symbol issuer name issue type market · symbol issuer name issue type market afr american financial...

Exhibit N-2: NYSE and AMEX UTP Issues by Issuer Name (as of 8/9/05) SYMBOL ISSUER NAME ISSUE TYPE MARKET

A Agilent Technologies, Inc. Common Stock or Equivalent NYSEAA Alcoa Inc. Common Stock or Equivalent NYSEAA.PR Alcoa Inc. Preferred Stock AMEXAAA Asco Plc Ads Common Stock or Equivalent NYSEAAC Ableauctions.Com Inc Common Stock or Equivalent AMEXAAI AirTran Holdings, Inc. Common Stock or Equivalent NYSEAAP Advance Auto Parts Inc Common Stock or Equivalent NYSEABB ABB Ltd Common Stock or Equivalent NYSEABC AmerisourceBergen Corporation (Holding Co) Common Stock or Equivalent NYSEABD.WI Acco Brands Corporation Common Stock or Equivalent NYSEABG Asbury Automotive Group Inc Common Stock or Equivalent NYSEABI Applera Corporation Common Stock or Equivalent NYSEABK Ambac Financial Group, Inc. Common Stock or Equivalent NYSEABL American Biltrite Inc. Common Stock or Equivalent AMEXABM ABM Industries Incorporated Common Stock or Equivalent NYSEABN ABN Amro Holding N.V. Common Stock or Equivalent NYSEABN.PRE ABN Amro Holding N.V. Other Securities NYSEABN.PRF ABN Amro Holding N.V. Other Securities NYSEABN.PRG ABN Amro Holding N.V. Other Securities NYSEABP Abraxas Petroleum Corporation Common Stock or Equivalent AMEXABR Arbor Realty Trust Common Stock or Equivalent NYSEABS Albertson's, Inc. Common Stock or Equivalent NYSEABT Abbott Laboratories Common Stock or Equivalent NYSEABV Companhia de Bebidas das Americas - AmBev Common Stock or Equivalent NYSEABV.C Companhia de Bebidas das Americas - AmBev Common Stock or Equivalent NYSEABW.PRA Associated Banc-Corp Other Securities NYSEABX Barrick Gold Corporation Common Stock or Equivalent NYSEABY Abitibi-Consolidated, Inc. Common Stock or Equivalent NYSEAC Alliance Capital Management Holding L.P. Common Stock or Equivalent NYSEACC American Campus Communities Inc Common Stock or Equivalent NYSEACD Asconi Corporation Common Stock or Equivalent AMEXACE Ace Limited Common Stock or Equivalent NYSEACE.PRA Ace Limited Other Securities NYSEACE.PRC Ace Limited Preferred Stock NYSEACF AmeriCredit Corporation Common Stock or Equivalent NYSEACG ACM Government Income Fund, Inc. Common Stock or Equivalent NYSEACH Aluminum Corporation of China Ltd Common Stock or Equivalent NYSEACI Arch Coal, Inc. Common Stock or Equivalent NYSEACI.PR Arch Coal, Inc. Preferred Stock NYSEACL Alcon Inc Common Stock or Equivalent NYSEACN Accenture Ltd. Common Stock or Equivalent NYSEACO Amcol International Corporation Common Stock or Equivalent NYSE

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ACP American Real Estate Partners, L.P. Common Stock or Equivalent NYSEACP.PR American Real Estate Partners, L.P. Preferred Stock NYSEACR American Retirement Corporation Common Stock or Equivalent NYSEACS Affiliated Computer Services, Inc. Common Stock or Equivalent NYSEACU Acme United Corporation. Common Stock or Equivalent AMEXACV Alberto-Culver Company Common Stock or Equivalent NYSEACW Accuride Corporation Common Stock or Equivalent NYSEACY AeroCentury Corp. Common Stock or Equivalent AMEXAD ADVO, Inc. Common Stock or Equivalent NYSEADC Agree Realty Corporation Common Stock or Equivalent NYSEADF ACM Managed Dollar Income Fund, Inc. Common Stock or Equivalent NYSEADG Allied Defense Group (The) Common Stock or Equivalent AMEXADH Adherex Technologies Inc Common Stock or Equivalent AMEXADI Analog Devices, Inc. Common Stock or Equivalent NYSEADL AMDL INC Common Stock or Equivalent AMEXADM Archer-Daniels-Midland Company Common Stock or Equivalent NYSEADO Adecco SA Common Stock or Equivalent NYSEADP Automatic Data Processing, Inc. Common Stock or Equivalent NYSEADS Alliance Data Systems Corporation Common Stock or Equivalent NYSEADX Adams Express Company (The) Common Stock or Equivalent NYSEADY American Dairy, Inc. Common Stock or Equivalent AMEXAE Adams Resources & Energy, Inc. Common Stock or Equivalent AMEXAEA Advance America, Cash Advance Centers, Inc. Common Stock or Equivalent NYSEAEC Associated Estates Realty Corporation Common Stock or Equivalent NYSEAEC.PRB Associated Estates Realty Corporation Preferred Stock NYSEAEE Ameren Corporation Common Stock or Equivalent NYSEAEG AEGON N.V. Common Stock or Equivalent NYSEAEL American Equity Investment Life Holding Company Common Stock or Equivalent NYSEAEM Agnico-Eagle Mines Limited Common Stock or Equivalent NYSEAEN Austral Pacific Energy Ltd. Common Stock or Equivalent AMEXAEP American Electric Power Company, Inc. Common Stock or Equivalent NYSEAES Aes Trust Common Stock or Equivalent NYSEAES.PRC Aes Trust Other Securities NYSEAET Aetna Inc. Common Stock or Equivalent NYSEAEY ADDvantage Technologies Group, Inc. Common Stock or Equivalent AMEXAEZ American Oil & Gas, Inc. Common Stock or Equivalent AMEXAF Astoria Financial Corporation Common Stock or Equivalent NYSEAFB Alliance National Municipal Income Fund Inc Common Stock or Equivalent NYSEAFC Allmerica Financial Corporation Common Stock or Equivalent NYSEAFG American Financial Group, Inc. Common Stock or Equivalent NYSEAFL AFLAC Incorporated Common Stock or Equivalent NYSEAFP United Capital Corporation Common Stock or Equivalent AMEX

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AFR American Financial Realty Trust Common Stock or Equivalent NYSEAFT Axesstel Inc Common Stock or Equivalent AMEXAG AGCO Corporation Common Stock or Equivalent NYSEAGC.PRB American General Corporation Other Securities NYSEAGE A.G. Edwards, Inc. Common Stock or Equivalent NYSEAGG iShares Trust Other Securities AMEXAGI Alliance Gaming Corporation Common Stock or Equivalent NYSEAGL Angelica Corporation Common Stock or Equivalent NYSEAGM Federal Agricultural Mortgage Corporation Common Stock or Equivalent NYSEAGM.A Federal Agricultural Mortgage Corporation Common Stock or Equivalent NYSEAGN Allergan, Inc. Common Stock or Equivalent NYSEAGO Assured Guaranty Ltd Common Stock or Equivalent NYSEAGP AMERIGROUP Corporation Common Stock or Equivalent NYSEAGR Agere Systems Inc Common Stock or Equivalent NYSEAGT Apollo Gold Corporation Common Stock or Equivalent AMEXAGU Agrium Inc. Common Stock or Equivalent NYSEAGY Argosy Gaming Company Common Stock or Equivalent NYSEAH Armor Holdings, Inc. Common Stock or Equivalent NYSEAHC Amerada Hess Corporation Common Stock or Equivalent NYSEAHG Apria Healthcare Group, Inc. Common Stock or Equivalent NYSEAHH.PRA American Home Mortgage Investment Corp Preferred Stock NYSEAHI Allied Holdings, Inc. Common Stock or Equivalent AMEXAHL Aspen Insurance Holdings Limited Common Stock or Equivalent NYSEAHM American Home Mortgage Investment Corp Common Stock or Equivalent NYSEAHM.PRA American Home Mortgage Investment Corp Preferred Stock NYSEAHM.PRB American Home Mortgage Investment Corp Preferred Stock NYSEAHN ATC Healthcare Inc Common Stock or Equivalent AMEXAHO Koninklijke Ahold, N.V. Common Stock or Equivalent NYSEAHR Anthracite Capital, Inc. Common Stock or Equivalent NYSEAHR.PRC Anthracite Capital, Inc. Preferred Stock NYSEAHS AMN Healthcare Services Inc Common Stock or Equivalent NYSEAHT Ashford Hospitality Trust Inc Common Stock or Equivalent NYSEAHT.PRA Ashford Hospitality Trust Inc Preferred Stock NYSEAIB Allied Irish Banks, p.l.c. Common Stock or Equivalent NYSEAIC Aames Investment Corporation Common Stock or Equivalent NYSEAID Law Enforcement Associates Corporation Common Stock or Equivalent AMEXAIG American International Group, Inc. Common Stock or Equivalent NYSEAIH Ablest Inc. Common Stock or Equivalent AMEXAII American Insured Mortgage Series 85 Common Stock or Equivalent AMEXAIM Aerosonic Corporation Common Stock or Equivalent AMEXAIN Albany International Corporation Common Stock or Equivalent NYSEAIP American Israeli Paper Mills, Ltd. Common Stock or Equivalent AMEX

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AIQ Alliance Imaging, Inc. Common Stock or Equivalent NYSEAIR AAR Corp. Common Stock or Equivalent NYSEAIS Antares Pharma, Inc. Common Stock or Equivalent AMEXAIT Applied Industrial Technologies, Inc. Common Stock or Equivalent NYSEAIV Apartment Investment and Management Company Common Stock or Equivalent NYSEAIV.PRG Apartment Investment and Management Company Preferred Stock NYSEAIV.PRQ Apartment Investment and Management Company Preferred Stock NYSEAIV.PRR Apartment Investment and Management Company Preferred Stock NYSEAIV.PRT Apartment Investment and Management Company Preferred Stock NYSEAIV.PRU Apartment Investment and Management Company Preferred Stock NYSEAIV.PRV Apartment Investment and Management Company Preferred Stock NYSEAIV.PRY Apartment Investment and Management Company Preferred Stock NYSEAIX Access Integrated Technologies, Inc. Common Stock or Equivalent AMEXAIZ Assurant, Inc. Common Stock or Equivalent NYSEAJG Arthur J. Gallagher & Co. Common Stock or Equivalent NYSEAKC Access Pharmaceuticals, Inc. Common Stock or Equivalent AMEXAKH Air France ADS Common Stock or Equivalent NYSEAKH.WS Air France ADS Warrant NYSEAKN Akorn, Inc. Common Stock or Equivalent AMEXAKO.A Embotelladora Andina S.A. Common Stock or Equivalent NYSEAKO.B Embotelladora Andina S.A. Common Stock or Equivalent NYSEAKP Alliance California Municipal Income Fund Inc Common Stock or Equivalent NYSEAKR Acadia Realty Trust Common Stock or Equivalent NYSEAKS AK Steel Holding Corporation Common Stock or Equivalent NYSEAL ALCAN, Inc. Common Stock or Equivalent NYSEALA Alcatel Common Stock or Equivalent NYSEALB Albemarle Corporation Common Stock or Equivalent NYSEALD Allied Capital Corporation Common Stock or Equivalent NYSEALE Allete, Inc. Common Stock or Equivalent NYSEALG Alamo Group, Inc. Common Stock or Equivalent NYSEALJ Alon USA Energy, Inc. Common Stock or Equivalent NYSEALK Alaska Air Group, Inc. Common Stock or Equivalent NYSEALL Allstate Corporation (The) Common Stock or Equivalent NYSEALM Allmerica Security Trust Common Stock or Equivalent NYSEALO Alpharma, Inc. Common Stock or Equivalent NYSEALP.PRN Alabama Power Company Preferred Stock NYSEALP.PRO Alabama Power Company Preferred Stock NYSEALP.PRP Alabama Power Company Preferred Stock NYSEALR Mrogan Stanley 10% Apple Computers, Inc SPARQS Other Securities AMEXALT Alteon Inc. Common Stock or Equivalent AMEXALV Autoliv, Inc. Common Stock or Equivalent NYSEALX Alexander's, Inc. Common Stock or Equivalent NYSE

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ALY Allis-Chalmers Corporation Common Stock or Equivalent AMEXAM American Greetings Corporation Common Stock or Equivalent NYSEAMB AMB Property Corporation Common Stock or Equivalent NYSEAMB.PRL AMB Property Corporation Preferred Stock NYSEAMB.PRM AMB Property Corporation Preferred Stock NYSEAMC American Mortgage Acceptance Company Common Stock or Equivalent AMEXAMD Advanced Micro Devices, Inc. Common Stock or Equivalent NYSEAME AMTEK, Inc. Common Stock or Equivalent NYSEAMF ACM Managed Income Fund, Inc. Common Stock or Equivalent NYSEAMG Affiliated Managers Group, Inc. Common Stock or Equivalent NYSEAMH Amerus Group Company Common Stock or Equivalent NYSEAMH.PRA Amerus Group Company Other Securities NYSEAMK American Technical Ceramics Corp. Common Stock or Equivalent AMEXAML AMLI Residential Properties Trust Common Stock or Equivalent NYSEAMM Advantage Marketing Systems, Inc. Common Stock or Equivalent AMEXAMN Ameron International Corporation Common Stock or Equivalent NYSEAMO Alliance All-Market Advantage Fund, Inc. Common Stock or Equivalent NYSEAMR AMR Corporation Common Stock or Equivalent NYSEAMS American Shared Hospital Services Common Stock or Equivalent AMEXAMT American Tower Corporation Common Stock or Equivalent NYSEAMU ACM Municipal Securities Income Fund Common Stock or Equivalent NYSEAMV AmeriVest Properties, Inc. Common Stock or Equivalent AMEXAMW American Water Star Inc Common Stock or Equivalent AMEXAMX America Movil, S.A. de C.V. Common Stock or Equivalent NYSEAMY AmREIT, Inc Common Stock or Equivalent AMEXAN AutoNation, Inc. Common Stock or Equivalent NYSEANB.PRB Abbey National plc. Preferred Stock NYSEANF Abercrombie & Fitch Company Common Stock or Equivalent NYSEANH Anworth Mortgage Asset Corporation Common Stock or Equivalent NYSEANH.PRA Anworth Mortgage Asset Corporation Preferred Stock NYSEANJ Merrill Lynch Other Securities AMEXANK Atlantic Tele-Network, Inc. Common Stock or Equivalent AMEXANL American Land Lease, Inc. Common Stock or Equivalent NYSEANL.PRA American Land Lease, Inc. Preferred Stock NYSEANN AnnTaylor Stores Corporation Common Stock or Equivalent NYSEANO Anooraq Resources Corporation Common Stock or Equivalent AMEXANR Alpha Natural Resources, inc. Common Stock or Equivalent NYSEANS AirNet Systems, Inc. Common Stock or Equivalent NYSEANT Anteon International Corporation Common Stock or Equivalent NYSEANX ADVENTRX Pharmaceuticals, Inc. Common Stock or Equivalent AMEXANZ Australia & New Zealand Banking Group Limited Common Stock or Equivalent NYSEAO.PRA Amerco Preferred Stock NYSE

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AOB American Oriental Bioengineering, Inc. Common Stock or Equivalent AMEXAOC Aon Corporation Common Stock or Equivalent NYSEAOF ACM Government Opportunity Fund Common Stock or Equivalent NYSEAOI Alliance One International, Inc. Common Stock or Equivalent NYSEAOS Smith (A.O.) Corporation Common Stock or Equivalent NYSEAP Ampco-Pittsburgh Corporation Common Stock or Equivalent NYSEAPA Apache Corporation Common Stock or Equivalent NYSEAPB Asia Pacific Fund, Inc. (The) Common Stock or Equivalent NYSEAPC Anadarko Petroleum Corporation Common Stock or Equivalent NYSEAPD Air Products and Chemicals, Inc. Common Stock or Equivalent NYSEAPF Morgan Stanley Asia-Pacific Fund, Inc. Common Stock or Equivalent NYSEAPH Amphenol Corporation Common Stock or Equivalent NYSEAPI Advanced Photonix, Inc. Common Stock or Equivalent AMEXAPL Atlas Pipeline Partners, L.P. Common Stock or Equivalent NYSEAPN Applica Incorporated Common Stock or Equivalent NYSEAPO American Community Properties Trust Common Stock or Equivalent AMEXAPT Alpha Pro Tech, Ltd. Common Stock or Equivalent AMEXAPU AmeriGas Partners, L.P. Common Stock or Equivalent NYSEAPX APEX Municipal Fund, Inc. Common Stock or Equivalent NYSEAQA AquaCell Technologies, Inc. Common Stock or Equivalent AMEXAQQ American Spectrum Realty, Inc. Common Stock or Equivalent AMEXARA Aracruz Celulose S.A. Common Stock or Equivalent NYSEARB Arbitron Inc. Common Stock or Equivalent NYSEARC Affordable Residential Communities Inc Common Stock or Equivalent NYSEARC.PRA Affordable Residential Communities Inc Preferred Stock NYSEARD Arena Resources Inc Common Stock or Equivalent AMEXARD.WS Arena Resources Inc Warrant AMEXARE Alexandria Real Estate Equities, Inc. Common Stock or Equivalent NYSEARE.PRB Alexandria Real Estate Equities, Inc. Preferred Stock NYSEARE.PRC Alexandria Real Estate Equities, Inc. Preferred Stock NYSEARG Airgas, Inc. Common Stock or Equivalent NYSEARI Arden Realty, Inc. Common Stock or Equivalent NYSEARJ Arch Chemicals, Inc. Common Stock or Equivalent NYSEARK Senior High Income Portfolio, Inc. Common Stock or Equivalent NYSEARL American Realty Investors, Inc. Common Stock or Equivalent NYSEARM ArvinMeritor, Inc. Common Stock or Equivalent NYSEARO Aeropostale Inc Common Stock or Equivalent NYSEARP American Reprographics Company Common Stock or Equivalent NYSEARS Aleris International, Inc. Common Stock or Equivalent NYSEARW Arrow Electronics, Inc. Common Stock or Equivalent NYSEASA ASA Limited Common Stock or Equivalent NYSEASD American Standard Companies, Inc. Common Stock or Equivalent NYSE

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ASF Administaff, Inc. Common Stock or Equivalent NYSEASG Liberty All-Star Growth Fund, Inc. Common Stock or Equivalent NYSEASH Ashland Inc. Common Stock or Equivalent NYSEASI American Safety Insurance Holdings, Ltd. Common Stock or Equivalent NYSEASN Archstone Communities Trust Common Stock or Equivalent NYSEASO AmSouth Bancorporation Common Stock or Equivalent NYSEASP American Strategic Income Portfolio Common Stock or Equivalent NYSEASR Grupo Aeroportuario del Sureste, S.A. de C.V. Common Stock or Equivalent NYSEASX Advanced Semiconductor Engineering, Inc. Common Stock or Equivalent NYSEASY Elecsys Corporation Common Stock or Equivalent AMEXAT ALLTEL Corporation Common Stock or Equivalent NYSEAT.PR ALLTEL Corporation Preferred Stock NYSEATA Apogee Technology, Inc. Common Stock or Equivalent AMEXATB Arlington Tankers, LTD. Common Stock or Equivalent NYSEATC Cycle Country Accessories Corporation Common Stock or Equivalent AMEXATE Advantest Corporation (Kabushiki Kaisha Advantest) ADSCommon Stock or Equivalent NYSEATF Equity Income Fund, First Exchange Series Other Securities AMEXATG AGL Resources, Inc. Common Stock or Equivalent NYSEATG.PR AGL Resources, Inc. Other Securities NYSEATI Allegheny Technologies Incorporated Common Stock or Equivalent NYSEATK Alliant Techsystems Inc. Common Stock or Equivalent NYSEATN Action Performance Companies, Inc. Common Stock or Equivalent NYSEATO Atmos Energy Corporation Common Stock or Equivalent NYSEATR AptarGroup, Inc. Common Stock or Equivalent NYSEATS APT Satellite Holdings Limited Common Stock or Equivalent NYSEATU Actuant Corporation Common Stock or Equivalent NYSEATW Atwood Oceanics, Inc. Common Stock or Equivalent NYSEATX Cross (A.T.) Company Common Stock or Equivalent AMEXAU AngloGold Ashanti Ltd. Common Stock or Equivalent NYSEAUO AU Optronics Corp Common Stock or Equivalent NYSEAUY Yamana Gold, Inc. Common Stock or Equivalent AMEXAUY.WS Yamana Gold, Inc. Warrant AMEXAV Avaya Inc. Common Stock or Equivalent NYSEAVA Avista Corporation Common Stock or Equivalent NYSEAVB AvalonBay Communities, Inc. Common Stock or Equivalent NYSEAVB.PRH AvalonBay Communities, Inc. Preferred Stock NYSEAVD American Vanguard Corporation Common Stock or Equivalent AMEXAVK Advent Claymore Convertible Securities and Income FundCommon Stock or Equivalent NYSEAVL Aviall, Inc. Common Stock or Equivalent NYSEAVM Advanced Magnetics, Inc. Common Stock or Equivalent AMEXAVN AVANIR Pharmaceuticals Common Stock or Equivalent AMEXAVP Avon Products, Inc. Common Stock or Equivalent NYSE

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AVR Avitar, Inc. Common Stock or Equivalent AMEXAVT Avnet, Inc. Common Stock or Equivalent NYSEAVX AVX Corporation Common Stock or Equivalent NYSEAVY Avery Dennison Corporation Common Stock or Equivalent NYSEAVZ Amvescap Plc Common Stock or Equivalent NYSEAW Allied Waste Industries, Inc. Common Stock or Equivalent NYSEAW.PRD Allied Waste Industries, Inc. Preferred Stock NYSEAWA America West Holdings Corporation Common Stock or Equivalent NYSEAWC Alumina Ltd Common Stock or Equivalent NYSEAWF Alliance World Dollar Government Fund II Common Stock or Equivalent NYSEAWG Alliance World Dollar Government Fund Common Stock or Equivalent NYSEAWR American States Water Company Common Stock or Equivalent NYSEAWX Avalon Holdings Corporation Common Stock or Equivalent AMEXAX Archipelago Holdings, Inc. Common Stock or Equivalent AMEXAXA AXA Common Stock or Equivalent NYSEAXE Anixter International Inc. Common Stock or Equivalent NYSEAXJ AXM Pharma, Inc. Common Stock or Equivalent AMEXAXK Accelr8 Technology Corporation Common Stock or Equivalent AMEXAXL American Axle & Manufacturing Holdings, Inc. Common Stock or Equivalent NYSEAXO AXS-One Inc. Common Stock or Equivalent AMEXAXP American Express Company Common Stock or Equivalent NYSEAXR AMREP Corporation Common Stock or Equivalent NYSEAXS Axis Capital Holdings Limited Common Stock or Equivalent NYSEAYE Allegheny Energy, Inc. Common Stock or Equivalent NYSEAYI Acuity Brands Inc Common Stock or Equivalent NYSEAYN Alliance New York Municipal Income Fund Inc Common Stock or Equivalent NYSEAZ Allianz Aktiengesellschaft Common Stock or Equivalent NYSEAZK Aurizon Mines, Ltd. Common Stock or Equivalent AMEXAZL Arizona Land Income Corporation Common Stock or Equivalent AMEXAZN Astrazeneca PLC Common Stock or Equivalent NYSEAZO AutoZone, Inc. Common Stock or Equivalent NYSEAZR Aztar Corporation Common Stock or Equivalent NYSEAZZ AZZ Incorporated Common Stock or Equivalent NYSEB Barnes Group, Inc. Common Stock or Equivalent NYSEBA Boeing Company (The) Common Stock or Equivalent NYSEBAA BANRO CORPORATION Common Stock or Equivalent AMEXBAB British Airways plc Common Stock or Equivalent NYSEBAC Bank of America Corporation Common Stock or Equivalent NYSEBAC.PRA Bank of America Corporation Preferred Stock NYSEBAC.PRU Bank of America Corporation Other Securities NYSEBAC.PRV Bank of America Corporation Other Securities NYSEBAC.PRW Bank of America Corporation Other Securities NYSE

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BAC.PRX Bank of America Corporation Other Securities NYSEBAC.PRY Bank of America Corporation Other Securities NYSEBAF BLACKROCK FLORIDA INSURED MUNICIPAL INCOMECommon Stock or Equivalent NYSEBAK Copene-Petroquimica do Nordeste Preferred Stock NYSEBAP Credicorp Ltd. Common Stock or Equivalent NYSEBAT BlackRock Advantage Term Trust, Inc. Common Stock or Equivalent NYSEBAX Baxter International Inc. Common Stock or Equivalent NYSEBAY Bayer Aktiengesellschaft Common Stock or Equivalent NYSEBBA Bombay Company, Inc. (The) Common Stock or Equivalent NYSEBBD Banco Bradesco Sa Common Stock or Equivalent NYSEBBF BlackRock Florida Municipal Income Trust Common Stock or Equivalent NYSEBBG Bill Barrett Corporation Common Stock or Equivalent NYSEBBH Merrill Lynch & Co., Inc. Other Securities AMEXBBI Blockbuster Inc. Common Stock or Equivalent NYSEBBI.B Blockbuster Inc. Common Stock or Equivalent NYSEBBK Blackrock Municipal Bond Trust Common Stock or Equivalent NYSEBBL BHP Billiton plc Common Stock or Equivalent NYSEBBT BB&T Corporation Common Stock or Equivalent NYSEBBV Banco Bilbao Viscaya Argentaria S.A. Common Stock or Equivalent NYSEBBV.PRB Banco Bilbao Viscaya Argentaria S.A. Other Securities NYSEBBW Build-A-Bear Workshop, Inc. Common Stock or Equivalent NYSEBBX BankAtlantic Bancorp, Inc. Common Stock or Equivalent NYSEBBY Best Buy Co., Inc. Common Stock or Equivalent NYSEBC Brunswick Corporation Common Stock or Equivalent NYSEBCA Corpbanca Common Stock or Equivalent NYSEBCC Boise Cascade Corporation Common Stock or Equivalent NYSEBCE BCE, Inc. Common Stock or Equivalent NYSEBCF Burlington Coat Factory Corporation Common Stock or Equivalent NYSEBCH Banco De Chile Common Stock or Equivalent NYSEBCK Blackrock California Insured Municipal Income Trust Common Stock or Equivalent NYSEBCL BlackRock California Municipal Income Trust II Common Stock or Equivalent AMEXBCM Canadian Imperial Bank of Commerce Common Stock or Equivalent NYSEBCO Pittston Company (The) Common Stock or Equivalent NYSEBCP Balchem Corporation Common Stock or Equivalent AMEXBCR C.R. Bard, Inc. Common Stock or Equivalent NYSEBCS Barclays PLC Common Stock or Equivalent NYSEBCT BlackRock Broad Investment Grade 2009 Term Trust Inc Common Stock or Equivalent AMEXBCV Bancroft Convertible Fund, Inc. Common Stock or Equivalent AMEXBDC Belden CDT Inc Common Stock or Equivalent NYSEBDE Bois D'Arc Energy, Inc. Common Stock or Equivalent NYSEBDF 1838 Bond-Debenture Trading Fund Common Stock or Equivalent NYSEBDG Bandag, Incorporated Common Stock or Equivalent NYSE

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BDG.A Bandag, Incorporated Common Stock or Equivalent NYSEBDH Merrill Lynch & Co., Inc. Other Securities AMEXBDK Black & Decker Corporation (The) Common Stock or Equivalent NYSEBDL Flanigan's Enterprises, Inc. Common Stock or Equivalent AMEXBDN Brandywine Realty Trust Common Stock or Equivalent NYSEBDN.PRC Brandywine Realty Trust Preferred Stock NYSEBDN.PRD Brandywine Realty Trust Preferred Stock NYSEBDR Blonder Tongue Laboratories, Inc. Common Stock or Equivalent AMEXBDT Blackrock Strategic Dividend Achievers Common Stock or Equivalent NYSEBDV Blackrock Dividend Achievers Trust Common Stock or Equivalent NYSEBDX Becton, Dickinson and Company Common Stock or Equivalent NYSEBDY Bradley Pharmaceuticals, Inc. Common Stock or Equivalent NYSEBE BearingPoint Inc Common Stock or Equivalent NYSEBEC Beckman Coulter, Inc. Common Stock or Equivalent NYSEBED Bedford Property Investors, Inc. Common Stock or Equivalent NYSEBED.PRB Bedford Property Investors, Inc. Preferred Stock NYSEBEL Bennett Environmental Inc Common Stock or Equivalent AMEXBEN Franklin Resources, Inc. Common Stock or Equivalent NYSEBEP S&P 500 Covered Call Fund Inc. Common Stock or Equivalent NYSEBER W.R. Berkley Corporation Common Stock or Equivalent NYSEBER.PRA W.R. Berkley Corporation Other Securities NYSEBEV Beverly Enterprises. Inc. Common Stock or Equivalent NYSEBEZ Baldor Electric Company Common Stock or Equivalent NYSEBF Brown-Forman Corporation Common Stock or Equivalent NYSEBF.A Brown-Forman Corporation Common Stock or Equivalent NYSEBF.B Brown-Forman Corporation Common Stock or Equivalent NYSEBFC BlackRock California Insured Municipal 2008 Term Trust Common Stock or Equivalent NYSEBFI.PR Bremer Capital Trust I Other Securities AMEXBFK BlackRock Municipal Income Trust Common Stock or Equivalent NYSEBFO Blackrock Florida Municipal 2020 Term Trust Common Stock or Equivalent NYSEBFR BBVA Banco Frances S.A. Common Stock or Equivalent NYSEBFS Saul Centers, Inc. Common Stock or Equivalent NYSEBFS.PRA Saul Centers, Inc. Preferred Stock NYSEBFT Bally Total Fitness Holding Corporation Common Stock or Equivalent NYSEBFY BlackRock New York Municipal Income Trust II Common Stock or Equivalent AMEXBFZ BlackRock California Municipal Income Trust Common Stock or Equivalent NYSEBG Bunge Limited Common Stock or Equivalent NYSEBGC General Cable Corporation Common Stock or Equivalent NYSEBGE.PRB Bge Cap Trust I Other Securities NYSEBGF B&G Foods Holdings Corp. Other Securities AMEXBGG Briggs & Stratton Corporation Common Stock or Equivalent NYSEBGI.PRT Banknorth Group, Inc. Other Securities NYSE

