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Page 1: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

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Page 2: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS & PRODUCT SAFETY

Simon Fraser UniversitySchool of Engineering Science

Ken Rutledge

CSA Group - Richmond

Page 3: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

Standards & Product Safety

FIRST -

An attention-grabbing

introduction . . .

. . . there will be a quiz later

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Page 4: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

Standards & Product Safety

Ken Rutledge

Assistant Operations Manager – CSA Group Vancouver Laboratories; Occupational Health & Safety; Environmental Management; Facility; Administration.

Joined CSA 1994

Co-Op Student → Lab Tech → Certifier → Manager

Audio/Video; Electro-medical; Laboratory; Test & Measurement Equipment

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Page 5: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

Standards & Product Safety

OBJECTIVES

• Awareness of Standards

• Overview of Product Safety Evaluation

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Page 6: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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WHY?

Page 7: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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BECAUSE!

• Compatibility – device / national / global

• Product safety – fire / shock / physical

• Compliance – Local / National / International

• Liability – mfr / retail / user / etc

• Marketing – quality / assurance / added value

• and . . . .

Page 8: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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BECAUSE!It’s important for all

the parts to work

together . . .

Page 9: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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BECAUSE!Of Unintentional

Consequences

Page 10: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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Definitions

• Something considered by an authority, or bygeneral consent, as a basis of comparison

• An approved model

• A basis of weight, measure, value, comparison, orjudgment

• A document that defines common characteristics of devices, functions and practices

Page 11: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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Practical Examples

Electromagnetic Compatibility (EMC);

Communications & Information Systems;

Electrical Codes (CEC, NEC);

Product Safety; Building Codes; Fire; Food; Biocompatibility; Management Systems; Usability; Transportation, Gas, OH&S; Environment, Energy; Ethics; Organics; Aging; Blood handling, etc, etc, etc. . .

And of course. . .

Page 12: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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Reliability!

CAN/CSA-Q632-90Reliability and Maintainability

Management Guidelines

Page 13: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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STANDARDS DEVELOPMENT

• Written by consensus

• Representation from:o industryo standards publishers (i.e.: CSA)o Academics o Subject Matter Experts (SMEs)o special interest groups

Page 14: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

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STANDARDS DEVELOPMENT

• NOT Written by:

Page 15: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

HARMONIZED STANDARDS

• International Electrotechnical Commission – IEC

• Adopted by individual Countries

• National Standards with differences

• Global Market

• Reduced compliance costs

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Page 16: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS

ELECTRICAL SAFETY STANDARDS

• Distribution (Transmission)

• Industrial / Commercial

• Consumer electronics / Information

Technology

• Specialty. i.e.: Medical Electrical

Equipment

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PRODUCT SAFETY EVALUATION

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Charles DarwinEvolution / On the Origin of Species

“It is not the strongest of the species that survive, nor the most

intelligent, but the one most responsive to change”

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PRODUCT SAFETY EVALUATION

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Page 19: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

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Page 20: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

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Page 21: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

TYPES OF HAZARD

• fire

• shock

• energy

• physical

• essential performance

• and . . .

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Page 22: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

Unintended Use . . . 22

Page 23: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

EXAMPLE

Available current & Power in a household mains branch supply:

– 120V, 15A nominal

– 30A for up to 2m before breaker trips

– Up to 20kA momentary fault

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Page 24: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

EXAMPLE

Typical limits for shock hazards @ 60Hz

– Current ~0.5mA = reaction

– Current >10mA = can’t let go

– Physiology controlled by electrical impulses

– Conflicting impulses can cause fibrillation or arrest

– MED Standards patient contact limit <10µA

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Page 25: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

OTHER HAZARDS

– Fire: • Power > 15W = potential fire hazard

– Electric Burn: • 0.5µC @ > 60V = hazardous charge

• 3μF @ 170Vpk (120Vac)

– Physical Burn: • Metal: 75C

• Polymer: 95C

– Mechanical / Physical

– Essential Performance

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Page 26: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

ESSENTIAL PERFORMANCE

Non-critical function:

- Home Electronics display 60db but actual o/p is 58db – No Big Deal . . .

Critical Function:

- Ventilator delivery

- Defibrillator impulse

- ECG display . . . BIG DEAL!

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Page 27: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

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???

Page 28: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

CERTIFICATION

• Most electrical / electronic devices sold in Canada require product safety certification

• CSA mark

• (and a few competitors. . .)

