitesh Jagdish Ramangia 38588 NA NA -NA- Certification / Renewal Awaited 3003 Mumbai Hitesh M Ramani 24881 Head - Sales UTI AMC Ltd 31-03-2014 Certification / Renewal Awaited 3004 Mumbai Hitesh P Daftari 31879 NA Self Employed 06-09-2017 Valid in Good Standing3005 Mumbai Hitesh Suryakant Mantri 83709 Insurance Advisor Life Insurance Corporation of India 16-02-2018 Valid in Good Standing3006 Mumbai Hitin Haresh Devnani 71554 NA NA -NA- Certification / Renewal Awaited 3007 Mumbai Hormazd Mahiar Panthaki 68443 NA NA -NA- Certification / Renewal Awaited 3008 Mumbai Hormuz Aspy Bulsara NA Chief Operating Officer TATA Asset Management Ltd 31-03-2005 Certification / Renewal Awaited 3009 Mumbai Hrishikesh Prakash Darge 54808 NA NA -NA- Certification / Renewal Awaited 3010 Mumbai Hursh Vyomesh Anandwala 38787 Fund Connect Analyst Principal PNB AMC Pvt Ltd 17-04-2016 Certification / Renewal Awaited 3011 Mumbai Husain Abid Upletawala 30813 Sub Broker Motilal Oswal Securities Ltd -NA- Certification / Renewal Awaited 3012 Mumbai Husain G Shaikh 22489 Proprietor StratM Financial Advisors 30-05-2017 Valid in Good Standing3013 Mumbai Hussain A Nagarwala 41009 Senior Manager SBI Funds Management Pvt Ltd 30-01-2013 Certification / Renewal Awaited 3014 Mumbai Hussain Yusuf Champa 48363 Analyst Anand Rathi Share and Stock Brokers Limited -NA- Certification / Renewal Awaited 3015 Mumbai Huzaifa Mansur Basrai 35780 Vice President HSBC Bank 01-08-2017 Valid in Good Standing3016 Mumbai Ilam Mahedi Prasla 76364 NA NA -NA- Certification / Renewal Awaited 3017 Mumbai Imdadul Karim Hazarika 47339 NA NA -NA- Certification / Renewal Awaited 3018 Mumbai Iona Ivan Castelino 73338 NA NA -NA- Certification / Renewal Awaited 3019 Mumbai Ishaan Kapoor 52369 Associate Successroute India Financial Advisors LLP -NA- Certification / Renewal Awaited 3020 Mumbai Ishan Nishith Mazmudar 46696 NA NA 31-03-2016 Certification / Renewal Awaited 3021 Mumbai Ishan Rajendra Shah 39225 NA NA -NA- Certification / Renewal Awaited 3022 Mumbai Ishan Suryakant Gandhi 28303 NA NA -NA- Certification / Renewal Awaited

3023 Mumbai Ishita Shah 91793 NA NA -NA- Certification / Renewal Awaited 3024 Mumbai Ivan Stephen Mathias 78158 General Manager WNS Global Services Private Ltd 20-09-2017 Valid in Good Standing3025 Mumbai Jackson Christopher Abraham 16331 Associate Pioneer Client Associates Pvt Ltd 23-12-2017 Valid in Good Standing3026 Mumbai Jagdish Bhat 17401 Assistant Vice President Almondz Insurance Brokers (P) Ltd 31-03-2017 Valid in Good Standing3027 Mumbai Jagdish C Vaswani 23413 NA Self Employed 09-08-2017 Valid in Good Standing3028 Mumbai Jagdish Shetty 15244 Director Relacs Investment & Financial Services Pvt Ltd 31-03-2017 Valid in Good Standing3029 Mumbai Jai Adiani 19638 Founder and Chief Financial Planner fpguru.com 05-01-2015 Certification / Renewal Awaited 3030 Mumbai Jai Motishaw 20075 Senior Advisor ASK Wealth Advisors Pvt Ltd -NA- Certification / Renewal Awaited 3031 Mumbai Jai Prakash Chaurasia 18422 NA NA -NA- Certification / Renewal Awaited 3032 Mumbai Jaibeersingh Panwar 42308 Senior Associate Syntel (S) Pte. Ltd. -NA- Certification / Renewal Awaited 3033 Mumbai Jaideep Narendra Kumar Jasuja 18941 Assistant Vice President Anand Rathi Private Limited 06-09-2017 Valid in Good Standing3034 Mumbai Jainy Shah 56341 NA Self Employed 27-05-2017 Valid in Good Standing3035 Mumbai Jaishank Y Gupta 17403 Manager - Business Development Sykes & Ray Equities (I) Ltd 31-03-2017 Valid in Good Standing3036 Mumbai Janak Vitha 28309 Process Associate Tata Counsultancy Services Pvt Ltd -NA- Certification / Renewal Awaited 3037 Mumbai Janvi Sanghavi 88844 NA NA -NA- Certification / Renewal Awaited 3038 Mumbai Jash Deepak Shah 58219 NA NA -NA- Certification / Renewal Awaited 3039 Mumbai Jasmin P Bhanushali 20518 Proprietor JB Financial Solutions 20-05-2017 Valid in Good Standing3040 Mumbai Jasmin Parikh 19639 NA Self Employed 07-05-2013 Certification / Renewal Awaited 3041 Mumbai Jatin Hasmukhlal Shah 59344 proprietor Shradha Investments 03-02-2018 Valid in Good Standing3042 Mumbai Jatin Prakashbhai Mehta 74422 Relationship Manager HDFC Securities Ltd. -NA- Certification / Renewal Awaited 3043 Mumbai Jay Jagat Shah 53078 Relationship Manager KGMS Broking & Research Pvt Ltd 27-06-2012 Certification / Renewal Awaited 3044 Mumbai Jay Jitendra Thakkar 54438 NA NA -NA- Certification / Renewal Awaited 3045 Mumbai Jay Kirit Mehta 33146 NA NA -NA- Certification / Renewal Awaited 3046 Mumbai Jay Pankaj Joshi 65584 NA NA -NA- Certification / Renewal Awaited 3047 Mumbai Jaya K Nagarmat 14030 Managing Director Investor Shoppe Consultancy Pvt Ltd 29-07-2017 Valid in Good Standing3048 Mumbai Jayant Hansraj Kapadia 35849 Sole Proprietor Jaykap Finvest 06-07-2017 Valid in Good Standing3049 Mumbai Jayant Ramanath Pai 14180 Vice President Parag Parikh's Financial Advisory Services 31-03-2017 Valid in Good Standing3050 Mumbai Jayant Vidwans 14577 Director Chaitanya Financial Planner 31-03-2018 Valid in Good Standing3051 Mumbai Jaydeep M Kashikar 14031 Director BRAIN POINT Investment Centre Pvt Ltd 21-01-2018 Valid in Good Standing3052 Mumbai Jayesh Faria 19256 Business Head - Premier Wealth Management L&T Capital Markets Ltd 04-09-2017 Valid in Good Standing3053 Mumbai Jayesh R Parekh 35826 NA Self Employed 06-07-2017 Valid in Good Standing3054 Mumbai Jayesh S Behede 39631 Deputy Manager Reliance Capital Asset Management Limited -NA- Certification / Renewal Awaited 3055 Mumbai Jaykumar Mohanlal Karani 28255 Assitant Portfolio Manager Delve Overseas -NA- Certification / Renewal Awaited 3056 Mumbai Jaynish Paresh Shah 36422 NA NA -NA- Certification / Renewal Awaited 3057 Mumbai Jayprakash Jugalkishor Asawa 45173 Manager (M1) ICICI Bank Limited -NA- Certification / Renewal Awaited 3058 Mumbai Jeemi Suresh Mehta 19257 NA NA -NA- Certification / Renewal Awaited 3059 Mumbai Jeenal Shah 23419 Vice President Ghalla & Bhansali Securities Pvt Ltd 05-02-2013 Certification / Renewal Awaited 3060 Mumbai Jeet Jayesh Desai 58474 NA NA -NA- Certification / Renewal Awaited 3061 Mumbai Jeet Ketan Shah 65430 Portfolio Analyser Standard Chartered Securities (I) Ltd -NA- Certification / Renewal Awaited 3062 Mumbai Jeet Ramesh Shah 14817 Chief Financial Planner Veer Consultancy Services 31-03-2017 Valid in Good Standing3063 Mumbai Jigar Gogri 80982 NA NA -NA- Certification / Renewal Awaited 3064 Mumbai Jigar Ramesh Shah 18945 NA NA -NA- Certification / Renewal Awaited 3065 Mumbai Jignesh Bharat Mehta 18946 Branch Head Geojit BNP Paribas Financial Services Ltd 08-05-2017 Valid in Good Standing3066 Mumbai Jignesh Rameshkumar Gajjar 82189 Vice President Finnovate 22-02-2018 Valid in Good Standing3067 Mumbai Jignesh Vijay Chitnis 37425 Associate Manager Julius Baer Wealth Advisors (I) Pvt.Ltd. (DSP Merrill Lynch Ltd.) 21-02-2018 Valid in Good Standing3068 Mumbai Jimit A Shah 23257 NA Self Employed 25-07-2017 Valid in Good Standing3069 Mumbai Jinal Bhachu Chandat 77077 NA NA -NA- Certification / Renewal Awaited 3070 Mumbai Jinal Gala 77536 NA NA -NA- Certification / Renewal Awaited 3071 Mumbai Jinal Kirit Mehta 49778 Executive Financial Planning Standards Board India 17-08-2017 Valid in Good Standing3072 Mumbai Jinal Vipul Shah 62274 NA NA -NA- Certification / Renewal Awaited 3073 Mumbai Jinali Chandresh Shah 43053 NA NA -NA- Certification / Renewal Awaited 3074 Mumbai Jinay Parikh 86862 NA NA -NA- Certification / Renewal Awaited 3075 Mumbai Jinesh Haresh Joshi 62807 NA NA 13-01-2016 Certification / Renewal Awaited 3076 Mumbai Jinesh Shah 54783 NA Self Employed -NA- Certification / Renewal Awaited 3077 Mumbai Jinkal Sudhirchand Gala 79518 NA NA -NA- Certification / Renewal Awaited 3078 Mumbai Jitendra Moreshwar Attarde 38395 Propritor Compro Computers -NA- Certification / Renewal Awaited 3079 Mumbai Jitendra Nageshwar Hemke 22503 NA NA -NA- Certification / Renewal Awaited 3080 Mumbai Jitesh Jairam Patankar 72976 Sales Executive Infinity Solutions 10-09-2015 Certification / Renewal Awaited 3081 Mumbai Joaquim Rodrigues 91836 Sr Manager Stock Holding Corporation Of India Ltd -NA- Certification / Renewal Awaited 3082 Mumbai Joel Lionel Fernandes 35937 Proprietor JLF Financial Consultant 19-09-2011 Certification / Renewal Awaited 3083 Mumbai Joydeep Arunangsu Sen 31352 Senior Vice President BNP Paribas 10-03-2018 Valid in Good Standing3084 Mumbai Joydeep Mukerji 40520 General Manager Dynacom Tankers Management Ltd Athens Greece 05-05-2011 Certification / Renewal Awaited 3085 Mumbai Joydeep Roy 24823 31-03-2015 Certification / Renewal Awaited 3086 Mumbai Jubin P Vora 15254 Dealer Nirmal Bang 31-03-2011 Certification / Renewal Awaited 3087 Mumbai Juelee Dalvi 89490 NA NA -NA- Certification / Renewal Awaited 3088 Mumbai Jyoti Ramachandra Devadiga 84643 NA NA -NA- Certification / Renewal Awaited 3089 Mumbai Jyoti S Sheebu 40079 NA NA -NA- Certification / Renewal Awaited 3090 Mumbai Jyoti Santosh Wakade 44120 Proprietor Neevesh Consultancy 12-01-2018 Valid in Good Standing3091 Mumbai Jyoti Saurabh Mehta 43955 Proprietor Reliance Money Franchisee 08-05-2017 Valid in Good Standing3092 Mumbai Jyotiraditya Sharma 31079 Senior Manager - Research Tata Capital 08-08-2012 Certification / Renewal Awaited 3093 Mumbai Jyotisha B Ghia 17426 Customer Relationship Halcyon Capital Holding Company 03-07-2013 Certification / Renewal Awaited 3094 Mumbai Jyotsna Krishnan 16927 Vice President HSBC Bank 31-03-2010 Certification / Renewal Awaited

3095 Mumbai K R Hariharan K R Hariharan 31085 Senior Manager ICICI Securities Ltd 30-06-2013 Certification / Renewal Awaited 3096 Mumbai K Ramgopal NA Head - Treasury Operations IL&FS Ltd 31-03-2006 Certification / Renewal Awaited 3097 Mumbai Kadambini Dattaram Ghadi 43975 Manager HDFC Bank 15-04-2016 Certification / Renewal Awaited 3098 Mumbai Kairav A Shah 15256 Vice President SRE Financial Planner 31-03-2017 Valid in Good Standing3099 Mumbai Kairav Dharmendra Shah 83761 NA NA -NA- Certification / Renewal Awaited 3100 Mumbai Kajal Anandkishor Shah 76422 NA NA -NA- Certification / Renewal Awaited 3101 Mumbai Kalpana Arup Mukherjee 43631 Senior Manager The Shamrao Vithal Co-Op Bank Ltd -NA- Certification / Renewal Awaited 3102 Mumbai Kalpana Shrikrishna Pawaskar 24666 Analyst JLT 24-06-2012 Certification / Renewal Awaited 3103 Mumbai Kalpana Singh 85029 NA NA -NA- Certification / Renewal Awaited 3104 Mumbai Kalpana V Sejpal 22511 Sr Executive Portfolio Khandwala Shah & Assoc 06-07-2010 Certification / Renewal Awaited 3105 Mumbai Kalpana Vasant Sathe 37252 Proprietor Kalpana Sathe Investment Consultant 27-06-2017 Valid in Good Standing3106 Mumbai Kalpesh B Thakker 21645 Financial Planner Jishnu Financial Services 16-04-2017 Valid in Good Standing3107 Mumbai Kalpesh Mukund Desai 38015 Analyst DBOI Global Services PVt Ltd -NA- Certification / Renewal Awaited 3108 Mumbai Kalpesh Natwarsingh Ashar 36127 Sole Proprietor Full Circle Financial Planners And Advisors 12-09-2017 Valid in Good Standing3109 Mumbai Kalpesh Panchal 15551 Senior Manager Sykes & Ray Equities (I) Ltd 31-03-2017 Valid in Good Standing3110 Mumbai Kalyani Vivekanandan 49450 NA NA -NA- Certification / Renewal Awaited 3111 Mumbai Kamaksha Bhatia 51700 Assistant Manager ICICI Securities Ltd 20-03-2014 Certification / Renewal Awaited 3112 Mumbai Kamaldeep Singh Bhatia 56225 Director Ask To Solve Management Services Pvt Ltd 08-05-2013 Certification / Renewal Awaited 3113 Mumbai Kamalkrishnan Poddar 16490 NA Self Employed 27-04-2016 Certification / Renewal Awaited 3114 Mumbai Kamini Kiran Mankodi 42129 Proprietor AUM Investments 17-03-2017 Valid in Good Standing3115 Mumbai Kamlesh A Gurbuxani 25044 Development Officer Life Insurance Corporation of India 31-03-2017 Valid in Good Standing3116 Mumbai Kamlesh Natverlal Raval 35866 NA Self Employed 06-07-2017 Valid in Good Standing3117 Mumbai Kamlesh R Shah 20093 Agent Advisor United India Ins Co Ltd 15-03-2010 Certification / Renewal Awaited 3118 Mumbai Kanchan Kumar Talreja 39996 Associate Para Planner Sykes & Ray Equities (I) Ltd 28-06-2013 Certification / Renewal Awaited 3119 Mumbai Kanchan Vivek Manchekar 56020 MARKETING EXECUTIVE Smit Agency -NA- Certification / Renewal Awaited 3120 Mumbai Kanchan Zipa Ubale 28141 Development Officer Life Insurance Corporation of India 27-10-2017 Valid in Good Standing3121 Mumbai Kanukolanu Lvvs Satyanarayana Murty 51390 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3122 Mumbai Kanwar Vivek 53284 Senior President - Head Wealth Management & Global Indian Banking Yes Bank Limited 31-03-2014 Certification / Renewal Awaited 3123 Mumbai Kapil B Mokashi 18435 Manager - Advisory Sharekhan Limited 19-02-2017 Certification / Renewal Awaited 3124 Mumbai Kapil Bali 24824 CEO Yes Securities Ltd 31-03-2017 Valid in Good Standing3125 Mumbai Kapil H Shah 29398 NA Self Employed 29-11-2017 Valid in Good Standing3126 Mumbai Karan Chandiok 15257 Treasures Relationship Manager Development Bank of Singapore 31-03-2015 Certification / Renewal Awaited 3127 Mumbai Karan Doshi 58558 NA NA -NA- Certification / Renewal Awaited 3128 Mumbai Karan Jagdish Chheda 60896 NA NA -NA- Certification / Renewal Awaited 3129 Mumbai Karan Janak Shah 22516 NA NA -NA- Certification / Renewal Awaited 3130 Mumbai Karishma C Trivedi 16493 Propritor Invest & Insure -NA- Certification / Renewal Awaited 3131 Mumbai Karishma Kiran Dalal 84191 Executive Trainee HDFC Bank Ltd -NA- Certification / Renewal Awaited 3132 Mumbai Karishma Umeshchandra Barkur 69306 NA NA -NA- Certification / Renewal Awaited 3133 Mumbai Karmesh Mehta 28635 NA NA -NA- Certification / Renewal Awaited 3134 Mumbai Kartik S Jhaveri 14825 Director Transcend Consulting (I) Pvt Ltd 31-03-2017 Valid in Good Standing3135 Mumbai Kartik S Raithatha 29261 Team Member JP Morgan Chase ; Deutsche Bank -NA- Certification / Renewal Awaited 3136 Mumbai Kartik Shailesh Mehta 20918 Chief Operations Officer Swadhaar Finserve (NBFC) -NA- Certification / Renewal Awaited 3137 Mumbai Kaushal Jasvant Dalal 45418 Executive Vice President Aidem Ventures Pvt Ltd 07-09-2017 Valid in Good Standing3138 Mumbai Kaushik Deva 24840 CEO Kredere Wealth Partner Pvt Ltd 31-03-2017 Valid in Good Standing3139 Mumbai Kaustubh S Nabar 20102 NA Self Employed 28-04-2012 Certification / Renewal Awaited 3140 Mumbai Kavish Shah 91000 NA NA -NA- Certification / Renewal Awaited 3141 Mumbai Kavita Ashok Chhabria 83711 LIC Agent Life Insurance Corporation of India 06-03-2017 Certification / Renewal Awaited 3142 Mumbai Kavita C Gala 23432 Proprietor Value Invest Solutions 12-05-2017 Valid in Good Standing3143 Mumbai Kavita Poddar 31153 Relationship Manager/Channel Manager HDFC Bank,Chevy Chase Bank,Capital Source -NA- Certification / Renewal Awaited 3144 Mumbai Kavitha Menon 31190 NA Self Employed 08-03-2018 Valid in Good Standing3145 Mumbai Ketan Jitendra Shah 32370 Relationship Manager Sharekhan Ltd. -NA- Certification / Renewal Awaited 3146 Mumbai Ketan V Thakkar 24854 President Padmakshi Financial Services 31-03-2009 Certification / Renewal Awaited 3147 Mumbai Ketki Rajeev Shrotri 61430 Analyst Lovelock & Lewes 17-12-2016 Certification / Renewal Awaited 3148 Mumbai Kevin Kirti Mehta 83422 NA NA -NA- Certification / Renewal Awaited 3149 Mumbai Keyul P Joshi 32521 Client Relationship Manager Cyclo Investments 21-03-2013 Certification / Renewal Awaited 3150 Mumbai Keyur Bharat Purohit 15258 Agent Life Insurance Corporation of India 04-07-2017 Valid in Good Standing3151 Mumbai Keyur Dineshkumar Shah 52082 Coach and Trainer The CFP Aspirant Club 17-07-2017 Valid in Good Standing3152 Mumbai Keyur Pravin Vora 84095 Product Manager Deutsche Bank AG 10-05-2017 Valid in Good Standing3153 Mumbai Khusbu Bharat Furia 56941 NA NA -NA- Certification / Renewal Awaited 3154 Mumbai Khushal Chand Natwarlal Devera 20929 NA NA -NA- Certification / Renewal Awaited 3155 Mumbai Khushali Jayesh Vora 33773 NA Self Employed 17-06-2013 Certification / Renewal Awaited 3156 Mumbai Khushboo Shashikant Gada 68647 NA NA 21-10-2017 Valid in Good Standing3157 Mumbai Khushbu Natvarlal Patel 44861 NA NA -NA- Certification / Renewal Awaited 3158 Mumbai Kinjal Durgesh Jain 36425 NA NA -NA- Certification / Renewal Awaited 3159 Mumbai Kinjal Jethalal Veera 33781 NA NA -NA- Certification / Renewal Awaited 3160 Mumbai Kinjal Satin Shah 20930 Assistant Relationship Manager Bajaj Capital -NA- Certification / Renewal Awaited 3161 Mumbai Kinnari Rajendra Raval 24195 Research Analyst ApnaPaisa Pvt Ltd 19-09-2017 Valid in Good Standing3162 Mumbai Kinner Suren Ashar 32616 Senior Manager Future Capital Holdings Ltd 24-06-2012 Certification / Renewal Awaited 3163 Mumbai Kiran A Desai 16937 Managing Director Kiran Sharestockers Pvt Ltd 31-03-2018 Valid in Good Standing3164 Mumbai Kiran C. Nate 18447 NA NA -NA- Certification / Renewal Awaited 3165 Mumbai Kiran Deshpande 24825 Chief Operating Officer and Chief Financial OfficerIndia Baroda Pioneer Asset Management Company Limited 31-03-2017 Valid in Good Standing3166 Mumbai Kiran P Telang 15955 Chief Financial Planner ABT Capital Advisors 31-03-2017 Valid in Good Standing

3167 Mumbai Kiran Parshottambhai Rathod 58317 Equity Dealer Globe Capital Market Ltd. -NA- Certification / Renewal Awaited 3168 Mumbai Kiran Rajanikant Hake 72493 Proprietor FinGenie Advisory Services 06-02-2018 Valid in Good Standing3169 Mumbai Kiran Savlaram Raul 66978 Financial Consultant BeyondLife -NA- Certification / Renewal Awaited 3170 Mumbai Kirtan Shah 21653 Partner Ambition Learning Solutions 16-02-2017 Certification / Renewal Awaited 3171 Mumbai Kirti Agarwal 20108 NA NA -NA- Certification / Renewal Awaited 3172 Mumbai Kirtida Ashok Shah 23438 Financial Planner Naikwealth Planners Pvt Ltd 19-09-2017 Valid in Good Standing3173 Mumbai Kishore B Kale 20110 Founder Wealthomax Financial Advisers 05-10-2017 Valid in Good Standing3174 Mumbai Kishore R Nagarmat 14039 Managing Director Investor Shoppe Consultancy Pvt Ltd 29-07-2017 Valid in Good Standing3175 Mumbai Kishore S Notani 29937 Associate Vice President Kotak Securities Ltd 02-07-2010 Certification / Renewal Awaited 3176 Mumbai Kishore Singh 51058 Chief Manager State Bank of India 03-01-2018 Valid in Good Standing3177 Mumbai Kishore Solanki 14826 NA NA -NA- Certification / Renewal Awaited 3178 Mumbai Kishorekumar P Patil 35643 Chief Manager State Bank of India 10-06-2015 Certification / Renewal Awaited 3179 Mumbai Komal Anil Kunte 31869 NA NA -NA- Certification / Renewal Awaited 3180 Mumbai Kothari Jitesh M 15936 NA NA -NA- Certification / Renewal Awaited 3181 Mumbai Krina Nitin Shah 37371 NA NA -NA- Certification / Renewal Awaited 3182 Mumbai Krish Richie Vora 81548 NA NA -NA- Certification / Renewal Awaited 3183 Mumbai Krishna B Chokhani 20112 NA Self Employed 29-09-2017 Valid in Good Standing3184 Mumbai Krishna Bharatkumar Vaid 36564 Associate Financial Planner Sykes & Ray Equities (I) Ltd 15-09-2017 Valid in Good Standing3185 Mumbai Krishna Dhanak 75860 account and audit assistant ca rajagopal & Badrinarayan 19-01-2018 Valid in Good Standing3186 Mumbai Krishna Moorthy Munaswamy 62328 MANAGER (P) State Bank of Bikaner & Jaipur 16-02-2018 Valid in Good Standing3187 Mumbai Krishna Onkarnath Karwa 54100 NA NA -NA- Certification / Renewal Awaited 3188 Mumbai Krishnadev Tripathi 20938 NA NA -NA- Certification / Renewal Awaited 3189 Mumbai Krishnakant Rajaram Mane 60733 Associate Vice President Support Enhanced Software Solutions Pvt Ltd -NA- Certification / Renewal Awaited 3190 Mumbai Krishnakumar Ramlal Yadav 60004 AVP Miles Software Solutions Pvt Ltd 27-06-2017 Valid in Good Standing3191 Mumbai Krishnaswami Rajagopal 24826 Group Director IDFC Ltd 31-03-2011 Certification / Renewal Awaited 3192 Mumbai Krunal A Mavani 16505 NA Self Employed 16-04-2010 Certification / Renewal Awaited 3193 Mumbai Krunal Jashwant Upadhyay 22974 Manager - Financial Planner Religare Macquarie Wealth Management Ltd 12-08-2017 Valid in Good Standing3194 Mumbai Krunal Pankaj Shah 32990 NA NA -NA- Certification / Renewal Awaited 3195 Mumbai Krunali Rajendra Gokani 73229 NA NA -NA- Certification / Renewal Awaited 3196 Mumbai Krupa P Parikh 38526 Other Self Employed 21-06-2017 Valid in Good Standing3197 Mumbai Krutik P Panchal 33197 NA NA -NA- Certification / Renewal Awaited 3198 Mumbai Kshitij Hetal Shah 52517 NA NA 08-06-2016 Certification / Renewal Awaited 3199 Mumbai Kshitij K Gupta 18452 Entrepreneur BMI India 31-03-2016 Certification / Renewal Awaited 3200 Mumbai Kunal Chandrakant Doshi 46606 Director Padmavati Wealth Advisors 22-05-2017 Valid in Good Standing3201 Mumbai Kunal Guha 20946 Assistant Manager Axis Bank Ltd -NA- Certification / Renewal Awaited 3202 Mumbai Kunal K Hinduja 47361 NA Self Employed 06-03-2018 Valid in Good Standing3203 Mumbai Kunal Mukesh Ramnani 48263 NA NA -NA- Certification / Renewal Awaited 3204 Mumbai Kunal Rajendra Sharma 43217 RelationShip Manager Centrum Wealth Managemnt -NA- Certification / Renewal Awaited 3205 Mumbai Kunal Sharad Bang 20943 Chief Manager Kotak Mahindra Bank Ltd 12-10-2017 Valid in Good Standing3206 Mumbai Kundan Kumar 35106 Asst Manager State Bank of India 17-08-2011 Certification / Renewal Awaited 3207 Mumbai Kush Bharat Sonigara 44509 Associate Financial Planner TBNG Financial Consultants 04-12-2013 Certification / Renewal Awaited 3208 Mumbai Kush P Trivedi 20119 NA NA -NA- Certification / Renewal Awaited 3209 Mumbai Kushal Mangesh Deherkar 42488 Senior Consultant Mangesh Deherkar Insurance Agent 03-02-2018 Valid in Good Standing3210 Mumbai Kushal Narendra Jain 20120 trainee Grant Thornton -NA- Certification / Renewal Awaited 3211 Mumbai Kushal Nayankumar Shah 86482 NA NA -NA- Certification / Renewal Awaited 3212 Mumbai Ladu Madhab Mishra 35652 Chief Manager State Bank of India 01-08-2012 Certification / Renewal Awaited 3213 Mumbai Lakshmi I Jayakar 21659 NA NA -NA- Certification / Renewal Awaited 3214 Mumbai Lalit K Mundra 18459 Director Suresh Rathi Sec Pvt Ltd 31-03-2017 Valid in Good Standing3215 Mumbai Lalita Asitt Satam 41655 Area Manager Birla Sunlife Insurance Co. Ltd. -NA- Certification / Renewal Awaited 3216 Mumbai Lance Dsa 73652 Team Leader JP Morgan Services India Pvt. Ltd. -NA- Certification / Renewal Awaited 3217 Mumbai Lancelot G D Cunha 14434 Chief Executive Officer Sharyans Wealth Management P Ltd -NA- Certification / Renewal Awaited 3218 Mumbai Latish Udhav Setpal 49686 CEO Setpal Motor Company -NA- Certification / Renewal Awaited 3219 Mumbai Lawrence Dsouza 76015 NA NA -NA- Certification / Renewal Awaited 3220 Mumbai Leena Chheda 29311 Financial Planner Master Consultancy 03-08-2017 Valid in Good Standing3221 Mumbai Leslie Dsouza 17358 AVP Max Life Insurance Co Ltd 16-05-2014 Certification / Renewal Awaited 3222 Mumbai Litesh Navin Khona 38441 NA Self Employed 14-03-2018 Valid in Good Standing3223 Mumbai Lokesh Nathany 15558 Vice President and Zonal Head Karvy Private Wealth 31-03-2016 Certification / Renewal Awaited 3224 Mumbai Lokesh V Jain 15959 Proprietor LVJ Financial Advisory Services 05-03-2012 Certification / Renewal Awaited 3225 Mumbai Madan S Kapur 20951 Manager Suraj Enetrprises 02-07-2014 Certification / Renewal Awaited 3226 Mumbai Madhu Sinha 14829 Associate Dean International College of Financial Planning Ltd 31-03-2017 Valid in Good Standing3227 Mumbai Madhumalti Mitra 36216 Deputy Manager State Bank of India 24-08-2012 Certification / Renewal Awaited 3228 Mumbai Madhura Nandkumar Kolte 48006 Assistant Manager State Bank of India 09-01-2018 Valid in Good Standing3229 Mumbai Madhuri Narendra Mangtani 56255 NA NA -NA- Certification / Renewal Awaited 3230 Mumbai Madhvi Bhagat 71490 NA NA -NA- Certification / Renewal Awaited 3231 Mumbai Mahendra J Thakar 15562 MANGER CHEMODIST 31-03-2010 Certification / Renewal Awaited 3232 Mumbai Maher Ratan Dhamodiwala 22984 Chief Architects Financial Architects 09-05-2017 Valid in Good Standing3233 Mumbai Mahesh Gaddamedi Rajaiah 56942 Assistant Product Manager Reliance Securities Ltd -NA- Certification / Renewal Awaited 3234 Mumbai Mahesh Kumar 67380 Program Manager Don Bosco Development Society 16-02-2018 Valid in Good Standing3235 Mumbai Mahesh Motwani 14043 Agent LIC of India 11-04-2014 Certification / Renewal Awaited 3236 Mumbai Mahesh Talreja 30723 Advisor ICICI Prudential Life Insurance Co Ltd 03-05-2017 Valid in Good Standing3237 Mumbai Mahipal K Shah 15563 Founder Master Mind Financial Services 24-06-2017 Valid in Good Standing3238 Mumbai Mahmood Basha S 43698 National Sales Head Baroda Pioneer Asset Management Co Ltd 02-11-2017 Valid in Good Standing

3239 Mumbai Maitri Kamlesh Maroo 37925 Assistant Manager ICICI Securities Ltd 17-04-2015 Certification / Renewal Awaited 3240 Mumbai Maitri Rajendra Chopda 82614 NA NA -NA- Certification / Renewal Awaited 3241 Mumbai Majid Flexwala 22537 Team Mentor Financial Planning Bajaj Capital Limited -NA- Certification / Renewal Awaited 3242 Mumbai Makarand Mukund Sahasrabuddhe 30228 Asst Manager Accts and Finance Dharni Sampda Pvt. Ltd. -NA- Certification / Renewal Awaited 3243 Mumbai Malathi Mareppanavar 64710 Manager State Bank of India 21-07-2016 Certification / Renewal Awaited 3244 Mumbai Malathy Kannan 47959 Senior Manager HDFC Asset Management Co Ltd 12-12-2011 Certification / Renewal Awaited 3245 Mumbai Malay Shashikant Shah 41100 NA NA -NA- Certification / Renewal Awaited 3246 Mumbai Mallika Sohit Mehta 83561 NA NA -NA- Certification / Renewal Awaited 3247 Mumbai Mamta Bhavin Shah 21670 Proprietor Sapphire Wealth 24-07-2017 Valid in Good Standing3248 Mumbai Manalee Sanjay Raikar 77828 NA NA -NA- Certification / Renewal Awaited 3249 Mumbai Manan Piyush Parekh 50298 NA NA -NA- Certification / Renewal Awaited 3250 Mumbai Manav Nitin Parmar 73220 Article Assistant Sanjay Bobra & CO. 15-03-2016 Certification / Renewal Awaited 3251 Mumbai Manavi Murlidhar Prabhu 54932 NA NA -NA- Certification / Renewal Awaited 3252 Mumbai Manay Shah 93759 NA NA -NA- Certification / Renewal Awaited 3253 Mumbai Mange Ram Singh 61797 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3254 Mumbai Manish Bansal 17904 Chief Manager Kotak Mahindra Bank Ltd 16-07-2012 Certification / Renewal Awaited 3255 Mumbai Manish C Shah 16954 Professor Bhatia Commerce Classes 04-03-2010 Certification / Renewal Awaited 3256 Mumbai Manish Makhija 16532 operations Manager ICICI Lombard General Insurance company Ltd 31-03-2008 Certification / Renewal Awaited 3257 Mumbai Manish N Kakkad 49836 Financial Advisor Continental Insurance Brokers LLC 22-04-2017 Valid in Good Standing3258 Mumbai Manisha Manakchand Modi 81132 NA NA -NA- Certification / Renewal Awaited 3259 Mumbai Manisha Mansoor Karediya 73391 NA NA -NA- Certification / Renewal Awaited 3260 Mumbai Manju Govind Makwana 41032 Asst Manager Asit C. Mehta Investment Interrmediates Ltd -NA- Certification / Renewal Awaited 3261 Mumbai Manohar Sawant 15271 NA NA -NA- Certification / Renewal Awaited 3262 Mumbai Manoj Bendre 20979 NA NA -NA- Certification / Renewal Awaited 3263 Mumbai Manoj Kumar 63646 Manager State Bank of Travancore 02-05-2013 Certification / Renewal Awaited 3264 Mumbai Manoj Makhija 34128 NA Self Employed 13-11-2017 Valid in Good Standing3265 Mumbai Manoj Sharma 33759 Assistant Manager State Bank of India -NA- Certification / Renewal Awaited 3266 Mumbai Manoj Sharma 78060 Portfolio Manager Plantrich Consultancy Inc 30-06-2017 Valid in Good Standing3267 Mumbai Manoj Sudhir Shinde 39871 Proprietor Yash Financial Consultancy Services 25-07-2013 Certification / Renewal Awaited 3268 Mumbai Manoranjan Choudhury 77023 Senior Accountant Ahuja Builders 09-02-2017 Certification / Renewal Awaited 3269 Mumbai Mansi Ajit Dave 16536 NA NA -NA- Certification / Renewal Awaited 3270 Mumbai Mansi Atul Modi 66291 NA NA -NA- Certification / Renewal Awaited 3271 Mumbai Mansi Bhupendra Savla 39456 NA NA -NA- Certification / Renewal Awaited 3272 Mumbai Mansi Rajesh Shah 73782 NA NA -NA- Certification / Renewal Awaited 3273 Mumbai Mansi Sunil Agrawal 36153 NA NA -NA- Certification / Renewal Awaited 3274 Mumbai MANTHAN VIJAYKUMAR KASHYAP 83855 NA NA -NA- Certification / Renewal Awaited 3275 Mumbai Manya Kakkar 84637 NA NA -NA- Certification / Renewal Awaited 3276 Mumbai Marzee Maidhyomah Kerawala 22993 Proprietor Nivesh India 27-11-2017 Valid in Good Standing3277 Mumbai Matapher Ramsumer Patel 37853 Consultant Patel Insurance Investment 21-08-2017 Valid in Good Standing3278 Mumbai Maulik Shah 84966 NA NA -NA- Certification / Renewal Awaited 3279 Mumbai Mayank A Shah 20994 NA NA -NA- Certification / Renewal Awaited 3280 Mumbai Mayank B Shah 23812 NA NA -NA- Certification / Renewal Awaited 3281 Mumbai Mayank H Mittal 59222 NA NA -NA- Certification / Renewal Awaited 3282 Mumbai Mayank Jitendra Shah 34961 Proprietor Life Line Investment 19-09-2017 Valid in Good Standing3283 Mumbai Mayur Gangji Nandu 60825 Associate Relationship Manager Max Life Insurance Co Ltd 03-04-2016 Certification / Renewal Awaited 3284 Mumbai Mayur P Shah 17135 NA NA -NA- Certification / Renewal Awaited 3285 Mumbai Meenakshi Sharma 15974 Senior Research Analyst Zacks Investment Research Pvt Ltd 31-03-2018 Valid in Good Standing3286 Mumbai Meer Thakker 31394 Senior Vice President IIFL Private Wealth Management Ltd 31-01-2018 Valid in Good Standing3287 Mumbai Meetesh Vasant Mistry 28624 Proprietor M M Financial Solutionz -NA- Certification / Renewal Awaited 3288 Mumbai Meghna Sharma 36226 Relationship Manager Reliance Capital Asset Management Limited -NA- Certification / Renewal Awaited 3289 Mumbai Meghshree Sharma 64719 NA NA -NA- Certification / Renewal Awaited 3290 Mumbai Mehernosh Jamshed Randeria 74889 Chief Financial Officer Hover Automotive India Pvt Ltd 02-06-2016 Certification / Renewal Awaited 3291 Mumbai Mehul K Shah 14195 Senior Manager Birla Sun Life Insurance Co Ltd 31-03-2017 Valid in Good Standing3292 Mumbai Mehul Mukesh Ashar 37370 President Inventure Wealth Management 31-08-2017 Valid in Good Standing3293 Mumbai Mehul P Somaiya 21678 Insurance Advisor Birla Sun Life Insurance Co Ltd 21-06-2015 Certification / Renewal Awaited 3294 Mumbai Mehul Suresh Shah 60380 Assistant Vice President Reliance Capital AMC Ltd 16-08-2013 Certification / Renewal Awaited 3295 Mumbai Mehwish Asif Memon 65456 NA NA -NA- Certification / Renewal Awaited 3296 Mumbai Melanie Virginia Godinho 77260 NA NA -NA- Certification / Renewal Awaited 3297 Mumbai Melvin Joseph 39222 Founder and Chief Financial Planner Finvin Financial Planners 05-05-2017 Valid in Good Standing3298 Mumbai Mihir Bharat Kapadia 64628 Manager Wodehouse Capital Advisors Pvt Ltd -NA- Certification / Renewal Awaited 3299 Mumbai Mihir Jayant Ashar 34930 Financial Planner Govindji Haridas 11-08-2017 Valid in Good Standing3300 Mumbai Mihir Koralwala TRN11291 NA NA -NA- Certification / Renewal Awaited 3301 Mumbai Mihir Kumudbhai Shah 41825 Wealth Manager ABN Amro Bank -NA- Certification / Renewal Awaited 3302 Mumbai Mihir Mukesh Savla 54564 NA NA -NA- Certification / Renewal Awaited 3303 Mumbai Mihir Narayan Prasad Mishra 50165 Asst. General Manager State Bank of India -NA- Certification / Renewal Awaited 3304 Mumbai Mihir Nitin Sanjanwala 35753 Senior Manager HDFC Securities Ltd 29-08-2014 Certification / Renewal Awaited 3305 Mumbai Mikita Bharat Gagalani 65096 NA NA -NA- Certification / Renewal Awaited 3306 Mumbai Milap Pankaj Shah 23456 Senior Business Development Officer RiddiSiddhi Bullion Ltd. -NA- Certification / Renewal Awaited 3307 Mumbai Milin S Shah 15277 Head - Financial Planner My Financial Advisor 31-03-2017 Valid in Good Standing3308 Mumbai Milind Jaywant Bane 15977 MD FRIEND -NA- Certification / Renewal Awaited 3309 Mumbai Milind Mahadeo Bagade 45936 NA Self Employed -NA- Certification / Renewal Awaited 3310 Mumbai Milind More 38341 Financial Advisor Met Life India Insurance Co Ltd 16-06-2017 Valid in Good Standing

