sustainability report caterpillar

8/3/2019 Sustainability Report Caterpillar

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2010 Ssaa Repr

BoostingEnERgy EiciEncy

EnaBlingMAtERiAlS conSERvAtion

PromotingSuStAinAblE PRogRESS

Cep py key e pvd lbl d ct y lt, pt

pbl tl, bl t blty ppl d d d dvlp qlty

tct. T tt cty tct t cpblt. T dv

b, c ctbt t cty c ppl bc d t ly t,

bt l llld y tt t t vt.

Ctpll p c by lv tcly d vt t c ccy

d pdctvty t l pct t vt d lp ct d t

bl t b t bc pdctv by pvd pdct, vc d

lt tt c ctly.

PoweringChange


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PoweringChangeemPowering CusTomersIts not every day you get to be part o something truly game changing

and lie altering. However, I would make the argument that Caterpillar

people do just that every day.

Think about it. Our machines build roads and bridges that connect remote

villages to resources theyve never had access to beore. Thats game

changing.

Our power systems allow people to turn the lights on. We provide

electricity in places that may never have had it beore. Thats lie altering.

And when you think about it its pretty exciting.

There is a whole world out there that desires electricity, clean water,

accessible roads and the overall inrastructure necessary to make a

living and provide or amilies. As a global company, not only can we

help provide these basic needs, but we can also do it in a way that can

be maintained through generations.

The worlds population is growing. The demand or energy is increasing,

and progress and development will continue. And as exciting as that

progress is, it certainly creates some challenges. Fortunately, we have

the opportunity to be a part o meeting those challenges.

To me, Caterpillars ties to sustainable development (SD) are clear. I

always get questions about our SD eorts and how SD fts within our

strategy. And I am always more than happy to give some answers!

Q.Hw de h u ey?

a. it pct t. o tty ll bt v ct.ad ct k c lp k t ct d lp t t t tblty cll.

Tt pll ct lly ll d, bt ppl

l p . Ctpll ply t lly xctd bt k

pdct tbl d l k pt

ct.

ad t? o t ky p tty pyd

tckld lk tblty, t. iv yt t t tckld

tt dt blv vt t t d pvd p

pdct, vc d lt tt t ct d.

ad tt t d dlv tbl lt

t ct.

chAiRMAnS MESSAgE

Du obehe

Chairman and CEO

2010 Ssaa Repr


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Q.Wh e he c cu sD?

a. i t ly dy, ppl tlkd bt sD, tt t t t t ct t v. ad t t vd ct vtt tcl lk dct.

Bt y tt t tk bd ctxt, vt sD lk

y t vtt t. ad c, t

v. mk l-ct c v cty l. By lt t clt, dt v

t py t d t t t t ldll. it t tk bt sD

t t ly ct y.

Q.Wh h bee he c bue deepe uby Cep he p 12 h?

a.w v cpl t xpl, d y vt pd cqt mwm. o blty t pvd yt tt tl , cl t, ldll

t, b, b, ck v y t l

pptt y. al t tdtl dl d tl

d tb, ll v t bdt t

dty d , ttclly, vy ll plcd. o tp ll tt,

xpd b t t t cq

Bcy ittl. T bl t btt t t d t

ld cty, c xtct d pc vtl

tl c. all t t v td pct

tblty t.

Q.spek ey ee he ubybee ce pwe ye ppc, kece d ce, ube eey. Bu hw c

yu hep yu cue be e ube?

a. it t, t ld ltd b c, d v t b pdt pbl t t cv t. Tt c lp. T ld dd tl

c c d l t lp ct

vt t c t t ct y pbl.

ad ll v l t ply t t c t d

t t ct pbl. Tt y ly tlk bt

cv, d cycl. Tt t y

b dl k ll. n dty c lp ct-

tt t vl c t tt d, tl

pdct lct, t t d l l d bt t

ct d bld t tt t cycl v .

Q.Whe w Cep be de cu sD?

a. nv. sD ll b t v. scty p , d p cty. ad t ll ly b pp tt t dbtt d t d .

$5 Mllav vstd dly pduct ccy

d y mpvmts

RESEARCH & DEVELOPMENT

2006 2007 2008 2009 2010

$500

$1,000

$1,500

$2,000

$1,347

$1,728

$1,421

$1,905

$1,404

(dollars in millions)

PowERing chAngE

chAiRMAnS MESSAgE

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PowERing chAngE

chAiRMAnS MESSAgE

2010 Ssaa Repr

Q.n e w h he ee, why heedebe sD ue?

a. Yll tc tt dt y t lk v t plt. itd tlk bt tbldvlpt. P t pp. it d t pp, d t

ld pp. w jt d t d t t bt y pbl, t t

lt pct t plt.

idvdl tt dly v blck d t. i v v y

pl xpl. Y , i kd Ctpll st ac

d pt t t Py rv. it t ddl

z jl. T vy c plt

d ldl. ad t lly d p y

ctl ill.

w i tvld bck y lt ll xctt t vt t jl

t vy dt. mc t d b cld ld. i

dpptd, , bt i jt vt. T ld ly

pdctv, d t b t t ct d t cty. Bt

t t t ld? i y, c tdd

t. T ly t d t vy ty, d t ptt t

d blc. T cv t jl t ld ld

v y dvtt, bt t ppl t st ac

t vv t b tbl ty d bl ld. Tt

y tlk bt tbl dvlpt t tlk bt

t pll cc, cl d vtl. ad t d cc,

v t d blc t ll t.

Q.Hw w he b ue be eed?

a. it t tk cpt d t ld. atCtpll, ll d pt . w pd t d pt, bt ct d t l. a cty, i tk t utd stt dy t

d t pt. w t ll t ld t ep u, c

ctly cttd t tdd. Bt d ct d

t ld k tt t dd t lbl cl.

w y v ll cpltly, bt t ld v l. T

dd tbl lt t. ad Ctpll ll b pt

t lt.


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F e h 85 ye, Cep ic. b k tbl p

pbl d dv ptv c vy ctt. wt 2010 l d

v $42.588 bll, Ctpll t ld ld ct ctct d qpt, dl d tl , dtl

tb d dl lctc lctv. T cpy l ld vc

pvd t Ctpll Fcl svc, Ctpll rct svc

Ctpll Ltc svc d P rl svc.

PowERing chAngE

ouR APPRoAch

2010 Ssaa Repr


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Deaer Ma

g ws - MaK - Perks - Sar

Maar

ofe aes

Pars

Prress Ra

Ctpll lbl ld, ldd bl tbl

p. Ctpll pt dd c d clt ct ld d t 100,000 ply. Ctpll lbl

pc, pdct bdt d cl tt bl t

tdy cpttv ktplc. w v ct t 180 ct d t lb t t 300 pdct.

ttp://.ctpll.c.

coRPoRAtE PRoilE

Fwd-lk seeCt ttt t 2010 stblty rpt lt t t vt d xpctt d d-lk ttt t t t Pvt sct L tt r act 1995. T ttt bjct t k d k ct tt y cCtpll ctl lt t b dt t xpd pld t d-lk ttt. wd c blv, tt, ll b, ll, ld, xpct, tcpt, pl, pjct, td, cld, ld t l d xp t

dty d-lk ttt. all ttt t t ttt tcl ct d-lk ttt, cld, tt ltt, ttt d tlk, pjct, ct t d dcpt. T ttt d t t t pc,d Ctpll d t dtk t pdt t d-lk ttt.

it ptt t t tt Ctpll ctl lt y d tlly t dcbd pld t d-lk ttt bd b ct, cld, bt t ltd t: () lbl cc cdt d cc cdt t dt d ktCtpll v; () vt ty cl plc d vt pd tct; () cdty cpt pc c d/ ltd vlblty tl d cpt pdct, cld tl; (v ) Ctpll d t ct, dl dppl blty t cc d lqdty; (v) pltcl d cc k ctd t lbl pt, cld c l, lt vt plc, ccy tct, tct ptt , bd t qt, tl dttl cfct, cld tt ct d pltcl d cc tblty cvl t t ct c Ctpll pt; (v) Ctpll d Ct Fcl blty t t t pctv cdt t, tl c t cpy ct b blty t cpy t cc cptl kt; (v) cl cdt d cdtt Ct Fcl ct; (v) blty t lz xpctd bt cqt d dvtt, cld t cqt Bcy ittl, ic.; (x) t pblty ttt cqt by Ctpll Bcy ittl, ic. d t cl y , cld, bt t ltd t, l t bt qd lty ppvl; (x) ttl td d vtt plc, c pt qt, cptl ctl t; (x) t pbltytt Ctpll tdct T 4 cplt c d t ccl; (x) kt ccptc Ctpll pdct d vc; (x) ct c t cpttv vt, c y cld dcd kt , lck ccptc pc c, d/ tv c t pc d pdct x l; (xv) dpt t ply lt ; (xv) Ctpll blty t cclly plt t Ctpll Pdct syt t pdctvty ttv; (xv) dv c c pctc dl l qpt ct; (xv) cplc ct ctd t vtl l d lt; (xv) lld ctl vlt td t-cpt l d lt; (xx) ddtl tx xp xp;(xx) ccy fctt, ptclly c d dc t u.s. dll t t cc; (xx) l Ctpll Ct Fcl t cply t cl cvt t pctv cdt clt; (xx) cd d blt d p pl;(xx) ct ll pcd, cl, lt vtt; (xxv) pt ptl tct c plc qt cb llt d/ lt dptd; (xxv) c cct tdd dpt cct tdd;(xxv) dv ct tl d t; d (xxv ) t ct dcbd dtl d i t 1a. rk Fct Pt i F 10-K ld t t seC Fby 22, 2011 t y dd Dcb 31, 2010. T l vlbl bt twww.caterpillar.com/secflings.

tdek iCaT, CaTerPiLLar, t pctv l, Ctpll Yll, d t Power eDge td d ll cpt d pdct dtty d , tdk Ctpll d y t b d tt p. Ct d Ctpll td tdk Ctpll ic.,100 n.e. ad, P iL 61629.

CaTerPiLLar PuBLiC reLease all rt rvd. Ptd t u.s.a.

ouR APPRoAch

wrdde las

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crprae geraeCtpll cpt vc p dd t v t

tt tckld d t tkld t t t

tdd pblty, tty d cplc t ll l.

