STEEL CITY SECURITIES LIMITED(CIN : L67120AP1995PI.C019521)

AN ISO 9001 : 2015 CERTIFIED COMPANY

MEMBER OF NSE, BSE & MSEIGAPITAl MARKET, EQUITY DERIVATIVES & CURRENCY DERIVATIVES SEGMENTSSEBI Regd. Nos. IN8 230806132, IN8 010806132, INS 260806139, INF 230806132

INF 011156438, INF 260806139, INE 230806132, INE 260806132

POINT OF PRESENCE OF NSDL-CRADEPOSITORY PARTICIPANT (DP) OF

NSDL & ~XURE!

SEBI Permanent Regd. No.IN-DP-231-2016

. Corporate Governance

Tit!

Format to be submitted by listed entity on quarterly basis

1. Name of Lis!ed EntiW : STEEL CITY SECURITIES LIMITED2. Quarterendrng: 315 MARCH, 2019 .

J. Composition of Board of DirectorsName of PANs & Categthe Director DIN ory

(ChairpersonIExecutive/Non-Executive/independentiNornlne-.e) & v-

e(Mr. IMs)

No of post ofChairperson in

Audit!StakeholderCommittee

held in listedentities

including thislisted entity

(ReferRegulation 26(1)

of ListingRegulations)

Date of Appoint Tenure*ment in thecurrent termlcessation

No ofDirectorship inlisted entitiesincluding thislisted entity

Number ofmemberships in

Audit!StakeholderCommittee(s)including thislisted entity

~r

lKami Reddi WiTPS7560B ~xecutive 124/1112017Mr. ~atyanarayana ~O045387 k;hairman

Mr. ~atish Kumar AryalADPPA5763Q ~anagingklO046156 Director

4/1112017

Mr. trentu Venkata ~SPT6716H 1Wh01e- Ol/09/2018~rikanth 07992172 ime

!Director

Ms. lGuruv Vishnu !AFVPG8185J 1N0n ~0/07/2016Vandana ~7548:-.J8 !Executive

Director

Mr 1G0dithiSatya !AEYPG7235D ndependenRamaPrasad ~0045351 1N0n-

11/03/2015

. executivebiroctor

/e~kuri Murali ~DPC2423A ndependen 31/0312015ns ina 0045403 1N0n

!ExecutiveDirector

agannadha Rao~PR911OQ ndependen 30/06/2016

0045408 1N0nexecutivebirector

Mr MallaHara

Mr

(ReferRegulation25(1) ofListing

Regulations)

(Refer Regulation. 26(1) of

ListingRegulations)

/

4 yrs

4 yrs

3 yrs

3 yrs

.I 'it:. rvv --:-°1

, Regd. & CorporatltHead Office: 49-52-5/4, SHANTHIPURAM, VISAKHAPATN,A; *.'\30016. *)" , 2796984, 2549681 , 2563581 ,2762585, EPBX, 2549675:79, 2762579-84, 2761803-04, FAX. ~. _2720~~2586

E-mail: ramu.n@steelcltynettrade.com.scsl@steeICltynettrade.com. Website: v'/ww.steelc ~.

-• STEEL CITY SECURITIES LTD. Continuation Sheet

II. Composition of CommitteesName of Committee Name of Category

Committee (ChairpersonlExecutive/Non-members Executive/independentlNominee)

$

1. Audit Committee G.Satya rama Independent DirectorprasadCh.Murali Independent DirectorkrishnaB.Krishna rao Independent Director

2. Nomination & Remuneration Committee Ch.Murali Independent DirectorKrishnaG.Satya Rama Independent DirectorPrasadM.H.Jagannadha Independent Directorrao

3. Risk Management Committee(if applicable) NA4. Stakeholders Relationship Committee" Ch.Murali Independent Director

KrishnaSatish kumar Executive DirectorarayaM.H.Jagannadha Independent Directorrao

&Category of directors means executive/non-executive/independentlNominee. if a directorfits into more than one category write allcategories separating them with hyphen

III. Meeting of Board of DirectorsDate(s) of Meeting (if any) in the Date(s) of Meeting (if any) in the relevant Maximum gap between any twoprevious quarter / consecutive (in number ofquarter days)

04.10.2018 04.01.2019 -12.10.2018 28.01.2019 24 Days14.11.2018 18.02.2019 21 Days11.12.2018

IV. Meeting of CommitteesDate(s) of meeting of the committee in Whether Date(s) of meeting of the Maximum gap betweenthe relevant quarter requirement of committee in the previous any two consecutive

Quorum met quarter meetings in numberof(details) days*

Audit Committee:10.01.2019 Yes 12.11.2018 21 days15.02.2019 Yes

e STEEL CITY SECURITIES LTDContinuation Sheet

•This information has to be mandatorily be given for audit committee, for rest of the committees giving this information isoptional

v. Related Party TransactionsSubject Compliance status (YesINolNAyefer notebelow

Whether prior approval of audit committee obtained NAWhethershareholderapproval obtained formaterial RPT NA

WhetherdetailsofRPT entered into pursuantto NAomnibus approval have been reviewed by AuditCommitteeNote1 In the column "Compliance Status", compliance or non-compliance may be indicated by Yes/No/N.A ..