3311 Mumbai Miloni Hasmukh Gala 21004 NA NA -NA- Certification / Renewal Awaited 3312 Mumbai Miloni Navin Shah 21005 NA NA -NA- Certification / Renewal Awaited 3313 Mumbai Milrich Aditya Dere 53972 NA NA 15-06-2016 Certification / Renewal Awaited 3314 Mumbai Minali Amarlal Shahri 58696 NA NA -NA- Certification / Renewal Awaited 3315 Mumbai Mini Pradeep Menon 72645 Process Leader Jardine Lloyd Thompson India Pvt. Ltd. 10-11-2015 Certification / Renewal Awaited 3316 Mumbai Mitali Jitendra Soni 45578 Financial Planner Ambition Financial Planners Pvt Ltd 21-02-2014 Certification / Renewal Awaited 3317 Mumbai Mitesh B Nandu 21007 Finance Executive Nandu Trading Co 17-01-2018 Valid in Good Standing3318 Mumbai Mitesh Jagdish Shah 83814 NA NA -NA- Certification / Renewal Awaited 3319 Mumbai Mitesh R Shah 29434 NA NA -NA- Certification / Renewal Awaited 3320 Mumbai Mitesh Shantilal Nagar 57155 NA NA -NA- Certification / Renewal Awaited 3321 Mumbai Mithila Mangesh Jadhav 34576 Proprietor Arthvikas Financial Planners 16-06-2017 Valid in Good Standing3322 Mumbai Mithun Narayan Chindarkar 38554 NA NA -NA- Certification / Renewal Awaited 3323 Mumbai Mittal Pravin Panchal 87151 NA NA -NA- Certification / Renewal Awaited 3324 Mumbai Mitul J Chheda 31882 Insurance Advisor Bajaj Allainz General Insurance Co Ltd 06-09-2014 Certification / Renewal Awaited 3325 Mumbai Mitul Shamji Patel 79059 NA NA -NA- Certification / Renewal Awaited 3326 Mumbai Mohamed A Hassanali 21682 Chief Financial Planner PIE Financials 16-02-2017 Certification / Renewal Awaited 3327 Mumbai Mohammed Jasim Ruknuddin Tisekar 81374 NA NA -NA- Certification / Renewal Awaited 3328 Mumbai Mohan Shashikant Potdar 26504 Branch Head Integrated Enterprises India Ltd -NA- Certification / Renewal Awaited 3329 Mumbai Mohina S Kulkarni 24920 Faculty IIPM 29-09-2015 Certification / Renewal Awaited 3330 Mumbai Mohini Kirtan Mahadevia 31124 Proprietor Solufin Financial Planners 13-10-2016 Certification / Renewal Awaited 3331 Mumbai Mohish Damani 39973 Engineer Trainee Reliance Industries Ltd 27-12-2017 Valid in Good Standing3332 Mumbai Mohit Vishandas Jeswani 68217 NA NA -NA- Certification / Renewal Awaited 3333 Mumbai Mohsin Panjwani 29402 Financial Consultant A J Panjwani 10-03-2017 Valid in Good Standing3334 Mumbai Mona Arora 28137 Director Sonal Impex Ltd 08-03-2018 Valid in Good Standing3335 Mumbai Mona R Dhabalia 34010 Senior Wealth Manager The Royal Bank Of Scotland 16-07-2016 Certification / Renewal Awaited 3336 Mumbai Monali Harakhchand Gosar 48633 NA NA -NA- Certification / Renewal Awaited 3337 Mumbai Monali Ramchandra Handge 19700 Operations Assistant Deutsche Bank A G 09-01-2015 Certification / Renewal Awaited 3338 Mumbai Monika Sodhi 42921 NA Self Employed 09-02-2013 Certification / Renewal Awaited 3339 Mumbai Monish Anil Nagpal 68406 NA NA -NA- Certification / Renewal Awaited 3340 Mumbai Mridul Atul Khurana 46376 NA NA -NA- Certification / Renewal Awaited 3341 Mumbai Mrinal Kirti Khona 79005 Senior Associates Wills Processing Services (India) Private Limited 23-11-2016 Certification / Renewal Awaited 3342 Mumbai Mrutyunjay Mahapatra 24855 DGM ( New Business) State Bank of India -NA- Certification / Renewal Awaited 3343 Mumbai Muhammed Faisal Mehta 18920 Client Executive International Money Matters Pvt Ltd 01-12-2017 Valid in Good Standing3344 Mumbai Mukesh D Dedhia 14054 Managing Director Ghalla & Bhansali Securities Pvt Ltd 31-03-2017 Valid in Good Standing3345 Mumbai Mukesh Dhawan NA Head - Agency Sales (South West) ICICI Prudential Life Insurance Co Ltd 31-03-2006 Certification / Renewal Awaited 3346 Mumbai Mukesh Jindal 18100 Partner Alpha Capital 05-09-2017 Valid in Good Standing3347 Mumbai Mukesh Kumar Agarwal 40426 Chief Manager State Bank of India 24-05-2012 Certification / Renewal Awaited 3348 Mumbai Mukesh Pravinchandra Shroff 38894 Proprietor Aarayaa Wealth Manaagers 28-12-2017 Valid in Good Standing3349 Mumbai Mukesh Shankarbhai Patel 18808 Branch Manager India Infoline Limited -NA- Certification / Renewal Awaited 3350 Mumbai Mukesh Shrivastava 87911 Branch Manager ICICI Securities Ltd 11-02-2017 Certification / Renewal Awaited 3351 Mumbai Mukta Sharma 88858 Chief Manager State Bank of India 04-02-2017 Certification / Renewal Awaited 3352 Mumbai Muktagandha Ashish Gosavi 41162 Assistant Manager HSBC -NA- Certification / Renewal Awaited 3353 Mumbai Mukund Cadambi Seshadri 21688 Partner M/s Ventures Financial Planners 08-12-2013 Certification / Renewal Awaited 3354 Mumbai Mulin Devchand Vora 39802 Proprietor M D Vora & Co 24-07-2017 Valid in Good Standing3355 Mumbai Mumtaz Sultanali Durani 18101 NA NA -NA- Certification / Renewal Awaited 3356 Mumbai Munirali J Momin 47517 Associate A P Chamdawala & Co 10-08-2014 Certification / Renewal Awaited 3357 Mumbai Murali Padmanabhan Iyer 55986 Chief Manager SBI Funds Management Pvt Ltd 24-01-2013 Certification / Renewal Awaited 3358 Mumbai Murli Krishnan Iyer 45008 Associate Vice President Motilal Oswal Securities Ltd 08-06-2017 Valid in Good Standing3359 Mumbai Murli Subramanian Iyer 34122 Senior Lecturer Finance N L Dalmia Institute of Mgmt Studies and Research 11-08-2011 Certification / Renewal Awaited 3360 Mumbai N S Kishore Kumar 48082 Head - Investment Banking HDFC Bank 21-07-2017 Valid in Good Standing3361 Mumbai Nada Qazi 80851 Relationship Officer quantum mutual fund -NA- Certification / Renewal Awaited 3362 Mumbai Nadeem Jamali 33271 Assistant Manager State Bank of India -NA- Certification / Renewal Awaited 3363 Mumbai Naitik Ramnikbhai Faria 47381 NA NA -NA- Certification / Renewal Awaited 3364 Mumbai Naitul P Shah 29264 NA NA -NA- Certification / Renewal Awaited 3365 Mumbai Namit Rajendra Mhatre 78903 NA NA -NA- Certification / Renewal Awaited 3366 Mumbai Namita Dilip Vashi 22572 Personal Banker HDFC Bank Ltd 01-08-2017 Valid in Good Standing3367 Mumbai Namrata Bharat Shah 36087 NA NA -NA- Certification / Renewal Awaited 3368 Mumbai Namrata Kishor Pandya 60745 NA NA -NA- Certification / Renewal Awaited 3369 Mumbai Namrata Malu 21691 NA NA -NA- Certification / Renewal Awaited 3370 Mumbai Namrata Pandurang Pai 69773 Manager Kotak Mahindra Investments Ltd 03-12-2016 Certification / Renewal Awaited 3371 Mumbai Namrata Sainath Parab 49863 NA NA -NA- Certification / Renewal Awaited 3372 Mumbai Nandesh S Wagle 14200 NA Self Employed 31-03-2009 Certification / Renewal Awaited 3373 Mumbai Nandini Mathure 15284 Agent LIC of India 26-07-2010 Certification / Renewal Awaited 3374 Mumbai Nandita Prashant Athale 74873 Consultant Programmer Johnson And Johnson 26-02-2017 Certification / Renewal Awaited 3375 Mumbai Nandkishor Sharma NA President & CEO - Asset Management Business Aegon India Business Services Pvt Ltd 31-03-2006 Certification / Renewal Awaited 3376 Mumbai Narasimha P Koratamaddi 35680 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3377 Mumbai Narendra Fondu Laad 52552 Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 3378 Mumbai Naresh Bhogilal Shah 38401 NA Self Employed 31-08-2017 Valid in Good Standing3379 Mumbai Naresh Gopichand Panjnani 65729 IFA Naresh G. Panjnani 19-01-2018 Valid in Good Standing3380 Mumbai Natarajan Rangarajan Thirunayam 49876 Partner NJ Fundz Network -NA- Certification / Renewal Awaited 3381 Mumbai Natasha Vasanji 18106 Deputy Manager Kotak Securities Ltd -NA- Certification / Renewal Awaited 3382 Mumbai Nausheen Karim Khakiani 31477 NA NA -NA- Certification / Renewal Awaited

3383 Mumbai Naushin Vaid 24705 Head - National Distribution Alliances Canara Robeco AMC Ltd 24-09-2017 Valid in Good Standing3384 Mumbai Naveen J Fernandes 20172 Fund Manager Centrum Broking Pvt Ltd 11-02-2017 Certification / Renewal Awaited 3385 Mumbai Naveen K Jha 35633 Chief Manager State Bank of India 14-04-2011 Certification / Renewal Awaited 3386 Mumbai Naveen K Sethia 18507 Dealer Stock Mall 06-10-2010 Certification / Renewal Awaited 3387 Mumbai Naveen Purushotham Bangera 41040 Accountant Halliburton Pvt Ltd 15-09-2012 Certification / Renewal Awaited 3388 Mumbai Navnit K Baid 24994 Manager - Portfolio Management Services UTI AMC Ltd 27-05-2010 Certification / Renewal Awaited 3389 Mumbai Nayan Arvind Parmar 54140 Chief Manager ICICI Securities Ltd 17-02-2017 Certification / Renewal Awaited 3390 Mumbai Nayanesh P Mehta 18107 Partner Pinnacle Financial Planners 31-03-2017 Valid in Good Standing3391 Mumbai Nayna Hareshkumar Kakkad 29317 Manager ICICI Securities Ltd 21-02-2015 Certification / Renewal Awaited 3392 Mumbai Needhi Dhirajlal Shah 65169 NA NA -NA- Certification / Renewal Awaited 3393 Mumbai Neel Achyut Godambe 68425 Administrative Specialist Bank of America 27-12-2014 Certification / Renewal Awaited 3394 Mumbai Neel Naik 81994 NA NA -NA- Certification / Renewal Awaited 3395 Mumbai Neelam Jagani B Jagani 19724 Director Hemine Financial Planner Pvt Ltd 17-02-2018 Valid in Good Standing3396 Mumbai Neelay Jyotin Damani 57337 NA NA -NA- Certification / Renewal Awaited 3397 Mumbai Neelima C Patil 31090 Associate Vice President HSBC Invest Direct 18-01-2016 Certification / Renewal Awaited 3398 Mumbai Neepa M Chheda 20174 Proprietor Chheda Insurance & Financial Advisor 29-07-2014 Certification / Renewal Awaited 3399 Mumbai Neeraj Bherulal Motawat 54525 NA NA 08-12-2016 Certification / Renewal Awaited 3400 Mumbai Neeraj Sirur NA Vice President RBS Private Banking 31-03-2006 Certification / Renewal Awaited 3401 Mumbai Neeraj Subash Bahal 32431 Founder FasTrak Investments Services 29-11-2017 Valid in Good Standing3402 Mumbai Neerav Hemraj Vora 30401 NA NA -NA- Certification / Renewal Awaited 3403 Mumbai Neeta Anil Salian 69663 Manager State Bank of India 11-03-2014 Certification / Renewal Awaited 3404 Mumbai Neetha Jagdish Shetty 46933 Deputy Manager State Bank of India 30-03-2017 Valid in Good Standing3405 Mumbai Neeti Sandeep Vaingankar 78990 NA NA -NA- Certification / Renewal Awaited 3406 Mumbai Neetika Shridhar 46235 Analyst - Fixed Income State Trading Corporation Primary Dealer 01-08-2012 Certification / Renewal Awaited 3407 Mumbai Neha Arun Shah 81833 NA NA -NA- Certification / Renewal Awaited 3408 Mumbai Neha D Parikh 22586 Executive Parag Parikh's Financial Advisory Services 17-11-2015 Certification / Renewal Awaited 3409 Mumbai Neha Harish Joshi 23823 NA NA -NA- Certification / Renewal Awaited 3410 Mumbai Neha Jitendra Dedhia 56569 NA NA -NA- Certification / Renewal Awaited 3411 Mumbai Neha Ketan Parikh 48432 Relationship Executive ICICI Prudential Asset Management Co Ltd 20-10-2017 Valid in Good Standing3412 Mumbai Neha Mundhra 28943 Analyst Advent Advisory Services Pvt Ltd 20-01-2010 Certification / Renewal Awaited 3413 Mumbai Neha Rajesh Gupta 82500 NA NA -NA- Certification / Renewal Awaited 3414 Mumbai Neha Shah 89829 NA NA -NA- Certification / Renewal Awaited 3415 Mumbai Neiraj Purecha 42148 Founder and CEO Shrenathji Realty & Financial Services 17-03-2017 Valid in Good Standing3416 Mumbai Nelson Lewis 15286 Senior Consultant Atos Origin India Pvt Ltd 31-03-2014 Certification / Renewal Awaited 3417 Mumbai Nidhi Girish Vajir 65717 NA NA -NA- Certification / Renewal Awaited 3418 Mumbai Nidhi Sunil Mehta 82231 NA NA -NA- Certification / Renewal Awaited 3419 Mumbai Nihal Milind Telang 40109 NA NA -NA- Certification / Renewal Awaited 3420 Mumbai Nihil N Desai 16239 Advisor Tata Aig Life Insurance Co Ltd 11-01-2011 Certification / Renewal Awaited 3421 Mumbai Niket Kashyap Desai 49547 NA NA -NA- Certification / Renewal Awaited 3422 Mumbai Nikhil Chander Javeri 35793 NA NA -NA- Certification / Renewal Awaited 3423 Mumbai Nikhil Gandhi 26473 NA NA 02-06-2017 Valid in Good Standing3424 Mumbai Nikhil Johri NA MD BNP Paribas Asset Management India Private Limited 31-03-2005 Certification / Renewal Awaited 3425 Mumbai Nikhil Kapadia 24815 CEO-Wealth Management Avendus Capital 31-03-2009 Certification / Renewal Awaited 3426 Mumbai Nikhil Khattau NA Managing Director MF Advisors Private Limited 31-03-2005 Certification / Renewal Awaited 3427 Mumbai Nikhil Kothari 17525 Director and Chief Financial Planner Etica Wealth Management Pvt Ltd 02-11-2014 Certification / Renewal Awaited 3428 Mumbai Nikita Balkrishna Valia 52384 NA NA -NA- Certification / Renewal Awaited 3429 Mumbai Nikita Jagdish Parikh 24706 Accounts Manager Shreeji Bottle Trading Company 10-09-2017 Valid in Good Standing3430 Mumbai Nikita Pramod Sheth 74561 NA NA -NA- Certification / Renewal Awaited 3431 Mumbai Nikita Rajendran 75875 NA NA -NA- Certification / Renewal Awaited 3432 Mumbai Nikita Yogesh Shah 38290 NA NA -NA- Certification / Renewal Awaited 3433 Mumbai NILANK VINAY SHINDE 65545 NA NA -NA- Certification / Renewal Awaited 3434 Mumbai Nilay Vinay Choksey 74939 NA NA -NA- Certification / Renewal Awaited 3435 Mumbai Nileema Santosh Parab 69660 Deputy Manager State Bank of India 15-07-2014 Certification / Renewal Awaited 3436 Mumbai Nilesh H Surana 23029 NA NA -NA- Certification / Renewal Awaited 3437 Mumbai Nilesh Hasmukhlal Shah 44200 Partner Datalink Investments -NA- Certification / Renewal Awaited 3438 Mumbai Nilesh Laxmichand Chheda 38443 NA Self Employed 26-04-2017 Valid in Good Standing3439 Mumbai Nilesh Madhusudan Parekh 15287 NA NA -NA- Certification / Renewal Awaited 3440 Mumbai Nilesh R Ghia 14862 NA Self Employed 07-07-2009 Certification / Renewal Awaited 3441 Mumbai Nilesh Ravindra Mhapsekar 14060 NA Self Employed -NA- Certification / Renewal Awaited 3442 Mumbai Nilesh Shamsundar Dabholkar 65551 NA Self Employed 31-03-2016 Certification / Renewal Awaited 3443 Mumbai Nilesh Shashikant Mehta 39080 Director - Finance Operations Western Graphic Com Marketing Pvt Ltd 16-06-2013 Certification / Renewal Awaited 3444 Mumbai Nimesh K Mehta 19315 Head - Business Development ASK Investment Managers Private Limited 31-03-2017 Valid in Good Standing3445 Mumbai Nimesh Manilal Dedhia 43973 Proprietor N M Dedhia & Co 31-05-2012 Certification / Renewal Awaited 3446 Mumbai Nimesh Sachde 18812 NA NA -NA- Certification / Renewal Awaited 3447 Mumbai Nimish Kantilal Unadkat 45690 NA Self Employed 12-04-2017 Valid in Good Standing3448 Mumbai Nimit Shethia 23480 Manager business development Systematix -NA- Certification / Renewal Awaited 3449 Mumbai Nimit Sunil Shah 33727 Assistant to Senior Accountant M.P.Mehta -NA- Certification / Renewal Awaited 3450 Mumbai Ninad M Mondkar 18813 NA NA -NA- Certification / Renewal Awaited 3451 Mumbai Nipa Mehul Asher 21070 Vice President Kotak Mahindra Bank Ltd 31-08-2017 Valid in Good Standing3452 Mumbai Niraj A Kothari 15599 Assistant Vice President Ashika Capital Ltd 31-03-2017 Valid in Good Standing3453 Mumbai Niraj Mahendra Shah 57296 NA NA -NA- Certification / Renewal Awaited 3454 Mumbai Nirakar Pradhan 60137 Head of Investments Generali Investments-Europe 20-10-2017 Valid in Good Standing

3455 Mumbai Nirali Mayank Solani 36065 Manager ASK Wealth Advisors Pvt Ltd -NA- Certification / Renewal Awaited 3456 Mumbai Niranjan Das 49354 Assistant Manager UTI AMC Ltd 12-12-2012 Certification / Renewal Awaited 3457 Mumbai Niranjan Krishna Suvarna 20557 Proprietor I Solution 08-06-2017 Valid in Good Standing3458 Mumbai Niranjana Chandragupta Shah 32679 Financial Planner NJ Indiainvest Pvt Ltd. 06-07-2017 Valid in Good Standing3459 Mumbai Nirav Bharat Shah 35556 Manager K R Choksey Shares & Securities Pvt Ltd 06-05-2015 Certification / Renewal Awaited 3460 Mumbai Nirav Dineshbhai Vora 32988 NA Self Employed 12-05-2016 Certification / Renewal Awaited 3461 Mumbai Nirmal Ajay Shah 23482 NA NA -NA- Certification / Renewal Awaited 3462 Mumbai Nisarg Sunil Shah 62609 Proprietor Financial Answers 10-08-2014 Certification / Renewal Awaited 3463 Mumbai Nisha Chandak 20196 NA NA -NA- Certification / Renewal Awaited 3464 Mumbai Nishant Kumar Patnaik 86481 NA NA -NA- Certification / Renewal Awaited 3465 Mumbai Nishant Ramesh Kumar 23484 Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 3466 Mumbai Nishanth Shetty 39889 Executive MIS Aknam Finvest Pvt Ltd 01-08-2012 Certification / Renewal Awaited 3467 Mumbai Nishit H Savla 21080 NA NA -NA- Certification / Renewal Awaited 3468 Mumbai Nishitaa Satis Shah 59966 NA NA -NA- Certification / Renewal Awaited 3469 Mumbai Nishith D Shah 28301 NA NA -NA- Certification / Renewal Awaited 3470 Mumbai Nishtha Balodi 35764 NA NA -NA- Certification / Renewal Awaited 3471 Mumbai Nisreen Zoher Mamaji 16590 Proprietor Moneyworks Financial Advisors 25-06-2017 Valid in Good Standing3472 Mumbai Nita Menezes 18494 CMO and Financial Coach My Financial Advisor 09-02-2018 Valid in Good Standing3473 Mumbai Nitee Milind Baandal 91355 NA NA -NA- Certification / Renewal Awaited 3474 Mumbai Niti Satyajeet Guhathakur 79566 Other NA 28-05-2017 Valid in Good Standing3475 Mumbai Nitin Agarwal 18531 AVP SBI Funds Management Pvt Ltd 31-03-2012 Certification / Renewal Awaited 3476 Mumbai Nitin Goel 35269 Dy Manager State Bank of India -NA- Certification / Renewal Awaited 3477 Mumbai Nitin Jamnadas Popat 44013 Proprietor Vin Investments 29-09-2017 Valid in Good Standing3478 Mumbai Nitin Kumar Mohapatra 41754 Senior Associate Darashaw and Co Pvt Ltd 28-06-2013 Certification / Renewal Awaited 3479 Mumbai Nitin Naresh Jain 45220 NA NA -NA- Certification / Renewal Awaited 3480 Mumbai Nitin Sadashiv Rao 56598 Founder Tandem Financial Planners 09-07-2016 Certification / Renewal Awaited 3481 Mumbai Nupur Vibhash Desai 69874 Sales Officer VND Wealth Managers Pvt Ltd 03-04-2017 Valid in Good Standing3482 Mumbai Nyari Haresh Mehta 80983 NA NA -NA- Certification / Renewal Awaited 3483 Mumbai Omkar Ashok Chavan 51723 NA NA 19-11-2013 Certification / Renewal Awaited 3484 Mumbai Omkar Chandrakant Godbole 30663 NA NA -NA- Certification / Renewal Awaited 3485 Mumbai Padmakumar Kandoth 18433 Proprietor Shree Sai Investment 07-11-2017 Valid in Good Standing3486 Mumbai Palak Bhaskar Parekh 82350 NA NA -NA- Certification / Renewal Awaited 3487 Mumbai Pallav Kishore Ved 45202 NA Self Employed 16-06-2017 Valid in Good Standing3488 Mumbai Pallav Nevatia 16601 NA Self Employed 31-03-2008 Certification / Renewal Awaited 3489 Mumbai Pallav Sinha 41503 Managing Director and Chief Executive Fullerton Securities & Wealth Advisors Limited 31-03-2011 Certification / Renewal Awaited 3490 Mumbai Pankaaj P Maalde 31941 Head - Financial Planning ApnaPaisa Pvt Ltd 06-09-2017 Valid in Good Standing3491 Mumbai Pankaj Agarwal 14213 Manager GOLS 31-03-2010 Certification / Renewal Awaited 3492 Mumbai Pankaj Dharma Thakare 36547 Assistant Manager Kotak Mahindra AMC Ltd 05-05-2016 Certification / Renewal Awaited 3493 Mumbai Pankaj P Mathpal 28630 Managing Director Optima Money Managers Pvt Ltd 13-07-2017 Valid in Good Standing3494 Mumbai Pankaj Ramniklal Ghia 35975 NA Self Employed 24-08-2012 Certification / Renewal Awaited 3495 Mumbai Pankaj Razdan 24817 MD and CEO Birla Sunlife Insurance Company Ltd 31-03-2014 Certification / Renewal Awaited 3496 Mumbai Pankhil Jiten Gada 69002 NA NA -NA- Certification / Renewal Awaited 3497 Mumbai Pankti Ashish Mehta 65097 Tax And Accounts Assistant Bimal Parekh & Company 22-09-2017 Valid in Good Standing3498 Mumbai Pankti Chheda 80608 NA NA -NA- Certification / Renewal Awaited 3499 Mumbai Pankti Satish Patel 37916 NA NA -NA- Certification / Renewal Awaited 3500 Mumbai Parag A Sonavane 35134 Financial Planner Prudent Wealth Management 14-04-2017 Valid in Good Standing3501 Mumbai Parag Haresh Shah 45106 Founder Edge Capital 24-01-2014 Certification / Renewal Awaited 3502 Mumbai Parag Kasliwal 31895 Vice President Barclays Securities India Pvt Ltd 06-10-2015 Certification / Renewal Awaited 3503 Mumbai Parag R Shethia 30276 Director Ontime Solutions Pvt Ltd 13-01-2018 Valid in Good Standing3504 Mumbai Parag R Storewala 18123 Business Partner Birla Sun Life Insurance Co Ltd 31-03-2017 Valid in Good Standing3505 Mumbai Paras Gangwal 43894 CEO Soba Infosec Pvt Ltd 15-05-2017 Valid in Good Standing3506 Mumbai Paras Jitendra Shah 37966 Branch Executive Uae Foreign Exchange Australia Pvt Ltd 22-09-2017 Valid in Good Standing3507 Mumbai Paras Tushar Shah 40234 NA NA -NA- Certification / Renewal Awaited 3508 Mumbai Paresh Bhadreshwara 81385 NA NA -NA- Certification / Renewal Awaited 3509 Mumbai Paresh Devendra Joshi 84363 SR TRAINING MANAGER SBI Life Insurance Co Ltd 06-04-2016 Certification / Renewal Awaited 3510 Mumbai Paresh Mukesh Chheda 44479 NA NA -NA- Certification / Renewal Awaited 3511 Mumbai Paresh R Sukhtankar 24859 Founder Partner M/s Reliable Investments 31-03-2017 Valid in Good Standing3512 Mumbai Pareshkumar R Parikh 35806 Vice President UTI AMC Ltd 05-04-2015 Certification / Renewal Awaited 3513 Mumbai Parin Ashwin Gada 54870 NA NA -NA- Certification / Renewal Awaited 3514 Mumbai Parshva Shailesh Shah 83098 Proprietor Zillion FS 24-06-2017 Valid in Good Standing3515 Mumbai Parth B. Dani 17911 Senior Manager Motilal Oswal Asset Management Co Ltd 16-04-2013 Certification / Renewal Awaited 3516 Mumbai Parth Chetan Sanghavi 65354 Accountant Austin Brothers 09-03-2016 Certification / Renewal Awaited 3517 Mumbai Parveen Kumar Mittal 61127 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3518 Mumbai Parvez Ahmad 43968 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 3519 Mumbai Parvez Arif Moosani 57885 Associate Vice President Motilal Oswal Securities Ltd 10-09-2017 Valid in Good Standing3520 Mumbai Paullomi Prakash Matondkar 39911 NA NA -NA- Certification / Renewal Awaited 3521 Mumbai Payal Gandhi 73603 NA NA -NA- Certification / Renewal Awaited 3522 Mumbai Payal Prakash Patel 58405 NA NA -NA- Certification / Renewal Awaited 3523 Mumbai Peter Lawrence Murzello 48613 VP Angel Broking Pvt Ltd -NA- Certification / Renewal Awaited 3524 Mumbai Philip Abraham 44233 Director Optima Money Managers Pvt Ltd 09-01-2013 Certification / Renewal Awaited 3525 Mumbai Pinku P Sheth 24971 Proprietor Beckman Coulter India Pvt Ltd 12-05-2011 Certification / Renewal Awaited 3526 Mumbai Piyush S Sheth 16998 Proprietor Plan Invest Advisors 31-03-2017 Valid in Good Standing

3527 Mumbai Piyush Surana 24818 Chief Financial Officer HDFC Asset Management Company Limited 31-03-2016 Certification / Renewal Awaited 3528 Mumbai Pooja Agarwal 17912 NA NA 31-03-2008 Certification / Renewal Awaited 3529 Mumbai Pooja B Bhinde 20223 Head - Business Development LJ Business School 01-04-2017 Valid in Good Standing3530 Mumbai Pooja Mahendra Satra 48514 Designer Aashique Creation -NA- Certification / Renewal Awaited 3531 Mumbai Pooja Narayan Bansal 58172 NA NA -NA- Certification / Renewal Awaited 3532 Mumbai Pooja Parshuram Panchal 49300 NA NA -NA- Certification / Renewal Awaited 3533 Mumbai Pooja Prakash Shah 39406 NA NA -NA- Certification / Renewal Awaited 3534 Mumbai Pooja Pravin Savla 49313 NA NA -NA- Certification / Renewal Awaited 3535 Mumbai Pooja R Gaikwad 14460 Director Raj Grindtech Pvt Ltd -NA- Certification / Renewal Awaited 3536 Mumbai Pooja Soni 94713 NA NA -NA- Certification / Renewal Awaited 3537 Mumbai Poonam Patel 36078 Chief Manager State Bank Of India -NA- Certification / Renewal Awaited 3538 Mumbai Poonam Rungta 20227 Director LJ Business School 01-04-2018 Valid in Good Standing3539 Mumbai Poonam Sadashiv Mangal Bhosale 59963 NA NA -NA- Certification / Renewal Awaited 3540 Mumbai Poonam Warang 18548 Relationship manager Edelweiss securities 29-09-2011 Certification / Renewal Awaited 3541 Mumbai Poornima Dattaram Malap 23046 Senior Process Associate Tata Consultancy Services -NA- Certification / Renewal Awaited 3542 Mumbai Prabhakara Jagannath Shetty 68331 Proprietor Samriddhi Investments 11-12-2017 Valid in Good Standing3543 Mumbai Prabhu Anantharaman 17568 NA NA -NA- Certification / Renewal Awaited 3544 Mumbai Prabodh Kumar Dave 49938 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3545 Mumbai Prachetas Purohit 34126 Financial Advisor IIFL Private Wealth Management Ltd 09-07-2017 Valid in Good Standing3546 Mumbai Prachi Goyal 19327 product head Integrated -NA- Certification / Renewal Awaited 3547 Mumbai Prachi Hasmukh Rajawat 83315 NA NA -NA- Certification / Renewal Awaited 3548 Mumbai Pradeep Diwan 34313 Proprietor Sunrise Financial Consultancy 27-06-2017 Valid in Good Standing3549 Mumbai Pradeep Dokania NA Executive Vice President -Debts & Private Clients Group DSP Merrill Lynch Ltd 31-03-2005 Certification / Renewal Awaited 3550 Mumbai Pradeep K Sawant 20232 Agent LIC of India 07-08-2011 Certification / Renewal Awaited 3551 Mumbai Pradeep Kumar Manshani 46421 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 3552 Mumbai Pradeep Prabhakar Kakatkar 75402 Chief Executive Officer Janakalyan Sahakari Bank. 26-04-2017 Valid in Good Standing3553 Mumbai Pradeepkumar A Kochar 29759 Head - Client Service Edelweiss Capital Ltd 01-12-2013 Certification / Renewal Awaited 3554 Mumbai Pradeepkumar Sonatan Jalui 64837 NA NA -NA- Certification / Renewal Awaited 3555 Mumbai Pradip Panalal Shah NA Chairman Indasia Fund Advisors Private Limited 31-03-2006 Certification / Renewal Awaited 3556 Mumbai Prajesh Vasani 82673 Cluster Manager Aviva Life Insurance Company India Ltd 15-02-2017 Certification / Renewal Awaited 3557 Mumbai Prakash Ishwardas Katyara 66202 Assistant General Manager Great Offshore -NA- Certification / Renewal Awaited 3558 Mumbai Prakash Jayantilal Padhiyar 48379 Branch Manager EMM (Franchisees of MOSL) -NA- Certification / Renewal Awaited 3559 Mumbai Prakash Rane 17573 Financial Planner Realnet Consultants 27-07-2017 Valid in Good Standing3560 Mumbai Pralhad Keshav Mali 19331 Chif Life Insurance Advisor Life Insurance Corporation of India -NA- Certification / Renewal Awaited 3561 Mumbai Pramila Devidas Verma 46502 Asst Teacher St Xavier'S High School -NA- Certification / Renewal Awaited 3562 Mumbai Pramod Kumar Dubey 40919 Senior Executive Asit C. Mehta Investment Interrmediates Ltd -NA- Certification / Renewal Awaited 3563 Mumbai Pranali Hitesh Badani 38295 Senior Analyst DBOI 30-03-2015 Certification / Renewal Awaited 3564 Mumbai Pranav Arvind Jain 51655 AVP - Direct Clients Asit C Mehta Investment Interrmediates Lts 23-03-2015 Certification / Renewal Awaited 3565 Mumbai Pranav Milind Kshetramade 58790 NA NA -NA- Certification / Renewal Awaited 3566 Mumbai Pranay Jawahar Sangani 19753 Head - Sales and Product Development OMNIMax India Pvt Ltd 18-03-2015 Certification / Renewal Awaited 3567 Mumbai Pranpal Singh Kochhar 24792 Director PSK Financial Planning & Insurance Sales Co Ltd 31-03-2016 Certification / Renewal Awaited 3568 Mumbai Prasad Surapal Shetty 37010 Financial Planner Consult Me 28-12-2011 Certification / Renewal Awaited 3569 Mumbai Prasad Venkata Satya Narayana Angara 52178 Assistant General Manager State Bank of India -NA- Certification / Renewal Awaited 3570 Mumbai Prasad Vijay Patil 51927 NA NA -NA- Certification / Renewal Awaited 3571 Mumbai Prasanna Kishor Rupji 87854 Regional Product Manager ICICI Securities Pvt. Ltd 29-12-2017 Valid in Good Standing3572 Mumbai Prashansa R Karnani 30272 NA NA -NA- Certification / Renewal Awaited 3573 Mumbai Prashant Ashok Saraf 43853 IFD J M Financial Services Pvt Ltd 15-12-2015 Certification / Renewal Awaited 3574 Mumbai Prashant Jalindar Chavan 69124 NA NA -NA- Certification / Renewal Awaited 3575 Mumbai Prashant Narayan Chitnis 87914 Assistant General Manager State Bank of India 16-02-2017 Certification / Renewal Awaited 3576 Mumbai Prashant R Shah 14880 Proprietor PRS Financial Services 31-03-2017 Valid in Good Standing3577 Mumbai Prashant S Sawant 32834 Senior Manager Techno Shares & Stocks Ltd 06-04-2012 Certification / Renewal Awaited 3578 Mumbai Prashantkumar Rasiklal Parikh 38525 NA Self Employed 20-05-2017 Valid in Good Standing3579 Mumbai Prateek Jain 45691 Jr Assosiate Edelweiss -NA- Certification / Renewal Awaited 3580 Mumbai Prateek Ramesh Dhoot 80103 Assistant Manager Aditya Birla Money Mart Ltd 24-07-2017 Valid in Good Standing3581 Mumbai Prateek Trehun 30761 NA NA -NA- Certification / Renewal Awaited 3582 Mumbai Prathamesh D. Jahagirdar 28091 Relationship Manager Nariman Finvest Pvt Ltd -NA- Certification / Renewal Awaited 3583 Mumbai Prathamesh Prasad Nesarikar 41222 Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 3584 Mumbai Prathiba Girish 60969 Founder Finwise Personal Finance Advisors 02-04-2017 Valid in Good Standing3585 Mumbai Pratik Chavan 40361 NA NA -NA- Certification / Renewal Awaited 3586 Mumbai Pratik Kishor Gopani 30664 Relationship Manager Bajaj Capital Ltd. 26-02-2016 Certification / Renewal Awaited 3587 Mumbai Pratik M Dave 24355 Executive Ernst & Young Pvt Limited -NA- Certification / Renewal Awaited 3588 Mumbai Pratik Sriprakash Sarraf 43919 NA NA -NA- Certification / Renewal Awaited 3589 Mumbai Pratik Suryakant Upalkar 67657 NA NA -NA- Certification / Renewal Awaited 3590 Mumbai Praveen Kumar Dubey 54989 Assistant Vice President Franklin Templeton Asset Management (I) Pvt Ltd 15-09-2017 Valid in Good Standing3591 Mumbai Praveen Kumar Singh 61040 Assistant General Manager State Bank of India -NA- Certification / Renewal Awaited 3592 Mumbai Pravin Shantaram Kadam 85931 DIRECTOR Shree Siddhivinayak Maternity Hospital 30-09-2016 Certification / Renewal Awaited 3593 Mumbai Preeti Chauhan 91705 Assistant Manager-Training WNS 12-01-2018 Valid in Good Standing3594 Mumbai Preeti Grover 84936 NA NA -NA- Certification / Renewal Awaited 3595 Mumbai Preeti Kantilal Salecha 55822 NA NA -NA- Certification / Renewal Awaited 3596 Mumbai Preksha Kedia 28350 Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 3597 Mumbai Prem Batreja 23057 Proprietor Merisha Investments 15-02-2017 Certification / Renewal Awaited 3598 Mumbai Prerana G Salaskar 14464 Chief Financial Planner The Tipping Point 31-03-2012 Certification / Renewal Awaited

3599 Mumbai Prerana Laxmikant Phadnis 51984 Insurance Advisor Life Insurance Corporation of India 04-03-2017 Certification / Renewal Awaited 3600 Mumbai Prerna Chiripal 87947 NA NA -NA- Certification / Renewal Awaited 3601 Mumbai Priti Harshul Ashar 74560 Secretary HDFC Bank 24-08-2017 Valid in Good Standing3602 Mumbai Priti Kucheria 17016 Director Wealth Guardian Services Pvt Ltd 30-03-2017 Valid in Good Standing3603 Mumbai Priya Raju Nanjani 31507 Junior Association Edelweiss Securities Ltd. -NA- Certification / Renewal Awaited 3604 Mumbai Priya Ravindra Kadam 44475 Head Dealing Gupta Equities Pvt. Ltd. 30-03-2017 Valid in Good Standing3605 Mumbai Priya Shah 57999 Assistant Manager Trustplus Wealth Managers Pvt. Ltd 04-08-2017 Valid in Good Standing3606 Mumbai Priya Shetty 89356 NA NA -NA- Certification / Renewal Awaited 3607 Mumbai Priya Vilas Sawant 70036 Assistant Manager Reliance Life Insurance Co Ltd 03-03-2017 Certification / Renewal Awaited 3608 Mumbai Priyal Mukesh Dedhia 23510 NA NA -NA- Certification / Renewal Awaited 3609 Mumbai Priyal Shah 93757 NA NA -NA- Certification / Renewal Awaited 3610 Mumbai Priyanka Ajmera Chitlangia 66557 Senior Client Manager Mitraz Financial Services Pvt Ltd 13-05-2014 Certification / Renewal Awaited 3611 Mumbai Priyanka Mahendra Jain 49343 NA NA -NA- Certification / Renewal Awaited 3612 Mumbai Priyanka Nanalal Bhansali 45700 NA NA -NA- Certification / Renewal Awaited 3613 Mumbai Priyanka Prakash Shetty 35890 NA NA -NA- Certification / Renewal Awaited 3614 Mumbai Priyanka Vasantha Rao 49350 NA NA -NA- Certification / Renewal Awaited 3615 Mumbai Priyanka Vijay Satam 18567 Financial Planner & Advisor Priyanka Insurance and Investments 12-08-2017 Valid in Good Standing3616 Mumbai Priyankar Kumar Anand 46072 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 3617 Mumbai Priyesh Ajitkumar Chokshi 34981 Partner U R Financial Consultants 08-05-2017 Valid in Good Standing3618 Mumbai Priyesh D Shah 18568 CEO Bliss Xpress 31-03-2013 Certification / Renewal Awaited 3619 Mumbai Pronuj Kumar Pegu 85922 Deputy General Manager IDBI Bank 28-02-2018 Valid in Good Standing3620 Mumbai Puja Mukesh Dedhia 51750 NA NA -NA- Certification / Renewal Awaited 3621 Mumbai Pulkit Totla 19342 Analyst CARE Ratings 28-10-2012 Certification / Renewal Awaited 3622 Mumbai Puneet Kumar Malviya 45920 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 3623 Mumbai Puneet Papriwal 38812 Regional Insurance Manager Enagram Securities Ltd 16-08-2012 Certification / Renewal Awaited 3624 Mumbai Purav Mehta 63474 Financial Planner Etica Wealth Management Pvt Ltd 05-06-2017 Valid in Good Standing3625 Mumbai Purav R Mehta 15086 Financial Planner Wealth First Advisors Pvt Ltd 31-03-2017 Valid in Good Standing3626 Mumbai Purushottam Kumar 17597 Associate Relationship Manager India Bulls Securities Ltd. 31-03-2017 Valid in Good Standing3627 Mumbai Purushottam Rohidas Bhat 37855 NA Self Employed 02-01-2018 Valid in Good Standing3628 Mumbai Purushottam Sharad Bedekar 64412 DGM State Bank of India 28-02-2017 Certification / Renewal Awaited 3629 Mumbai Purvesh Momaya Momaya 21743 Manager Sunidhi Wealth Advisors Pvt Ltd 20-01-2010 Certification / Renewal Awaited 3630 Mumbai Purvesh Yogesh Parekh 44119 Assistant General Manager Reliance Communications Ltd 02-11-2015 Certification / Renewal Awaited 3631 Mumbai Purvi Vinod Shah 54601 NA NA -NA- Certification / Renewal Awaited 3632 Mumbai Pushkar Chugh 24884 Senior Vice President Financial Planning Standards Board India 31-03-2017 Valid in Good Standing3633 Mumbai Pushpa H Gada 17022 NA Self Employed 06-09-2016 Certification / Renewal Awaited 3634 Mumbai Puttaswamy Basave Gowda 52162 Proprietor P B Gowda Financial Consultancy 25-03-2017 Valid in Good Standing3635 Mumbai Radhika Chandramohan 21746 NA NA -NA- Certification / Renewal Awaited 3636 Mumbai Raghav Nagarajan 57766 Analyst Barclays Capital -NA- Certification / Renewal Awaited 3637 Mumbai Raghav Saboo 37153 NA NA -NA- Certification / Renewal Awaited 3638 Mumbai Raghunath Ashok Parekh 59196 NA NA -NA- Certification / Renewal Awaited 3639 Mumbai Rahul Agarwal 29663 Head - Financial Planning Team ICICI Bank Ltd 16-12-2015 Certification / Renewal Awaited 3640 Mumbai Rahul Ashok Gupta 47795 Senior Associate J M Financial Services Pvt Ltd 08-09-2012 Certification / Renewal Awaited 3641 Mumbai Rahul D Modi 23272 Team Member JP Morgan Chase & Co. -NA- Certification / Renewal Awaited 3642 Mumbai Rahul Ketan Sangoi 55934 NA NA -NA- Certification / Renewal Awaited 3643 Mumbai Rahul M Bhutra 25049 Business Manager Standard Chartered Bank 31-03-2017 Valid in Good Standing3644 Mumbai Rahul Mahendra Sanghvi 19777 Dealer Atul Investment -NA- Certification / Renewal Awaited 3645 Mumbai Rahul Mehta NA Independent Learning & Development Consultant 31-03-2005 Certification / Renewal Awaited 3646 Mumbai Rahul Navinchandra Ashar 68134 Priority Relationship Manager Standard Chartered Bank 20-10-2015 Certification / Renewal Awaited 3647 Mumbai Rahul Prabhakar Bhurke 47937 NA Self Employed -NA- Certification / Renewal Awaited 3648 Mumbai Rahul Pravin Darji 40169 Senior Executive RBS Business Services Pvt Ltd 24-01-2014 Certification / Renewal Awaited 3649 Mumbai Rahul Ravindra Ambre 58316 NA NA -NA- Certification / Renewal Awaited 3650 Mumbai Rahul Shobhnath Mishra 83192 Financial Planning manager FIINFRA 21-12-2017 Valid in Good Standing3651 Mumbai Rahul Tukaram Amrute 20255 Manager Finance Infra Dredge Services Pvt Ltd 05-07-2011 Certification / Renewal Awaited 3652 Mumbai Raina Hemant Shah 70054 NA NA -NA- Certification / Renewal Awaited 3653 Mumbai Raj Kumar Gupta 62329 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3654 Mumbai Raj Mahadev 24875 Director Touchbase Capital Pvt Ltd 31-03-2011 Certification / Renewal Awaited 3655 Mumbai Raj Pravin Chheda 74716 NA NA -NA- Certification / Renewal Awaited 3656 Mumbai Raj Vimalkumar Mehta 42117 Senior Manager Dalal & Broacha Stock Broking 21-10-2016 Certification / Renewal Awaited 3657 Mumbai Raj Yogesh Awasthi 61070 NA Self Employed 02-03-2018 Valid in Good Standing3658 Mumbai Raja R 15087 Senior Vice President UTI AMC Ltd 31-03-2016 Certification / Renewal Awaited 3659 Mumbai Rajan Krishnan NA CEO Baroda Pioneer Asset Management Company 31-03-2008 Certification / Renewal Awaited 3660 Mumbai Rajat Jain NA Chief Investment Officer Principal PNB AMC Pvt Ltd 31-03-2008 Certification / Renewal Awaited 3661 Mumbai Rajeev K Singhal 35650 Assistant General Manager State Bank of India 13-12-2013 Certification / Renewal Awaited 3662 Mumbai Rajeev N Thakkar 31740 CEO and Director Parag Parikh Financial Advisory Services Ltd 02-07-2010 Certification / Renewal Awaited 3663 Mumbai Rajeev Narayan Rajwade 14340 NA NA -NA- Certification / Renewal Awaited 3664 Mumbai Rajeev Ramesh Thakkar 52529 COO ING Investment Management Pvt. Ltd 22-12-2017 Valid in Good Standing3665 Mumbai Rajen K Gala 32981 Proprietor Wealth Man 01-02-2018 Valid in Good Standing3666 Mumbai Rajendra Bhupendra Bhatia 16650 CEO Arthashastra Financial Planners 26-03-2016 Certification / Renewal Awaited 3667 Mumbai Rajendra Jagtap 48709 Proprietor Yashraj Investment 21-11-2012 Certification / Renewal Awaited 3668 Mumbai Rajendra Kalur 58818 CEO Trustplutus Wealth Managers (I) Pvt Ltd 24-01-2018 Valid in Good Standing3669 Mumbai Rajendra Kishinchand Bhatia 79594 NA NA -NA- Certification / Renewal Awaited 3670 Mumbai Rajendra Pachare 35021 Proprietor Rajendra Investments 14-04-2017 Valid in Good Standing