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BGO Bema Gold Corporation Common Stock or Equivalent AMEXBGP Borders Group, Inc. Common Stock or Equivalent NYSEBGR Black Rock Global Energy and Resources Trust Common Stock or Equivalent NYSEBHB Bar Harbor Bankshares, Inc. Common Stock or Equivalent AMEXBHC.PR ABC Bancorp Other Securities AMEXBHD Blackrock Strategic Bond Trust Common Stock or Equivalent NYSEBHE Benchmark Electronics, Inc. Common Stock or Equivalent NYSEBHH Merrill Lynch & Co., Inc. Other Securities AMEXBHI Baker Hughes Incorporated Common Stock or Equivalent NYSEBHL Berkshire Hills Bancorp, Inc. Common Stock or Equivalent AMEXBHO B+H Ocean Carriers Ltd. Common Stock or Equivalent AMEXBHP BHP Billiton Limited Common Stock or Equivalent NYSEBHS Brookfield Homes Corp Common Stock or Equivalent NYSEBHV BlackRock Virginia Municipal Bond Trust Common Stock or Equivalent AMEXBHY Blackrock High Yield Trust (The) Common Stock or Equivalent NYSEBI Bell Industries, Inc. Common Stock or Equivalent AMEXBID Sotheby's Holdings, Inc. Common Stock or Equivalent NYSEBIE Blackrock Florida Municipal Bond Trust Common Stock or Equivalent NYSEBIF USLIFE Income Fund, Inc. Common Stock or Equivalent NYSEBIO Bio-Rad Laboratories, Inc. Common Stock or Equivalent AMEXBIO.B Bio-Rad Laboratories, Inc. Common Stock or Equivalent AMEXBIR.PR.A Berkshire Income Realty, Inc. Preferred Stock AMEXBIS Structured Product Other Securities AMEXBIW BIW Limited Common Stock or Equivalent AMEXBIZ DSL.net, Inc. Common Stock or Equivalent AMEXBJ BJ's Wholesale Club, Inc. Common Stock or Equivalent NYSEBJS BJ Services Company Common Stock or Equivalent NYSEBJZ Blackrock California Municipal 2018 Term Trust Common Stock or Equivalent NYSEBK Bank of New York Company, Inc. (The) Common Stock or Equivalent NYSEBK.PRE Bank of New York Company, Inc. (The) Other Securities NYSEBK.PRF Bank of New York Company, Inc. (The) Other Securities NYSEBKE Buckle, Inc. (The) Common Stock or Equivalent NYSEBKF BKF Capital Group, Inc. Common Stock or Equivalent NYSEBKH Black Hills Corporation Common Stock or Equivalent NYSEBKI Buckeye Technologies, Inc. Common Stock or Equivalent NYSEBKK Blackrock Municipal 2020 Term Trust Common Stock or Equivalent NYSEBKN BlackRock Investment Quality Municipal Trust Inc. (The) Common Stock or Equivalent NYSEBKR Baker (Michael) Corporation Common Stock or Equivalent AMEXBKS Barnes & Noble, Inc. Common Stock or Equivalent NYSEBKT BlackRock Income Trust Inc. (The) Common Stock or Equivalent NYSEBL Blair Corporation Common Stock or Equivalent AMEXBLC Belo Corporation Common Stock or Equivalent NYSE

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BLD Baldwin Technology Company, Inc. Common Stock or Equivalent AMEXBLE BlackRock Municipal Income Trust II Common Stock or Equivalent AMEXBLH Blackrock New York Municipal 2018 Term Trust Common Stock or Equivalent NYSEBLI Big Lots, Inc. Common Stock or Equivalent NYSEBLJ Blackrock New Jersey Municipal Bond Trust Common Stock or Equivalent AMEXBLK BlackRock, Inc. Common Stock or Equivalent NYSEBLL Ball Corporation Common Stock or Equivalent NYSEBLN BlackRock New York Insured Municipal 2008 Term Trust Common Stock or Equivalent NYSEBLS Structured Products Corp. Common Stock or Equivalent NYSEBLT Blount International, Inc. Common Stock or Equivalent NYSEBLU Blue Chip Value Fund, Inc. Common Stock or Equivalent NYSEBLV.PR Blue Valley Ban Corp Other Securities AMEXBLW Blackrock Limited Duration Income Trust Common Stock or Equivalent NYSEBLX Banco Latinoamericano de Exportaciones, S.A. Common Stock or Equivalent NYSEBMC BMC Software, Inc. Common Stock or Equivalent NYSEBMD Birch Mountain Resources, Ltd. Common Stock or Equivalent AMEXBME Blackrock Health Sciences Trust Common Stock or Equivalent NYSEBMI Badger Meter, Inc. Common Stock or Equivalent AMEXBMM Bimini Mortgage Management, Inc. Common Stock or Equivalent NYSEBMN BlackRock Municipal Target Term Trust Inc. (The) Common Stock or Equivalent NYSEBMO Bank Of Montreal Common Stock or Equivalent NYSEBMR Biomed Realty Trust Common Stock or Equivalent NYSEBMS Bemis Company, Inc. Common Stock or Equivalent NYSEBMT BlackRock Insured Municipal Term Trust Inc. (The) Common Stock or Equivalent NYSEBMY Lehman ABS Corporation Common Stock or Equivalent NYSEBMY.PR Lehman ABS Corporation Preferred Stock NYSEBN Banta Corporation Common Stock or Equivalent NYSEBNA BlackRock Income Opportunity Trust Inc. (The) Common Stock or Equivalent NYSEBNE Bowne & Co., Inc. Common Stock or Equivalent NYSEBNG Benetton Group SPA Common Stock or Equivalent NYSEBNI Burlington Northern Santa Fe Corporation Common Stock or Equivalent NYSEBNJ BlackRock New Jersey Municipal Income Trust Common Stock or Equivalent NYSEBNK Banknorth Group, Inc. Common Stock or Equivalent NYSEBNL Bunzl, plc Common Stock or Equivalent NYSEBNN Brascan Corporation Common Stock or Equivalent NYSEBNP BNP Residential Properties, Inc. Common Stock or Equivalent AMEXBNS Bank of Nova Scotia (The) Common Stock or Equivalent NYSEBNT Bentley Pharmaceuticals, Inc. Common Stock or Equivalent NYSEBNY BlackRock New York Municipal Income Trust Common Stock or Equivalent NYSEBOE Blackrock Global Common Stock or Equivalent NYSEBOH Bank of Hawaii Corporation Common Stock or Equivalent NYSEBOL Bausch & Lomb Incorporated Common Stock or Equivalent NYSE

12


BOO Collegiate Pacific, Inc. Common Stock or Equivalent AMEXBOW Bowater Incorporated Common Stock or Equivalent NYSEBOX BOC Group plc (The) Common Stock or Equivalent NYSEBOY Boykin Lodging Company Common Stock or Equivalent NYSEBOY.PRA Boykin Lodging Company Preferred Stock NYSEBP BP p.l.c. Common Stock or Equivalent NYSEBPA Biosante Pharmaceuticals, Inc. Common Stock or Equivalent AMEXBPF.PR Community Trust Bancorp, Inc. Other Securities AMEXBPK Blackrock Municipal 2018 Term Trust Common Stock or Equivalent NYSEBPL Buckeye Partners L.P. Common Stock or Equivalent NYSEBPN Merrill Lynch & Co., Inc. Other Securities AMEXBPO Brookfield Properties Corporation Common Stock or Equivalent NYSEBPP Blackrock Preferred Oopportunity Trust Other Securities NYSEBPS BlackRock Pennsylvania Strategic Municipal Trust (The) Common Stock or Equivalent AMEXBPT BP Prudhoe Bay Royalty Trust Common Stock or Equivalent NYSEBQH Blackrock New York Municipal Bond Trust Common Stock or Equivalent NYSEBQY S&P Quality Rankings Glbl Equ Mngd Tr Common Stock or Equivalent AMEXBR Burlington Resources Inc. Common Stock or Equivalent NYSEBRB Brunswick Bancorp Common Stock or Equivalent AMEXBRC Brady Corporation Common Stock or Equivalent NYSEBRE BRE Properties, Inc. Common Stock or Equivalent NYSEBRE.PRB BRE Properties, Inc. Preferred Stock NYSEBRE.PRC BRE Properties, Inc. Preferred Stock NYSEBRE.PRD BRE Properties, Inc. Preferred Stock NYSEBRF BlackRock Florida Insured Municipal 2008 Term Trust IncCommon Stock or Equivalent NYSEBRG BG Group plc Common Stock or Equivalent NYSEBRK.A Berkshire Hathaway Inc. Common Stock or Equivalent NYSEBRK.B Berkshire Hathaway Inc. Common Stock or Equivalent NYSEBRL Barr Pharmaceuticals, Inc. Common Stock or Equivalent NYSEBRM BlackRock Insured Municipal 2008 Term Trust Inc. (The) Common Stock or Equivalent NYSEBRN Barnwell Industries, Inc. Common Stock or Equivalent AMEXBRO Brown & Brown, Inc. Common Stock or Equivalent NYSEBRP Brasil Telecom Participacoes S.A. Common Stock or Equivalent NYSEBRT BRT Realty Trust Common Stock or Equivalent NYSEBRW Bristol West Holdings Inc Common Stock or Equivalent NYSEBRY Berry Petroleum Company Common Stock or Equivalent NYSEBSC Bear Stearns Companies, Inc (The) Common Stock or Equivalent NYSEBSC.PRE Bear Stearns Companies, Inc (The) Preferred Stock NYSEBSC.PRF Bear Stearns Companies, Inc (The) Preferred Stock NYSEBSC.PRG Bear Stearns Companies, Inc (The) Preferred Stock NYSEBSC.PRX Bear Stearns Companies, Inc (The) Other Securities NYSEBSD BlackRock Strategic Municipal Trust Inc. (The) Common Stock or Equivalent NYSE

13


BSE Blackrock New York Insured Municipal Income Trust Common Stock or Equivalent NYSEBSF.PRQ BSCH Finance Limited Preferred Stock NYSEBSG BISYS Group, Inc. (The) Common Stock or Equivalent NYSEBSI Blue Square - Israel Ltd. Common Stock or Equivalent NYSEBSM BSD Medical Corporation Common Stock or Equivalent AMEXBSP American Strategic Income Portfolio II Common Stock or Equivalent NYSEBSX Boston Scientific Corporation Common Stock or Equivalent NYSEBSY British Sky Broadcasting Group, plc Common Stock or Equivalent NYSEBT BT Group plc Common Stock or Equivalent NYSEBTF Boulder Total Return Fund, Inc. Common Stock or Equivalent NYSEBTH Blyth, Inc. Common Stock or Equivalent NYSEBTH.WD Blyth, Inc. Common Stock or Equivalent NYSEBTI British American Tobacco Industries, p.l.c. Common Stock or Equivalent AMEXBTJ Bolt Technology Corporation Common Stock or Equivalent AMEXBTM Brasil Telecom Participacoes S.A. Preferred Stock NYSEBTN Ballantyne of Omaha, Inc. Common Stock or Equivalent AMEXBTO John Hancock Bank and Thrift Opportunity Fund Common Stock or Equivalent NYSEBTU Peabody Energy Corporation Common Stock or Equivalent NYSEBUD Anheuser-Busch Companies, Inc. Common Stock or Equivalent NYSEBUH Buhrmann Nv Common Stock or Equivalent NYSEBUN BabyUniverse, Inc. Common Stock or Equivalent AMEXBVC Bay View Capital Corporation Common Stock or Equivalent NYSEBVF Biovail Corporation Common Stock or Equivalent NYSEBVN Compania Mina Buenaventura, S.A. Common Stock or Equivalent NYSEBVX Bovie Medical Corporation Common Stock or Equivalent AMEXBW Brush Engineered Materials Inc. Common Stock or Equivalent NYSEBWA BorgWarner Inc. Common Stock or Equivalent NYSEBWE.PR BancWest Corporation Other Securities NYSEBWL.A Bowl America, Inc. Common Stock or Equivalent AMEXBWS Brown Shoe Company, Inc. Common Stock or Equivalent NYSEBXA Merrill Lynch Other Securities AMEXBXC Bluelinx Holdings Inc. Common Stock or Equivalent NYSEBXG Bluegreen Corporation Common Stock or Equivalent NYSEBXL Bexil Corporation Common Stock or Equivalent AMEXBXP Boston Properties, Inc. Common Stock or Equivalent NYSEBXS BancorpSouth, Inc. Common Stock or Equivalent NYSEBXS.PRA BancorpSouth, Inc. Other Securities NYSEBYD Boyd Gaming Corporation Common Stock or Equivalent NYSEBYL.PR Baylake Corp Other Securities AMEXBYM Blackrock Insured Municipal Income Trust Common Stock or Equivalent NYSEBZ Bairnco Corporation Common Stock or Equivalent NYSEBZA Blackrock California Municipal Bond Trust Common Stock or Equivalent NYSE

14


BZF Brazil Fund, Inc. (The) Common Stock or Equivalent NYSEBZH Beazer Homes USA, Inc. Common Stock or Equivalent NYSEBZM BlackRock Maryland Municipal Bond Trust Common Stock or Equivalent AMEXC Citigroup, Inc. Common Stock or Equivalent NYSEC.PRF Citigroup, Inc. Preferred Stock NYSEC.PRG Citigroup, Inc. Preferred Stock NYSEC.PRH Citigroup, Inc. Preferred Stock NYSEC.PRM Citigroup, Inc. Preferred Stock NYSEC.PRQ Citigroup, Inc. Other Securities NYSEC.PRR Citigroup, Inc. Other Securities NYSEC.PRS Citigroup, Inc. Other Securities NYSEC.PRV Citigroup, Inc. Other Securities NYSEC.PRZ Citigroup, Inc. Other Securities NYSECA Computer Associates International, Inc. Common Stock or Equivalent NYSECAA Capital Alliance Income Trust Ltd. Common Stock or Equivalent AMEXCAB Cabela's Inc Common Stock or Equivalent NYSECAC Camden National Corporation Common Stock or Equivalent AMEXCAE Cascade Corporation Common Stock or Equivalent NYSECAG ConAgra Foods, Inc. Common Stock or Equivalent NYSECAH Cardinal Health, Inc. Common Stock or Equivalent NYSECAI CACI International, Inc. Common Stock or Equivalent NYSECAJ Canon, Inc. Common Stock or Equivalent NYSECAL Continental Airlines, Inc. Common Stock or Equivalent NYSECAM Cooper Cameron Corporation Common Stock or Equivalent NYSECAO CSK Auto Corporation Common Stock or Equivalent NYSECAP Creative Computer Applications Inc. Common Stock or Equivalent AMEXCAS Castle (A.M.) & Co. Common Stock or Equivalent AMEXCAT Caterpillar, Inc. Common Stock or Equivalent NYSECAU Canyon Resources Corporation Common Stock or Equivalent AMEXCAV Cavalier Homes, Inc. Common Stock or Equivalent AMEXCAW CCA Industries, Inc. Common Stock or Equivalent AMEXCB Chubb Corporation (The) Common Stock or Equivalent NYSECBA Brilliance China Automotive Holdings Limited Common Stock or Equivalent NYSECBB Cincinnati Bell Inc Common Stock or Equivalent NYSECBB.PRB Cincinnati Bell Inc Preferred Stock NYSECBC Capitol Bancorp Ltd. Common Stock or Equivalent NYSECBC.PRA Capitol Bancorp Ltd. Other Securities NYSECBD Companhia Brasileira de Distribuicao Common Stock or Equivalent NYSECBE Cooper Industries, Ltd. Common Stock or Equivalent NYSECBG CB Richard Ellis Group Inc Common Stock or Equivalent NYSECBH Commerce Bancorp, Inc. Common Stock or Equivalent NYSECBI Chicago Bridge & Iron Company N.V. Common Stock or Equivalent NYSE

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CBJ Cambior, Inc. Common Stock or Equivalent AMEXCBK Christopher & Banks Corporation Common Stock or Equivalent NYSECBL CBL & Associates Properties, Inc. Common Stock or Equivalent NYSECBL.PRB CBL & Associates Properties, Inc. Preferred Stock NYSECBL.PRC CBL & Associates Properties, Inc. Preferred Stock NYSECBL.PRD CBL & Associates Properties, Inc. Preferred Stock NYSECBM Cambrex Corporation Common Stock or Equivalent NYSECBN Cornerstone Bancorp, Inc. Common Stock or Equivalent AMEXCBR Ciber, Inc. Common Stock or Equivalent NYSECBT Cabot Corporation Common Stock or Equivalent NYSECBU Community Bank System, Inc. Common Stock or Equivalent NYSECC Circuit City Stores, Inc. Common Stock or Equivalent NYSECCA Colonial California Insured Municipal Fund Common Stock or Equivalent AMEXCCC Calgon Carbon Corporation Common Stock or Equivalent NYSECCE Coca-Cola Enterprises, Inc. Common Stock or Equivalent NYSECCF Chase Corporation Common Stock or Equivalent AMEXCCH COCA COLA HELLENIC BOTTLING CO Common Stock or Equivalent NYSECCI Crown Castle International Corporation Common Stock or Equivalent NYSECCJ Cameco Corporation Common Stock or Equivalent NYSECCK Crown Cork & Seal Company, Inc. Common Stock or Equivalent NYSECCL Carnival Corporation Common Stock or Equivalent NYSECCP.PRA Chevy Chase Preferred Capital Corporation Preferred Stock NYSECCU Clear Channel Communications, Inc. Common Stock or Equivalent NYSECCX.PRC Chevy Chase Bank FSB Preferred Stock NYSECD Cendant Corporation Common Stock or Equivalent NYSECDE Coeur d'Alene Mines Corporation Common Stock or Equivalent NYSECDI CDI Corporation Common Stock or Equivalent NYSECDL Citadel Broadcasting Corporation Common Stock or Equivalent NYSECDM Citigroup Global Markets Holdings Inc Other Securities AMEXCDN Cadence Design Systems, Inc. Common Stock or Equivalent NYSECDR Cedar Shopping Centers Inc Common Stock or Equivalent NYSECDR.PRA Cedar Shopping Centers Inc Preferred Stock NYSECDV Consolidated Delivery & Logistics, Inc. Common Stock or Equivalent AMEXCDX Catellus Development Corporation Common Stock or Equivalent NYSECDY Cardero Resource Corporation Common Stock or Equivalent AMEXCE Celanese Corporation Common Stock or Equivalent NYSECE.PR Celanese Corporation Preferred Stock NYSECEA China Eastern Airlines Corporation Ltd. Common Stock or Equivalent NYSECEC CEC Entertainment, Inc. Common Stock or Equivalent NYSECEE Central Europe and Russia Fund, Inc. (The) Common Stock or Equivalent NYSECEF Central Fund of Canada Limited Common Stock or Equivalent AMEXCEG Constellation Energy Group, Inc. Common Stock or Equivalent NYSE

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CEI Crescent Real Estate Equities Company Common Stock or Equivalent NYSECEI.PRA Crescent Real Estate Equities Company Preferred Stock NYSECEI.PRB Crescent Real Estate Equities Company Preferred Stock NYSECEL Grupo Iusacell, S.A. de C.V. Common Stock or Equivalent NYSECEM Crompton Corporation Common Stock or Equivalent NYSECEN Ceridian Corporation Common Stock or Equivalent NYSECEO CNOOC Limited Common Stock or Equivalent NYSECEQ MORGAN STANLEY Other Securities AMEXCER.PR Central Illinois Light Company Preferred Stock NYSECET Central Securities Corporation Common Stock or Equivalent AMEXCEV Eaton Vance California Municipal Income Trust Common Stock or Equivalent AMEXCEY Certegy Inc. Common Stock or Equivalent NYSECFB Commercial Federal Corporation Common Stock or Equivalent NYSECFC Structured Products Inc 8% CorTS Common Stock or Equivalent NYSECFC.PRA Structured Products Inc 8% CorTS Other Securities NYSECFD 40/86 Strategic Income Fund Common Stock or Equivalent NYSECFI Culp, Inc. Common Stock or Equivalent NYSECFK CE Franklin Ltd. Common Stock or Equivalent AMEXCFR Cullen/Frost Bankers, Inc. Common Stock or Equivalent NYSECFS COMFORCE Corp. Common Stock or Equivalent AMEXCFW Cano Petroleum, Inc. Common Stock or Equivalent AMEXCFX Colonial Insured Municipal Fund Common Stock or Equivalent AMEXCG Loews Corporation Common Stock or Equivalent NYSECGA Corus Group plc Common Stock or Equivalent NYSECGC Cascade Natural Gas Corporation Common Stock or Equivalent NYSECGI Commerce Group, Inc. (The) Common Stock or Equivalent NYSECGL.A Cagle's, Inc. Common Stock or Equivalent AMEXCGM Congoleum Corporation Common Stock or Equivalent AMEXCGN Cognitronics Corporation Common Stock or Equivalent AMEXCGP.PRT El Paso CGP Company Other Securities NYSECGR Claude Resources, Inc. Common Stock or Equivalent AMEXCGT CAE Inc Common Stock or Equivalent NYSECGX Consolidated Graphics, Inc. Common Stock or Equivalent NYSECGY Citigroup Global Markets SEQUINS Other Securities AMEXCH Chile Fund, Inc. (The) Common Stock or Equivalent NYSECHA China Telecom Corp Ltd Common Stock or Equivalent NYSECHB Champion Enterprises, Inc. Common Stock or Equivalent NYSECHC CharterMac Common Stock or Equivalent AMEXCHD Church & Dwight Company, Inc. Common Stock or Equivalent NYSECHE Roto-Rooter Inc Common Stock or Equivalent NYSECHG CH Energy Group, Inc. Common Stock or Equivalent NYSECHH Choice Hotels International, Inc. Common Stock or Equivalent NYSE

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CHI Calamos Convertible Opportunities and Income Fund Common Stock or Equivalent NYSECHK Chesapeake Energy Corporation Common Stock or Equivalent NYSECHK.PRA Chesapeake Energy Corporation Preferred Stock NYSECHK.PRB Chesapeake Energy Corporation Preferred Stock NYSECHL China Mobile (Hong Kong) Ltd. Common Stock or Equivalent NYSECHN China Fund, Inc. (The) Common Stock or Equivalent NYSECHP C&D Technologies, Inc. Common Stock or Equivalent NYSECHR Converium Holding AG Common Stock or Equivalent NYSECHS Chico's FAS, Inc. Common Stock or Equivalent NYSECHT Chunghwa Telecom Co Ltd Common Stock or Equivalent NYSECHU China Unicom Ltd Common Stock or Equivalent NYSECHY Calamos Convertible and High Income Fund Common Stock or Equivalent NYSECHZ Chittenden Corporation Common Stock or Equivalent NYSECHZ.PRA Chittenden Corporation Other Securities NYSECI CIGNA Corporation Common Stock or Equivalent NYSECIA Citizens, Inc. Common Stock or Equivalent NYSECIB BanColombia S.A. Common Stock or Equivalent NYSECIF Colonial Intermediate High Income Fund Common Stock or Equivalent NYSECIG Comp En De Mn Cemig ADS Common Stock or Equivalent NYSECII Capital and Income Strategies Fund Common Stock or Equivalent NYSECIK Credit Suisse Asset Management Income Fund, Inc. Common Stock or Equivalent NYSECIM CIM High Yield Securities Common Stock or Equivalent AMEXCIN Cinergy Corporation Common Stock or Equivalent NYSECIN.PRA Cinergy Corporation Preferred Stock NYSECIN.PRB Cinergy Corporation Preferred Stock NYSECIN.PRC Cinergy Corporation Preferred Stock NYSECIN.PRJ.CL Cinergy Corporation Preferred Stock NYSECIR CIRCOR International, Inc. Common Stock or Equivalent NYSECIT CIT Group Inc (DEL) Common Stock or Equivalent NYSECIT.PRA CIT Group Inc (DEL) Preferred Stock NYSECIX CompX International Inc. Common Stock or Equivalent NYSECIZ Citizens Holding Company Common Stock or Equivalent AMEXCJR Corus Entertainmt Incorporated Common Stock or Equivalent NYSECKH SEACOR SMIT Inc. Common Stock or Equivalent NYSECKN Cash Systems Inc Common Stock or Equivalent AMEXCKP Checkpoint Systms, Inc. Common Stock or Equivalent NYSECKR CKE Restaurants, Inc. Common Stock or Equivalent NYSECKX Calcasieu Real Estate Common Stock or Equivalent AMEXCL Colgate-Palmolive Company Common Stock or Equivalent NYSECLB Core Laboratories N.V. Common Stock or Equivalent NYSECLC CLARCOR Inc. Common Stock or Equivalent NYSECLE Claire's Stores, Inc. Common Stock or Equivalent NYSE

18


CLF Cleveland-Cliffs Inc. Common Stock or Equivalent NYSECLG Cumberland Res Ltd Common Stock or Equivalent AMEXCLI Mack-Cali Realty Corporation Common Stock or Equivalent NYSECLK Clark Inc. Common Stock or Equivalent NYSECLM Cornerstone Strategic Value Fund, Inc. Common Stock or Equivalent AMEXCLN Celsion Corporation Common Stock or Equivalent AMEXCLP Colonial Properties Trust Common Stock or Equivalent NYSECLP.PRC Colonial Properties Trust Preferred Stock NYSECLP.PRD Colonial Properties Trust Preferred Stock NYSECLP.PRE Colonial Properties Trust Preferred Stock NYSECLQ Citigroup Global Markets Holdings Inc Other Securities AMEXCLS Celestica, Inc. Common Stock or Equivalent NYSECLX Clorox Company (The) Common Stock or Equivalent NYSECM Coles Meyer Limited Common Stock or Equivalent NYSECMA Comerica Incorporated Common Stock or Equivalent NYSECMA.PRZ Comerica Incorporated Other Securities NYSECMC Commercial Metals Company Common Stock or Equivalent NYSECMD Criticare Systems, Inc. Common Stock or Equivalent AMEXCME Chicago Mercantile Exchange Holdings Common Stock or Equivalent NYSECMH.PR Compass Bancshares, Inc. Other Securities NYSECMI Cummins Inc. Common Stock or Equivalent NYSECMK Colonial Intermarket Income Trust I Common Stock or Equivalent NYSECMM CRIIMI MAE Inc. Common Stock or Equivalent NYSECMM.PRB CRIIMI MAE Inc. Preferred Stock NYSECMN Cantel Medical Corp. Common Stock or Equivalent NYSECMO Capstead Mortgage Corporation Common Stock or Equivalent NYSECMO.PRA Capstead Mortgage Corporation Preferred Stock NYSECMO.PRB Capstead Mortgage Corporation Preferred Stock NYSECMP Compass Minerals Intl Inc Common Stock or Equivalent NYSECMQ Equidyne Corporation Common Stock or Equivalent AMEXCMS CMS Energy Corporation Common Stock or Equivalent NYSECMS.PRA CMS Energy Corporation Preferred Stock NYSECMS.PRB CMS Energy Corporation Preferred Stock NYSECMS.PRN CMS Energy Corporation Other Securities NYSECMT Core Materials Corporation Common Stock or Equivalent AMEXCMU Colonial Municipal Income Trust Common Stock or Equivalent NYSECMX Caremark Rx, Inc. Common Stock or Equivalent NYSECN China Netcom Group Corporation (Hong Kong) Limited Common Stock or Equivalent NYSECNA CNA Financial Corporation Common Stock or Equivalent NYSECNB Colonial BancGroup, Inc. (The) Common Stock or Equivalent NYSECNB.PRA Colonial BancGroup, Inc. (The) Other Securities NYSECNB.PRB Colonial BancGroup, Inc. (The) Other Securities NYSE