T tdd dd by Bd Dct d lbl

t t, k t v t cpy pc

d vc plc.

ttp://.ctpll.c/cpy/vc

cde cdo Vl act, Ctpll wldd Cd Cdct, t

pbld 1974 d pdtd 2010 cjct t cpt

tty, d t td d blv , dct tcply tcl tdd cpy pld c

t d 1925. T Cd Cdct lp Ctpll ply pt

t vl d pcpl xpd Cd Cdct t ct

vy dy by pvd dtld dc t bv d ct tt

ppt vl itty, excllc, Tk d Ctt.

ttp://.ctpll.c/cpy/tty/cd--cdct

Sppr hma RsCtpll vl tk t ply, dl, ppl d t

tkld. w cttd t bld d t pdctv,

tvtd kc by tt ll ply ly d qtbly. w

ppt d by l tt pbt dct vy d b

Lk, k ppl d b ll l dtt

t vl d tcl pcpl. w vd t vlt t l

l t cply t t d b pctc pt. o l

t cdct b c y tt ply ll t l t d

ptt by t td pt. w ppl v c

c ptt b qd by l t d , v, p

t, b-lk ppc k t t pttv.

w l tly tt o Vl act ct k vt

tt plc ppl d t lb, d t d d t, t.

T, d t d t bc t t t vltycvt, k d tdd tt dct t

pt t t d d ppl, cld t bt d

by t utd nt d t ittl Lb ozt.

opps brer ad crrpCtpll blv cptt bd qlty, vt d

vll vl dtl t tp d cc t.

Bby d cpt c t v cl, vtl

d cc cqc pd td, cptt, vtt

d cc t, d lt t blty t dc pvty d

pv tdd lv. i t ld Ctpll

d b, bby d cpt ct tt tc

ct. a lt, tly dvct d c tcpt

plc ll b.

govERnAncE & EthicS

ouR APPRoAch

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RoADMAP o MilEStonES

2000 Dl Tcly F d b

2001 Jd wld B Ccl stbl Dvlpt

2002 Ld cpt p nt Cvcy ill rveq Pv tt d pvt pjct

2003 V Z sty glu.s. ePa Clt Ld

Dvlpd vtv btty tl tcly

Ft dlvy dcd-pct l ctd lb

t u.s., lt Tpcl Ft Fdt p,

pptd by Ctpll

2005 Ft stblty rptrvd d lcd ldd Cd Cdct

stbl Dvlpt bc etp sttc

a ipvt

Ld cpt p nt Cvcy

gt rv Pjct

2006 D J stblty wld idx idtl esct Ld

acqd P rl svc, ic.C-ld cpt p t wld rc

ittt Ct Tpt d t evt

emBarQ pjct

2007 u.s. Clt act Ptp (usCaP)Fd pt, ey Tcl ittt t u.K.

2008 Ft u.s. ePa ittl Cbd ht d Pad t ct CCt D7e, lctc dv tck-typ tct tdcd

aC lctc dv tck tdcd

2009 stblty Ccl d t dv cd vgt kt acd ct jt

vt C t Yc mcy d p

r&D ct C

u.s. ePa Cl a excllc ad Ct D7e

Ldp ey d evtl D (LeeD)

ext Bld gld Ctct Cpt

hdqt d Ct Fcl hdqt

2010 acqd elct-mtv Dl (emD), ct dl-lctc lctv

acd cqt mwm hld, gy-bd

ct tl cpct , c

ctly pd lty ppvl

acd cqt Bcy ittl, ic.,

ct -pdctvty qpt,

c ctly pd lty ppvl

gk gld Pl ctct sp

ct clty

LeeD gld ctct sz, C, md wl

Ld / mt gd clty; wx, C, r&D clty;

Tj, C, gt clty; d wt, ill., itt

applct Ct

LeeD slv ctct wx, C, Pk sb

clty d Bj, C, c clty

2020 acv tp l t kplc dpdct ty, y ccy,

t cpt, tl ccy, t dct

d LeeD bld ct

ouR APPRoAch

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o v ld c ll ppl bc qt c

lt, cl t, tt d lbl p llld y

tt t vt.

o t bl cc t t tct d

y dvlpt, d t pvd lt tt ptct ppl d

pv t plt.

Prme ad

pre dda

sae, ad

e-e

Prde

empme,

eda ad

ra

Mmze e

se eer,

maeras, aer

ad ad

Mamze

re

Mmze

emsss

opmze e

se reeae

resres

We will execute our strategy by working to meet our long-term aspirational goals. We set yearly targets where possible and

are working on additional targets to help us measure our annual progress.

o tty t pvd k vt, pdct, vc d lt

tt k ct t ld tl c d dc c-

y pct ppl, t vt d t cy. T

tt lv c, cld tcly d vt t:

Promote and protect individual safety and well-being

Provide employment, education and training

Minimize the use of energy, materials, water and land

Maximize recycling Minimize emissions

Optimize the use of renewable resources

viSion, MiSSion & StRAtEgy

T cm ys ll qu Ctpll t bcm sctly m d ctz, d m spsv

t bd y stkld xpctts. But m

mpttly, ts cmplx scl d vmtl ssus

ll qu ldsp m Ctpll, ldsp

tt ll lk m ctv mt t ky stk-

lds d uttc spss d ctbuts t scty.

Bradley GooginsProessor, Carroll School o Management

Former Director, Center or Corporate Citizenship,

Boston College

ouR APPRoAch

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cRiticAl SuccESS ActoRS

Cuue. Ct clt tbl dvlpt ll b

t d ll dly k.

Pe: o ply p vy ply

d dtd tblty. w ct t t

cpt clt tpcy, dcl d t.

ope. B ctt t tblty pcpl d ctbt

t tp tbl dvlpt l.

Pe: T Ctpll Pdct syt pvd t cp

dply d t xcllc clt. w ctvly c

ply t cv c d b ct. opt

ct d tbl ll dc pct ppl d

t vt, d lp d ct v y.

Bue oppue. idty d p b t pptt

ctd by tbl dvlpt.

Pe: w k t bd tblty t Ctpll bd

ptl, pdct dvlpt pc d tcl. o

b ld ct t dv t l pdct, vc d

lt tt lp ct t t tblty cll. w tlz

6 s tdl t c k d dv bl bt.

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Per cae

StRAtEgic collAboRAtion

cr a beer wrda dvdl ctz, c lp lv lcl pbl d ctbt t

t l d ppty ct. a lbl cpy,

c tt d c t pv d bld ct

d t ld. Ctpll vlvt ttc cllbt

ppt t ctt t cv t t c d t

t p dvlpt d tbl y.

a cpy c k ptt ctbt t t ct c

t pt. T ttc pltpy, Ctpll k t

t q cpblt, ltp xpt t d

k t pt d t zt t lv t t t

bt bt t cpy d cty.

Ctpll d t ply v ly t t Ctpll

Fdt d t tc t p, ppt dctl d

vtl c, lt d vc, clt d t dcvc d cty ctvt. Fdd pt cpt pt

pt, t Fdt vtd ly $500 ll c t cpt

1954. htclly, t d ctbt t zt d d

Ctpll dqt cty P, ill. ov t, t Fdt

xpdd t vt ldd d d y tt ppt

Ctpll tblty ttv. T Fdt pvdd

ppt vty ttv cld emBarQ, gt rv

Ptp, opptty ittl, t wld Fd P,

ChF ittl d id r t rd.

Ctpll q pt t ct dt cc.

Ct

c tl t l, cvy d bld t.Ct p t qpt pvd ctcl cy d

bck-p p b, ptl d t zt.

wt dd clt d Ct dl ldd, Ctpll

c qckly pd t pdct, vc, ppl d d.

ouR APPRoAch

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Cep b cpy t t 500 lct ldd d

v ct d t ld. w dtd tt t y d

cc d pltcl plp d vt tt t ld.w ckld d pct t dvty tt xt t cl ct

d cltl tdt t ct c pt. ad t t

fxblty t dpt b pctc t t t t xtt tt c d

kp t o Vl act. i ct , v, pt

cl d l td. T cld ey & Clt, gt & Td d

Ppl & Plt.

PowERing chAngE

ouR viEwS

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ga cmae caeglbl clt c y vtl d ccl plct,

d b vtl d tvtl zt

plt c ttpt t dc

. w ppt tllt, pbl pblc plc dd

clt d y plc d :

Investing in emissions reduction technologies that are important

t ct d pt ct pptty

b.

Committed to development and deployment of technologies such as

cbd t d p (ChP), t cv t l y,

cl dl d cb cpt d qtt (CCs).

An active supporter of policies and exible mechanisms that harness

t ktplc t dv vt, blz vtt d llt cl, ct tcl.

Encouraging the coordination of domestic and international programs

t xz t fxbl, pv c t dc .

T t ctvt, Ctpll ll ct k ct

ctbt t t dd t dc .

Eerey cpt pdly, dv by ldd pplt t,

tly dvlp c, pv lbl lv tdd d t

b v y-dpdt tcl. T lbl

dd y xpctd t c dtclly v t xt tty

y. T l lt t pvd lblly bdt, c,

cl d bly pcd y. Ldp qd t c

d ctt t pvd lbl y d tt dd cc

dvlpt, tblty d vtl pct.

w pt plcy tp c t bt cp, xpt,

c, vt d tp v t d, t fxblty

d t c t dvlp cl, c y d t .

w c vt tt ld t c y d

pvd d ct xt, bdt c.

Ctpll bdy, sl Tb, v b t Bd

Dct t B Ccl stbl ey (BCse), c

dvct t dplyt cl y tcl, cld

bl y, y ccy d tl . T Ccl pt

t dvlpt tt, l, dl d ttl y d

vtl plc tt c t xt cl y

tcl dt t t t ld y

dd vtlly d .

EnERgy & cliMAtE

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EnERgy & cliMAtE

Eer Pers 3.6 bll ppl tdy d t v dqt cc t y

d ppxtly 1.6 bll ppl d t v y cc t

lctcty. s d t t t t? Tdy, t tcly d

t tl c xt t pdly xpd y cc, bt

t ccpld dtlly ct ?

T Cp accd tt cl d cc dvlpt d

pvty dct t py l dvlp t. o t

bt dc bt dvlp t d dvlpd t

cc t lctcty lt c tt cc, lp c

d dc y pvty t t t dt.

ey, t lck t, ky lt tbl p

d dvlpt. s d t c tlt dc l c y cc. Ctpll d t vy dy by lv

tcly t lp cty l, t t t, lt vtl

pct. wt dtbtd t lt, tlz dl d

tl d lttv l Ctpll ptd t

t p t d t b. Ct qpt lp t t dd

t d c dt, tt tl t

ty d t b t ct cd cc t p. Cl ptt

l bt tdy d t t. Cl vlbl t qtty d

lct dd t ty t ld y d. all y c

ptt d ld b dvlpd, bt cl bdtly vlbl

d t cl t t t py y d t ld

pplt d xpctd cc t v t xt vl dcd.