3671 Mumbai Rajendra Singh Wadhawa 33128 Deputy Manager State Bank of India 09-07-2017 Valid in Good Standing3672 Mumbai Rajesh Bhojani 24795 Head Examination Services (West India) British Council 31-03-2012 Certification / Renewal Awaited 3673 Mumbai Rajesh Dilip Dossa 22648 Proprietor Life Strategies 15-02-2018 Valid in Good Standing3674 Mumbai Rajesh F Bajaj 23070 Development Officer Life Insurance Corporation of India 11-01-2018 Valid in Good Standing3675 Mumbai Rajesh Inamdar 18586 Proprietor M/s Carewell Insurance Consultants 31-03-2018 Valid in Good Standing3676 Mumbai Rajesh Jogdand 15631 Partner Yogeshwari Finance 14-06-2017 Valid in Good Standing3677 Mumbai Rajesh M Gada 16035 Director Gada & Haria Financial Planners Pvt Ltd 29-11-2017 Valid in Good Standing3678 Mumbai Rajesh P Kadam 18154 Managing Director Deep Financial Consultancy 31-03-2018 Valid in Good Standing3679 Mumbai Rajesh Pachisia 24796 Managing Director Fortitude Securities Ltd 31-03-2017 Valid in Good Standing3680 Mumbai Rajesh R Dhawan 24915 Proprietor Dhawan R R & Co -NA- Certification / Renewal Awaited 3681 Mumbai Rajesh S Joshi 16262 Project Leader Mahindra Consulting 31-03-2017 Valid in Good Standing3682 Mumbai Rajesh Subhash Jadhav 47876 NA NA -NA- Certification / Renewal Awaited 3683 Mumbai Rajini Sridhar 17044 Zonal Manager - Learning and Development HDFC Standard Life Insurance Co Ltd 22-09-2016 Certification / Renewal Awaited 3684 Mumbai Rajiv Chhabria 15808 Assistant Vice President - Sales Sundaram Asset Management Co Ltd 31-03-2017 Valid in Good Standing3685 Mumbai Rajiv Kumar Gupta 24841 Founder & Director Insta Remedy 31-03-2017 Valid in Good Standing3686 Mumbai Rajiv R Toppo 25061 Assistant Vice President UTI AMC Limited 19-01-2010 Certification / Renewal Awaited 3687 Mumbai Rajiv Raina 21182 NA NA -NA- Certification / Renewal Awaited 3688 Mumbai Rajiv Sudhir Mehta 51930 Vice President Motilal Oswal Wealth Management Ltd 31-03-2017 Valid in Good Standing3689 Mumbai Rajkumar A Upadhyay 23517 NA NA 19-01-2018 Valid in Good Standing3690 Mumbai Rajnish Narula NA CEO & MD Canara Robeco AMC Ltd 31-03-2007 Certification / Renewal Awaited 3691 Mumbai Raju Narsimhulu Suram 49680 Asst Manager State Bank of India 24-01-2012 Certification / Renewal Awaited 3692 Mumbai Rakesh Chandrakant Pawar 48540 Finacial Advisor India Infoline Distributtion Ltd 17-07-2013 Certification / Renewal Awaited 3693 Mumbai Rakesh Kantilal Rathod 21200 HEAD MARKETING Expanza Access Ltd -NA- Certification / Renewal Awaited 3694 Mumbai Rakesh Kumar Sikka 33667 Manager State Bank of India 14-04-2017 Valid in Good Standing3695 Mumbai Rakesh Madhukar Shirke 45641 Insurance Agent Metlife Alico 15-09-2015 Certification / Renewal Awaited 3696 Mumbai Rakesh Sitaram Bait 32735 Asst Manager NJ Indiainvest Pvt Ltd. -NA- Certification / Renewal Awaited 3697 Mumbai Rakhee Ganshyamdas Bhagchandani 36565 Manager ICICI Prudential Asset Management Co Ltd 17-03-2017 Valid in Good Standing3698 Mumbai Ram K Valia 33125 Equity Advisor Edelweiss Capital Ltd -NA- Certification / Renewal Awaited 3699 Mumbai Raman Grover 24889 Head - West, Global Wealth Management Quant Capital Advisors Pvt Ltd 31-03-2018 Valid in Good Standing3700 Mumbai Raminder Singh Chadha 38716 NA Self Employed 09-02-2015 Certification / Renewal Awaited 3701 Mumbai Ranen Gandhi 14092 Senior Vice President Star Union Dai-Ichi Life Insurance 05-05-2016 Certification / Renewal Awaited 3702 Mumbai Ranjan K Biswal 25028 Vice President UTI AMC Limited -NA- Certification / Renewal Awaited 3703 Mumbai Ranjeet S Mudholkar 24798 Vice Chairman and CEO Financial Planning Standards Board India 31-03-2017 Valid in Good Standing3704 Mumbai Rashi Sanjay Jain 70089 NA NA -NA- Certification / Renewal Awaited 3705 Mumbai Rashi Sunil Jain 21211 NA NA -NA- Certification / Renewal Awaited 3706 Mumbai Rasila Gandhi 82991 NA NA -NA- Certification / Renewal Awaited 3707 Mumbai Ratnadeep J Patil 28090 Agent Life Insurance Corporation of India 19-03-2017 Valid in Good Standing3708 Mumbai Ravi Radhakrishna Kamath 78775 AVP Business Solutions Ace Derivatives And Commodity Exchange Limited 15-03-2017 Valid in Good Standing3709 Mumbai Ravikant M Rathore 20282 Senior Manager State Bank of India -NA- Certification / Renewal Awaited 3710 Mumbai Ravinder Gehimal Jethani 14904 Proprietor BeyondLife Insurance & Investment Advisory 11-12-2017 Valid in Good Standing3711 Mumbai Ravinder Singh Chawla 30896 NA Self Employed 09-01-2014 Certification / Renewal Awaited 3712 Mumbai Raviraj Shetty 54829 Financial Advisor International Money Matters Pvt Ltd 24-07-2017 Valid in Good Standing3713 Mumbai Ravneet Amarjit Sethi 23095 Associate MSCI Services Pvt Ltd 22-12-2017 Valid in Good Standing3714 Mumbai Reema Mehta 28294 NA NA -NA- Certification / Renewal Awaited 3715 Mumbai Rekha Maneesh Mohnot 81167 Agent Life Insurance Corporation of India 08-12-2017 Valid in Good Standing3716 Mumbai Remya Nair 31508 Junior Associate Edelweiss Securities Ltd. -NA- Certification / Renewal Awaited 3717 Mumbai Renu Naresh Dhawan 55450 Insurance Advisor ICICI Prudential Life Insurance Co Ltd 08-04-2016 Certification / Renewal Awaited 3718 Mumbai Renuka Alvares 14910 Ex AVP Financial Planning Ask Wealth Advisors Pvt Ltd 31-03-2009 Certification / Renewal Awaited 3719 Mumbai Richa Prakash Jain 86128 NA NA -NA- Certification / Renewal Awaited 3720 Mumbai Richa Sunil Chandwani 72490 NA NA -NA- Certification / Renewal Awaited 3721 Mumbai Riddhi Bipin Mody 79717 NA Self Employed -NA- Certification / Renewal Awaited 3722 Mumbai Riddhi Jayantilal Shah 45261 NA NA -NA- Certification / Renewal Awaited 3723 Mumbai Riddhi Ketan Doshi 73341 NA NA -NA- Certification / Renewal Awaited 3724 Mumbai Riddhi Rajendra Agarwal 51649 Analyst Deutsche Bank AG 08-06-2017 Valid in Good Standing3725 Mumbai Riddhish Pankaj Shah 23539 Team Member JP Morgan Chase & Co. -NA- Certification / Renewal Awaited 3726 Mumbai Rihen Hiten Shah 71667 NA NA -NA- Certification / Renewal Awaited 3727 Mumbai Riju Tibrewal 15335 Visiting Faculty Atharva College 23-03-2017 Valid in Good Standing3728 Mumbai Riken Navinchandra Vira 28293 NA NA -NA- Certification / Renewal Awaited 3729 Mumbai Rikin Deepak Shah 49701 NA NA -NA- Certification / Renewal Awaited 3730 Mumbai Rikita Shah 64457 NA NA -NA- Certification / Renewal Awaited 3731 Mumbai Rima Parikh 16047 NA Self Employed 31-03-2017 Valid in Good Standing3732 Mumbai Rina Ramnik Gala 48957 NA Self Employed 27-06-2014 Certification / Renewal Awaited 3733 Mumbai Rinku Deepak Jain 45427 NA NA -NA- Certification / Renewal Awaited 3734 Mumbai Rinky Anwar Premji 84366 NA NA -NA- Certification / Renewal Awaited 3735 Mumbai Rishabh Rajkumar Adukia 23541 NA NA -NA- Certification / Renewal Awaited 3736 Mumbai Rishabh S Misra 76515 Equity Advisor ICICI Securities Ltd 23-11-2017 Valid in Good Standing3737 Mumbai Rishi Brijmohan Khanna 47382 NA Self Employed 25-08-2017 Valid in Good Standing3738 Mumbai Rishi Sunil Thaker 54555 NA NA -NA- Certification / Renewal Awaited 3739 Mumbai Rishika Seth 45651 Trainee Ghalla & Bhansali Securities Pvt Ltd 27-06-2013 Certification / Renewal Awaited 3740 Mumbai Rita Santosh Jaiswar 82090 NA NA -NA- Certification / Renewal Awaited 3741 Mumbai Ritesh Krishna Mithbaokar 64883 Wealthsurance Advisor IDBI Federal Life Insurance Co Ltd 02-04-2017 Valid in Good Standing3742 Mumbai Ritesh Pradeep Kochhar 78424 Insurance Advisor R.S. Insurance 24-05-2017 Valid in Good Standing

3743 Mumbai Ritesh Ramniklal Shah 38628 Article Assistant CA Hitesh K Shah -NA- Certification / Renewal Awaited 3744 Mumbai Ritesh Subhash Bhagwati 34596 NA NA -NA- Certification / Renewal Awaited 3745 Mumbai Rithika Gopala Ramaratnam 74904 NA NA -NA- Certification / Renewal Awaited 3746 Mumbai Riya Sanjay Mishra 82088 NA NA -NA- Certification / Renewal Awaited 3747 Mumbai Rohan V Kale 20290 Propreitor Equimax Investments -NA- Certification / Renewal Awaited 3748 Mumbai Rohil Bhadresh Mehta 40986 Financial Planner Ffreedom Financial Planner -NA- Certification / Renewal Awaited 3749 Mumbai Rohini Ramesh Joglekar 23101 Manager Internal Audit ICICI Prudential Life Insurance Co Ltd -NA- Certification / Renewal Awaited 3750 Mumbai Rohit Bharat Patel 74334 Financial Planner Etica Wealth Management -NA- Certification / Renewal Awaited 3751 Mumbai Rohit Chopra NA Director - Private Wealth Management Deutsche Bank A G 31-03-2008 Certification / Renewal Awaited 3752 Mumbai Rohit L Semlani 31871 NA NA -NA- Certification / Renewal Awaited 3753 Mumbai Rohit Shah 51330 Founder and CEO Getting You Rich 29-04-2017 Valid in Good Standing3754 Mumbai Romil Jayesh Doshi 57222 NA NA -NA- Certification / Renewal Awaited 3755 Mumbai Romil P Lakhani 23860 Managing Director Fincare Services 25-05-2017 Valid in Good Standing3756 Mumbai Romila Nijhawan 42138 Senior Manager ICICI Securities Ltd 10-03-2012 Certification / Renewal Awaited 3757 Mumbai Rominder S Dhonsi 30861 Deputy Manager L& T Investment Management Pvt Ltd 01-02-2012 Certification / Renewal Awaited 3758 Mumbai Ronak Dinesh Parmar 38874 NA NA -NA- Certification / Renewal Awaited 3759 Mumbai Ronak Dipak Morjaria 34085 Research Analyst ApnaPaisa Pvt Ltd 20-01-2016 Certification / Renewal Awaited 3760 Mumbai Ronak Kishor Morbia 65986 Proprietor Krish Enterprise -NA- Certification / Renewal Awaited 3761 Mumbai Ronak Shailesh Shah 38292 NA NA -NA- Certification / Renewal Awaited 3762 Mumbai Ronaq Varma 35979 NA NA -NA- Certification / Renewal Awaited 3763 Mumbai Roohi R Menon 32262 Executive Advisor Tata AIA Life Insurance Co Ltd 10-09-2015 Certification / Renewal Awaited 3764 Mumbai Roopa Iyengar B 28357 NA NA -NA- Certification / Renewal Awaited 3765 Mumbai Roshni Dinesh Gandhi 64850 NA NA -NA- Certification / Renewal Awaited 3766 Mumbai Roshni Vasantrai Desai 23552 Financial Planner VSK Financial Services P Ltd 07-12-2017 Valid in Good Standing3767 Mumbai Ruchir Manharlal Ambani 24436 AVP-Private Clients Barclays Wealth & Investment Management 04-12-2016 Certification / Renewal Awaited 3768 Mumbai Ruchita Girish Makwana 80353 Senior Telecaller Officer Hdb Financial Services -NA- Certification / Renewal Awaited 3769 Mumbai Rufino Noel Dsouza 82162 NA NA -NA- Certification / Renewal Awaited 3770 Mumbai Rujuta Vikram Parekh 20294 Senior Manager IIFL Private Wealth Management Ltd 13-05-2014 Certification / Renewal Awaited 3771 Mumbai Rupali Ramchandra Rane 51021 Sales Executive Saubhagya Investment 10-06-2017 Valid in Good Standing3772 Mumbai Rupesh Chiman Shah 43555 Agent The New India Assurance Co Ltd 21-11-2017 Valid in Good Standing3773 Mumbai Rushabh Kishor Vora 53277 NA NA -NA- Certification / Renewal Awaited 3774 Mumbai Rushabh Mahendra Ajmera 69170 Financial Planning Executive Water and Shark Advisors Pvt. Ltd. 02-11-2017 Valid in Good Standing3775 Mumbai Rushabh Nitin Doshi 77341 Asst Manager Tata Consultancy Services 21-04-2015 Certification / Renewal Awaited 3776 Mumbai Rushabh Parimal Shah 41047 NA NA -NA- Certification / Renewal Awaited 3777 Mumbai Rushabh Sudhirbhai Shah 64819 NA NA -NA- Certification / Renewal Awaited 3778 Mumbai Rushi Hitesh Shah 84019 NA NA -NA- Certification / Renewal Awaited 3779 Mumbai Rustom J Kutar 24943 Proprietor RJ Wealth Advisors 31-03-2015 Certification / Renewal Awaited 3780 Mumbai Rutu Dave 78370 NA NA -NA- Certification / Renewal Awaited 3781 Mumbai S Bhuvana 17677 NA Self Employed 21-06-2017 Valid in Good Standing3782 Mumbai S Ganashyam NA ED & CEO -Retail Financial Services Centrum 31-03-2007 Certification / Renewal Awaited 3783 Mumbai S Ganesh 24995 Senior Vice President UTI AMC Ltd 08-06-2010 Certification / Renewal Awaited 3784 Mumbai Saahil Arun Sethi 30390 Investment Advisor HDFC Bank Ltd 08-08-2013 Certification / Renewal Awaited 3785 Mumbai Saba Ahmed Bagdadi 35016 NA NA -NA- Certification / Renewal Awaited 3786 Mumbai Sabina N Agrawal 24975 Manager HDFC Bank Ltd 29-12-2016 Certification / Renewal Awaited 3787 Mumbai Sachin Goverdhandas Sodhani 71669 NA NA -NA- Certification / Renewal Awaited 3788 Mumbai Sachin Jialal Aggarwal 37189 Assistant Vice President Sushil Financial Services Pvt Ltd 10-03-2017 Valid in Good Standing3789 Mumbai Sachin Popatlal Kavedia 38418 Universal Relationship Manager HSBC InvestDirect (I) Ltd 18-07-2011 Certification / Renewal Awaited 3790 Mumbai Sachin Shashikant Parekh 36529 Proprietor Save N Protect Financial Planners 12-09-2017 Valid in Good Standing3791 Mumbai Sachin Sudhakar Khule 23556 Senior Manager Religare Asset Management Co Ltd 12-01-2013 Certification / Renewal Awaited 3792 Mumbai Sadananda Shetty 33531 General Manager - Marketing Mirah Dekor Ltd 29-09-2016 Certification / Renewal Awaited 3793 Mumbai Sadhana Ahuja 20303 NA Self Employed 07-06-2016 Certification / Renewal Awaited 3794 Mumbai Sadique M Neelagund 16061 Founder Network FP 31-03-2017 Valid in Good Standing3795 Mumbai Sagar Bhalesh Doshi 73340 NA NA -NA- Certification / Renewal Awaited 3796 Mumbai Sagar Kirtikumar Gandhi 59949 Senior Manager ICICI Securities Pvt. Ltd 03-01-2018 Valid in Good Standing3797 Mumbai Sagar Laherchand Gada 31042 NA NA -NA- Certification / Renewal Awaited 3798 Mumbai Sahil Atul Shah 62036 NA NA -NA- Certification / Renewal Awaited 3799 Mumbai Sahil Gupte 14758 Assistant Manager ICRA 31-03-2016 Certification / Renewal Awaited 3800 Mumbai Sahil Hemant Nandu 23868 Associate Ghalla Bhansali Group 09-07-2014 Certification / Renewal Awaited 3801 Mumbai Sahil K Doshi 30271 NA NA -NA- Certification / Renewal Awaited 3802 Mumbai Sahil Rajiv Sheth 54447 NA NA -NA- Certification / Renewal Awaited 3803 Mumbai Sailav Hemant Kaji 63910 Chief Strategist Padmakshi Financial Services Ltd 16-07-2013 Certification / Renewal Awaited 3804 Mumbai Sajag C Sanghavi 14643 NA Self Employed 31-03-2018 Valid in Good Standing3805 Mumbai Sajid H Flexwala 28067 NA NA -NA- Certification / Renewal Awaited 3806 Mumbai Saket Sanat Jain 56058 NA NA -NA- Certification / Renewal Awaited 3807 Mumbai Salil Avinash Jayawant 48193 Asst Manager Datamatics Financial Ser Ltd -NA- Certification / Renewal Awaited 3808 Mumbai Salil B Kothari 17927 Head - Financial Planning Cyclo Investments 31-03-2017 Valid in Good Standing3809 Mumbai Salim N Momin 36837 CEO Integrowth Investment Services 07-02-2018 Valid in Good Standing3810 Mumbai Salman Adam 31015 Proprietor Strategy 7 Financial Advisory Services 10-09-2014 Certification / Renewal Awaited 3811 Mumbai Sameer Dhondiram Jagade 49744 General Manager L&D Avenue Super Mart Ltd 20-06-2017 Valid in Good Standing3812 Mumbai Sameer Harivijay Gawde 46609 NA NA -NA- Certification / Renewal Awaited 3813 Mumbai Sameer Hiralal Lalwani 59289 Proprietor True Wealth Financial Planning 03-03-2017 Certification / Renewal Awaited 3814 Mumbai Sameer M Dani 19037 Proprietor JSK Wealth Managers 02-07-2010 Certification / Renewal Awaited

3815 Mumbai Sameer Mukesh Shah 23117 NA NA -NA- Certification / Renewal Awaited 3816 Mumbai Sameer S Kapoor 28096 Deputy Manager Anand Rathi Financial Services Ltd 29-12-2011 Certification / Renewal Awaited 3817 Mumbai Samir Vira 17928 Manager Motilal Oswal Securities Ltd 27-05-2010 Certification / Renewal Awaited 3818 Mumbai Sana Abu Sufiyan Shaikh 81843 Supervisee Mode Money Managers 29-09-2017 Valid in Good Standing3819 Mumbai Sanam Kiran Desai 51899 Financial Planner Kiran Sharestockers Pvt Ltd 01-09-2017 Valid in Good Standing3820 Mumbai Sanand Mukul Dekhane 87983 NA NA -NA- Certification / Renewal Awaited 3821 Mumbai Sanchita Chettiar 91078 NA NA -NA- Certification / Renewal Awaited 3822 Mumbai Sandeep C Vasa 16698 NA Self Employed 31-03-2018 Valid in Good Standing3823 Mumbai Sandeep Grover 24819 Vice President - Distribution Training Bharti Axa Life Insurance Company Ltd 31-03-2010 Certification / Renewal Awaited 3824 Mumbai Sandeep Kapoorchand Jain 44466 NA NA -NA- Certification / Renewal Awaited 3825 Mumbai Sandeep Kumar Sharma 58691 Head - Distribution Sales Kotak Mahindra AMC Ltd 26-03-2015 Certification / Renewal Awaited 3826 Mumbai Sandeep Singh 24877 National Sales Director Franklin Templeton Asset Management (India) Pvt Ltd 31-03-2017 Valid in Good Standing3827 Mumbai Sandeep Vashist 64845 Assistant General Manager State Bank of India -NA- Certification / Renewal Awaited 3828 Mumbai Sandhya R Bajaj 18837 Assistant Financial Planning Manager Bajaj Capital 31-03-2013 Certification / Renewal Awaited 3829 Mumbai Sangeeta Hemant 68583 Commercial Manager Voltas Ltd 23-02-2015 Certification / Renewal Awaited 3830 Mumbai Sangeeta R Varyani 21283 Development Officer Life Insurance Corporation of India 30-11-2015 Certification / Renewal Awaited 3831 Mumbai Sangeeta S Jhaveri 22691 CEO Prescient Financial Solutions 25-11-2017 Valid in Good Standing3832 Mumbai Sanil Shankar Chorge 48944 Office cum placement assistant YCP's AIT -NA- Certification / Renewal Awaited 3833 Mumbai Sanjay Agarwal 14240 General Manager CARE Ratings 31-03-2013 Certification / Renewal Awaited 3834 Mumbai Sanjay D Thakker 31883 NA Self Employed 06-09-2015 Certification / Renewal Awaited 3835 Mumbai Sanjay Dubey 81471 Managing Partner Aviva Life Insurance Company India Ltd 28-05-2017 Valid in Good Standing3836 Mumbai Sanjay H Ganatra 20326 Cluster Training Manager Tata AIA Life Insurance Co Ltd 29-04-2017 Valid in Good Standing3837 Mumbai Sanjay Kamalakar Mhatre 37212 Owner Wisemoney Financial Advisors -NA- Certification / Renewal Awaited 3838 Mumbai Sanjay Kumar 30852 Assistant Manager UTI AMC Ltd 27-02-2012 Certification / Renewal Awaited 3839 Mumbai Sanjay Kumar Bhattacharya 60887 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 3840 Mumbai Sanjay N Sachdev 24800 Chairman ZyFin Research 31-03-2017 Valid in Good Standing3841 Mumbai Sanjay Rajoria 69315 Head - Direct Sales and Distribution Standard Chartered Securities (I) Ltd 17-02-2018 Valid in Good Standing3842 Mumbai Sanjay Sanghavi 21290 Development Officer Life Insurance Corporation of India 29-11-2015 Certification / Renewal Awaited 3843 Mumbai Sanjay Shukla 36076 Chief Manager State Bank Of India -NA- Certification / Renewal Awaited 3844 Mumbai Sanjay V Doshi 19827 Partner Morpheus Wms And Balance Equity Broking (I) Pvt Ltd 31-03-2009 Certification / Renewal Awaited 3845 Mumbai Sanjay V Maurya 28086 Assistant Manager ICICI Bank Ltd 10-07-2015 Certification / Renewal Awaited 3846 Mumbai Sanjeev Agarwal NA Managing Director Revah Corp Ltd 31-03-2006 Certification / Renewal Awaited 3847 Mumbai Sanjeev Balkrishna Kumar 47360 MD Om Shares & Investment Securities Pvt Ltd -NA- Certification / Renewal Awaited 3848 Mumbai Sanjeev Subramaniam Iyer 54846 NA NA -NA- Certification / Renewal Awaited 3849 Mumbai Sanjiv Roy 24806 Financial Planner Self Employed 31-03-2010 Certification / Renewal Awaited 3850 Mumbai Sanjiv Shyamlal Chadha 20331 Manager - Corporate Agency HDFC Standard Life Insurance Co Ltd 17-05-2016 Certification / Renewal Awaited 3851 Mumbai Sankar A V 15877 Asst Vice President National Institute Securities Market 31-03-2011 Certification / Renewal Awaited 3852 Mumbai Sankar Ramakrishnan 28308 Process Associate Tata Counsultancy Services Pvt Ltd -NA- Certification / Renewal Awaited 3853 Mumbai Sanket Amrut Vora 17709 Fund Accountant Capita India Private Limited -NA- Certification / Renewal Awaited 3854 Mumbai Sanket Digambar Rane 20332 NA NA -NA- Certification / Renewal Awaited 3855 Mumbai Sanket Inder Shrikanth 20333 Customer Relationship executive 4C Wealth Enhancers 20-05-2011 Certification / Renewal Awaited 3856 Mumbai Sanket Naresh Shah 72884 Trainee VR Wealth Advisors Pvt. Ltd. 09-11-2017 Valid in Good Standing3857 Mumbai Sanket Pawan Patodia 56633 NA NA -NA- Certification / Renewal Awaited 3858 Mumbai Sankha Mukerjee 31523 Associate Vice President Reliance Securities Ltd 14-04-2017 Valid in Good Standing3859 Mumbai Sanskruti Satyen Patne 40623 Office Assistant S P Enterprises 21-02-2014 Certification / Renewal Awaited 3860 Mumbai Santosh Kumar 44620 Analyst Deutsche Bank A G 11-07-2012 Certification / Renewal Awaited 3861 Mumbai Santosh Kumar Pandey 43468 Manager SBI Funds Management Pvt Ltd 01-08-2012 Certification / Renewal Awaited 3862 Mumbai Santosh R Shetti 16706 Program Manager - Investments & Research, Wealth Management Yes Bank Ltd 16-04-2017 Valid in Good Standing3863 Mumbai Santosh Sharad Roy 49440 IFA UTI AMC Limited -NA- Certification / Renewal Awaited 3864 Mumbai Santosh Shridhar Manjrekar 28163 Founder Quibus Capital 16-02-2018 Valid in Good Standing3865 Mumbai Santosh Srivastava 31276 Head - Alternate Channel Kotak Securities Limited 05-03-2010 Certification / Renewal Awaited 3866 Mumbai Sapna Prakash Punjabi 58564 Insurance Advisor ICICI Prudential Life Insurance Co Ltd 10-02-2018 Valid in Good Standing3867 Mumbai Sara Sneha Philip 56741 NA NA -NA- Certification / Renewal Awaited 3868 Mumbai Sarang D Tembe 22706 Senior Manager Edelweiss Securities Ltd 02-11-2017 Valid in Good Standing3869 Mumbai Saranya Ashok 55696 NA NA -NA- Certification / Renewal Awaited 3870 Mumbai Sarika A Suratkar 19047 Manager Electro Craft Systems 17-12-2010 Certification / Renewal Awaited 3871 Mumbai Sarthak Vijay Gandhi 69884 NA NA -NA- Certification / Renewal Awaited 3872 Mumbai Sashi Krishnan NA DBS Cholamandalam AMC 31-03-2007 Certification / Renewal Awaited 3873 Mumbai Sashin Dinesh Haria 45142 Director Magic Electronics (Mum) Pvt Ltd 22-04-2017 Valid in Good Standing3874 Mumbai Satish Ghanshani 46983 NA NA -NA- Certification / Renewal Awaited 3875 Mumbai Satish M Tonape 25030 Assistant Manager UTI AMC Ltd 29-11-2011 Certification / Renewal Awaited 3876 Mumbai Satish P Manjure 18184 Development Officer Life Insurance Corporation of India 16-04-2017 Valid in Good Standing3877 Mumbai Satish R Ghia 15668 NA Self Employed 05-05-2010 Certification / Renewal Awaited 3878 Mumbai Satish Vishvas Jeurkar 69788 NA Self Employed 10-08-2017 Valid in Good Standing3879 Mumbai Saurabh A Zaveri 36981 NA Self Employed 17-07-2014 Certification / Renewal Awaited 3880 Mumbai Saurabh Ganesh Agarwal 86177 NA NA -NA- Certification / Renewal Awaited 3881 Mumbai Saurabh Shrivastav 43324 Key Account Manager Motilal Oswal Securities Ltd 08-06-2017 Valid in Good Standing3882 Mumbai Saurabh Subhash Mittal 61539 Founder Partner Circle Wealth Advisors 25-02-2017 Certification / Renewal Awaited 3883 Mumbai Sayali Sawant 86815 NA NA -NA- Certification / Renewal Awaited 3884 Mumbai Seema G Naik 23584 Assistant Manager IL&FS Securities Services Ltd 14-04-2015 Certification / Renewal Awaited 3885 Mumbai Sejal Bharat Furia 36648 NA NA -NA- Certification / Renewal Awaited 3886 Mumbai Sejal G Patel 35555 NA NA -NA- Certification / Renewal Awaited

3887 Mumbai Senthil G 16441 Manager - Institutional Sales HDFC Asset Management Co Ltd 31-03-2017 Valid in Good Standing3888 Mumbai Sethuram N Iyer 24829 Chief Representative UniCredit Bank 31-03-2014 Certification / Renewal Awaited 3889 Mumbai Shabbar Z Sheerazi 14654 CEO Golden Touch Consulting 31-03-2017 Valid in Good Standing3890 Mumbai Shailendra Bhandari NA Managing Director Centurion Bank of Punjab Ltd 31-03-2008 Certification / Renewal Awaited 3891 Mumbai Shailesh Harinath Yadav 58335 NA NA -NA- Certification / Renewal Awaited 3892 Mumbai Shailesh V Haribhakti 24830 Chairman DH Cosultants Pvt Ltd 31-03-2017 Valid in Good Standing3893 Mumbai Shaily Haresh Chheda 53414 NA NA -NA- Certification / Renewal Awaited 3894 Mumbai Shaival Shah 48699 Senior Manager S Nagardas Mohanlala Stock Broking Pvt Ltd 24-01-2018 Valid in Good Standing3895 Mumbai Shalaka Prabhakar Pansare 39752 Manager Insure Policy Plus 01-02-2012 Certification / Renewal Awaited 3896 Mumbai Shalmali Suhas Kulkarni 52534 NA NA -NA- Certification / Renewal Awaited 3897 Mumbai Shanice Saju Akkara 85715 NA NA -NA- Certification / Renewal Awaited 3898 Mumbai Shankarnarayan A S 82379 Life Advisor Life Insurance Corporation of India 11-12-2017 Valid in Good Standing3899 Mumbai Sharad Kumar 24898 Manager State Bank of India 31-03-2017 Valid in Good Standing3900 Mumbai Sharad Sharma 28439 Founder Capital Journey 14-12-2017 Valid in Good Standing3901 Mumbai Sharad Sharma 24803 CEO BNP Paribas Mutual Funds 31-03-2017 Valid in Good Standing3902 Mumbai Shashank Champak Joshi 37664 Partner Akshay Financial Elucidators 22-05-2017 Valid in Good Standing3903 Mumbai Sheela Jayaraman 31292 Proprietor Sai Investments 15-02-2018 Valid in Good Standing3904 Mumbai Sheela Mistry 45409 Associate Vice President Optima Money Managers Pvt Ltd 04-12-2012 Certification / Renewal Awaited 3905 Mumbai Sheetal Jitendra Talreja 81872 NA NA -NA- Certification / Renewal Awaited 3906 Mumbai Sheetal K Jhaveri 16717 Consultant Dhan Planners 16-04-2017 Valid in Good Standing3907 Mumbai Sheetal Kirtikumar Shah 22724 NA NA -NA- Certification / Renewal Awaited 3908 Mumbai Shefali J Jain 23142 NA NA -NA- Certification / Renewal Awaited 3909 Mumbai Shekhar Srivastava 47834 BDM Bajaj Dist Financial Ltd -NA- Certification / Renewal Awaited 3910 Mumbai Sheral Shah 91085 NA NA -NA- Certification / Renewal Awaited 3911 Mumbai Shibani Prabhat Kurup 86400 Director SPK Advisor 08-02-2017 Certification / Renewal Awaited 3912 Mumbai Shifa M Hasanali 20358 Proprietor PIE Financials 17-02-2017 Certification / Renewal Awaited 3913 Mumbai Shikha Hora Kamdar 55797 Head of Private Wealth Management Future Capital Financial Services Limited 31-03-2007 Certification / Renewal Awaited 3914 Mumbai Shilpa Ajay Thakkar 45746 Sales Development Manager HDFC Standard Life Insurance Co Ltd -NA- Certification / Renewal Awaited 3915 Mumbai Shilpa M Sawant 16084 Banking Assistant HSBC Ltd 31-03-2013 Certification / Renewal Awaited 3916 Mumbai Shilpa Prabhu 19059 NA NA -NA- Certification / Renewal Awaited 3917 Mumbai SHILPA RITESH TILVE 69971 Accounts Executive Smart I Electronics Systems Pvt. Ltd. -NA- Certification / Renewal Awaited 3918 Mumbai Shilpa S Jain 16083 Proprietor F1Fx_Facilitate Learning 31-03-2011 Certification / Renewal Awaited 3919 Mumbai Shilpa S Wagh 53740 Financial Advisor Wagh Financials 05-06-2017 Valid in Good Standing3920 Mumbai Shilpa Sabareesan Nair 38658 Seniour Associate J M Financial Services Pvt Ltd -NA- Certification / Renewal Awaited 3921 Mumbai Shirish G Patel 36653 CEO Prudent Corporate Advisory Services Ltd 08-12-2016 Certification / Renewal Awaited 3922 Mumbai Shital Dadarao Zele 53602 Assistant Audit Manager Ranawat Soni & Co 12-01-2015 Certification / Renewal Awaited 3923 Mumbai Shivangi Shah 89346 NA NA -NA- Certification / Renewal Awaited 3924 Mumbai Shivani A Jain 20364 Program Director Grant Thornton -NA- Certification / Renewal Awaited 3925 Mumbai Shivani A Parikh 35827 Deputy Manager Kotak Mahindra AMC Ltd 27-07-2013 Certification / Renewal Awaited 3926 Mumbai Shivani Nimish Motipara 70388 NA NA -NA- Certification / Renewal Awaited 3927 Mumbai Shivani R Shirsat 16292 Assistant Academic Head International College of Financial Planning Ltd 31-03-2014 Certification / Renewal Awaited 3928 Mumbai Shivani Ravindra Upadhyay 20365 NA NA -NA- Certification / Renewal Awaited 3929 Mumbai Shraddha Kamal Khandhadia 51002 NA NA 09-01-2018 Valid in Good Standing3930 Mumbai Shraddha R Khiste 40909 Branch Manager State Bank of India 20-04-2015 Certification / Renewal Awaited 3931 Mumbai Shraddha Ramesh Poladia 68649 NA NA -NA- Certification / Renewal Awaited 3932 Mumbai Shreeram M Dhuri 25086 Partner Kulkarni Dhuri And Co -NA- Certification / Renewal Awaited 3933 Mumbai Shrenik Daga 86898 Senior Manager IndiaNivesh Securities Ltd. 30-06-2017 Valid in Good Standing3934 Mumbai Shrey Mahendra Munot 42047 NA NA -NA- Certification / Renewal Awaited 3935 Mumbai Shreya Jagdish Nagwekar 82465 Branch Credit Manager Aditya Birla Housing Finance Ltd. 19-08-2017 Valid in Good Standing3936 Mumbai Shreya Rajesh Mehta 86477 NA NA -NA- Certification / Renewal Awaited 3937 Mumbai Shreyans V Vora 38586 NA Self Employed 20-05-2017 Valid in Good Standing3938 Mumbai Shreyansh Narendra Mehta 21819 NA NA -NA- Certification / Renewal Awaited 3939 Mumbai shreyas shantilal sarvaiya 31249 NA NA -NA- Certification / Renewal Awaited 3940 Mumbai Shreyas Vilas Mendulkar 85103 NA NA -NA- Certification / Renewal Awaited 3941 Mumbai Shrikant Gowri Shankar 19846 Senior Relationship Manager SBI Funds Management Pvt Ltd 13-09-2017 Valid in Good Standing3942 Mumbai Shrikant Madhukar Salgar 62748 Investment Advisor Angel Broking Pvt Ltd -NA- Certification / Renewal Awaited 3943 Mumbai Shrinivas S Narvilkar 24644 Deputy General Manager State Bank of India 11-11-2017 Valid in Good Standing3944 Mumbai Shriniwas Venkateshwar Dyavarishetty 40721 Partner Money Shastra Consultants LLP 26-05-2014 Certification / Renewal Awaited 3945 Mumbai Shriram Kannan Iyengar 77265 GM Finance Shanti Gold 21-04-2017 Valid in Good Standing3946 Mumbai Shrirang Mohan Chitale 58636 NA NA -NA- Certification / Renewal Awaited 3947 Mumbai Shruti Anil Shah 45523 NA NA -NA- Certification / Renewal Awaited 3948 Mumbai Shruti Jain 31077 Assistant Manager Vmr Securities Pvt Ltd 01-11-2017 Valid in Good Standing3949 Mumbai Shruti Kajaria 78539 NA NA -NA- Certification / Renewal Awaited 3950 Mumbai Shruti Prasannakumar Kulkarni 28639 NA NA -NA- Certification / Renewal Awaited 3951 Mumbai Shweta A Dharap 16091 Senior Manager AEGON Religare Life Insurance Co Ltd 16-03-2012 Certification / Renewal Awaited 3952 Mumbai Shweta Ashok Sawant 85019 NA NA -NA- Certification / Renewal Awaited 3953 Mumbai Shweta Sunil Hariani 65988 Senior Process Associate Aegis Ltd -NA- Certification / Renewal Awaited 3954 Mumbai Shweta Suresh Shah 21823 Partner NJ Indiainvest Pvt Ltd. 25-04-2017 Valid in Good Standing3955 Mumbai Siddarth Ketan Mehta 79402 NA NA -NA- Certification / Renewal Awaited 3956 Mumbai Siddesh Prakash Chavan 39196 Associate Ffreedom Wealth Solutions 24-05-2017 Valid in Good Standing3957 Mumbai Siddharth Coelho Prabhu 94351 CEO Savvy 20-09-2017 Valid in Good Standing3958 Mumbai Siddharth Das 18856 Asst Manager Birla Sunlife Amc Ltd 31-03-2009 Certification / Renewal Awaited

3959 Mumbai Siddharth Nimesh Chokshi 38626 NA NA -NA- Certification / Renewal Awaited 3960 Mumbai Siddhesh Dilip Jain 67718 NA NA -NA- Certification / Renewal Awaited 3961 Mumbai Siky Shah 18688 Relationship Manager Sykes & Ray Equities (I) Ltd -NA- Certification / Renewal Awaited 3962 Mumbai Silky P Jain 31576 Research Analyst Independent Research Pvt Ltd -NA- Certification / Renewal Awaited 3963 Mumbai Silky Punglia 87753 NA NA -NA- Certification / Renewal Awaited 3964 Mumbai Sitansu S Acharya 21359 Independent Financial Planner Self Employed 27-02-2018 Valid in Good Standing3965 Mumbai Smita Bakhai 26527 Proprietor Bakhai Financial Services 20-04-2017 Valid in Good Standing3966 Mumbai Smita Mazumdar 45300 Assistant Professor NMIMS University 29-09-2015 Certification / Renewal Awaited 3967 Mumbai Smita Oka 93857 Assistant Manager Central Bank of India 24-01-2018 Valid in Good Standing3968 Mumbai Smruti Suresh Pitale 75693 NA NA -NA- Certification / Renewal Awaited 3969 Mumbai Sneha Dilip Punmiya 56395 Advisor Money Honey Financial Services -NA- Certification / Renewal Awaited 3970 Mumbai Sneha Kishore Mehta 45568 Executive Prescient Financial Solutions 20-09-2017 Valid in Good Standing3971 Mumbai Sneha Narendra Chheda 63303 Financial Coach My Finance Advisor 08-06-2017 Valid in Good Standing3972 Mumbai Sneha Talakshi Gala 23603 Pricing analyst Capita India Private Limited -NA- Certification / Renewal Awaited 3973 Mumbai Snehal Suneel Rahator 44660 NA NA -NA- Certification / Renewal Awaited 3974 Mumbai Sohil Amrut Dharod 36535 Sub Broker Daffodil Equity and Securities -NA- Certification / Renewal Awaited 3975 Mumbai Sohil Hitesh Gandhi 39954 NA NA -NA- Certification / Renewal Awaited 3976 Mumbai Sojan Thomas 23888 Founder Plan My Finance 03-12-2012 Certification / Renewal Awaited 3977 Mumbai Solomon Henry Pinto 81158 Team Member J.P.Morgan 17-11-2017 Valid in Good Standing3978 Mumbai Sonal Mittal 53910 Senior Executive Bonanza Portfolio Ltd -NA- Certification / Renewal Awaited 3979 Mumbai Sonal Nikhil Kantawala 52480 NA Self Employed 14-09-2015 Certification / Renewal Awaited 3980 Mumbai Sonali Shankar Sawant 47325 NA NA -NA- Certification / Renewal Awaited 3981 Mumbai Sonesh Navinchandra Dedhia 24525 Managing Director Manek Financial Advisors Pvt Ltd 08-06-2017 Valid in Good Standing3982 Mumbai Soni M Kartari 23159 Financial Advisor BRAIN POINT Investment Centre Pvt Ltd 08-06-2017 Valid in Good Standing3983 Mumbai Sridhar R 24842 Business Head SREI Mutual Fund Asset Mangement Pvt Ltd 31-03-2017 Valid in Good Standing3984 Mumbai Srinivas P L 35274 Dy Manager State Bank Of India -NA- Certification / Renewal Awaited 3985 Mumbai Srividya R 61297 Consultant Mars Planners and Properties Pvt Ltd 23-02-2018 Valid in Good Standing3986 Mumbai Srushti Dilip Savani 56733 NA NA -NA- Certification / Renewal Awaited 3987 Mumbai Subhankar Das 43318 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 3988 Mumbai Sucheta Shailesh Vajani 24536 NA NA -NA- Certification / Renewal Awaited 3989 Mumbai Suchit Ashok Shah 64026 NA NA -NA- Certification / Renewal Awaited 3990 Mumbai Sudarshan Sreedharan 22756 Relationship Manager Axis Bank Ltd -NA- Certification / Renewal Awaited 3991 Mumbai Sudeep Aggarwal 45501 Deputy Manager Bombay Stock Exchange 05-08-2012 Certification / Renewal Awaited 3992 Mumbai Sudhir Guiram Hati 29449 Manager Nomura Services India Pvt Ltd -NA- Certification / Renewal Awaited 3993 Mumbai Sudhir Sanjiva Shetty 50514 Group Head AD Factors PR Pvt Ltd -NA- Certification / Renewal Awaited 3994 Mumbai Sudip Kumar Mandal 45067 Manager DSP BlackRock Investment Managers Pvt Ltd 17-10-2012 Certification / Renewal Awaited 3995 Mumbai Suhas Naik NA Senior Vice President Infrastructure Leasing & Financial Services Limited 31-03-2006 Certification / Renewal Awaited 3996 Mumbai Sujit Jevatlal Shah 33332 QA HEAD ACE Software Solutions (I) Pvt. Ltd. 22-09-2017 Valid in Good Standing3997 Mumbai Sumeet Deepak Thorat 49204 NA NA -NA- Certification / Renewal Awaited 3998 Mumbai Sumeet Kewalchand Jain 74364 Deputy Manager HDFC Bank 16-12-2016 Certification / Renewal Awaited 3999 Mumbai Sumeet Vaid 24843 Founder & CEO Ffreedom Wealth Solutions Pvt Ltd 31-03-2017 Valid in Good Standing4000 Mumbai Sumit Arun Mirajkar 76010 NA NA -NA- Certification / Renewal Awaited 4001 Mumbai Sumit Bapusaheb Kamble 60322 Relationship Manager India Infoline Limited -NA- Certification / Renewal Awaited 4002 Mumbai Sumit Mehta 50094 Manager UTI AMC Ltd 13-12-2016 Certification / Renewal Awaited 4003 Mumbai Sumit S Kati 32037 Manager - Training Reliance Capital Asset Management Ltd 07-05-2012 Certification / Renewal Awaited 4004 Mumbai Sunil Kapoor 21836 Partner V5 Financial Planners Llp 18-01-2016 Certification / Renewal Awaited 4005 Mumbai Sunil Kumar 32676 Manager ICICI Bank Limited 10-03-2017 Valid in Good Standing4006 Mumbai Sunil Lala 18705 Financial Advisor Sl Wealth Management 15-04-2017 Valid in Good Standing4007 Mumbai Sunil Mehta 14364 Director Visa International 16-04-2010 Certification / Renewal Awaited 4008 Mumbai Sunil S Shah 41679 Proprietor Sunil S Shah & Associates 27-06-2014 Certification / Renewal Awaited 4009 Mumbai Sunil S Shahani 16305 NA Self Employed 31-03-2017 Valid in Good Standing4010 Mumbai Sunil Sivaramakrishnan 14961 NA Self Employed 26-02-2018 Valid in Good Standing4011 Mumbai Supriya Rajan Kubal 42031 Director iYOJANA 10-03-2018 Valid in Good Standing4012 Mumbai Surabhi Punamiya 89478 NA NA -NA- Certification / Renewal Awaited 4013 Mumbai Surabhi Verma 58097 Deputy Manager HDFC Bank Ltd -NA- Certification / Renewal Awaited 4014 Mumbai Suraj Kaeley 24804 Group President - Sales and Marketing UTI Asset Management Company Ltd 31-03-2017 Valid in Good Standing4015 Mumbai Suraj Rajmani Yadav 88576 Assistant Financial Planner Fino-Wise Financials 31-08-2017 Valid in Good Standing4016 Mumbai Suraj S Kapur 19140 FACULTY FINANCIAL PLANNING ACADEMY 31-03-2011 Certification / Renewal Awaited 4017 Mumbai Suraj Saraf 59472 Senior Manager Products L&T Mutual Fund 30-12-2016 Certification / Renewal Awaited 4018 Mumbai Suraj Vijay Batra 74761 NA NA -NA- Certification / Renewal Awaited 4019 Mumbai Surendra Kumar Panda 76845 MANAGER DEALING State Bank Of Mysore 07-10-2016 Certification / Renewal Awaited 4020 Mumbai Suresh Chandra Jena 50752 Asst. General Manager State Bank of India -NA- Certification / Renewal Awaited 4021 Mumbai Suresh Kumar Heerachand Jain 40864 Director Sure Insurance Brokers Pvt Ltd 09-01-2014 Certification / Renewal Awaited 4022 Mumbai Suresh Sadagopan 15780 Principal Consultant Allons Insurance Research & Consultants Pvt Ltd 30-03-2017 Valid in Good Standing4023 Mumbai Sushant J Patil 31092 Agency Relationship Executive Bajaj Allianz General Insurance Co' Ltd. -NA- Certification / Renewal Awaited 4024 Mumbai Sushanta Roy Choudhury 52389 Manager State Bank of India -NA- Certification / Renewal Awaited 4025 Mumbai Sushil Charanjitlal Sabarwal 76485 Proprietor Self Employed 27-01-2018 Valid in Good Standing4026 Mumbai Sushil Kumar Relan 35678 Asst General Manager State Bank of India 11-08-2011 Certification / Renewal Awaited 4027 Mumbai Sushma Jethanand Dialani 17127 Founder Credence Solutions 18-12-2016 Certification / Renewal Awaited 4028 Mumbai Suyog Lahu Patil 71661 Assistant Manager Accounts Il & Fs Investment Managers Ltd. 11-10-2017 Valid in Good Standing4029 Mumbai Suyog Suresh Kulkarni 77405 NA NA -NA- Certification / Renewal Awaited 4030 Mumbai Swapnil Pramod Lele 48718 Proprietor NS Investment Consultancy 21-11-2012 Certification / Renewal Awaited