19


CNC Centene Corporation Common Stock or Equivalent NYSECNE CNE Group, Inc. Common Stock or Equivalent AMEXCNF CNF, Inc. Common Stock or Equivalent NYSECNH CNH Global N.V. Common Stock or Equivalent NYSECNI Canadian National Railway Company Common Stock or Equivalent NYSECNL Cleco Power LLC Common Stock or Equivalent NYSECNN CNA Income Shares, Inc. Common Stock or Equivalent NYSECNO Conseco, Inc. Common Stock or Equivalent NYSECNO.PRB Conseco, Inc. Preferred Stock NYSECNO.WS Conseco, Inc. Warrant NYSECNP CenterPoint Energy, Inc (Holding Co) Common Stock or Equivalent NYSECNQ Canadian Natural Resources Limited Common Stock or Equivalent NYSECNR CanArgo Energy Corporation Common Stock or Equivalent AMEXCNS Cohn & Steers Inc Common Stock or Equivalent NYSECNT CenterPoint Properties Trust Common Stock or Equivalent NYSECNT.PRB CenterPoint Properties Trust Preferred Stock NYSECNU Continucare Corp. Common Stock or Equivalent AMEXCNX CONSOL Energy Inc. Common Stock or Equivalent NYSECNY Carver Bancorp, Inc. Common Stock or Equivalent AMEXCOA Coachmen Industries, Inc. Common Stock or Equivalent NYSECOE Columbia Equity Trust, Inc. Common Stock or Equivalent NYSECOF Capital One Financial Corporation Common Stock or Equivalent NYSECOG Cabot Oil & Gas Corporation Common Stock or Equivalent NYSECOH Coach, Inc. Common Stock or Equivalent NYSECOI Cogent Communications Group, Inc. Common Stock or Equivalent AMEXCOL Rockwell Collins, Inc. Common Stock or Equivalent NYSECOO Cooper Companies, Inc. (The) Common Stock or Equivalent NYSECOP ConocoPhillips Common Stock or Equivalent NYSECOR Cortex Pharmaceuticals, Inc. Common Stock or Equivalent AMEXCOT Cott Corporation Common Stock or Equivalent NYSECOY Corporate High Yield Fund, Inc. Common Stock or Equivalent NYSECP Canadian Pacific Railway Limited Common Stock or Equivalent NYSECPB Campbell Soup Company Common Stock or Equivalent NYSECPC Central Park Financing Trust Common Stock or Equivalent NYSECPD Caraco Pharmaceutical Laboratories, Ltd. Common Stock or Equivalent AMEXCPE Callon Petroleum Company Common Stock or Equivalent NYSECPF CPB Inc. Common Stock or Equivalent NYSECPI Capital Properties, Inc. Common Stock or Equivalent AMEXCPK Chesapeake Utilities Corporation Common Stock or Equivalent NYSECPL CPFL Energia S.A. Common Stock or Equivalent NYSECPN Calpine Corporation Common Stock or Equivalent NYSECPO Corn Products International, Inc. Common Stock or Equivalent NYSE

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CPS ChoicePoint Inc. Common Stock or Equivalent NYSECPT Camden Property Trust Common Stock or Equivalent NYSECPV Correctional Properties Trust Common Stock or Equivalent NYSECPY CPI Corporation Common Stock or Equivalent NYSECQB Chiquita Brands International, Inc. Common Stock or Equivalent NYSECQB.WS Chiquita Brands International, Inc. Warrant NYSECR Crane Company Common Stock or Equivalent NYSECRA Applera Corporation Common Stock or Equivalent NYSECRB Courtside Acquisition Corp. Common Stock or Equivalent AMEXCRB.U Courtside Acquisition Corp. Unit AMEXCRB.WS Courtside Acquisition Corp. Warrant AMEXCRC Chromcraft Revington, Inc. Common Stock or Equivalent AMEXCRD.A Crawford & Company Common Stock or Equivalent NYSECRD.B Crawford & Company Common Stock or Equivalent NYSECRE CarrAmerica Realty Corporation Common Stock or Equivalent NYSECRE.PRE CarrAmerica Realty Corporation Preferred Stock NYSECRF Cornerstone Strategic Return Fund, Inc. (The) Common Stock or Equivalent AMEXCRI Carter's, Inc. Common Stock or Equivalent NYSECRK Comstock Resources, Inc. Common Stock or Equivalent NYSECRL Charles River Laboratories International, Inc. Common Stock or Equivalent NYSECRM Salesforce.com Inc Common Stock or Equivalent NYSECRN Cornell Corrections, Inc. Common Stock or Equivalent NYSECRO CRT Properties, Inc Common Stock or Equivalent NYSECRO.PRA CRT Properties, Inc Preferred Stock NYSECRR Carbo Ceramics, Inc. Common Stock or Equivalent NYSECRR.WI Carbo Ceramics, Inc. Common Stock or Equivalent NYSECRS Carpenter Technology Corporation Common Stock or Equivalent NYSECRT Cross Timbers Royalty Trust Common Stock or Equivalent NYSECRV Coast Distribution System, Inc. (The) Common Stock or Equivalent AMEXCRY CryoLife, Inc. Common Stock or Equivalent NYSECRY.PR CryoLife, Inc. Preferred Stock NYSECSB Ciba Specialty Chemicals Holding, Inc. Common Stock or Equivalent NYSECSC Computer Sciences Corporation Common Stock or Equivalent NYSECSE CapitalSource Inc Common Stock or Equivalent NYSECSG Cadbury Schweppes, PLC Common Stock or Equivalent NYSECSH Cash America International, Inc. Common Stock or Equivalent NYSECSK Chesapeake Corporation Common Stock or Equivalent NYSECSL Carlisle Companies Incorporated Common Stock or Equivalent NYSECSN City Network, Inc. Common Stock or Equivalent AMEXCSP American Strategic Income Portfolio III Common Stock or Equivalent NYSECSQ Calamos Strategic Total Return Common Stock or Equivalent NYSECSR Credit Suisse Group Common Stock or Equivalent NYSE

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CSS CSS Industries, Inc. Common Stock or Equivalent NYSECSS.WD CSS Industries, Inc. Common Stock or Equivalent NYSECSU Capital Senior Living Corporation Common Stock or Equivalent NYSECSV Carriage Services, Inc. Common Stock or Equivalent NYSECSX CSX Corporation Common Stock or Equivalent NYSECT Capital Trust, Inc. Common Stock or Equivalent NYSECTB Cooper Tire & Rubber Company Common Stock or Equivalent NYSECTC Compania de Telecomunicaciones de Chile S.A. Common Stock or Equivalent NYSECTE Cardiotech International, Inc. Common Stock or Equivalent AMEXCTG Computer Task Group, Inc. Common Stock or Equivalent NYSECTL CenturyTel, Inc. Common Stock or Equivalent NYSECTO Consolidated-Tomoka Land Co. Common Stock or Equivalent AMEXCTR Cato Corporation (The) Common Stock or Equivalent NYSECTS CTS Corporation Common Stock or Equivalent NYSECTT Competitive Technologies, Inc. Common Stock or Equivalent AMEXCTU Chad Therapeutics, Inc. Common Stock or Equivalent AMEXCTV CommScope, Inc. Common Stock or Equivalent NYSECTX Centex Corporation Common Stock or Equivalent NYSECU Compania Cervecerias Unidas, S.A. Common Stock or Equivalent NYSECUB Cubic Corporation Common Stock or Equivalent AMEXCUK Carnival Plc ADS Common Stock or Equivalent NYSECUO Continental Materials Corporation Common Stock or Equivalent AMEXCUP Peru Copper Inc Common Stock or Equivalent AMEXCUP.WS Peru Copper Inc Common Stock or Equivalent AMEXCUZ Cousins Properties Incorporated Common Stock or Equivalent NYSECUZ.PRA Cousins Properties Incorporated Preferred Stock NYSECUZ.PRB Cousins Properties Incorporated Preferred Stock NYSECV Central Vermont Pub Svc Common Stock or Equivalent NYSECVC Cablevision Systems Corporation Common Stock or Equivalent NYSECVD Covance Inc. Common Stock or Equivalent NYSECVE.PRU Cleveland Electric Illuminating Company (The) Other Securities NYSECVF Castle Convertible Fund, Inc. Common Stock or Equivalent AMEXCVG Convergys Corporation Common Stock or Equivalent NYSECVH Coventry Health Care, Inc. Common Stock or Equivalent NYSECVM Cel-Sci Corporation Common Stock or Equivalent AMEXCVO Mail-Well, Inc. Common Stock or Equivalent NYSECVP Volume Services America Holdings, Inc. Unit AMEXCVR Chicago Rivet & Machine Co. Common Stock or Equivalent AMEXCVS CVS Corporation Common Stock or Equivalent NYSECVT TCW Convertible Securities Fund, Inc. Common Stock or Equivalent NYSECVU CPI Aerostructures, Inc. Common Stock or Equivalent AMEXCVV CVD Equipment Corporation Common Stock or Equivalent AMEX

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CVX ChevronTexaco Corporation Common Stock or Equivalent NYSECW Curtiss-Wright Corporation Common Stock or Equivalent NYSECWF Chartwell Dividend and Income Fund, Inc. Common Stock or Equivalent NYSECWG CanWest Global Communications Corporation Common Stock or Equivalent NYSECWP Cable & Wireless plc Common Stock or Equivalent NYSECWT California Water Service Group Holding Common Stock or Equivalent NYSECX Cemex Sa De Cv A Ads Common Stock or Equivalent NYSECXE Colonial High Income Municipal Trust Common Stock or Equivalent NYSECXH Colonial Investment Grade Municipal Trust Common Stock or Equivalent NYSECXN Circle Group Holdings, Inc. Common Stock or Equivalent AMEXCXR Cox Radio, Inc. Common Stock or Equivalent NYSECXW Corrections Corporation of America Common Stock or Equivalent NYSECXZ Citigroup Funding Inc. Other Securities AMEXCY Cypress Semiconductor Corporation Common Stock or Equivalent NYSECYB CYBEX INTERNATIONAL, INC. Common Stock or Equivalent AMEXCYD China Yuchai International Limited Common Stock or Equivalent NYSECYE Corporate High Yield Fund III, Inc. Common Stock or Equivalent NYSECYH Community Health Systems, Inc. Common Stock or Equivalent NYSECYL Community Capital Corporation Common Stock or Equivalent AMEXCYN City National Corporation Common Stock or Equivalent NYSECYT Cytec Industries Inc. Common Stock or Equivalent NYSECZN Citizens Communications Company Common Stock or Equivalent NYSECZN.PR Citizens Communications Company Other Securities NYSECZP Citigroup Global Markets Other Securities AMEXD Dominion Resources, Inc. Common Stock or Equivalent NYSED.PRA Dominion Resources, Inc. Other Securities NYSEDA Groupe Danone Common Stock or Equivalent NYSEDAB Dave & Buster's, Inc. Common Stock or Equivalent NYSEDAL Delta Air Lines, Inc. Common Stock or Equivalent NYSEDAR Darling International Inc. Common Stock or Equivalent AMEXDB Deutsche Bank AG Common Stock or Equivalent NYSEDBD Diebold, Incorporated Common Stock or Equivalent NYSEDCA Dividend Capital Realty Income Allocation Fund Common Stock or Equivalent NYSEDCI Donaldson Company, Inc. Common Stock or Equivalent NYSEDCM Ntt DoCoMo Inc Common Stock or Equivalent NYSEDCN Dana Corporation Common Stock or Equivalent NYSEDCO Ducommun Incorporated Common Stock or Equivalent NYSEDCS Dreman/Claymore Dividend & Income Fund Common Stock or Equivalent NYSEDCU DRYCLEAN USA, Inc. Common Stock or Equivalent AMEXDCV Merrill Lynch & Co., Inc. Other Securities AMEXDCX DaimlerChrysler AG Common Stock or Equivalent NYSEDCZ DECORIZE INC Common Stock or Equivalent AMEX

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DD E.I. du Pont de Nemours and Company Common Stock or Equivalent NYSEDD.PRA E.I. du Pont de Nemours and Company Preferred Stock NYSEDD.PRB E.I. du Pont de Nemours and Company Preferred Stock NYSEDDD SCOLR Inc Common Stock or Equivalent AMEXDDE Dover Downs Gaming & Entertainment Inc Common Stock or Equivalent NYSEDDF Delaware Investments Dividend & Income Fund, Inc. Common Stock or Equivalent NYSEDDR Developers Diversified Realty Corporation Common Stock or Equivalent NYSEDDR.PRF Developers Diversified Realty Corporation Preferred Stock NYSEDDR.PRG Developers Diversified Realty Corporation Preferred Stock NYSEDDR.PRH Developers Diversified Realty Corporation Preferred Stock NYSEDDR.PRI Developers Diversified Realty Corporation Preferred Stock NYSEDDS Dillard's, Inc. Common Stock or Equivalent NYSEDDT Dillard's, Inc. Other Securities NYSEDE Deere & Company Common Stock or Equivalent NYSEDEG Etablissements Delhaize Freres et Cie "Le Lion" S.A. Common Stock or Equivalent NYSEDEL Deltic Timber Corporation Common Stock or Equivalent NYSEDEO Diageo plc Common Stock or Equivalent NYSEDER De Rigo Spa Common Stock or Equivalent NYSEDEX DEX MEDIA, INC. Common Stock or Equivalent NYSEDEZ Desert Sun Mining Corp Common Stock or Equivalent AMEXDF Dean Foods Company Common Stock or Equivalent NYSEDFC Delta Financial Corporation Common Stock or Equivalent AMEXDFG Delphi Financial Group, Inc. Common Stock or Equivalent NYSEDFR Deerfield Triarc Capital Corp. Common Stock or Equivalent NYSEDFS Department 56, Inc. Common Stock or Equivalent NYSEDG Dollar General Corporation Common Stock or Equivalent NYSEDGF Delaware Investments Global Dividend & Income Fund, InCommon Stock or Equivalent NYSEDGT streetTRACKS Series Trust Other Securities AMEXDGX Quest Diagnostics Incorporated Common Stock or Equivalent NYSEDHB DHB Industries Inc Common Stock or Equivalent AMEXDHC Danielson Holding Corporation Common Stock or Equivalent AMEXDHF Dreyfus High Yield Strategies Fund Common Stock or Equivalent NYSEDHI D.R. Horton, Inc. Common Stock or Equivalent NYSEDHR Danaher Corporation Common Stock or Equivalent NYSEDHY Credit Suisse High Yield Bond Fund Common Stock or Equivalent NYSEDIA Diamonds Other Securities AMEXDII Decorator Industries, Inc. Common Stock or Equivalent AMEXDIL Dyadic International, Inc. Common Stock or Equivalent AMEXDIO Diomed Holdings, Inc Common Stock or Equivalent AMEXDIS Walt Disney Company (The) Common Stock or Equivalent NYSEDIT AMCON Distributing Company Common Stock or Equivalent AMEXDIV John Hancock Patriot Select Dividend Trust Common Stock or Equivalent NYSE

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DJ Dow Jones & Company, Inc. Common Stock or Equivalent NYSEDJO dj Orthopedics Inc Common Stock or Equivalent NYSEDKS Dick's Sporting Goods Inc Common Stock or Equivalent NYSEDLA Delta Apparel, Inc. Common Stock or Equivalent AMEXDLB Dolby Laboratories Common Stock or Equivalent NYSEDLK Semotus Solutions, Inc. Common Stock or Equivalent AMEXDLM Del Monte Foods Company Common Stock or Equivalent NYSEDLP Delta and Pine Land Company Common Stock or Equivalent NYSEDLP.WD Delta and Pine Land Company Common Stock or Equivalent NYSEDLR Digital Realty Trust, Inc. Common Stock or Equivalent NYSEDLR.PRA Digital Realty Trust, Inc. Preferred Stock NYSEDLX Deluxe Corporation Common Stock or Equivalent NYSEDMC Document Security Systems, Inc. Common Stock or Equivalent AMEXDMD Merrill Lynch & Co., Inc. Other Securities AMEXDMF Dreyfus Municipal Income, Inc. Common Stock or Equivalent AMEXDMG.PRA Dominion CNG Capital Trust I 7.80 Other Securities NYSEDMH Ducati Motor Hld Ads Common Stock or Equivalent NYSEDMP Merrill Lynch & Co., Inc. Other Securities AMEXDMX I-TRAX INC Common Stock or Equivalent AMEXDNA Genentech, Inc. Common Stock or Equivalent NYSEDNB Dun & Bradstreet Corporation (The) Common Stock or Equivalent NYSEDNE Dune Energy, Inc. Common Stock or Equivalent AMEXDNP Duff & Phelps Utilities Income, Inc. Common Stock or Equivalent NYSEDNR Denbury Resources, Inc. (Holding Company) Common Stock or Equivalent NYSEDO Diamond Offshore Drilling, Inc. Common Stock or Equivalent NYSEDOC Digital Angel Corporation Common Stock or Equivalent AMEXDOM Dominion Resources Black Warrior Trust Common Stock or Equivalent NYSEDOR DOR BioPharma Inc Common Stock or Equivalent AMEXDOV Dover Corporation Common Stock or Equivalent NYSEDOW Dow Chemical Company (The) Common Stock or Equivalent NYSEDOX Amdocs Limited Common Stock or Equivalent NYSEDP Diagnostic Products Corporation Common Stock or Equivalent NYSEDPD Dow 30 Premium Common Stock or Equivalent NYSEDPH Delphi Corporation Common Stock or Equivalent NYSEDPH.PRA Delphi Corporation Other Securities NYSEDPL DPL Inc. Common Stock or Equivalent NYSEDPP Morgan Stanley Capital Protected Nts Other Securities AMEXDPW Digital Power Corporation Common Stock or Equivalent AMEXDPZ Domino's Pizza Inc Common Stock or Equivalent NYSEDQE Duquesne Light Holdings, Inc. Common Stock or Equivalent NYSEDQU.PRA Duquesne Light Company Preferred Stock NYSEDQU.PRB Duquesne Light Company Preferred Stock NYSE

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DQU.PRC Duquesne Light Company Preferred Stock NYSEDQU.PRD Duquesne Light Company Preferred Stock NYSEDQU.PRE Duquesne Light Company Preferred Stock NYSEDQU.PRG Duquesne Light Company Preferred Stock NYSEDQU.PRH Duquesne Light Company Preferred Stock NYSEDRC Dresser-Rand Group Inc. Common Stock or Equivalent NYSEDRE Duke Realty Corporation Common Stock or Equivalent NYSEDRE.PRI Duke Realty Corporation Preferred Stock NYSEDRE.PRJ Duke Realty Corporation Preferred Stock NYSEDRE.PRK Duke Realty Corporation Preferred Stock NYSEDRE.PRL Duke Realty Corporation Preferred Stock NYSEDRH Diamondrock Hospitality Company Common Stock or Equivalent NYSEDRI Darden Restaurants, Inc. Common Stock or Equivalent NYSEDRL Doral Financial Corporation Common Stock or Equivalent NYSEDRQ Dril-Quip, Inc. Common Stock or Equivalent NYSEDRS DRS Technologies, Inc. Common Stock or Equivalent NYSEDRY Coinmach Service Corp. Unit AMEXDSA Merrill Lynch & Co., Inc. Other Securities AMEXDSE Merrill Lynch & Co., Inc. Other Securities AMEXDSF Defined Strategy Fund, Inc. Common Stock or Equivalent NYSEDSG streetTRACKS Series Trust Other Securities AMEXDSI Merrill Lynch & Co., Inc. Other Securities AMEXDSJ Merrill Lynch & Co., Inc. Other Securities AMEXDSK Merrill Lynch & Co., Inc. Other Securities AMEXDSL Downey Financial Corporation Common Stock or Equivalent NYSEDSM Dreyfus Strategic Municipal Bond Fund, Inc. Common Stock or Equivalent NYSEDSN Merrill Lynch & Co., Inc. Other Securities AMEXDSO Merrill Lynch & Co., Inc. Other Securities AMEXDSP Merrill Lynch & Co., Inc. Other Securities AMEXDSS Quantum Corporation Common Stock or Equivalent NYSEDST DST Systems, Inc. Common Stock or Equivalent NYSEDSU Debt Strategies Fund, Inc. Common Stock or Equivalent NYSEDSV streetTRACKS Series Trust Other Securities AMEXDSW DSW Inc. Common Stock or Equivalent NYSEDSX Diana Shipping inc. Common Stock or Equivalent NYSEDSZ Merrill Lynch & Co., Inc. Other Securities AMEXDT Deutsche Telekom AG Common Stock or Equivalent NYSEDTC Domtar Incorporated Common Stock or Equivalent NYSEDTE DTE Energy Company Common Stock or Equivalent NYSEDTE.PRA DTE Energy Company Other Securities NYSEDTE.PRC DTE Energy Company Other Securities NYSEDTF Duff & Phelps Utilities Tax-Free Income, Inc. Common Stock or Equivalent NYSE

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DTG Dollar Thrifty Automotive Group, Inc. Common Stock or Equivalent NYSEDTV The DirecTV Group Inc Common Stock or Equivalent NYSEDTY Merrill Lynch & Co., Inc. Other Securities AMEXDUC Duff & Phelps Utility & Corporate Bond Trust, Inc. Common Stock or Equivalent NYSEDUK Duke Energy Corporation Common Stock or Equivalent NYSEDUK.PRA Duke Energy Corporation Preferred Stock NYSEDV DeVry Inc. Common Stock or Equivalent NYSEDVA DaVita Inc. Common Stock or Equivalent NYSEDVD Dover Downs Entertainment, Inc. Common Stock or Equivalent NYSEDVF Diversified Income Strategies Portfolio, Inc. Common Stock or Equivalent NYSEDVM Cohen & Steers Dividend Majors Fund Common Stock or Equivalent NYSEDVN Devon Energy Corporation Common Stock or Equivalent NYSEDVW Covad Communications Group, Inc. Common Stock or Equivalent AMEXDVY Ishares Trust Other Securities NYSEDW Drew Industries Incorporated Common Stock or Equivalent NYSEDWA Dreamworks Animation SKG, Inc. Common Stock or Equivalent NYSEDX Dynex Capital, Inc. Common Stock or Equivalent NYSEDX.PRD Dynex Capital, Inc. Preferred Stock NYSEDXR Daxor Corporation Common Stock or Equivalent AMEXDY Dycom Industries, Inc. Common Stock or Equivalent NYSEDYN Dynegy Inc. Common Stock or Equivalent NYSEDYS Distribucion y Servicio Common Stock or Equivalent NYSEDYX DiaSys Corporation Common Stock or Equivalent AMEXE ENI S.p.A. Common Stock or Equivalent NYSEEAC Encore Acquisition Company Common Stock or Equivalent NYSEEAD Evergreen Income Advantage Fund Common Stock or Equivalent AMEXEAG Eagle Broadband, Inc. Common Stock or Equivalent AMEXEAR HearUSA, Inc. Common Stock or Equivalent AMEXEAS Energy East Corporation Common Stock or Equivalent NYSEEAT Brinker International, Inc. Common Stock or Equivalent NYSEEBF Ennis, Inc. Common Stock or Equivalent NYSEEC Engelhard Corporation Common Stock or Equivalent NYSEECA Encana Corporation Common Stock or Equivalent NYSEECF Ellsworth Convertible Growth and Income Fund, Inc. Common Stock AMEXECI Encision Inc. Common Stock or Equivalent AMEXECL Ecolab Inc. Common Stock or Equivalent NYSEECN MORGAN STANLEY Other Securities AMEXECP Canterbury Park Holding Corporation Common Stock or Equivalent AMEXECR ECC Capital Corp. Common Stock or Equivalent NYSEECT Energy East Corporation Other Securities NYSEECV Enhanced Equity Yield Fund, Inc. Common Stock or Equivalent NYSEED Consolidated Edison, Inc. Common Stock or Equivalent NYSE

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ED.PRA Consolidated Edison, Inc. Preferred Stock NYSEED.PRC Consolidated Edison, Inc. Preferred Stock NYSEEDE Empire District Electric Company (The) Common Stock or Equivalent NYSEEDE.PRD Empire District Electric Company (The) Other Securities NYSEEDF Emerging Markets IncomeFund II, Inc. (The) Common Stock or Equivalent NYSEEDO EDO Corporation Common Stock or Equivalent NYSEEDP Electricidade de Portugal, S.A. Common Stock or Equivalent NYSEEDR Education Realty Trust Inc. Common Stock or Equivalent NYSEEDS Electronic Data Systems Corporation Common Stock or Equivalent NYSEEE El Paso Electric Company Common Stock or Equivalent NYSEEEF Enhanced Equity Yield Fund, Inc. Common Stock or Equivalent NYSEEEI Ecology and Environment, Inc. Common Stock or Equivalent AMEXEEM iShares Trust (Barclays Global Investors) Other Securities AMEXEEP Enbridge Energy, Limited Partnership Common Stock or Equivalent NYSEEEQ Enbridge Energy Management LLC Common Stock or Equivalent NYSEEF Europe Fund, Inc. (The) Common Stock or Equivalent NYSEEFA iShares Trust (Barclays Global Investors) Other Securities AMEXEFC EFC Bancorp, Inc. Common Stock or Equivalent AMEXEFD eFunds Corporation Common Stock or Equivalent NYSEEFG iShares Other Securities NYSEEFH Empire Financial Holding Company Common Stock or Equivalent AMEXEFL Emerging Markets Floating Rate Fund, Inc. (The) Common Stock or Equivalent NYSEEFP Morgan Stanley Dean Witter & Co. Other Securities AMEXEFR Eaton Vance Senior Floating-Rate Fund Common Stock or Equivalent NYSEEFT Eaton Vance Floating Rate Income Trust Common Stock or Equivalent NYSEEFV iShares Other Securities NYSEEFX Equifax, Inc. Common Stock or Equivalent NYSEEGI Entree Gold Inc Common Stock or Equivalent AMEXEGN Energen Corporation Common Stock or Equivalent NYSEEGO Eldorado Gold Corp Common Stock or Equivalent AMEXEGP EastGroup Properties, Inc. Common Stock or Equivalent NYSEEGP.PRD EastGroup Properties, Inc. Preferred Stock NYSEEGR Commerce Energy Group, Inc Common Stock or Equivalent AMEXEGX Engex, Inc. Common Stock or Equivalent AMEXEGY Vaalco Energy Inc Common Stock or Equivalent AMEXEHD Citigroup Global Funding Other Securities AMEXEHI Salomon Brothers Global High Income Fund Inc Common Stock or Equivalent NYSEEHP Eagle Hospitality Properties Trust Inc Common Stock or Equivalent NYSEEHP.PRA Eagle Hospitality Properties Trust Inc Preferred Stock NYSEEIA Eaton Vance Insured California Municipal Bond Fund II Common Stock or Equivalent AMEXEIF Eaton Vance Insured Florida Municipal Bond Fund Common Stock or Equivalent AMEXEIM Eaton Vance Insured Municipal Bond Fund Common Stock or Equivalent AMEX

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EIO Eaton Vance Insured Ohio Municipal Bond Fund Common Stock or Equivalent AMEXEIP Eaton Vance Insured Pennsylvania Municipal Bond Fund Common Stock or Equivalent AMEXEIV Eaton Vance Insured Municipal Bond Fund II Common Stock or Equivalent AMEXEIX Edison International Common Stock or Equivalent NYSEEK Eastman Kodak Company Common Stock or Equivalent NYSEEKF Citigroup Global Markets Other Securities AMEXEKG Citigroup Global Markets Other Securities AMEXEKH Merrill Lynch & Co., Inc. Other Securities AMEXEL Estee Lauder Companies, Inc. (The) Common Stock or Equivalent NYSEELC Electric City Corporation Common Stock or Equivalent AMEXELE Endesa S.A. Common Stock or Equivalent NYSEELG streetTRACKS Series Trust Other Securities AMEXELI Elite Pharmaceuticals, Inc. Common Stock or Equivalent AMEXELK Elcor Corporation Common Stock or Equivalent NYSEELN Elan Corporation, plc Common Stock or Equivalent NYSEELP Companhia Paranaense de Energia (COPEL) Common Stock or Equivalent NYSEELS Equity Lifestyle Properties, Inc. Common Stock or Equivalent NYSEELT Elscint Limited Common Stock or Equivalent NYSEELU ELINEAR INC Common Stock or Equivalent AMEXELV streetTRACKS Series Trust Other Securities AMEXELX Emulex Corporation Common Stock or Equivalent NYSEELY Callaway Golf Company Common Stock or Equivalent NYSEEMA eMagin Corporation Common Stock or Equivalent AMEXEMC EMC Corporation Common Stock or Equivalent NYSEEMD Emerging Markets Income Fund, Inc. (The) Common Stock or Equivalent NYSEEME EMCOR Group, Inc. Common Stock or Equivalent NYSEEMF Templeton Emerging Markets Fund Common Stock or Equivalent NYSEEMI Eaton Vance Michigan Municipal Income Trust Common Stock or Equivalent AMEXEMJ Eaton Vance Insured New Jersey Municipal Bond Fund Common Stock or Equivalent AMEXEML Eastern Company (The) Common Stock or Equivalent AMEXEMN Eastman Chemical Company Common Stock or Equivalent NYSEEMR Emerson Electric Company Common Stock or Equivalent NYSEEMT Embratel Participacoes SA Preferred Stock NYSEEN ENEL S.p.A. Common Stock or Equivalent NYSEENB Enbridge Inc Common Stock or Equivalent NYSEENC Enesco Group, Inc. Common Stock or Equivalent NYSEEND Endeavor International Corporation Common Stock or Equivalent AMEXENG ENGlobal Corporation Common Stock or Equivalent AMEXENH Endurance Specialty Holdings Ltd Common Stock or Equivalent NYSEENI Enersis S A Common Stock or Equivalent NYSEENL Reed Elsevier NV Common Stock or Equivalent NYSEENN Equity Inns, Inc. Common Stock or Equivalent NYSE