For example, if the Board has been composed in accordance with the requirements of Listing Regulations,"Yes" may be indicated. Similarly, in case the Listed Entity has no related party transactions, the words"NA" may be indicated.

2 If status is "No" details of non-compliance may be given here.

VI. Affirmations1. The composition of Board of Directors is in terms of SEBI (Listing obligations and disclosure

requirements) Requlations, 20 15.2. The composition ofthe following committees is in terms of SEBI(Listing obligations and disclosure

requirements) Regulations, 2015 "a. AuditCommitteeb. Nomination & remuneration committeec. Stakeholders relationship committeed. Risk management committee (applicable to the top 100 listed entities)

3. The committee members have been made aware of their powers, role and responsibilities as specifiedinSEBI (Listing obligations and disclosure requirements) Regulations, 2015.

4. The meetings ofthe board of directors and the above committees have been conducted in the manner asspecified in SEBI (Listing obligations and disclosure requirements) Regulations, 2015.

5. This report and/orthe report submitted in the previous quarter has been placed before Board of Directors.Anycomments/observations/advice of Board ofDirectors maybe mentioned here:

--:-..,U""6l. ~

For S~CUritieS L~mited '--~ ~

~~

-- ?)*Satish "Kumar Arya '* ~Managing Director

Information at Table I and II above need to be necessarily given in 1S1quarter of each financial year. Howeverifthereis no change of information in subsequentquarterts) of that financial year, this information may not be given by Listed entityand instead a statement "same as previous quarter" may be given.

STEEL CITY SECURITIES LIMITED(CIN : L67120AP1995PJ.C019521)

AN ISO 9001 : 2015 CERTIFIED COMPANY

MEMBER OF NSE, BSE & MSEI POINT OF PRESENCE OF NSDL-CRACAPITAL MARKET, EQUITY DERIVATIVES & CURRENCY DERIVATIVES SEGMENTS DEPOSITORY PARTICIPANT (DP) OF

SEBI Regd. Nos. INB 230806132, INB 010806132, INB 260806139, INF 230806132 NSDL & CDSL:INF 011156438, INF 260806139, INE 230806132, INE 260806132 SEBIPermanentRmt!lIID~1jM1-2016

~at to be submitted by listed entity at the end ofthe financial year (for the whole of financial

I. Disclosure on website in terms of Listing RegulationsItem Compliancestatus

(YeslNoINA)refer note belowDetails of business YesTerms a~? conditi~ns of appointment of independent directorsComposltion of vanous committees of board of directors

eses

Cod~ofconduc~ of board of. ~irectorsandseniormanagementpersonnelD~tall.S of esta~hshment of Vigil mechanism! Whistle Blower policyCriteria of makmg payments to non-executive directors

eses

Policy for determining "material" subsidiariesPolicy on dealing with related party transactions rYes

YesDetails ~f famili~rization programmes imparted to independent directorsContact ~nformatlon .of.the designated officials of the listed entity who a!13resp?nslble for assisting and handling investor grievancese~all ~ddress for grievance redressal and other relevant details

NArYes

Financlal results!YeslYes

Shareholding patternDetail~ of agreements entered into with the media companies and!or the'rASSOCiates / 'New name and the old name of the listed entity

lYesNA

Il Annual AffirmationsParticulars Regu lationNumber

NA

Compliancestatus(Y es/N o/N A )refer note below

Independent director(s) have been~ppointed in terms of specified criteria ofJndependenca' and/or .eligibility"Board composition

16(1)(b) & 25(6) lYes

17(1 ) esMeeting of Board of directors 17(2) esReview of Compliance ReportsPlansfororderlysuccessionfor

17(3)17(4)

esNA

appointmentsCode of ConductFees/compensation

17(5)17(6)

eses

Minimum Information 17(7) es

Risk Assessment & ManagementCompliance Certificate

P~rformance Evaluation of IndependentDirectorsComposition of Audit Committee

17(8)17(9)17(10)

VesVes

es

18(1 ) YesMeeting of Audit CommitteeCompositionofnomination&remuneration

18(2)19(1)&(2)

YeslYes

CommitteeComposition of Stakeholder RelationshipCommitteeComposition and role of risk management