4031 Mumbai Swapnil V Pawar 25075 Head HNI Business Karvy Pvt Wealth 24-06-2011 Certification / Renewal Awaited 4032 Mumbai Swarada Paranjape 89489 NA NA -NA- Certification / Renewal Awaited 4033 Mumbai Swaroop Suresh Kabre 37820 Proprietor Saiarpan Investments 22-06-2017 Valid in Good Standing4034 Mumbai Swati Kumari Jain 53188 NA NA -NA- Certification / Renewal Awaited 4035 Mumbai Swati Sanjay Ghaisas 25107 Assistant Vice President SBI Funds Management Pvt Ltd 21-11-2015 Certification / Renewal Awaited 4036 Mumbai Sweta Chandrakant Patel 22784 NA NA -NA- Certification / Renewal Awaited 4037 Mumbai Sweta Khandelwal 21423 NA NA -NA- Certification / Renewal Awaited 4038 Mumbai Sweta Velji Kariya 38012 NA NA -NA- Certification / Renewal Awaited 4039 Mumbai Switesh Parikh 17802 Branch Manager Development Credit Bank Ltd 18-09-2012 Certification / Renewal Awaited 4040 Mumbai Sylvia Furtado 32582 Assistant Manager HDFC Asset Management Company Limited -NA- Certification / Renewal Awaited 4041 Mumbai Tamanna Prakash Mulchandani 49088 NA NA -NA- Certification / Renewal Awaited 4042 Mumbai Tanvi Arun Joshi 24559 Product Manager S K Investments 04-10-2017 Valid in Good Standing4043 Mumbai Tanvi Deven Shah 64678 NA NA -NA- Certification / Renewal Awaited 4044 Mumbai Tanvi Ganesh Sawant 47908 Asst Manager State Bank of India 17-03-2012 Certification / Renewal Awaited 4045 Mumbai Tanvi Karvat 56863 NA NA -NA- Certification / Renewal Awaited 4046 Mumbai Tanvi Viraj Sadekar 63435 NA NA -NA- Certification / Renewal Awaited 4047 Mumbai Tanviralam Firozuddin Shaikh 35072 NA NA -NA- Certification / Renewal Awaited 4048 Mumbai Taral P Parekh 16116 NA Self Employed 31-03-2012 Certification / Renewal Awaited 4049 Mumbai Tarang Tushar Gandhi 68915 NA NA -NA- Certification / Renewal Awaited 4050 Mumbai Taranjit Singh Chanchok 46619 Agent Win Equity and Financial Services Pvt Ltd 24-01-2013 Certification / Renewal Awaited 4051 Mumbai Tarun Chugh NA Chief – Alternate Distribution ICICI Prudential Life Insurance Company Ltd 31-03-2006 Certification / Renewal Awaited 4052 Mumbai Tarun Gulabani 21850 Associate Vice President HDFC Bank 23-08-2016 Certification / Renewal Awaited 4053 Mumbai Tarun Suresh Birani 24979 Founder and CEO Tbng Capital Advisors Pvt Ltd 03-01-2017 Certification / Renewal Awaited 4054 Mumbai Taruna Chaturvedi 58175 NA NA -NA- Certification / Renewal Awaited 4055 Mumbai Tasneem Yusuf Allana 38700 Asst Vice Precident ABN AMRO Bank 25-02-2014 Certification / Renewal Awaited 4056 Mumbai Tavan Rajni Sheth 40174 NA Self Employed 27-11-2013 Certification / Renewal Awaited 4057 Mumbai Tejal Gandhi 16314 CEO and Founder Money Matters 22-04-2017 Valid in Good Standing4058 Mumbai Tejas Ashok Shah 19879 Financial Planner Pioneer Wealth Management 03-02-2018 Valid in Good Standing4059 Mumbai Tejas Ashwin Kumar Shah 28179 Manager Kotak Mahindra AMC Ltd 17-06-2017 Valid in Good Standing4060 Mumbai Tejas Bharatkumar Shah 88425 Agent Life Insurance Corporation of India 04-01-2018 Valid in Good Standing4061 Mumbai Tejas Khaladkar 29279 NA NA -NA- Certification / Renewal Awaited 4062 Mumbai Tejas Mahasukh Gosalia 18233 Partner Vardhman Investments -NA- Certification / Renewal Awaited 4063 Mumbai Tejas Praful Shah 62989 Financial Planner Praful Shah & Sons 15-04-2017 Valid in Good Standing4064 Mumbai Tejas Pranay Shah 58104 NA NA -NA- Certification / Renewal Awaited 4065 Mumbai Tejas Thakur 96037 Head of Sales Kotak Mutual Fund 27-12-2017 Valid in Good Standing4066 Mumbai Thomas Alan Pinto 49185 Team Leader Bank of America 12-10-2015 Certification / Renewal Awaited 4067 Mumbai Timmaraju Venkat Sudhakar 61716 Executive Vice President Kotak Mahindra Bank Ltd 05-02-2016 Certification / Renewal Awaited 4068 Mumbai Tinu S Shah 61846 Associate Vice President Jain Investment Planner Pvt. Ltd. 09-06-2017 Valid in Good Standing4069 Mumbai Tivesh Dinesh Shah 37498 Senior Financial Planner Ladder7 Financial Advisories 10-09-2017 Valid in Good Standing4070 Mumbai Trideep Choudhary 35828 Relationship Manager Quantum AMC Pvt Ltd 14-04-2011 Certification / Renewal Awaited 4071 Mumbai Trilok Kumar Mishra 28149 Financial Planner Trilok Mishra Financial Planners 28-07-2017 Valid in Good Standing4072 Mumbai Trupti Rajesh Rumade 49740 Agent Life Insurance Corporation of India 26-03-2017 Valid in Good Standing4073 Mumbai Tushar Kanakrai Ghelani 56642 Director Choice Securities Pvt Ltd 03-02-2017 Certification / Renewal Awaited 4074 Mumbai Tushar S Jagtap 21856 Manager IMS learning Resorces Pvt Ltd -NA- Certification / Renewal Awaited 4075 Mumbai Tushar Shah 21857 Proprietor Tushar Shah & Associates 11-02-2017 Certification / Renewal Awaited 4076 Mumbai Tushar Shyam Pawar 58249 Team Member JP Morgan Chase & Co. -NA- Certification / Renewal Awaited 4077 Mumbai Tushar Suryakant Parab 17135 NA NA -NA- Certification / Renewal Awaited 4078 Mumbai Uday Bhalchandra Patil 44981 Head - HR and Finance Arihant Adroid Infosystems Pvt Ltd 11-10-2013 Certification / Renewal Awaited 4079 Mumbai Udayan Basu 24805 Director - Sales & Marketing Indiabulls Asset Management Company Limited 31-03-2013 Certification / Renewal Awaited 4080 Mumbai Ulka Pradeep Shinde 51476 Assistant Manager UTI AMC Ltd 19-05-2017 Valid in Good Standing4081 Mumbai Uma Alias Parvati K S Hariharan 49854 Director - Financial Planning 1252 Financial Planners LLP 28-02-2018 Valid in Good Standing4082 Mumbai Uma Kumaravelan 16780 Proprietor Oak Tree Financial Planning 31-03-2017 Valid in Good Standing4083 Mumbai Uma Shashikant NA Chief Research & Development Officer Centre for Investment Education and Learning 31-03-2005 Certification / Renewal Awaited 4084 Mumbai Umang Mitul Mehta 81831 NA NA -NA- Certification / Renewal Awaited 4085 Mumbai Umesh Chandra 38009 Deputy General Manager State Bank of India 18-09-2017 Valid in Good Standing4086 Mumbai Umesh Magundappa Honnalli 45505 Deputy Manager HDFC Bank Ltd -NA- Certification / Renewal Awaited 4087 Mumbai Upasana R Mehta 23911 NA NA -NA- Certification / Renewal Awaited 4088 Mumbai Upendra Kantilal Gosar 37491 Development Officer LIC of India 30-06-2014 Certification / Renewal Awaited 4089 Mumbai Urmi Savla 87594 NA NA -NA- Certification / Renewal Awaited 4090 Mumbai Urmila Sawant 91282 Back Office Administrator Prudent Wealth Management 09-01-2018 Valid in Good Standing4091 Mumbai Urmila Vichare 37714 Financial Planner Dhanvriddhi Finvest Services Pvt Ltd 18-01-2016 Certification / Renewal Awaited 4092 Mumbai Urnita Amin 19093 Senior Manager - Financial Planning Ask Wealth Advisors Pvt Ltd 24-02-2018 Valid in Good Standing4093 Mumbai Urvashi P Ravasia 32597 NA NA -NA- Certification / Renewal Awaited 4094 Mumbai Urvesh Yogesh Vyas 40921 Senior Officer Asit C. Mehta Investment Interrmediates Ltd -NA- Certification / Renewal Awaited 4095 Mumbai Urvi B Bid 31628 NA NA -NA- Certification / Renewal Awaited 4096 Mumbai Urvi K Sheth 45215 NA NA -NA- Certification / Renewal Awaited 4097 Mumbai Usha Kishinchand Jhangiani 38556 Properitor Goldline Careers -NA- Certification / Renewal Awaited 4098 Mumbai Ushma Shah 20413 Senior Research Analyst ApnaPaisa Pvt Ltd 17-07-2013 Certification / Renewal Awaited 4099 Mumbai V S Kumar 88517 Country Head SBI Life Insurance Co. Ltd. -NA- Certification / Renewal Awaited 4100 Mumbai Vaibhav Bharat Shah 15393 Associate DBS Bank 28-03-2011 Certification / Renewal Awaited 4101 Mumbai Vaibhavi Pandit 94126 Para Fincancial Planner Citadelle Asset Advisors P Ltd. -NA- Certification / Renewal Awaited 4102 Mumbai Vaidarbhi V Lad 31889 NA Self Employed 12-05-2017 Valid in Good Standing

4103 Mumbai Vaidhyanathan Soundararajan 37857 Director Bharadhwaj Consultants 28-05-2016 Certification / Renewal Awaited 4104 Mumbai Vaidyanathan Sundar 68643 Financial Consultant Arjun Gupta 12-05-2017 Valid in Good Standing4105 Mumbai Vaidyanathan Sundaram 69380 Assistant Software Engineer Tata Consultancy Services 23-06-2015 Certification / Renewal Awaited 4106 Mumbai Vaishali Rahul Doshi 65293 Financial Planner Ladder7 Financial Advisories 09-06-2017 Valid in Good Standing4107 Mumbai Vaishali Rajan Shah 66350 NA NA -NA- Certification / Renewal Awaited 4108 Mumbai Vaishali Umesh Kale 53206 Founder & Proprietor V-Link Financial Services 21-12-2017 Valid in Good Standing4109 Mumbai Vaishali Yashvant Apte 84645 NA NA -NA- Certification / Renewal Awaited 4110 Mumbai Vaka Srinivasulu Reddy 62326 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 4111 Mumbai Valerian Dsouza 62870 Life Advisor Kotak Life Insurance 05-01-2018 Valid in Good Standing4112 Mumbai Vandana J Kashikar 14687 Director BRAIN POINT Investment Centre Pvt Ltd 21-01-2018 Valid in Good Standing4113 Mumbai Vandana V Gupta 21445 Co - Founder Planit Wealth 03-09-2014 Certification / Renewal Awaited 4114 Mumbai Vanita Shah 15714 NA NA -NA- Certification / Renewal Awaited 4115 Mumbai Vardhana Aaditya Chintalapati 31103 Senior Associate Morgan Stanley -NA- Certification / Renewal Awaited 4116 Mumbai Varij Madhukar Pujara NA Vice President & Head - Bancassurance, Health & Direct Marketing Birla Sun Life Insurance Co Ltd 31-03-2006 Certification / Renewal Awaited 4117 Mumbai Varsha Gajanan Mestry 23187 Development Officer Life InsuranceCorporation of India -NA- Certification / Renewal Awaited 4118 Mumbai Varsha Ramesh Rajput 91352 NA NA -NA- Certification / Renewal Awaited 4119 Mumbai Varsha T Murdeshwar 29406 NA Self Employed 24-07-2017 Valid in Good Standing4120 Mumbai Vasudevan Shashin 15164 NA Self Employed 31-03-2017 Valid in Good Standing4121 Mumbai Ved Prakash Chaturvedi NA Managing Director L&T Finance Holdings Limited 31-03-2008 Certification / Renewal Awaited 4122 Mumbai Veena Ameet Desai 39909 Partner Smart Bucks Financial Planners 19-03-2018 Valid in Good Standing4123 Mumbai Venkata Rama Rao Gupteswara Badisetti 47987 Chief Manager State Bank of India 13-06-2012 Certification / Renewal Awaited 4124 Mumbai Venkata Sathyanarayana Pulicherla 43335 Chief Manager State Bank of India 12-10-2012 Certification / Renewal Awaited 4125 Mumbai Venkatarjun Vadlamany 60520 NA Self Employed -NA- Certification / Renewal Awaited 4126 Mumbai Venkatesh Puthige 51912 Founder Gofinancialplan.com 27-11-2016 Certification / Renewal Awaited 4127 Mumbai Venkatesh Shankar 31627 Assistant Manager ICICI Securities Ltd 16-07-2016 Certification / Renewal Awaited 4128 Mumbai Vernon Savio Lewis 77969 NA NA -NA- Certification / Renewal Awaited 4129 Mumbai Vibhu Goel 42304 Associate Health Assurance Manager ICICI Prudential Life Insurance Co Ltd 28-04-2017 Valid in Good Standing4130 Mumbai Vicky Parshottam Rathod 60283 NA NA -NA- Certification / Renewal Awaited 4131 Mumbai Vidhi Dinesh Shukla 65485 NA NA -NA- Certification / Renewal Awaited 4132 Mumbai Vidhi Kailash Thakkar 30930 NA NA -NA- Certification / Renewal Awaited 4133 Mumbai Vidhi M Buch 16791 Actuarial Analyst Standard Life -NA- Certification / Renewal Awaited 4134 Mumbai Vidhi Paresh Shah 71670 NA NA -NA- Certification / Renewal Awaited 4135 Mumbai Vidya Peethambara Shettigar 76600 NA NA -NA- Certification / Renewal Awaited 4136 Mumbai Vidyananda Nagesh Shanbhogue 49985 Vice President UTI AMC Ltd 06-04-2017 Valid in Good Standing4137 Mumbai Vijay Dalmia 19480 Partner Prudent Partners 31-03-2017 Valid in Good Standing4138 Mumbai Vijay R Shahdadpuri 19888 NA Self Employed 02-03-2018 Valid in Good Standing4139 Mumbai Vijay S Thakur 29718 Senior Manager Kotak Mahindra Trusteeship Services Ltd 25-11-2017 Valid in Good Standing4140 Mumbai Vijay T Topare 16794 NA NA -NA- Certification / Renewal Awaited 4141 Mumbai Vijay Thakkar 31284 Associate Vice President BNP Paribas 01-02-2018 Valid in Good Standing4142 Mumbai Vijay Venkatram NA Founder WealthForum E-zine 31-03-2008 Certification / Renewal Awaited 4143 Mumbai Vijaya Mahalingam Aiyar 51646 Chief Manager State Bank of India 27-11-2012 Certification / Renewal Awaited 4144 Mumbai Vijayalakshmi Krishnan 72623 Chief Manager State Bank of India 26-11-2014 Certification / Renewal Awaited 4145 Mumbai Vijayanad B Rai 15717 Founder Whitewinner 20-04-2017 Valid in Good Standing4146 Mumbai Vijendra S Kalura 32575 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 4147 Mumbai Vijit Guglani 34004 NA NA -NA- Certification / Renewal Awaited 4148 Mumbai Vikas Vinay Sherlekar 28131 Development Officer LIC of India 15-11-2011 Certification / Renewal Awaited 4149 Mumbai Vikram Vishwanath Joshi 26761 CTO Union Bank Of India 23-05-2017 Valid in Good Standing4150 Mumbai Vinay Bharat Jadav 23641 Partner FinKraft Solutions 23-05-2016 Certification / Renewal Awaited 4151 Mumbai Vinay Mahajan 17857 Vice Chairman MoneyHouse Pvt Ltd 31-03-2016 Certification / Renewal Awaited 4152 Mumbai Vinay Mohan Agnani 49931 Senior Investment Consultant Quantum Information Services Pvt Ltd 22-07-2015 Certification / Renewal Awaited 4153 Mumbai Vinay Rege 53720 Chief Manager State Bank of India -NA- Certification / Renewal Awaited 4154 Mumbai Vinay Surendra Singh 79413 Asst Manager ICICI Securities Ltd 12-08-2017 Valid in Good Standing4155 Mumbai Vinayak Dangson 87153 NA NA -NA- Certification / Renewal Awaited 4156 Mumbai Vinayak Sadanand Shanbhag 38174 Proprietor Shanbhag Wealth Management 28-06-2017 Valid in Good Standing4157 Mumbai Vineet Potnis NA Chief Marketing Officer SHCIL 31-03-2008 Certification / Renewal Awaited 4158 Mumbai Vinisha Deepak Panchwani 23923 NA NA -NA- Certification / Renewal Awaited 4159 Mumbai Vinit Nitin Rughani 23642 NA NA -NA- Certification / Renewal Awaited 4160 Mumbai Vinni Shah 79525 Article Assistant Borkar & Muzumdar 16-02-2018 Valid in Good Standing4161 Mumbai Vinod Chandrakant Kulkarni 41021 Executive Empire Industries Ltd -NA- Certification / Renewal Awaited 4162 Mumbai Vinod Pukhraj Ambavat 40010 Director Spire Advisors Pvt Ltd 26-12-2011 Certification / Renewal Awaited 4163 Mumbai Vinod Sambhaji Chavan 23202 NA NA -NA- Certification / Renewal Awaited 4164 Mumbai Viplove Naithani 71072 Senior Manager ICICI Prudential Life Insurance Co Ltd 18-05-2016 Certification / Renewal Awaited 4165 Mumbai Vipul K Bheda 14986 Director Gada & Haria Financial Planners Pvt Ltd 31-03-2017 Valid in Good Standing4166 Mumbai Vipul N Ovhal 40277 NA NA -NA- Certification / Renewal Awaited 4167 Mumbai Vipul P Solanki 20434 Insurance Advisor Life Insurance Corporation of India 08-04-2017 Valid in Good Standing4168 Mumbai Viraj Hemant Shah 30488 NA NA -NA- Certification / Renewal Awaited 4169 Mumbai Viraj Jayendra Shah 38258 Business Development Manager Keynote Wealth Management Ltd 30-12-2017 Valid in Good Standing4170 Mumbai Viral Gada 83410 NA NA -NA- Certification / Renewal Awaited 4171 Mumbai Viral Jagdish Savla 39070 Relationship Manager Ghalla & Bhansali Securities Pvt. Ltd. -NA- Certification / Renewal Awaited 4172 Mumbai Viral Mahesh Shah 76330 NA NA -NA- Certification / Renewal Awaited 4173 Mumbai Viral Ramesh Kothari 23644 NA Self Employed 10-08-2017 Valid in Good Standing4174 Mumbai Viral Tanna 39737 NA NA -NA- Certification / Renewal Awaited

4175 Mumbai Viral Yogesh Shah 58728 NA NA -NA- Certification / Renewal Awaited 4176 Mumbai Viranshi Atul Kamdar 74316 NA NA -NA- Certification / Renewal Awaited 4177 Mumbai Virendra Kothari Kothari 18256 Managing Director Etica Wealth Management Pvt Ltd 09-02-2013 Certification / Renewal Awaited 4178 Mumbai Vishaal Suresh Chawla 49820 Dealer WDM Twentyfirst Century Shares & Securities -NA- Certification / Renewal Awaited 4179 Mumbai Vishal Anil Dhawan 15407 Founder Plan Ahead Wealth Advisors Pvt Ltd 27-06-2017 Valid in Good Standing4180 Mumbai Vishal Ankush Narvekar 80874 NA NA -NA- Certification / Renewal Awaited 4181 Mumbai Vishal Baxi 98067 Manager K.P.Baxi & Associates 09-03-2018 Valid in Good Standing4182 Mumbai Vishal Chandiramani 24602 Vice President - Head Products Trustplutus Wealth Managers (I) Pvt Ltd 20-04-2017 Valid in Good Standing4183 Mumbai Vishal D Rathod 25087 Vice President IIFL Private Wealth Management 05-01-2010 Certification / Renewal Awaited 4184 Mumbai Vishal Dattaram Surve 79141 Partner Vs Advisors 26-05-2015 Certification / Renewal Awaited 4185 Mumbai Vishal Joshi 97477 Analyst Capita India Private Limited -NA- Certification / Renewal Awaited 4186 Mumbai Vishal K Gawand 20437 Agent LIC of India 28-04-2012 Certification / Renewal Awaited 4187 Mumbai Vishal Nanik Chawla 45527 NA NA -NA- Certification / Renewal Awaited 4188 Mumbai Vishal P Doshi 41803 Manager ICICI Bank Ltd 22-09-2011 Certification / Renewal Awaited 4189 Mumbai Vishal P Ladiwal 19898 NA NA -NA- Certification / Renewal Awaited 4190 Mumbai Vishal Pawan Lakhotia 33379 NA NA -NA- Certification / Renewal Awaited 4191 Mumbai Vishal Ram Bijlani 54636 Senior Manager Essar 17-06-2013 Certification / Renewal Awaited 4192 Mumbai Vishal Rasiklal Saraiya 52294 Dealer IDFC Securities Ltd -NA- Certification / Renewal Awaited 4193 Mumbai Vishal S Rijia 14692 Chief Manager Kotak Mahindra Bank Ltd 31-03-2012 Certification / Renewal Awaited 4194 Mumbai Vishal Sinha 24845 Training Manager Birla Sun Life Insurance Co Ltd 31-03-2017 Valid in Good Standing4195 Mumbai Vishal Vete 29403 Sr Financial Planning Executive Bajaj Capital Ltd 29-09-2011 Certification / Renewal Awaited 4196 Mumbai Vishal Vithlani 16810 Area Manager ICICI Prudential Life Insurance Co Ltd 31-03-2007 Certification / Renewal Awaited 4197 Mumbai Vishnu Kirti Kiran Sripada 81928 Area Manager Axis Asset Management Co Ltd 19-10-2016 Certification / Renewal Awaited 4198 Mumbai Vishram R Modak 16811 XBRL Financial Analyst M/s IRIS Business Services Ltd 31-03-2017 Valid in Good Standing4199 Mumbai Vishwanath Damodar Pai 52332 Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 4200 Mumbai Vishwanath Narayanan 23227 NA Self Employed 15-03-2017 Valid in Good Standing4201 Mumbai Vivek Malviya 49299 AVP Kotak Securities Ltd 13-06-2012 Certification / Renewal Awaited 4202 Mumbai Vivek P Rege 17163 Managing Director V R Wealth Advisors Pvt Ltd 31-03-2016 Certification / Renewal Awaited 4203 Mumbai Vivek Pavanraj Mehta 59959 NA Self Employed 08-09-2017 Valid in Good Standing4204 Mumbai Vivek Taranand Mallick 39104 CEO Finesse Capital Financial Planners 16-03-2017 Valid in Good Standing4205 Mumbai Vivek V Thatte 32552 Director Dhanvriddhi Finvest Services Pvt Ltd 12-03-2013 Certification / Renewal Awaited 4206 Mumbai Vivek Vimalchand Burad 38613 NA NA -NA- Certification / Renewal Awaited 4207 Mumbai Vivek Vitthalrao Dharankar 57469 Manager Life Insurance Corporation of India 09-01-2017 Certification / Renewal Awaited 4208 Mumbai Vivekanand Prasad 39970 Area Manager Bajaj finserv 14-12-2011 Certification / Renewal Awaited 4209 Mumbai Vivina Vishwanathan Kizhakadathe 77676 Staff Writer HT Media Ltd 13-10-2017 Valid in Good Standing4210 Mumbai Vrinda Kini 18760 Founder Director AnantArtha Financial Services 02-05-2017 Valid in Good Standing4211 Mumbai Vrushali Tambe 87576 NA NA -NA- Certification / Renewal Awaited 4212 Mumbai Vrushank Merchant 87448 NA NA -NA- Certification / Renewal Awaited 4213 Mumbai Wayne Asda 76055 NA NA -NA- Certification / Renewal Awaited 4214 Mumbai Yagnesh Sanjay Acharya 74240 NA NA -NA- Certification / Renewal Awaited 4215 Mumbai Yash Shah 29951 AVP Kotak Mahindra Bank Ltd 03-02-2018 Valid in Good Standing4216 Mumbai Yash Sunil Savla 84072 NA NA -NA- Certification / Renewal Awaited 4217 Mumbai Yash Vijay Pathak 48264 Assistant Manager Anand Rathi Financial Services Ltd 17-01-2018 Valid in Good Standing4218 Mumbai Yashesh A Parikh 30308 NA NA -NA- Certification / Renewal Awaited 4219 Mumbai Yashesh Yogesh Parekh 40680 Junior Associate Ariston Capital Services Ltd. -NA- Certification / Renewal Awaited 4220 Mumbai Yashwinder Pal Singh 62064 Deputy Vice President India Infoline Ltd. 22-03-2017 Valid in Good Standing4221 Mumbai Yellamelli Jawahar 65373 Vice President Head Distribution MATA Securities India Pvt Ltd 29-10-2017 Valid in Good Standing4222 Mumbai Yogesh Kumar 53092 Deputy Manager State Bank of Hyderabad 19-03-2013 Certification / Renewal Awaited 4223 Mumbai Yogesh Narendra Deorukhkar 19504 Relationship Manager Quantum Asset Management Company 26-04-2017 Valid in Good Standing4224 Mumbai Yogesh Narwekar 90292 Sub Broker NJ Indiainvest Pvt Ltd. 29-09-2017 Valid in Good Standing4225 Mumbai Yogesh Y Gupta 15412 Director Sykes & Ray Equities (I) Ltd 31-03-2017 Valid in Good Standing4226 Mumbai Yogin M Sabnis 14993 Director Vsk Financial Consultancy Services Pvt Ltd 31-03-2017 Valid in Good Standing4227 Mumbai Yogita Swar Dand 40009 Partner Ask Y Financial Services 10-03-2018 Valid in Good Standing4228 Mumbai Youvraj Sehgal 17879 Chief Manager Kotak Mahindra Old Mutual 16-04-2011 Certification / Renewal Awaited 4229 Mumbai Yukti Suresh Gada 79399 NA NA -NA- Certification / Renewal Awaited 4230 Mumbai Yusuf S Pachmariwala 19508 NA NA 31-03-2008 Certification / Renewal Awaited 4231 Mumbai Zahir Shabbir Kachwalla 22174 NA Self Employed 09-01-2013 Certification / Renewal Awaited 4232 Mumbai Zahra Azeem Taqi 56961 NA NA -NA- Certification / Renewal Awaited 4233 Mumbai Zankhana N Shah 14142 Founder M/s Money Care Financial Planning 31-03-2017 Valid in Good Standing4234 Mumbai Zarna Shah 90283 NA NA -NA- Certification / Renewal Awaited 4235 Mumbai Zoheb Faruk Wakani 44371 Assistant Branch Manager Angel Broking Pvt Ltd 25-11-2017 Valid in Good Standing4236 Mumbai Anup Bagchi 24834 Managing Director and CEO ICICI Securities Ltd 31-03-2017 Valid in Good Standing4237 Mumbai Abhijit Balasaheb Patil 14512 Processing Officer Eserve International Ltd 31-03-2007 Certification / Renewal Awaited 4238 Mumbai Bijal B. Bakhai 14552 Financial Planner Amit Jasani Financial Serives Pvt Ltd 31-03-2006 Certification / Renewal Awaited 4239 Mumbai Jaydeep M. Mehta 15542 Partner Raj Consultancy 31-03-2007 Certification / Renewal Awaited 4240 Mumbai Mayur Shah 14051 Vice President - Research Accenture Services Pvt. Ltd. 31-03-2007 Certification / Renewal Awaited 4241 Mumbai Rakesh Kumar 14090 Financial Planning Adviser Citibank 31-03-2008 Certification / Renewal Awaited 4242 Mumbai Sivraman Ramchandran 15371 Chief Consultant Essar Information Technology Ltd 31-03-2008 Certification / Renewal Awaited 4243 Mumbai Viral K Mavani 14691 NA Self Employed 31-03-2007 Certification / Renewal Awaited 4244 Murshidabad Chandan Mandal 28703 Manager UTI AMC Ltd 04-07-2015 Certification / Renewal Awaited 4245 Muzaffarpur Amit Shroff 45709 Relationship Manager Reliance Securities Ltd 14-09-2015 Certification / Renewal Awaited 4246 Mysore Nagaraja Bg 89254 Franchisee ICICI Securities Ltd 24-01-2018 Valid in Good Standing

4247 Mysore Vishwanath V Mandalika 38328 Zonal Business Manager Aditya Birla Money 25-10-2017 Valid in Good Standing4248 Nadia Tonmoy Roy 39193 Sales Manager Bajaj Allianz Life Insurance Co. Ltd 01-08-2016 Certification / Renewal Awaited 4249 Nadiad Atulkumar Shamjibhai Chauhan 75530 ABM ICICI Prudential Life Insurance Co Ltd 23-02-2016 Certification / Renewal Awaited 4250 Nadiad Pritesh Arvindbhai Patel 48579 Manager Kent Investment 05-01-2016 Certification / Renewal Awaited 4251 Nagpur Abhinay Shivbachan Gupta 80668 NA NA -NA- Certification / Renewal Awaited 4252 Nagpur Alekh Dinesh Chourasia 53347 NA NA -NA- Certification / Renewal Awaited 4253 Nagpur Amit Ashok Hedau 29722 NA NA -NA- Certification / Renewal Awaited 4254 Nagpur Amit R Dani 29627 Director Think Financial & Insurance Consultants Pvt Ltd 10-05-2017 Valid in Good Standing4255 Nagpur Amruta Anilrao Uttarwar 53370 NA NA -NA- Certification / Renewal Awaited 4256 Nagpur Anand Bapurao Kene 21909 proprietor Aruna Investments -NA- Certification / Renewal Awaited 4257 Nagpur Anuj Mukund Desai 78748 NA NA -NA- Certification / Renewal Awaited 4258 Nagpur Arjun Dewangan 53382 NA NA -NA- Certification / Renewal Awaited 4259 Nagpur Daksha Tembhekar 28676 NA NA -NA- Certification / Renewal Awaited 4260 Nagpur Dhiraj Mahajan 57205 NA NA -NA- Certification / Renewal Awaited 4261 Nagpur Jeevan Pendhari 18943 Director Investment Insights 04-06-2017 Valid in Good Standing4262 Nagpur K Venkata Rama Mohan Rao 25091 Senior Manager Allahabad Bank 17-02-2010 Certification / Renewal Awaited 4263 Nagpur Kailash Aniruddh Gomase 53380 NA NA -NA- Certification / Renewal Awaited 4264 Nagpur Kamal Nirmal Kothari 53840 Investment Advisor Vares Securities -NA- Certification / Renewal Awaited 4265 Nagpur Madhav Gangadhar Ghatole 70591 Founder G N Computing Pvt Ltd 30-03-2018 Valid in Good Standing4266 Nagpur Madhura Vikas Deshpande 59063 NA NA -NA- Certification / Renewal Awaited 4267 Nagpur Manish Raj 32644 Manager State Bank of India 10-03-2017 Valid in Good Standing4268 Nagpur Manisha G Chhabriya 24235 Wealth Advisor Excella Financial Advisors 13-12-2014 Certification / Renewal Awaited 4269 Nagpur Mona Ramswaroop Sharma 56897 Unit Manager Birla Sunlife Insurance Co. Ltd. -NA- Certification / Renewal Awaited 4270 Nagpur Neeraj Anil Wagh 24286 Wealth Advisor N W Consultants 22-06-2015 Certification / Renewal Awaited 4271 Nagpur Niket Kishor Chauhan 57206 NA NA -NA- Certification / Renewal Awaited 4272 Nagpur Niraj Chanduji Thigale 70386 NA NA -NA- Certification / Renewal Awaited 4273 Nagpur Nitesh Imratsingh Gujwar 69276 NA NA -NA- Certification / Renewal Awaited 4274 Nagpur Niyati R Patni 16984 Proprietor Fortune Money Management Services 31-03-2011 Certification / Renewal Awaited 4275 Nagpur Pankaj Devidas Deshmukh 43243 NA NA -NA- Certification / Renewal Awaited 4276 Nagpur Parag V Paranjpe 24888 Co - Founder Think Financial & Insurance Consultants Pvt Ltd 31-03-2017 Valid in Good Standing4277 Nagpur Pezan Neville Billimoria 37707 NA NA 13-01-2016 Certification / Renewal Awaited 4278 Nagpur Poonam Ghanshyam Chhabriya 43679 NA NA -NA- Certification / Renewal Awaited 4279 Nagpur Prajkta Nagesh Bapat 29704 NA NA -NA- Certification / Renewal Awaited 4280 Nagpur Rahul Shejao R Shejao 22642 NA NA -NA- Certification / Renewal Awaited 4281 Nagpur Rahulrao Ramanarao Panduru 71009 Manager Kotak Securities Ltd 26-02-2016 Certification / Renewal Awaited 4282 Nagpur Rajesh U Lokhande 17037 Vice President UTI AMC Ltd 05-07-2013 Certification / Renewal Awaited 4283 Nagpur Ranjit Dani 24886 Founder Think Financial & Insurance Consultants Pvt Ltd 31-03-2015 Certification / Renewal Awaited 4284 Nagpur Richa Arun Saxena 59062 Credit Analysis HDFC Sales Pvt.Ltd. 27-06-2017 Valid in Good Standing4285 Nagpur Ritesh Vijay Chopde 53378 NA NA -NA- Certification / Renewal Awaited 4286 Nagpur Rohit Jain 32026 Joint Secretary Think Foundation 07-05-2014 Certification / Renewal Awaited 4287 Nagpur Rupali Chandrakant Raut 53325 NA NA -NA- Certification / Renewal Awaited 4288 Nagpur Sachin Gajanan Sawarkar 53374 NA NA -NA- Certification / Renewal Awaited 4289 Nagpur Sachin Kishor Thamke 53375 NA NA -NA- Certification / Renewal Awaited 4290 Nagpur Sagar Yadav Tarar 53335 NA NA -NA- Certification / Renewal Awaited 4291 Nagpur Sampa Bikash Ray 38365 Advisor Max Life Insurance Co Ltd 17-02-2014 Certification / Renewal Awaited 4292 Nagpur Sangeeta Kubde 36348 Insurance Advisor LIC of India 02-11-2014 Certification / Renewal Awaited 4293 Nagpur Sanjay Kumar Gupta 47778 PROPRIETOR SKG Capital 11-01-2017 Certification / Renewal Awaited 4294 Nagpur Sanjay Mataprasad Tiwari 74606 Deputy Manager State Bank of India -NA- Certification / Renewal Awaited 4295 Nagpur SANTOSH KISANLAL AGRAWAL 77166 Accounting Officer Shiv Wood Industries 25-10-2017 Valid in Good Standing4296 Nagpur Saurabh D Khati 19050 Relationship Manager SBI Funds Management Pvt Ltd 31-05-2017 Valid in Good Standing4297 Nagpur Shailesh Sharad Dorle 40509 Co - Founder Intrinsic Financial 06-04-2017 Valid in Good Standing4298 Nagpur Shantanu G Pandit 44773 NA NA -NA- Certification / Renewal Awaited 4299 Nagpur Shantanu Venkatesh Maddiwar 53369 NA NA -NA- Certification / Renewal Awaited 4300 Nagpur Shashi Kundanlal Bareju 70661 Relationship officer Indianivesh Securities pvt Ltd -NA- Certification / Renewal Awaited 4301 Nagpur Shraddha Vinay Dhoot 36609 Proprietor Kamal Investment 24-05-2017 Valid in Good Standing4302 Nagpur Shrikant Nishikant Mukte 43970 Financial Planner Planwise Financial Planners 19-05-2017 Valid in Good Standing4303 Nagpur Siddhant Agrawal 26505 Director Progressive Financials 15-10-2015 Certification / Renewal Awaited 4304 Nagpur Srinivasan Iyer 29896 Vice President Wasankar Wealth management 30-03-2011 Certification / Renewal Awaited 4305 Nagpur Tanay Suhas Kurode 51096 Financial Planner Freedom Wealth Solutions Pvt. Ltd. -NA- Certification / Renewal Awaited 4306 Nagpur Umesh C Jumani 22345 Chief Operating Officer Swap Consultants Pvt Ltd 22-10-2017 Valid in Good Standing4307 Nagpur Vijay Bhagwat Fulzele 21458 Dy Manager State Bank of India 21-02-2012 Certification / Renewal Awaited 4308 Nagpur Vinay Kamalkishore Dhoot 33298 Proprietor Kamal Investment 24-05-2017 Valid in Good Standing4309 Najafgarh Parveen Kumar Dalal 38237 Marketing and Recovery Officer State Bank of India 01-08-2017 Valid in Good Standing4310 Nanded Swaraj Vipulchand Dodal 32108 Advisor Religare Securities ltd. -NA- Certification / Renewal Awaited 4311 Nangloi Jat Abhishek Jain 94545 NA NA -NA- Certification / Renewal Awaited 4312 Nangloi Jat Asmita Gupta 18333 Insurance Advisor Relince Life Ins -NA- Certification / Renewal Awaited 4313 Nangloi Jat Mohit Malhotra 44940 Associate in Plan Source team Financial Plan dept Ameriprise Financials -NA- Certification / Renewal Awaited 4314 Nangoli Jat Seema Khatwani 87608 Manager The Financial Mall 10-03-2018 Valid in Good Standing4315 Narsipatnam Gudipati Srinivasa Rao 31034 Lecturer Government Degree College 18-09-2017 Valid in Good Standing4316 Nashik Aaditya Karnik 31290 NA NA -NA- Certification / Renewal Awaited 4317 Nashik Aditi Kanta Kela 72429 NA NA -NA- Certification / Renewal Awaited 4318 Nashik Ajay Pal Malhotra 44756 Founder Growealth Advisors -NA- Certification / Renewal Awaited

4319 Nashik Amit V Kachalia 19544 Founder Astute FinCare Pvt Ltd 31-03-2017 Valid in Good Standing4320 Nashik Anish Madhukar Chaudhari 40430 CEO Chaudhari Investment -NA- Certification / Renewal Awaited 4321 Nashik Ankush Ajit Rahalkar 22877 NA Self Employed 14-03-2011 Certification / Renewal Awaited 4322 Nashik Arjun Bakshi 26387 NA NA -NA- Certification / Renewal Awaited 4323 Nashik Ashutosh S Bhide 24918 Asst Manager State Bank of India 31-03-2011 Certification / Renewal Awaited 4324 Nashik Deepak S Kulkarni 24092 Director SWS Financial Solutions Pvt Ltd 05-07-2014 Certification / Renewal Awaited 4325 Nashik Deeplaxmi N Gangakhedkar 24095 propietor D N Quality Services -NA- Certification / Renewal Awaited 4326 Nashik Dinesh D Borse 25060 Branch Manager ICICI Bank Ltd 07-05-2015 Certification / Renewal Awaited 4327 Nashik Durgesh Ramchandra Sawai 46511 Proprietor Dhnashree Investments -NA- Certification / Renewal Awaited 4328 Nashik Girish Waman Kelkar 40722 NA NA -NA- Certification / Renewal Awaited 4329 Nashik Govardhan Dilip Deshpande 53466 Back Office Executive CSI Private Limited -NA- Certification / Renewal Awaited 4330 Nashik Kavita S Devi 21651 Financial Planner Finanzindia 24-05-2017 Valid in Good Standing4331 Nashik Kirti Manik Thakur 37213 NA NA -NA- Certification / Renewal Awaited 4332 Nashik Mahesh R Kshirsagar 16946 NA Self Employed -NA- Certification / Renewal Awaited 4333 Nashik Manish J Patel 20968 Director Patel's Money Management Solutions Pvt Ltd 29-07-2013 Certification / Renewal Awaited 4334 Nashik MANISH SUBHASH SHAH 18476 Propreitor Shubhman Inc. -NA- Certification / Renewal Awaited 4335 Nashik Milind S Shah 24254 Propritor Yash Investments -NA- Certification / Renewal Awaited 4336 Nashik Mukesh Gupta 55156 NA Self Employed 10-12-2013 Certification / Renewal Awaited 4337 Nashik Mukund R Chandak 24270 Proprietor Swati Investments 27-02-2017 Certification / Renewal Awaited 4338 Nashik Mustafa Dilawar Mansuri 44292 Branch Manager Invesco Mutual Fund 25-07-2017 Valid in Good Standing4339 Nashik Namit S Swani 24275 Senior Manager JM Financial Asset Management Pvt Ltd 29-07-2010 Certification / Renewal Awaited 4340 Nashik Nayankumar Subhashchandra Nawandar 90379 Para Planner Asute Fincare Ltd 29-09-2017 Valid in Good Standing4341 Nashik Noble Paul Manvettom 40082 Vice President Axis Bank 05-06-2017 Valid in Good Standing4342 Nashik Pankaj Ashok Jain 46508 Propritor Supreme Investments -NA- Certification / Renewal Awaited 4343 Nashik Peenaz Mohammad Sadique Patel 56666 NA NA -NA- Certification / Renewal Awaited 4344 Nashik Prasad R Gorhe 24349 Proprietor Sankalp Investment 20-07-2013 Certification / Renewal Awaited 4345 Nashik Prasad Sharadchandra Gadhe 19754 Financial Planner Ameys Investments 05-08-2011 Certification / Renewal Awaited 4346 Nashik Pravin S Mutha 21737 Financial Planner Finanzindia 09-08-2017 Valid in Good Standing4347 Nashik Priyanka M Salunke 28629 Partner Nirmal Wealth Management Pvt Ltd 15-07-2016 Certification / Renewal Awaited 4348 Nashik Purva Sanjay Bhogaonkar 56817 Officer TJSB Sahakari Bank Ltd 21-01-2018 Valid in Good Standing4349 Nashik Raghuvir P Adhikari 24376 CEO SWS Financial Solutions Pvt Ltd 11-08-2014 Certification / Renewal Awaited 4350 Nashik Rajendra Ramesh Wani 32497 Proprietor Kalyani's Investments 27-02-2012 Certification / Renewal Awaited 4351 Nashik Sachin Manohar Kharate 56631 Director Varad Financial Services 07-02-2018 Valid in Good Standing4352 Nashik Sandip Sumatilal Lunawat 46510 Propritor Mahavir Investments -NA- Certification / Renewal Awaited 4353 Nashik Sanjay Vishnoo Panjabi 39303 NA NA -NA- Certification / Renewal Awaited 4354 Nashik Shashikant Sheshrao Patil 46443 Chief Financial Planner Smartinvest Financial Planning Services 15-12-2017 Valid in Good Standing4355 Nashik Shreyas Shirish Joshi 70858 NA NA -NA- Certification / Renewal Awaited 4356 Nashik Sonali Y Tatar 38565 NA Self Employed 29-12-2017 Valid in Good Standing4357 Nashik Suhas Dattatray Lingayat 74658 Associate Regional Manager ICICI Prudential Life Insurance Co Ltd 22-10-2014 Certification / Renewal Awaited 4358 Nashik Tanmaya Parimal Devi 61281 Agent ICICIPRU LIFE 09-03-2018 Valid in Good Standing4359 Nashik Tejaswi Mutha 54770 NA NA -NA- Certification / Renewal Awaited 4360 Nashik Tushar B Kulkarni 24563 Proprietor Manoj Kulkarni And Associates 24-07-2011 Certification / Renewal Awaited 4361 Nashik Unmesh Dattatray Deshmukh 35879 Founder Bonvista Financial Planners 23-05-2013 Certification / Renewal Awaited 4362 Nashik Vinod Rajan Rode 38298 SALES OFFICER IDFC AMC LTD -NA- Certification / Renewal Awaited 4363 Navasari Devang S Desai 18374 Propreitor Dev Investment Advisor -NA- Certification / Renewal Awaited 4364 Navasari Dhaval Champaneri 88332 NA NA -NA- Certification / Renewal Awaited 4365 Navi Mumbai Aakash Harsharaj Karangle 58359 Associate Vice President - Wealth Management IIFL Private Wealth Management Ltd 05-11-2017 Valid in Good Standing4366 Navi Mumbai Aashish Bhatnagar 24951 Relationship Manager Citibank N A 30-11-2011 Certification / Renewal Awaited 4367 Navi Mumbai Abhijit Chandrakant Gadagi 48119 Accounts Assistant Stantech Pharmaseuticals Pvt.Ltd. -NA- Certification / Renewal Awaited 4368 Navi Mumbai Abhishek Kumar 83018 Associate Financial Planner Ladder 7 Financial Advisors 16-02-2018 Valid in Good Standing4369 Navi Mumbai Ajay Anand 52838 Chief Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4370 Navi Mumbai Ajay Mittal 44597 Chief Manager SBI Funds Management Pvt Ltd 16-08-2012 Certification / Renewal Awaited 4371 Navi Mumbai Akhil Goel 53473 Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4372 Navi Mumbai Amit Jaiswal 15017 Sr Associate Synechron Technologies P Ltd 31-03-2011 Certification / Renewal Awaited 4373 Navi Mumbai Amit Kumar Tulsyan 53689 Branch Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4374 Navi Mumbai Anindita Sen 59982 Chief Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4375 Navi Mumbai Anupama Nityanand Telang 82224 Associate CFP Traine V R Wealth Pvt. Ltd. 14-07-2017 Valid in Good Standing4376 Navi Mumbai Arrohi Bhatnagar 25037 Business Analyst American Express Bank Ltd -NA- Certification / Renewal Awaited 4377 Navi Mumbai Arunava Seal 70258 Investment Adviosor Standard Chartered Bank 06-03-2018 Valid in Good Standing4378 Navi Mumbai Ashalatha Govind 33196 Chief Manager State Bank of India 14-04-2011 Certification / Renewal Awaited 4379 Navi Mumbai Ashish Srivastava 39608 Chief Manager Legal Reliance Capital Asset Management Ltd 18-01-2012 Certification / Renewal Awaited 4380 Navi Mumbai Bhushan Dilip Kelkar 75566 Executive Axis Securities -NA- Certification / Renewal Awaited 4381 Navi Mumbai Bipin M Savla 20003 Proprietor Stockplus Broking & Advisory Services 20-08-2017 Valid in Good Standing4382 Navi Mumbai Charanjit S Vig 35800 Manager Kotak Mahindra AMC Ltd 28-03-2015 Certification / Renewal Awaited 4383 Navi Mumbai Deepak Damodar Thakwani 40922 NA NA -NA- Certification / Renewal Awaited 4384 Navi Mumbai Deepak Kumar J R K 36645 Regional Product Manager UTI AMC Ltd 12-05-2011 Certification / Renewal Awaited 4385 Navi Mumbai Deepali Pandurang Thorat 74924 NA Self Employed 27-02-2017 Certification / Renewal Awaited 4386 Navi Mumbai Deepen Shashikant Vora 22911 Partner Premium Tea Company 16-12-2016 Certification / Renewal Awaited 4387 Navi Mumbai Deepika Arun Khude 77188 NA NA -NA- Certification / Renewal Awaited 4388 Navi Mumbai Dhaval Vijay Kapadia 33706 Deputy Vice President Axis Bank 12-08-2017 Valid in Good Standing4389 Navi Mumbai Diana Varghese 81733 Deputy Manager State Bank of India 20-12-2017 Valid in Good Standing4390 Navi Mumbai Dipti Deendayal Khandelwal 36126 NA Self Employed 02-02-2018 Valid in Good Standing

