st.martin conference 2009 november 12, 2009 leniency programme – access to file, discovery rules...
DESCRIPTION
Leniency Proceedings Leniency Application Opening of Administrative Proceedings (opening of the file) Dawn-rides (místní šetření) Statement of Objections (sdělení výhrad)TRANSCRIPT
![Page 1: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/1.jpg)
St.Martin Conference 2009November 12, 2009Leniency Programme – Access to File, Discovery Rules
Vladimíra Glatzová, Glatzová & Co.
![Page 2: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/2.jpg)
Importance of Confidentiality for Leniency
• Confidentiality - condition sine qua non for Leniency.
• Two Risks of Leakage of Information: – leakage of information on leniency proceedings
to other cartel members
– leakage of information about cartel to consumers
![Page 3: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/3.jpg)
Leniency Proceedings
• Leniency Application
• Opening of Administrative Proceedings (opening of the file)
• Dawn-rides (místní šetření)
• Statement of Objections (sdělení výhrad)
![Page 4: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/4.jpg)
Confidentiality of Leniency Documents
• Access to File– When?
» Opening of proceedings
– By whom? » Participants to proceedings» Third parties with legal interest
• Content of File- Corporate Statement excluded until SO, - Business secret entirely excluded from file
![Page 5: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/5.jpg)
Conflict with Discovery Rules
• Discovery Rules– incriminating Leniency documents might be
requested in private civil actions for damage– namely USA (+England and Wales,
Germany) hamper effectiveness of Leniency Programme
– potential economic harms in the form of damages x economic benefit of Leniency Programme
![Page 6: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/6.jpg)
Conflict with Discovery Rules 2
• Consequence Oral Leniency– attempt to frustrate discovery requests
• Possible solution of conflict – application of Principle of International Comity– possible exemption of Leniency documents
from discovery based on Rule 26– current downsides: inconsistency of
interpretation of the principle by courts
![Page 7: St.Martin Conference 2009 November 12, 2009 Leniency Programme – Access to File, Discovery Rules Vladimíra Glatzová, Glatzová & Co](https://reader036.vdocuments.net/reader036/viewer/2022062401/5a4d1b467f8b9ab0599a39dd/html5/thumbnails/7.jpg)
Conclusion 1
• Relevant changes in Czech legislation to be adopted to secure confidentiality:– access to file only after SO– no access for third parties
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Conclusion 2
• Consistency in application and interpretation of the Principle of International Comity to be ensured