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ENN.PRB Equity Inns, Inc. Preferred Stock NYSEENR Energizer Holdings, Inc. Common Stock or Equivalent NYSEENS Enersys Common Stock or Equivalent NYSEENV CET Services, Inc. Common Stock or Equivalent AMEXENX Eaton Vance Insured New York Municipal Bond Fund Common Stock or Equivalent AMEXENY ENERNORTH INDUSTRIES INC Common Stock or Equivalent AMEXENZ Enzo Biochem, Inc. Common Stock or Equivalent NYSEEOC Empresa Nacional de Electricidad S.A. Common Stock or Equivalent NYSEEOG EOG Resources, Inc. Common Stock or Equivalent NYSEEOI Eaton Vance Enhance Equity Income Fund Common Stock or Equivalent NYSEEON E.ON AG Common Stock or Equivalent NYSEEOP Equity Office Properties Trust Common Stock or Equivalent NYSEEOP.PRB Equity Office Properties Trust Preferred Stock NYSEEOP.PRG Equity Office Properties Trust Preferred Stock NYSEEOS Eaton Vance Enhanced Equity Income Fund II Common Stock or Equivalent NYSEEP El Paso Corporation Common Stock or Equivalent NYSEEP.PRC El Paso Corporation Other Securities NYSEEPC Epcos AG Common Stock or Equivalent NYSEEPD Enterprise Products Partners L.P. Common Stock or Equivalent NYSEEPG Environmental Power Corporation Common Stock or Equivalent AMEXEPL Energy Partners, Ltd. Common Stock or Equivalent NYSEEPP iShares Trust (Barclays Global Investors) Other Securities AMEXEPR Entertainment Properties Trust Common Stock or Equivalent NYSEEPR.PRA Entertainment Properties Trust Preferred Stock NYSEEPR.PRB Entertainment Properties Trust Preferred Stock NYSEEQR Equity Residential Common Stock or Equivalent NYSEEQR.PRB Equity Residential Preferred Stock NYSEEQR.PRC Equity Residential Preferred Stock NYSEEQR.PRD Equity Residential Preferred Stock NYSEEQR.PRE Equity Residential Preferred Stock NYSEEQR.PRH Equity Residential Preferred Stock NYSEEQR.PRN Equity Residential Preferred Stock NYSEEQS Equus II Incorporated Common Stock or Equivalent NYSEEQT Equitable Resources, Inc. Common Stock or Equivalent NYSEEQY Equity One, Inc. Common Stock or Equivalent NYSEERC Evergreen Managed Income Fund Common Stock or Equivalent AMEXERF Enerplus Resources Fund Common Stock or Equivalent NYSEERH Evergreen Utilities and High Income Fund Common Stock or Equivalent AMEXERJ Embraer-Empresa Brasileira de Aeronautica Common Stock or Equivalent NYSEERS Empire Resources, Inc. Common Stock or Equivalent AMEXERV Morgan stanley 8% Valero Energey Corp. SPARQS Other Securities AMEXESC Emeritus Corporation Common Stock or Equivalent AMEX

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ESD Salomon Brothers Emerging Markets Debt Fund Inc Common Stock or Equivalent NYSEESE ESCO Technologies Inc. Common Stock or Equivalent NYSEESF Espirito Santo Financial Grupo S.A. Common Stock or Equivalent NYSEESI ITT Educational Services, Inc. Common Stock or Equivalent NYSEESL Esterline Technologies Corporation Common Stock or Equivalent NYSEESP Espey Mfg. & Electronics Corp. Common Stock or Equivalent AMEXESS Essex Property Trust, Inc. Common Stock or Equivalent NYSEESV ENSCO International Incorporated Common Stock or Equivalent NYSEET E*TRADE Financial Corporation Common Stock or Equivalent NYSEETB Eaton Vance Tax-Managed Buy-Write Income Fund Common Stock or Equivalent NYSEETC Environmental Tectonics Corp. Common Stock or Equivalent AMEXETF Emerging Markets Telecommunications Fund (The) Common Stock or Equivalent NYSEETG Eaton Vance Tax-Advantaged Global Dividend Income FuCommon Stock or Equivalent NYSEETH Ethan Allen Interiors Inc. Common Stock or Equivalent NYSEETI Citigroup Global Markets Txs Instmt Other Securities AMEXETM Entercom Communications Corporation Common Stock or Equivalent NYSEETN Eaton Corporation Common Stock or Equivalent NYSEETO Eaton Vance Tax-Advantage Global Dividend Opp Common Stock or Equivalent NYSEETP ENERGY TRANSFER PARTNERS Common Stock or Equivalent NYSEETR Entergy Corporation Common Stock or Equivalent NYSEETS Enterasys Networks, Inc. Common Stock or Equivalent NYSEETV Eaton Vance Corporation Common Stock or Equivalent NYSEEV Eaton Vance Corporation Common Stock or Equivalent NYSEEVC Entravision Communications Corporation Common Stock or Equivalent NYSEEVF Eaton Vance Senior Income Trust Common Stock or Equivalent NYSEEVG Eaton Vance Short Diversified Income Fund Common Stock or Equivalent NYSEEVJ Eaton Vance New Jersey Municipal Income Trust Common Stock or Equivalent AMEXEVM Eaton Vance Insured California Municipal Bond Fund Common Stock or Equivalent AMEXEVN Eaton Vance Municipal Income Trust Common Stock or Equivalent NYSEEVO Eaton Vance Ohio Municipal Income Trust Common Stock or Equivalent AMEXEVP Eaton Vance Pennsylvania Municipal Income Trust Common Stock or Equivalent AMEXEVT Eaton Vance Tax Advantaged Dividend Income Fund Common Stock or Equivalent NYSEEVV Eaton Vance Limited Duration Income Fund Common Stock or Equivalent AMEXEVY Eaton Vance New York Municipal Income Trust Common Stock or Equivalent AMEXEW Edwards Lifesciences Corporation Common Stock or Equivalent NYSEEWA iShares Trust (Barclays Global Investors) Other Securities AMEXEWC iShares Trust (Barclays Global Investors) Other Securities AMEXEWD iShares Trust (Barclays Global Investors) Other Securities AMEXEWG iShares Trust (Barclays Global Investors) Other Securities AMEXEWH iShares Trust (Barclays Global Investors) Other Securities AMEXEWI iShares Trust (Barclays Global Investors) Other Securities AMEXEWJ iShares Trust (Barclays Global Investors) Other Securities AMEX

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EWK iShares Trust (Barclays Global Investors) Other Securities AMEXEWL iShares Trust (Barclays Global Investors) Other Securities AMEXEWM iShares Trust (Barclays Global Investors) Other Securities AMEXEWN iShares Trust (Barclays Global Investors) Other Securities AMEXEWO iShares Trust (Barclays Global Investors) Other Securities AMEXEWP iShares Trust (Barclays Global Investors) Other Securities AMEXEWQ iShares Trust (Barclays Global Investors) Other Securities AMEXEWS iShares Trust (Barclays Global Investors) Other Securities AMEXEWT iShares Trust (Barclays Global Investors) Other Securities AMEXEWU iShares Trust (Barclays Global Investors) Other Securities AMEXEWW iShares Trust (Barclays Global Investors) Other Securities AMEXEWY iShares Trust (Barclays Global Investors) Other Securities AMEXEWZ iShares Trust (Barclays Global Investors) Other Securities AMEXEXC Exelon Corporation Common Stock or Equivalent NYSEEXE Extendicare Inc. Common Stock or Equivalent NYSEEXM Excel Maritime Carriers, Ltd. Common Stock or Equivalent AMEXEXP Eagle Materials Inc Common Stock or Equivalent NYSEEXP.B Eagle Materials Inc Common Stock or Equivalent NYSEEXR Extra Space Storage Inc Common Stock or Equivalent NYSEEXX.A EXX, Inc. Common Stock or Equivalent AMEXEXX.B EXX, Inc. Common Stock or Equivalent AMEXEYE Advanced Medical Optics, Inc. Common Stock or Equivalent NYSEEZA iShares Trust (Barclays Global Investors) Other Securities AMEXEZU iShares Trust (Barclays Global Investors) Other Securities AMEXEZY.PRA Ionatron, Inc. Other Securities AMEXF Ford Motor Credit Company Common Stock or Equivalent NYSEF.PRS Ford Motor Credit Company Other Securities NYSEFA Fairchild Corporation (The) Common Stock or Equivalent NYSEFAC Liberte Investors Inc. Common Stock or Equivalent NYSEFAF First American Corporation (The) Common Stock or Equivalent NYSEFAL Noranda, Inc. Common Stock or Equivalent NYSEFAM First Trust/Aberdeen Global Opportunity Income Fund Common Stock or Equivalent NYSEFAX Aberdeen Asia-Pacific Income Fund Inc Common Stock or Equivalent AMEXFBC Flagstar Bancorp, Inc. Common Stock or Equivalent NYSEFBF.PRK FleetBoston Financial Corporation Other Securities NYSEFBF.PRL FleetBoston Financial Corporation Other Securities NYSEFBF.PRM FleetBoston Financial Corporation Other Securities NYSEFBF.PRN FleetBoston Financial Corporation Other Securities NYSEFBN Furniture Brands International, Inc. Common Stock or Equivalent NYSEFBP First BanCorp. Common Stock or Equivalent NYSEFBP.PRA First BanCorp. Preferred Stock NYSEFBP.PRB First BanCorp. Preferred Stock NYSE

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FBP.PRC First BanCorp. Preferred Stock NYSEFBP.PRD First BanCorp. Preferred Stock NYSEFBP.PRE First BanCorp. Preferred Stock NYSEFBR Friedman, Billings, Ramsey Group, Inc. Common Stock or Equivalent NYSEFBS.PRA First Banks, Inc. Other Securities NYSEFC Franklin Covey Company Common Stock or Equivalent NYSEFCE.A Forest City Enterprises Inc Common Stock or Equivalent NYSEFCE.B Forest City Enterprises Inc Common Stock or Equivalent NYSEFCF First Commonwealth Financial Corporation Common Stock or Equivalent NYSEFCH FelCor Lodging Trust Incorporated Common Stock or Equivalent NYSEFCH.PRA FelCor Lodging Trust Incorporated Preferred Stock NYSEFCH.PRB FelCor Lodging Trust Incorporated Preferred Stock NYSEFCH.PRC FelCor Lodging Trust Incorporated Preferred Stock NYSEFCL Foundation Coal Holdings, Inc. Common Stock or Equivalent NYSEFCM First Trust/Four Corners Senior Floating Rate Income FunCommon Stock or Equivalent AMEXFCN FTI Consulting, Inc. Common Stock or Equivalent NYSEFCO Aberdeen Global Income Fund, Inc. Common Stock or Equivalent AMEXFCS Fairchild Semiconductor International, Inc. Common Stock or Equivalent NYSEFCT First Trust Four Corners Senior Common Stock or Equivalent NYSEFCX Freeport-McMoran Copper & Gold, Inc. Common Stock or Equivalent NYSEFCX.PRC Freeport-McMoran Copper & Gold, Inc. Preferred Stock NYSEFCX.PRD Freeport-McMoran Copper & Gold, Inc. Preferred Stock NYSEFD Federated Department Stores, Inc. Common Stock or Equivalent NYSEFDC First Data Corporation Common Stock or Equivalent NYSEFDG Fording Inc Common Stock or Equivalent NYSEFDI Fort Dearborn Income Securities, Inc. Common Stock or Equivalent NYSEFDO Family Dollar Stores, Inc. Common Stock or Equivalent NYSEFDP Fresh Del Monte Produce, Inc. Common Stock or Equivalent NYSEFDS FactSet Research Systems Inc. Common Stock or Equivalent NYSEFDT Federal Trust Corporation Common Stock or Equivalent AMEXFDX FedEx Corporation Common Stock or Equivalent NYSEFE FirstEnergy Corporation Common Stock or Equivalent NYSEFED FirstFed Financial Corporation Common Stock or Equivalent NYSEFEI Frequency Electronics, Inc. Common Stock or Equivalent AMEXFEN Energy Income and Growth Fund Common Stock or Equivalent AMEXFEP Franklin Electronic Publishers, Inc. Common Stock or Equivalent AMEXFEU Fresco Dow Jones STOXX 50 Fund SBI Other Securities NYSEFEV Eaton Vance Florida Municipal Income Trust Common Stock or Equivalent AMEXFEZ Fresco Dow Jones STOXX 50 Fund SBI Other Securities NYSEFF First Financial Fund, Inc. Common Stock or Equivalent NYSEFFA First Trust/Fiduciary Common Stock or Equivalent NYSEFFC Flaherty & Crumrine/Claymore Preferred Securities IncomPreferred Stock NYSE

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FFG FBL Financial Group, Inc. Common Stock or Equivalent NYSEFFH Fairfax Financial Holdings Ltd Common Stock or Equivalent NYSEFFI Fortune Diversified Industries, Inc. Common Stock or Equivalent AMEXFGF SunAmerica Focused Alpha Growth Fund, Inc. Common Stock or Equivalent NYSEFGP Ferrellgas Partners, L.P. Common Stock or Equivalent NYSEFHI First Trust Common Stock or Equivalent NYSEFHN First Tennessee National Corporation Common Stock or Equivalent NYSEFHR Canadian Pac Ltd Common Stock or Equivalent NYSEFIA FIAT S.p.A. Common Stock or Equivalent NYSEFIA.PR FIAT S.p.A. Preferred Stock NYSEFIA.PRA FIAT S.p.A. Preferred Stock NYSEFIC Fair, Isaac and Company, Incorporated Common Stock or Equivalent NYSEFIF Financial Federal Corporation Common Stock or Equivalent NYSEFII Federated Investors, Inc. Common Stock or Equivalent NYSEFIX Comfort Systems USA, Inc. Common Stock or Equivalent NYSEFIZ National Beverage Corp. Common Stock or Equivalent AMEXFJC Fedders Corporation Common Stock or Equivalent NYSEFJC.PRA Fedders Corporation Preferred Stock NYSEFL Venator Group, Inc. Common Stock or Equivalent NYSEFLA Florida East Coast Industries, Inc. Common Stock or Equivalent NYSEFLC Flaherty & Crumrine/Claymore Total Return Fund Inc Common Stock or Equivalent NYSEFLE Fleetwood Enterprises, Inc. Common Stock or Equivalent NYSEFLI CHC Helicopter Corporation Common Stock or Equivalent NYSEFLL Full House Resorts, Inc. Common Stock or Equivalent AMEXFLO Flowers Foods, Inc. Common Stock or Equivalent NYSEFLR Fluor Corporation Common Stock or Equivalent NYSEFLS Flowserve Corporation Common Stock or Equivalent NYSEFLT Flight Safety Technologies, Inc. Common Stock or Equivalent AMEXFLT.WS Flight Safety Technologies, Inc. Warrant AMEXFMC FMC Corporation Common Stock or Equivalent NYSEFMD First Marblehead Corporation (The) Common Stock or Equivalent NYSEFMN Federated Premier Municipal Income Fund Common Stock or Equivalent NYSEFMO Fiduciary/Claymore MLP Opportunity Fund Common Stock or Equivalent NYSEFMP Feldman Mall Properties, Inc. Common Stock or Equivalent NYSEFMS Fresenius Medical Care Corporation Common Stock or Equivalent NYSEFMS.PR Fresenius Medical Care Corporation Preferred Stock NYSEFMT Fremont General Corporation Common Stock or Equivalent NYSEFMT.PR Fremont General Corporation Other Securities NYSEFMX Formento Economico Mexicano S.A. de C.V. Common Stock or Equivalent NYSEFMY First Trust Common Stock or Equivalent NYSEFNB F.N.B. Corporation Common Stock or Equivalent NYSEFNF Fidelity National Financial, Inc. Common Stock or Equivalent NYSE

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FNG.PR Front Range Capital Trust I Other Securities AMEXFNM Federal National Mortgage Association Common Stock or Equivalent NYSEFNM.PRF Federal National Mortgage Association Preferred Stock NYSEFNM.PRJ Federal National Mortgage Association Preferred Stock NYSEFNM.PRK Federal National Mortgage Association Preferred Stock NYSEFNM.PRL Federal National Mortgage Association Preferred Stock NYSEFNM.PRM Federal National Mortgage Association Preferred Stock NYSEFNM.PRN Federal National Mortgage Association Preferred Stock NYSEFNX FNX Mining Company, Inc. Common Stock or Equivalent AMEXFO Fortune Brands, Inc. Common Stock or Equivalent NYSEFO.PRA Fortune Brands, Inc. Preferred Stock NYSEFO.WI Fortune Brands, Inc. Common Stock or Equivalent NYSEFOB Boyds Collection, Ltd. (The) Common Stock or Equivalent NYSEFOE Ferro Corporation Common Stock or Equivalent NYSEFOL MORGAN STANLEY Other Securities AMEXFON Sprint Corporation Common Stock or Equivalent NYSEFPB Fountain Powerboat Industries, Inc. Common Stock or Equivalent AMEXFPC.PRA Florida Progress Corporation Other Securities NYSEFPL FPL Group, Inc. Common Stock or Equivalent NYSEFPL.PRC FPL Group, Inc. Other Securities NYSEFPO First Potomac Realty Trust Common Stock or Equivalent NYSEFPT Federated Premier Intermediate Municipal Income Fund Common Stock or Equivalent NYSEFPU Florida Public Utilities Company Common Stock or Equivalent AMEXFR First Industrial Realty Trust, Inc. Common Stock or Equivalent NYSEFR.PRC First Industrial Realty Trust, Inc. Preferred Stock NYSEFRA Floating Rate Income Strategies Fund Inc Common Stock or Equivalent NYSEFRB Floating Rate Income Common Stock or Equivalent NYSEFRC First Republic Bancorp Inc. Common Stock or Equivalent NYSEFRC.PRA First Republic Bancorp Inc. Preferred Stock NYSEFRC.PRB First Republic Bancorp Inc. Preferred Stock NYSEFRD Friedman Industries Inc. Common Stock or Equivalent AMEXFRE Federal Home Loan Mortgage Corporation Common Stock or Equivalent NYSEFRE.PRB Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRD Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRF Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRG Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRH Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRK Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRL Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRM Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRN Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRO Federal Home Loan Mortgage Corporation Preferred Stock NYSE

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FRE.PRP Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRQ Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRE.PRR Federal Home Loan Mortgage Corporation Preferred Stock NYSEFRG Fronteer Development Group Inc. Common Stock or Equivalent AMEXFRK Florida Rock Industries, Inc. Common Stock or Equivalent NYSEFRN Friendly Ice Cream Corporation Common Stock or Equivalent AMEXFRO Frontline Ltd. Common Stock or Equivalent NYSEFRP Fairpoint Communications, Inc. Common Stock or Equivalent NYSEFRS Frisch's Restaurants, Inc. Common Stock or Equivalent AMEXFRT Federal Realty Investment Trust Common Stock or Equivalent NYSEFRT.PRB Federal Realty Investment Trust Other Securities NYSEFRX Forest Laboratories, Inc. Common Stock or Equivalent NYSEFS Four Seasons Hotels, Inc. Common Stock or Equivalent NYSEFSH Fisher Scientific International Inc. Common Stock or Equivalent NYSEFSI Flexible Solutions International Inc. Common Stock or Equivalent AMEXFSL Freescale Semiconductor Inc Common Stock or Equivalent NYSEFSL.B Freescale Semiconductor Inc Common Stock or Equivalent NYSEFSM Foodarama Supermarkets, Inc. Common Stock or Equivalent AMEXFSN Fusion Telecommunications International, Inc. Common Stock or Equivalent AMEXFSN.WS Fusion Telecommunications International, Inc. Warrant AMEXFSP Franklin Street Properties Corp. Common Stock or Equivalent AMEXFSS Federal Signal Corporation Common Stock or Equivalent NYSEFST Forest Oil Corporation Common Stock or Equivalent NYSEFT Franklin Universal Trust Common Stock or Equivalent NYSEFTD FTD Group, Inc. Common Stock or Equivalent NYSEFTE France Telecom S.A. Common Stock or Equivalent NYSEFTF Franklin Templeton Limited Duration Income Trust Common Stock or Equivalent AMEXFTG Farmstead Telephone Group, Inc. Common Stock or Equivalent AMEXFTI FMC Technologies, Inc. Common Stock or Equivalent NYSEFTK Flotek Industries, Inc. Common Stock or Equivalent AMEXFTO Frontier Oil Corporation Common Stock or Equivalent NYSEFUL H. B. Fuller Company Common Stock or Equivalent NYSEFUN Cedar Fair, L.P. Common Stock or Equivalent NYSEFUR First Union Real Estate Equity and Mortgage InvestmentsCommon Stock or Equivalent NYSEFUR.PRA First Union Real Estate Equity and Mortgage InvestmentsPreferred Stock NYSEFVD First Trust Value Line Dividend Fund Common Stock or Equivalent AMEXFVE Five Star Quality Care, Inc. Common Stock or Equivalent AMEXFVI FIRST TRUST/VALUE LINE Common Stock or Equivalent AMEXFVL First Trust Value Line 100 Fund Common Stock or Equivalent AMEXFWV First West Virginia Bancorp, Inc. Common Stock or Equivalent AMEXFXI IShares Trust Other Securities NYSEFXX Foxby Corp Common Stock or Equivalent AMEX

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FZB.PR First Citizens BancShares, Inc. Other Securities AMEXFZN Cuisine Solutions Inc Common Stock or Equivalent AMEXG Gillette Company (The) Common Stock or Equivalent NYSEGAB Gabelli Equity Trust, Inc. (The) Common Stock or Equivalent NYSEGAB.PRB Gabelli Equity Trust, Inc. (The) Preferred Stock NYSEGAB.PRD Gabelli Equity Trust, Inc. (The) Preferred Stock NYSEGAI Global-Tech Appliances Inc. Common Stock or Equivalent NYSEGAM General American Investors Company, Inc. Common Stock or Equivalent NYSEGAM.PRB General American Investors Company, Inc. Preferred Stock NYSEGAN GAINSCO, Inc. Common Stock or Equivalent AMEXGAP Great Atlantic & Pacific Tea Company, Inc. (The) Common Stock or Equivalent NYSEGAS Nicor Inc. Common Stock or Equivalent NYSEGB Wilson Greatbatch Technologies, Inc. Common Stock or Equivalent NYSEGBI Genesis Bioventures, Inc. Common Stock or Equivalent AMEXGBL Gabelli Asset Management Inc. Common Stock or Equivalent NYSEGBN Great Basin Gold, Ltd. Common Stock or Equivalent AMEXGBP Gables Residential Trust Common Stock or Equivalent NYSEGBP.PRD Gables Residential Trust Preferred Stock NYSEGBR Greenbriar Corporation Common Stock or Equivalent AMEXGBX Greenbrier Companies, Inc. (The) Common Stock or Equivalent NYSEGCGC Golden Cycle Gold Corporation Common Stock or Equivalent AMEXGCH Greater China Fund, Inc. Common Stock or Equivalent NYSEGCI Gannett Co., Inc. Common Stock or Equivalent NYSEGCO Genesco Inc. Common Stock or Equivalent NYSEGCS Scudder Global Commodities Stock Fund Inc Common Stock or Equivalent NYSEGCT GMH Communities Trust Common Stock or Equivalent NYSEGCV Gabelli Convertible and Income Securities Fund, Inc. (TheCommon Stock or Equivalent NYSEGCV.PRB Gabelli Convertible and Income Securities Fund, Inc. (ThePreferred Stock NYSEGD General Dynamics Corporation Common Stock or Equivalent NYSEGDF Global Partners Income Fund, Inc. Common Stock or Equivalent NYSEGDI Gardner Denver, Inc. Common Stock or Equivalent NYSEGDP Goodrich Petroleum Corporation Common Stock or Equivalent NYSEGDT Guidant Corporation Common Stock or Equivalent NYSEGDV Gabelli Dividend Common Stock or Equivalent NYSEGDV.PRA Gabelli Dividend Preferred Stock NYSEGDW Golden West Financial Corporation Common Stock or Equivalent NYSEGE General Electric Company Common Stock or Equivalent NYSEGEF Greif Bros. Corporation Common Stock or Equivalent NYSEGEF.B Greif Bros. Corporation Common Stock or Equivalent NYSEGEG Global Power Equipment Group Inc. Common Stock or Equivalent NYSEGEL Genesis Energy, L.P. Common Stock or Equivalent AMEXGER Germany Fund, Inc. (The) Common Stock or Equivalent NYSE

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GES Guess?, Inc. Common Stock or Equivalent NYSEGET Gaylord Entertainment Company Common Stock or Equivalent NYSEGEX Globix Corporation New Common Stock or Equivalent AMEXGF New Germany Fund, Inc. (The) Common Stock or Equivalent NYSEGFE MORGAN STANLEY Other Securities AMEXGFF Griffon Corporation Common Stock or Equivalent NYSEGFI Gold Fields Ltd. Common Stock or Equivalent NYSEGFI.WD Gold Fields Ltd. Common Stock or Equivalent NYSEGFR Great American Financial Resources, Inc. Common Stock or Equivalent NYSEGFX Media Sciences International Inc. Common Stock or Equivalent AMEXGFY Salomon Brothers Variable Rate Strategic Fund Inc. Common Stock or Equivalent NYSEGG Goldcorp Incorporated Common Stock or Equivalent NYSEGG.WS.A Goldcorp Incorporated Warrant NYSEGG.WS.C Goldcorp Incorporated Warrant NYSEGGB Gerdau S.A. Common Stock or Equivalent NYSEGGC Georgia Gulf Corporation Common Stock or Equivalent NYSEGGG Graco Inc. Common Stock or Equivalent NYSEGGI Geo Group Inc (The) Common Stock or Equivalent NYSEGGN The Gabelli Global Goldn Natural Resources & Income TrCommon Stock or Equivalent AMEXGGP General Growth Properties, Inc. Common Stock or Equivalent NYSEGGR GeoGlobal Resources Inc. Common Stock or Equivalent AMEXGGT Gabelli Global Multi-Media Trust, Inc. (The) Common Stock or Equivalent NYSEGGT.PRB Gabelli Global Multi-Media Trust, Inc. (The) Preferred Stock NYSEGGY Compagnie Generale de Geophysique Common Stock or Equivalent NYSEGHI Global High Income Dollar Fund, Inc. Common Stock or Equivalent NYSEGHL Greenhill Common Stock or Equivalent NYSEGHM Graham Corporation Common Stock or Equivalent AMEXGI Giant Industries, Inc. Common Stock or Equivalent NYSEGIB CGI Group, Inc. Common Stock or Equivalent NYSEGIF Global Income Fund, Inc. Common Stock or Equivalent AMEXGIL Gildan Activewear, Inc. Common Stock or Equivalent NYSEGIM Templeton Global Income Fund, Inc. Common Stock or Equivalent NYSEGIS General Mills, Inc. Common Stock or Equivalent NYSEGIW Wilber Corporation Common Stock or Equivalent AMEXGIZ Lehman Brothers Fin SA Other Securities NYSEGKK Gramercy Capital Corp Common Stock or Equivalent NYSEGLB Glenborough Realty Trust Incorporated Common Stock or Equivalent NYSEGLB.PRA Glenborough Realty Trust Incorporated Preferred Stock NYSEGLE Glencairn Gold Corporation Common Stock or Equivalent AMEXGLG Glamis Gold Ltd. Common Stock or Equivalent NYSEGLH Gallaher Group, PLC Common Stock or Equivalent NYSEGLQ Clough Global Equity Fund Common Stock or Equivalent AMEX