T ct tt cl bt 70 pct cl b tdy (

ptclt tt (Pm), xd t (nox) d cy ppctv)

t jt cpl dcd . n cl-d p plt 15-45 pct ct t t ldt pt d

t ld tdy. Cb cpt d qtt tcl (CCs)

tt c v t t Co2 b dttd

tdy. et dd t cclz t tcly d t

lb pt pt l cb-tt y. T y c

lp t lt pplt tt dt v lbl y tdy. add

cl bld t (cb- lctcty), tl v,

pl bl lk d, ptvltc, tdl d t, d y t t

t pt l p tt lp lt y pvty,

tdd lv d ppl cc t t l pct t

vt. T ld t r&D tcl tt dvlp

cl d ct l c. elt y pvty v tt c b cvd.

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EnERgy & cliMAtE

opera a car-csraed wrdat Ctpll blv t ptc pvd y-ct

pdct d tcl ct d clt, ll

dvct plcy lt tt bt vtlly d c-

clly tbl.

Ctpll k t plcyk dvlp cy-d

dct p t utd stt tt k cjct

t ttl t t dc .

my ct ldy ctl , d

jdct vlt pl t d . Jt b ct pt

ctly d 50 dt t tt tdd t u.s., b

ll tl t vtly d ppc d t ld. Tt y

ll ct t dvct cpv ttl ppc ttcp dct ctt ll j c.

w k ct dc cb vc. w t lk t

t t y td y cty, y vlblty, tcly,

pc d lbl cpttv.

ivt ll b ky t dvlp y c, d ct

t cll plc tt c vt t pv t xt

y c ptclly cl, l d tl . w ct d

t vlk y lt.

Dpt t dvt ppl d dc ldd vyt

cb cp d cb tx t tct lty ctl ll tt tcly ply ky l y ccl ttc

ppc t dc . T pvt ct t tk t ld

dvlp d dply tcly lt t dc

.

w blv t t t dp y lt tt t b lly

dvlpd. D t, plc pc cb ll pvd ctvt tlt vtt d vt t tcl d t

t vtl l.

ulttly, ltl ct t dc

ll b ccl. w d plc tt tt ll t lbl

yt dct ttv. w ppt llt tt

bt vtlly ctv d cclly tbl. ad

c bt ctctv dl d pctv ppc t

pvd y ly, ctly d dbly t t bll

ppl tt bt plt.

it tll d bt tt ctcl t t t b.

ouR viEwS

as t ld cmy ctusts cvy, Ctpll c bst sv ts stklds

by ut tt t ccpt sustblty t ts

c busss mdl. By lp ts custms bcm

m sustbl d by us sustblty s pltm

t, Ctpll c bcm mdl sustbl

pduct d csumpt (Ctpll rmuctu

Svcs s xmpl) d t c lp t ld mt ts

dvlpmt clls m tutul m.

Stephanie Hanford-HassPresident, Connectivity Consulting LLC

2010 Ssaa Repr


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Ada ree ad ope MarkesCtpll l blvd tt t pt b xcllc d pt

clt tp, td d cbd cptt

t bt ct dvlpt d dtbt d d

vc. Ft, blv c ttl xc pt bt t

dtd c bd d clt, ld t pcl ld.

T pt-wld w ii tl pdct d

lv tdd ct ptcpt ctly ttl

cc dttd c bt. i ctt, ct tt

v b ltd lt lck tct, ptctt

plc cc ct v t jyd t dvt.

T cc t bt bt by ttl td tl

pvty dct, bt t dt c tt cll. C

t t d t blc cc, vtl d cl plc ppt tbl dvlpt. w t pp, tbl

dvlpt c bc d bjctv d pvd c

c ll vtl d td plcyk t

tkld, lyz d vlt plcy ctly.

Ctpll l ty dvccy td. o ppt

c t t ppctv y cty, bt lbl

ctxt. w blv tt cp cpt bt td

vt. w td b vd, c btt t

lbl ct d d ctly. o ppl bt

bc ty c ctly ty lbl c qt.

o ply bt tdd lv ty vcc t pdct cc t l pc. Bc p kt

ld t pvd cpttv, blv td l ll t

pvd d btt jb pptt.

Ctpll ll ct t pt plc tt dc btt yt,

lt td d vtt b. at t t, ll

ct t pk t t ptctt plc. w blv tt t

utd stt, ep u d Jp ld dpt plc tt ll

t bt t lbl cy t b xtdd t dvlp ct

Ctpll l cz tt y t ld pt ct,

t d dvlpt tc cy t t d,

pv lv cdt, cbt cpt d pvd t k- t

dv cc t d td. w ppt t l ttv d

t c cc t d dc pvty dvlp ct.

gRowth & tRADE

ouR viEwS

2010 Ssaa Repr


17/56

harmz ga Sadards

o ttl lvl, Ctpll ctvly vlvd dvlpittl stdd ozt (iso) ct d c t ctt

tt dvlp dty c tdd tv qpt,

cld tdd vblty, llv ptct tct d bk.

o lbl tdd d lt t k clly t t

zt t c c ty tdd ldd.

Ctpll pvd pt t lty c t lp t

t tdct tcl. w d pdct d

vc tt lp ppl d ct ty tv t ct

btt lv tlv. a t lbl pplt ct t ,

t vlblty tl c y d; d t d

Ct pdct d vc bl tbl dvlpt

bc v ptt.

Ctpll lly k t t d tccl xpt vlbl

t lty bd dvy l d t pvd tccl tc

pdct tdd dvlpd. T ctvt cld ptcpt

d ldp l zt c t iso; bp

vtl d vtl dlt t ttl bd

c t ittl mt ozt (imo) d t utd

nt Fk Cvt Clt C (unFCCC); ptcpt

l ep u dty xp t pl d ptcpt

Fdl advy Ctt c td d t u.s. evtl

Ptct acy.

gRowth & tRADE

ouR viEwS

Scty s ly ctly bu tudstd tt t lds sucs d clcl

cy cpcty t ly t, but b usd up

st t ty c b plcd, plsd std.

Ts stut mks l spclly dcult t p

ts, c d t v suct cmc ms

t tclcl tl t mt bsc ds.

i d ll, Ctplls lbl c cmbd t

cst-ct pduct d svc s c lp t

p ts mk substtl pss mpv t

qulty l t ctzs.

William A. WallacePast President and Member o the Governing Board

Engineers Without Borders USA

2010 Ssaa Repr


18/56

Sae

Ctpll ddctd t t l-t lt d ty vy tCtpll. Ctpll l t saFeTY.CaT.Com bt

vtl, lt d ty t. T t pvd cc t

d tctv l t c ty, lt d t

vt ll ppt v: sly . evy. evy

dy. T l-ct lt d t t ty t lby

lp dty-pcc qpt ct clt ty d

tblty y jb t.

T ty ppl py vyt Ctpll d. Ctpll

ty v t b czd ld t dty ct d

t ccdt- d jy- kplc. Ctpll blv

ccdt d j pvtbl; t, t l t dc t

t z. Ctpll blv tt ctlly pv t ty pctc,

pc d p c ppt t b xcllc c

Ctpll ppl ldd k. Ctpll ct t tt

pc t lp ll t clt ccd ply t

d lty ty c t k.

ErmeCtpll ctbt t vt ct

pt. w tbl d d t vtlly d plc d

pctc pdct d, d ct ll

clt ldd. Ctpll evtl Ptct P lp

tt Ctpll cpl t pplcbl l d lt, ll ptd cpt ctz d d b.

scclly dty d vtl ptct

t vt ll lv d k d b .

PEoPlE & PlAnEt

ouR viEwS

T td glbl Bdvsty outlk,lsd My 2010, ss sus tv tds,

ltu ts t ddss t pblm clly

mpv. i t d, d t cz tt u

plt ks s blcl d pyscl systm lkd

tt, d tuly sustbl dvlpmt s tt c

ks t, t st, t lv systms t plt.

Thomas E. LovejoyBiodiversity Chair

Heinz Center or Science, Economics and the Environment

2010 Ssaa Repr


19/56

Cep ke ube pe pbe by p c.

stbl dvlpt cld cc, vtl d cl

cdt ptt t ct, ld, ppld t plt.

Ctpll ptd t:

B eey ececy by pvd lbl, vtv, pdctv d

ct pdct, vc d lt.

Ebe e ce by pvd pdct, vc d lttt c ctly d t vt.

Pe ube pe by lp ct b ct

d bl t d dvlpt tbl y.

PowERing chAngE

2010 Ssaa Repr


20/56

PRoDuct linK booStS EiciEncy AnD PRoDuctivity

rt cdt t bld by Ct Pdct Lk tcly

pt ccy v t, l d d t. T

lp ct xz qpt tlzt d pdctvty l

z ct d t.

Pdct Lk pvd l cct bt Ct qpt

t ld, t Ct dl d t ct. T bd Pdct Lk

dl d qpt dt t t VLk tc, c t

pvd d y qpt t ct, dl

d Ctpll. stllt clll cctvty bl t t

lt y t ld.

wt V y d vy ctct ctct, Vcll & g

(V&g), tlz Pdct Lk tcly t lp 117 c t

bl qpt ft. T yt lpd pv qpt d

pt pdctvty, ld pt ct d pvd vll ft

ccy. V&g eqpt sptdt D wlk tt tt

Pdct Lk vd cpy ly l ll dll pttl

p ct t lt y l.

D Pdct Lk t ctlly pdct t t Ct qpt.

wt t xpt d qck p Jy Pcktt, Tcly Cltt

t Ct dl Cl Ct, V&g vdd bttl pttl

d d d t. Jy d t tly Pdct Lk t

cdl pvtv tc d t pt , dl t

d l cpt. Ty l t d tpt lt cd d

lt tt y q dt ct. wlk pt t tt t l

t l lpl bdd jb. B bd jb,

dld t l cpt d cp t c c

b. w k y ll c c p jb, d

tt bdd tl.

By t t V&g jb t Pdt Td ittl apt

gb, n.C., t ft tv qpt ll v vd

6.4 ll cbc yd dt d db. Pdct Lk t tck

d t yt lp V&g cv t lvl pdctvty

qd t v t v qtty tl d ty cdl

t t vll jb. Ct Cdt mt vl-ddd vc

Cl Ct tt ct vl V&g d c t

ct tt t dl tty.

a t xt-t Pdct Lk ll t, V&g pl t dd t

tcly t t d t ft. T Pdct Lk pdc

ctzd lt d pt t cct d tly t

, lct d cdt ct qpt. Pdct Lk d

VLk tcly tt qpt t l t Ct

dl ppt t ct tbl, vl-ddd vc d lt

ct d cpttv dvt dl d Ctpll.