• Some products are exempt, but check

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Page 29: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

CERTIFICATION

• Evaluation performed by an independent, accredited, body

• Required by local & national regulations

• Liability / Risk mitigation

• Marketing

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Page 30: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

EVALUATION

Document review. Manuals, drawings, technical specifications, Risk Management files, etc

Physical examination

Applicable Requirements. Determine applicable requirements. Interpret requirements as they apply to a specific product

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Page 31: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

PRODUCT SAFETY EVALUATION

EVALUATION

Evaluate according to applicable standards

Testing• Normal operation

• Fault conditions

Documentation• Descriptive Report for inspections

• Certificate and product listing for client

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CERTIFICATION

FOLLOW-UP

Ongoing conformity assessment ensures products continue to meet requirements

• Manufacturing Inspections– Unannounced

– Frequency of inspection varies with product

– Average 4-8 inspections per year

• Re-Examination– May be required in special cases.

– i.e.: uncertified critical components

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Page 33: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

COMPLIANCE

STRATEGIES FOR COMPLIANCE

Be Informed. Knowledge of the standards and

other requirements that apply to your product

Prepare. Evaluate your product before applying

for Product Safety Evaluation

– Internal Compliance team

– External consultants. i.e.: CSA Technical Information Service

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Page 34: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

CERTIFICATION

STRATEGIES FOR COMPLIANCE

Design compliance into your product• Separately approved certified components

• Separately approved external power supplies

• Fault / redundant protection

• Risk Management

• And . . .

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Page 35: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

CERTIFICATION

STRATEGIES FOR COMPLIANCE

(not legal in some jurisdictions)

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Page 36: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

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Page 37: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

OTHER MANDATORY REGULATIONS

Electromagnetic Compatibility

• Industry Canada

• US FCC

• Others – see notes

Medical Device Registration

• Health Canada

• US Food & Drug Administration (FDA)

• EU Medical Device Directive (MDD)

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Page 38: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

GLOBAL

INTERNATIONAL

IECEE CB Scheme

• International agreement between participating countries

• Common report format

• Access to local certification marks

• Global Market

• Reduced compliance costs

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Page 39: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

EUROPE

CE Mark

• European Union countries

• Product specific Directives

• Electronic: Low Voltage Directive

• Safety and EMC

• Self-Declaration

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Page 40: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

EUROPE

WEEE Directive

• Waste Electrical and Electronic Equipment

• EU Member countries

• Coming soon to North America

• Landfill content

• Producer responsible for recycling costs

• Manufacture with ‘friendly’ materials

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Page 41: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

QUIZ

Examples of standards in the opening video clip

- Compressed gas cylinders

- Roadway construction

- Lighting

- Automotive

- EMC

- Radio broadcast

- Others???

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Page 42: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

OBJECTIVES

• Awareness of Standards - Now you know

• Overview of Product Safety Evaluation - Done

• Purpose of Standards

– SAFETY

– COMPATIBILITY

– LIABILITY

– MARKETING

– and . . . .

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Page 43: STANDARDS & PRODUCT SAFETYwhitmore/courses/ensc305/pdf... · GLOBAL INTERNATIONAL IECEE CB Scheme • International agreement between participating countries • Common report format

STANDARDS AND PRODUCT SAFETY

You know they’re out there . . . 43

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CSA GROUP

CSA Group is a not-for-profit membership association

serving consumers, business and government. Our

purpose is to make standards work for people and

business.

Codes & Standards Standards development, information

products, sale of publications, training & education, and

membership services

Testing & Certification Product safety evaluation and

certification

Consumer product evaluation Pre-production evaluation;

Pre-purchase testing; shipment inspections; etc.

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STANDARDS AND PRODUCT SAFETY

RESOURCES

CSA Group: http://www.csagroup.org/

CSA Standards:http://www.csagroup.org/us/en/services/codes-and-standards

Great resource: http://www.safetylink.com/

EMC: http://www.nwemc.com/links/

Health Canada: http://www.hc-sc.gc.ca/

US FDA: http://www.fda.gov/

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CERTIFICATION

RESOURCES

IECEE CB Scheme: http://iecee.org/

European Union EE Legislation:http://ec.europa.eu/growth/single-market/goods/new-legislative-framework/

European Union Guide:http://ec.europa.eu/DocsRoom/documents/11502/attachments/1/translations/en/renditions/native

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CERTIFICATION

Thank You!47