4391 Navi Mumbai Divya Goel 97826 Assistant Manager State Bank of Patiala 22-12-2017 Valid in Good Standing4392 Navi Mumbai Divya Ritesh Kunnoth Tattaliyath 72311 Relationship Manager Arihant Capital Markets Ltd. 18-05-2016 Certification / Renewal Awaited 4393 Navi Mumbai Diwakar Annaya Kallianpur 16436 Regional Head UTI AMC Ltd 06-07-2016 Certification / Renewal Awaited 4394 Navi Mumbai Govind Pathak 14419 Director Acorn Investments Advisory Services Pvt Ltd 31-03-2016 Certification / Renewal Awaited 4395 Navi Mumbai Gulzar Habib Maniyar 52498 Manager ICICI Securities Ltd 18-04-2013 Certification / Renewal Awaited 4396 Navi Mumbai Hamidullah Syed 32753 CHIEF MANAGER (SYS) State Bank of India 20-04-2011 Certification / Renewal Awaited 4397 Navi Mumbai Harish Kumar 35661 Chief Manager State Bank of India 30-03-2011 Certification / Renewal Awaited 4398 Navi Mumbai Harshad Dinesh Chetanwala 81613 Head Customer Delight Quantum Asset Management Company 18-01-2018 Valid in Good Standing4399 Navi Mumbai Karan Arvind Sheth 38574 PBA Tata-Aig Life Insurance -NA- Certification / Renewal Awaited 4400 Navi Mumbai Kartik Swaminathan 44068 Proprietor Manglam Financial Services 02-05-2017 Valid in Good Standing4401 Navi Mumbai Kishor Dalal 95326 Manager Standard Charerted Bank 05-12-2017 Valid in Good Standing4402 Navi Mumbai Lakshmi Mangesh Paradkar 48582 Insurance and Investment Consultant Life Insurance Corporation of India 05-02-2018 Valid in Good Standing4403 Navi Mumbai Mandar B Kadam 25005 Manager UTI AMC Ltd 27-05-2017 Valid in Good Standing4404 Navi Mumbai Mandar Janardan Chonkar 51336 Agent Max Life Insurance Co Ltd 17-02-2016 Certification / Renewal Awaited 4405 Navi Mumbai Mandira Gangakhedkar 71342 Financial Planner Ladder7 Financial Advisories 25-04-2017 Valid in Good Standing4406 Navi Mumbai Mangesh Gaikwad 24703 NA NA -NA- Certification / Renewal Awaited 4407 Navi Mumbai Manoj Kumar 35658 Dy Manager State Bank of India -NA- Certification / Renewal Awaited 4408 Navi Mumbai Mehmoodkhan M Pathan 22998 Proprietor Galaxy Investment 04-06-2017 Valid in Good Standing4409 Navi Mumbai Melvyn George Santarita 54927 NA NA 09-03-2017 Valid in Good Standing4410 Navi Mumbai Mohammed Sadique Abdul Latif Attarwala 47859 NA NA -NA- Certification / Renewal Awaited 4411 Navi Mumbai Muninder Jit Singh 22569 Senior Manager Reliance Industries Ltd 08-07-2014 Certification / Renewal Awaited 4412 Navi Mumbai Murlidhar Kamlakar Prabhu 76929 General Manager Engineering Purchase SI Group-India Ltd 23-02-2018 Valid in Good Standing4413 Navi Mumbai Nachiket R Kalwit 28343 NA NA -NA- Certification / Renewal Awaited 4414 Navi Mumbai Narendra Madanlal Bhachawat 39614 NA Self Employed 26-12-2017 Valid in Good Standing4415 Navi Mumbai Naresh Sabhnani 53730 Manager ICICI Securities Ltd 23-05-2013 Certification / Renewal Awaited 4416 Navi Mumbai Navnath S Rundekar 25021 Assistant Vice President Specified Undertaking Of Uti 31-03-2015 Certification / Renewal Awaited 4417 Navi Mumbai Neeta Mahesh Mukkannavar 34124 Proprietor Lakshmi Investments 03-11-2017 Valid in Good Standing4418 Navi Mumbai Neha Dilip Kothari 39399 Assistant Planet Money 17-10-2012 Certification / Renewal Awaited 4419 Navi Mumbai Nikhil Shankarrao Shirkole 48370 LIC Agent Life Insurance Corporation of India 11-08-2017 Valid in Good Standing4420 Navi Mumbai Nisha Mahesh Sanghavi 42190 Product Manager Praxis Investment Solutions Pvt Ltd 24-10-2017 Valid in Good Standing4421 Navi Mumbai Nithyakumar V P 16591 Chief Manager ICICI Securities Ltd 31-03-2017 Valid in Good Standing4422 Navi Mumbai Niva Yousuf 16005 Proprietor Nivva Insurance Consultancy 01-07-2017 Valid in Good Standing4423 Navi Mumbai Patur Mallesh 29545 Financial Planner Minerva Investments 09-08-2012 Certification / Renewal Awaited 4424 Navi Mumbai Pavanneet Singh Harvinder Singh Ghai 21723 General Manager Paresh Plastics 25-04-2013 Certification / Renewal Awaited 4425 Navi Mumbai Pooja Jena 74809 Senior Executive Sahara India 15-04-2018 Valid in Good Standing4426 Navi Mumbai Prakash Chandra Praharaj 39609 Founder and Chief Financial Planner Max Secure Financial Planners 17-06-2017 Valid in Good Standing4427 Navi Mumbai Prakash G Wadhwani 21135 Proprietor RK Investments 04-03-2010 Certification / Renewal Awaited 4428 Navi Mumbai Prakhar Sanjay Bhatia 58293 NA NA -NA- Certification / Renewal Awaited 4429 Navi Mumbai Prasoon Kumar Khator 49895 Financial Planner Ark Financial Planners 08-06-2017 Valid in Good Standing4430 Navi Mumbai Prateek Pradipkumar Patani 37375 Associate AXA Business Services 23-02-2018 Valid in Good Standing4431 Navi Mumbai R S P Singh 25027 Asst Vice President UTI AMC Ltd 28-05-2017 Valid in Good Standing4432 Navi Mumbai Rachana Ramesh Purohit 43109 Manager Financial Planning Standards Board India 23-06-2016 Certification / Renewal Awaited 4433 Navi Mumbai Rahul Kamboj 53668 Agent andAdviser Max New York Life 07-06-2012 Certification / Renewal Awaited 4434 Navi Mumbai Rajagopal P 52581 Assistant Vice President ICICI Securities Ltd 15-05-2012 Certification / Renewal Awaited 4435 Navi Mumbai Rajesh Jayram Bhagat 32627 Assistant Manager UTI AMC Ltd 30-03-2016 Certification / Renewal Awaited 4436 Navi Mumbai Ramganesh Iyer 24896 Change In Designation N/A 31-03-2009 Certification / Renewal Awaited 4437 Navi Mumbai Ravindra Kumar 49110 Manager UTI AMC Ltd 25-11-2014 Certification / Renewal Awaited 4438 Navi Mumbai Saket Kamble 87927 Client Service & Operations Manager Credence Family Office LLP 17-01-2018 Valid in Good Standing4439 Navi Mumbai Sanjay D Kulkarni 21288 Dy Manager State Bank of India 04-03-2012 Certification / Renewal Awaited 4440 Navi Mumbai Sanjay Manohar Tanwade 77747 Area Sales Manager Organon 06-05-2015 Certification / Renewal Awaited 4441 Navi Mumbai Sanjeev K Jain 32931 Assistant General Manager State Bank of India 30-03-2011 Certification / Renewal Awaited 4442 Navi Mumbai Santosh Muralidhar Annigeri 49501 Relationship Manager UTI AMC Ltd 07-02-2017 Certification / Renewal Awaited 4443 Navi Mumbai Santosh Soma Niwate 48483 Director Planet-F Capital Advisory 06-04-2017 Valid in Good Standing4444 Navi Mumbai Satish Madhusudhan 15356 Financial Planner Transcend Consulting (I) Pvt Ltd 02-06-2014 Certification / Renewal Awaited 4445 Navi Mumbai Shankar Sharan 89207 Vice President UTI AMC Ltd. 15-09-2017 Valid in Good Standing4446 Navi Mumbai Shashikant Mohan Rege 82021 CHIEF MANAGER State Bank of India 26-01-2017 Certification / Renewal Awaited 4447 Navi Mumbai Shatrughan S 25052 Chief Manager State Bank of India 11-02-2010 Certification / Renewal Awaited 4448 Navi Mumbai Shradha Agarwal 22728 NA NA 23-12-2011 Certification / Renewal Awaited 4449 Navi Mumbai Shubhangi Vinod Padhye 50888 Assistant Manager Dun & Bradstreet India Services Pvt. Ltd -NA- Certification / Renewal Awaited 4450 Navi Mumbai Shyamala Sashikumar 14665 NA Self Employed 18-01-2018 Valid in Good Standing4451 Navi Mumbai Srinivasan Rajaraman 16298 Proprietor Aegis Investment Links 31-03-2008 Certification / Renewal Awaited 4452 Navi Mumbai Sumit Chanda 89085 Sr. Manager PNB MetLife India Insurance Co. Ltd. 20-10-2017 Valid in Good Standing4453 Navi Mumbai Suresh Ganapati Gaikwad 49174 Manager UTI AMC Ltd 07-02-2012 Certification / Renewal Awaited 4454 Navi Mumbai Suresh Sadagopan 15780 Founder Ladder7 Financial Advisories 31-03-2018 Valid in Good Standing4455 Navi Mumbai Uma Umesh Mulik 32664 Financial Advisor Aniruddha Investments 06-07-2013 Certification / Renewal Awaited 4456 Navi Mumbai Utkarsh Gandhi 23626 Proprietor Gandhi Investor Services and Financial Planners 31-01-2017 Certification / Renewal Awaited 4457 Navi Mumbai V S Arun Kumar 16814 NA NA 31-03-2009 Certification / Renewal Awaited 4458 Navi Mumbai Venkatasubramanian Raja 92199 Chief Manager State Bank of India 12-05-2017 Valid in Good Standing4459 Navi Mumbai Venkatesh Perinkulam Krishnan 81579 ASSISTANT MANAGER State Bank Of India Agra Main Branch 28-09-2016 Certification / Renewal Awaited 4460 Navi Mumbai Vikash Raj 14372 Associate Director Standard Chartered AMC 31-03-2017 Valid in Good Standing4461 Navi Mumbai Vikram Kini 31531 Senior Financial Analyst JP Morgan Chase 14-07-2017 Valid in Good Standing4462 Navi Mumbai Vinay Shankar S 54967 Senior Manager ICICI Securities Ltd 14-05-2016 Certification / Renewal Awaited

4463 Navi Mumbai Vivek Sharma 24903 Chief Manager ICICI Bank Ltd 05-08-2011 Certification / Renewal Awaited 4464 Navi Mumbai Yogesh Sharma 24981 Manager SBI Mutual Fund 04-04-2011 Certification / Renewal Awaited 4465 Navsari Bhavin H Desai 29429 team leader Ventura Securities Ltd -NA- Certification / Renewal Awaited 4466 Navsari Ganesh Rajput 28311 Proprietor S L Financial Services 13-07-2011 Certification / Renewal Awaited 4467 Navsari Jeegar D Shah 23788 Proprietor Neptune Investment -NA- Certification / Renewal Awaited 4468 Navsari Megha Hardik Naik 39095 Director Haardik Nayak Wealth Management Pvt. Ltd 29-09-2014 Certification / Renewal Awaited 4469 Navsari Mihir C Kothari 23814 Training Officer HDFC Standard Life Insurance Co Ltd -NA- Certification / Renewal Awaited 4470 Navsari Shrikant S Devnani 18009 Financial Planning Officer Key Consultancy 22-06-2017 Valid in Good Standing4471 Nawan Shahr Jaswinder Singh 32747 Chief Planner Des Panjab Financial Advisors 07-02-2012 Certification / Renewal Awaited 4472 Nayagarh Abani Kumar Rath 37930 NA NA -NA- Certification / Renewal Awaited 4473 Near By Eluru Parasaram Bhaskar Deekshit 41517 financial consultant HDFC Slic -NA- Certification / Renewal Awaited 4474 Nellur Pathapati Venkata Ramanaiah 58188 Chief Manager State Bank of India 29-12-2013 Certification / Renewal Awaited 4475 Nellur Penchala Reddy Kamatham 47190 Assistant Manager Andhra Pragathi Grameena Bank -NA- Certification / Renewal Awaited 4476 Nellur Yagnavajjula Krishna Chaitanya 87558 NA NA -NA- Certification / Renewal Awaited 4477 New Delhi Abhay Uppal 38815 Team Leader Training Netambit Infosource & E Services 08-10-2015 Certification / Renewal Awaited 4478 New Delhi Abhishek Chakladar 15456 Senior Lead Advisor Ameriprise Financial 31-03-2014 Certification / Renewal Awaited 4479 New Delhi Abhishek Khosla 18269 NA NA -NA- Certification / Renewal Awaited 4480 New Delhi Abhishek Thareja 80731 NA NA -NA- Certification / Renewal Awaited 4481 New Delhi Abuzaid Farooqui 72097 NA NA -NA- Certification / Renewal Awaited 4482 New Delhi Aditya Bhotika 16824 Director Tirupati Balaji Securities Pvt Ltd 31-03-2010 Certification / Renewal Awaited 4483 New Delhi Ajay Kumar 66616 Business Head Moneyways Financial Services 14-05-2017 Valid in Good Standing4484 New Delhi AJAY PRATAP SINGH 94512 Vice President Area Sales Manager North J.P. Morgan Asset Management India Pvt Ltd 31-08-2017 Valid in Good Standing4485 New Delhi Ajay Shah NA Consultant Ministry of Finance 31-03-2005 Certification / Renewal Awaited 4486 New Delhi Akshit Hanslas 31287 Financial Planning Specialist Ameriprise India Pvt Ltd 04-04-2017 Valid in Good Standing4487 New Delhi Alok Sharma 16350 Senior Manager Knightfrank Pvt Ltd 31-03-2008 Certification / Renewal Awaited 4488 New Delhi Amit Jain 31920 National Head - Money Transfer Business Reliance Money Solutions Pvt Ltd 25-08-2017 Valid in Good Standing4489 New Delhi Amit Khanna 81636 Proprietor Orion Management Consultant 09-03-2017 Valid in Good Standing4490 New Delhi Amit Rajput 47690 Financial Planner Hum Fauji Initiatives -NA- Certification / Renewal Awaited 4491 New Delhi Amit Suri 14525 Proprietor AUM Financial Planners 31-03-2017 Valid in Good Standing4492 New Delhi Amod Kumar 93762 Branch Head State Bank of India 29-09-2017 Valid in Good Standing4493 New Delhi Amrita Bhatia 28643 Senior Research Analyst Capital League 15-04-2017 Valid in Good Standing4494 New Delhi Anand Gupta 26733 NA NA -NA- Certification / Renewal Awaited 4495 New Delhi Anil Chopra 24786 Group CEO & Director Bajaj Capital Ltd 31-03-2017 Valid in Good Standing4496 New Delhi Anil Gaur 24890 Manager Punjab and Sind Bank 31-03-2018 Valid in Good Standing4497 New Delhi Anil K Agarwal 25008 Vice President J M Financial Asset Management Pvt Ltd 07-10-2016 Certification / Renewal Awaited 4498 New Delhi Anil Kumar 47504 Relationship Manager State Bank of India 15-09-2017 Valid in Good Standing4499 New Delhi Aniruddha Basu 18300 NA NA -NA- Certification / Renewal Awaited 4500 New Delhi Anjali Srivastava 93926 Audit Associate KPMG -NA- Certification / Renewal Awaited 4501 New Delhi Anjana Rana 69372 Executive Assistant Allied Industries 12-11-2014 Certification / Renewal Awaited 4502 New Delhi Ankur Garg 20704 Director Diva Jyote Portfolios Pvt Ltd 20-04-2017 Valid in Good Standing4503 New Delhi Ankur Kapur 78718 Director Finqa.in 14-09-2015 Certification / Renewal Awaited 4504 New Delhi AnshuM Panda 74735 Analyst Genpact India (GE Capital) 22-12-2015 Certification / Renewal Awaited 4505 New Delhi Anupama Aggarwal 45600 Manager - Financial Planning International Money Matters Pvt Ltd 29-11-2017 Valid in Good Standing4506 New Delhi Anupama Bhargava 82662 CEO Beekay Associates 05-05-2017 Valid in Good Standing4507 New Delhi Anurag Sharma 29355 Area Manager Union Kbc Asset Management Co Pvt Ltd 10-06-2017 Valid in Good Standing4508 New Delhi Arti Sahgal 15477 Chief Manager Bajaj Capital Ltd 12-05-2016 Certification / Renewal Awaited 4509 New Delhi Arun Kumar 29906 Manager State Bank of India 08-12-2015 Certification / Renewal Awaited 4510 New Delhi Arun Kumar Mandal 41464 Associate Client Associates 19-02-2017 Certification / Renewal Awaited 4511 New Delhi Arun Kumar Tyagi 42220 Proprietor Neelkanth Nivesh 08-09-2017 Valid in Good Standing4512 New Delhi Asha Kochhar 15768 NA NA 31-03-2007 Certification / Renewal Awaited 4513 New Delhi Ashu Gupta 18331 Relationship Manager Deutsche Asset management -NA- Certification / Renewal Awaited 4514 New Delhi Atin Khanna 90018 Chief Manager Kotak Mahindra Bank Ltd 11-10-2017 Valid in Good Standing4515 New Delhi Avdhesh Kumar Gupta 33385 Assistant General Manager State Bank of India 13-01-2016 Certification / Renewal Awaited 4516 New Delhi Baljinder Singh Dua 45612 Director Dua Financial & Management Consultants (P) Ltd 20-01-2017 Certification / Renewal Awaited 4517 New Delhi Bharat Bhushan 26739 Senior Sales Manager Birla Sun Life Insurance Co Ltd 09-01-2018 Valid in Good Standing4518 New Delhi Bharat Kumar Jaiswal 81201 Assistant Manager UTI AMC Ltd 23-06-2017 Valid in Good Standing4519 New Delhi Bidyut Mallick 86131 IA SBI Life Insurance Co. Ltd. 22-12-2017 Valid in Good Standing4520 New Delhi Charu Manglani 56363 Chief Manager ICICI Bank Limited -NA- Certification / Renewal Awaited 4521 New Delhi CHUNCHUN KUMAR 89098 Finance Manager ITC Limited 11-10-2017 Valid in Good Standing4522 New Delhi D Gangadhar Dora 52201 Cluster Head Union Kbc Asset Management Co Pvt Ltd 09-09-2017 Valid in Good Standing4523 New Delhi Deeksha Dhall 41118 Analyst American Express 17-08-2017 Valid in Good Standing4524 New Delhi Deepak Vohra 56823 NA NA -NA- Certification / Renewal Awaited 4525 New Delhi Deepesh Jhamb 81311 NA NA 19-11-2017 Valid in Good Standing4526 New Delhi Devendra Singh Negi 89628 Team Member Ba Continuum India Pvt Ltd 09-11-2017 Valid in Good Standing4527 New Delhi Dhanya Nair 81487 Personal Financial Planner Value Research India Pvt. Limited 12-05-2017 Valid in Good Standing4528 New Delhi Dhiraj Mittal 15777 CEO Prime Capital Services Pvt Ltd 31-03-2018 Valid in Good Standing4529 New Delhi Dhirendra Kumar NA CEO Value Research India Pvt Ltd 31-03-2005 Certification / Renewal Awaited 4530 New Delhi Dhruv Bajaj 84757 NA NA -NA- Certification / Renewal Awaited 4531 New Delhi Dinesh Gupta 20037 Insurance Agent National Insurance Company 31-03-2017 Valid in Good Standing4532 New Delhi Dinesh Kumar 20824 Dy Manager State Bank of India 31-03-2010 Certification / Renewal Awaited 4533 New Delhi Dishant Manchanda 83309 Assitant Manager Baba Nanak Estate 14-03-2017 Valid in Good Standing4534 New Delhi Divya Chopra 85001 NA NA -NA- Certification / Renewal Awaited

4535 New Delhi Gangotri Paliwal 37237 Assistant General Manager State Bank of India 06-04-2017 Valid in Good Standing4536 New Delhi Gaurav Goel 88381 Area Training Manager Canara HSBC OBC Life Insurance 25-02-2017 Certification / Renewal Awaited 4537 New Delhi Gaurav Monga 18400 Executive Axis Bank 04-11-2017 Valid in Good Standing4538 New Delhi Gaurav Raj Minocha 15920 Financial Advisor and Trainer Minocha Associates 24-10-2017 Valid in Good Standing4539 New Delhi Gaurav Sharma 29486 NA NA -NA- Certification / Renewal Awaited 4540 New Delhi Gautam Bansal 80192 Analyst Pioneer Client Assocaites -NA- Certification / Renewal Awaited 4541 New Delhi Gautam Jain 18402 Senior Manager Bajaj Capital Ltd 07-11-2017 Valid in Good Standing4542 New Delhi Govind Kumar 33438 Senior Manager - Knowledge Management ICICI Securities Ltd 03-01-2018 Valid in Good Standing4543 New Delhi Gurmeet Singh 47390 Proprietor Right Investment 27-02-2016 Certification / Renewal Awaited 4544 New Delhi Gurneet Kaur 87487 NA NA -NA- Certification / Renewal Awaited 4545 New Delhi Harpreet Singh 24880 Director Vserv Insurance Service Pvt Ltd 31-03-2017 Valid in Good Standing4546 New Delhi Harsh Mahajan 65911 NA Self Employed -NA- Certification / Renewal Awaited 4547 New Delhi Harsh Vaidwan 36883 NA NA 30-07-2016 Certification / Renewal Awaited 4548 New Delhi Harshikesh Lal 69298 NA NA -NA- Certification / Renewal Awaited 4549 New Delhi Hemant Jain 72101 NA Self Employed 14-09-2015 Certification / Renewal Awaited 4550 New Delhi Himanshu Malhotra 58125 Financial Planning Advisor Aviva Life Insurance Company India Ltd 19-02-2017 Certification / Renewal Awaited 4551 New Delhi Hitesh Chandwani 59985 Deputy Manager Kotak Securities Ltd 24-08-2017 Valid in Good Standing4552 New Delhi Isha Jain 26753 NA NA 15-10-2017 Valid in Good Standing4553 New Delhi Isha Kohli 18417 Unit Manager HDFC AMC 21-11-2016 Certification / Renewal Awaited 4554 New Delhi Isha Verma 78377 NA NA -NA- Certification / Renewal Awaited 4555 New Delhi Iti Tripathi 57151 Regional Product Manager - Financial Planning Reliance Money Solutions Pvt Ltd 29-04-2016 Certification / Renewal Awaited 4556 New Delhi Jahangeer Alam 90335 Associate Financial Planner HFI Wealth Creators Pvt. Ltd -NA- Certification / Renewal Awaited 4557 New Delhi Jasjeet Singh 18424 Regional Product Manager ICICI Securities Ltd 22-07-2017 Valid in Good Standing4558 New Delhi Jayanti Parida 72520 SENIOR RELATIONSHIP MANAGER PRINCIPAL PNB AMC 16-11-2017 Valid in Good Standing4559 New Delhi Jit B Biswa 22957 Faculty Life Insurance Corporation of India 30-06-2016 Certification / Renewal Awaited 4560 New Delhi JITESH SOOD 77952 Senior Vice President J M Financial Asset Management Pvt Ltd 08-05-2017 Valid in Good Standing4561 New Delhi Jiwan Pradeep 21642 Retired Deputy Manager State Bank of India 26-07-2016 Certification / Renewal Awaited 4562 New Delhi Jyotika Gupta 15941 Assistant Vice President Barclays Wealth 27-04-2014 Certification / Renewal Awaited 4563 New Delhi K. Karthik 42693 NA Self Employed 31-05-2017 Valid in Good Standing4564 New Delhi K.V. Kartik 93663 SALES MANAGER Kotak Life Insurance 27-12-2017 Valid in Good Standing4565 New Delhi Kamal Deep Singh 54538 Manager Training Max Life Insurance Co Ltd 15-03-2017 Valid in Good Standing4566 New Delhi Kamal Jeet Singh 16488 Financial Planner Hot Shot Instrutries 31-03-2007 Certification / Renewal Awaited 4567 New Delhi Kamal K Goel 15942 Executive Director Unique Health & Wealth Consultants Pvt Ltd 31-03-2016 Certification / Renewal Awaited 4568 New Delhi Kamal K Gupta 17435 Assistant Manager Genpact India (GE Capital) 16-06-2015 Certification / Renewal Awaited 4569 New Delhi Kamal R Bhambhani 14822 Director Chandra Lakshmi Chit Fund Pvt Ltd 31-03-2017 Valid in Good Standing4570 New Delhi Kanika Bahl 67772 Finance Executive HSBC Ltd 25-11-2013 Certification / Renewal Awaited 4571 New Delhi Kapil Verma 80223 Deputy Manager Elite Wealth Advisors Ltd 13-10-2017 Valid in Good Standing4572 New Delhi Karan Manwani 29774 Equity Advisor Edelweiss Broking Ltd. -NA- Certification / Renewal Awaited 4573 New Delhi Karan Mehta 88507 NA NA -NA- Certification / Renewal Awaited 4574 New Delhi Kavita . 76165 NA NA -NA- Certification / Renewal Awaited 4575 New Delhi Khwaja Sheeraz 26916 NA NA -NA- Certification / Renewal Awaited 4576 New Delhi Kundan K Roy 19680 Managing Partner Elixir Capital 22-06-2016 Certification / Renewal Awaited 4577 New Delhi Kush Kohli 64962 Manager ICICI Securities Ltd 26-01-2017 Certification / Renewal Awaited 4578 New Delhi Kushal Bhateja 96838 Inshiksha Consultants Founder 22-09-2017 Valid in Good Standing4579 New Delhi Lakshay Gambhir 29835 Insurance Advisor Tata AIA Life Insurance Co Ltd 02-09-2016 Certification / Renewal Awaited 4580 New Delhi mamta khanna 37428 Advisor ICICI Prudential Life Insurance Co Ltd 09-03-2018 Valid in Good Standing4581 New Delhi Manish Kumar Thakur 58853 RM/ADVISORY Bajaj Capital Limited -NA- Certification / Renewal Awaited 4582 New Delhi Manish Saluja 17178 Founder & Chief Financial Planner OpenMySIP.com 31-03-2017 Valid in Good Standing4583 New Delhi Manish Sharma 17485 Senior Business Development Manager Franklin Templeton Investments 26-04-2017 Valid in Good Standing4584 New Delhi Manish Sharma 77770 Asst branch manager Kotak Life Insurance 16-11-2017 Valid in Good Standing4585 New Delhi Manish Sinha 80528 Associate Manager - Distribution training Bharti Axa Life Insurance Co Ltd 06-04-2016 Certification / Renewal Awaited 4586 New Delhi Manpreet Kaur 55525 NA NA -NA- Certification / Renewal Awaited 4587 New Delhi Mehak Batra 55738 NA NA -NA- Certification / Renewal Awaited 4588 New Delhi Mitika Malhotra 16543 NA NA -NA- Certification / Renewal Awaited 4589 New Delhi Mohit Sanjay Bathija 70975 NA NA -NA- Certification / Renewal Awaited 4590 New Delhi Monika Halan 14052 Consulting Editor Mint HT Media Ltd 31-03-2017 Valid in Good Standing4591 New Delhi Mudit Mutreja 22023 Senior Executive - Accounts Le Passage To India Tours & Travels Pvt Ltd 28-05-2016 Certification / Renewal Awaited 4592 New Delhi Mukesh Gupta 14599 Director Wealthcare Securities Pvt Ltd 31-03-2017 Valid in Good Standing4593 New Delhi Mukul Awasthi 33779 Head - HNI Group Pry Chadha Co 24-08-2017 Valid in Good Standing4594 New Delhi Munish K Sabharwal 24969 Zonal Head SBI Funds Management Pvt Ltd 31-03-2016 Certification / Renewal Awaited 4595 New Delhi Nagender Saini 17906 Programme Director RNIS College of Financial Planning 25-04-2017 Valid in Good Standing4596 New Delhi Nancy Suri 81095 NA NA -NA- Certification / Renewal Awaited 4597 New Delhi Narayan Verma 36853 Associate Counselor - Financial Planning Edelweiss Investment Advisors Ltd 14-02-2014 Certification / Renewal Awaited 4598 New Delhi Narendra Singh 18504 Director Prithvi Financial Advisory Services Pvt Ltd 08-12-2017 Valid in Good Standing4599 New Delhi Naveen J Sirohi 31602 Founder Prudent Advice 23-12-2013 Certification / Renewal Awaited 4600 New Delhi Naveen Lamba 30082 ABDM Religare Health Insurance 01-04-2017 Valid in Good Standing4601 New Delhi Naveen Madan 20549 Manager H L Madan & Co Chartered Accountants 06-10-2017 Valid in Good Standing4602 New Delhi Naveen Singla 69409 NA NA -NA- Certification / Renewal Awaited 4603 New Delhi Neelam Kumari 33651 Partner Neoledge Planners LLP 16-03-2017 Valid in Good Standing4604 New Delhi Neeraj Chadha 18109 NA NA -NA- Certification / Renewal Awaited 4605 New Delhi Neeraj Chauhan 23473 CEO The Financial Mall 15-10-2017 Valid in Good Standing4606 New Delhi Neeraj Sharma 81674 Senior Executive Bajaj Capital Limited -NA- Certification / Renewal Awaited

4607 New Delhi Neha Bajaj 77065 NA NA -NA- Certification / Renewal Awaited 4608 New Delhi Neha Tewari 61099 Associate Vice President Religare Wealth Management Ltd 27-01-2018 Valid in Good Standing4609 New Delhi Nikhil Jain 26847 NA NA -NA- Certification / Renewal Awaited 4610 New Delhi Nikhil Malik 90704 Vice President Malik International 11-02-2017 Certification / Renewal Awaited 4611 New Delhi Nitesh Bhardwaj 29847 NA NA -NA- Certification / Renewal Awaited 4612 New Delhi Nitin Malhotra 72718 Relationship Manager HDFC Bank 17-11-2017 Valid in Good Standing4613 New Delhi Nitin V Manaktala 14068 CEO OMNIMax India Pvt Ltd 31-03-2017 Valid in Good Standing4614 New Delhi Pankaj Goyal 20561 Financial Advisor Lakshya Wealth Consultants Pvt Ltd 05-03-2017 Certification / Renewal Awaited 4615 New Delhi Pankaj Gupta 16010 NA NA 27-12-2016 Certification / Renewal Awaited 4616 New Delhi Pankaj Gupta 84202 Trainee Process Associate The Royal Bank Of Scotland -NA- Certification / Renewal Awaited 4617 New Delhi Pankaj K Gera 15432 Financial Planner Gera Wealth Creators 31-03-2017 Valid in Good Standing4618 New Delhi Parul Jaiswal 57632 Regional Product Manager ICICI Securities Ltd 19-02-2015 Certification / Renewal Awaited 4619 New Delhi Parul Nayyer 90831 NA NA -NA- Certification / Renewal Awaited 4620 New Delhi Pavni Sharma 90834 NA NA -NA- Certification / Renewal Awaited 4621 New Delhi Pawan Gupta 64146 Process Developer Genpact 23-12-2016 Certification / Renewal Awaited 4622 New Delhi Pawan Kumar Arora 20216 NA NA -NA- Certification / Renewal Awaited 4623 New Delhi Pawan Kumar Garg 65490 Executive Partner G. K. Kedia & Co. 24-09-2016 Certification / Renewal Awaited 4624 New Delhi Piyush Avasthy 81369 Financial Advisor Raina & Co. 30-07-2016 Certification / Renewal Awaited 4625 New Delhi Piyush Kumar Shukla 56767 AVP-Training India Infoline Ltd 26-03-2015 Certification / Renewal Awaited 4626 New Delhi Piyush Sarawgi 46858 Financial Associate Ernst & Young Pvt Limited -NA- Certification / Renewal Awaited 4627 New Delhi Prabhakar Sharma 78010 Financial Planner Weathcare Securities Pvt. Ltd 23-06-2017 Valid in Good Standing4628 New Delhi Prachi Guglani 69754 NA NA -NA- Certification / Renewal Awaited 4629 New Delhi Pramod Bajaj 17006 NA Self Employed 31-03-2017 Valid in Good Standing4630 New Delhi Prashant Kapoor 25025 NA NA 10-12-2015 Certification / Renewal Awaited 4631 New Delhi Prashant Kumar Sharma 20235 Head Sole Proprietors Home Planners and Locators 12-07-2017 Valid in Good Standing4632 New Delhi Prashant Sharma 40423 NA NA 07-12-2017 Valid in Good Standing4633 New Delhi Prateek Wahy 30162 Manager UTI AMC Ltd 18-07-2016 Certification / Renewal Awaited 4634 New Delhi Preeti Bamrara 77385 PMS Executive Operations Elite Wealth Advisors LTD 27-03-2017 Valid in Good Standing4635 New Delhi Preeti Mittal 69903 NA NA -NA- Certification / Renewal Awaited 4636 New Delhi Prince Mahajan 77064 Audit Analyst KPMG -NA- Certification / Renewal Awaited 4637 New Delhi Priya Bhardwaj 91865 Accountant Jolly and Company -NA- Certification / Renewal Awaited 4638 New Delhi Punam Kurl 22633 Analyst Morgan Stanley 21-07-2017 Valid in Good Standing4639 New Delhi Puneet Oberoi 15000 Proprietor Finadwise 31-03-2017 Valid in Good Standing4640 New Delhi R Kannan 38329 Executive Vice President IFFCO Tokio Genral Insurance Co Ltd 25-10-2017 Valid in Good Standing4641 New Delhi Rahul Bakshi 39577 Zonal Head North Indiabulls Asset Management Co Ltd 30-11-2017 Valid in Good Standing4642 New Delhi Rahul Huria 18579 Relationship Manager International Money Matters Pvt Ltd 05-08-2016 Certification / Renewal Awaited 4643 New Delhi Rahul Ranjan 20572 NA Self Employed 12-03-2016 Certification / Renewal Awaited 4644 New Delhi Rahul Tyagi 76658 Partner Swarn Bhim Food Products 30-12-2016 Certification / Renewal Awaited 4645 New Delhi Rajan Rawat 95885 Senior Cluster Head ICICI Securities Pvt. Ltd 08-12-2017 Valid in Good Standing4646 New Delhi Rajat Jain 72592 NA NA -NA- Certification / Renewal Awaited 4647 New Delhi Rajeev Bhardwaj 23520 Deputy Branch Manager DLF Pramerica Life Insurance Co Ltd 23-08-2016 Certification / Renewal Awaited 4648 New Delhi Rajeev Garg 17185 Managing Director Big Biz Consociates 30-10-2017 Valid in Good Standing4649 New Delhi Rajeev Kumar 72988 Relationship Manager Birla Sunlife Asset Management Ltd 17-06-2016 Certification / Renewal Awaited 4650 New Delhi Rajeev Kumar 22645 NA Self Employed 24-06-2017 Valid in Good Standing4651 New Delhi Rajeev Malhotra 37339 Director Paragon Investment Services 01-02-2018 Valid in Good Standing4652 New Delhi Rajendra Anthwal 40734 Chief Branch Manager ICICI Securities Ltd 28-07-2017 Valid in Good Standing4653 New Delhi Rajesh Bhatia 35754 Proprietor Adda Financial Planner 13-12-2017 Valid in Good Standing4654 New Delhi Rajiv Kumar Nayar 37965 Partner Gupta Nayar & Co 24-01-2018 Valid in Good Standing4655 New Delhi Rajiv Satija 35011 AVP HSBC 13-10-2016 Certification / Renewal Awaited 4656 New Delhi Rajiv Verma 17921 CEO Real Value Financial Services 10-04-2017 Valid in Good Standing4657 New Delhi Rajnish Dhawan 68547 Wealth Manager Axis Bank 12-11-2016 Certification / Renewal Awaited 4658 New Delhi Rajul Chawla 17186 Head Marketing RNIS College of Financial Planning -NA- Certification / Renewal Awaited 4659 New Delhi Rakesh Jha 18592 Assistant Manager Sundaram Asset Management Co Ltd 21-11-2016 Certification / Renewal Awaited 4660 New Delhi Rakesh Kumar Chaudhary 76956 PROPRIETOR Khushi Investments Services 22-12-2017 Valid in Good Standing4661 New Delhi Ram Adhar Chopra 16655 NA Self Employed 31-03-2017 Valid in Good Standing4662 New Delhi Ram Pal Singh 41884 Assistant General Manager State Bank of India 06-06-2016 Certification / Renewal Awaited 4663 New Delhi Rasleen Kaur 63022 Assurance Associate Ernst & Young Pvt Limited -NA- Certification / Renewal Awaited 4664 New Delhi Rattan L Kukreja 21765 Senior Manager Indian Overseas Bank 19-02-2017 Certification / Renewal Awaited 4665 New Delhi Ravi Kant Sharma 45462 Proprietor Ravi Kant Sharma -NA- Certification / Renewal Awaited 4666 New Delhi Ravi Kumar Sharma 59327 Branch Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4667 New Delhi Renuka Mahajan 17188 CEO Nuki Investments Pvt Ltd 31-03-2018 Valid in Good Standing4668 New Delhi Richa Thapar 31173 Vice President IIFL Private Wealth Management (Dubai) Ltd 18-07-2015 Certification / Renewal Awaited 4669 New Delhi Rishi Gulati 41377 Deputy Manager HDFC Bank 04-07-2015 Certification / Renewal Awaited 4670 New Delhi Rishi Kumar Gupta 40421 Founder Wealth House 13-06-2015 Certification / Renewal Awaited 4671 New Delhi Ritu Nanda 24876 Chairperson & CEO RNIS College of Finacial Planning 31-03-2013 Certification / Renewal Awaited 4672 New Delhi Ruchi Arora 53476 Assistant Manager HSBC Global Resourcing 24-01-2017 Certification / Renewal Awaited 4673 New Delhi Sabina Bharwani 19815 Assistant Manager HSBC Bank 08-09-2015 Certification / Renewal Awaited 4674 New Delhi Samir Kaul 60790 Associate Vice President Religare Macquarie Wealth Management Ltd 17-10-2017 Valid in Good Standing4675 New Delhi Samir Pathak 18632 National Key Account Manager Birla Sun Life Insurance Co Ltd 04-08-2017 Valid in Good Standing4676 New Delhi Sandeep Bhargava 36663 Principal Financial Planner The Retirement Planning & Insurance Organisation 24-08-2017 Valid in Good Standing4677 New Delhi Sandeep Gupta 20474 Proprietor Sandeep Gupta Tax & Investment Consultant 05-03-2017 Certification / Renewal Awaited 4678 New Delhi Sandeep Kumar Upadhyay 18637 Director Intelliplan Financial Planners India 03-08-2017 Valid in Good Standing