20(1) & (2)

CommitteeVigil Mechanism 22

21 (1 ),(2),(3),(4)

Yes

!Yes

P~licy for related party Transaction 23(1),(5),(6),(7) & (8) es ~.i'~t~R/~Prior or Omnibus approval of Audit 23(2), (3) es (/CJ,/ \ ~Committeeforall related party transactions es I ::I( \'1/ ~IIt;;. \ . . «

~e~d. & Corporate Head Office: 49-52-5/4, SHANTHIPURAM, VISAKHAPATNAM - 530 ~~~~f{): 2796984, 2549681,2563581,2762585, EPBX: 2549675-79. 2762579-84,2761803-04, FAX: 0891-27'*~~~~~

E-mail: ramu.n@steelcitynettrade.com.scsl@steelcitynettrade.com. Website : V'lWw.steelcitynettrade.~

·e STEEL CITY SECURITIES LTDContinuation Sheet

Approval formate rial related party 23(4) YestransactionsComposition of Board of Directors of 24(1 ) ifesunlisted material SubsidiaryOther Corporate Governance requirements with 24(2),(3),(4),(5) & (6) Yesrespect to subsidiary of listed entityMaximum Directorship & Tenure 25(1) & (2) esMeeting of independent directors 25(3) & (4) esFamiliarization of independent directors 25(7) esMemberships in Committees 26(1 ) esAffirmation with compliance to code of 26(3) esconductfrom members of Board ofDirectors and Senior managementpersonnelDisclosure of Shareholding by Non- 26(4) ifesExecutive DirectorsPolicy with respect to Obligations of 26(2) & 26(5) liesdirectors and senior managementNote1 In the column "Compliance Status", compliance or non-compliance may be indicated by Yes/NoINA.

For example, if the Board has been composed in accordance with the requirements of Listing Regulations, "Yes"may be indicated. Similarly, in case the Listed Entity has no related party transactions, the words "N.A: may beindicated.

2 If status is "No" details of con-compliance may be given here.3 Ifthe Listed Entitywould like to provide any other information the same may be indicated here.

/

III Affirmations:

The Listed Entity has approved Material Subsidiary Policy and the Corporate Governance requirements with respect tosubsidiary of Listed Entity have been complied.

Fo~ecudties Limited

~CU~/>~,1Satish Kumar Arya 4t ~Managing Director ~~L.. ~

~ . ~~,\ ,~~~HAP~~W-

STEEL CITY SECURITIES LIMITED(CIN : L67120AP1995PI.C019521)

AN ISO 9001 : 2015 CERTIFIED COMPANY

MEMBER OF NSE, BSE & MSEICAPITAL MARKET, EQUITY DERIVATIVES & CURRENCY DERIVATIVES SEGMENTS

SEBI Regd. Nos. INB 230806132, INB 010806132, INB 260806139, INF 230806132INF 011156438, INF 260806139, INE 230806132, INE 260806132

POINT OF PRESENCE OF NSDl·CRADEPOSITORY PARTICIPANT (DP) OF

NSDl & CDSl:SEBI Permane~W!WJ~31-2016

Format to be submitted by listed entity at the end of 6 months after end of financjal year along-withsecond quarter report of next financial year

IAffirmations IBroad heading Regulation Number Compliance status (YeslNolNA yater note below

Copy of the annual report 46(2) YESincluding balance sheet, profitand loss account, directorsreport, corporate governancereport, business responsibilityreport displayed onwebsite

Presence of Chairperson of 18(1 )(d) YESAudit Committee at theAnnual General MeetingPresence of Chairperson of 19(3) YESthe nomination andremunerationcommittee at ..the annual generalmeeting ./

Whether "Corporate 34(3)readwithparaC of YESGovernance Report" ScheduleVdisclosed in AnnualReportNote1 In the column "Compliance Status", compliance or non-compliance may be indicated by Yes/No/NA. For example, if

the Board has been composed in accordance with the requirements of Listing Regulations, "Yes" may be indicated.Similarly, in case the Listed Entity has no related party transactions, the words "NAil may be indicated.

2 If status is "No" details of non-compliance may be given here.3 Ifthe Listed Entitywould like to provide any other information the same may be indicated here.

For Steel City Securities Limited

~r)},§Satish Kumar Arya <»Managing Director ~lrrlA

Regd. & Corporate Head Office: 49-52-5/4, SHANTHIPURAM, VISAKHAPATNAM - 530 016.?) : 2796984, 2549681,2563581,2762585, EPBX: 2549675-79. 2762579-84, 2761803-04, FAX: 0891-2720135/ 2762586

E-mail: ramu.n@steelcitynettrade.com, scsl@steelcitynettrade.com. Website: www.steelcitynettrade.com