V&g equpmtSuptdt D wlk stmts tt

Pduct Lk s svd s cmpy ly

l mll dlls pttl p csts

t lst u ys l.

booSting EnERgy EiciEncy

2010 Ssaa Repr


21/56

SolAR tuRbinES PRoviDES PowER oR SuccESS oR loS AngElES lAnDill oPERAtion

a ty ldll py pp t pvd t dpl cty

t tl. a t dcp, v, t t tl pdc

t, cdd . T pvt t l t

t t tp, t u.s. evtl Ptct acy

dcd qd tt ldll b qppd t cllct yt t

cpt d dty t . Tdtlly, t t b dtyd

by b t cllctd f tt. wl d dc

t ldll, t pttl y vlbl

t t cbt lt. utl ctly, t t c t

t L al Cty stt Dtct Clb ldll, t

t y cd by t f t p t

5,000 ld.

i 2004, t Dtc t bc sl Tb l

mcy 50 d ppcd sl Tb t t d pt

t tb ldll . wt tc t u.s. Dp tt

ey, t mcy 50 d b dvlpd t dvc t tblty

tb tcly t bt ccy d

t xd d cb xd. hv, t d t b tlly

dd t pt ldll . T cll sl Tb cd

dbl: dy t mcy 50 cbt yt t pt

t dltd ldll pdcd t t Clb ldll l tll

t t tct lt pd by t Cl

lty tt.

sl Tb tk d cclly cpltd t cy

dvlpt p d J 2010, t mcy 50 tb

b pt t t Clb Ldll g-t-ey Fclty. T

tb dlv bt v tt lctcl p t t lcl

d d v l dttd xcptl pc,

dc bt t x d d cb xd

bttlly bl pvly tbld lt t

Cl.

T mcy 50 bld t L al Cty stt Dtct

t pdctvly tlz t l-qlty pdcd t t Clb

ldll l t t tctt pllt lt t ld,

pvd ttctv pt t ldll -t-y dvlp.

T sl Tb mcy 50 d t plc Ctpll

tbl pdct.

T cllSl Tubs cds mdbl:mdy t Mcuy 50s cmbust systm

t pt t dlutd ldll s pducd

t t Clbss ldll l stll mt t

stct msss lmts mpsd by sut

Cl ulty utts.


2010 Ssaa Repr


22/56

cAtERPillAR continuES to PowER REnEwAblE EnERgy PRogRESS

wt t lp Ctpll, J-L P, Pdt siVom,

ld t cllct cy t bb P,

t t ldll t t ptctd b p tt pply

lctcty t t cty.

Ct dl e Fc tlld b cvy yt t t ldll,

c Ct t t tt b t ld dcy-

t. r t ll cpcty, t tllt pdc t

12,800 mw p c y p tpt qvlt t t yly

cpt t 2,000 ld. T t vpd

2008 t ptz d t t Ct g3516 d g3512 t t,

c t yt ccy v .

Ctpll elctc P Dv ttd p yt

t bd pdct, cld cplt l t

t, ctzd p dl, v tlly cplt -ld

yt, t cvy lt d tl t t t tpy

cy d.

a lctcty , ldp cvt lttv l t

cl y cly ptt t p t d

d dc t dd l l.

wldd, p t pdct pvd ppxtly 10.5 ll

mw lctcty p y ctd bl c. h

xpl Ctpll l p t pdct

ct:

at t atl, t t, ld by cl t,

p ly 30,000 l ctly dc

(ghg) .

i t utd stt, c bdt, bl c

tppd c cl p. F Ct t t t

pdc lctcty t pdcd by l t.

Ck v (Cog), cdd ghg by-pdct t ck pc,

td y c c ct lk

C. sl Tb ltpl tb t t cvt Cog

t lctcty d tl y, dc ghg by v

540,000 tc t p y.

Ctpll elctc P Dv ptd tl t

2010 t t cqt gy-bd ct tl

cpct , mwm hld, c ctly pd

lty ppvl. T xp v ct v t

pt tbl p t lt.

mwm czd t ld tcly d pdct tt,

ptclly t ly ct , d Ctpll

C d Ceo D obl. T tl cplt

t Ctpll xt dl d p t b d

dtt ctt t ctd vtt tbl

pdct d dt.

wldd, u pt pductspvd ppxmtly 10.5 mll Mw lctcty p y ctd m

bl sucs.


2010 Ssaa Repr


23/56

REMAnuActuRing MAKES EiciEnt uSE o RESouRcES

F t 30 y, Ctpll tk d--l pt

d td t t l pcct t

ct, dvcd cycl. T k bt

cc d v tl bc t dc t d

cpt tl d pvd l ct t t

ct. T ct, Ctpll k t

tt ctbt t tbl dvlpt kp

bl c cclt ltpl lt.

Ctpll rct svc cycl t t ll

cpt lly. evy y, Ctpll rct

svc cycl:

more than 130 million pounds (58,967 metric tons) of end-of-life iron

200,000 pounds (90.7 metric tons) of cardboard

3.4 million pounds (1,542.2 metric tons) of wood materials

Ct r dv c z ct pt ct.

T vc tt pt t dtd t cp yd c

b d ptt tp td l z t. Ct r

q c t pc cld cl dpt ctv t c

t d c ct tdtl cycl. T Ct r

b dl b ly ccl, lt d--l pt

t t t t 93 pct.

wt t xp Ct r dv, bl t ct

plt tbl jb d tcly. i 2010, Ct r

t:

A new Caterpillar remanufacturing joint venture in China with Yuchaimcy. T ppt t C vt l cv

tbl cy bd dty-ld ct

xpt d vtlly dly b pctc.

Completion of a new state-of-the-art remanufacturing facility in

sp, c cd l c d cpt

vc t t a-Pcc .

Increasing the availability of parts by adding new components to

t Ct r pdct l d by k clly t v

ct t z lt td b.

The creation of Future-Dated Ordering options which allow dealers to

ctvly pl t t qt d xz vlblty

pt.

D 2010, t t Fkl, id., clty, Ctpll tdcd tl

py pc tt tt--t-t tcly t lv v

2.8 ll pd (1,270.1 tc t) ct cyld blck. T

py k t pbl t lv blck tt ld t b

cppd by plc tl d t l

pcct. Vldt tt ctd tt

t pc pv p tpt, dc l cpt d

pv l-t cyld ccttc.

i m plsd t s tt t sysm Ctplls pd cqust Bucyus s t

xts t Bucyus Ctpll rmuctu

pducts d svcs Bucyus qupmt. Ts ss

yt tt t dv sustblty s cl busss

bts. eqully pls s t cvmt t

scd y z-st-t-ldll d 100 pct

cycl t Ctplls Dsd st t U.K. i cll

t cmpy t spd t l t ll clts ld-

d t mks d busss d vmtl ss.

George C. EadsSenior Consultant, Charles River Associates

EnAbling MAtERiAlS conSERvAtion

2010 Ssaa Repr


24/56

25 yEARS AnD counting cAt cERtiiED REbuilD PRogRAM continuES

to ExtEnD MAchinE PRoDuctivity AnD SAvE RESouRcES

Ct c dbl tt td cpp ld dl, c

bld t t xcllt lblty, pc d dblty, pvd

cd l l. rbld ct qpt q 50 t

60 pct l y by 85 t 95 pct t tl

t l pdct by t. By t d qpt, Ct dl

z t l -qlty, ct-ctv lt t

ct. it d b d t vt.

By tt t ltt tccl ct,

l dcd. Ft, ly td dl vc tcc

d Ct pt d t cplt ctd bld. T lt pv pt Ctpll ct ty t dcd t p,

bld plc.

i 2010, Ct Ctd rbld clbtd t 25t btdy d 5,000t

c blt d t p. i t y, Ct dl ld-

d blt ttl 684 c, v p t l t ct

cpbl bd c.

i sptb 2010, Ct Ctd rbld d ty, cy t

t ld t bld tcltd tck (t Ct 740 ejct)

Fc cpy eCT (ev Cl Tvx).

w cpy py cc tblty, d l

b ltd t cvt d tt t vt. s

d t k ply t cp d plc Ct c t

ct-ctv, tbl lttv? o c t! y eCT

vtl cltt Jl Lbll.

T Ct Ctd rbld pc cld ttc plct

t 7,000 pt (3,000 pt p-t bld). r

pt d t Ctpll tct blty dl, d

t t p t tdd t plcd t Ct r

Pt, cdtd.

w t y ct pbl t tk dvt bld

p, xtd c pdctvty d v c. sc 2004,

t Ct dl bld p l lld

Ct ccl pplct (ptl, ,

lctc p d dtl) t bld t p plt t t ld pcct.

T Ctd hydlc rbld P, ddd 2008, pvd

ct-ctv bld t cplt ydlc yt ct

Ct ydlc xcvt. T cplt t , Ctd mc

Cpt rbld P, ttd 2009, ll c

t v dvdl cpt, c t, blt t b

d .

i 2010, Ct Ctdrbuld clbtd ts 25t btdyd 5,000t mc bult ud t

pm. i t sm y, Ct dls

ldd bult ttl 684 mcs,

sv s up t l t cst

cmpbl bd mc.


2010 Ssaa Repr


25/56

uniquE liE cyclE coSt PhiloSoPhy AllowS

PRogRESS RAil to givE nEw liE to RAilRoAD EquiPMEnt

By ctlly ct d cdt b,

bd kt d pvd q lv cpblt t

ct d t ld, l cv tl d c.

P rl svc, lly d bdy Ctpll ic.,

ppl dvd pdct d vc t t nt ac

ld dty d ct b ct

d cdt tp. T cpy ttd b dl

tctd d l cycl ct tlty t ct

cqt t t ltt dpt, cld ct,

cdt cycl. T plpy ll P rl txz t vl ld qpt d tl, pvd

ct-ctv, tbl lt t ct.

o xtv vc d pply tk pt cdt,

ct d cycl p tt k t:

Harvest reusable components

Reduce waste

Save energy

Minimize the consumption of raw materials

wt P rl Lctv d rlc svc (Lrs) dv, cdt t bl pt td lctv d lc d

t t pt t xtv vty. T tbl pc v

l t l pp, xly t dv bl, ct, l

p d t cpt c t d t bld cdtd

lctv tt t xcd lty qt.

T e d Tck svc (eTs) dv, cllct

pc d, vbl tck cpt, d t cdt, p

d ll t t t ct t dbl pc. w l

xtd t l xt l by -ld.