4679 New Delhi Sandeep Puri 24931 Manager Dena Bank 31-03-2009 Certification / Renewal Awaited 4680 New Delhi Sanjay Durgan 14482 Principal AbunDanze 31-03-2017 Valid in Good Standing4681 New Delhi Sanjay Sethi 16700 NA NA 31-03-2008 Certification / Renewal Awaited 4682 New Delhi Sanjay Yadav 16284 Proprietor S Y Consultants 31-03-2017 Valid in Good Standing4683 New Delhi Sanjeev Choudhary 96097 Regional Product Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4684 New Delhi Sanjeev Govila 44965 CEO Hum Fauji Initiatives 28-02-2017 Certification / Renewal Awaited 4685 New Delhi Sanjeev Kumar Gaur 34169 Chief Manager State Bank of India 24-08-2011 Certification / Renewal Awaited 4686 New Delhi Sanjeev Sharma 35784 NA Self Employed 27-06-2017 Valid in Good Standing4687 New Delhi Sanjeev Thareja 36367 CEO Turtle Financial 31-08-2017 Valid in Good Standing4688 New Delhi Sanjiv Bajaj 24801 Joint Managing Director Bajaj Capital Ltd 31-03-2017 Valid in Good Standing4689 New Delhi Sanjiv Khanduja 74986 Corporate Services Director Vertergaard 12-11-2016 Certification / Renewal Awaited 4690 New Delhi Sapna Tiwari 19399 Manager - Academics Corporate Connect 15-07-2017 Valid in Good Standing4691 New Delhi Satish K Verma 25104 Chief Manager Bank of India 12-03-2017 Valid in Good Standing4692 New Delhi Satya Prakash 14485 NA Self Employed 31-03-2017 Valid in Good Standing4693 New Delhi Saurabh Bhargava 61125 Senior Manager L&T Capital Markets Ltd 10-12-2017 Valid in Good Standing4694 New Delhi Saurabh Kathuria 20591 NA NA -NA- Certification / Renewal Awaited 4695 New Delhi Saurabh Sehgal 54491 Manager Training Max Life Insurance Co Ltd 25-03-2016 Certification / Renewal Awaited 4696 New Delhi Shakti Manchanda 74112 Area Manager Aditya Birla Money Mart Ltd 06-10-2017 Valid in Good Standing4697 New Delhi Shalini Bhatia 28557 Process Developer Mercer Consulting India Pvt.Ltd. 18-02-2017 Certification / Renewal Awaited 4698 New Delhi Sharad C Mohan 14662 Chief Executive Calibre Investments 31-03-2017 Valid in Good Standing4699 New Delhi Sheetal Manohar Agarkar 21334 Vice President Elite Wealth Advisors Ltd 01-08-2017 Valid in Good Standing4700 New Delhi Shruti Arora 31342 Account manager IndiaCollegeSearch 08-12-2017 Valid in Good Standing4701 New Delhi Shruti Gupta 65148 Content Developer AAFM India Pvt Ltd 13-01-2018 Valid in Good Standing4702 New Delhi Siddharth Chadha 16727 Financial Planning Specialist Ameriprise Financial 31-03-2008 Certification / Renewal Awaited 4703 New Delhi Siddharth Thapar 76576 Senior Manager J M Financial Asset Management Pvt Ltd 27-01-2018 Valid in Good Standing4704 New Delhi Sonia Pahuja 16740 Senior Financial Planning Specialist Ameriprise India Pvt Ltd 06-01-2017 Certification / Renewal Awaited 4705 New Delhi Sparsh Dimri 92683 Associate Analyst XL Dynamcs India PVT. Ltd -NA- Certification / Renewal Awaited 4706 New Delhi Subramanian Kannan 33399 Senior Manager Pry Chadha Co 24-08-2017 Valid in Good Standing4707 New Delhi Sudhir Bajaj 18863 NA Self Employed 31-03-2010 Certification / Renewal Awaited 4708 New Delhi Sumedha Malhotra 14258 Asst Manager Financial Planning Bajaj Capital 31-03-2017 Valid in Good Standing4709 New Delhi Sumit Khadaria 81954 NA NA -NA- Certification / Renewal Awaited 4710 New Delhi Sumit Mittal 70895 PROPRITOR MANI Investment & Advisors 26-04-2017 Valid in Good Standing4711 New Delhi Sundeep Singhal 47660 Proprietor Securelife Advisory Services 27-05-2017 Valid in Good Standing4712 New Delhi Sunil Kumar 32921 Business Head NeelMani 16-03-2015 Certification / Renewal Awaited 4713 New Delhi Suriender Singh 74147 Senior Financial Advisor ICICI Securities Ltd 30-10-2017 Valid in Good Standing4714 New Delhi Surya Bhatia 24867 Principal Consultant Asset Managers 31-03-2017 Valid in Good Standing4715 New Delhi Sushant Suri 55916 Director and Lead Trainer FinGuru Education Pvt Ltd 22-07-2013 Certification / Renewal Awaited 4716 New Delhi Sushil Jain 14125 Assistant Vice President Bajaj Capital Ltd 16-04-2016 Certification / Renewal Awaited 4717 New Delhi Swati Sethi 60077 NA NA -NA- Certification / Renewal Awaited 4718 New Delhi syed mahmood mian 92727 Articled Assistant BR Gupta & Company 20-10-2017 Valid in Good Standing4719 New Delhi Tamaghna Deb 46452 Partner Marquee SA Consulting Services 02-05-2013 Certification / Renewal Awaited 4720 New Delhi Tamanna Varma 14678 Sole Proprietor Vinayaka Investments 27-06-2017 Valid in Good Standing4721 New Delhi Tapesh Lohia 78114 Vice President Fincart -NA- Certification / Renewal Awaited 4722 New Delhi Tarun Kumar Saxena 32694 Financial Consultant A P Financial Services 11-03-2017 Valid in Good Standing4723 New Delhi Teena Jain 29235 Assistant Editor Money Today 02-09-2017 Valid in Good Standing4724 New Delhi Tushar Bahl 93740 Professional Advisor Self-Employed 14-12-2017 Valid in Good Standing4725 New Delhi Twinkle Gujral 30822 Proprietor M/s Care Capital Advisory Services 31-01-2018 Valid in Good Standing4726 New Delhi Varun Gupta 20612 Faculty BLB Institute of Financial Markets 22-04-2017 Valid in Good Standing4727 New Delhi Veer Raj Parihar 22152 Manager - Strategic Initiative Max Life Insurance Co Ltd 15-04-2016 Certification / Renewal Awaited 4728 New Delhi Vijay Dua 45755 Insurance Advisor ICICI Prudential Life Insurance Co Ltd 17-08-2017 Valid in Good Standing4729 New Delhi Vijay Kumar Sharma 23193 Relationship Manager State Bank of India 15-07-2017 Valid in Good Standing4730 New Delhi Vijay Sharma 72977 Senior Claim Associate United Health Group 18-03-2016 Certification / Renewal Awaited 4731 New Delhi Vikas Gupta 23295 Proprietor Gupta Assurances 04-05-2015 Certification / Renewal Awaited 4732 New Delhi Vinayak Magotra 72889 Executive International Money Matters Pvt Ltd 24-05-2017 Valid in Good Standing4733 New Delhi Vinayak Rao Ekbote 58453 Director Mithila Intercontinental Pvt Ltd 22-07-2016 Certification / Renewal Awaited 4734 New Delhi Vineet Jain 19104 Senior Faculty The Indian Institute Of Financial Planning 11-02-2016 Certification / Renewal Awaited 4735 New Delhi Vipin Sehgal 23643 Relationship Manager Taurus Assest Management 23-12-2011 Certification / Renewal Awaited 4736 New Delhi Vishnu Jit Singh 15165 Chief Manager - Accounts and Taxation Escorts Ltd 31-03-2016 Certification / Renewal Awaited 4737 New Delhi Vivek Mahajan 24924 Assistant General Manager State Bank of India 14-01-2016 Certification / Renewal Awaited 4738 New Delhi Yash Muthreja 60127 NA NA -NA- Certification / Renewal Awaited 4739 New Delhi Yati Arora 26879 NA NA -NA- Certification / Renewal Awaited 4740 New Delhi Moushumi Parija 14053 Relationship Manager UTI AMC Ltd 31-03-2006 Certification / Renewal Awaited 4741 Ni Dilli Biju Daniel 15774 Principal Advisor Shreyas Investment Services 31-03-2009 Certification / Renewal Awaited 4742 Nilambur Arun A S 93180 Customer Assistant State Bank Of India -NA- Certification / Renewal Awaited 4743 Noida Ajay Kumar Yadav 60528 Chief Manager ICICI Securities Ltd 14-10-2017 Valid in Good Standing4744 Noida Akhil P Garg 20481 Visiting Faculty Indian School of Business & Finance 19-02-2018 Valid in Good Standing4745 Noida Akhil Sharma 37826 Senior Sales Officer Asian Paints Ltd 29-04-2017 Valid in Good Standing4746 Noida Anil K Kommajousla 30332 Founder and Managing Director iFinance Solutions 29-07-2017 Valid in Good Standing4747 Noida Ankita Maheshwari Maheshwari 20701 Research Analyst Ficus Securities Pvt Ltd 06-08-2013 Certification / Renewal Awaited 4748 Noida Anurag Pathak 31301 Senior Vice President BNP Paribas 28-03-2015 Certification / Renewal Awaited 4749 Noida Bharti Jha 16165 Financial Planner Samriddhi Investments 31-03-2017 Valid in Good Standing4750 Noida Bhavya Gupta 42650 Vice President HSBC Bank 18-05-2017 Valid in Good Standing

4751 Noida Daya Dhar Raj Srivastava 20018 Assistant General Manager State Bank of India 01-03-2018 Valid in Good Standing4752 Noida Dharmvir Kumar Singh 26743 NA NA -NA- Certification / Renewal Awaited 4753 Noida Esha Sanyal 20832 NA NA -NA- Certification / Renewal Awaited 4754 Noida Hari Kishan 31264 Manager Canara Bank 12-11-2010 Certification / Renewal Awaited 4755 Noida Manish Matalia 82161 Deputy Manager Bharat Heavy Electricals Ltd 06-04-2016 Certification / Renewal Awaited 4756 Noida Mohan Singh 40965 Assistant General Manager State Bank of India 21-02-2017 Certification / Renewal Awaited 4757 Noida Neetika Jain 23018 Project Manager IBM 14-11-2013 Certification / Renewal Awaited 4758 Noida Neha Nene 65115 NA Self Employed 10-07-2017 Valid in Good Standing4759 Noida Nirmala Shukla 79284 NA NA -NA- Certification / Renewal Awaited 4760 Noida Pallav Agarwal 15606 Proprietor Flourish Financial Planners 13-12-2017 Valid in Good Standing4761 Noida Pandey Manoj 36175 Director and Chief Financial Planner Mainstream Investments Advisors Pvt Ltd 11-08-2017 Valid in Good Standing4762 Noida Parul Khanna 24335 NA NA -NA- Certification / Renewal Awaited 4763 Noida Rajesh K Gupta 16652 CEO InvestMantra 31-03-2015 Certification / Renewal Awaited 4764 Noida Rajni Tayal 43886 Chief Executive Tayal Capitals 06-03-2017 Certification / Renewal Awaited 4765 Noida Ram K Gupta 16656 NA Self Employed 31-03-2017 Valid in Good Standing4766 Noida Ritesh Sabharwal 75066 Manager ICICI Bank Limited 19-01-2018 Valid in Good Standing4767 Noida Ruchi Goel 21239 Sr Manager Kotak Mahindra Bank Ltd -NA- Certification / Renewal Awaited 4768 Noida Sandeep Bhargava 43893 Director Big Arrow Advisors Pvt Ltd 02-11-2017 Valid in Good Standing4769 Noida Santosh Singh 49319 Zonal Training Manager Birla Sun Life Insurance Co Ltd 15-12-2017 Valid in Good Standing4770 Noida Saurav Jain 28497 NA NA -NA- Certification / Renewal Awaited 4771 Noida Shubham Agarwal 21350 Manager - Risk Religare Finvest Ltd 13-05-2015 Certification / Renewal Awaited 4772 Noida Simran Sandhu 41165 NA NA -NA- Certification / Renewal Awaited 4773 Noida Vaibhav Srimal 77976 Financial Adviser Ventura Securities Ltd 02-06-2017 Valid in Good Standing4774 Noida Vijay Kumar Arya 38810 Chief Financial Planner Vijay Arya Financial Planner & Tax Consultant 23-05-2017 Valid in Good Standing4775 Noida Vinay Kumar 48241 Manager IL&FS Trust Company Ltd 06-03-2013 Certification / Renewal Awaited 4776 Noida Vivek Law 87847 Editor Bloomberg TV India 31-03-2016 Certification / Renewal Awaited 4777 Noida Vivek Singh 96126 Branch Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 4778 Noida Yogesh Kumar Bhatia 21503 Partner Best Investment Centre 11-08-2017 Valid in Good Standing4779 Not Available Chirayu Vipul Mehta 84364 NA NA -NA- Certification / Renewal Awaited 4780 Null Gopi Agarwal 20857 NA Self Employed -NA- Certification / Renewal Awaited 4781 Null Gurunadeswara Reddy Komma 85752 NA NA -NA- Certification / Renewal Awaited 4782 Null Kunjalkumar Janakbhai Brahmbhatt 90921 NA NA -NA- Certification / Renewal Awaited 4783 Null Mainampati Chandra Kanth 83844 NA NA -NA- Certification / Renewal Awaited 4784 Null Mounika Pamula 90420 NA NA -NA- Certification / Renewal Awaited 4785 Null Muthumula Karthik 92893 NA NA -NA- Certification / Renewal Awaited 4786 Ongole Sai Datthathreya Sunkara 97486 SWO B Andhra Bank 09-03-2018 Valid in Good Standing4787 Oriissa Pramod Kumar Swain 77523 Sales Excutive Retails Sales Union Kbc Asset Management Co Pvt Ltd 22-11-2017 Valid in Good Standing4788 Ottapalam Hari Govind Menon T K 70419 AGM State Bank of India 15-06-2017 Valid in Good Standing4789 Palakkad Anuj Krishnan K. 17967 Deputy Manager Kotak Securities Ltd -NA- Certification / Renewal Awaited 4790 Palakol Veturi Srikanth 24869 Director Granta Financial Services Pvt Ltd 31-03-2010 Certification / Renewal Awaited 4791 Pali Saurabh Rajesh Singhal 92023 NA NA -NA- Certification / Renewal Awaited 4792 Pali Sayed Ali Ishaan 32352 NA NA 23-12-2016 Certification / Renewal Awaited 4793 Panaji Antonio Mario Travasso 34072 Branch Manager IndusInd Bank Ltd 29-09-2017 Valid in Good Standing4794 Panaji Arthur Salvador Costa 16380 Assistant Vice President and Cluster Head HDFC Asset Management Co Ltd 17-08-2017 Valid in Good Standing4795 Panaji Ashley S Gomes 33274 Assistant Vice President DSP BlackRock Investment Managers Pvt. Ltd. 30-03-2017 Valid in Good Standing4796 Panaji Bindu M Devjani 16870 Branch Manager HDFC Bank 31-03-2016 Certification / Renewal Awaited 4797 Panaji Carl Nicolau De Sa 49073 Financial Advisor Star Investments 27-05-2017 Valid in Good Standing4798 Panaji John Anthony Colaco 56986 Manager State Bank of India 10-09-2013 Certification / Renewal Awaited 4799 Panaji Lalita Nanal 41725 Manager State Bank of India 09-01-2012 Certification / Renewal Awaited 4800 Panaji Marilyn M Dias 14326 NA Self Employed 31-03-2018 Valid in Good Standing4801 Panaji Mitali Kamlesh Vora 36644 NA NA -NA- Certification / Renewal Awaited 4802 Panaji Pradnya Pradeep Desai 41853 Dy Manager State Bank of India 21-02-2012 Certification / Renewal Awaited 4803 Panaji Rajesh Chheda 29568 Proprietor Finance Factory 13-10-2017 Valid in Good Standing4804 Panaji Siddhi Sarvesh Mulgaonkar 22735 Sales Training Manager Reliance Life Insurance Co Ltd 07-02-2015 Certification / Renewal Awaited 4805 Panaji Sripad C Madkaikar 33613 Asst Manager STF Indiaate Bank O 13-01-2011 Certification / Renewal Awaited 4806 Panchkula Dinesh Gulati 42689 Branch Manager State Bank Of India -NA- Certification / Renewal Awaited 4807 Panchkula Jagmohan Khanna 44696 Chief Manager State Bank of India 06-04-2013 Certification / Renewal Awaited 4808 Panchkula Karamvir Singh Gahlawat 42396 Colonel (Retired) Indian Army 12-07-2017 Valid in Good Standing4809 Panchkula Kshitij Talwar 64323 Manager Citi Bank N A 29-08-2015 Certification / Renewal Awaited 4810 Panchkula Pankaj Gupta 68231 Manager HDFC Bank 26-11-2016 Certification / Renewal Awaited 4811 Panchkula Raj Kumar Manchanda 19780 Chief Manager State Bank of India 02-07-2012 Certification / Renewal Awaited 4812 Panchkula Rajesh Handa 15807 Founder Positive Financial Solutions 05-12-2017 Valid in Good Standing4813 Panchkula Rakesh Chander Sharma 44671 Assistant General Manager State Bank of India 23-05-2012 Certification / Renewal Awaited 4814 Panchkula Richa Latawa 31656 Assistant Manager Allahabad Bank 11-07-2016 Certification / Renewal Awaited 4815 Panchkula Shyam Sunder Tezpal 21354 General Manager Army Birla GTM Entrepose Ltd 05-02-2015 Certification / Renewal Awaited 4816 Panchkula Suresh Kumar Narula 44555 Founder and Principal Planner Prudent Financial Planners 24-01-2018 Valid in Good Standing4817 Panchkula Vijay Kumar Bhatia 43334 Chief Manager State Bank of India 23-05-2012 Certification / Renewal Awaited 4818 Panchkula Vikas Sahni 39746 Manager Ganpati Trading Co 21-11-2012 Certification / Renewal Awaited 4819 Panipat Aseem Chugh 32513 Deputy Manager - Sales HDFC Asset Management Co Ltd 06-05-2016 Certification / Renewal Awaited 4820 Panipat Bharti Mittal 52235 NA NA -NA- Certification / Renewal Awaited 4821 Panipat Deep Shikha Malhotra 24850 Director Roots Institute of Financial Markets 31-03-2017 Valid in Good Standing4822 Panipat Dhiraj Chawla 16429 Product Manager SarthiWM Consultants Private Limited -NA- Certification / Renewal Awaited

4823 Panipat Gaurav Sardana 36646 NA NA -NA- Certification / Renewal Awaited 4824 Panipat Kavita Malhotra 19664 NA NA -NA- Certification / Renewal Awaited 4825 Panipat Kiran Dhamija 36358 NA NA -NA- Certification / Renewal Awaited 4826 Panipat Neeraj Nagpal 19725 Director Sahara Asset Management Co Pvt Ltd 11-04-2011 Certification / Renewal Awaited 4827 Panipat Nidhi Malhotra 21055 NA NA -NA- Certification / Renewal Awaited 4828 Panipat Pratibha Malik 33334 NA NA -NA- Certification / Renewal Awaited 4829 Panipat Ravi Malhotra 32637 Director Onyx Wealth Solutions Pvt Ltd 12-11-2017 Valid in Good Standing4830 Panipat Ruman Kheinchi 35336 NA NA -NA- Certification / Renewal Awaited 4831 Panipat Shivangi Goel 52233 NA NA -NA- Certification / Renewal Awaited 4832 Panipat Shivani Rani 36360 NA NA -NA- Certification / Renewal Awaited 4833 Panipat Yashika Gupta 33180 NA NA -NA- Certification / Renewal Awaited 4834 Panruti V Sreekant 17140 Freelance Author & Trainer MoneyCare Solutions 31-03-2017 Valid in Good Standing4835 Panvel Sonali Gupta Modak 37424 Proprietor Planet Money 03-01-2018 Valid in Good Standing4836 Patan Birju Kiritkumar Acharya 54472 Proprietor Raj Financial Services 13-09-2017 Valid in Good Standing4837 Pathankot Vikramjit Singh Manhas 44243 NA Self Employed 10-09-2017 Valid in Good Standing4838 Patiala Abhishek Chhabra 52936 Manager State Bank of Patiala 04-10-2012 Certification / Renewal Awaited 4839 Patiala Gurmeet Singh Mundra 16455 Chief Manager UTI AMC Ltd 27-01-2014 Certification / Renewal Awaited 4840 Patiala Manjeet Singh 54706 Assistant General Manager State Bank of Patiala 05-02-2013 Certification / Renewal Awaited 4841 Patiala Parminder Pal Singh 50108 Proprietor Money Care Investments & Services 27-11-2017 Valid in Good Standing4842 Patiala Raghu Nandan Kumar 53034 Manager State Bank of Patiala 21-11-2012 Certification / Renewal Awaited 4843 Patiala Rajeev Kumar 52863 Dy Manager State Bank of Patiala 21-08-2012 Certification / Renewal Awaited 4844 Patiala Ritesh Kumar 53060 Manager State Bank of Patiala 29-04-2013 Certification / Renewal Awaited 4845 Patiala Sujeet Lohani 52996 Manager State Bank of Patiala 22-04-2013 Certification / Renewal Awaited 4846 Patna Arun Prakash 35672 Chief Manager State Bank of India 21-08-2017 Valid in Good Standing4847 Patna Dhiraj Jha 46187 SMGS-IV State Bank of India 09-01-2012 Certification / Renewal Awaited 4848 Patna Harishankar Vidyarthi 35972 NA NA -NA- Certification / Renewal Awaited 4849 Patna Kameshwar Prasad 53978 Managing Director Moneywhiz Financial Planners 15-01-2013 Certification / Renewal Awaited 4850 Patna Narendra Kumar 33225 Deputy Manager State Bank of India 01-08-2013 Certification / Renewal Awaited 4851 Patna Pankaj Kumar Mishra 52117 Relationship Manager LIC Nomura Mutual Fund AMC Ltd 23-05-2018 Valid in Good Standing4852 Patna Pawan Kumar 69470 NA NA -NA- Certification / Renewal Awaited 4853 Patna Raman K Jha 32739 Manager State Bank of India 24-05-2011 Certification / Renewal Awaited 4854 Patna Shveta Sinha 24512 Financial Planner Financial Planning & Knowledge Centre 12-12-2017 Valid in Good Standing4855 Patna Tejpal Singh 95211 Cluster Operation Manager TATA AIG Life Insurance Co. Ltd -NA- Certification / Renewal Awaited 4856 Patna Pradip Kumar Kumar 16617 Senior Financial Planning Manager Bajaj Capital Ltd 13-12-2017 Valid in Good Standing4857 Pen Suyog Prakash Chachad 96537 Dy. Manager HDFC Bank Ltd. 09-11-2017 Valid in Good Standing4858 Penumantra Karri Sandeep Reddy 79227 NA Self Employed 22-09-2015 Certification / Renewal Awaited 4859 Phagwara Vishal Gupta 37912 Senior Manager Finance Capital Local Area Bank Limite 02-11-2015 Certification / Renewal Awaited 4860 Pimpri Khushboo Parth Shah 91130 NA NA -NA- Certification / Renewal Awaited 4861 Pimpri Vipul Prafulchandra Shah 75389 Audit Executive Pradip Kamathe & Co 29-06-2015 Certification / Renewal Awaited 4862 Poddatur Sreekanth Reddy Nandipati 29632 Founder ReLakhs Financial Planning Services 12-07-2017 Valid in Good Standing4863 Pollachi Vinod Kumar Thiagarajan 18873 Sales Manager Star Health & Allied Insurance Co Ltd 18-02-2018 Valid in Good Standing4864 Pondicherry Karthik Elangovan 33337 Branch Manager Reliance Capital Asset Management Ltd 27-07-2011 Certification / Renewal Awaited 4865 Pondicherry Singaravelu S 18834 Founder and Managing Director Future Dynamics FP 10-01-2018 Valid in Good Standing4866 Pune Aarti Anand Patanakar 59935 Partner NJ Fundz Network 17-10-2017 Valid in Good Standing4867 Pune Aarti Rahul Khasnis 61200 Research Analyst Wealth Managers (I) Pvt Ltd 12-01-2017 Certification / Renewal Awaited 4868 Pune Abhijit Manohar Ambadkar 47659 Business Analyst Syntel Ltd 03-07-2013 Certification / Renewal Awaited 4869 Pune Abhishek Agarwal 40596 Financial Planner Horus Financial Consultants Pvt Ltd. -NA- Certification / Renewal Awaited 4870 Pune Abhishek Umakant Malani 51662 Auditor Assistant J S Khandelwal & Co 06-06-2013 Certification / Renewal Awaited 4871 Pune Abida Sultana 20445 NA Self Employed 19-08-2017 Valid in Good Standing4872 Pune Adpadi V Shenoy 33497 Proprietor KBC Enterprises 07-04-2017 Valid in Good Standing4873 Pune Ajay Kumar Singh NA Head - Sales Bajaj Allianz Life Insurance Company 31-03-2005 Certification / Renewal Awaited 4874 Pune Ajay Ramdas Pote 32737 Asst Manager The Oriental Insurance Co Ltd 10-03-2012 Certification / Renewal Awaited 4875 Pune Akshay Ashok Bhatuse 73730 NA NA -NA- Certification / Renewal Awaited 4876 Pune Amandeep Manjeet Singh 47649 Associate Operations AXA Business Services Pvt. Ltd. -NA- Certification / Renewal Awaited 4877 Pune Amarnath Satyanarayan 19538 Personal Financial Planner Rhythm Associates 30-06-2017 Valid in Good Standing4878 Pune Amarr Bhalsing 23327 NA NA -NA- Certification / Renewal Awaited 4879 Pune Amit Agarwal 71812 Chartered Accountant Amit M. Agarwal & Associates -NA- Certification / Renewal Awaited 4880 Pune Amol Anand Shitut 80666 Associate Regional Manager ICICI Prudential Life Insurance Co Ltd 22-09-2017 Valid in Good Standing4881 Pune Amol Anil Sathe 23331 NA Self Employed 17-06-2017 Valid in Good Standing4882 Pune Amol Kankanwadi 21534 NA Self Employed 17-08-2014 Certification / Renewal Awaited 4883 Pune Amruta Chandrashekhar Padhye 63395 Direct Sales Executive IDBI Home Loans 28-04-2017 Valid in Good Standing4884 Pune Anand Jaju 14531 Proprietor Jaju Investments 31-03-2018 Valid in Good Standing4885 Pune Anand Shrikant Pophale 73654 Member of Technical Staff IMR Global India Ltd 21-12-2017 Valid in Good Standing4886 Pune Anil D Kale 33382 NA Self Employed 30-03-2014 Certification / Renewal Awaited 4887 Pune Anil Kumar Singh 23337 Regional Product Manager ICICI Bank Limited 11-04-2017 Valid in Good Standing4888 Pune Animesh Jha 74190 NA NA -NA- Certification / Renewal Awaited 4889 Pune Aniruddha Amrut Bambawale 24987 Proprietor Money Times Financial Services 08-03-2017 Certification / Renewal Awaited 4890 Pune Ankit Giroti 19949 Regional Head Prudent Corporate Advisory Services Ltd 07-04-2017 Valid in Good Standing4891 Pune Ankita Makarand Walunjkar 76537 PMO associate Finiq Pvt Limited 24-08-2017 Valid in Good Standing4892 Pune Ankush P Bhandari 18312 Product Manager IMS Proschool Pvt Ltd 22-07-2013 Certification / Renewal Awaited 4893 Pune Anuj Atul Sule 70159 NA NA -NA- Certification / Renewal Awaited 4894 Pune Anuja Pradip Marathe 59936 Research Analyst Wealth Managers (I) Pvt Ltd 12-01-2018 Valid in Good Standing

4895 Pune Aparna Karpate 40750 NA NA 17-10-2011 Certification / Renewal Awaited 4896 Pune Aparna Satish Phakade Pawar 65423 Sub Broker Karvy Stock Broking Ltd 21-07-2017 Valid in Good Standing4897 Pune Arun Johnny Khemlani 50964 Team Leader Future Generali -NA- Certification / Renewal Awaited 4898 Pune Arundhati Bhimrao Jagtap 22396 Branch Manager Kedar Borgaonkar 26-12-2011 Certification / Renewal Awaited 4899 Pune Arvind Kumar 41461 Asst Center Manager IMS Proschool Pvt Ltd 06-12-2011 Certification / Renewal Awaited 4900 Pune Ashish R Bhave 33725 Founder Ashish Bhave's academy of Wealth Pvt. Ltd. 03-12-2017 Valid in Good Standing4901 Pune Ashok Anant Alurkar 32613 Head - Pune Freedom Wealth Solutions Pvt Ltd 29-09-2016 Certification / Renewal Awaited 4902 Pune Ashwini Vijay Joshi 33859 Agent & Advisor Max New York Life Insurance Co Ltd -NA- Certification / Renewal Awaited 4903 Pune Asmita R Karanje 24051 Manager Smart Move Investments 16-05-2017 Valid in Good Standing4904 Pune Atul Jagdeorao Gaikwad 17983 Proprietor The Catalyst 25-12-2014 Certification / Renewal Awaited 4905 Pune Avinash Niwrutti Chavan 85786 Manager Networth Stock Broking ltd 13-04-2017 Valid in Good Standing4906 Pune Balaji V Kunnavakam 22898 NA Self Employed 09-09-2012 Certification / Renewal Awaited 4907 Pune Balvir B Chawla 14774 Chief Financial Architect Life Lite 31-03-2014 Certification / Renewal Awaited 4908 Pune Beena Sandeep Limkar 59074 senior manager V.J.coresoft -NA- Certification / Renewal Awaited 4909 Pune Benjamin P Joseph 42661 Associate Director Citibank N. A 17-08-2017 Valid in Good Standing4910 Pune Bharat B Phatak 24061 Director Wealth Managers (I) Pvt Ltd 24-08-2017 Valid in Good Standing4911 Pune Bhavna Kochar 16406 Head Integrity Asset Managers 24-02-2018 Valid in Good Standing4912 Pune Bhawna Dutt 29001 NA NA -NA- Certification / Renewal Awaited 4913 Pune Bhupendra Vijay Ketkar 53962 Chief Financial Planner Ensureinvest 12-08-2013 Certification / Renewal Awaited 4914 Pune Bikram Kalita 70517 Deputy Manager HDFC Bank 29-08-2015 Certification / Renewal Awaited 4915 Pune CHANDAN SINGH PADIYAR 69621 Financial Guide CSP Financial Solutions 18-08-2017 Valid in Good Standing4916 Pune Chenthil R Iyer 19215 CEO Horus FInancial Consultants Pvt Ltd 31-03-2010 Certification / Renewal Awaited 4917 Pune Chetan Govind Sadnani 74985 ADMINISTRATOR Satyam Wines 06-01-2017 Certification / Renewal Awaited 4918 Pune Deelip E Shirude 33819 NA Self Employed 07-04-2017 Valid in Good Standing4919 Pune Dhananjay Vasudeo Joag 15908 Financial Planner FinPlannerin 21-03-2017 Valid in Good Standing4920 Pune Dilraj S Vilkhu 32690 Manager Baking Channel HDFC Asset Management Company Ltd 04-06-2010 Certification / Renewal Awaited 4921 Pune Dinesh Shendkar 24964 Manager - Business Banking Kotak Mahindra Bank Ltd -NA- Certification / Renewal Awaited 4922 Pune Divakar Anant Patil 40627 Chief Manager Bank of Maharashtra 09-08-2011 Certification / Renewal Awaited 4923 Pune Doddi Gopi Kishore 69647 Branch In Charge Surya Shakti India Financial Pvt Ltd 15-09-2017 Valid in Good Standing4924 Pune Gajanan A Nene 18023 Asst Manager Central Commercial Corporation 31-03-2010 Certification / Renewal Awaited 4925 Pune Gaurang P Gandhi 19232 Director Vraj Finance Pvt Ltd 18-03-2017 Valid in Good Standing4926 Pune Gaurang Shah 88777 Software Engineer Systems Plus Private Ltd 29-11-2017 Valid in Good Standing4927 Pune Gaurav Khagesh Mehta 68845 Executive Bank Of New York Mellon -NA- Certification / Renewal Awaited 4928 Pune Gaurav Virendra Warman 44063 Training Manager Reliance Capital Asset Management Ltd 18-04-2012 Certification / Renewal Awaited 4929 Pune Gauri Subodh Belgi 48970 Founder Prudent Financial Planners 27-02-2018 Valid in Good Standing4930 Pune Geetanjali Shinde 92643 NA NA -NA- Certification / Renewal Awaited 4931 Pune Girish M Lakhotiya 20057 Associate Director Acclivus Advisors 12-04-2017 Valid in Good Standing4932 Pune Gundeep Malik 81127 NA NA -NA- Certification / Renewal Awaited 4933 Pune Harish Naganna 17382 Financial Planner Aditya Investments 10-11-2017 Valid in Good Standing4934 Pune Harsh Gupta 16902 Director Daksh Consulting Pvt Ltd 31-03-2018 Valid in Good Standing4935 Pune Harshad Vishwas Odhekar 44429 Manager Vig India Insurance Brokers Pvt Ltd 27-06-2015 Certification / Renewal Awaited 4936 Pune Harshal Prabhakar Bhosale 21625 Independent Financial Advisor AAR B Consultants 26-12-2017 Valid in Good Standing4937 Pune Harshal Vitthal Moholkar 32408 Senior Research Analyst Reval Analytical Services Pvt Ltd 19-03-2018 Valid in Good Standing4938 Pune Harshavardhan Bhusari 20065 Founder Fin Pals 23-11-2016 Certification / Renewal Awaited 4939 Pune Heramb Mahesh Vadalakar 56663 NA NA 30-12-2017 Valid in Good Standing4940 Pune Janaki R Soman 17405 Executive Advisor Tata AIA Life Insurance Co Ltd 17-05-2017 Valid in Good Standing4941 Pune Jasmin Sunilkumar Mehta 32411 Vice President HDFC Asset Management Co Ltd 01-08-2017 Valid in Good Standing4942 Pune Jayan Thomas 60361 Associate Vice President Kotak Securities Ltd 06-03-2017 Certification / Renewal Awaited 4943 Pune Jayant Rajurkar 77900 Regional Training Manager HDFC Standard Life Insurance Co Ltd 25-02-2018 Valid in Good Standing4944 Pune Jijai Agashe 41963 Strategist Personal Finance Horus Financial Consultants Pvt Ltd 15-04-2017 Valid in Good Standing4945 Pune Jyothi Murli 15940 Consultant Financial Planners and Wealth Managers 06-04-2017 Valid in Good Standing4946 Pune Jyoti Jaikumar Bagrecha 24171 Proprietor Yash Investments 15-09-2017 Valid in Good Standing4947 Pune Karan Madan Ji Sawhney 33950 Associate Bharat Parekh 10-03-2015 Certification / Renewal Awaited 4948 Pune Kartik Amrish Gandhi 33527 NA NA -NA- Certification / Renewal Awaited 4949 Pune Ketaki S Doshi 18065 Assistant - Accounts and Finance Shailesh N Doshi 21-02-2014 Certification / Renewal Awaited 4950 Pune Khalida Khanmate 56980 Manager State Bank of India 05-09-2013 Certification / Renewal Awaited 4951 Pune Kirti Abhijeet Ulabhaje 39864 Financial Planner Bajaj Finserv Wealth Management 07-06-2017 Valid in Good Standing4952 Pune Koustubh Sharad Vaidya 60275 Research Analyst Wealth Managers (I) Pvt Ltd 12-01-2018 Valid in Good Standing4953 Pune Krishna Gopal Gupta 49742 CEO MoneyMantra 08-03-2015 Certification / Renewal Awaited 4954 Pune Krishnan Rajaram 15424 Associate Manager Accenture Services Pvt. Ltd. 31-03-2007 Certification / Renewal Awaited 4955 Pune Kritesh Tiwari 92218 NA NA -NA- Valid in Good Standing4956 Pune Kushal Hemantrao Shingare 51730 NA NA -NA- Certification / Renewal Awaited 4957 Pune Laxmi H Auti 24211 Proprietor Aishwarya Invest 23-02-2014 Certification / Renewal Awaited 4958 Pune Mahesh P Renguntwar 35733 Finance Consultant InvestZone Pvt Ltd -NA- Certification / Renewal Awaited 4959 Pune Makarand Damle 47324 Financial Planner Zorba Money Private Wealth 14-10-2016 Certification / Renewal Awaited 4960 Pune Makarand Madhukar Joshi 38025 Process Leader AXA Business Services Pvt. Ltd. -NA- Certification / Renewal Awaited 4961 Pune Mandar Datta Hinge 18081 NA Self Employed 01-08-2016 Certification / Renewal Awaited 4962 Pune Mandar Joshi 16527 Practice Manager Wipro Technologies 31-03-2008 Certification / Renewal Awaited 4963 Pune Mandar V Bagul 24223 Investment Counselor Wealth Managers (I) Pvt Ltd 24-08-2017 Valid in Good Standing4964 Pune Mangesh S Thakur 24226 Investment Counselor Wealth Managers (I) Pvt Ltd 24-08-2017 Valid in Good Standing4965 Pune Manish Kumar 53331 Asssitant Manager ICICI Securities Ltd 30-03-2017 Valid in Good Standing4966 Pune Manoj M Vaidya 18480 Business Head Doyen Wealth Management Pvt Ltd 01-02-2017 Certification / Renewal Awaited

4967 Pune Mayank Shah 33481 Regional Manager - Financial Planning ICICI Securities Ltd 27-07-2017 Valid in Good Standing4968 Pune Mayur D Parkeria 24248 Head - Equity Research Wealth Managers (I) Pvt Ltd 24-08-2017 Valid in Good Standing4969 Pune Meghana Vivek Saxena 74189 Investor relation Officer Karvy Stock Broking Ltd. -NA- Certification / Renewal Awaited 4970 Pune Merlyn Tharayil Varghese 19295 Agency Coordinator Max New York Life -NA- Certification / Renewal Awaited 4971 Pune Mobin Amin Shaikh 72677 Training Manager Kotak Mahindra Old Mutual Life Insurance Ltd 03-05-2017 Valid in Good Standing4972 Pune Mohit Khanna 28465 Junior Equity Research Analyst Agarwal Shares & Stock Brokers (P) Ltd 24-01-2017 Certification / Renewal Awaited 4973 Pune Mona R Shah 15980 Director Akshar Institute of Quality Management 31-03-2017 Valid in Good Standing4974 Pune Monica Mokashi 15280 Chief Financial Planner Sardesai Finance 31-03-2015 Certification / Renewal Awaited 4975 Pune Monisha Sharma 44288 NA NA -NA- Certification / Renewal Awaited 4976 Pune Munish Parmar 19707 NA Self Employed -NA- Certification / Renewal Awaited 4977 Pune Murli Krishnamurthy 14055 Principal Consultant Financial Planners and Wealth Managers 31-03-2017 Valid in Good Standing4978 Pune Namrata Vishal Attal 21020 NA NA 18-07-2011 Certification / Renewal Awaited 4979 Pune Nand Kumar 15585 Proprietor Guide Financials 31-03-2015 Certification / Renewal Awaited 4980 Pune Nandan Gumaste 21024 NA Self Employed 13-10-2017 Valid in Good Standing4981 Pune Nayana Balkrishna Prabhune 35641 Insurance Agent The Oriental Insurance Co Ltd 09-05-2013 Certification / Renewal Awaited 4982 Pune Neepa Anil Khatri 20175 Proprietor Neepnil Invetments 31-08-2017 Valid in Good Standing4983 Pune Neeraj Kapoor 21040 Manager Sundaram Asset Management Co Ltd 08-08-2012 Certification / Renewal Awaited 4984 Pune Nihar Ram Mamtura 81417 Assistant Manager India Tourism Development Corporation 02-12-2017 Valid in Good Standing4985 Pune Nikhil S Kale 20184 Research Analyst Bajaj Finserv Wealth Management 02-04-2014 Certification / Renewal Awaited 4986 Pune Nikhil Sureshchandra Khatiwala 59932 Partner NJ Indiainvest Pvt Ltd. 17-10-2017 Valid in Good Standing4987 Pune Nilesh Harishchandra Todarmal 63972 Financial Planner Ffreedom Financial Planners 12-12-2017 Valid in Good Standing4988 Pune Nilesh Shrivallabh Bajaj 20189 Managing Director Cedrus Consultants P Ltd 29-12-2010 Certification / Renewal Awaited 4989 Pune Ninad K Patil 21069 Manager Principal Retirement Advisors Pvt Ltd 11-11-2017 Valid in Good Standing4990 Pune Niraj Ramkrishna Nanal 18112 Chief Financial Planner N R Financial Services 06-06-2017 Valid in Good Standing4991 Pune Niranjan Suresh Mujumdar 41126 Assistant Vice President SBI Funds Management Pvt Ltd 05-10-2017 Valid in Good Standing4992 Pune Nishikant Ramesh Balkawade 74037 Executive Dealer HDFC Securities Ltd. 01-09-2017 Valid in Good Standing4993 Pune Omkar Anil Joshi 51685 Senior QA Engineer Parametric Technology Corporation -NA- Certification / Renewal Awaited 4994 Pune Pankaj R Shewale 24327 Accounts Executive IMC Global Technology Services Pvt Ltd -NA- Certification / Renewal Awaited 4995 Pune Pankaj U Kulkarni 29841 NA Self Employed 23-05-2017 Valid in Good Standing4996 Pune Paresh D Shetiya 14614 Founder and Chief Financial Advisor Wealthsmart Financial Solutions 31-03-2016 Certification / Renewal Awaited 4997 Pune Parul Nagori 28800 NA NA -NA- Certification / Renewal Awaited 4998 Pune Piyush Devidas Popat 18126 Branch Manager Vantage Wealth Management Solutions Pvt Ltd 16-03-2017 Valid in Good Standing4999 Pune Pooja Chaubey 32592 Business Development Manager - South iFast Financial India Pvt Ltd 17-02-2018 Valid in Good Standing5000 Pune Poonam J Merchant 19746 Senior Consultant CSM and Associates 02-03-2018 Valid in Good Standing5001 Pune Prabhakar Balkrishna Shidhaye 46186 NA Self Employed 13-06-2017 Valid in Good Standing5002 Pune Prakash S Mundada 23502 Partner DAPNS & Co 09-06-2017 Valid in Good Standing5003 Pune Prasad Deepak Kayal 66782 Learning and Performance Analyst BNY Mellon INDIA International Pvt. Ltd 30-12-2017 Valid in Good Standing5004 Pune Prasad Raghunath Sabnis 47419 Investment Counselor Wealth Managers (I) Pvt Ltd 15-01-2018 Valid in Good Standing5005 Pune Prasad S Barje 24926 Assistant General Manager State Bank of India 12-03-2018 Valid in Good Standing5006 Pune Prasad V Kulkarni 18134 Director Mudra Investments 05-08-2010 Certification / Renewal Awaited 5007 Pune Prashant K Joshi 21141 NA Self Employed 21-01-2010 Certification / Renewal Awaited 5008 Pune Prashant P Shejwal 24860 Director Parva Financial Planners 07-04-2017 Valid in Good Standing5009 Pune Pratik Vijay Ghodke 90309 Wealth Manager Assistant Investment Councellor 05-10-2017 Valid in Good Standing5010 Pune Preeti Kumari 30017 Investment Counselor Karvy Pvt Wealth 24-11-2017 Valid in Good Standing5011 Pune Pritam Vikas Deshmane 33575 Investment Advisor NJ Indiainvest Pvt Ltd. -NA- Certification / Renewal Awaited 5012 Pune Priya R Shah 32789 proprietor M/s Priya Shah & Co. -NA- Certification / Renewal Awaited 5013 Pune Puneet G Khatri 21161 Financial Consultant ICICI Bank Ltd 11-02-2017 Certification / Renewal Awaited 5014 Pune Purushottam Pandit 24367 CEO Hopes Associates 23-02-2017 Certification / Renewal Awaited 5015 Pune Rachana R Khinvasara 15312 Proprietor M Plus Consultants 31-03-2017 Valid in Good Standing5016 Pune Rachna Chauhan 50962 Senior Territory Manager Reliance Life Insurance Co Ltd 14-11-2017 Valid in Good Standing5017 Pune Radhey Shyam Sharma 21168 Founder The Wealth Wisher Financial Planners 08-11-2014 Certification / Renewal Awaited 5018 Pune Rahil S Khetani 19347 Proprietor K-Mint Financial Services 31-03-2013 Certification / Renewal Awaited 5019 Pune Rahul Rajendra Mantri 56839 Chief Financial Planner Midas Touch 23-10-2017 Valid in Good Standing5020 Pune Rajesh Jagadambaprasad Sharma 75280 Asst Manager Accounts DSIJ PVT LTD (Dalal Street Investment Journal) 21-06-2016 Certification / Renewal Awaited 5021 Pune Rajesh Joshi 32106 Equity Analyst Kaleidoscope Financial Planners 28-10-2013 Certification / Renewal Awaited 5022 Pune Rajiv Vohra 35628 Senior Manager HDFC Bank Ltd -NA- Certification / Renewal Awaited 5023 Pune Rakesh Sharma 47577 Manager - Sales HDFC Asset Management Co Ltd 11-07-2016 Certification / Renewal Awaited 5024 Pune Ramkumar Sukhanandan Agrawal 42041 Director Midas Wealth Advisory Pvt Ltd 07-02-2018 Valid in Good Standing5025 Pune Ramwanti Rathore 61001 SENIOR EQUITY RELATIONSHIP MANAGER Standard Chartered Securities (I) Ltd 13-12-2016 Certification / Renewal Awaited 5026 Pune Riddhi Kalyan Kinkar 73587 Owner And Promoter Dhimahi -NA- Certification / Renewal Awaited 5027 Pune Rishi Jaikumar Lulla 73362 NA NA -NA- Certification / Renewal Awaited 5028 Pune Rohan Vilas Shah 19373 Director Net Gain Financial Consultants Pvt Ltd 16-03-2011 Certification / Renewal Awaited 5029 Pune Rohidas Mahadev Kolekar 82884 Unit Manager ICICI Prudential Asset Management Co Ltd 04-02-2017 Certification / Renewal Awaited 5030 Pune Rohit Dabrai 84854 Properitor Indira Investment-Gobbles 02-05-2017 Valid in Good Standing5031 Pune Rohit Warman 42167 Trainer - Financial Services Warman And Associates 11-10-2017 Valid in Good Standing5032 Pune Ruchi Rajiv Kulkarni 38701 Manager Anand Rathi Share and Stock Brokers Ltd 25-11-2012 Certification / Renewal Awaited 5033 Pune S Ramasubramanian 66550 Manager Chemintel India Pvt Ltd 13-02-2015 Certification / Renewal Awaited 5034 Pune Sachin S Sharangpani 19036 NA NA -NA- Certification / Renewal Awaited 5035 Pune Sandeep Bijlani 90141 AVP Religare Wealth Management Ltd 05-05-2017 Valid in Good Standing5036 Pune Sandeep Dwarkanath Limkar 21279 Partner NJ Fundz Network 22-08-2017 Valid in Good Standing5037 Pune Sandeep H Sahasrabudhe 40562 Chief Financial Planner Moneywise Financial Planners 10-03-2017 Valid in Good Standing5038 Pune Sandeep Vitthal Jarande 33755 NA Self Employed 20-06-2012 Certification / Renewal Awaited