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GLR.PRA G & L Realty Corporation Preferred Stock NYSEGLR.PRB G & L Realty Corporation Preferred Stock NYSEGLT Glatfelter Common Stock or Equivalent NYSEGLU Gabelli Global Utility Common Stock or Equivalent AMEXGLV Clough Global Allocation Fund Common Stock or Equivalent AMEXGLW Corning Incorporated Common Stock or Equivalent NYSEGM General Motors Corporation Common Stock or Equivalent NYSEGME Gamestop Corporation Common Stock or Equivalent NYSEGME.B Gamestop Corporation Common Stock or Equivalent NYSEGMK GRUMA, S.A. de C.V. Common Stock or Equivalent NYSEGMP Green Mountain Power Corporation Common Stock or Equivalent NYSEGMR General Maritime Corporation Common Stock or Equivalent NYSEGMT GATX Corporation Common Stock or Equivalent NYSEGMT.PR GATX Corporation Preferred Stock NYSEGNA Gerdau AmeriSteel Common Stock or Equivalent NYSEGNI Great Northern Iron Ore Properties Common Stock or Equivalent NYSEGNS MORGAN STANLEY Other Securities AMEXGNT Gentium SpA Common Stock or Equivalent AMEXGNW Genworth Financial Inc Common Stock or Equivalent NYSEGOL Gol Linhas Aereas Inteligentes S.A. Preferred Stock NYSEGOT Gottschalks Inc. Common Stock or Equivalent NYSEGOV Gouverneur Bancorp, Inc. Common Stock or Equivalent AMEXGP Georgia-Pacific Corporation Common Stock or Equivalent NYSEGPC Genuine Parts Company Common Stock or Equivalent NYSEGPE.PRW Georgia Power Company Other Securities NYSEGPE.PRX Georgia Power Company Other Securities NYSEGPI Group 1 Automotive, Inc. Common Stock or Equivalent NYSEGPK Graphic Packaging International Corporation Common Stock or Equivalent NYSEGPN Global Payments Inc. Common Stock or Equivalent NYSEGPP Government Properties Trust, Inc. Common Stock or Equivalent NYSEGPS Gap, Inc. (The) Common Stock or Equivalent NYSEGPX GP Strategies Corporation Common Stock or Equivalent NYSEGR Goodrich Corporation (The) Common Stock or Equivalent NYSEGRA W.R. Grace & Company Common Stock or Equivalent NYSEGRB Gerber Scientific, Inc. Common Stock or Equivalent NYSEGRC Gorman-Rupp Company (The) Common Stock or Equivalent AMEXGRE S&P 500 Geared Fund Inc. Common Stock or Equivalent NYSEGRN GreenMan Technologies, Inc. Common Stock or Equivalent AMEXGRP Grant Prideco, Inc. Common Stock or Equivalent NYSEGRR Asia Tigers Fund, Inc. (The) Common Stock or Equivalent NYSEGRS Gammon Lake Resources, Inc. Common Stock or Equivalent AMEXGRT Glimcher Realty Trust Common Stock or Equivalent NYSE

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GRT.PRF Glimcher Realty Trust Preferred Stock NYSEGRT.PRG Glimcher Realty Trust Preferred Stock NYSEGRZ Gold Reserve Inc Common Stock or Equivalent AMEXGS Goldman Sachs Group, Inc. (The) Common Stock or Equivalent NYSEGS.PRA Goldman Sachs Group, Inc. (The) Preferred Stock NYSEGSF Santa Fe International Corporation Common Stock or Equivalent NYSEGSH Guangshen Railway Company Limited Common Stock or Equivalent NYSEGSK GlaxoSmithKline PLC Common Stock or Equivalent NYSEGSL Global Signal Inc Common Stock or Equivalent NYSEGSS Golden Star Resources, Ltd Common Stock or Equivalent AMEXGSU.PRB Entergy Gulf States, Inc. Preferred Stock NYSEGSU.PRD Entergy Gulf States, Inc. Preferred Stock NYSEGSU.PRE Entergy Gulf States, Inc. Preferred Stock NYSEGSU.PRG Entergy Gulf States, Inc. Preferred Stock NYSEGSX GASCO ENERGY INC Common Stock or Equivalent AMEXGT Goodyear Tire & Rubber Company (The) Common Stock or Equivalent NYSEGTA Golf Trust of America, Inc. Common Stock or Equivalent AMEXGTE GlobeTel Communications Corp Common Stock or Equivalent AMEXGTF Cytomedix, Inc. New Common Stock or Equivalent AMEXGTI GrafTech International Ltd Common Stock or Equivalent NYSEGTK GTECH Holdings Corporation Common Stock or Equivalent NYSEGTN Gray Television, Inc. Common Stock or Equivalent NYSEGTN.A Gray Television, Inc. Common Stock or Equivalent NYSEGTW Gateway, Inc. Common Stock or Equivalent NYSEGTY Getty Realty Corporation Common Stock or Equivalent NYSEGUP.PRC Gulf Power Company Other Securities NYSEGUT Gabelli Utility Trust (The) Common Stock or Equivalent NYSEGUT.PRA Gabelli Utility Trust (The) Preferred Stock NYSEGV Goldfield Corporation (The) Common Stock or Equivalent AMEXGVA Granite Construction Incorporated Common Stock or Equivalent NYSEGVP GSE Systems, Inc. Common Stock or Equivalent AMEXGVT MS Government Income Trust Common Stock or Equivalent NYSEGW Grey Wolf, Inc. Common Stock or Equivalent AMEXGWB.PR.B GWB Capital Trust Other Securities AMEXGWF Wells Fargo Cap IX Other Securities NYSEGWR Genesee & Wyoming, Inc. Common Stock or Equivalent NYSEGWW W.W. Grainger, Inc. Common Stock or Equivalent NYSEGXP Great Plains Energy Inc Common Stock or Equivalent NYSEGXP.PR Great Plains Energy Inc Other Securities NYSEGXP.PRA Great Plains Energy Inc Preferred Stock NYSEGXP.PRD Great Plains Energy Inc Preferred Stock NYSEGXP.PRE Great Plains Energy Inc Preferred Stock NYSE

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GXY Galaxy Nutritional Foods, Inc. Common Stock or Equivalent AMEXGY GenCorp Inc. Common Stock or Equivalent NYSEGYI Getty Images, Inc. Common Stock or Equivalent NYSEHA Hawaiian Airlines, Inc. Common Stock or Equivalent AMEXHAE Haemonetics Corporation Common Stock or Equivalent NYSEHAF.EC Hallmark Financial Services, Inc. Common Stock or Equivalent AMEXHAL Halliburton Company Common Stock or Equivalent NYSEHAN Hanson plc.(Holding Company) Common Stock or Equivalent NYSEHAQ.U Healthcare Acquisition Corp. Unit AMEXHAR Harman International Industries, Incorporated Common Stock or Equivalent NYSEHAS Hasbro, Inc. Common Stock or Equivalent NYSEHB Hillenbrand Industries, Inc. Common Stock or Equivalent NYSEHBA.PRD HSBC USA, Inc. Preferred Stock NYSEHBA.PRE HSBC USA, Inc. Preferred Stock NYSEHBA.PRF HSBC USA, Inc. Preferred Stock NYSEHBA.PRZ HSBC USA, Inc. Preferred Stock NYSEHBC HSBC Holdings, plc. Common Stock or Equivalent NYSEHBC.PR HSBC Holdings, plc. Preferred Stock NYSEHBE Diversified Security Solutions, Inc. Common Stock or Equivalent AMEXHBG Hub Intl Ltd Common Stock or Equivalent NYSEHBP Huttig Building Products, Inc. Common Stock or Equivalent NYSEHBY Hybridon, Inc. Common Stock or Equivalent AMEXHC Hanover Compressor Company Common Stock or Equivalent NYSEHCA HCA Inc. Common Stock or Equivalent NYSEHCC HCC Insurance Holdings, Inc. Common Stock or Equivalent NYSEHCE Fiduciary/Claymore Dynamic Equity Fund Common Stock or Equivalent NYSEHCH Merrill Lynch Canada Inc CP HOLDRS Other Securities NYSEHCM Hanover Capital Mortgage Holdings, Inc. Common Stock or Equivalent AMEXHCN Health Care REIT, Inc. Common Stock or Equivalent NYSEHCN.PRD Health Care REIT, Inc. Preferred Stock NYSEHCN.PRF Health Care REIT, Inc. Preferred Stock NYSEHCO HyperSpace Communications Common Stock or Equivalent AMEXHCO.WS HyperSpace Communications Warrant AMEXHCP Health Care Property Investors, Inc. Common Stock or Equivalent NYSEHCP.PRE Health Care Property Investors, Inc. Preferred Stock NYSEHCP.PRF Health Care Property Investors, Inc. Preferred Stock NYSEHCR Manor Care, Inc. Common Stock or Equivalent NYSEHCT Hector Communications Corporation Common Stock or Equivalent AMEXHD Home Depot, Inc. (The) Common Stock or Equivalent NYSEHDB HDFC Bank Limited Common Stock or Equivalent NYSEHDI Harley-Davidson, Inc. Common Stock or Equivalent NYSEHDL Handleman Company Common Stock or Equivalent NYSE

41


HDY HyperDynamics Corporation Common Stock or Equivalent AMEXHE Hawaiian Electric Industries, Inc. Common Stock or Equivalent NYSEHE.PRU Hawaiian Electric Industries, Inc. Other Securities NYSEHEB Hemispherx BioPharma, Inc. Common Stock or Equivalent AMEXHEC Harken Energy Corporation Common Stock or Equivalent AMEXHED Head N.V. Common Stock or Equivalent NYSEHEI Heico Corporation Common Stock or Equivalent NYSEHEI.A Heico Corporation Common Stock or Equivalent NYSEHEM HemoSense Inc. Common Stock or Equivalent AMEXHEP Holly Energy Partners, L.P. Common Stock or Equivalent NYSEHET Harrah's Entertainment, Inc. Common Stock or Equivalent NYSEHEW Hewitt Associates Inc Common Stock or Equivalent NYSEHFC.PRB Household Finance Corp Preferred Stock NYSEHGR Hanger Orthopedic Group, Inc. Common Stock or Equivalent NYSEHGT Hugoton Royalty Trust Common Stock or Equivalent NYSEHH Hooper Holmes, Inc. Common Stock or Equivalent AMEXHHH Merrill Lynch & Co., Inc. Other Securities AMEXHHS Harte-Hanks, Inc. Common Stock or Equivalent NYSEHI.PRF Household International, Inc. Other Securities NYSEHI.PRV Household International, Inc. Other Securities NYSEHIB Hibernia Corporation Common Stock or Equivalent NYSEHIF Salomon Brothers High Income Fund Inc. Common Stock or Equivalent NYSEHIG Hartford Financial Services Group, Inc. (The) Common Stock or Equivalent NYSEHIG.PRC Hartford Financial Services Group, Inc. (The) Other Securities NYSEHIH Highland Hospitality Corporation Common Stock or Equivalent NYSEHIO High Income Opportunity Fund, Inc. Common Stock or Equivalent NYSEHIS CIGNA High Income Shares Common Stock or Equivalent NYSEHIT Hitachi, Ltd. Common Stock or Equivalent NYSEHIV Calypte Biomedical Corporation Common Stock or Equivalent AMEXHIW Highwoods Properties, Inc. Common Stock or Equivalent NYSEHIW.PRB Highwoods Properties, Inc. Preferred Stock NYSEHIW.PRD.CL Highwoods Properties, Inc. Preferred Stock NYSEHIX Salomon Brothers High Income Fund II Inc. Common Stock or Equivalent NYSEHKF Hancock Fabrics, Inc. Common Stock or Equivalent NYSEHL Hecla Mining Company Common Stock or Equivalent NYSEHL.PRB Hecla Mining Company Preferred Stock NYSEHLD Harold's Stores, Inc. Common Stock or Equivalent AMEXHLF Herbalife LTD. Common Stock or Equivalent NYSEHLI.PRB Hartford Life Capital I Other Securities NYSEHLM.PR Hillman Group Capital Trust Preferred Stock AMEXHLR Hollinger International, Inc. Common Stock or Equivalent NYSEHLT Hilton Hotels Corporation Common Stock or Equivalent NYSE

42


HMA Health Management Associates, Inc. Common Stock or Equivalent NYSEHMB Homebanc Corp Common Stock or Equivalent NYSEHMC Honda Motor Company, Ltd. Common Stock or Equivalent NYSEHME Home Properties, Inc. Common Stock or Equivalent NYSEHME.PRF Home Properties, Inc. Preferred Stock NYSEHMG HMG/Courtland Properties, Inc. Common Stock or Equivalent AMEXHMN Horace Mann Educators Corporation Common Stock or Equivalent NYSEHMT Host Marriott Financial Trust Common Stock or Equivalent NYSEHMT.PRC Host Marriott Financial Trust Preferred Stock NYSEHMT.PRE Host Marriott Financial Trust Preferred Stock NYSEHMX Hartmarx Corporation Common Stock or Equivalent NYSEHMY Harmony Gold Mining Co. Ltd. Common Stock or Equivalent NYSEHMY.WI Harmony Gold Mining Co. Ltd. Common Stock or Equivalent NYSEHNI HON INDUSTRIES Inc. Common Stock or Equivalent NYSEHNP Huaneng Power Intl Common Stock or Equivalent NYSEHNR Benton Oil and Gas Company Common Stock or Equivalent NYSEHNT Health Net Inc. Common Stock or Equivalent NYSEHNZ H.J. Heinz Company Common Stock or Equivalent NYSEHNZ.PR H.J. Heinz Company Preferred Stock NYSEHOC Holly Corporation Common Stock or Equivalent NYSEHOM Home Solutions of America, Inc. Common Stock or Equivalent AMEXHON Honeywell International Inc. Common Stock or Equivalent NYSEHOO Glacier Water Services, Inc. Common Stock or Equivalent AMEXHOO.PR.A Glacier Water Services, Inc. Other Securities AMEXHOS Hornbeck Offshore Services Common Stock or Equivalent NYSEHOT Starwood Hotels & Resorts Worldwide, Inc. Common Stock or Equivalent NYSEHOV Hovnanian Enterprises Inc Common Stock or Equivalent NYSEHP Helmerich & Payne, Inc. Common Stock or Equivalent NYSEHPC Hercules Incorporated Common Stock or Equivalent NYSEHPF John Hancock Pfd Income Fund II Common Stock or Equivalent NYSEHPI John Hancock Preferred Income Fund Common Stock or Equivalent NYSEHPQ Hewlett-Packard Company Common Stock or Equivalent NYSEHPS John Hancock Preferred Income Fund III Common Stock or Equivalent NYSEHPT Hospitality Properites Trust Common Stock or Equivalent NYSEHPT.PRB Hospitality Properites Trust Preferred Stock NYSEHQH H&Q Healthcare Investors Common Stock or Equivalent NYSEHQL H&Q Life Sciences Investors Common Stock or Equivalent NYSEHR Healthcare Realty Trust Incorporated Common Stock or Equivalent NYSEHRB H&R Block, Inc. Common Stock or Equivalent NYSEHRB.WI H&R Block, Inc. Common Stock or Equivalent NYSEHRH Hilb, Rogal and Hamilton Company Common Stock or Equivalent NYSEHRL Hormel Foods Corporation Common Stock or Equivalent NYSE

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HRP HRPT Properties Trust Common Stock or Equivalent NYSEHRP.PRA HRPT Properties Trust Preferred Stock NYSEHRP.PRB HRPT Properties Trust Preferred Stock NYSEHRS Harris Corporation Common Stock or Equivalent NYSEHRT Arrhythmia Research Technology Inc. Common Stock or Equivalent AMEXHSC Harsco Corporation Common Stock or Equivalent NYSEHSF Hartford Income Shares Fund Inc Common Stock or Equivalent NYSEHSM Hyperion Strategic Mortgage Income Fund (The) Common Stock or Equivalent NYSEHSP Hospira Inc Common Stock or Equivalent NYSEHSR Hi-Shear Technology Corp. Common Stock or Equivalent AMEXHSY Hershey Foods Corporation Common Stock or Equivalent NYSEHT Hersha Hospitality Trust Common Stock or Equivalent AMEXHTC Hungarian Telephone & Cable Corp. Common Stock or Equivalent AMEXHTD John Hancock Tax Advantaged Dividend Income Fund Common Stock or Equivalent NYSEHTG Heritage Property Investment Trust Inc Common Stock or Equivalent NYSEHTI Halozyme Therapeutics, Inc. Common Stock or Equivalent AMEXHTL Heartland Partners, L.P. Common Stock or Equivalent AMEXHTO Hyperion 2005 Investment Grade Opportunity Term Trust Common Stock or Equivalent NYSEHTR Hyperion Total Return Fund, Inc. (The) Common Stock or Equivalent NYSEHTV Hearst-Argyle Television, Inc. Common Stock or Equivalent NYSEHTX Hutchison Telecommunications International Limited Common Stock or Equivalent NYSEHU Hudson United Bancorp Common Stock or Equivalent NYSEHUB.A Hubbell Inc A Common Stock or Equivalent NYSEHUB.B Hubbell Inc A Common Stock or Equivalent NYSEHUG Hughes Supply, Inc. Common Stock or Equivalent NYSEHUM Humana Inc. Common Stock or Equivalent NYSEHUN Huntsman Corporation Common Stock or Equivalent NYSEHVT Haverty Furniture Companies, Inc. Common Stock or Equivalent NYSEHVT.A Haverty Furniture Companies, Inc. Common Stock or Equivalent NYSEHW Headwaters Incorporated Common Stock or Equivalent NYSEHWG Hallwood Group Incorporated Common Stock or Equivalent AMEXHWK Hawk Corporation Common Stock or Equivalent AMEXHX Halifax Corporation Common Stock or Equivalent AMEXHXL Hexcel Corporation Common Stock or Equivalent NYSEHXM Desarrolladora Homex Common Stock or Equivalent NYSEHYB New America High Income Fund, Inc. (The) Common Stock or Equivalent NYSEHYC Hypercom Corporation Common Stock or Equivalent NYSEHYF Managed High Yield Plus Fund, Inc. Common Stock or Equivalent NYSEHYI High Yield Income Fund, Inc. (The) Common Stock or Equivalent NYSEHYP High Yield Plus Fund, Inc. (The) Common Stock or Equivalent NYSEHYT Corporate High Yield Fund VI Inc Common Stock or Equivalent NYSEHYV Corporate High Yield Fund V Inc Common Stock or Equivalent NYSE

44


HZO MarineMax, Inc. Common Stock or Equivalent NYSEIAF Aberdeen Australia Equity Fund Inc Common Stock or Equivalent AMEXIAG Iamgold Corporation Common Stock or Equivalent AMEXIAH Merrill Lynch & Co., Inc. Other Securities AMEXIAL International Aluminum Corporation Common Stock or Equivalent NYSEIAO IA Global, Inc. Common Stock or Equivalent AMEXIAX International Absorbents Inc. Common Stock or Equivalent AMEXIBA Industrias Bachoco, S.A. de C.V. Common Stock or Equivalent NYSEIBB iShares Trust (Barclays Global Investors) Other Securities AMEXIBI Interline Brands, Inc. Common Stock or Equivalent NYSEIBM International Business Machines Corporation Common Stock or Equivalent NYSEIBN ICICI Bank Limited Common Stock or Equivalent NYSEICA Empresas Ica Soc Contrladora Common Stock or Equivalent NYSEICB MS Income Securities, Inc. Common Stock or Equivalent NYSEICF iShares Trust (Barclays Global Investors) Other Securities AMEXICH Investors Capital Holdings, Ltd. Common Stock or Equivalent AMEXICI Imperial Chemical Industries Plc Common Stock or Equivalent NYSEICS MS Insured California Municipal Securities Common Stock or Equivalent NYSEICU Cenuco, Inc. Common Stock or Equivalent AMEXIDA IDACORP, Inc. Common Stock or Equivalent NYSEIDC Interactive Data Corporation Common Stock or Equivalent NYSEIDJ Citigroup Global Markets Holdings Inc Other Securities AMEXIDN Intelli-Check, Inc. Common Stock or Equivalent AMEXIDR Intrawest Corporation Common Stock or Equivalent NYSEIDT IDT Corporation Common Stock or Equivalent NYSEIDT.C IDT Corporation Common Stock or Equivalent NYSEIDU iShares Trust (Barclays Global Investors) Other Securities AMEXIED INVESTools Inc Common Stock or Equivalent AMEXIEF iShares Trust (Barclays Global Investors) Other Securities AMEXIES Integrated Electrical Services, Inc. Common Stock or Equivalent NYSEIEV iShares Trust (Barclays Global Investors) Other Securities AMEXIEX IDEX Corporation Common Stock or Equivalent NYSEIF Indonesia Fund, Inc. (The) Common Stock or Equivalent AMEXIFC Irwin Financial Corporation Common Stock or Equivalent NYSEIFC.PRM Irwin Financial Corporation Other Securities NYSEIFC.PRN Irwin Financial Corporation Other Securities NYSEIFC.PRO Irwin Financial Corporation Other Securities NYSEIFF Internationa Flavors & Fragrances, Inc. Common Stock or Equivalent NYSEIFN India Fund, Inc. (The) Common Stock or Equivalent NYSEIFN.WD India Fund, Inc. (The) Common Stock or Equivalent NYSEIFO InfoSonics Corp Common Stock or Equivalent AMEXIFS Infrasource Services Inc. Common Stock or Equivalent NYSE

45


IFT IFT Corporation Common Stock or Equivalent AMEXIFX Infineon Technologies AG Common Stock or Equivalent NYSEIG IGI, Inc. Common Stock or Equivalent AMEXIGD ING Global Equity Dividend and Premium Opportunity Fu Common Stock or Equivalent NYSEIGE iShares Trust (Barclays Global Investors) Other Securities AMEXIGI Imagistics International Inc Common Stock or Equivalent NYSEIGM iShares Trust (Barclays Global Investors) Other Securities AMEXIGN iShares Trust (Barclays Global Investors) Other Securities AMEXIGR ING Clarion Global Real Estate Income Fund Common Stock or Equivalent AMEXIGT International Game Technology Common Stock or Equivalent NYSEIGV iShares Trust (Barclays Global Investors) Other Securities AMEXIGW iShares Trust (Barclays Global Investors) Other Securities AMEXIHC Independence Holding Company Common Stock or Equivalent NYSEIHG Intercontinental Hotels Group Common Stock or Equivalent NYSEIHP IHOP Corporation Common Stock or Equivalent NYSEIHR MeriStar Hotels & Resorts, Inc. Common Stock or Equivalent NYSEIHT InnSuites Hospitality Trust Common Stock or Equivalent AMEXIIA ING Clarion Real Estate Income Fund Common Stock or Equivalent AMEXIIC MS California Insured Municipal Income Trust Common Stock or Equivalent NYSEIIF Morgan Stanley India Investment Fund, Inc. Common Stock or Equivalent NYSEIIG iMergent Inc Common Stock or Equivalent AMEXIIH Merrill Lynch & Co., Inc. Other Securities AMEXIIM MS Insured Municipal Income Trust Common Stock or Equivalent NYSEIIN IntriCon Corporation Common Stock or Equivalent AMEXIIP Internap Network Services Corporation Common Stock or Equivalent AMEXIIT Perusahaan Satlt Cp Common Stock or Equivalent NYSEIJH iShares Trust (Barclays Global Investors) Other Securities AMEXIJJ iShares Trust (Barclays Global Investors) Other Securities AMEXIJK iShares Trust (Barclays Global Investors) Other Securities AMEXIJR iShares Trust (Barclays Global Investors) Other Securities AMEXIJS iShares Trust (Barclays Global Investors) Other Securities AMEXIJT iShares Trust (Barclays Global Investors) Other Securities AMEXIKN IKON Office Solutions, Inc. Common Stock or Equivalent NYSEILA AQUILA INC Common Stock or Equivalent NYSEILA.PRP AQUILA INC Other Securities NYSEILB Citigroup Global Markets LASERS Other Securities AMEXILC iLinc Communications, Inc. Common Stock or Equivalent AMEXILE Isolagen Inc Common Stock or Equivalent AMEXILF iShares Trust (Barclays Global Investors) Other Securities AMEXILX ILX Resorts Incorporated Common Stock or Equivalent AMEXILY Citigroup Global Markets Holdings Inc Other Securities AMEXIM Ingram Micro Inc. Common Stock or Equivalent NYSE

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IMA Inverness Medical Innovations, Inc. Common Stock or Equivalent AMEXIMB MS Insured Municipal Bond Trust Common Stock or Equivalent NYSEIME Imi International Medical Innovations Inc Common Stock or Equivalent AMEXIMF Salomon Brothers Inflation Common Stock or Equivalent NYSEIMH Impac Mortgage Holdings, Inc. Common Stock or Equivalent NYSEIMH.PRB Impac Mortgage Holdings, Inc. Preferred Stock NYSEIMH.PRC Impac Mortgage Holdings, Inc. Preferred Stock NYSEIMI Sanpaolo IMI S.p.A. Common Stock or Equivalent NYSEIMM Immtech International Inc. Common Stock or Equivalent AMEXIMN Imation Corporation Common Stock or Equivalent NYSEIMO Imperial Oil Limited Common Stock or Equivalent AMEXIMR IMA Exploration, Inc. Common Stock or Equivalent AMEXIMS MS Insured Municipal Securities Common Stock or Equivalent NYSEIMT MS Insured Municipal Trust Common Stock or Equivalent NYSEIMX Implant Sciences Corporation Common Stock or Equivalent AMEXIMX.WS Implant Sciences Corporation Warrant AMEXINB Integrated BioPharma, Inc. Common Stock or Equivalent AMEXING ING Group, N.V. Common Stock or Equivalent NYSEINO Inovio Biomedical Corporation Common Stock or Equivalent AMEXINS Intelligent Systems Corporation Common Stock or Equivalent AMEXINT World Fuel Services Corporation Common Stock or Equivalent NYSEIO Input/Output, Inc. Common Stock or Equivalent NYSEIOC Interoil Corp Common Stock or Equivalent AMEXIOM Iomega Corporation Common Stock or Equivalent NYSEIOO iShares Trust Common Stock or Equivalent NYSEIOT Income Opportunity Realty Trust Common Stock or Equivalent AMEXIOX Iomed, Inc. Common Stock or Equivalent AMEXIP International Paper Company Common Stock or Equivalent NYSEIPA Interpharm Holdings Inc. Common Stock or Equivalent AMEXIPG Interpublic Group of Companies, Inc. (The) Common Stock or Equivalent NYSEIPI Island Pacific, Inc. Common Stock or Equivalent AMEXIPL.PRB Interstate Power and Light Company Preferred Stock NYSEIPL.PRC Interstate Power and Light Company Preferred Stock NYSEIPR International Power Plc Common Stock or Equivalent NYSEIPS IPSCO Inc. Common Stock or Equivalent NYSEIPT iParty Corporation Common Stock or Equivalent AMEXIPX Interpool, Inc. Common Stock or Equivalent NYSEIQC MS California Municipal Securities Common Stock or Equivalent NYSEIQI MS Quality Municipal Income Trust Common Stock or Equivalent NYSEIQM MS Quality Municipal Securities Common Stock or Equivalent NYSEIQN MS New York Quality Municipal Securities Common Stock or Equivalent NYSEIQT MS Quality Municipal Investment Trust Common Stock or Equivalent NYSE

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IQW Quebecor World Inc. Common Stock or Equivalent NYSEIR Ingersoll-Rand Company Common Stock or Equivalent NYSEIRC Inland Real Estate Corporation Common Stock or Equivalent NYSEIRE Governor and Company of the Bank of Ireland (The) Common Stock or Equivalent NYSEIRF International Rectifier Corporation Common Stock or Equivalent NYSEIRL Irish Investment Fund, Inc. (The) Common Stock or Equivalent NYSEIRM Iron Mountain Incorporated Common Stock or Equivalent NYSEIRN Rewards Network, Inc. Common Stock or Equivalent AMEXIRS IRSA Inversiones Y Representaciones S.A. Common Stock or Equivalent NYSEIRW IBT Bancorp Inc Pa Common Stock or Equivalent AMEXISE Internation Securities Exchange, Inc. Common Stock or Equivalent NYSEISH International Shipholding Corporation Common Stock or Equivalent NYSEISH.PR International Shipholding Corporation Preferred Stock NYSEISI iShares Trust Other Securities AMEXISL First Israel Fund, Inc. (The) Common Stock or Equivalent NYSEISO ISCO INTERNATIONAL INC Common Stock or Equivalent AMEXISR I-Sector Corporation Common Stock or Equivalent AMEXISR.WS I-Sector Corporation Warrant AMEXISV InSite Vision Incorporated Common Stock or Equivalent AMEXIT Gartner, Inc. Common Stock or Equivalent NYSEITC ITC Holdings Corp. Common Stock or Equivalent NYSEITF iShares Trust (Barclays Global Investors) Other Securities AMEXITG Investment Technology Group, Inc. Common Stock or Equivalent NYSEITI Iteris, Inc. Common Stock or Equivalent AMEXITP Intertape Polymer Group Inc. Common Stock or Equivalent NYSEITT ITT Industries, Inc. Common Stock or Equivalent NYSEITU Banco Itau Holding Financeira SA (Holding Co) Preferred Stock NYSEITW Illinois Tool Works Inc. Common Stock or Equivalent NYSEITY Imperial Tobacco Group plc Common Stock or Equivalent NYSEIVC Invacare Corporation Common Stock or Equivalent NYSEIVD IVAX Diagnostics, Inc. Common Stock or Equivalent AMEXIVE iShares Trust (Barclays Global Investors) Other Securities AMEXIVN Ivanhoe Mines Ltd Common Stock or Equivalent NYSEIVV iShares Trust (Barclays Global Investors) Other Securities AMEXIVW iShares Trust (Barclays Global Investors) Other Securities AMEXIVX IVAX Corporation Common Stock or Equivalent AMEXIW ImageWare Systems, Inc. Common Stock or Equivalent AMEXIWA Iowa Telecommunications Services, Inc. Common Stock or Equivalent NYSEIWB iShares Trust (Barclays Global Investors) Other Securities AMEXIWD iShares Trust (Barclays Global Investors) Other Securities AMEXIWF iShares Trust (Barclays Global Investors) Other Securities AMEXIWM iShares Trust (Barclays Global Investors) Other Securities AMEX