P rl l cycl ct t b tct t

ct d cdt pctc. a pt

ctt t ld ct, t l cycl ct

pdct t c b : lctv, lc d cpt

d l tl. T k t pc ct ct,

P rl l dd tl td pt. T pt

dc cy pct t vt d pvd qlty d

by pc d pp tl t bl pdct.

ay tl d by Lrs d eTs t d by tl ll. o

pt v t cpblty t pc p t 1.2 ll t (ppxtly1.1 tc t) c d tl p y, d ctlly vt

pc tcl tt ll t dc vll t t t ldll

i at 2010, P rl pcd elct-mtv Dl

(emD). Fdd 1922, emD t u.s. l qpt

ct dl-lctc lctv d ld t pdct

t 70 ct ldd. wt t cqt, Ctpll

d P rl ll ct t tt emD ccl

tkt b tt ct plct pt,

tc lt d vl-ddd vc, ddt

t t pdct dvcd, l- lctv d l-

ct . T t cqt emD, Ctpll dP rl lk t t tbl pctc by ct t

tk l cycl ct t t t xt lvl.


2010 Ssaa Repr


26/56

iMPRoving PRoDuct tEchnology AnD incREASing ocuS on EnERgy EiciEncy

glbl dd y, l pc d tt lt

cll ct t k ctly. Ctpll

pd by ctlly c t ccy t qpt d

pv pdct tcl.

up t 70 pct c t l y d t p

ydlc yt. T y d cd pv t

ccy t yt. g t ccy ydlc dc

bt l d , v ct y.

w v ydlc ptt pt t. hydlc pvd

q cbt p dty, vblty d pc ctl,

y T utly, Vc Pdt d C Tcly oc t Ctpll.

T t dv Ctpll y-cc ppc t

ydlc. Ft, x dtl tt c b cd t

pv ccy, c t bd, c lk d tt

fd f.

scd, pv t yt ctct d t cpt

bld, d c t y ty ctlld, cld

t tt lctc t ydlc yt.

Td, t ydlc plt t bl cpblt t

bt t p d pt t qpt. hydlc,

d pclly lct-ydlc, t plt -t

d lly t ct Ct c.

Ctplls busss sts t tstpvt pt vus dusty scts, sv, xmpl,

y, stuctu d tsptt cmps. as

csly mv t m systms sluts ppcs

t my t lds bst clls, ts pvt pt

bcms vtl t t pptuts t pstvly fuc

t sustbl dct; i tk Ctpll s st

ctd t plc t t d t pck T rc

Sustbl Dvlpmt.

Margaret Flaherty

Chie Operating OfcerWorld Business Council or Sustainable Development

PRoMoting SuStAinAblE PRogRESS

2010 Ssaa Repr


27/56

iMPRoving PRoDuct tEchnology AnD incREASing ocuS on EnERgy EiciEncy (continued)

Cdt t cc t t ydlc yt tl bl

cld tcl c Ctpll vtv accgd yt,

c lct-ydlc yt dtl bld blck.

accgd d t-d t ly t blty t c t

t pt t bld d ctl t bd t dc bt

t t cpt tk t bld dl pt d t ctl pt.

utly y it t c accgd tcly t 20 t

30 pct pvt t ccy tv jb. i ydlc

ccy, v- 10-pt pvt td. w v cvd

20 pct t bc lct-ydlc yt; dd t pt

tcly bld t plt vt c accgd t

dv ddtl pvt .

i 2010, Ctpll tdcd pdtd Ct 988h l ld t

ydlc yt, dd t bt ld pc d v

l. Bld t 988 lcy, t d d pvd p t 15 pct

t l-ccy d t tt bt pdct, l ct,

c pt vt d t dvc t 988 dblty

d lblty.

Ctpll l t t T 4 / st iiiB pdct dvlpt

cll ld-cl . e p d dcd

t ct xpct Ctpll t T 4. o pptty t

pvd t t qlty, tcd pc d

vl-ddd t t c t b cc. o tty t

T 4 b t d ct-dd vl t vy pdct,

td utly. o ct ll lz t vl pdtd ct t c pvd l cy, t cycl t,

t pt vblty d pvd c. Ft, bt t

t tp t T 4 dvlpt xpc ct

bt tcly, ld vldt cpblt, ppl t,

ct ccy, d t d- xpc d by

td Ctpll , tccl xpt d pdct

pl. C tpll pdcd 52 c t T 4 it

ctd 2010, d ll pdc T 4 Fl Ct C18, C27 d

C32 ptl t y d t ltd dt.

i ydulc ccy, v- 10-ptmpvmt s tmdus. w v cvd 20 pct

t bsc lct-ydulc systm; dd t pst

tcly s bld us t mplmt vts suc

s accugd t dv ddtl mpvmt s.

Tana UtleyVice President and Chie Technology Ofcer

Caterpillar


2010 Ssaa Repr


28/56

A collAboRAtivE APPRoAch to REDucing cARbon EMiSSionS

Ctpll lp utd stt stl Cpt dc cb

d c t tblty l.

Pt u.s. stl ctt t vtl tdp d tblty

t t t dc t cb tpt by dc y cpt.

sc t t d typ l d pct (ghg)

, u.s. stl lly ppcd Ctpll t xpl t

lttv l t ft bl qpt. T dc ld t

t ct dv t cpd dvdl bt cp.

T t lkd t u.s. stl pt mt d t

tlk clty id t dty ddtl pblt t c

y ccy d dc ghg .

w d t Ctpll vy cllbtv t lp tk

bt dt pt t cv btt y ccy, d T Lyc,

l pct u.s. stl. Ctpll d dl,

Zl Ct, dttd ll t bv d byd by b

ky xctv d ctcl tccl xpt t t tbl.

expt u.s. stl , tlk pt d c d

dvlpt zt td p t Ctpll , tcly,

ct, , c d dvlpt d ct pv-

t p t dty lt d t pv pt d dc

cb .

T t lvd u.s. stl k l cycl ly t bl t

d dp ly t y cpt c t t pt.

T t y t, t t xpld pblt t

cpt d t cc tlk d . Fct c-

cl vblty, t t t vltd d ptzd pvt pptt

by c t t t tt pct cb tpt, pdct

d ct. Ctly, t cp cllbt t plt t

pptt dtd t t t.

w cttd t ct cc, d stv w, Ctpll

gp Pdt. By k clly t u.s. stl, v d pptty

t btt dtd t ctcl b d d bt t l ll

tt Ctpll t .


2010 Ssaa Repr


29/56

SAEty REMAinS ouR nuMbER-onE PRioRity

Ctpll pvd ldp t ty ppl , d d

pdct. w ddctd t t l-t lt d ty t

qpt d k clly t ct t tt

c d qpt dd .

Ctpll j ct ptcpt d pvd c

q cllbt, t et mv eqpt sty rd

Tbl (emesrT). emesrT c ct t pv

ct d qpt d t z lt d ty k.

i 2010, emesrT pttv ptcptd t Ctpll

edd Dtt d L Ct, t kld

d xpc t pdct p ld d t tkld, d

bt t pc dl.

Ctpll ly d ty pty d, y Dv Fb,

Pdct m l Ct tck. wt emesrT, v

d ddtl t t d v t pt d

tc tcc tt ll t t t qpt

d-d-bld b t ppd. a cbt

xcllc d dct pt pt d tc tcc

pdc t bt lt.

EMESRT has initiated an engagement process aimed at establishing an

eective relationship between its mining company members and original

equipment manuacturers.


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cAtERPillAR ounDAtionS MiSSion: MAKing SuStAinAblE PRogRESS PoSSiblE

Ctpll pctv b ct d t ld d

vt ct t d c pt t lt, l d

cc tblty t ct. Ctpll c ply

t ptcpt cty ctvt tt pt t c d d

blv tt cc ld l ctbt t t qlty l ,

d t ppty d tblty , ct k d

lv. T Ctpll Fdt, ttc pltpy p,

ctbtd ly $500 ll c t t 1954.

i 2010, t Fdt vtd $36 ll, t 41 pct t ttl

vtd td t u.s. Pjct cldd:

A Caterpillar pledge of $6 million to Opportunity International topvd l, cl ltcy t d cc t bc bk

vc t ddvtd ppl 20 ct. opptty

ittl cd 65,000 tp d ctd

30,000 jb.

Continued collaboration with Room to Read in India. This nonprot

zt c l dct ttv pvd clp,

bc dcl c, l kll d tt. o $500,000 ctbt

ctd 20 d d lb d lpd

t 1,000 ddvtd l tk ctv l t dct.

More than 100 Caterpillar employees and their families cleaning

p t l t ill rv jt t t Lv Ld &

wt, lcl pt zt ddctd t t ptctd cvt ac v.

An investment of $300,000 to provide school feeding programs

id.

An investment of $250,000 in CHF International in 2010 to help

blz l t cllct t pvd

Bl, id. ChF pvd ppt vc c cc t

t tt d ty t d z p t t

c cyclbl.

T Ctpll

Fudts mss:mk sustbl pss pssbl ucmmuts v pms tt suppt:

Sustainable Humanity (basic human

ds, sl-lc)

Sustainable Education

Sustainable Environment


2010 Ssaa Repr


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PowERing chAngE

goAlS & PRogRESS

i u 2005 suby rep u pldd t dvlp

cpv, ct tty d ddctd t t c tbl

dvlpt. i 2006, cd t ldp t dvtd cvt 2010 l, tt tc d dt cllct

pc d ct ztl y d tbl dvlpt.

i 2007, tbld ptl, tp-d l pt d

pdct, vc d lt.

T ct dcb p 2010 td ptl, l-t l.

2010 Ssaa Repr


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goAlS & PRogRESS

2020 g Pduc, sece d su

2020 g ope

caerpar as se aspraa, -erm as r r peras as e as r prds, seres ad

ss. we eee ese er sadards afrm r deerma ead r dsr a mre ssaae

re. (basee 2006)

icee eey ececy

by 25%

25%

De ew cuc

ee ledehp Eey

d Ee De

(lEED) cpbe ee

bud ce

lEED

reduce ecdbe wkpce

juy e 0.6 d -e

ce e due juy 0.15

Pde edehp he

ey pepe , d

ud u pduc

reduce bue eehue

e ex

ce by 25%

25%

reduce cue eehue

e by 20%

20%

Ue ee/eewbe

uce ee 20% u

eey eed

20%

Hd we cup fEe we by educ

we ee d eu

ecyc h e

icee cue eey

ececy by 20%

20%icee cue e

ececy by 20%

20%

2010 Ssaa Repr


33/56

goAlS & PRogRESS

hea ad Sae

1% c 2009

81% pvt 2003

120 298 pt clt dd

2010 t z cdbl j.

Its not about the metrics, but

about our people!

3% pvt 2009

88% pvt 2003

187 298 pt clt dd

2010 t z lt-t j.


about our people!

V Z (tbld 2003):

w cttd t ct

z-jy kplc.

w ct t t t

c pl ty d

tv z j.