5039 Pune Sangram Shivajirao Patil 64686 Chief Financial Planner Intelliplan Financial Planners India 25-04-2017 Valid in Good Standing5040 Pune Sanjay Dixit 48881 Proprietor Konark Investors -NA- Certification / Renewal Awaited 5041 Pune Sanjay Kulkarni 21289 Consultant Sanjay Kulkarni 15-04-2010 Certification / Renewal Awaited 5042 Pune Sanjeev H Kulkarni 29638 Assistant Manager IDBI Bank 26-01-2018 Valid in Good Standing5043 Pune Sanjeev J Wadhwa 19396 Sales Manager Vision Associates 02-03-2010 Certification / Renewal Awaited 5044 Pune Santosh Pandurang Kedari 21297 Director Sanriya Investment Advisors Pvt Ltd 23-09-2017 Valid in Good Standing5045 Pune Sarita Amod Joshi 62506 NA NA -NA- Certification / Renewal Awaited 5046 Pune Saurabh Wani 64495 NA NA -NA- Certification / Renewal Awaited 5047 Pune Saurav Mitra 60377 Senior VP TrustPlutus Wealth Managers 01-07-2017 Valid in Good Standing5048 Pune Shailendra Sharad Natu 23139 Financial Consultant HDFC Standard Life Insurance Co Ltd 09-01-2018 Valid in Good Standing5049 Pune Shailesh Rajaram Mangrole 52177 Manager ABN Amro Bank 12-10-2013 Certification / Renewal Awaited 5050 Pune Sham Ramnarayan Maniyar 51868 Proprietor Sham Maniyar -NA- Certification / Renewal Awaited 5051 Pune Shantanu Laxmikant Patki 33766 Financial Planner Shantanu Investment 07-09-2014 Certification / Renewal Awaited 5052 Pune Shashank M Kashettiwar 19413 Agent & Advisor Life Insurance Corporation of India -NA- Certification / Renewal Awaited 5053 Pune Shashank Manohar Ranadive 57720 Proprietor Revathi Financial Consultants -NA- Certification / Renewal Awaited 5054 Pune Shaunak Dilip Deshpande 24498 NA NA -NA- Certification / Renewal Awaited 5055 Pune Shirish Y. Joglekar 21343 NA NA -NA- Certification / Renewal Awaited 5056 Pune Shreya Arya 28793 NA NA -NA- Certification / Renewal Awaited 5057 Pune Shreya Sunil Vernekar 87303 Lecturer Tilak Maharashtra Vidhyapeeth 14-06-2017 Valid in Good Standing5058 Pune Shreyas Mohan Khoje 56859 NA NA -NA- Certification / Renewal Awaited 5059 Pune Siddharth Shrinivas Gadiyar 69656 Senior Research Analyst Reval Analytical Services Pvt Ltd 19-01-2018 Valid in Good Standing5060 Pune Sneha Vishnu Kadam 74195 NA NA -NA- Certification / Renewal Awaited 5061 Pune Sonali Vilas Jadhav 33830 Trainer NIS - Sparta -NA- Certification / Renewal Awaited 5062 Pune Srujann Narendrakumar Mehrra 71271 NA Self Employed 23-02-2018 Valid in Good Standing5063 Pune Subhash Yashwant Lashkare 51491 NA Self Employed 05-02-2015 Certification / Renewal Awaited 5064 Pune Sudeep S Mallya 34252 ENGINEEER TATA Consulting Engineers Ltd -NA- Certification / Renewal Awaited 5065 Pune Sudhakar Bhalchandra Kulkarni 41287 Partner Astute Securities 05-05-2017 Valid in Good Standing5066 Pune Sudhakar Kolangarth 24916 Head Banks And Fi Ratings Crisil -NA- Certification / Renewal Awaited 5067 Pune Sugandhi Swamy 72943 NA NA 10-06-2017 Valid in Good Standing5068 Pune Suhas Chandrakant Akole 23608 Financial Planner Rupeewise Financial Planning 18-04-2017 Valid in Good Standing5069 Pune Sumit Madhukar Khairnar 40032 NA NA 02-03-2017 Certification / Renewal Awaited 5070 Pune Suneel Anant Kelkar 41186 Director Indira Institute of Mgt -NA- Certification / Renewal Awaited 5071 Pune Sunil J Date 19443 Core Associate Finanzfolio 09-06-2017 Valid in Good Standing5072 Pune Sunish N Shrivastava 21403 Development Officer Life Insurance Corporation of India 08-01-2018 Valid in Good Standing5073 Pune Suruchi L Jani 24551 Wealth Advisor Think Financial & Insurance Consultants Pvt Ltd 13-12-2014 Certification / Renewal Awaited 5074 Pune Suryakant N Naik 20395 NA Self Employed 28-04-2015 Certification / Renewal Awaited 5075 Pune Suvarna Narkar 63483 Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 5076 Pune Swapan Chakraborty 18226 Vice President Karvy Stock Broking Ltd 17-07-2017 Valid in Good Standing5077 Pune Swapneel Prakash Shidhaye 24556 Senior Consultant Capgemini -NA- Certification / Renewal Awaited 5078 Pune Swapnil Arunlal Shah 46570 Training Manager Tata AIA Life Insurance Co Ltd 24-05-2017 Valid in Good Standing5079 Pune Swapnil Pradeep Shah 28150 Business Head Mata Securities India Pvt. Ltd. -NA- Certification / Renewal Awaited 5080 Pune Tushar Mukund Gujar 56737 Relationship Manager Net Gain Financial Consultancy Pvt. Ltd. -NA- Certification / Renewal Awaited 5081 Pune Uday D Pawar 24932 Executive Maersk Global Service Centre 31-03-2017 Valid in Good Standing5082 Pune Uday Madhav Kane 48420 NA Self Employed 12-10-2017 Valid in Good Standing5083 Pune Ujwal Madhukar Marathe 42293 Managing Director Fiscal Point Consultants Pvt Ltd 25-04-2017 Valid in Good Standing5084 Pune Umeshkumar Dinkarbhai Gohil 33841 Proprietor Zorba Investments 27-07-2017 Valid in Good Standing5085 Pune Upasna Harmeet Lamba 66605 NA NA -NA- Certification / Renewal Awaited 5086 Pune Utkarsh Arun Pareek 80394 Financial Planner Moneywise Financial Planner 06-04-2017 Valid in Good Standing5087 Pune V Vijayarangan 21862 Managing Director Vijay Financial Consultants Pvt Ltd 12-01-2018 Valid in Good Standing5088 Pune Vaibhav R Bhargav 24868 Senior Officer ICICI Bank Limited 18-01-2018 Valid in Good Standing5089 Pune Vaidehi Vinit Bhagwat 67653 Financial Planner Moneytalk Financial Planners 11-10-2017 Valid in Good Standing5090 Pune Veena D Malgonkar 14133 Proprietor M Power 31-03-2017 Valid in Good Standing5091 Pune Veer Sardesai 24814 Managing Director Sardesai Finance 31-03-2017 Valid in Good Standing5092 Pune Vikrant Mahajan 70363 Assistant Manager HSBC Bank 04-07-2017 Valid in Good Standing5093 Pune Vineet Rajkumar Jain 70962 Deputy General Manager ING Life Insurance Co Ltd 19-11-2017 Valid in Good Standing5094 Pune Vineeta Goenka 53480 Assistant Manager MDIndia Healthcare Services (TPA) Pvt. Ltd. -NA- Certification / Renewal Awaited 5095 Pune Vinit C Iyer 24590 Founder Wealth Creators Financial Services 24-02-2017 Certification / Renewal Awaited 5096 Pune Viraj Chandrakant Padhye 72578 Proprietor Safehands Financial Advisors 22-10-2017 Valid in Good Standing5097 Pune Vishal Garg 81736 Branch Manager Reliance Capital Asset Management Limited -NA- Certification / Renewal Awaited 5098 Pune Vivek Lakhotia 16139 Regional Manager ICICI Prudential Life Insurance Co Ltd 31-03-2008 Certification / Renewal Awaited 5099 Pune YATIN MURLIDHAR KHAIRNAR 73277 Manager Risk Religare Commodities Ltd -NA- Certification / Renewal Awaited 5100 Pune Yogesh Prakash Pingle 65032 Business Partner Sharekhan Limited 05-05-2017 Valid in Good Standing5101 Qutubullapur S Nagarjuna Reddy 73944 Senior Financial Advisor Sharada Engineering Enterprises 21-04-2017 Valid in Good Standing5102 Raebareli Durgesh Kumar Shukla 20503 Proprietor ARISE-FP 06-08-2016 Certification / Renewal Awaited 5103 Raigarh Shirish Anant Patki 31998 SPECIAL ASSISTANT State Bank of India 16-05-2011 Certification / Renewal Awaited 5104 Raipur Abhishek Kulkarni 30787 Director Renascent Wealth Mentors Pvt Ltd 07-02-2015 Certification / Renewal Awaited 5105 Raipur Anju Kumar 24012 NA NA 13-06-2012 Certification / Renewal Awaited 5106 Raipur Nikhil Mukadam 28418 NA Self Employed 09-05-2012 Certification / Renewal Awaited 5107 Raipur Ratan Motwani 92686 FINANCIAL ADVISOR Motwani Consultancy 28-04-2017 Valid in Good Standing5108 Raipur Robin Daultani 46336 Manager Motilal Oswal Securities Ltd 04-07-2012 Certification / Renewal Awaited 5109 Raipur Sumit Jain 37141 Finance Executive Scale II Bank of India -NA- Certification / Renewal Awaited 5110 Raipur Sunil K Agrawal 19869 Branch Manager State Bank of India 12-03-2010 Certification / Renewal Awaited

5111 Rajahmundry Kandula Maniteja 79214 NA NA -NA- Certification / Renewal Awaited 5112 Rajahmundry Vemulapalli Rama Satish 77718 NA NA -NA- Certification / Renewal Awaited 5113 Rajamahendri Jagan Mohan Rao Ganti 48166 Chief Executive Planner Finpro 30-03-2017 Valid in Good Standing5114 Rajkot Ashok Natvarlal Kakkad 24988 Manager UTI AMC Limited -NA- Certification / Renewal Awaited 5115 Rajkot Biren B Padaliya 15490 Manager - Sales & Distribution Pramerica Asset Managers Pvt Ltd 05-05-2017 Valid in Good Standing5116 Rajkot Kush Jitesh Ghodasara 84026 NA Self Employed 15-02-2017 Certification / Renewal Awaited 5117 Rajkot Malay R Bhow 16525 Head - Finance and Accounts Dave Impex Pvt Ltd 31-03-2015 Certification / Renewal Awaited 5118 Rajkot Manish Y Buvaria 19287 Senior Assistant State Bank of India 06-07-2017 Valid in Good Standing5119 Rajkot Prashant Mahendrabhai Popat 45834 Consulting Dental Surgeon Private Dental clinic 27-07-2017 Valid in Good Standing5120 Rajkot Rahul Dangar 19348 Consultant Kotak Education Foundation 02-05-2016 Certification / Renewal Awaited 5121 Rajkot Sandeep Indrakant Gandhi 14479 CEO Mega Financial Planners 10-10-2017 Valid in Good Standing5122 Rajkot Saumil D Halani 19049 Business Development Manager F R Ratnagar and Co Pvt Ltd 28-03-2016 Certification / Renewal Awaited 5123 Rajula Chintan Dhirajlal Pujara 88692 Deputy Manager State Bank of India 03-04-2017 Valid in Good Standing5124 Ranchi Dev Brat Dixit 68395 CHIEF MANAGER State Bank of India 12-08-2017 Valid in Good Standing5125 Ranchi Devesh Jain 94276 Director PMPK Wealth Advisors Pvt Ltd 11-08-2017 Valid in Good Standing5126 Ranchi Gopal Krishan 19626 State Head SBI Funds Management Pvt Ltd 15-04-2017 Valid in Good Standing5127 Ranchi Md Azad Alam 46501 Dealer Narnolia Securities Ltd. -NA- Certification / Renewal Awaited 5128 Ranchi Rahul Trivedi 51940 Senior Manager Narnolia Securities Ltd. 02-01-2018 Valid in Good Standing5129 Ranchi Saket Prakash 77967 NA NA -NA- Certification / Renewal Awaited 5130 Ranchi Vinayak Singh 15401 NA NA 31-03-2008 Certification / Renewal Awaited 5131 Ratlam Anant D Shah 19942 Branch Manager Global Investment 31-01-2011 Certification / Renewal Awaited 5132 Ratlam Ashish Sharma 97489 NA Self Employed 22-12-2017 Valid in Good Standing5133 Raurkela Sisir Ranjan Panigrahi 32932 NA NA -NA- Certification / Renewal Awaited 5134 Rishikesh Pooja Rajpal 20224 Proprietor MudraNeeti 16-05-2014 Certification / Renewal Awaited 5135 Rohtak Amit K Verma 37338 Trainee Officer State Bank of India 01-02-2013 Certification / Renewal Awaited 5136 Rohtak Harish Kumar Sachdeva 33678 Branch Manager State Bank of India 25-11-2017 Valid in Good Standing5137 Rohtak Shelly Sachdeva 21335 Assistant Manager Just-Trade Bajaj Capital -NA- Certification / Renewal Awaited 5138 Roorkee Ram Prawesh 23528 Deputy Manager State Bank of India 08-12-2010 Certification / Renewal Awaited 5139 Rorkee Yogendra P Singh 32938 Dean & Professor of Finance Quantum Global Campus 30-12-2017 Valid in Good Standing5140 Saharanpur Paras Chandna 73983 Business Analyst CSS India Pvt Ltd 26-11-2017 Valid in Good Standing5141 Saharanpur Robin K Garg 24901 CEO Apex Net Worth Developers Corporation 31-03-2010 Certification / Renewal Awaited 5142 Salem N P Vasudevan 24857 Deputy General Manager Manappuram Finance Ltd 31-03-2017 Valid in Good Standing5143 Salem Prabakar Ayodhya 19748 Manager State Bank of India 06-03-2013 Certification / Renewal Awaited 5144 Salem Presanth Dominic Jones 39145 Manager State Bank of India 09-05-2017 Valid in Good Standing5145 Sangli-Miraj Akash Sabhagchand Ahuja 44930 NA NA -NA- Certification / Renewal Awaited 5146 Sangli-Miraj Amol S Sarde 28123 NA NA -NA- Certification / Renewal Awaited 5147 Sangli-Miraj Vasudeo Vaman Divekar 52414 Deputy General Manager Solapur Janata Sahakari Bank Ltd 15-01-2017 Certification / Renewal Awaited 5148 Sardar Shahar, Churu Manoj Kumar Varma 58622 NA NA -NA- Certification / Renewal Awaited 5149 Sas Nagar Mohali Hari Ram Shimar 35289 Chief Manager State Bank of India 24-01-2012 Certification / Renewal Awaited 5150 Satara Prasanna Kolhatkar 30073 CEO Kolhatkar Consultancy 26-12-2017 Valid in Good Standing5151 Satara Ujawala Mahakulkar 19467 Certified Insurance Facilitator State Bank of India 18-09-2009 Certification / Renewal Awaited 5152 Satna pankaj kumar soni 68009 Founder and Owner M/s Shri Money Managers 17-11-2016 Certification / Renewal Awaited 5153 Secunderabad E Yugandhar 82687 Assistant Manager Sunrays Insurance Broking Services Limited 23-06-2017 Valid in Good Standing5154 Secunderabad Sesh Chandra Venkamamidi 92033 Associate Vice President HSBC Bank 23-06-2017 Valid in Good Standing5155 Sehore Anshul Pahalwan 73242 Accounts Manager JKA AND CO. -NA- Certification / Renewal Awaited 5156 Shahdol Rakesh Agarwal 50634 Relationship Manager Reliance Capital Asset Management Ltd 18-04-2012 Certification / Renewal Awaited 5157 Shahjahanpur Reetu Gupta 63388 Associate Producer Zee News -NA- Certification / Renewal Awaited 5158 Shantinagar Rishi Chawla 73055 Senior Financial Advisor IIFL Private Wealth (An India Infoline Division) 03-05-2016 Certification / Renewal Awaited 5159 Shiliguri Abhishek Sinha 87692 Branch Manager HDFC Asset Management Company Ltd. 05-10-2017 Valid in Good Standing5160 Shiliguri Ayan Chandra Roy 87698 Manager HDFC Asset Management Company Ltd. 05-10-2017 Valid in Good Standing5161 Shiliguri Bhaskar Saha 95715 NA Self Employed 05-10-2017 Valid in Good Standing5162 Shiliguri Hemant Kumar Agarwal 94731 NA Self Employed 05-10-2017 Valid in Good Standing5163 Shiliguri Nirupam Roy 36392 Article Assistant Rideb & Co (C.A. Firm) -NA- Certification / Renewal Awaited 5164 Shiliguri Probin Agarwalla 65492 NA Self Employed -NA- Certification / Renewal Awaited 5165 Shiliguri Supratim Basu 30021 Cluster Manager Kotak Securities Ltd -NA- Certification / Renewal Awaited 5166 Shimla Lalit Verma 16512 NA Self Employed 31-03-2017 Valid in Good Standing5167 Shimla Mayank Kumar 30729 Manager Dena Bank 11-04-2013 Certification / Renewal Awaited 5168 Shimla Ravinder Singh Sodhi 69562 Chief Manager State Bank of India 19-08-2017 Valid in Good Standing5169 Shimoga Ashok Db 69289 Advisor Plan2Win Consultants 07-02-2017 Certification / Renewal Awaited 5170 Shimoga Chethan S 81738 Founder Implied Financial Planning 29-10-2017 Valid in Good Standing5171 Shimoga Jacintha Nazareth 57380 Relationship Manager IndiaBulls Securities Limited 22-12-2017 Valid in Good Standing5172 Sholapur Narayan Thakurdas Sindhee 38185 Financial Planner Jyoti Financial Services 07-10-2017 Valid in Good Standing5173 Shrirampur Chandra Prakash Pandey 23759 Other Other 27-01-2018 Valid in Good Standing5174 Shrirampur Tushar Kanti Paul 89112 NA Self Employed 15-09-2017 Valid in Good Standing5175 Sidhpur Paresh Manilal Mistry 31057 Proprietor Wise Plan Wealth Solutions 24-10-2017 Valid in Good Standing5176 Sidhpur Priyanka Surendrakumar Sharma 48620 NA NA -NA- Certification / Renewal Awaited 5177 Sikandarabad Murali Alaparthi 25109 Manager State Bank of India 30-11-2009 Certification / Renewal Awaited 5178 Sikandarabad Murthy Sri Lakshmi 38811 NA NA -NA- Certification / Renewal Awaited 5179 Sikandarabad Rama Krishna Vellanki 47276 NA NA -NA- Certification / Renewal Awaited 5180 Sikandarabad Sahadev Kunapuli 17461 Manager State Bank of India 31-03-2011 Certification / Renewal Awaited 5181 Sikandarabad Surjita D Suresh 65392 ASSISTANT EXECUTIVE FINANCE AND PLANNING PNR WEALTH AND FINANCIAL PLANNERS PVT LTD 04-08-2016 Certification / Renewal Awaited 5182 Singapore Rajiv Vij NA Founder Personal Alchemy 31-03-2006 Certification / Renewal Awaited

5183 Sirohi Sadashiv Kashyap 61254 NA NA 30-06-2017 Valid in Good Standing5184 Sirsi Prasad Shreepad Hegde 69546 Manager Motilal Oswal Securities Ltd -NA- Certification / Renewal Awaited 5185 Sirsi Vinayakumar Shivalingayya Hiremath 69223 Sub Broker Motilal Oswal Securities Ltd 07-10-2017 Valid in Good Standing5186 Sonipat Aman Preet Singh 22372 NA NA -NA- Certification / Renewal Awaited 5187 Sonipat Naveen Kumar 72882 Advisor Karvy Computer Share Pvt. Ltd. 27-12-2017 Valid in Good Standing5188 Sonipat Parisha Dhingra 70460 NA NA -NA- Certification / Renewal Awaited 5189 Sonipat Rohit Gupta 75733 Sr Executive Bonanza Portfolio pvt ltd 16-11-2016 Certification / Renewal Awaited 5190 Sonipat Sahil Kukreja 90731 Authorized person LKP Securities Ltd -NA- Certification / Renewal Awaited 5191 Sonipat Sumeet Kumar 22763 NA NA -NA- Certification / Renewal Awaited 5192 Sonipat Suresh Kumar 41820 NA NA -NA- Certification / Renewal Awaited 5193 Srikakulam Pandu Kolishelime 79215 NA NA -NA- Certification / Renewal Awaited 5194 Srikakulam Santosh Kumar Teki 78653 NA NA -NA- Certification / Renewal Awaited 5195 Srinagar Basharat M Fazili 24907 Chief Manager Punjab National Bank 31-03-2016 Certification / Renewal Awaited 5196 Sultanpur Rishi Verma 28054 Sr Personal Financial Planner Bajaj Capital Insurance Broking Lt. -NA- Certification / Renewal Awaited 5197 Surat Abhishek Ghanshyam Dubey 31289 Deputy General Manager NJ India Invest Pvt. Ltd. 15-02-2016 Certification / Renewal Awaited 5198 Surat Abhishek Hastipalbhai Shah 34015 Cluster Head Jainam Share Consultants 13-11-2013 Certification / Renewal Awaited 5199 Surat Achal B Goswami 23958 Officer Dena Bank 24-08-2011 Certification / Renewal Awaited 5200 Surat Ajaykumar C Jariwala 20636 Manager NJ Gurukul Pvt Ltd 08-12-2017 Valid in Good Standing5201 Surat Amit Thakkar 16837 Proprietor Amit N Thakkar & Co 31-03-2009 Certification / Renewal Awaited 5202 Surat Amitkumar P Mehta 16359 Deputy Director Trustplutus Wealth Managers (I) Pvt Ltd 30-03-2017 Valid in Good Standing5203 Surat Amresh Rasiklal Shah 35986 Proprietor RJ Invest 06-04-2013 Certification / Renewal Awaited 5204 Surat Anil Dhanjibhai Patel 44409 Branch Manager HDFC Bank 07-02-2018 Valid in Good Standing5205 Surat Apurva Kiran Mehta 71913 Vice President Trustplutus Wealth Managers (I) Pvt Ltd 26-02-2017 Certification / Renewal Awaited 5206 Surat Avinash Poddar 57904 Senior Partner A A P & Co Chartered Accountants 10-09-2016 Certification / Renewal Awaited 5207 Surat Azharuddin Ahmed Mansuri 51972 Assistant Manager NJ Advisory Services Pvt Ltd 04-04-2014 Certification / Renewal Awaited 5208 Surat Bhavik Mukeshchandra Shah 65521 Owner Bhavik Enterprise -NA- Certification / Renewal Awaited 5209 Surat Brijesh Anilkumar Choksy 29427 Sales Manager Kotak Life Insurance Pvt Ltd 10-01-2011 Certification / Renewal Awaited 5210 Surat Chaitali Nemish Vora 33223 Proprietor Investment Hub 15-09-2017 Valid in Good Standing5211 Surat Darshan Kishor Rumale 31304 Relationship Manager Mangal Securities 26-12-2011 Certification / Renewal Awaited 5212 Surat Darshan Ramesh Thakkar 42351 Relationship Manager HDFC Bank Ltd 23-03-2012 Certification / Renewal Awaited 5213 Surat Darshan Shaileshbhai Shah 50093 Assistant Branch Sales Manager SBI Life Insurance Co. Ltd. -NA- Certification / Renewal Awaited 5214 Surat Deepak Kantilal Gandhi 33198 NA Self Employed 21-02-2018 Valid in Good Standing5215 Surat Dharmesh Dhansukhbhai Mistry 45863 sales manager kotak life insurance -NA- Certification / Renewal Awaited 5216 Surat Dhimant Janak Doshi 65649 Proprietor Krizeem Financial Services & Consultancy 17-10-2014 Certification / Renewal Awaited 5217 Surat Divyesh Akshaya Patel 46705 Proprietor Horizon Insurance Advisory and Financial Planner 14-05-2014 Certification / Renewal Awaited 5218 Surat Fenil Nileshbhai Parekh 84635 Dealer Concept Securities Pvt Ltd 22-11-2017 Valid in Good Standing5219 Surat Harshit Unmesh Choksi 40002 Director Acme Mutual Fund Advisors Pvt. Ltd. 12-07-2017 Valid in Good Standing5220 Surat Hemang Rameshchandra Desai 74596 IFA Franklin Templeton Asset Management (I) Pvt Ltd 23-09-2017 Valid in Good Standing5221 Surat Hemang Upendra Bhatt 76579 NA Self Employed 11-03-2016 Certification / Renewal Awaited 5222 Surat Hitesh G Oza 31269 Financial Advisor Sahakar Investments 19-03-2015 Certification / Renewal Awaited 5223 Surat Hitesh M Kheni 87701 Wealth Manager Jainam Share Consultant Pvt. Ltd 28-07-2017 Valid in Good Standing5224 Surat Jagdish Vallabhabhai Suvagiya 41280 Accountant Vaghasia Management Services Pvt. Ltd. -NA- Certification / Renewal Awaited 5225 Surat Jaimin Sharadkumar Sheth 52417 NA NA -NA- Certification / Renewal Awaited 5226 Surat Jain Neelam Sureshkumar 43982 NA NA -NA- Certification / Renewal Awaited 5227 Surat Jatin Presswala 79285 Proprietor TNP Investments 15-11-2017 Valid in Good Standing5228 Surat Jay Lalit Deputy 22496 Proprietor J D Investments 29-07-2017 Valid in Good Standing5229 Surat Jayesh N Patwa 31650 Director Systemetheic Wealth Management Pvt Ltd 24-08-2017 Valid in Good Standing5230 Surat Jugal Chetankumar Bodawala 80467 SWOA Bank of Baroda -NA- Certification / Renewal Awaited 5231 Surat Kalpesh H Mehta 31267 Manager NJ India Invest Pvt Ltd 08-06-2012 Certification / Renewal Awaited 5232 Surat Kalpesh Satishchandra Shah 33216 Financial Planner Shah Investments 17-06-2017 Valid in Good Standing5233 Surat Kanak Askaran Bothra 86197 Proprietor Self-Employed 05-05-2017 Valid in Good Standing5234 Surat Kirankumar P Tadhawala 19121 Partner FinSoln 16-02-2012 Certification / Renewal Awaited 5235 Surat KISHOR VALLABHABHAI GANGANI 93355 NA NA -NA- Certification / Renewal Awaited 5236 Surat Kitty Kantilal Jain 55973 NA NA -NA- Certification / Renewal Awaited 5237 Surat Kushal Hemant Jadhav 90837 NA NA -NA- Certification / Renewal Awaited 5238 Surat Manish Maheshbhai Vyas 67811 NA Self Employed 26-11-2015 Certification / Renewal Awaited 5239 Surat Manoj M Patel 32744 Regional Manager NJ India Invest Pvt Ltd 13-09-2014 Certification / Renewal Awaited 5240 Surat Mitesh Ashok Jain 20153 Administrator Citizens Infoline Ltd -NA- Certification / Renewal Awaited 5241 Surat Mrugesh S Raval 29425 Executive Director Manish Packaging Pvt Ltd 28-02-2017 Certification / Renewal Awaited 5242 Surat Nainesh Anantrai Pathak 45930 Sub Broker NJ India Invest Pvt Ltd 20-09-2014 Certification / Renewal Awaited 5243 Surat Neeraj R Choksi 32413 Managing Director NJ India Invest Pvt. Ltd. 05-01-2017 Certification / Renewal Awaited 5244 Surat Nihar Jayesh Shah 93061 Proprietor NM Investment 18-07-2017 Valid in Good Standing5245 Surat Nikhil Sureshchandra Gandhi 22265 Chief Financial Advisor Pacifique Investments 20-09-2017 Valid in Good Standing5246 Surat Nikul Kumar Mansukhbhai Mavani 55929 NA NA -NA- Certification / Renewal Awaited 5247 Surat Nimesh Chandulal Shah 39042 NA Self Employed 21-11-2012 Certification / Renewal Awaited 5248 Surat Nimesh Gamanbhai Palsanawala 40245 Partner Shree Investment 01-08-2017 Valid in Good Standing5249 Surat Nirav B Lekinwala 29661 Director M S Multiwealth Advisory Pvt Ltd 04-08-2017 Valid in Good Standing5250 Surat Paritosh Sudhirbhai Desai 31144 Proprietor Arth Investment Consultant 26-08-2017 Valid in Good Standing5251 Surat Patel Amit Jayantibhai 40753 Proprietor Venture Investment -NA- Certification / Renewal Awaited 5252 Surat Pranav M Patel 31778 Relationship Manager VA Advisory Services Pvt Ltd -NA- Certification / Renewal Awaited 5253 Surat Prashant Amulbhai Chinai 34147 Branch Manager Principal PNB AMC Pvt Ltd 27-02-2018 Valid in Good Standing5254 Surat Prashant Pravinchandra Gajjar 38947 Proprietor Prashant Financial Solution 24-01-2018 Valid in Good Standing

5255 Surat Prashantkumar Pandya 21143 Chief Manager Max Life Insurance Co Ltd 16-04-2016 Certification / Renewal Awaited 5256 Surat Pratik B Tibrewala 18136 NA NA -NA- Certification / Renewal Awaited 5257 Surat Prerak Desai 19340 Chief Manager UTI AMC Ltd 15-02-2011 Certification / Renewal Awaited 5258 Surat Rahul Niranjanbhai Desai 87706 Manager Sales HDFC Asset Management Co Ltd 19-05-2017 Valid in Good Standing5259 Surat Rajat Maheshkumar Malani 40499 NA Self Employed -NA- Certification / Renewal Awaited 5260 Surat Rekha Sadhuram Kewalramani 40730 State Training Manager Bajaj Allianz Life Insurance Co Ltd 05-10-2016 Certification / Renewal Awaited 5261 Surat Rushabh Bajrang Tibrewala 19811 Director Tirupati Energy Solutions Pvt Ltd -NA- Certification / Renewal Awaited 5262 Surat Rutvik Deasi C Desai 23555 Life Advisors Kotak Mahindra Life Insurance Company -NA- Certification / Renewal Awaited 5263 Surat Samir V Pandhi 49712 Training Manager SBI Life Insurance Co Ltd 22-05-2014 Certification / Renewal Awaited 5264 Surat Sandeep K Desai 47792 Operation Head VA Advisory Service Pvt Ltd 28-06-2013 Certification / Renewal Awaited 5265 Surat Shah Chintan 38612 Branch Manager ANANDRATHI SHARES AND STOCK BROKERS LTD -NA- Certification / Renewal Awaited 5266 Surat Shalin Kirtikant Kapadia 31925 Proprietor Tanay Consultancy Services 08-06-2017 Valid in Good Standing5267 Surat Shashir Sant 32279 Sr Advisor TATA AIG Life Insurance Co. Ltd -NA- Certification / Renewal Awaited 5268 Surat Shilpesh Kirtikant Kapadia 31922 Proprietor Kapadia Investments 08-06-2017 Valid in Good Standing5269 Surat Shipra Ashok Chawla 38301 Back Office Executive Dawnay Day Av Securities -NA- Certification / Renewal Awaited 5270 Surat Shwetang S Sheth 24515 Proprietor Palm Grow Investments 22-02-2018 Valid in Good Standing5271 Surat Siddhi Vijaybhai Shah 55962 NA NA -NA- Certification / Renewal Awaited 5272 Surat Siddik Ghaniwala A Ghaniwala 18857 Senior Training Manager Kotak Life Insurance Pvt Ltd 30-09-2012 Certification / Renewal Awaited 5273 Surat Sonal J Goyal 29421 NA NA -NA- Certification / Renewal Awaited 5274 Surat Sunil Sukhlal Badgujar 64340 NA Self Employed 02-06-2015 Certification / Renewal Awaited 5275 Surat Tathagata Gupta 48689 Analyst Northern Trust -NA- Certification / Renewal Awaited 5276 Surat Uday A Dalal 31235 Proprietor Dalal Investment 05-01-2014 Certification / Renewal Awaited 5277 Surat Vaiibhav Ushakant Jhaverri 55944 NA NA -NA- Certification / Renewal Awaited 5278 Surat Vikas B Wani 32322 proprietor Royal Investment -NA- Certification / Renewal Awaited 5279 Surat Vimal Sureshchandra Dolly 47965 Relationship Manager V A Advisory Services Pvt. Ltd. -NA- Certification / Renewal Awaited 5280 Surat Vinayak Rajput 38829 Deputy General Manager NJ Indiainvest Pvt Ltd. -NA- Certification / Renewal Awaited 5281 Surat Vipul B Bhatt 31268 Proprietor Vikasamorganization 11-08-2011 Certification / Renewal Awaited 5282 Surat Viral Dipakkumar Bhatt 31919 Partner Viral Investments 08-06-2017 Valid in Good Standing5283 Surat Viral J Shah 31143 Manager NJ IndiaInvest Pvt Ltd -NA- Certification / Renewal Awaited 5284 Surat Vishal Akshaykumar Merchant 31241 Managing Director VA Advisory Services Pvt Ltd 04-11-2017 Valid in Good Standing5285 Surat Vishal Prafulchandra Dalal 73703 Vice President Concept Securities Pvt Ltd -NA- Certification / Renewal Awaited 5286 Surat Vishal Vinodkumar Mehta 87691 Sales Development Manager HDFC Standard Life Insurance Co Ltd 27-06-2017 Valid in Good Standing5287 Surat Vivek Hasmukhbhai Mistry 47967 Fianacial Advisor VA Advisory Services Pvt Ltd -NA- Certification / Renewal Awaited 5288 Surat Yagnesh Mukund Desai 37988 Manager NJ India Invest Pvt Ltd 11-06-2013 Certification / Renewal Awaited 5289 Surat Yagni Ashish Shah 49845 NA NA -NA- Certification / Renewal Awaited 5290 Surat Yogi Kishorbhai Jani 66399 Proprietor Kaizen Financial Solutions 21-07-2017 Valid in Good Standing5291 Surat Yogini Jamnadas Datwani 31145 MANAGER Axis Bank 03-02-2016 Certification / Renewal Awaited 5292 Surendranagar Nirali Janardan Dave 58282 Financial Advisor Executive Axis Bank 08-03-2017 Certification / Renewal Awaited 5293 Taloda Yogesh Madhavrao Patil 44377 NA NA -NA- Certification / Renewal Awaited 5294 Tanuku Venkata Kiran Seelam 76704 NA NA -NA- Certification / Renewal Awaited 5295 Telangana Pramod Vishwanath Pillai 38458 Investment Advisor HDFC Bank 26-12-2017 Valid in Good Standing5296 Telangana Reetika Goendi 15645 Manager-CAU Operations (Mortgages) Standard Chartered Bank 31-03-2017 Valid in Good Standing5297 Telangana Yogesh Durgesh Laad 52205 Senior Manager ICICI Securities Ltd 06-08-2017 Valid in Good Standing5298 Thaltej Nimesh Harish Parikh 90896 Officer II The Ahmedabad Mercantile Coo- Bank LTD 18-08-2017 Valid in Good Standing5299 Thane Aakanksha Ukesh 35791 NA NA -NA- Certification / Renewal Awaited 5300 Thane Aditya Prakash Khopade 82807 Junior Analyst Tata Cmc Ltd -NA- Certification / Renewal Awaited 5301 Thane Ajay Acchutanand Pandey 36291 NA NA 21-04-2016 Certification / Renewal Awaited 5302 Thane Amar Suryakant Vora 75035 Senior Manager Motilal Oswal Securities Ltd 19-01-2017 Certification / Renewal Awaited 5303 Thane Amey Chandramohan Vaze 86360 NA NA -NA- Certification / Renewal Awaited 5304 Thane Amey Saxena 14286 NA Self Employed 31-03-2008 Certification / Renewal Awaited 5305 Thane Amit Krishna Gilra 19541 Co-Founder & COO Medra Financial Planners 07-02-2012 Certification / Renewal Awaited 5306 Thane Amit Manohar Pednekar 93926 Accounts Exe ESPN Software India Pvt Ltd. -NA- Certification / Renewal Awaited 5307 Thane Amit N Prabhu 55995 NA Self Employed 24-10-2013 Certification / Renewal Awaited 5308 Thane Amit Pandurang Mhatre 81255 NA NA -NA- Certification / Renewal Awaited 5309 Thane Amlesh Kumar 39792 Manager Tata Asset Management Ltd 13-06-2012 Certification / Renewal Awaited 5310 Thane Amol Bajirao Mahadik 40918 Executive Asit C. Mehta Investment Interrmediates Ltd -NA- Certification / Renewal Awaited 5311 Thane Anand Mukund Gokhale 57079 NA NA -NA- Certification / Renewal Awaited 5312 Thane Anil Ramchand Rawlani 20691 Managing Director Insurance & Investment Consultants 28-06-2014 Certification / Renewal Awaited 5313 Thane Anil Shyamlal Chandnani 91734 DGM - Partner Relations Innovage Fintech Pvt. Ltd. 09-11-2017 Valid in Good Standing5314 Thane Anil Suresh Kothari 55879 Senior Associate Planner MFA Consulting Pvt. Ltd 14-06-2017 Valid in Good Standing5315 Thane Anisha Praveenkumar Jain 24686 Wealth Advisor Tata Capital Ltd 05-05-2016 Certification / Renewal Awaited 5316 Thane Anita Vinay Hanamshet 50200 LIC Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 5317 Thane Anjali Shankaran Shankaran 14771 Proprietor Aspire Financial Planners 21-03-2017 Valid in Good Standing5318 Thane Antima Harikrishan Singhal 82228 NA NA -NA- Certification / Renewal Awaited 5319 Thane Anushka Rajkumar Bahal 85756 NA NA -NA- Certification / Renewal Awaited 5320 Thane Arpit Ashok Agarwal 75218 NA NA -NA- Certification / Renewal Awaited 5321 Thane Arvind Krishnan 54370 Area Training Manager ICICI Prudential Life Insurance Co Ltd 17-08-2012 Certification / Renewal Awaited 5322 Thane Arvind Kumar 44135 NA NA -NA- Certification / Renewal Awaited 5323 Thane Arvind Trivedi 51610 Financial Advisor Etica Wealth Management Pvt Ltd 28-05-2015 Certification / Renewal Awaited 5324 Thane Ashwini Amol Amrutkar 39795 Advisor Max New York Life Insurance Co Ltd 06-03-2012 Certification / Renewal Awaited 5325 Thane Ashwinikumar Anant Pradhan 56028 Life Advisor Kotak Life Insurance -NA- Certification / Renewal Awaited 5326 Thane Bhagyashree Suresh Kolambkar 77020 NA NA -NA- Certification / Renewal Awaited

5327 Thane Bharat B Purohit 20767 Director Sns Investments 30-11-2017 Valid in Good Standing5328 Thane Bharatkumar Magraj Jain 58513 Equity Advisor ICICI Securities Limited -NA- Certification / Renewal Awaited 5329 Thane Bhavesh Vinodchandra Shah 77572 BRANCH HEAD M/S. LATIN MANHARLAL SECURITIES PVT. LTD. 27-02-2015 Certification / Renewal Awaited 5330 Thane Bheru Rao 32141 Area Training Manager Birla Sun Life Insurance Co Ltd 15-02-2016 Certification / Renewal Awaited 5331 Thane Bhushan Kabra 88246 Sr. Relationship manager Tata Asset Management Ltd. 29-12-2017 Valid in Good Standing5332 Thane Bijal Vimal Gada 31022 NA NA -NA- Certification / Renewal Awaited 5333 Thane Chandrakant Soni 21581 Assistant Vice President Daiwa Asset Management (I) Pvt Ltd 24-07-2016 Certification / Renewal Awaited 5334 Thane Chandrashekhar Ganesh Apte 33555 Proprietor Apte Financial Planning And Advisory Services 08-03-2014 Certification / Renewal Awaited 5335 Thane Cherian Mathews 42991 Advisor Max Life Insurance Co Ltd 07-06-2017 Valid in Good Standing5336 Thane Chetan D Marde 35066 Proprietor Good Win Financial & Investments Consultancy 31-01-2018 Valid in Good Standing5337 Thane Chitra Manjul Takle 56841 NA Self Employed 07-11-2017 Valid in Good Standing5338 Thane Dashanand Anand Acharya 46469 Associates TCS -NA- Certification / Renewal Awaited 5339 Thane Deepak Sureshbhai Rajput 40917 NA NA -NA- Certification / Renewal Awaited 5340 Thane Deepali Chandrakant Tambe 37286 AVP IIFL Private Wealth Management Ltd 08-12-2017 Valid in Good Standing5341 Thane Deepali Vilas Bhushari 46468 NA NA -NA- Certification / Renewal Awaited 5342 Thane Devendra B Pednekar 28085 NA NA -NA- Certification / Renewal Awaited 5343 Thane Dharmesh Chandrakant Timbadia 37064 Proprietor Parshwa Consultancy 13-07-2017 Valid in Good Standing5344 Thane Dhirajlal Bhikhubhai Surti 34767 Chief Manager State Bank of India 02-02-2018 Valid in Good Standing5345 Thane Dhiren V Dharamshi 60197 NA NA -NA- Certification / Renewal Awaited 5346 Thane Dipesh Kirit Rambhia 23386 NA NA -NA- Certification / Renewal Awaited 5347 Thane Esha Sandeep Naik 82009 NA NA -NA- Certification / Renewal Awaited 5348 Thane Forum Suryakant Sangoi 76054 NA NA -NA- Certification / Renewal Awaited 5349 Thane Ganesh Ashok Chavan 18790 Senior Manager L & T Investment Management Ltd 05-07-2013 Certification / Renewal Awaited 5350 Thane Ganesh Vaijanath Bhide 38104 NA Self Employed 18-07-2017 Valid in Good Standing5351 Thane Gaurav Jaykumar Karnik 48244 Para Planner S9 Financial Planners 30-03-2016 Certification / Renewal Awaited 5352 Thane Gautam Arun Karnik 48889 NA Self Employed -NA- Certification / Renewal Awaited 5353 Thane Girish Dattaram Markande 47310 Credit Manager ICICI Bank Ltd 03-11-2015 Certification / Renewal Awaited 5354 Thane Gopal Krishna Dhar 19240 Director - Training and Distribution Rockdude Finpro Pvt Ltd 15-05-2014 Certification / Renewal Awaited 5355 Thane Harsha Raju Thawani 58338 NA NA -NA- Certification / Renewal Awaited 5356 Thane Harshad Chandrakant Sawant 81529 NA NA -NA- Certification / Renewal Awaited 5357 Thane Harshal Digambar Shikhare 46124 Senior Executive Bajaj Allainz General Insurance Co Ltd 06-04-2012 Certification / Renewal Awaited 5358 Thane Harshal Dilip Jawale 49317 Partner Morgen Securities & Financial Services 01-08-2013 Certification / Renewal Awaited 5359 Thane Harshal Murlidhar Tambat 35674 Head of Business Development & Operations Manusrushti 22-12-2017 Valid in Good Standing5360 Thane Himanshu Jagmohan Mayne 76020 NA NA -NA- Certification / Renewal Awaited 5361 Thane HIRAL ARVIND THAKKAR 68644 Accounts Executive Module Enterprise -NA- Certification / Renewal Awaited 5362 Thane Hiren Kalyanji Shah 28369 Proprietor Growell Investment Consultancy 08-08-2013 Certification / Renewal Awaited 5363 Thane Hitesh Jayantilal Chhajer 45073 Process Associate I-flex Processing Services Ltd 07-10-2011 Certification / Renewal Awaited 5364 Thane Jackson Jerome Dcosta 57020 Agent Life Insurance Corporation of India -NA- Certification / Renewal Awaited 5365 Thane Jasmine Pandurang More 40260 Associate Kotak Securities Ltd -NA- Certification / Renewal Awaited 5366 Thane Jayendra Vishwanath Dhotre 32228 Territory Manager LIC HFL Financial Services 27-06-2016 Certification / Renewal Awaited 5367 Thane Jayesh G Khona 28622 Agent LIC of India 21-03-2011 Certification / Renewal Awaited 5368 Thane Jayesh Madhav Marathe 46311 NA NA -NA- Certification / Renewal Awaited 5369 Thane Jeremy Solomon 38223 Relationship Manager Tata Capital Ltd 17-05-2017 Valid in Good Standing5370 Thane Jigar Ramesh Saiya 39726 NA NA -NA- Certification / Renewal Awaited 5371 Thane Jitendra Lalchand Patil 50884 NA NA -NA- Certification / Renewal Awaited 5372 Thane Jose Richard 23538 COO Richlife80 08-03-2016 Certification / Renewal Awaited 5373 Thane Juie Shreekant Godbole 38010 NA NA -NA- Certification / Renewal Awaited 5374 Thane Jyoti Virendra Pandey 65281 NA NA -NA- Certification / Renewal Awaited 5375 Thane K L Kalyanakrishnan 56229 CEO Aarkay Financial Consultancy 10-11-2017 Valid in Good Standing5376 Thane Kajol Rawlani 20908 Financial Advisor Investpro Financial Services Pvt Ltd 13-10-2017 Valid in Good Standing5377 Thane Kamakshya Prasad Ghosh 39337 NA Self Employed 07-09-2017 Valid in Good Standing5378 Thane Kamal Jeswani 74879 Senior Manager Business Intelligence Hover Automotive India Pvt Ltd 17-03-2018 Valid in Good Standing5379 Thane Kartik Harish Shah 55093 Assistant Manager HDFC Bank Ltd -NA- Certification / Renewal Awaited 5380 Thane Kaustubh Uday Samant 22965 Management Trainee ICICI Bank Limited -NA- Certification / Renewal Awaited 5381 Thane Kavita Vasant Bane 46428 NA NA -NA- Certification / Renewal Awaited 5382 Thane Ketaki Anil Kulkarni 65143 NA NA -NA- Certification / Renewal Awaited 5383 Thane Khushboo Arun Agrawal 38161 NA NA 11-05-2017 Valid in Good Standing5384 Thane Kishor Manohar Juvekar 80079 Branch Manager TJSB Sahakari Bank Ltd 24-05-2017 Valid in Good Standing5385 Thane Komal Mansukh Mota 74478 NA NA -NA- Certification / Renewal Awaited 5386 Thane Kosalendran S Seetharaman 20346 Agent The New India Assurance Co Ltd 04-06-2012 Certification / Renewal Awaited 5387 Thane Krima Kamlesh Desai 81821 NA NA -NA- Certification / Renewal Awaited 5388 Thane Krishnan V 79176 Assistant Manager Bharti AXA Life Insurance Co. Ltd. 22-05-2016 Certification / Renewal Awaited 5389 Thane Krunal Vadilal Shah 20116 Relation Manager Equity Chheda'S Consultancy Services 23-03-2012 Certification / Renewal Awaited 5390 Thane Krupa Gala 82642 NA NA -NA- Certification / Renewal Awaited 5391 Thane Kunjal Milin Shah 22977 NA NA -NA- Certification / Renewal Awaited 5392 Thane Lakhani Sameer Aziz 15660 NA NA -NA- Certification / Renewal Awaited 5393 Thane Lalit Kishore Popli 54158 Vice President ICICI Prudential Asset Management Co Ltd 03-03-2017 Certification / Renewal Awaited 5394 Thane Laxmi Krishna Nishad 47869 NA NA -NA- Certification / Renewal Awaited 5395 Thane Leena Hrishikesh Gokhale 41581 Associate Moneybolism Financial Solutions Pvt Ltd 15-04-2017 Valid in Good Standing5396 Thane Lulla Pitamber Mohandas 38424 Dealer Sski Securities Pvt Ltd 24-08-2017 Valid in Good Standing5397 Thane Madhura M Hublikar 28671 NA NA -NA- Certification / Renewal Awaited 5398 Thane Madhura Rakhade 84852 NA NA -NA- Certification / Renewal Awaited