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IWN iShares Trust (Barclays Global Investors) Other Securities AMEXIWO iShares Trust (Barclays Global Investors) Other Securities AMEXIWP iShares Trust (Barclays Global Investors) Other Securities AMEXIWR iShares Trust (Barclays Global Investors) Other Securities AMEXIWS iShares Trust (Barclays Global Investors) Other Securities AMEXIWV iShares Trust (Barclays Global Investors) Other Securities AMEXIWW iShares Trust (Barclays Global Investors) Other Securities AMEXIWZ iShares Trust (Barclays Global Investors) Other Securities AMEXIX Orix Corp Ads Common Stock or Equivalent NYSEIXC iShares Other Securities AMEXIXG ISHARES Global Financial Other Securities AMEXIXJ ISHARES GLOBAL HEALTH Other Securities AMEXIXN iShares Trust (Barclays Global Investors) Other Securities AMEXIXP iShares Trust (Barclays Global Investors) Other Securities AMEXIYC iShares Trust (Barclays Global Investors) Other Securities AMEXIYE iShares Trust (Barclays Global Investors) Other Securities AMEXIYF iShares Trust (Barclays Global Investors) Other Securities AMEXIYG iShares Trust (Barclays Global Investors) Other Securities AMEXIYH iShares Trust (Barclays Global Investors) Other Securities AMEXIYJ iShares Trust (Barclays Global Investors) Other Securities AMEXIYK iShares Trust (Barclays Global Investors) Other Securities AMEXIYM iShares Trust (Barclays Global Investors) Other Securities AMEXIYR iShares Trust (Barclays Global Investors) Other Securities AMEXIYT iShares Trust Other Securities AMEXIYW iShares Trust (Barclays Global Investors) Other Securities AMEXIYY iShares Trust (Barclays Global Investors) Other Securities AMEXIYZ iShares Trust (Barclays Global Investors) Other Securities AMEXJAH Jarden Corporation Common Stock or Equivalent NYSEJAS Jo-Ann Stores, Inc. Common Stock or Equivalent NYSEJAX J. Alexanders Cp Common Stock or Equivalent AMEXJBL Jabil Circuit, Inc. Common Stock or Equivalent NYSEJBX Jack In The Box Inc. Common Stock or Equivalent NYSEJCC Jilin Chemical Industrial Company, Ltd. Common Stock or Equivalent NYSEJCI Johnson Controls, Inc. Common Stock or Equivalent NYSEJCP J.C. Penney Company, Inc. Holding Company Common Stock or Equivalent NYSEJCS Communications Systems, Inc. Common Stock or Equivalent AMEXJDD Nuveen Diversified Dividend and Income Fund Common Stock or Equivalent NYSEJDO JED Oil Inc Common Stock or Equivalent AMEXJEC Jacobs Engineering Group Inc. Common Stock or Equivalent NYSEJEF Jefferies Group, Inc. Common Stock or Equivalent NYSEJEN Jennifer Convertibles, Inc. Common Stock or Equivalent AMEXJEQ Japan Equity Fund, Inc. (The) Common Stock or Equivalent NYSE

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JFC JF China Region Fund, Inc. Common Stock or Equivalent NYSEJFP Nuveen Tax-Advantaged Floating Rate Fund Common Stock or Equivalent NYSEJFR Nuveen Floating Rate Income Fund Common Stock or Equivalent NYSEJH John H. Harland Company Common Stock or Equivalent NYSEJHI John Hancock Investors Trust Common Stock or Equivalent NYSEJHP Nuveen Quality Preferred Income Fund 3 Common Stock or Equivalent NYSEJHS John Hancock Income Securities Trust Common Stock or Equivalent NYSEJHX James Hardie Industries NV Common Stock or Equivalent NYSEJJZ U.S.0 Industries, Inc. Common Stock or Equivalent NYSEJKD iShares Morningstar Large Core Index Other Securities NYSEJKE iShares Morningstar Large Growth Index Other Securities NYSEJKF iShares Trust Morningstar L V I Other Securities NYSEJKG iShares Morningstar Mid Core Other Securities NYSEJKH iShares Morningstar Mid Growth Index Other Securities NYSEJKI iShares Morningstar Mid Value Index Other Securities NYSEJKJ iShares Morningstar Small Core Index Other Securities NYSEJKK iShares Morningstar Small Growth Index Other Securities NYSEJKL iShares Morningstar Small Value Index Other Securities NYSEJLA Nuveen Equity Premium Advantage Fund Common Stock or Equivalent NYSEJLG JLG Industries, Inc. Common Stock or Equivalent NYSEJLL Jones Lang LaSalle Incorporated Common Stock or Equivalent NYSEJLN Jaclyn, Inc. Common Stock or Equivalent AMEXJMG JMG Exploration, Inc. Common Stock or Equivalent AMEXJMG.WS JMG Exploration, Inc. Warrant AMEXJNC John Nuveen Company (The) Common Stock or Equivalent NYSEJNJ Johnson & Johnson Common Stock or Equivalent NYSEJNS Stilwell Financial Inc. Common Stock or Equivalent NYSEJNY Jones Apparel Group, Inc. Common Stock or Equivalent NYSEJOB General Employment Enterprises, Inc. Common Stock or Equivalent AMEXJOE St. Joe Company (The) Common Stock or Equivalent NYSEJOF Japan Smaller Capitalization Fund Inc Common Stock or Equivalent NYSEJOR Earle M. Jorgensen company Common Stock or Equivalent NYSEJP Jefferson-Pilot Corporation Common Stock or Equivalent NYSEJPC Nuveen Preferred and Convertible Income Fund Common Stock or Equivalent NYSEJPM J.P. Morgan Chase & Co. Common Stock or Equivalent NYSEJPM.PRH J.P. Morgan Chase & Co. Preferred Stock NYSEJPM.PRJ J.P. Morgan Chase & Co. Other Securities NYSEJPM.PRK J.P. Morgan Chase & Co. Other Securities NYSEJPM.PRP J.P. Morgan Chase & Co. Other Securities NYSEJPM.PRX J.P. Morgan Chase & Co. Other Securities NYSEJPM.PRY J.P. Morgan Chase & Co. Other Securities NYSEJPS Nuveen Quality Preferred Income Fund 2 Common Stock or Equivalent NYSE

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JPT JP Morgan Chase Capital IX Other Securities NYSEJPZ Nuveen Equity Premium Income Fund Common Stock or Equivalent NYSEJQC Nuveen Preferred and Convertible Income Fund 2 Common Stock or Equivalent NYSEJQH John Q. Hammons Hotels, Inc. Common Stock or Equivalent AMEXJRC Journal Register Company Common Stock or Equivalent NYSEJRN Journal Communications, Inc. Common Stock or Equivalent NYSEJRO Nuveen Floating Rate Income Opportuntiy Fund Common Stock or Equivalent NYSEJRS Nuveen Real Estate Fund Common Stock or Equivalent AMEXJRT JER Investors Trust, Inc. Common Stock or Equivalent NYSEJSN Nuveen Equity Premium Opportunity Fund Common Stock or Equivalent NYSEJST Jinpan International Limited Common Stock or Equivalent AMEXJTA Nuveen Tax-Advantaged Total Return Strategy Fund Common Stock or Equivalent NYSEJTP Nuveen Quality Preferred Income Fund Common Stock or Equivalent NYSEJTX Jackson Hewitt Tax Services Common Stock or Equivalent NYSEJVA Coffee Holding Co., Inc. Common Stock or Equivalent AMEXJW.A John Wiley & Sons, Inc. Common Stock or Equivalent NYSEJW.B John Wiley & Sons, Inc. Common Stock or Equivalent NYSEJWF Wells Fargo Cap IX Other Securities NYSEJWL Whitehall Jewellers, Inc. Common Stock or Equivalent NYSEJWN Nordstrom, Inc. Common Stock or Equivalent NYSEJYP.PR Jersey Central Power & Light Company Preferred Stock NYSEK Kellogg Company Common Stock or Equivalent NYSEKAI Kadant Inc Common Stock or Equivalent NYSEKAL Callisto Pharmaceuticals, Inc. Common Stock or Equivalent AMEXKAR Adesa Inc Common Stock or Equivalent NYSEKB Kookmin Bank New Common Stock or Equivalent NYSEKBH KB Home Common Stock or Equivalent NYSEKCI Kinetic Concepts, Inc. Common Stock or Equivalent NYSEKCP Kenneth Cole Productions, Inc. Common Stock or Equivalent NYSEKCS KCS Energy, Inc. Common Stock or Equivalent NYSEKDE 4Kids Entertainment, Inc. Common Stock or Equivalent NYSEKDN Kaydon Corporation Common Stock or Equivalent NYSEKEA Keane, Inc. Common Stock or Equivalent NYSEKEF Korea Equity Fund, Inc. Common Stock or Equivalent NYSEKEI Keithley Instruments, Inc. Common Stock or Equivalent NYSEKEM Kemet Corporation Common Stock or Equivalent NYSEKEP Korea Electric Power Corporation Common Stock or Equivalent NYSEKEX Kirby Corporation Common Stock or Equivalent NYSEKEY KeyCorp Common Stock or Equivalent NYSEKEY.PRA KeyCorp Other Securities NYSEKEY.PRB KeyCorp Other Securities NYSEKF Korea Fund, Inc. (The) Common Stock or Equivalent NYSE

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KFN KKR Financial Corp. Common Stock or Equivalent NYSEKFS Kingsway Financial Services, Inc. Common Stock or Equivalent NYSEKFT Kraft Foods Inc. Common Stock or Equivalent NYSEKFX KFX Inc. Common Stock or Equivalent AMEXKFY Korn/Ferry International Common Stock or Equivalent NYSEKG King Pharmaceuticals, Inc. Common Stock or Equivalent NYSEKGC Kinross Gold Corporation Common Stock or Equivalent NYSEKHI Scudder High Income Trust Common Stock or Equivalent NYSEKHK Kitty Hawk, Inc. New Common Stock or Equivalent AMEXKIM Kimco Realty Corporation Common Stock or Equivalent NYSEKIM.PRF Kimco Realty Corporation Preferred Stock NYSEKKD Krispy Kreme Doughnuts, Inc. Common Stock or Equivalent NYSEKLD iShares KLD Select Social Index Fund Other Securities NYSEKMA KMG America Corporation Common Stock or Equivalent NYSEKMB Kimberly-Clark Corporation Common Stock or Equivalent NYSEKMG Kerr-McGee Corporation Common Stock or Equivalent NYSEKMI Kinder Morgan, Inc. Common Stock or Equivalent NYSEKMM Scudder Multi-Market Income Trust Common Stock or Equivalent NYSEKMP Kinder Morgan Energy Partners, L.P. Common Stock or Equivalent NYSEKMR Kinder Morgan Management, LLC Common Stock or Equivalent NYSEKMT Kennametal Inc. Common Stock or Equivalent NYSEKMX CarMax Inc Common Stock or Equivalent NYSEKND Kindred Healthcare, Inc. Common Stock or Equivalent NYSEKNL Knoll, Inc. Common Stock or Equivalent NYSEKNM Konami Corporation Common Stock or Equivalent NYSEKNX Knight Transportation, Inc. Common Stock or Equivalent NYSEKO Coca-Cola Company (The) Common Stock or Equivalent NYSEKOF Coca-Cola FEMSA, S.A. de C.V. Common Stock or Equivalent NYSEKOR Koor Industries Ltd. Common Stock or Equivalent NYSEKPA Innkeepers USA Trust Common Stock or Equivalent NYSEKPA.PRC Innkeepers USA Trust Preferred Stock NYSEKPN Royal KPN N.V. Common Stock or Equivalent NYSEKR Kroger Company (The) Common Stock or Equivalent NYSEKRB MBNA Corporation Common Stock or Equivalent NYSEKRB.PRA MBNA Corporation Preferred Stock NYSEKRB.PRB MBNA Corporation Preferred Stock NYSEKRB.PRC MBNA Corporation Other Securities NYSEKRB.PRD MBNA Corporation Other Securities NYSEKRB.PRE MBNA Corporation Other Securities NYSEKRC Kilroy Realty Corporation Common Stock or Equivalent NYSEKRC.PRE Kilroy Realty Corporation Preferred Stock NYSEKRC.PRF Kilroy Realty Corporation Preferred Stock NYSE

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KRG Kite Realty Group Trust Common Stock or Equivalent NYSEKRI Knight-Ridder, Inc. Common Stock or Equivalent NYSEKRO Kronos Worldwide Inc Common Stock or Equivalent NYSEKRY Crystallex International Corporation Common Stock or Equivalent AMEXKSB Sal Sm Bny S&P500 Other Securities NYSEKSE KeySpan Corporation Common Stock or Equivalent NYSEKSM Scudder Strategic Municiple Income Trust Common Stock or Equivalent NYSEKSP K-Sea Transportation Partners LP Common Stock or Equivalent NYSEKSS Kohl's Corporation Common Stock or Equivalent NYSEKST Scudder Strategic Income Trust Common Stock or Equivalent NYSEKSU Kansas City Southern Common Stock or Equivalent NYSEKSU.PR Kansas City Southern Preferred Stock NYSEKT Katy Industries, Inc. Common Stock or Equivalent NYSEKTC Korea Telecom Corporation Common Stock or Equivalent NYSEKTF Scudder Municiple Income Trust Common Stock or Equivalent NYSEKTO K2 Inc. Common Stock or Equivalent NYSEKUB Kubota Corporation Common Stock or Equivalent NYSEKV.A K-V Pharmaceutical Company Common Stock or Equivalent NYSEKV.B K-V Pharmaceutical Company Common Stock or Equivalent NYSEKWD Kellwood Company Common Stock or Equivalent NYSEKWK Quicksilver Resources Inc. Common Stock or Equivalent NYSEKWR Quaker Chemical Corporation Common Stock or Equivalent NYSEKYE Kayne Anderson Energy Total Return Fund, Inc. Common Stock or Equivalent NYSEKYN Kayne Anderson MLP Investment Company Common Stock or Equivalent NYSEKYO Kyocera Corporation Common Stock or Equivalent NYSEKZL Kerzner International Limited Common Stock or Equivalent NYSEL Liberty Media Corporation Common Stock or Equivalent NYSELAB LaBranche & Co., Inc. Common Stock or Equivalent NYSELAD Lithia Motors, Inc. Common Stock or Equivalent NYSELAF Lafarge Corporation Common Stock or Equivalent NYSELAN Lancer Corporation Common Stock or Equivalent AMEXLAQ Latin America Equity Fund, Inc. (The) Common Stock or Equivalent NYSELAZ Lazard LTD. Common Stock or Equivalent NYSELB LaBarge, Inc. Common Stock or Equivalent AMEXLBC Lehman Brothers/First Trust Income Opportunity Fund Common Stock or Equivalent NYSELBF Scudder Global High Income Fund, Inc. Common Stock or Equivalent NYSELBY Libbey, Inc. Common Stock or Equivalent NYSELC Liberty Corporation (The) Common Stock or Equivalent NYSELCI Lannett Co Inc Common Stock or Equivalent AMEXLCM Advent/Claymore Enhanced Growth & Income Fund Common Stock or Equivalent NYSELDB Merrill Lynch Other Securities AMEXLDF Latin American Discovery Fund, Inc. (The) Common Stock or Equivalent NYSE

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LDG Longs Drug Stores Corporation Common Stock or Equivalent NYSELDL Lydall, Inc. Common Stock or Equivalent NYSELDR Landauer, Inc. Common Stock or Equivalent NYSELEA Lear Corporation Common Stock or Equivalent NYSELEE Lee Enterprises, Incorporated Common Stock or Equivalent NYSELEG Leggett & Platt, Incorporated Common Stock or Equivalent NYSELEH Lehman Brothers Fin SA Common Stock or Equivalent NYSELEH.PRC Lehman Brothers Fin SA Preferred Stock NYSELEH.PRD Lehman Brothers Fin SA Preferred Stock NYSELEH.PRF Lehman Brothers Fin SA Preferred Stock NYSELEH.PRG Lehman Brothers Fin SA Preferred Stock NYSELEH.PRK Lehman Brothers Fin SA Other Securities NYSELEH.PRL Lehman Brothers Fin SA Other Securities NYSELEH.PRM Lehman Brothers Fin SA Other Securities NYSELEH.PRN Lehman Brothers Fin SA Other Securities NYSELEN Lennar Corporation Common Stock or Equivalent NYSELEN.B Lennar Corporation Common Stock or Equivalent NYSELEO Dreyfus Strategic Municipals, Inc. Common Stock or Equivalent NYSELEV Levitt Corporation Common Stock or Equivalent NYSELF Leapfrog Enterprises Inc Common Stock or Equivalent NYSELFB Longview Fibre Company Common Stock or Equivalent NYSELFC China Life Insurance Company Limited Common Stock or Equivalent NYSELFG LandAmerica Financial Group, Inc. Common Stock or Equivalent NYSELFL Lan Chile S.A. Common Stock or Equivalent NYSELG Laclede Group, Inc. Common Stock or Equivalent NYSELG.PRA Laclede Group, Inc. Other Securities NYSELGF Lions Gate Entertainment Corporation Common Stock or Equivalent NYSELGI Lazard Global Total Return and Income Fund Common Stock or Equivalent NYSELGL Lynch Corporation Common Stock or Equivalent AMEXLGN Lodgian, Inc. Common Stock or Equivalent AMEXLH Laboratory Corporation of America Holdings Common Stock or Equivalent NYSELHO LaSalle Hotel Properties Common Stock or Equivalent NYSELHO.PRA LaSalle Hotel Properties Preferred Stock NYSELHO.PRB LaSalle Hotel Properties Preferred Stock NYSELI Laidlaw International, Inc. Common Stock or Equivalent NYSELIC Lynch Interactive Corporation Common Stock or Equivalent AMEXLII Lennox International, Inc. Common Stock or Equivalent NYSELIN Linens 'n Things, Inc. Common Stock or Equivalent NYSELIV Samaritan Pharmaceuticals Common Stock or Equivalent AMEXLIZ Liz Claiborne, Inc. Common Stock or Equivalent NYSELKI Lazare Kaplan International, Inc. Common Stock or Equivalent AMEXLLL L-3 Communications Holdings, Inc. Common Stock or Equivalent NYSE

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LLY Eli Lilly and Company Common Stock or Equivalent NYSELM Legg Mason, Inc. Common Stock or Equivalent NYSELMC.B Liberty Media Corporation Common Stock or Equivalent NYSELMS Lamson & Sessions Co. (The) Common Stock or Equivalent NYSELMT Lockheed Martin Corporation Common Stock or Equivalent NYSELMZ LMS Medical Systems Inc Common Stock or Equivalent AMEXLNC Lincoln National Corporation Common Stock or Equivalent NYSELNC.PR Lincoln National Corporation Preferred Stock NYSELNC.PRF Lincoln National Corporation Other Securities NYSELNC.PRV Lincoln National Corporation Other Securities NYSELND Lincoln National Income Fund, Inc. Common Stock or Equivalent NYSELNG Cheniere Energy, Inc. Common Stock or Equivalent AMEXLNN Lindsay Manufacturing Co. Common Stock or Equivalent NYSELNT Alliant Energy Corporation Common Stock or Equivalent NYSELNY Landry's Restaurants, Inc. Common Stock or Equivalent NYSELOR Lazard World Dividend & Income Fund, Inc. Common Stock or Equivalent NYSELOW Lowe's Companies, Inc. Common Stock or Equivalent NYSELPL LG.PHILIPS Common Stock or Equivalent NYSELPX Louisiana-Pacific Corporation Common Stock or Equivalent NYSELQ Quinenco SA Common Stock or Equivalent NYSELQD iShares Trust (Barclays Global Investors) Other Securities AMEXLQI La Quinta Corporation Common Stock or Equivalent NYSELQI.PR La Quinta Corporation Preferred Stock NYSELQU Quilmes Industrial (Quinsa) S.A. Common Stock or Equivalent NYSELR Lafarge S.A. Common Stock or Equivalent NYSELRP Lorus Therapeutics, Inc. Common Stock or Equivalent AMEXLRT LL&E Royalty Trust Common Stock or Equivalent NYSELRW Labor Ready, Inc. Common Stock or Equivalent NYSELRY Liberty Property Trust Common Stock or Equivalent NYSELSE Capital Lease Funding Inc Common Stock or Equivalent NYSELSI LSI Logic Corporation Common Stock or Equivalent NYSELSM MORGAN STANLEY Other Securities AMEXLSS Lone Star Technologies, Inc. Common Stock or Equivalent NYSELSV Sound Surgical Techonologies Inc. Common Stock or Equivalent AMEXLTC LTC Properties, Inc. Common Stock or Equivalent NYSELTC.PRE LTC Properties, Inc. Preferred Stock NYSELTC.PRF LTC Properties, Inc. Preferred Stock NYSELTD Limited Brands, Inc. Common Stock or Equivalent NYSELTM Life Time Fitness Common Stock or Equivalent NYSELTR Loews Corporation Common Stock or Equivalent NYSELTS Ladenburg Thalmann Financial Services Inc Common Stock or Equivalent AMEXLU Lucent Technologies, Inc. Common Stock or Equivalent NYSE

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LUB Luby's, Inc. Common Stock or Equivalent NYSELUK Leucadia National Corporation Common Stock or Equivalent NYSELUM Luminent Mortgage Capital Inc Common Stock or Equivalent NYSELUV Southwest Airlines Company Common Stock or Equivalent NYSELUX Luxottica Group, S.p.A. Common Stock or Equivalent NYSELVB Steinway Musical Instruments, Inc. Common Stock or Equivalent NYSELVS Las Vegas Sands Corp. Common Stock or Equivalent NYSELXK Lexmark International, Inc. Common Stock or Equivalent NYSELXP Lexington Corporate Properties Trust Common Stock or Equivalent NYSELXP.PRB Lexington Corporate Properties Trust Preferred Stock NYSELXP.PRC Lexington Corporate Properties Trust Preferred Stock NYSELXU Lsb Industries Inc. Common Stock or Equivalent AMEXLYG Lloyds Tsb Group Plc Common Stock or Equivalent NYSELYO Lyondell Chemical Company Common Stock or Equivalent NYSELZ Lubrizol Corporation (The) Common Stock or Equivalent NYSELZB La-Z-Boy Incorporated Common Stock or Equivalent NYSEMAA Mid-America Apartment Communities, Inc. Common Stock or Equivalent NYSEMAA.PRF Mid-America Apartment Communities, Inc. Preferred Stock NYSEMAA.PRH Mid-America Apartment Communities, Inc. Preferred Stock NYSEMAB Eaton Vance Insured Massachusetts Municipal Bond FunCommon Stock or Equivalent AMEXMAC Macerich Company (The) Common Stock or Equivalent NYSEMAD Madeco SA Common Stock or Equivalent NYSEMAF Municipal Advantage Fund, Inc. Common Stock or Equivalent NYSEMAG Magnetek, Inc. Common Stock or Equivalent NYSEMAM Maine & Maritimes Corporation Common Stock or Equivalent AMEXMAN Manpower Inc Common Stock or Equivalent NYSEMAR Marriot International Common Stock or Equivalent NYSEMAS Masco Corporation Common Stock or Equivalent NYSEMAT Mattel, Inc. Common Stock or Equivalent NYSEMAV Pioneer Municipal High Income Advantage Trust Common Stock or Equivalent NYSEMAX Mercury Air Group, Inc. Common Stock or Equivalent AMEXMAY May Department Stores Company (The) Common Stock or Equivalent NYSEMBI MBIA, Inc. Common Stock or Equivalent NYSEMBJ Morgan Stanley STARS based on the CBOE S&p 500 BuOther Securities AMEXMBP Mid Penn Bancorp Common Stock or Equivalent AMEXMBR Mercantile Bancorp, Inc. (Quincey, IL) Common Stock or Equivalent AMEXMBT Mobile TeleSystems Common Stock or Equivalent NYSEMC Matsushita Electric Industrial Company, Ltd. Common Stock or Equivalent NYSEMCA MuniYield California Insured Fund, Inc. Common Stock or Equivalent NYSEMCC Mestek, Inc. Common Stock or Equivalent NYSEMCD McDonald's Corporation Common Stock or Equivalent NYSEMCF Contango Oil & Gas Company Common Stock or Equivalent AMEX

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MCI MassMutual Corporate Investors Common Stock or Equivalent NYSEMCK McKesson Corporation Common Stock or Equivalent NYSEMCM Controladora Comerial Mexicana, S.A. de C.V. Common Stock or Equivalent NYSEMCN Madison/Claymore Covered Call Fund Common Stock or Equivalent NYSEMCO Moody's Corporation Common Stock or Equivalent NYSEMCR MFS Charter Income Trust Common Stock or Equivalent NYSEMCS Marcus Corporation (The) Common Stock or Equivalent NYSEMCU Morgan Stanley Dean Witter & Co. Common Stock or Equivalent AMEXMCX MC Shipping Inc. Common Stock or Equivalent AMEXMCY Mercury General Corporation Common Stock or Equivalent NYSEMCZ Mad Catz Interactive Inc Common Stock or Equivalent AMEXMDC M.D.C. Holdings, Inc. Common Stock or Equivalent NYSEMDF Metropolitan Health Networks, Inc. Common Stock or Equivalent AMEXMDG Meridian Gold Inc. Common Stock or Equivalent NYSEMDH MHI Hospitality Corporation Common Stock or Equivalent AMEXMDM Mountain Province Diamonds Inc. Common Stock or Equivalent AMEXMDP Meredith Corporation Common Stock or Equivalent NYSEMDR McDermott International, Inc. Common Stock or Equivalent NYSEMDS Midas, Inc. Common Stock or Equivalent NYSEMDT Medtronic, Inc. Common Stock or Equivalent NYSEMDU Mdu Res Group Inc Common Stock or Equivalent NYSEMDY Standard & Poor's MidCap 400 Depositary Receipts Other Securities AMEXMDZ MDS, Inc. Common Stock or Equivalent NYSEMEA Metalico Inc Common Stock or Equivalent AMEXMED MEDIFAST INC Common Stock or Equivalent AMEXMEE Massey Energy Company Common Stock or Equivalent NYSEMEG Media General, Inc. Common Stock or Equivalent NYSEMEH Midwest Air Group, Inc. Common Stock or Equivalent NYSEMEL Mellon Financial Corporation Common Stock or Equivalent NYSEMEM MCF Corporation Common Stock or Equivalent AMEXMEN MuniEnhanced Fund, Inc. Common Stock or Equivalent NYSEMER Merrill Lynch & Co., Inc. Common Stock or Equivalent NYSEMER.PRB Merrill Lynch & Co., Inc. Other Securities NYSEMER.PRC Merrill Lynch & Co., Inc. Other Securities NYSEMER.PRD Merrill Lynch & Co., Inc. Other Securities NYSEMER.PRE Merrill Lynch & Co., Inc. Other Securities NYSEMER.PRF Merrill Lynch & Co., Inc. Other Securities NYSEMER.PRG Merrill Lynch & Co., Inc. Preferred Stock NYSEMER.PRH Merrill Lynch & Co., Inc. Preferred Stock NYSEMET MetLife, Inc. Common Stock or Equivalent NYSEMET.PRA MetLife, Inc. Preferred Stock NYSEMET.PRB MetLife, Inc. Preferred Stock NYSE