40% clt cd z

cdbl j.

w ct t lz

pvt v pv

y lt.

gas Perrmae Smmar Prress cmmear

2003

6.06

2007

2.20

2008

1.66

2009 2010

1.17 1.18

1.18Recordable Injury Frequency(RIF)(Recordable injuries per 200,000 hours worked)

ope grdc cdbl

kplc jy t t

0.6 d lt-t c

t d t jy t 0.15

2003

2.90

2007

0.71

2008

0.48

2009 2010

0.36 0.35

0.35Lost-Time Case Frequency(LTCFR)(Lost-time injuries per 200,000 hours worked)

w cvd 85% dct

-k jb c t t qt

2008 lc t c

k ttv.


about our people!

w tdd-k jb ty

d c k. By y-d 2010, d

98% t jb.

w ct t cplt

t d tk

cctv ct bd

t k dtd.

o c c

dv ctd dct

c-ltd j.

2010 Ssaa Repr


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goAlS & PRogRESS

hea ad Sae

Fe cuue e wk Ch, m.

eply ty xpld Cdl Dv, Ct, m., clty. sptb 28,

2010 kd 365 dy tt cdbl jy t t clty cd t clty

28-y ty. T clty t clt k pctc d d kp.

Senior leaders conduct daily safety walks with facility managers to identify and correct

y pbl.

Area team members conduct safety observation audits to identify and correct behavioral

d vtl ty k.

Teams conduct regular housekeeping, ranging from cleaning and painting to area reorganization.

Fe cuue e wk Ch

Ctpll clt vlt pc lly t dty pvt d dc

zd. T sd sem mcy, Qz, C, clty vd t t-

tt pctc. Tcq d t pt t t tt

qpt dtd t p pttl k, cld vbt d tlt

zd d p d pt . T qpt plcd, d k t

tt qpt v ty t.

Fe cuue e wk Fce

Fll pl l d tdd pc pv ty. at bv k

pctc, Ctpll Ltc svc Fc ld kp t ply t

d lt pttl zd. a lyt pltd t tbd

t clty t vd xcv v d tc c. a p l blt

ld v, lt l ld. a lt, t clty xpcd 356 dy

tt cdbl jy.

Fe cuue e wk E Pe, i.

a ct t dvlpd d pltd tdd pc cz,

vlt d ctll pttl jy k bly, tt d pt pc t

t ittd mct opt Dv, et P, ill., clty. eply

td t dty d ptz ty k d plt bt pctc. elv pcd

pltd t dd pttl k ctd t clb/k ldd

d tct, pt vcl, pdt vcl vdc, tq tl , /

llt , pt tl , lk d k f c, c d

, l tl dl, vtl t d pl ptct

qpt .

2010 Ssaa Repr


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goAlS & PRogRESS

hea ad Sae

Fe cuue e wk Bz

eply vlvd k t l tt kp t . Ctpll Bzl lctd

t t vtt y t dc ply xp t t ct

. T t dtd b lt, cld plct dctv d

tdtd tl, lt ld d cy cl tk d vl ptc

ld tt. Cl-cdd vl d bd l pltd

qck d y c td d tlc.

ipee e d ew deeduce pe ec k

a cpttv pt lp pv ty t t Dct, ill., clty ply

cpt tlv t ec ipvt t mt. T ttv

c bt c d c tl d llt-

t ly ccbl. ipltd lt t pttl k cpt tly

ct d t bt pctc.

Cvt t pd ct pt yt t t sd, n.C., clty yldd ct

c . T yt ttd lctttc pt t ct

ppxtly 80 pct c, tly dc l pt t d pttlly

ky pt pt.

Pttl c k vdd t t T, mxc, clty. Lt tck plcdl tl dl. mtl ck plcd t ctbl t t

pt. T vd bck d ck t, xt dd t ccdt ld

l tt. T pvt ctbtd t z cdbl j d lt dy d t

c lctd k d 2010.

T h, id, clty vdd pt t d pttv lk, bd d c

by d c xt t plc x dt xt c pt. T

c xt l ltd 78 pct dct c tp t.

T Pdcy, id, clty ltd t t bly pc l pc

t ccl pc. T ccl pc ltd lt d pvd pdct

cpcty by 10 pct.

T Yk, P., clty dd t ld t dc c k t kld bd tck. Tbl tlld t ll y dl bx, d

cvy plcd t ctbl t.

2010 Ssaa Repr


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goAlS & PRogRESS

opt d jbt lt

d ty ptd t

saFeTY.CaT.Com Tm. T

ddctd bt el,

Fc, sp d Pt

lp ct

pdct ly d pv

t ty pc.

Ctpll t ty

vc t ct t

dvdlly pt Flt

mt svc t

d cttd t xpd

t vlblty t y

t d tl.


Pduc, seced su gPvd ldp t

ty ppl ,

d d pdct.

De e equpe

Ctpll k t tt t qpt dd t c pt ty d

ll t cdt.

w k t t et mv eqpt sty rd Tbl (emesrT), p

cp dv ct t d qpt t dc

lt d ty k k.

emesrT tt pty d tpc c cc d xt, k t t, ,

vbt, , pk, vblty d cll dtct, t d , cd pc d

l tl dl.

Cep h we duy ey ee

Ctpll cttd t lp t ct ty , d d t jb t

d c. w ptcpt y dty ct, lt t ct d

pd ty tt t dt v.

Ctpll ctly td t evtl idty act (eia) d t

b-ct, t ntl sld wt mt act (nswma) d

t wt eqpt Tcly act (wasTeC) t yp ty

t t dty.

o t bt cll cd by t zt ptct t dty

ply k t t pblc t y. D t yp, bvd tlty d jy dt, dcd lt d ct td d

d bt pctc ty.

hea ad Sae

2010 Ssaa Repr


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goAlS & PRogRESS

D wy e

Ctpll cttd t pvd ct t t t d t lbl pdct

d vc vlbl. o ky c pvt lp, tp d ll

t dt pc qpt. T cc yt pd Ct 785

d 789 l -y tck pvd dl ty pvd ty d xt

t plt d t cb.

hea ad Sae

2010 Ssaa Repr


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goAlS & PRogRESS

T 2010 lt 6% btt t

2010 tt 2.8. T c

2009 d t c

pdct d dd d l

vl 2010.

Ctpll ctd t c

ct dct d y

cvt pjct 2010.


2006

2.97

2.65

2007

2.92

2008

3.00

2009 2010

2.17

2.65

Absolute million metric tons

of CO2e

(Baseline: 2006)

ope grdc blt

xt clt

by 25%

Note: Data does not include

acilities acquired ater

June 1, 2009.

Previously reported datahas been restated due to:

a) acquisitions, b) data

updates realized rom

improved accuracy.

greese gas Emsss25%

s tube educe ue ue ee e

Tt tb ct t l, bt cy t dtt

tt pdct t ct qt p, ccy, d ty.

a bypdct b tl d dl l d tt t tpt t

xd (nox) .

T sl Tb, s D, Cl., clty ttd v l t dc

l cpt by 10 pct d tt. Fl cpt dcd by

26 pct , xcd t 10 pct l. T pvt ltd l v

t $2m d dct 5,600 mT Co2.

sube pe cpe hedque

stbl pt t Ctpll cpt dqt P, ill., t ly cvd

Ldp ey d evtl D (LeeD) gld ctct bt l cvd

y dct ppxtly 48 pct, lt dct

ppxtly 44 pct. ot pvt cldd dc t cpt, pv-

qlty, cv tl d z ccl d t cl t clty.T tbl pvt cvd by cpt dqt ll v bck

t Ctpll clt. a Ctpll gd t LeeD ext Bld dvlpd,

d bt ctd, t pvd c t t clt.

2010 Ssaa Repr


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goAlS & PRogRESS

Ct dd t

l ccy d

tcly t lp t dc

ghg .

w t t lp ct

cv t dct

l, t. T d pvd

pttlly vlbl b

pptt .


C whee de e hh p e ece d

T extdd h Lt (ehL) pt t Ct 994F l ld bl t

ppl c t ld tck ctly, v t d dc .T ehL pt pvd ly t dp clc ddtl lt t d

dd t dc pt t, dc ld t d pv dly pdct. i

ld tt t pt, cycl t dcd v d l pct lt

v pct c pdct.

Pduc, seced su grdc ct

by 20%

csmer greese gas Emsss20%

geehue e educ wh e

rtt c pvd t ltt lctc l yt tcly Ct D3600

t t tt q plct t t t. gt t c btt ccl t lctc l jct tcly, pvd l v d

t ctd dct .

Ctpll d pt t pd ld dl- d -pd

Ct 3500 d 3600 t pdtd l d yt tcl. rtt bl

c t b pdctv l. rtt d pd pvd ddtl pt

ct lk t c ccy d xtd c l.

2010 Ssaa Repr


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goAlS & PRogRESS

waer

T 2010 lt 18% btt

t 2010 tt.

i 2010, ctd t xct

t t pl d tl dvlpd

2008. mpp t t ct

t p

t lt t clt.

w ct t lk plct

pptt t t t.


2006

5.90

4.82

4.82

2007

5.43

2008

5.55

2009 2010

4.95

Absolute billion gallons used(Baseline: 2006)

ope ghld t

cpt ft



June 1, 2009.

Previously reported data

has been restated due to:



improved accuracy.

s tube Key me cy cee we epe eee he

Dtc t v t sl Tb, s D, Cl., clty v b cvd

by vtv c t t t t ld.

By tckl ldcp t, t Ky m clty dcd t t by

83 pct, dc cpt by ppx tly v ll ll (ppxtly

45,000 cbc t) t t y. T clty ptzd ldcp t

pctc d td t 90,000 q t ( t 8,600 q t)

tty t t l-t ldcp d.

Ced ec ye e we

T v t, t Kl, gy, clty tckld t clty lt t c,

t dctv d c. ud t ttt vlv t dl ,

t c q l t t t cl t cl. T l p cct d

t dclt t ctl t t t b d. a cld yt tlld

c ctllbl d dd-dv, v 12,000 cbc t (12 ll lt) t lly.

2010 Ssaa Repr


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T 2010 lt 7% btt

t 2010 tt. std

pvt d

2009 t 2010. i tl

cldd, cycl t

2010 9 4.1%.

T tc d cld y

cvy t t y

ct. acv c

pct t tc

ll ll t lk t q

pptt t t c

tl ccy.

w ct t lt t

t ctv ppt

Ctpll ply tt

t ld. Ctpll ply

bc t cycl

t lbl b. w

dc t t t

c pbl d, t

d, d typ bcl

(c t t y)

cycl. nty- clt

cycl t 90% t. i

tl cldd, 162 clt

cycl t 90% t.