5399 Thane Mahendra Patel 57182 NA NA -NA- Certification / Renewal Awaited 5400 Thane Mahesh Baburao Kaware 91288 Regional Head Reliance Money Solutions Pvt Ltd 19-01-2018 Valid in Good Standing5401 Thane Mahesh D Tamhankar 19685 Assistant Manager Transcend Consulting (I) Pvt Ltd 20-06-2010 Certification / Renewal Awaited 5402 Thane Mandar Prakash Damle 38860 Associate Consultant Oracle Financial Services Software Ltd 01-12-2011 Certification / Renewal Awaited 5403 Thane Manish Dutia 14836 Proprietor Morag Consulting 31-03-2009 Certification / Renewal Awaited 5404 Thane Manisha Gopaldas Tolani 55740 Sales Exective Tara Jewels Ltd -NA- Certification / Renewal Awaited 5405 Thane Manjiri Milind Nimkar 38712 Manager Geojit BNP Paribas Financial Services Ltd 26-03-2014 Certification / Renewal Awaited 5406 Thane Manjula Sankaran Iyer 45138 NA NA -NA- Certification / Renewal Awaited 5407 Thane Manoj Satyanand Rijhwaani 28623 Assistant Central Bank of India 11-11-2017 Valid in Good Standing5408 Thane Mansi Manojbhai Desai 78521 NA NA -NA- Certification / Renewal Awaited 5409 Thane Mayur Pravin Shah 49741 Financial Planner Freedom Wealth Solutions Pvt Ltd 09-02-2017 Certification / Renewal Awaited 5410 Thane Meena P Pednekar 22007 Assistant Vice President Stock Holding Corporation of India Ltd 05-03-2017 Certification / Renewal Awaited 5411 Thane Megha Ashok Parekh 44497 NA NA -NA- Certification / Renewal Awaited 5412 Thane Mehul Kantilal Shah 46322 Vice President Vcare Investment Services Pvt Ltd 04-10-2015 Certification / Renewal Awaited 5413 Thane Micah Moses Linhares 56856 NA NA -NA- Certification / Renewal Awaited 5414 Thane Milind Mahadev Wekhande 49743 Financial Planner PMW Advisory 08-03-2018 Valid in Good Standing5415 Thane Mitul Malkesh Kumar Doshi 44449 NA NA -NA- Certification / Renewal Awaited 5416 Thane Mohammad Ali I Colombowala 32898 Supervisor Citibank N. A -NA- Certification / Renewal Awaited 5417 Thane Mohammed Ismail Ebrahim Shaikh 77212 NA Self Employed 10-02-2018 Valid in Good Standing5418 Thane Montu Mahesh Kansara 51552 NA Self Employed 27-01-2018 Valid in Good Standing5419 Thane Namita H Jain 38170 Associate Client Advisor Centrum Wealth Management Ltd 23-06-2014 Certification / Renewal Awaited 5420 Thane Naresh Babu Talari 46171 Financial Planner Ladder7 Financial Advisories 04-08-2014 Certification / Renewal Awaited 5421 Thane Naresh Sukhdeo Patil 15991 Manager Scale Ii Corporation Bank -NA- Certification / Renewal Awaited 5422 Thane Nayana Gopal Mahajan 68136 NA NA -NA- Certification / Renewal Awaited 5423 Thane Neelam Bharat Amesar 57261 Business Developer Think Financial & Insurance Consultants Pvt Ltd 07-11-2017 Valid in Good Standing5424 Thane Neha Dwivedi 84168 NA NA -NA- Certification / Renewal Awaited 5425 Thane NEHA PRASAD BIRWADKAR 67748 PARTNER M/S Car Planet 02-06-2017 Valid in Good Standing5426 Thane Nidhi Manchanda 60222 NA NA -NA- Certification / Renewal Awaited 5427 Thane Niraja Baijnath Chauhan 41104 NA NA -NA- Certification / Renewal Awaited 5428 Thane Nirmala Shankarlal Varma 45257 Financial Planning Advisor Aviva Life Insurance -NA- Certification / Renewal Awaited 5429 Thane Nisha J Shetty 28113 Relationship Manager Omega Securities & Trading Co Pvt Ltd 23-12-2011 Certification / Renewal Awaited 5430 Thane Nishant Pravinbhai Patel 55436 NA NA -NA- Certification / Renewal Awaited 5431 Thane Nitesh Shivashankar Pookunyil 65119 Team Member JP Morgan Chase & Co. -NA- Certification / Renewal Awaited 5432 Thane Nitin M Raje 32648 Chief Manager UTI AMC Ltd 30-03-2017 Valid in Good Standing5433 Thane Nitin R Vete 28619 Director Vete Associates Tax & Investment Pvt Ltd 01-08-2017 Valid in Good Standing5434 Thane Pankaj Shashikant Chougule 41103 Assistant Manager Anand Rathi Financial Services Ltd 25-10-2017 Valid in Good Standing5435 Thane Paras Rambhiya 92121 NA NA -NA- Certification / Renewal Awaited 5436 Thane Peenal Rathod 62105 Fron Office Executive Jones Lang Lasalle -NA- Certification / Renewal Awaited 5437 Thane Piyush Mansukhlal Hariya 44448 NA NA -NA- Certification / Renewal Awaited 5438 Thane Pooja Gupta 58339 NA NA -NA- Certification / Renewal Awaited 5439 Thane Pooja Laxman Anam 68920 NA NA -NA- Certification / Renewal Awaited 5440 Thane Poonam Arvind Warde 38444 NA NA -NA- Certification / Renewal Awaited 5441 Thane Pradeep Ramchandra Madigeri 54465 Manager The Thane Janata Sahakari Bank Ltd -NA- Certification / Renewal Awaited 5442 Thane Pradeep V Samant 25082 Advocate High Court 14-04-2017 Valid in Good Standing5443 Thane PRADEEPKUMAR BALAN MUTHERY 94930 NA NA -NA- Certification / Renewal Awaited 5444 Thane Pradnya Ajoy Tamhane 81246 Advisor Tamhane Enterprises -NA- Certification / Renewal Awaited 5445 Thane Prafull Prabhuji Pophali 19330 Financial Planner Sms Financial Services Pvt Ltd 12-04-2017 Valid in Good Standing5446 Thane Prajakta Madhukar Wadekar 61097 NA NA -NA- Certification / Renewal Awaited 5447 Thane Pranav Anil Kelkar 56566 NA NA -NA- Certification / Renewal Awaited 5448 Thane Prashant Shrinivas Paralikar 40080 Stenographer Municipal Corporation of Greater Mumbai -NA- Certification / Renewal Awaited 5449 Thane Prathamesh Narendra Matondkar 56415 Assistant Manager Ffreedom Financial Planners 07-11-2017 Valid in Good Standing5450 Thane Pratibha Tulshidas Kamble 52190 NA NA -NA- Certification / Renewal Awaited 5451 Thane Pratiksha Desai 42258 Associate Vice President Inventure Wealth Management Ltd. -NA- Certification / Renewal Awaited 5452 Thane Pratiksha Naik 80852 NA NA -NA- Certification / Renewal Awaited 5453 Thane Pravat Kumar Sahoo 70631 Senior Officer ICICI Bank Limited 03-10-2017 Valid in Good Standing5454 Thane Preethi Keshav Shetty 40258 Associate Kotak Securities Ltd -NA- Certification / Renewal Awaited 5455 Thane Priyadarshini Shreyas Rao 83282 Executive Franchise Dev Ventura Securities Ltd -NA- Certification / Renewal Awaited 5456 Thane Priyanshu Nitesh Shah 76887 NA NA -NA- Certification / Renewal Awaited 5457 Thane R Krishnan 17603 NA Self Employed 21-09-2010 Certification / Renewal Awaited 5458 Thane Rachana R Shivalkar 17605 Senior Executive Tata AIA Life Insurance Co Ltd 01-04-2017 Valid in Good Standing5459 Thane Radhika Satish Mulay 46008 Manager UTI AMC Ltd 21-11-2017 Valid in Good Standing5460 Thane Rahul A Shringarpure 15315 Enquiry Officer Income Tax Settlement Commission 31-03-2010 Certification / Renewal Awaited 5461 Thane Rahul Manharlal Majithia 48106 Proprietor ASK RAJ 08-01-2018 Valid in Good Standing5462 Thane Rajendra S Dumbre 50283 NA Self Employed 22-12-2017 Valid in Good Standing5463 Thane Rajendrasingh Rawat 54407 NA NA -NA- Certification / Renewal Awaited 5464 Thane Rajesh Parshuram Sahane 14891 Insurance Advisor Birla Sun Life Insurance Co Ltd 27-02-2018 Valid in Good Standing5465 Thane Rajlaxmi Jawaharlal Yadav 66640 NA NA -NA- Certification / Renewal Awaited 5466 Thane Rajnikant Ashok Kumar Tiwari 70133 Regional Manager Funds & Fixed Income Crisil 21-05-2016 Certification / Renewal Awaited 5467 Thane Rakesh Sapan Ghosh 60028 Manager Kotak Securities Ltd 27-12-2013 Certification / Renewal Awaited 5468 Thane Rakesh Shet 71673 EQUITY BROKER Subbroker Of Kantilal Chagganlal Sec- Rupa Santosh Shet -NA- Certification / Renewal Awaited 5469 Thane Ramesh Selvaraj 18161 Senior Analyst S G Analytics Pvt Ltd 02-11-2012 Certification / Renewal Awaited 5470 Thane Rashmi K Mehetre 35540 Deputy Manager State Bank of India 25-10-2012 Certification / Renewal Awaited

5471 Thane Rashmi Mathur 17649 Income Tax Officer Income Tax Dept 31-03-2009 Certification / Renewal Awaited 5472 Thane Ratnesh Jain 20279 Financial Planner RJ Financial 23-12-2010 Certification / Renewal Awaited 5473 Thane Ravindra Baburao Gurav 52559 Chief Manager State Bank of India 16-04-2017 Valid in Good Standing5474 Thane Riashree B Mukherjee 71526 Branch Manager Birla Sun Life Insurance Co Ltd 17-11-2017 Valid in Good Standing5475 Thane Richard M Dsa 17922 Development Officer Life Insurance Corporation of India 31-03-2017 Valid in Good Standing5476 Thane Riddhi P Karania 69668 NA NA -NA- Certification / Renewal Awaited 5477 Thane Ritikesh Dilip Bagade 55743 NA NA 19-11-2013 Certification / Renewal Awaited 5478 Thane Rohan Mahesh Wadekar 64478 Agent Life Insurance Corporation of India 18-01-2018 Valid in Good Standing5479 Thane Rohit Ranjivkumar Grover 77974 NA NA -NA- Certification / Renewal Awaited 5480 Thane Rohit Ravindranath Newadkar 75360 NA NA -NA- Certification / Renewal Awaited 5481 Thane Ruchika Bhoir 83381 NA NA -NA- Certification / Renewal Awaited 5482 Thane Rukmini Iyer 60853 Portfolio Analyst Manissha Bangera & Associatez -NA- Certification / Renewal Awaited 5483 Thane Rupesh Parab 21777 Relation Manager Chheda's Consultancy Services 23-03-2012 Certification / Renewal Awaited 5484 Thane Rushabh Ramesh Chandan 70579 NA NA -NA- Certification / Renewal Awaited 5485 Thane Rushudh Dinesh Arora 84259 NA NA -NA- Certification / Renewal Awaited 5486 Thane Sachin Mahesh Walavalkar 44566 Partner Fortune Investments 04-12-2017 Valid in Good Standing5487 Thane Sachin Nadkarni 18102 Proprietor Omkar Consultants 15-07-2017 Valid in Good Standing5488 Thane Sachin S Kadam 35816 Product Manager Sbicap Securities Ltd. 15-05-2016 Certification / Renewal Awaited 5489 Thane Sagar Mileshkumar Shah 79461 NA NA -NA- Certification / Renewal Awaited 5490 Thane Sandeep Madhusudan Vaidya 40052 Clerk Bombay Muncipal Coporation -NA- Certification / Renewal Awaited 5491 Thane Sandeep Mavji Dedhia 42299 Proprietor Dera Investments -NA- Certification / Renewal Awaited 5492 Thane Sandeep Mukesh Savla 66092 NA NA -NA- Certification / Renewal Awaited 5493 Thane Sandeep Wilfred Bangera 23118 Advisor Safal Investments & Insurance 05-11-2017 Valid in Good Standing5494 Thane Sandesh Sadashiv Mohite 70210 NA NA -NA- Certification / Renewal Awaited 5495 Thane Sanjay Birendranath Talukdar 32014 Manager - Training Birla Sun Life Insurance Co Ltd 10-03-2012 Certification / Renewal Awaited 5496 Thane Sanjeev I Nago 39278 Executive KPMG India Pvt Ltd 09-02-2011 Certification / Renewal Awaited 5497 Thane Sanjeev Shankar Shintre 22700 Manager Finance Enam Asset Management Co Pvt Ltd 21-11-2011 Certification / Renewal Awaited 5498 Thane Sanket Suresh Daragshetti 44227 NA NA 30-12-2017 Valid in Good Standing5499 Thane Santosh Raghunath Salunke 15355 Chief Financial Advisor Satyam India Investments 23-03-2017 Valid in Good Standing5500 Thane Sarang Madhav Koshe 49502 Asst Manager UTI AMC Ltd 07-02-2012 Certification / Renewal Awaited 5501 Thane Saurabhendu Bhushan 25032 Products Head Religare Macquarie Wealth Management Ltd 31-03-2017 Valid in Good Standing5502 Thane Sayali Deepak Sahani 64747 NA NA 05-01-2018 Valid in Good Standing5503 Thane Shaktikumar Mishra 18660 Insurance Advisor Icici Life Prudential 31-03-2011 Certification / Renewal Awaited 5504 Thane Sharmil G. Raj 20858 NA NA -NA- Certification / Renewal Awaited 5505 Thane Sheetal Balkishan Kesharwani 67801 NA NA -NA- Certification / Renewal Awaited 5506 Thane Shiv Perumal Chinnatambi Ayyakan 24502 NA NA -NA- Certification / Renewal Awaited 5507 Thane Shreegandha Sangram Aher 55994 Insurance Advisor Life Insurance Corporation of India 24-09-2017 Valid in Good Standing5508 Thane Shrikant S Mane 28620 Proprietor Aakash Consultants 28-10-2017 Valid in Good Standing5509 Thane Shubhangi G Pai 33552 NA Self Employed 15-02-2018 Valid in Good Standing5510 Thane Siddharth Nalin Tamboli 70578 NA NA -NA- Certification / Renewal Awaited 5511 Thane Smita Patil 56050 Development Officer Life Insurance Corporation of India -NA- Certification / Renewal Awaited 5512 Thane Smita Sunil Patekar 38653 Junior Clerk Dombivli Nagari Sahakari Bank Ltd 17-10-2011 Certification / Renewal Awaited 5513 Thane Snehal Borhade 79101 Relationship Manager HDFC Securities Ltd. 02-03-2018 Valid in Good Standing5514 Thane Sonali Prakash Adkar 22743 NA Self Employed 11-10-2016 Certification / Renewal Awaited 5515 Thane Steven Nelson Fernandes 15686 Proprietor Proficient Financial Planning 27-10-2017 Valid in Good Standing5516 Thane Subhabrata Basak 22334 Vice President Axis Bank 14-03-2018 Valid in Good Standing5517 Thane Subramanian Ramachandran 51312 NA NA -NA- Certification / Renewal Awaited 5518 Thane Sucheta Bhirud 39852 Financial Advisor Classic Investments 27-12-2017 Valid in Good Standing5519 Thane Suhas Vasant Lele 40049 Proprietor Suhas Enterprises 17-10-2017 Valid in Good Standing5520 Thane Sumeet Narayan Namboodiri 46025 RM EQUITY ADVISOR IIFL WEALTH MANAGEMENT LTD 23-05-2012 Certification / Renewal Awaited 5521 Thane Sumeet S Shah 19439 NA NA -NA- Certification / Renewal Awaited 5522 Thane Sunny Arvind Gala 77892 NA NA -NA- Certification / Renewal Awaited 5523 Thane Surendar Jyala 88092 Manager ICICI Prudential Life Insurance Co Ltd 04-08-2017 Valid in Good Standing5524 Thane Suresh Kumar Nayak 51987 Founder Fsecure Financial Planners 21-02-2016 Certification / Renewal Awaited 5525 Thane Swati A Kedia 15116 Business Head Spy Soft Solutions Pvt Ltd 31-03-2012 Certification / Renewal Awaited 5526 Thane Swati Y Joshi 23617 Proprietor Joshi Consultants 02-11-2017 Valid in Good Standing5527 Thane Sweta Pankaj Karani 87639 NA NA -NA- Certification / Renewal Awaited 5528 Thane TANVEER PARVEZ KHAN 74930 Officer ICICI Bank Limited 24-06-2017 Valid in Good Standing5529 Thane Teena Dodti 87755 NA NA -NA- Certification / Renewal Awaited 5530 Thane Tushar Anant Dhaigude 87930 Advisor Life Insurance Corporation of India 07-07-2017 Valid in Good Standing5531 Thane Ujwala Balwant Garia 80988 NA NA -NA- Certification / Renewal Awaited 5532 Thane Vibha Devendra Nimkar 56187 Advisor Wonder Investment 10-11-2017 Valid in Good Standing5533 Thane Vidya Prabhakar Gholap 47387 Audit Assiestant & Founder V.Parekh & Associates 02-02-2018 Valid in Good Standing5534 Thane Vidya S Tendulkar 21456 Development Officer LIC of India 16-02-2012 Certification / Renewal Awaited 5535 Thane Vidyanand Thakurdesai 42940 Senior Associate Statestret Syntel Services Ltd -NA- Certification / Renewal Awaited 5536 Thane Vijay Kumar Veeran Annamala 24579 NA NA -NA- Certification / Renewal Awaited 5537 Thane Vijay Motiram Malthane 32485 Vice President UTI AMC Ltd 23-03-2017 Valid in Good Standing5538 Thane Vijaykumar Rajaram Shukla 66751 Associate JP Morgan Chase 25-07-2017 Valid in Good Standing5539 Thane Vikas Tejraj Lodha 74229 Associate Vice President Motilal Oswal Securities Ltd 08-10-2017 Valid in Good Standing5540 Thane Vikash Ranjan 31644 Manager Edelweiss Capital Ltd 27-04-2012 Certification / Renewal Awaited 5541 Thane Vilas M Waghule 15398 Accounts Manager Medisytnh CH 31-03-2017 Valid in Good Standing5542 Thane Vinayak Janardhan Wagh 38674 Proprietor Midas Enterprises 08-06-2013 Certification / Renewal Awaited

5543 Thane Vinayak Narahar Deshpande 56369 NA NA -NA- Certification / Renewal Awaited 5544 Thane Vinayak Shetti 56617 MANAGING DIRECTOR VS FINANCE 19-11-2015 Certification / Renewal Awaited 5545 Thane Vinayan Koolothumkandy 19103 NA Self Employed 31-03-2017 Valid in Good Standing5546 Thane Vinit Vilas Ghag 24591 Assistant Manager Sharekhan Ltd. -NA- Certification / Renewal Awaited 5547 Thane Vinita Bharat Thakkar 54164 Manager Freedom Wealth Solutions Pvt Ltd 03-11-2012 Certification / Renewal Awaited 5548 Thane Viraj Jaywant Vaity 75682 NA NA -NA- Certification / Renewal Awaited 5549 Thane Viral Navinchandra Kenia 65181 Manager ICICI Securities Ltd 18-05-2017 Valid in Good Standing5550 Thane Vishesh Vijay Saraf 61057 NA NA -NA- Certification / Renewal Awaited 5551 Thane Visheshta Vijay Malhotra 90488 NA NA -NA- Certification / Renewal Awaited 5552 Thane Vivek Dwarkadas Damani 43042 NA Self Employed 06-12-2017 Valid in Good Standing5553 Thane Vivek Vishwanath Deshpande 54949 Assistant Manager LKP Securities 20-12-2017 Valid in Good Standing5554 Thane Vrishali Pankaj Nerurkar 80595 NA Self Employed -NA- Certification / Renewal Awaited 5555 Thane Yatin Bhupatlal Diwan 78079 SENIOR MANAGER HDFC Standard Life Insurance Co Ltd 28-05-2016 Certification / Renewal Awaited 5556 Thane Yogendra D Joshi 14695 Director Moneybolism Financial Solutions Pvt Ltd 31-03-2018 Valid in Good Standing5557 Thiruvananthapuram Babu P 19579 Chief Manager State Bank of India 01-02-2012 Certification / Renewal Awaited 5558 Thiruvananthapuram Balaji S 48341 Lead Trainer Datacomp Web Technologies (I) Pvt Ltd 25-03-2017 Valid in Good Standing5559 Thiruvananthapuram Chandrasekharan Nair C 19595 Senior Assistant State Bank of India 16-02-2017 Certification / Renewal Awaited 5560 Thiruvananthapuram Gopinathan Nair C R 72180 Financial Planner Self Employed 03-11-2017 Valid in Good Standing5561 Thiruvananthapuram Muneer Rasheed 75712 Asst Manager Shriram Investment & Transports Pvt .Ltd 21-12-2017 Valid in Good Standing5562 Thiruvananthapuram P K Balachandran 20204 Deputy General Manager State Bank of India 20-04-2011 Certification / Renewal Awaited 5563 Thiruvananthapuram Pradeep Mangalathuannil George 34966 Private Banking Allegro Capital Advisor Pvt Ltd 06-07-2016 Certification / Renewal Awaited 5564 Thiruvananthapuram Prasanth V A 37846 Deputy General Manager Indian Bank 27-07-2017 Valid in Good Standing5565 Thiruvananthapuram R Thulasinarayanan Iyengar 45307 Manager State Bank of India 05-02-2014 Certification / Renewal Awaited 5566 Thiruvananthapuram Ranjeet George Mathew 89007 Sr Relationship Manager LIC Nomura Mutual Fund AMC Ltd 10-03-2018 Valid in Good Standing5567 Thiruvananthapuram Sunil John 89252 Other Nomura Services India Pvt Ltd 13-04-2017 Valid in Good Standing5568 Thiruvananthapuram Tinu Thomas 80266 Branch Sales Manager ICICI Bank Limited 24-09-2017 Valid in Good Standing5569 Thiruvananthapuram Vishal Titus George 33020 Asst Manager South Indian Bank -NA- Certification / Renewal Awaited 5570 Thrissur BRIJESH VAPPALA 88645 Chief Executive Business Owner 23-02-2018 Valid in Good Standing5571 Thrissur Ejo K Kochappu 19615 Manager Geojit BNP Paribas Financial Services Ltd 31-03-2011 Certification / Renewal Awaited 5572 Thrissur Harilal Kalathil Purushothaman 45747 Branch In Charge Sykes & Ray Equities (I) Ltd 23-03-2017 Valid in Good Standing5573 Thrissur Jackson David Cheruvathoor 19250 NA NA 30-03-2018 Valid in Good Standing5574 Thrissur Sathish Menon 28798 Branch Trainer Tata Aig Life Insurance Co Ltd 09-09-2011 Certification / Renewal Awaited 5575 Tinsukia Bhanu Jain 96612 NA Self Employed -NA- Certification / Renewal Awaited 5576 Tinsukia Jayanta Shib 96564 NA Self Employed -NA- Certification / Renewal Awaited 5577 Tinsukia Rochak Agarwal 36705 NA NA -NA- Certification / Renewal Awaited 5578 Tiruchchirappalli Balakrishnan Sikamani Iyer 42512 Business Partner Religare Securities Ltd 25-12-2017 Valid in Good Standing5579 Tiruchchirappalli Balamurugan Ramalingam 64390 Manager IDBI Bank 11-03-2017 Valid in Good Standing5580 Tiruchchirappalli G Gangadharan 31749 NA Self Employed 19-02-2015 Certification / Renewal Awaited 5581 Tiruchchirappalli Gummineni Venkata Uma Nagendra 36308 Area Training Manager Birla Sun Life Insurance Co Ltd 19-02-2014 Certification / Renewal Awaited 5582 Tiruchchirappalli Jagannathan Venkatakrishnan 15537 Officer Dena Bank 20-06-2009 Certification / Renewal Awaited 5583 Tiruchchirappalli K Bharthi 34840 Deputy Manager State Bank of India 02-01-2018 Valid in Good Standing5584 Tiruchchirappalli Ramanathan K 32997 Chief Manager State Bank of India 09-05-2012 Certification / Renewal Awaited 5585 Tiruchchirappalli Sai Sankar R 24402 Financial Advisor Vasanthams Investments 19-02-2018 Valid in Good Standing5586 Tiruchchirappalli Soundararajan Athmanathan 35027 Chief Manager State Bank of India 27-05-2017 Valid in Good Standing5587 Tiruchchirappalli Varadarajan R 51493 Manager State Bank of India 05-05-2017 Valid in Good Standing5588 Tirunelveli K Gomathi Nayagam 21619 Chief Manager State Bank of India 31-03-2018 Valid in Good Standing5589 Tirupathi Anil Kumar Neerukonda 15469 NA NA 31-03-2008 Certification / Renewal Awaited 5590 Tirupati Komadur Srinivasa Mythily 57303 Manager State Bank of India 29-12-2017 Valid in Good Standing5591 Tirupati Kota Arun Kumar 69607 NA NA -NA- Certification / Renewal Awaited 5592 Tirupati Padmanabha Muni P 87828 Senior Manager HDFC Asset Management Company Ltd. 15-11-2017 Valid in Good Standing5593 Tirupati Ramesh Babu Koneti 57171 Manager State Bank of India 29-12-2012 Certification / Renewal Awaited 5594 Tirupati Rangarajan Ramanujam Tamarapu 49883 Faculty Professonal Coaching Centres 18-04-2015 Certification / Renewal Awaited 5595 Tiruppur Duraisamy P 87225 Branch Manager Indusind Bank 15-09-2017 Valid in Good Standing5596 Tiruppur Kasi Viswanathan 29893 Senior Research Analyst Thomson Financials 07-07-2010 Certification / Renewal Awaited 5597 Tiruppur Krishna Kumar 42312 Chief Financial Planner S K Financial Planners 25-11-2017 Valid in Good Standing5598 Tiruvuru Pushpa Rajasekhar Jamandlamudi 20260 Deputy Manager State Bank of India 09-02-2018 Valid in Good Standing5599 Titlagarh Akhill Maediratta 67568 Executive Director Smeltech Carbons 13-02-2014 Certification / Renewal Awaited 5600 Trichy Kanaka Asai 24178 Proprietor My Financial Planner 06-09-2017 Valid in Good Standing5601 Trivandrum Nisha R R 94471 Insurance advisor and Investment adviser BIZ Consultants 09-03-2018 Valid in Good Standing5602 Tumkur Yatin Bhole 77949 Practitioner International Assignment Taxation IBM India Pvt. Ltd. 17-12-2016 Certification / Renewal Awaited 5603 Tuticorin Seenivasan K 57128 Officer ICICI Bank Limited -NA- Certification / Renewal Awaited 5604 Udaipur Alphonse Blaze Fernandez 64317 NA NA -NA- Certification / Renewal Awaited 5605 Udaipur Amit Singhvi 54678 NA Self Employed 25-07-2017 Valid in Good Standing5606 Udaipur Anshul Kothari 71968 NA Self Employed 16-04-2017 Valid in Good Standing5607 Udaipur Divya Kawadiya 83699 NA NA -NA- Certification / Renewal Awaited 5608 Udaipur Manish Kumar Sharma 86355 BRANCH MANAGER TATA ASSET MANAGEMENT LIMITED 15-07-2016 Certification / Renewal Awaited 5609 Udaipur Meghana Solanki 76889 NA NA -NA- Certification / Renewal Awaited 5610 Udaipur Murtaza Khilonawala 85316 NA NA -NA- Certification / Renewal Awaited 5611 Udaipur Nidhi Chaudhary 48043 Senior Relationship Manager ICICI Securities Limited -NA- Certification / Renewal Awaited 5612 Udaipur Nitesh Seth 48176 NA NA 11-11-2017 Valid in Good Standing5613 Udaipur Piyush Navin Lal 47584 Deputy Manager HDFC Asset Management Co Ltd 11-07-2017 Valid in Good Standing5614 Udaipur Priti Sauarabh Seth 23508 NA NA -NA- Certification / Renewal Awaited

5615 Udaipur Quresh Kutubuddin Gohria 22636 Financial Planning Manager HDFC Securities Ltd. -NA- Certification / Renewal Awaited 5616 Udaipur Saurabh Sunil Sanadhya 81424 NA NA -NA- Certification / Renewal Awaited 5617 Udaipur Vikas Khandelwal 21872 Proprietor Paisa Boosters 10-04-2014 Certification / Renewal Awaited 5618 Ujjain Ayush Ajit Bhargava 37797 Chief Financial Planner Bhargava Financial Planners 10-09-2017 Valid in Good Standing5619 Ujjain Yujvendra Singh Chandel 35673 Distribution Training Manager Bharti Axa Life Insurance Pvt Ltd 22-08-2011 Certification / Renewal Awaited 5620 Ulhasnagar Bharat Maheshlal Ramsinghani 60161 NA NA -NA- Certification / Renewal Awaited 5621 Ulhasnagar Harikesh Ramanand Jaiswar 24128 NA NA -NA- Certification / Renewal Awaited 5622 Ulhasnagar Hero G Murpani 48144 Proprietor Murpani Investments 08-05-2017 Valid in Good Standing5623 Ulhasnagar Kavita Makhija 87575 NA NA -NA- Certification / Renewal Awaited 5624 Ulhasnagar Latish Hareshlal Chawla 48145 Proprietor Mahadev Investments -NA- Certification / Renewal Awaited 5625 Ulhasnagar Minakshi Ramesh Sharma 45254 NA NA -NA- Certification / Renewal Awaited 5626 Ulhasnagar Nikita Kumar Wadhwa 45258 NA NA -NA- Certification / Renewal Awaited 5627 Ulhasnagar Prem S Mangtani 48143 Proprietor P M Investment 05-02-2018 Valid in Good Standing5628 Ulhasnagar Rajiv Deepak Ledwani 29285 NA NA -NA- Certification / Renewal Awaited 5629 Ulhasnagar Shashi Deepak Marwah 39256 NA NA -NA- Certification / Renewal Awaited 5630 Ulhasnagar SHYAM VIJAYKUMAR LILANI 75005 Professor Friend'Z Gruoup Tuitions 14-09-2017 Valid in Good Standing5631 Ulhasnagar Vinod B Poptani 48075 Proprietor Vision Insurance & Investment Consultancy -NA- Certification / Renewal Awaited 5632 Ulubaria Debnarayan Patra 24944 Senior Business Associate Life Insurance Corporation of India 02-03-2018 Valid in Good Standing5633 Uluberia Sujay Kumar Brahma 73195 Deputy Manager Life Insurance Corporation of India 19-08-2017 Valid in Good Standing5634 Una Neeraj Goel 52991 Manager State Bank of Patiala 25-08-2012 Certification / Renewal Awaited 5635 Usa Shrikant Vajratkar 14358 NA Self Employed 31-03-2007 Certification / Renewal Awaited 5636 Uttar Pradesh Divya Gupta 87082 NA NA -NA- Certification / Renewal Awaited 5637 Uttar Pradesh Kanishk Chaudhary 82109 NA NA -NA- Certification / Renewal Awaited 5638 Vadisaleru Nateri Ananda Raja Gopal 41775 Senior Branch Manager Andhra Bank 22-09-2012 Certification / Renewal Awaited 5639 Vadodara Aadil Kadri 16545 Manager - Advisory Continental Financial Services 31-03-2017 Valid in Good Standing5640 Vadodara Anand Dinesh Nanavati 37995 Proprietor Arya Advisory Services 01-12-2017 Valid in Good Standing5641 Vadodara Anil J Dave 24846 Retail Banking - Officer Bank of India 31-03-2017 Valid in Good Standing5642 Vadodara Anjal Rajeshbhai Patel 72051 AVP AXIS MUTUAL FUND 31-03-2016 Certification / Renewal Awaited 5643 Vadodara Ashish Sandanshiv 90392 Sales Manager HDFC Life Insurance Company Limited 09-01-2018 Valid in Good Standing5644 Vadodara Ashish Vrajesh Kumar Shah 89140 Founder Trustcare Financial Services 22-03-2017 Valid in Good Standing5645 Vadodara Binal Kaushikbhai Desai 75252 NA NA -NA- Certification / Renewal Awaited 5646 Vadodara Chandan P Ambegaonkar 19212 Branch Manager Franklin Templeton Investments 12-03-2018 Valid in Good Standing5647 Vadodara Dahyabhai Gopaldas Patel 40153 Chief Financial Planner Grow Rich Investment Plus 03-01-2018 Valid in Good Standing5648 Vadodara Deepen Nareshkumar Shah 47720 Relationship Officer India Infoline Ltd. 07-12-2017 Valid in Good Standing5649 Vadodara Dwipa Mankodi 44632 NA NA 25-07-2017 Valid in Good Standing5650 Vadodara Goutam Chinmoy Bose 83887 NA Self Employed 19-02-2017 Certification / Renewal Awaited 5651 Vadodara Harsh Mehta 58223 NA NA -NA- Certification / Renewal Awaited 5652 Vadodara Hiren Rameshchandra Joshi 91250 Junior Clerk Vadodara Municipal corporation 28-04-2017 Valid in Good Standing5653 Vadodara Hitesh Harivadan Vyas 38669 Proprietor Ethicare Financial Planner 18-07-2013 Certification / Renewal Awaited 5654 Vadodara Jacky V Suhanda 19251 Relationship Manager State Bank of India 13-09-2012 Certification / Renewal Awaited 5655 Vadodara Jay Anilkumar Patel 29163 AVP UTI AMC Ltd 15-05-2017 Valid in Good Standing5656 Vadodara Jayshree Jatin Barbhaiya 38190 NA Self Employed 01-02-2012 Certification / Renewal Awaited 5657 Vadodara Jyoti Prakash Lohana 45710 Proprietor Shree Hari Investments -NA- Certification / Renewal Awaited 5658 Vadodara Kanojia Vipul Harishchandra 45707 Business Associate Motilal Oswal Securities Ltd 23-02-2017 Certification / Renewal Awaited 5659 Vadodara Kunal Ravindra Vassa 24205 Deputy Manager - Wealth Axis Bank 25-11-2017 Valid in Good Standing5660 Vadodara Laxmi Dhar Yadav 36569 Manager State Bank of India 12-09-2011 Certification / Renewal Awaited 5661 Vadodara Manisha H Shah 30167 Senior Territory Manager UTI AMC Ltd 05-05-2011 Certification / Renewal Awaited 5662 Vadodara Megha Hemant Shah 44878 NA NA -NA- Certification / Renewal Awaited 5663 Vadodara Minesh Kantibhai Rana 39858 Business Associate Motilal Oswal Securities Ltd 01-04-2017 Valid in Good Standing5664 Vadodara Mohammad Shafik Sulemanbhai Khatumbara 70936 Relationship Manager State Bank of India 04-07-2015 Certification / Renewal Awaited 5665 Vadodara Mukesh A Khubchandani 30195 Proprietor M K Associates 24-08-2011 Certification / Renewal Awaited 5666 Vadodara Nikhil Dighe 90393 Franchisee Owner Bma Wealth Creators 09-01-2018 Valid in Good Standing5667 Vadodara Nikhil Patiyat 58793 Associate Director Trustplutus Wealth Managers (I) Pvt Ltd 02-01-2018 Valid in Good Standing5668 Vadodara Parag M Juthani 14869 Proprietor Mascot Financial Planning 31-03-2014 Certification / Renewal Awaited 5669 Vadodara Paresh Amrutlal Patel 55850 Relationship Manager State Bank of India 23-08-2013 Certification / Renewal Awaited 5670 Vadodara Prakash Hariram Lohana 33127 Managing Director Ascent Financial Solutions Pvt Ltd 25-07-2017 Valid in Good Standing5671 Vadodara Raj Narayan Talati 24397 Chief Financial Planner ABM Investment 15-02-2018 Valid in Good Standing5672 Vadodara Rushikesh Pravin Purandare 31654 NA NA 24-06-2016 Certification / Renewal Awaited 5673 Vadodara Saurabh Rameshchandra Shah 91407 Branch Manager Prabhudas Lilladher P Ltd 10-03-2018 Valid in Good Standing5674 Vadodara Shilpi Arora 25073 Deputy Manager - Accounts & Finance Vse Stock Services Ltd 26-11-2017 Valid in Good Standing5675 Vadodara Shruti Thakrar 52640 Senior Manager HDFC Bank 22-09-2017 Valid in Good Standing5676 Vadodara Swapnali Suneet Dabke 41508 Proprietor Ameya Investments 07-11-2012 Certification / Renewal Awaited 5677 Vadodara Tushar Suresh Bhai Patel 41077 NA NA -NA- Certification / Renewal Awaited 5678 Vadodara Varis Ramzanali Saiyed 20417 International Wealth Manager Suisse AMC 22-03-2017 Valid in Good Standing

5679 Vadodara Varun Rajeshwar Jani 41082 Chief Financial Planner Nextstep Financial Planners 25-11-2015 Certification / Renewal Awaited 5680 Vadodara Vishal Devendra Bhavsar 40149 Financial Planner Uddesh Investment 19-02-2017 Certification / Renewal Awaited 5681 Valsad Ashish Kantilal Joshi 46815 Sub Broker NJ Indiainvest Pvt Ltd. 08-09-2017 Valid in Good Standing5682 Valsad Bihagkumar Sushil Chandra Bhavsar 37169 NA Self Employed 22-09-2017 Valid in Good Standing5683 Valsad Gokul Mahendra Parekh 37173 Director Jury Advisory Services Pvt Ltd 07-11-2017 Valid in Good Standing5684 Valsad Hitesh Vasantbhai Vasani 37191 NA Self Employed 25-10-2017 Valid in Good Standing5685 Valsad Kirti Bhavanji Visariya 45933 Sub Broker NJ Indiainvest Pvt Ltd. 15-09-2017 Valid in Good Standing5686 Valsad Mehul Dinesh Parekh 37210 DEPUTY MANAGER AXIS BANK LTD 18-01-2017 Certification / Renewal Awaited 5687 Vapi Pinakin Jayantilal Shah 37192 Proprietor Vipul Investments 01-12-2017 Valid in Good Standing5688 Varanasi Abhishek Agarwal 67840 Second Assistant Manager McDonalds(Hard Castle Restaurants Private Ltd.) -NA- Certification / Renewal Awaited 5689 Varanasi Raajeev Chawla 18145 NA Self Employed 03-02-2012 Certification / Renewal Awaited 5690 Varanasi Ravi Prakash Keshari 20578 Branch Head ACE School for Professional Studies 01-04-2017 Valid in Good Standing5691 Varanasi Shivesh Gaurav 61184 Strategy and Business development Manager Ethos Wealth Management Pvt Ltd -NA- Certification / Renewal Awaited 5692 Vellore Lakshmanan Manivannan 30907 Clerk The Karur Vysya Bank Ltd 01-08-2017 Valid in Good Standing5693 Vidisha Amit Bhokardole 69281 Director and Principal Financial Planner MoPro Financial Consultants Pvt Ltd 12-12-2015 Certification / Renewal Awaited 5694 Vidisha Nitesh Garg 52285 NA Self Employed 02-06-2017 Valid in Good Standing5695 Vijayawada Chandra Sekhar Jakkilanka 83129 Sales Manager Metlife india insurance company limited 22-11-2017 Valid in Good Standing5696 Vijayawada Divya Mamidala 81550 NA NA -NA- Certification / Renewal Awaited 5697 Vijayawada Drona Kumar Kothamasu 30121 Branch Manager State Bank of Hyderabad 07-02-2012 Certification / Renewal Awaited 5698 Vijayawada Gaurav Giri 73844 NA NA -NA- Certification / Renewal Awaited 5699 Vijayawada Lalitha Kolla 67922 NA NA -NA- Certification / Renewal Awaited 5700 Vijayawada Sivaram Prasad Dogiparthi 22736 Chief Financial Planner DK Capital 08-10-2014 Certification / Renewal Awaited 5701 Vijayawada Srinivas Devara Konda 35787 DEPUTY MANAGER State Bank of India 27-07-2011 Certification / Renewal Awaited 5702 Vijayawada SRINIVAS RAO KASINATHUNI 77637 NA Self Employed 08-04-2017 Valid in Good Standing5703 Vijayawada Venkat Krishna Reddy Tallapureddy 70147 Certified Financial Planner SenSage Financial Services Pvt.Ltd. -NA- Certification / Renewal Awaited 5704 Vijayawada Y V S Arun Kumar 25034 Officer LIC of India 21-01-2010 Certification / Renewal Awaited 5705 Vijayawada Yenduri Subba Rao 19902 Chief Manager State Bank of India 21-01-2010 Certification / Renewal Awaited 5706 Vijayawada Zakir Hussain Shaik 78046 Director ARTHA Financial professionals guru 20-12-2017 Valid in Good Standing5707 Virar Sandip Mukherjee 29730 Consultant Transcend Consulting (I) Pvt Ltd 08-08-2012 Certification / Renewal Awaited 5708 Visakhapatnam Bijaya K Barik 24989 Chief Manager UTI AMC Limited 02-11-2009 Certification / Renewal Awaited 5709 Visakhapatnam Dhulipala V S Phani Krishna 70872 NA NA -NA- Certification / Renewal Awaited 5710 Visakhapatnam Divakar Sudhir V T 69406 Assistant Manager Sundaram Finance Ltd 25-11-2015 Certification / Renewal Awaited 5711 Visakhapatnam Kishore Kumar Vanugu 80735 NA NA -NA- Certification / Renewal Awaited 5712 Visakhapatnam Manchiraju V S Subhadra Rao 53251 Special Assistant State Bank of Patiala 23-10-2017 Valid in Good Standing5713 Visakhapatnam Maturu Jagadish 37003 NA NA -NA- Certification / Renewal Awaited 5714 Visakhapatnam Menedi Tarunsai Kumar 80575 NA NA -NA- Certification / Renewal Awaited 5715 Visakhapatnam N Venkateswarlu 24999 Asst Manager UTI AMC Limited 31-03-2010 Certification / Renewal Awaited 5716 Visakhapatnam P S Gupta 15439 CEO Vision Wealth Management Services 31-03-2010 Certification / Renewal Awaited 5717 Visakhapatnam Persis Santhi Priya Kunchala 79232 NA NA -NA- Certification / Renewal Awaited 5718 Visakhapatnam Rajeshwar Rao Kona 87643 Insurance Advisor Life Insurance Corporation of India 19-01-2018 Valid in Good Standing5719 Visakhapatnam Shaik Kasimbhi 79581 NA NA -NA- Certification / Renewal Awaited 5720 Visakhapatnam Sonthi Srirama Krishna 47632 Manager State Bank of India 06-03-2012 Certification / Renewal Awaited 5721 Visakhapatnam Srinivas Maddikonda 53046 Deputy Manager State Bank of Patiala 12-10-2017 Valid in Good Standing5722 Visakhapatnam SUMAN BABU ACV 77616 Cluster Manager Reliance Capital AMC Ltd 08-04-2017 Valid in Good Standing5723 Warangal Vuyyala Rajeeru 16322 Managing Partner Vijay Insurance Services 20-08-2017 Valid in Good Standing5724 Yamunanagar Abhishek Leekha 14379 Director Neste Wealth Management Services 31-03-2018 Valid in Good Standing5725 Yamunanagar Aditya Jain 51535 Training Manager DLF Pramerica Life Insurance Co Ltd 01-08-2013 Certification / Renewal Awaited