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MF Malaysia Fund, Inc. (The) Common Stock or Equivalent NYSEMFA America First Mortgage Investments, Inc. Common Stock or Equivalent NYSEMFA.PRA America First Mortgage Investments, Inc. Preferred Stock NYSEMFB Maidenform Brands, Inc. Common Stock or Equivalent NYSEMFC Manulife Financial Corp Common Stock or Equivalent NYSEMFD Macquarie/First Trust Global Common Stock or Equivalent NYSEMFE Networks Associates, Inc. Common Stock or Equivalent NYSEMFI MicroFinancial Incorporated Common Stock or Equivalent NYSEMFL MuniHoldings Florida Insured Fund, Inc. Common Stock or Equivalent NYSEMFM MFS Municipal Income Trust Common Stock or Equivalent NYSEMFN MineFinders Corp. Ltd. Common Stock or Equivalent AMEXMFT MuniYield Florida Fund, Inc. Common Stock or Equivalent NYSEMFV MFS Special Value Trust Common Stock or Equivalent NYSEMFW M&F Worldwide Corporation Common Stock or Equivalent NYSEMGA Magna International, Inc. Common Stock or Equivalent NYSEMGB Morgan Stanley Global Opportunity Bond Fund, Inc. Common Stock or Equivalent NYSEMGF MFS Government Markets Income Trust Common Stock or Equivalent NYSEMGI Moneygram International, Inc. Common Stock or Equivalent NYSEMGM MGM Mirage Common Stock or Equivalent NYSEMGN Mines Management, Inc. Common Stock or Equivalent AMEXMGP Merchants Group, Inc. Common Stock or Equivalent AMEXMGS MetroGas, S.A. Common Stock or Equivalent NYSEMHD MuniHoldings Fund, Inc. Common Stock or Equivalent NYSEMHE Massachusetts Health and Education Tax-Exempt Trust Common Stock or Equivalent AMEXMHF Municipal High Income Fund, Inc. Common Stock or Equivalent NYSEMHG Meritage Hospitality Group Inc. Common Stock or Equivalent AMEXMHI Pioneer Municipal High Income Trust Common Stock or Equivalent NYSEMHJ Man Sang Holdings Inc Common Stock or Equivalent AMEXMHK Mohawk Industries, Inc. Common Stock or Equivalent NYSEMHL Mortgageit Holdings Inc Common Stock or Equivalent NYSEMHN MuniHoldings New York Insured Fund, Inc. Common Stock or Equivalent NYSEMHO M/I Homes, Inc. Common Stock or Equivalent NYSEMHP McGraw-Hill Companies, Inc. (The) Common Stock or Equivalent NYSEMHS MedcoHealth Solutions Inc Common Stock or Equivalent NYSEMHX MeriStar Hospitality Corporation Common Stock or Equivalent NYSEMHY Managed High Income Portfolio, Inc. Common Stock or Equivalent NYSEMI Marshall & Ilsley Corporation Common Stock or Equivalent NYSEMIC Macquarie Infrastructure Company Trust Common Stock or Equivalent NYSEMIG Meadowbrook Insurance Group, Inc. Common Stock or Equivalent NYSEMII MicroIslet Inc Common Stock or Equivalent AMEXMIK Michaels Stores, Inc. Common Stock or Equivalent NYSEMIL Millipore Corporation Common Stock or Equivalent NYSE

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MIM MI Developments Inc Common Stock or Equivalent NYSEMIN MFS Intermediate Income Trust Common Stock or Equivalent NYSEMIS MORGAN STANLEY Other Securities AMEXMIW Eaton Vance Insure Michigan Municipal Bond Fund Common Stock or Equivalent AMEXMIX Intermix Media, Inc. Common Stock or Equivalent AMEXMIY MuniYield Michigan Insured Fund, Inc. Common Stock or Equivalent NYSEMJI MuniYield New Jersey Insured Fund, Inc. Common Stock or Equivalent NYSEMKC McCormick & Company, Incorporated Common Stock or Equivalent NYSEMKC.V McCormick & Company, Incorporated Common Stock or Equivalent NYSEMKH Merrill Lynch & Co., Inc. Other Securities AMEXMKL Markel Corporation Common Stock or Equivalent NYSEMLI Mueller Industries, Inc. Common Stock or Equivalent NYSEMLM Martin Marietta Materials, Inc. Common Stock or Equivalent NYSEMLP Maui Land & Pineapple Company, Inc. Common Stock or Equivalent AMEXMLQ MORGAN STANLEY Other Securities AMEXMLR Miller Industries, Inc. Common Stock or Equivalent NYSEMLS Mills Corporation (The) Common Stock or Equivalent NYSEMLS.PRB Mills Corporation (The) Preferred Stock NYSEMLS.PRC Mills Corporation (The) Preferred Stock NYSEMLS.PRE Mills Corporation (The) Preferred Stock NYSEMLS.PRG Mills Corporation (The) Preferred Stock NYSEMMA Municipal Mortgage & Equity, LLC Common Stock or Equivalent NYSEMMC Marsh & McLennan Companies, Inc. Common Stock or Equivalent NYSEMMM 3M Company Common Stock or Equivalent NYSEMMP Magellan Midstream Partners L.P. Common Stock or Equivalent NYSEMMR McMoRan Exploration Company Common Stock or Equivalent NYSEMMS Maximus, Inc. Common Stock or Equivalent NYSEMMT MFS Multimarket Income Trust Common Stock or Equivalent NYSEMMU Managed Municipals Portfolio, Inc. Common Stock or Equivalent NYSEMMV Eaton Vance Massachusetts Municipal Income Trust Common Stock or Equivalent AMEXMMX.WS Montana Mills Bread Co., Inc. Warrant AMEXMNC Monaco Coach Corporation Common Stock or Equivalent NYSEMNE Muni New York Intermediate Duration Fund Inc Common Stock or Equivalent NYSEMNG Miramar Mining Corporation Common Stock or Equivalent AMEXMNI McClatchy Company (The) Common Stock or Equivalent NYSEMNP Municipal Partners Fund, Inc. Common Stock or Equivalent NYSEMNT Mentor Corporation Common Stock or Equivalent NYSEMO Altria Group Common Stock or Equivalent NYSEMOD Modine Manufacturing Company Common Stock or Equivalent NYSEMOG.A Moog Inc. Common Stock or Equivalent NYSEMOG.B Moog Inc. Common Stock or Equivalent NYSEMOH Molina Healthcare Inc Common Stock or Equivalent NYSE

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MON Monsanto Company Common Stock or Equivalent NYSEMOS Mosaic Company (The) Common Stock or Equivalent NYSEMOT Motorola, Inc. Common Stock or Equivalent NYSEMOV Movado Group Inc. Common Stock or Equivalent NYSEMP.PRD Mississippi Power Company Preferred Stock NYSEMP.PRE Mississippi Power Company Other Securities NYSEMPA MuniYield Pennsylvania Insured Fund Common Stock or Equivalent NYSEMPE Mpower Holding Corporation New Common Stock or Equivalent AMEXMPG Maguire Properties Inc Common Stock or Equivalent NYSEMPG.PRA Maguire Properties Inc Preferred Stock NYSEMPN.PR.A Monongahela Power Company Preferred Stock AMEXMPN.PR.C Monongahela Power Company Preferred Stock AMEXMPP Medical Technology Systems, Inc. Common Stock or Equivalent AMEXMPQ Meredith Enterprises Inc Common Stock or Equivalent AMEXMPR Met-Pro Corporation Common Stock or Equivalent NYSEMPS Modis Professional Services, Inc. Common Stock or Equivalent NYSEMPT Municipal Partners Fund II, Inc. Common Stock or Equivalent NYSEMPV MassMutual Participation Investors Common Stock or Equivalent NYSEMPW Medical Properties Trust, Inc. Common Stock or Equivalent NYSEMPX Marine Products Corporation Common Stock or Equivalent NYSEMQT MuniYield Quality Fund II, Inc. Common Stock or Equivalent NYSEMQY MuniYield Quality Fund, Inc. Common Stock or Equivalent NYSEMRB Metallica Resources Inc. Common Stock or Equivalent AMEXMRD MacDermid, Incorporated Common Stock or Equivalent NYSEMRF American Income Fund, Inc. Common Stock or Equivalent NYSEMRH Montpelier RE Holdings Ltd Common Stock or Equivalent NYSEMRI.A McRae Industries, Inc. Common Stock or Equivalent AMEXMRI.B McRae Industries, Inc. Common Stock or Equivalent AMEXMRK Merck & Company, Inc. Common Stock or Equivalent NYSEMRM Merrimac Industries, Inc. Common Stock or Equivalent AMEXMRN Medical Staffing Network Holdings Inc Common Stock or Equivalent NYSEMRO Marathon Oil Corporation Common Stock or Equivalent NYSEMRX Medicis Pharmaceutical Corporation Common Stock or Equivalent NYSEMRY Memry Corporation Common Stock or Equivalent AMEXMS Milestone Scientific, Inc. Common Stock or Equivalent AMEXMS.WS Milestone Scientific, Inc. Warrant AMEXMSA Mine Safety Appliances Company Common Stock or Equivalent NYSEMSB Mesabi Trust Common Stock or Equivalent NYSEMSC Material Sciences Corporation Common Stock or Equivalent NYSEMSD Morgan Stanley Emerging Markets Debt Fund, Inc. Common Stock or Equivalent NYSEMSF Morgan Stanley Emerging Markets Fund, Inc. Common Stock or Equivalent NYSEMSI Movie Star, Inc. Common Stock or Equivalent AMEX

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MSK Grupo Industrial Maseca, S.A. de C.V. Common Stock or Equivalent NYSEMSL MidSouth Bancorp Common Stock or Equivalent AMEXMSM MSC Industrial Direct Company, Inc. Common Stock or Equivalent NYSEMSN Emerson Radio Corporation Common Stock or Equivalent AMEXMSO Martha Stewart Living Omnimedia, Inc. Common Stock or Equivalent NYSEMSP Madison Strategic Sector Premium Fund Common Stock or Equivalent NYSEMSS Measurement Specialties, Inc. Common Stock or Equivalent AMEXMSW Mission West Properties, Inc. Common Stock or Equivalent AMEXMSY Morgan Stanley High Yield Fund, Inc. Common Stock or Equivalent NYSEMT Mittal Steel Company NV Common Stock or Equivalent NYSEMTA Matav Common Stock or Equivalent NYSEMTB M&T Bank Corporation Common Stock or Equivalent NYSEMTD Mettler-Toledo International, Inc. Common Stock or Equivalent NYSEMTE Mahanagar Telephone Nigam Ltd Common Stock or Equivalent NYSEMTF Mitsubishi Tokyo Financial Group, Inc. Common Stock or Equivalent NYSEMTG MGIC Investment Corporation Common Stock or Equivalent NYSEMTH Meritage Corporation Common Stock or Equivalent NYSEMTK streetTRACKS Series Trust Other Securities AMEXMTL Mechel Steel Group OAO Common Stock or Equivalent NYSEMTN Vail Resorts, Inc. Common Stock or Equivalent NYSEMTR Mesa Royalty Trust Common Stock or Equivalent NYSEMTS Montgomery Street Income Securities, Inc. Common Stock or Equivalent NYSEMTW Manitowoc Company, Inc. Common Stock or Equivalent NYSEMTX Minerals Technologies Inc. Common Stock or Equivalent NYSEMTY Marlton Technologies, Inc. Common Stock or Equivalent AMEXMTZ MasTec, Inc. Common Stock or Equivalent NYSEMU Micron Technology, Inc. Common Stock or Equivalent NYSEMUA MuniAssets Fund, Inc. Common Stock or Equivalent NYSEMUC MuniHoldings California Insured Fund, V, Inc. Common Stock or Equivalent NYSEMUE MuniHoldings Insured Fund II, Inc. Common Stock or Equivalent NYSEMUH MuniHoldings Fund II, Inc. Common Stock or Equivalent NYSEMUI Muni Intermediate Duration Fund Inc Common Stock or Equivalent NYSEMUJ MuniHoldings New Jersey Insured Fund, Inc. Common Stock or Equivalent NYSEMUK.PRA Mepc Intl 9.125 Quip Other Securities NYSEMUO Pioneer Interest Shares Common Stock or Equivalent NYSEMUR Murphy Oil Corporation Common Stock or Equivalent NYSEMUS MuniHoldings Insured Fund, Inc. Common Stock or Equivalent NYSEMVC MVC Capital Common Stock or Equivalent NYSEMVF MuniVest Fund, Inc. Common Stock or Equivalent AMEXMVK Maverick Tube Corporation Common Stock or Equivalent NYSEMVL Marvel Enterprises, Inc. Common Stock or Equivalent NYSEMVT MuniVest Fund II, Inc. Common Stock or Equivalent NYSE

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MW Men's Wearhouse, Inc. (The) Common Stock or Equivalent NYSEMWD Morgan Stanley Common Stock or Equivalent NYSEMWE MarkWest Energy Partners, LP Common Stock or Equivalent AMEXMWG Morgan Stanley Cap Tr IV Other Securities NYSEMWH BayCorp Holdings, Ltd. Common Stock or Equivalent AMEXMWJ Morgan Stanley Capital Trust II Other Securities NYSEMWO Morgan Stanley Cap Tr V Other Securities NYSEMWP MarkWest Hydrocarbon, Inc. Common Stock or Equivalent AMEXMWR Morgan Stanley Cap Tr III Other Securities NYSEMWV Meadwestvaco Corporation Common Stock or Equivalent NYSEMWY Midway Games Inc. Common Stock or Equivalent NYSEMX Metso Corporation Common Stock or Equivalent NYSEMXA Minnesota Municipal Income Portfolio Inc. Common Stock or Equivalent AMEXMXC Mexco Energy Corporation Common Stock or Equivalent AMEXMXE Mexico Equity and Income Fund, Inc. (The) Common Stock or Equivalent NYSEMXF Mexico Fund, Inc. (The) Common Stock or Equivalent NYSEMXF.WD Mexico Fund, Inc. (The) Common Stock or Equivalent NYSEMXM MAXXAM Inc. Common Stock or Equivalent AMEXMXN First American Minnesota Municipal Income Fund II, Inc. Common Stock or Equivalent AMEXMXO Maxtor Corporation Common Stock or Equivalent NYSEMXT Metris Companies Inc. Common Stock or Equivalent NYSEMYC MuniYield California Fund, Inc. Common Stock or Equivalent NYSEMYD MuniYield Fund, Inc. Common Stock or Equivalent NYSEMYE Myers Industries, Inc. Common Stock or Equivalent NYSEMYF MuniYield Florida Fund Common Stock or Equivalent NYSEMYG Maytag Corporation Common Stock or Equivalent NYSEMYI MuniYield Insured Fund, Inc. Common Stock or Equivalent NYSEMYJ MuniYield New Jersey Fund, Inc. Common Stock or Equivalent NYSEMYL Mylan Laboratories, Inc. Common Stock or Equivalent NYSEMYM MuniYield Michigan Insured Fund II, Inc. Common Stock or Equivalent NYSEMYN MuniYield New York Insured Fund, Inc. Common Stock or Equivalent NYSEMYR Mayor's Jewelers, Inc. Common Stock or Equivalent AMEXMYS Masisa Sa Ads Common Stock or Equivalent NYSEMZ Milacron Inc. Common Stock or Equivalent NYSEMZA MuniYield Arizona Fund, Inc. Common Stock or Equivalent AMEXMZF MBIA Capital/Claymore Total Return Fund Inc Common Stock or Equivalent NYSEMZT Matritech, Inc. Common Stock or Equivalent AMEXN Inco Ltd. Common Stock or Equivalent NYSENAB National Australia Bank Limited Common Stock or Equivalent NYSENAC Nuveen California Dividend Advantage Municipal Fund Common Stock or Equivalent NYSENAD Nuveen Dividend Advantage Municipal Fund Common Stock or Equivalent NYSENAI Nicholas-Applegate International Common Stock or Equivalent NYSE

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NAK Northern Dynasty Minerals, Ltd. Common Stock or Equivalent AMEXNAL NewAlliance Bancshares, Inc. Common Stock or Equivalent NYSENAN Nuveen New York Dividend Advantage Municipal Fund Common Stock or Equivalent NYSENAT Nordic American Tanker Shipping Limited Common Stock or Equivalent NYSENAU National Australia Bank Limited Other Securities NYSENAV Navistar International Corporation Common Stock or Equivalent NYSENAV.PRD Navistar International Corporation Preferred Stock NYSENAZ Nuveen Arizona Premium Income Municipal Fund, Inc. Common Stock or Equivalent NYSENBD NB Capital Corporation Other Securities NYSENBG Natl Bk Greece Ads Common Stock or Equivalent NYSENBH Neuberger Berman Intermediate Municipal Fund Inc. Common Stock or Equivalent AMEXNBJ Nuveen Ohio Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNBL Noble Energy Inc. Common Stock or Equivalent NYSENBN Northeast Bancorp Common Stock or Equivalent AMEXNBO Neuberger Berman New York Intermediate Municipal FunCommon Stock or Equivalent AMEXNBP Northern Border Partners, L.P. Common Stock or Equivalent NYSENBR Nabors Industries, Inc. Common Stock or Equivalent AMEXNBW Neuberger Berman California Intermediate Municipal Fun Common Stock or Equivalent AMEXNBY NBC Capital Corporation Common Stock or Equivalent AMEXNC NACCO Industries, Inc. Common Stock or Equivalent NYSENCA Nuveen California Municipal Value Fund, Inc. Common Stock or Equivalent NYSENCC National City Corporation Common Stock or Equivalent NYSENCF.PR National Commerce Financial Corporation Other Securities NYSENCI Navigant Consulting, Inc. Common Stock or Equivalent NYSENCL Nuveen Insured California Premium Income Municipal Fu Common Stock or Equivalent NYSENCO Nuveen California Municipal Market Opportunity Fund, IncCommon Stock or Equivalent NYSENCP Nuveen California Performance Plus Municipal Fund, Inc.Common Stock or Equivalent NYSENCR NCR Corporation Common Stock or Equivalent NYSENCS NCI Building Systems, Inc. Common Stock or Equivalent NYSENCT Newcastle Investment Corporation Common Stock or Equivalent NYSENCT.PRB Newcastle Investment Corporation Preferred Stock NYSENCU Nuveen California Premium Income Municipal Fund Common Stock or Equivalent AMEXNCV Nicholas-Applegate Convertible & Income Fund Preferred Stock NYSENCX Nova Chemicals Corporation Common Stock or Equivalent NYSENCZ Nicholas-Applegate Convertible & Income Fund II Common Stock or Equivalent NYSENDC National Data Corporation Common Stock or Equivalent NYSENDD Neuberger Berman Dividend Advantage Common Stock or Equivalent AMEXNDE IndyMac Bancorp, Inc. Common Stock or Equivalent NYSENDE.PR IndyMac Bancorp, Inc. Other Securities NYSENDN 99 Cents Only Stores Common Stock or Equivalent NYSENE Noble Corporation Common Stock or Equivalent NYSENEA Nuveen Insured Tax-Free Advantage Municipal Fund Common Stock or Equivalent AMEX

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NEM Newmont Mining Corporation (Holding Company) Common Stock or Equivalent NYSENEN New England Realty Associates Limited Partnership Common Stock or Equivalent AMEXNEP Nephros, Inc. Common Stock or Equivalent AMEXNEU NewMarket Corporation Common Stock or Equivalent NYSENEW New Century Financial Corp. Common Stock or Equivalent NYSENEW.PRA New Century Financial Corp. Preferred Stock NYSENFB North Fork Bancorporation, Inc. Common Stock or Equivalent NYSENFC Nuveen Connecticut Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNFG National Fuel Gas Company Common Stock or Equivalent NYSENFI NovaStar Financial, Inc. Common Stock or Equivalent NYSENFI.PRC NovaStar Financial, Inc. Preferred Stock NYSENFJ NFJ Dividend, Interest & Premium Strategy Fund Common Stock or Equivalent NYSENFL Nuveen Insured Florida Premium Income Municipal Fund Common Stock or Equivalent NYSENFM Nuveen Maryland Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNFP National Financial Partners Corporation Common Stock or Equivalent NYSENFS Nationwide Financial Services, Inc. Common Stock or Equivalent NYSENFS.PRA Nationwide Financial Services, Inc. Other Securities NYSENFX Newfield Exploration Company Common Stock or Equivalent NYSENFZ Nuveen Arizona Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNG Novagold Resources Inc New Common Stock or Equivalent AMEXNGA North American Galvanizing & Coatings Inc Common Stock or Equivalent AMEXNGB Nuveen Virginia Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNGD NEW GOLD INC. Common Stock or Equivalent AMEXNGE Engenio Information Technologies Inc Common Stock or Equivalent NYSENGG.WI National Grid Transco, PLC Common Stock or Equivalent NYSENGK Nuveen Connecticut Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNGO Nuveen Connecticut Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNGS Natural Gas Services Group, Inc. Common Stock or Equivalent AMEXNGS.WS Natural Gas Services Group, Inc. Warrant AMEXNGT Eastern American Natural Gas Trust Common Stock or Equivalent NYSENGX Nuveen Insured Massachusetts Tax-Free Advantage MunCommon Stock or Equivalent AMEXNHC National HealthCare Corporation Common Stock or Equivalent AMEXNHI National Health Investors, Inc. Common Stock or Equivalent NYSENHP Nationwide Health Properties, Inc. Common Stock or Equivalent NYSENHP.PRA Nationwide Health Properties, Inc. Preferred Stock NYSENHP.PRB Nationwide Health Properties, Inc. Preferred Stock NYSENHR National Health Realty, Inc. Common Stock or Equivalent AMEXNHY Norsk Hydro ASA Common Stock or Equivalent NYSENI Northern Indiana Public Service Company Common Stock or Equivalent NYSENI.PR Northern Indiana Public Service Company Preferred Stock AMEXNI.PRA Northern Indiana Public Service Company Preferred Stock NYSENIF Nuveen Premier Insured Municipal Income Fund, Inc. Common Stock or Equivalent NYSE

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NII Nuveen North Carolina Dividend Advantage Municipal Fu Common Stock or Equivalent AMEXNIM Nuveen Select Maturities Municipal Fund Common Stock or Equivalent NYSENIO Nuveen Insured Municipal Opportunity Fund, Inc. Common Stock or Equivalent NYSENIS Nissin Co Ltd Common Stock or Equivalent NYSENJ Nidec Corporation (Nihon Densan Kabushiki Kaisha) Common Stock or Equivalent NYSENJR NewJersey Resources Corporation Common Stock or Equivalent NYSENKE Nike, Inc. Common Stock or Equivalent NYSENKG Nuveen Georgia Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNKL Nuveen Insured California Dividend Advantage Municipal Common Stock or Equivalent AMEXNKO Nuveen Insured New York Dividend Advantage MunicipalCommon Stock or Equivalent AMEXNKR Nuveen Arizona Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNKX Nuveen Insured California Tax-Free Advantage Municipa Common Stock or Equivalent AMEXNL NL Industries, Inc. Common Stock or Equivalent NYSENLC Nalco Holding Company Common Stock or Equivalent NYSENLN National Lampoon Inc. Common Stock or Equivalent AMEXNLP NTS Realty Holdings Limited Partnership Common Stock or Equivalent AMEXNLS Nautilus Group, Inc. (The) Common Stock or Equivalent NYSENLX Analex Corp Common Stock or Equivalent AMEXNLY Annaly Mortgage Management, Inc. Common Stock or Equivalent NYSENLY.PRA Annaly Mortgage Management, Inc. Preferred Stock NYSENMA Nuveen Municipal Advantage Fund, Inc. Common Stock or Equivalent NYSENMB Nuveen Massachusetts Dividend Advantage Municipal FuCommon Stock or Equivalent AMEXNMG.A Neiman Marcus Group, Inc. (The) Common Stock or Equivalent NYSENMG.B Neiman Marcus Group, Inc. (The) Common Stock or Equivalent NYSENMI Nuveen Municipal Income Fund, Inc. Common Stock or Equivalent NYSENMK.PRB Niagara Mohawk Holdings, Inc. Preferred Stock NYSENMK.PRC Niagara Mohawk Holdings, Inc. Preferred Stock NYSENMO Nuveen Municipal Market Opportunity Fund, Inc. Common Stock or Equivalent NYSENMP Nuveen Michigan Premium Income Municipal Fund, Inc. Common Stock or Equivalent NYSENMR Nomura Holdings Inc ADR Common Stock or Equivalent NYSENMT Nuveen Massachusetts Premium Income Municipal Fund Common Stock or Equivalent NYSENMY Nuveen Maryland Premium Income Municipal Fund Common Stock or Equivalent NYSENMZ Nuveen Municipal High Income Opportunity Fund Common Stock or Equivalent AMEXNNB Nuveen Virginia Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNNC Nuveen North Carolina Premium Income Municipal Fund Common Stock or Equivalent NYSENNF Nuveen Insured New York Premium Income Municipal FuCommon Stock or Equivalent NYSENNI Nelnet, Inc. Common Stock or Equivalent NYSENNJ Nuveen New Jersey Premium Income Municipal Fund, In Common Stock or Equivalent NYSENNN Commercial Net Lease Realty, Inc. Common Stock or Equivalent NYSENNN.PRA Commercial Net Lease Realty, Inc. Preferred Stock NYSENNO Nuveen North Carolina Dividend Advantage Municipal Fu Common Stock or Equivalent AMEXNNP Nuveen New York Performance Plus Municipal Fund, Inc Common Stock or Equivalent NYSE

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NNY Nuveen New York Municipal Value Fund, Inc. Common Stock or Equivalent NYSENOC Northrop Grumman Corporation Common Stock or Equivalent NYSENOC.PRB Northrop Grumman Corporation Preferred Stock NYSENOK Nokia Corporation Common Stock or Equivalent NYSENOM Nuveen Missouri Premium Income Municipal Fund Common Stock or Equivalent AMEXNOV National-Oilwell, Inc. Common Stock or Equivalent NYSENOX Neuberger Berman Income Opportunity Fund Inc. Common Stock or Equivalent AMEXNP Neenah Paper, Inc. Common Stock or Equivalent NYSENPC Nuveen Insured California Premium Income Fund, Inc. Common Stock or Equivalent NYSENPF Nuveen Premier Municipal Income Fund, Inc. Common Stock or Equivalent NYSENPG Nuveen Georgia Premium Income Municipal Fund Common Stock or Equivalent AMEXNPI Nuveen Premium Income Municipal Fund, Inc. Common Stock or Equivalent NYSENPK National Presto Industries, Inc. Common Stock or Equivalent NYSENPM Nuveen Premium Income Municipal Fund II, Inc. Common Stock or Equivalent NYSENPO Enpro Industries Common Stock or Equivalent NYSENPP Nuveen Performance Plus Municipal Fund, Inc. Common Stock or Equivalent NYSENPS MORGAN STANLEY Other Securities AMEXNPT Nuveen Premium Income Municipal Fund IV, Inc. Common Stock or Equivalent NYSENPV Nuveen Virginia Premium Income Municipal Fund Common Stock or Equivalent NYSENPX Nuveen Insured Premium Income Municipal Fund II Common Stock or Equivalent NYSENPY Nuveen Pennsylvania Premium Income Municipal Fund IICommon Stock or Equivalent NYSENQC Nuveen California Investment Quality Municipal Fund, IncCommon Stock or Equivalent NYSENQF Nuveen Florida Investment Quality Municipal Fund Common Stock or Equivalent NYSENQI Nuveen Insured Quality Municipal Fund, Inc. Common Stock or Equivalent NYSENQJ Nuveen New Jersey Investment Quality Municipal Fund, ICommon Stock or Equivalent NYSENQM Nuveen Investment Quality Municipal Fund, Inc. Common Stock or Equivalent NYSENQN Nuveen New York Investment Quality Municipal Fund, IncCommon Stock or Equivalent NYSENQP Nuveen Pennsylvania Investment Quality Municipal Fund Common Stock or Equivalent NYSENQS Nuveen Select Quality Municipal Fund, Inc. Common Stock or Equivalent NYSENQU Nuveen Quality Income Municipal Fund, Inc. Common Stock or Equivalent NYSENR Newpark Resources, Inc. Common Stock or Equivalent NYSENRB Nuveen North Carolina Dividend Advantage Municipal Fu Common Stock or Equivalent AMEXNRF Northstar Realty Finance Corp. Common Stock or Equivalent NYSENRG NRG Energy, Inc. Common Stock or Equivalent NYSENRI Neuberger Berman Inc. Common Stock or Equivalent NYSENRK Nuveen Insured New York Tax-Free Advantage Municipa Common Stock or Equivalent AMEXNRL Neuberger Berman Real Estatee Income Fund Preferred Stock NYSENRO Neuberger Berman Real Estate Securities Income Fund, Common Stock or Equivalent AMEXNRP Natural Resource Partners LP Common Stock or Equivalent NYSENRT North European Oil Royality Trust Common Stock or Equivalent NYSENSB Sal Sm Brny S&P500 Other Securities NYSENSC Norfolk Souther Corporation Common Stock or Equivalent NYSE