2006

64

87

87

2007

69

2008

78

2009 2010

80

Percent recycled(absolute pounds recycled waste/absolute

pounds total waste) x 100

ope gelt t

by dc t

t d

cycl

ll tt



June 1, 2009.

Previously reported datahas been restated due to:



improved accuracy.

m dbu cee exceed ecyc e

i l t t y, t Ctpll dtbt ct m, Fl., cd cycl

76 pct t t 90 pct, dc t t t ldll d ctd ct.

i 2008, t clty t xc 44,000 pd (ppxtly 20 tc t)

t t ldll c t t ct $154,000 lly. a l t t ct cycl t t v 85 pct by pv t cyclbl tl t pc,

dty ltt td cycl d pp t d pllt d cd

tl pbl.

recyc pceed chy

T et P, ill., clty kd ct y t ly t c t clty

pct-cycld vl, bt l t dc t t ct y-v-y

d c v cycld cdt. o p lt t t

ctbl dt p d pbl by v td cycl.

Pcd t cycl tl tt q pt t t p f lvl

ccltd c cct; dt t d t lcl ct bl

t Ctpll et P ply. i 2010, $55,000 dtd t lcl ctbl

zt, c pd t $50,000 cbd dt 2006 t 2009.

goAlS & PRogRESS

wase

2010 Ssaa Repr


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C lc U.K. ceebe ey ze-we--d

i octb 2010, Ct Ltc Dd, u.K., clbtd ll y t z t t

t ldll d 100 pct cycl. Dvd 2008, z-t-t-ldll ttv ld

t cplt vl t t pctc t t t. T clty dtclly

btd cycl d td c by cllbt t cycl vd.

i t jy t z-t-t-ldll, Dd dtd td tt cld b ppld

t t Ctpll clt, c bl t t dc tptt ct,

pv t t d t-t-y tcly. T t u.K.

clt plctd t td.

goAlS & PRogRESS

wase

2010 Ssaa Repr


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w k t cv d

c.

rctd, blt d

ctd d pt pvd ct

v t ct d lp

cv l t-

l ctly. rtt

d pd pvd ct

ct bt t t

vdc blcc

ld t pt.


Pduc, seced su gic ct

tl ccy

by 20%

goAlS & PRogRESS

csmer Maeras Efe

Cep ce up WeExp

rpd t ct d ccy d pdctvty, Ctpll dplyd y

pdct t t l wtexp td atlt, g. nt ac

lt ld t d cycl td . T cldd:

A Cat 836h ldll cpct t t blly d t kp t

ctc d t c, c c pdctvty.

A remanufactured Cat 836h ldll cpct l, c Ctpll

ct cpblt d ctt t tblty.

An updated Product Link system, which allows owners and operators to increase

jbt ccy by t t t lct, c pcc lct, pdctvty dt d lt dvdl c yt.

C che hep cue ecyce ccee Zuch p

ebd Cpy d Ct c t dl ld pt ctl t d

bk t t cyclbl pc. at Zc apt, ft Ct qpt cld

Ct 325C d 325D ydlc xcvt d Ct 972g d-z l ld

pcd 10,391 cbc t cct db, cppd 1,800 tc t cp t

bl pc cycl, pld 1,421 cbc t blcktp d ldd

1,676 cbc t bck t. ety pct t dlt db ll b cycld.

20%

2010 Ssaa Repr


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a tp-lvl y

sttc ipvt Pjct

cpltd 2010. T

pjct t ppd tl

y t tty

d zt.

utlz 6 s, ptl

dt v b tbld

idvdl pjct ll b

lcd dtd t

c d ly.


13.8Percent renewable energy(Renewable electrical energy use/total

electrical energy use) x 100

ope gu lttv/

bl c

t t 20%

y d



June 1, 2009.

alttv ey:

Ctpll d lttv y c

d t clclt tdly

rbl ey:

ey c tt tlly pl v t pd t d vtlly xtbl

c :

d p

l p

yd p

tl p

tdl p

v p

b p

bc dt

goAlS & PRogRESS

Aerae/Reeae Eer20%

Pek Ee cy pe eey d euce ececy

o t lt u.K. clt, Pk e, Ptb, cd t vtl

pvt y (d t Co 2 pdcd), t d t

t c, bly, tt d ctvt. T t dcd Co2

by 16,546 tc t t y, 25 pct blt dct 2006

bl.

T pvt cldd:

Replacing steam boilers with more efcient gas radiant heaters

Installing automated lighting controls

Replacing inefcient roof-mounted lighting with localized high-efciency uorescent lighting

Implementing an intelligent building energy management system which learns and

ppl t t y-ct t, cl d lt qc

Regenerative energy

Enhanced thermal building materials

Visible energy utilization meters

T pvt t xpl d tcly d dvlpd lt-tl

pc pl lttv/bl y t clty.

i ddt, clty t cpt dcd by ppxtly 46.5 ll lt,

d cycl cd t 92.5 pct 71 pct, bt 2006 bl.

2010 Ssaa Repr


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goAlS & PRogRESS

a tp-lvl y

sttc ipvt Pjct

cpltd 2010. T pjct t

ppd tl y -

t tty d zt.

ey ccy ctlly

vlv ld, d ll vlt

tc t t tdd

bc vlbl.


2006 2007 2008 2009 2010

1,636

1,6361,534

1,7471,615

1,463

Dollars of revenue/absolutegigajoules energy use(Baseline: 2006)

ope gic y

ccy by 25%



June 1, 2009.

Previously reported data

has been restated due to:


updates realized romimproved accuracy.

2010 Eey s

Ctpll Cpt hdqt P, ill., d t Ct Fcl Ct nvll,

T., v bt d t u.s. evtl Ptct acy (ePa) pt

energY sTar, t u.s. tl ybl ptct t vt t p

y ccy.

Ccl bld tt t energY sTar v 35 pct l y

t typcl bld d l 35 pct l cb dxd t t tp. T

ePa y pc cl lp zt ctly t bld

y ltv t l bld td. a bld tt c 75

t ePa 100-pt cl tt t bld p t tp 25 pct

ccl bld t t t d t y pc y ccy.

Ctpll cttd t dtt tt tblty d b. T t

energY sTar cvt, dlv ct vtl bt d

l y ct.

Ece he educe eey d cT tct bly bld t et P, ill., clty btd t y ccy

by cvt t t qpt t dt t tl . T lt

y ct v ly $1 ll p y, d t

dct ppxtly 25,700 tc t p y, bt 200 6 bl.

sl lt xpctd t bld t t clty pvt

plctd t t.

Eer Efe25%

2010 Ssaa Repr


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goAlS & PRogRESS

mucu pee ed eey ececy

Ctpll Jp Ltd. s clty btd t y ccy by plt

pvt t ct pt.

h-ccy ttc c t tlld lt l v

635 mw. Cpd t t cvtl pdct pc, t c t

tpld pd, pvd ctt cdt, dcd pllt cv t

d pvd c cpt. T pvd pc ltd 50 pct

dct c t.

a lt-cb vc cbz c plct dcd tt-p d pc

t by ll vt cdt p cpt cbzd. T lt

dct 2100 mT Co 2.

Eer Efe25%

tu u he h e eey Ch

Ctpll Xz C dtclly dcd y cpt by pv t

bld lt yt. T clty:

Installed 700 skylights in the roof, increasing natural light and reducing dependence

lctc lt

Set automatic timers to switch off lighting when lighting is not required

Divided the system into small sub-zones to allow the occupant to only turn on

cy lt

T pvt ltd l v t ll Kw y,

860 mT Co2 d ppxtly $145,000.

2010 Ssaa Repr


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goAlS & PRogRESS

eccy ll vy by

pdct, pplct d t.

w ct t k t

pdct p d ct t

d pplcbl tc.

w cllbt t dl

t dlv ly ctzd d

t-pcc lt tt lt

ptzd qpt

d pvd btt l

ct. w t t

ct pt t

pdct ctly.


Pduc, seced su gic ct

y ccy

by 20%

csmer Eer Efe20%

accugde b eey ececy d pducyT accgd gd Ctl syt c pdctvty l v l d dc

t ct dtclly. T vlty Ctpll lt cty ttd, -

dpdt d t t pdct tt cld c lp, c, l, gPs

d aTs tcly.

w dtd tt pdctvty d ct btt l dpd v tl

cctly, qckly d ly t t t. mt ctt d dclt, lb

tv d cll v t t xpcd pt. By cb dtl

d dt, -cb pt dc t d ttc bld ctl, accgd

gd Ctl syt ctlly c d cccy d vtlly lt t d

vy tk.

Ece ck-ype c

n Ct D6T, D7e d D8T dl Ctpll bld t ld, pv d

t pdc t t tt c l ccy d pdctvty l

dc pt ct. T D6T, D7e d D8T c ptl Ky o rt,

ll dlyd td t d dl td t.

all t dl l Pdct Lk, c ll t t qpt t

pv vll ft-t ctv. Pdct Lk ttd t c

yt d tt vt d dtc cd, ll , l, dl t d t

dtld t tt c t b d t bl t t ct t qpt.

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49/56

T ttl 25 bld/pjct

ct 23 ctct

d 2 xt bld.

i 2010:

1 clty ttd gk

gld Pl ctct

4 clt ttd

LeeD gld ctct

2 clt ttd

LeeD slv ctct

Vy d ctct

ctbl tt ttd

t ccdc t t t

u.s. g Bld Ccl n

Ctct, ext Bld

Ccl it ctct

pc, t sp

gk Ctct pc.


25Buildings/projects designedto LEED criteria

ope gD ll

ctct t t

Ldp ey

d evtl

D (LeeD)

cpbl

bld ct

Cep ce eceed cec 2010

T ll clty cvd ctct ccdc t sp gk

ctct pc:

GOLD PLUS Singapore, Remanufacturing Facility

T ll clt cvd ctct ccdc t t u.s. g Bld

Ccl LeeD-nC (Ldp ey d evtl D n Ctct)

ctct pc: GOLD Suzhou, China, Medium Wheel Loader/Motor Grader Facility

GOLD Wuxi, China, Research & Development Facility

GOLD Tianjin, China, Genset Facility

GOLD Washington, Ill., Instrument Applications Center

SILVER Wuxi, China, Perkins Shibaura Engines Facility

T ll clty cvd ctct ccdc t t u.s. g Bld

Ccl LeeD-Ci (Ldp ey d evtl D Ccl it)

ctct pc:

SILVER Beijing, China, Interiors Beijing Ofce

lEED

goAlS & PRogRESS

leadersp Eer ad Ermea Des

2010 Ssaa Repr


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Pece t glcT p pvd pt pc ky dct.

WorKPlaCE saFEtY

recdbe ijuy Fequecy (riF)(rcdbl j p 200,000 kd)

l-te Ce Fequecy (ltCFr)(Lt-t j p 200,000 kd)

201020 06 2 007 2 00 8 20 09

1.18

3.07

2.20

1.66

1.17

20102 00 6 2 00 7 2 00 8 2 00 9

0.35

1.05

0.71

0.48

0.36

goAlS & PRogRESS

EnvironmEntal imPaCt 1, 2

abue gHg(ablt ll tc t Co

2)

(Baseline: 2006)

Pece recyced 3

(ablt pd cycld t/blt pd ttl t) x 100

We Ue(ablt bll ll d)(Baseline: 2006)

201020 06 2 007 2 00 8 20 09

2.65

2.97 2.923.00

2.17

20102 00 6 2 00 7 2 00 8 2 00 9

4.82

5.90

5.435.55

4.95

20102 00 6 2 00 7 2 00 8 2 00 9

87

6469

7880

Pece aee/reewbe suce 4

(rbl lctcl y /ttllctcl y ) x 100

Eey Ececy(Dll v/bltjl y )(Baseline: 2006)

20102 00 6 2 00 7 2 00 8 2 00 9

1,636

1,463

1,615

1,747

1,534

2010

13.8

1. Dt d t cld clt cqd t J 1, 2009.

2. Dt p t 2010 b ttd d t: ) cqt, b) dt pdt lzd pvd cccy.

3. Pct cycld t xcld t t tl, c 100 pct cycld.icld tl t lvl t 94.1% 2010.

4. Bd ly bl y. alttv y ll b cldd t t.

5. Dt d t cld P rl pt.

rEmanUFaCtUring (rEman) 5

re Bue gwh(Pct v c v 2001 b)

re Ed--letke Bck by Weh(mll pd d--ltl cvd)

re Ed--letke Bck Pece(actl d--l t/lbl t)x 100

2010200 6 20 07 2 00 8 200 9

160

67

110

133

104

20102 00 6 2 00 7 2 00 8 2 00 9

9494 93 9391

20102 00 6 2 00 7 2 00 8 2 00 9

134139 141 142

122

C Ceed rebudBue gwh(Pct v c v 2001 b)

201020 06 2 00 7 20 08 20 09

607

192

237

385388

Cat CErtiFiED rEBUilD 2, 5

2010 Ssaa Repr


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PowERing chAngE

connEctionS

Cep wk wh d dvdl d zt t pt

tblty lblly.

o dvy ccl t tblty xpt pvd t dpdt

dvc d cll t ct pv.

2010 Ssaa Repr


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o tk t t dvy ccl xpt pvdd pt d dc t t p t pt. icl bl

dct ty pvdd dbck; t d t dct ty d t ctt t pt.

luke De

stbl Dvlpt stt gp

gee C. Ed

s Cltt, Cl rv act

Buce m. Eee

P, T Fltc scl, Tt uvty

me Fhey

C opt oc,wld B Ccl stbl Dvlpt

Bdey g

P, Cll scl mt;

F Dct, Ct Cpt Ctzp,

Bt Cll

sephe Hd-H

Pdt, Cctvty Clt, LLC

su l. H

s.C. J C stbl glbl etp,

J gdt scl mt, Cll uvty

Ceu Ju

P t Pctc ittl Dvlpt,

J F. Kdy scl gvt, hvd uvty

th E. lejy

Bdvty C, hz Ct scc,

ecc d t evt

mk B. me

P d Dct, Ct stbl glbl etp,

Cll uvty

W r. mw

P d Dct, Ct ittl evt

d rc Plcy, T Fltc scl, Tt uvty

Ke sweeey

wt d Cltt Clt C d stblty i

W a. Wce

Pt Pdt d mb t gv Bd,

e wtt Bd usa

Duwd Zeke

Pdt, ittt gvc & stbl Dvlpt;

Dct, ittl ntk evtl Cplc

d ect

ExtERnAl ADviSoRS

connEctionS

2010 Ssaa Repr


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gee C. Ed:

Senior Consultant, Charles River Associates

i pld t tt t y Ctpll pd

cqt Bcy t xt t Bcy Ctpll

rct pdct d vc Bcy qpt.

T yt tt t dv tblty cl b

bt. eqlly pl t cvt t cd y

z-t-t-ldll d 100 pct cycl t Ctpll Dd

t t u.K. i cll t cpy t pd t l t ll

clt ldd t k d b d vtl .

me Fhey:

Chie Operating Ofcer,

World Business Council or Sustainable Development

Ctpll b t t tt pvt pt v dty

ct, v, xpl, y, tct d tptt

cp. a cly v t yt lt ppc

t y t ld bt cll, t pvt pt bc vtl

t t pptt t ptvly fc t tbl

dct; i tk Ctpll t ctd t plc t t d

t pck T rc stbl Dvlpt.

Bdey g:

Proessor, Carroll School o Management

Former Director, Center or Corporate Citizenship, Boston College

a t ld cy tl t d t l, Ctpll, l

t t lttl cp, b tt, t ctbly,

t lbl t c b xpctd t tk l d

pbl l cty. ac t lb, t bd

ctvt d ngo, l t t kd tt t pblc ct,

tt b t t ptlt d t ldp cll.

Ky t, ptt pvty, clt c, dct dcty d cc dvlpt cly bc b

cp c Ctpll, p bt k ll

b pptt. T c y ll q Ctpll t

bc ctly d ctz, d pv t bd

y tkld xpctt. Bt pttly, t cplx

cl d vtl ll q ldp Ctpll,

ldp tt ll lk ctv t t ky tkld

d ttc p d ctbt t cty. Ctpll ll b

cd t t cll, t xpctt d t pptty t pvd

d t ldp pblc plcy dbt, lbl vc

dlbt d, t ll, b t q t vt

t ctbt lv t pttly tbb d cplx .

ADviSoR coMMEntS

connEctionS

2010 Ssaa Repr

Ct d ttt t b t dvy ccl ctd t pt fct t dvdl

p t dv d t t p plc Ctpll, d t cl t pt d t dcttt Ctpll d ppv t.


54/56

sephe Hd-H:

President, Connectivity Consulting LLC

a t ld cy ct t cvy, Ctpll c bt vt tkld by t tt t ccpt tblty t

t c b dl. By lp t ct bc tbl

d by tblty plt t, Ctpll c

bc dl tbl pdct d cpt (Ctpll

rct svc xpl) d t c lp t ld t

t dvlpt cll ttl . Ct qpt

ll b dd t lp t ld dpt t clt c. Dpt t

lly dqt p ttl plcy tt,

Ctpll ld b ll vd t t t pct clt c

bc t ll dty t d cty d t kt.

th E. lejy:Biodiversity Chair

Heinz Center or Science, Economics and the Environment

all vtl pbl ct lv yt, blcl dvty

tt ll vtl pct. a cqc, t dvc

blcl dvty ptcl plc t tl tt t bt

l vtl pct. T td Global Biodiversity

Outlook, ld my 2010, tv td, lt

t t dd t pbl clly pv. i t d, d

t cz tt plt k blcl d pycl yt

lkd tt, d tly tbl dvlpt tt c k

t, t t, t lv yt t plt.

W a. Wce:

Past President and Member o the Governing Board

Engineers Without Borders USAscty ly ctly b t dtd tt t ld c

d clcl cy cpcty t ly t, bt b d p

t t ty c b plcd, pld td. T tt k

l pclly dclt t p t, c d t v ct

cc t tclcl tl t t bc d.

i d ll, Ctpll lbl c cbd t ct-ct pdct

d vc c lp t p t k bttl p

pv t qlty l t ctz.

ADviSoR coMMEntS (continued)

connEctionS

2010 Ssaa Repr


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Dw Je suby idexe

icldd c 2000; ct ld 2006-2007-2008-2010

sustainability-index.com

Ehphee

wld mt etcl Cp 2007-2008-2009-2010

ethisphere.com

a-Pcc Pehp Ce Deepe d Ce

asiapacifcpartnership.org

sl Tb tk c b t a-Pcc Ptp Cl

Dvlpt d Clt, vtv t t cclt t dvlpt

d dplyt cl y tcl.

Bue Cuc sube Eey

bcse.org

sl Tb b t B Ccl stbl

ey, c pt cl y tcl lt t

cc, vtl d tl cty cll.

Bue rudbe

businessroundtable.org

Ctpll b t B rdtbl, c ppt

tbl dvlpt t t tk c vt, tcly

d t cy tt p t s.e.e. C ttv (scty,

evt, ecy) d t Clt resoLVe (rpbl

evtl stp, opptt t Ld by Vlty e t).

Dee techy Fu

dieselorum.org

Ctpll b t Dl Tcly F, ld cd dct t ptc d q vl dl , l,

qpt d ctl tcly.

Eey teche iue

energytechnologies.co.uk

Ctpll b t ey Tcl ittt, u.K.-bd

pblc-pvt zt cd pjct tt ct dbl, lbl,

cl y t, p d tpt.

the nue Cecy

nature.org

Ctpll ctv l t ittl Ldp Ccl dbc t ld cpt d t gt rv Ptp Pjct

2005.

oppuy ie

opportunity.org

T t Ctpll Fdt, Ctpll pt t opptty

ittl t pvd cc l, v, c d

t t v t ll ppl k t y t pvty

t dvlp ld.

tpc Fe Fud

tropicalorestoundation.org

Ctpll bc d b t Tpcl Ft Fdt

1990. T Tpcl Ft Fdt k t dvc vtl

tdp, cc ppty d cl pblty t

tbl t t.

coRPoRAtE AiliAtionS

connEctionS

2010 Ssaa Repr


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U.s. gee Bud Cuc

usgbc.org

i t u.s., Ctpll b t u.s. g Bld Ccl, pt cty ld k t k bld vlbl

t vy t t.

Wdy B C

woodybiomass.net

Ctpll b t wdy B Clt c pvd

dvccy, dct, t d tc t pblc d pvt tt

t pt c, dvlpt d d tbl dy b

tlzt d kt t u.s.

Wd Bue Cuc sube Deepe (WBCsD)

wbcsd.orgCtpll b t wld B Ccl stbl

Dvlpt, Ceo-ld, lbl ct 200 cp

dl xclvly t b d tbl dvlpt.

Wd Fd Pe

wp.org

T t Ctpll Fdt, Ctpll pt t twld Fd P, t ld lt t cy, t

t ldd, dlv d v d v t

dd t.

Wd reuce iue

wri.org

Ctpll C d Ceo b t Bd Dct

t wld rc ittt, vtl tk tk tt

byd c t d pctcl y t ptct t t d pv

ppl lv.

coRPoRAtE AiliAtionS (continued)

connEctionS

2010 Ssaa Repr

sustainability report caterpillar

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