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NSE New Skies Satellites Holdings Ltd. Common Stock or Equivalent NYSENSH Nashua Corporation Common Stock or Equivalent NYSENSL Nuveen Senior Income Fund Common Stock or Equivalent NYSENSM National Semiconductor Corporation Common Stock or Equivalent NYSENSO nStor Technologies, Inc. Common Stock or Equivalent AMEXNSR Neustar, Inc. Common Stock or Equivalent NYSENSS NS Group, Inc. Common Stock or Equivalent NYSENST NSTAR Common Stock or Equivalent NYSENSU Nevsun Resources Ltd Common Stock or Equivalent AMEXNT Nortel Networks Corporation Common Stock or Equivalent NYSENTC Nuveen Connecticut Premium Income Municipal Fund Common Stock or Equivalent NYSENTE Nam Tai Electronics, Inc. Common Stock or Equivalent NYSENTG NATCO Group Inc. Common Stock or Equivalent NYSENTI Northern Technologies International Corporation Common Stock or Equivalent AMEXNTL Nortel Inversora SA, ADR Common Stock or Equivalent NYSENTN NTN Communications, Inc. Common Stock or Equivalent AMEXNTO Northern Orion Resources, Inc. Common Stock or Equivalent AMEXNTR New York Mortgage Trust Inc Common Stock or Equivalent NYSENTT Nippon Telegraph and Telephone Corporation Common Stock or Equivalent NYSENTX Nuveen Texas Quality Income Municipal Fund Common Stock or Equivalent NYSENTY NBTY, Inc. Common Stock or Equivalent NYSENTZ Natuzzi, S.p.A. Common Stock or Equivalent NYSENU Northeast Utilities Common Stock or Equivalent NYSENUC Nuveen California Quality Income Municipal Fund, Inc. Common Stock or Equivalent NYSENUE Nucor Corporation Common Stock or Equivalent NYSENUF Nuveen Florida Quality Income Municipal Fund, Inc. Common Stock or Equivalent NYSENUJ Nuveen New Jersey Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNUM Nuveen Michigan Quality Income Municipal Fund, Inc. Common Stock or Equivalent NYSENUN Nuveen New York Quality Income Municipal Fund, Inc. Common Stock or Equivalent NYSENUO Nuveen Ohio Quality Income Municipal Fund, Inc. Common Stock or Equivalent NYSENUS Nu Skin Enterprises, Inc. Common Stock or Equivalent NYSENUT ML Macadamia Orchards L.P. Common Stock or Equivalent NYSENUV Nuveen Municipal Value Fund, Inc. Common Stock or Equivalent NYSENVC Nuveen California Select Quality Municipal Fund, Inc. Common Stock or Equivalent NYSENVD Novadel Pharma Inc Common Stock or Equivalent AMEXNVE MORGAN STANLEY Other Securities AMEXNVG Nuveen Insured Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNVH National R.V. Holdings, Inc. Common Stock or Equivalent NYSENVI National Vision, Inc. Common Stock or Equivalent AMEXNVJ Nuveen Ohio Dividend Advantage Municipal Fund 3 Common Stock or Equivalent AMEXNVL Novelis Inc. Common Stock or Equivalent NYSENVN Nuveen New York Select Quality Municipal Fund, Inc. Common Stock or Equivalent NYSE

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NVO Novo Nordisk A/S Common Stock or Equivalent NYSENVP.PR Nevada Power Company Other Securities NYSENVP.PRB Nevada Power Company Other Securities NYSENVR NVR, Inc. Common Stock or Equivalent AMEXNVS Novartis AG Common Stock or Equivalent NYSENVT Navteq Corp Common Stock or Equivalent NYSENVX Nuveen California Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNVY Nuveen Pennsylvania Dividend Advantage Municipal FunCommon Stock or Equivalent AMEXNW.PRB Natl Westminster Pfd Preferred Stock NYSENW.PRC Natl Westminster Pfd Preferred Stock NYSENWD New Dragon Asia Corporation Common Stock or Equivalent AMEXNWF Nuveen Insured Florida Tax-Free Advantage Municipal FuCommon Stock or Equivalent AMEXNWG Inco Ltd. Warrant NYSENWI Nuveen Maryland Dividend Advantage Municipal Fund 3 Common Stock or Equivalent AMEXNWK Network Equipment Technologies, Inc. Common Stock or Equivalent NYSENWL Newell Rubbermaid Inc. Common Stock or Equivalent NYSENWN Northwest Natural Gas Company Common Stock or Equivalent NYSENWS News Corporation Limited (The) Common Stock or Equivalent NYSENWS.A News Corporation Limited (The) Common Stock or Equivalent NYSENWX.PRA Natl Westminster Bk Other Securities NYSENWY New York & Company, Inc. Common Stock or Equivalent NYSENX Quanex Corporation Common Stock or Equivalent NYSENXC Nuveen Insured California Select Tax-Free Income PortfoCommon Stock or Equivalent NYSENXE Nuveen Arizona Dividend Advantage Municipal Fund 3 Common Stock or Equivalent AMEXNXG Northgate Minerals Corporation Common Stock or Equivalent AMEXNXI Nuveen Ohio Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNXJ Nuveen New Jersey Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNXK Nuveen New York Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNXL New Plan Excel Realty Trust, Inc. Common Stock or Equivalent NYSENXL.PRE New Plan Excel Realty Trust, Inc. Preferred Stock NYSENXM Nuveen Pennsylvania Dividend Advantage Municipal FunCommon Stock or Equivalent AMEXNXN Nuveen Insured New York Select Tax-Free Income PortfoCommon Stock or Equivalent NYSENXP Nuveen Select Tax Free Income Portfolio Common Stock or Equivalent NYSENXQ Nuveen Select Tax Free Income Portfolio II Common Stock or Equivalent NYSENXR Nuveen Select Tax Free Income Portfolio III Common Stock or Equivalent NYSENXY Nexen, Inc. Common Stock or Equivalent NYSENXZ Nuveen Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNY iShares Trust NYSE 100 Index Other Securities NYSENYB New York Community Bancorp, Inc. Common Stock or Equivalent NYSENYB.PRU New York Community Bancorp, Inc. Other Securities NYSENYC iShares Tr NYSE Composite Other Securities NYSENYH Eaton Vance Insured New York Municipal Bond Fund II Common Stock or Equivalent AMEX

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NYM Nymagic, Inc. Common Stock or Equivalent NYSENYT New York Times Company (The) Common Stock or Equivalent NYSENZF Nuveen Dividend Advantage Municipal Fund 3 Common Stock or Equivalent AMEXNZH Nuveen California Dividend Advantage Municipal Fund 3 Common Stock or Equivalent AMEXNZR Nuveen Maryland Dividend Advantage Municipal Fund 2 Common Stock or Equivalent AMEXNZT Telecom Corporation of New Zealand Limited Common Stock or Equivalent NYSENZW Nuveen Michigan Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXNZX Nuveen Georgia Dividend Advantage Municipal Fund Common Stock or Equivalent AMEXO Realty Income Corporation Common Stock or Equivalent NYSEO.PRD Realty Income Corporation Preferred Stock NYSEOCA Orthodontic Centers of America, Inc. Common Stock or Equivalent NYSEOCN Ocwen Financial Corporation Common Stock or Equivalent NYSEOCR Omnicare, Inc. Common Stock or Equivalent NYSEOCR.PRA Omnicare, Inc. Other Securities NYSEOCR.PRB Omnicare, Inc. Other Securities NYSEODC Oil-Dri Corporation Of America Common Stock or Equivalent NYSEODP Office Depot, Inc. Common Stock or Equivalent NYSEOEC.PRA Ohio Edison Company Preferred Stock NYSEOEC.PRB Ohio Edison Company Preferred Stock NYSEOEC.PRC Ohio Edison Company Preferred Stock NYSEOEC.PRD Ohio Edison Company Preferred Stock NYSEOEF iShares S&P 100 Index Other Securities NYSEOEH Orient-Express Hotels, Ltd. Common Stock or Equivalent NYSEOFC Corporate Office Properties Trust Common Stock or Equivalent NYSEOFC.PRE Corporate Office Properties Trust Preferred Stock NYSEOFC.PRF Corporate Office Properties Trust Preferred Stock NYSEOFC.PRG Corporate Office Properties Trust Preferred Stock NYSEOFC.PRH Corporate Office Properties Trust Preferred Stock NYSEOFG Oriental Financial Group, Inc. Common Stock or Equivalent NYSEOFG.PRA Oriental Financial Group, Inc. Preferred Stock NYSEOFG.PRB Oriental Financial Group, Inc. Preferred Stock NYSEOFI Overhill Farms, Inc. Common Stock or Equivalent AMEXOGE OGE Energy Corporation Common Stock or Equivalent NYSEOGN Merrill Lynch & Co., Inc. Other Securities AMEXOHB Orleans Homebuilders, Inc. Common Stock or Equivalent AMEXOHI Omega Healthcare Investors, Inc. Common Stock or Equivalent NYSEOHI.PRD Omega Healthcare Investors, Inc. Preferred Stock NYSEOI Owens-Illinois, Inc. Common Stock or Equivalent NYSEOI.PRA Owens-Illinois, Inc. Preferred Stock NYSEOIA MS Municipal Income Opportunities Trust Common Stock or Equivalent NYSEOIB MS Municipal Income Opportunities Trust II Common Stock or Equivalent NYSEOIC MS Municipal Income Opportunities Trust III Common Stock or Equivalent NYSE

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OIH Merrill Lynch & Co., Inc. Other Securities AMEXOII Oceaneering International, Inc. Common Stock or Equivalent NYSEOIS Oil States International, Inc. Common Stock or Equivalent NYSEOKE ONEOK, Inc. Common Stock or Equivalent NYSEOLG Offshore Logistics, Inc. Common Stock or Equivalent NYSEOLN Olin Corporation Common Stock or Equivalent NYSEOLP One Liberty Properties, Inc. Common Stock or Equivalent NYSEOMC Omnicom Group Inc. Common Stock or Equivalent NYSEOME Omega Protein Corporation Common Stock or Equivalent NYSEOMG OM Group, Inc. Common Stock or Equivalent NYSEOMI Owens & Minor, Inc. Common Stock or Equivalent NYSEOMM OMI Corporation Common Stock or Equivalent NYSEOMN OMNOVA Solutions Inc. Common Stock or Equivalent NYSEOMR Odyssey Marine Exploration, Inc. Common Stock or Equivalent AMEXOMX Boise Cascade Corporation Common Stock or Equivalent NYSEONB Old National Bancorp Capital Trust I Common Stock or Equivalent NYSEONB.PRB Old National Bancorp Capital Trust I Other Securities NYSEONE.PRU.CL Bank One Corporation Other Securities NYSEONE.PRV Bank One Corporation Other Securities NYSEONE.PRW Bank One Corporation Other Securities NYSEONH Orion HealthCorp, Inc. Common Stock or Equivalent AMEXONI Oragenics, Inc. Common Stock or Equivalent AMEXONT On2 Technologies, Inc. Common Stock or Equivalent AMEXOO Oakley, Inc. Common Stock or Equivalent NYSEOOO streetTRACKS Series Trust Other Securities AMEXOPT OptiCare Health Systems, Inc. Common Stock or Equivalent AMEXOPY Oppenheimer Holdings, Inc. Common Stock or Equivalent NYSEORA Ormat Technologies, Inc. Common Stock or Equivalent NYSEORB Orbital Sciences Corporation Common Stock or Equivalent NYSEORH Odyssey Re Holdings Corporation Common Stock or Equivalent NYSEORI Old Republic International Corporation Common Stock or Equivalent NYSEOS Oregon Steel Mills, Inc. Common Stock or Equivalent NYSEOSG Overseas Shipholding Group, Inc. Common Stock or Equivalent NYSEOSI Outback Steakhouse, Inc. Common Stock or Equivalent NYSEOSK Oshkosh Truck Corporation Common Stock or Equivalent NYSEOTD O2Diesel Corporation Common Stock or Equivalent AMEXOTE Hellenic Telecommunication Organization, S.A. Common Stock or Equivalent NYSEOTL Octel Corporation Common Stock or Equivalent NYSEOTT Otelco, Inc. Unit AMEXOTV eResource Capital Group, Inc. Common Stock or Equivalent AMEXOXM Oxford Industries, Inc. Common Stock or Equivalent NYSEOXY Occidental Petroleum Corporation Common Stock or Equivalent NYSE

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OZN Orezone Res Inc Common Stock or Equivalent AMEXPA Panamsat Holding Corporation Common Stock or Equivalent NYSEPAA Plains All American Pipeline, L.P. Common Stock or Equivalent NYSEPAB PAB Bankshares, Inc. Common Stock or Equivalent AMEXPAE Peace Arch Entertainment Group Inc. Common Stock or Equivalent AMEXPAI Pacific American Income Shares, Inc. Common Stock or Equivalent NYSEPAL North American Palladium, Ltd. Common Stock or Equivalent AMEXPAM Pacific CMA Inc Common Stock or Equivalent AMEXPAS Whitman Corporation Common Stock or Equivalent NYSEPAX Paxson Communications Corporation Common Stock or Equivalent AMEXPAY Veriphone Holdings, Inc. Common Stock or Equivalent NYSEPBE PowerShares Exchange-Traded Fund Trust Other Securities AMEXPBF Pioneer Tax Advantaged Balanced Trust Common Stock or Equivalent NYSEPBG Pepsi Bottling Group, Inc. (The) Common Stock or Equivalent NYSEPBH Prestige Brand Holdings, Inc. Common Stock or Equivalent NYSEPBI Pitney Bowes Inc Common Stock or Equivalent NYSEPBI.PR Pitney Bowes Inc Preferred Stock NYSEPBJ PowerShares Exchange-Traded Fund Trust Other Securities AMEXPBR Petroleo Brasileiro S.A.- Petrobras Common Stock or Equivalent NYSEPBR.A Petroleo Brasileiro S.A.- Petrobras Common Stock or Equivalent NYSEPBS PowerShares Exchange-Traded Fund Trust Other Securities AMEXPBT Permian Basin Royalty Trust Common Stock or Equivalent NYSEPBW PowerShares Exchange-Traded Fund Trust Other Securities AMEXPBY Pep Boys-Manny, Moe & Jack (The) Common Stock or Equivalent NYSEPCA Putnam California Investment Grade Municipal Trust Common Stock or Equivalent AMEXPCC PMC Commercial Trust Common Stock or Equivalent AMEXPCE.PR Provident Financial Group Inc Other Securities NYSEPCE.PRA Provident Financial Group Inc Other Securities NYSEPCE.PRI Provident Financial Group Inc Other Securities NYSEPCF Putnam High Income Bond Fund Common Stock or Equivalent NYSEPCG Pacific Gas & Electric Co. Common Stock or Equivalent NYSEPCG.PR.A Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.B Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.C Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.D Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.E Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.G Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.H Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.I Pacific Gas & Electric Co. Preferred Stock AMEXPCG.PR.U Pacific Gas & Electric Co. Preferred Stock AMEXPCH Potlatch Corporation Common Stock or Equivalent NYSEPCK Pimco California Municipal Income Fund II Common Stock or Equivalent NYSE

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PCL Plum Creek Timber Company, Inc. Common Stock or Equivalent NYSEPCM PIMCO Commercial Mortgage Securities Trust, Inc. Common Stock or Equivalent NYSEPCN Pimco Corporate Income Fund Common Stock or Equivalent NYSEPCO Premcore Inc Common Stock or Equivalent NYSEPCP Precision Castparts Corporation Common Stock or Equivalent NYSEPCQ PIMCO California Municipal Income Fund Common Stock or Equivalent NYSEPCR Perini Corporation Common Stock or Equivalent NYSEPCR.PR Perini Corporation Preferred Stock AMEXPCU Southern Peru Copper Corporation Common Stock or Equivalent NYSEPCW Pacific Century CyberWorks Limited Common Stock or Equivalent NYSEPCZ Petro-Canada Common Stock or Equivalent NYSEPD Phelps Dodge Corporation Common Stock or Equivalent NYSEPDA Perdigao S.A. Common Stock or Equivalent NYSEPDC Pioneer Drilling Co Common Stock or Equivalent AMEXPDE Pride International, Inc. Common Stock or Equivalent NYSEPDF John Hancock Patriot Premium Dividend Fund I Common Stock or Equivalent NYSEPDG Placer Dome Incorporated Common Stock or Equivalent NYSEPDJ Morgan Stanley Other Securities AMEXPDL.A Presidential Realty Corporation Common Stock or Equivalent AMEXPDL.B Presidential Realty Corporation Common Stock or Equivalent AMEXPDS Precision Drilling Corporation Common Stock or Equivalent NYSEPDT John Hancock Patriot Premium Dividend Fund II Common Stock or Equivalent NYSEPDW CITIGROUP GLB MARKETS 1.5 Dow Jones Gbl Titans 5Other Securities AMEXPDX Pediatrix Medical Group, Inc. Common Stock or Equivalent NYSEPDY Citigroup Global Markets Other Securities AMEXPE.PRA Peco Energy Company Preferred Stock NYSEPE.PRB Peco Energy Company Preferred Stock NYSEPE.PRC Peco Energy Company Preferred Stock NYSEPE.PRD Peco Energy Company Preferred Stock NYSEPEC Pike Electric Corp. Common Stock or Equivalent NYSEPED SmartPros Ltd. Common Stock or Equivalent AMEXPED.WS SmartPros Ltd. Warrant AMEXPEG Public Service Enterprise Group Incorporated Common Stock or Equivalent NYSEPEG.PRA Public Service Enterprise Group Incorporated Preferred Stock NYSEPEG.PRB Public Service Enterprise Group Incorporated Preferred Stock NYSEPEG.PRC Public Service Enterprise Group Incorporated Preferred Stock NYSEPEG.PRD Public Service Enterprise Group Incorporated Preferred Stock NYSEPEG.PRE Public Service Enterprise Group Incorporated Preferred Stock NYSEPEG.PRR Public Service Enterprise Group Incorporated Other Securities NYSEPEG.PRS Public Service Enterprise Group Incorporated Other Securities NYSEPEG.PRU Public Service Enterprise Group Incorporated Other Securities NYSEPEI Pennsylvania Real Estate Investment Trust Common Stock or Equivalent NYSE

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PEI.PRA Pennsylvania Real Estate Investment Trust Other Securities NYSEPEJ PowerShares Exchange-Traded Fund Trust Other Securities AMEXPEO Petroleum Resources Corporation Common Stock or Equivalent NYSEPEP Pepsico, Inc. Common Stock or Equivalent NYSEPER Perot Systems Corporation Common Stock or Equivalent NYSEPET.PR.A Pacific Enterprises Preferred Stock AMEXPET.PR.B Pacific Enterprises Preferred Stock AMEXPET.PR.C Pacific Enterprises Preferred Stock AMEXPET.PR.D Pacific Enterprises Preferred Stock AMEXPEY PowerShares Exchange-Traded Fund Trust Other Securities AMEXPFB PFF Bancorp, Inc. Common Stock or Equivalent NYSEPFD Flaherty & Crumrine Preferred Income Fund IncorporatedCommon Stock or Equivalent NYSEPFE Pfizer, Inc. Common Stock or Equivalent NYSEPFG Principal Financial Group Inc Common Stock or Equivalent NYSEPFG.PRB Principal Financial Group Inc Preferred Stock NYSEPFH Cabco Tr Jcp 7.625 Other Securities NYSEPFI Pelican Financial, Inc. Common Stock or Equivalent AMEXPFL PIMCO Floating Rate Income Fund Common Stock or Equivalent NYSEPFN Pimco Floating Rate Strategy Fund Common Stock or Equivalent NYSEPFO Flaherty & Crumrine Preferred Income Opportunity Fund Common Stock or Equivalent NYSEPFS Provident Financial Services Common Stock or Equivalent NYSEPFT Puradyn Filter Technologies Inc Common Stock or Equivalent AMEXPG Procter & Gamble Company (The) Common Stock or Equivalent NYSEPGC Peapack-Gladstone Financial Corporation Common Stock or Equivalent AMEXPGD John Hancock Patriot Global Dividend Fund Common Stock or Equivalent NYSEPGE.PRB Prime Group Realty Trust Preferred Stock NYSEPGH Pengrowth Energy Trust Common Stock or Equivalent NYSEPGI PTEK Holdings, Inc. Common Stock or Equivalent NYSEPGJ PowerShares Exchange-Traded Fund Trust Other Securities AMEXPGL Peoples Energy Corporation Common Stock or Equivalent NYSEPGM Putnam Investment Grade Municipal Trust Common Stock or Equivalent NYSEPGN Progress Energy Inc Common Stock or Equivalent NYSEPGP Pimco Global Stocksplus & Income Fund Common Stock or Equivalent NYSEPGR Progressive Corporation (The) Common Stock or Equivalent NYSEPGS Petroleum Geo-Services Asa Common Stock or Equivalent NYSEPH Parker-Hannifin Corporation Common Stock or Equivalent NYSEPHD Pioneer Floating Rate Trust Common Stock or Equivalent NYSEPHF Pacholder High Yield Fund, Inc. Common Stock or Equivalent AMEXPHG Koninklijke Philips Electronics, N.V. Common Stock or Equivalent NYSEPHH PHH Corp Common Stock or Equivalent NYSEPHI Philippine Long Distance Telephone Company Common Stock or Equivalent NYSEPHI.PRA Philippine Long Distance Telephone Company Preferred Stock NYSE

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PHK Pimco High Income Fund Common Stock or Equivalent NYSEPHM Pulte Homes, Inc. Common Stock or Equivalent NYSEPHS PacifiCare Health Systems, Inc. Common Stock or Equivalent NYSEPHT Pioneer High Income Trust Common Stock or Equivalent NYSEPHX Panhandle Royalty Company Common Stock or Equivalent AMEXPHY Prospect Street High Income Portfolio Inc. Common Stock or Equivalent NYSEPIA MS Municipal Premium Income Trust Common Stock or Equivalent NYSEPIF Insured Municipal Income Fund, Inc. Common Stock or Equivalent NYSEPII Polaris Industries Inc. Common Stock or Equivalent NYSEPIK Water Pik Technologies, Inc. Common Stock or Equivalent NYSEPIM Putnam Master Intermediate Income Trust Common Stock or Equivalent NYSEPIO Pioneer Corporation Common Stock or Equivalent NYSEPIR Pier 1 Imports, Inc. Common Stock or Equivalent NYSEPJC Piper Jaffray Companies Common Stock or Equivalent NYSEPJP PowerShares Exchange-Traded Fund Trust Other Securities AMEXPKD Parker Drilling Company Common Stock or Equivalent NYSEPKE Park Electrochemical Corporation Common Stock or Equivalent NYSEPKG Packaging Corporation of America Common Stock or Equivalent NYSEPKI PerkinElmer, Inc. Common Stock or Equivalent NYSEPKS Six Flags, Inc. Common Stock or Equivalent NYSEPKS.PRB Six Flags, Inc. Other Securities NYSEPKX Pohang Iron & Steel Co., Ltd. Common Stock or Equivalent NYSEPKY Parkway Properties, Inc. Common Stock or Equivalent NYSEPKY.PRD Parkway Properties, Inc. Preferred Stock NYSEPKZ Petrokazakhstan Inc Common Stock or Equivalent NYSEPL Protective Life Corporation Common Stock or Equivalent NYSEPL.PRA Protective Life Corporation Other Securities NYSEPL.PRB Protective Life Corporation Other Securities NYSEPL.PRS Protective Life Corporation Other Securities NYSEPLA Playboy Enterprises, Inc. Common Stock or Equivalent NYSEPLA.A Playboy Enterprises, Inc. Common Stock or Equivalent NYSEPLB American Italian Pasta Company Common Stock or Equivalent NYSEPLC PLC Systems Inc. Common Stock or Equivalent AMEXPLD ProLogis Common Stock or Equivalent NYSEPLD.PRF ProLogis Preferred Stock NYSEPLD.PRG ProLogis Preferred Stock NYSEPLE Pinnacle Bancshares, Inc. Common Stock or Equivalent AMEXPLI Transpro, Inc. Common Stock or Equivalent AMEXPLL Pall Corporation Common Stock or Equivalent NYSEPLT Plantronics, Inc. Common Stock or Equivalent NYSEPMB.PR BB&T Corporation Other Securities NYSEPMD Psychemedics Corporation Common Stock or Equivalent AMEX

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PMF PIMCO Municipal Income Fund Common Stock or Equivalent NYSEPMG Putnam Investment Grade Municipal Trust II Common Stock or Equivalent NYSEPMH Putnam Tax-Free Health Care Fund Common Stock or Equivalent NYSEPMI PMI Group, Inc. (The) Common Stock or Equivalent NYSEPML Pimco Municipal Income Fund II Common Stock or Equivalent NYSEPMM Putnam Managed Municipal Income Trust Common Stock or Equivalent NYSEPMN Putnam New York Investment Grade Municipal Trust Common Stock or Equivalent AMEXPMO Putnam Municipal Opportunities Trust Common Stock or Equivalent NYSEPMU Pacific Rim Mining Corp New Common Stock or Equivalent AMEXPMX PIMCO Municipal Income Fund III Common Stock or Equivalent NYSEPNB PanAmerican Bancorp Common Stock or Equivalent AMEXPNB.WS PanAmerican Bancorp Warrant AMEXPNC PNC Bank Corp. Common Stock or Equivalent NYSEPNC.PRC PNC Bank Corp. Preferred Stock NYSEPNC.PRD PNC Bank Corp. Preferred Stock NYSEPNF PIMCO New York Municipal Income Fund Common Stock or Equivalent NYSEPNI Pimco New York Municipal Income Fund II Common Stock or Equivalent NYSEPNK Pinnacle Entertainment, Inc. Common Stock or Equivalent NYSEPNM PNM Resources, Inc. (Holding Co.) Common Stock or Equivalent NYSEPNO Path 1 Network Technologies, Inc. Common Stock or Equivalent AMEXPNO.WS Path 1 Network Technologies, Inc. Warrant AMEXPNP Pan Pacific Retail Properties, Inc. Common Stock or Equivalent NYSEPNR Pentair, Inc. Common Stock or Equivalent NYSEPNS Pinnacle Data Systems, Inc. Common Stock or Equivalent AMEXPNU PNC Bank Corp. Other Securities NYSEPNW Pinnacle West Capital Corporation Common Stock or Equivalent NYSEPNX Phoenix Companies, Inc. (The) Common Stock or Equivalent NYSEPNY Piedmont Natural Gas Company, Inc. Common Stock or Equivalent NYSEPOL PolyOne Corporation Common Stock or Equivalent NYSEPOM Potomac Electric Power Company Common Stock or Equivalent NYSEPOP Pope & Talbot, Inc. Common Stock or Equivalent NYSEPOS Catalina Marketing Corporation Common Stock or Equivalent NYSEPOT Potash Corporation of Saskatchewan Inc. Common Stock or Equivalent NYSEPP Prentiss Properties Trust Common Stock or Equivalent NYSEPPC Pilgrim's Pride Corporation Common Stock or Equivalent NYSEPPD Pre-Paid Legal Services, Inc. Common Stock or Equivalent NYSEPPD.WD Pre-Paid Legal Services, Inc. Common Stock or Equivalent NYSEPPF John Hancock Patriot Preferred Dividend Fund Common Stock or Equivalent NYSEPPG PPG Industries, Inc. Common Stock or Equivalent NYSEPPH Merrill Lynch & Co., Inc. Other Securities AMEXPPK Polyair Inter Pack Inc. Common Stock or Equivalent AMEXPPL PP&L Corporation Common Stock or Equivalent NYSE

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PPL.PRA PP&L Corporation Preferred Stock NYSEPPL.PRB PP&L Corporation Preferred Stock NYSEPPM Investment Grade Municipal Income Fund, Inc. Common Stock or Equivalent NYSEPPN Citigroup Global Markets Other Securities AMEXPPP Pogo Producing Company Common Stock or Equivalent NYSEPPR ING Prime Rate Trust Common Stock or Equivalent NYSEPPS Post Properties, Inc. Common Stock or Equivalent NYSEPPS.PRA Post Properties, Inc. Preferred Stock NYSEPPS.PRB Post Properties, Inc. Preferred Stock NYSEPPT Putnam Premier Income Trust Common Stock or Equivalent NYSEPPW.PR PacifiCorp Preferred Stock AMEXPPX Pacific Energy Partners LP Common Stock or Equivalent NYSEPQE Bell & Howell Company Common Stock or Equivalent NYSEPQU Citigroup Global Mkts Nasdaq-100 Other Securities AMEXPR Price Communications Corporation Common Stock or Equivalent NYSEPRA Pro-Assurance Corporation Common Stock or Equivalent NYSEPRB PRB Gas Transportation, Inc. Common Stock or Equivalent AMEXPRE PartnerRe Ltd. Common Stock or Equivalent NYSEPRE.PRC PartnerRe Ltd. Preferred Stock NYSEPRE.PRD PartnerRe Ltd. Preferred Stock NYSEPRE.PRT PartnerRe Ltd. Other Securities NYSEPRG Paragon Real Estate Equity and Investment Trust Common Stock or Equivalent AMEXPRH VitaCube Systems Holdings, Inc. Common Stock or Equivalent AMEXPRH.WS.A VitaCube Systems Holdings, Inc. Warrant AMEXPRH.WS.B VitaCube Systems Holdings, Inc. Warrant AMEXPRK Park National Corporation Common Stock or Equivalent AMEXPRL Prolong International Corporation Common Stock or Equivalent AMEXPRM Primedia, Inc. Common Stock or Equivalent NYSEPRS Primus Guaranty, LTD. Common Stock or Equivalent NYSEPRU Prudential Financial Inc Common Stock or Equivalent NYSEPRW Pro-Pharmaceuticals, Inc. Common Stock or Equivalent AMEXPRX Pharmaceutical Resources, Inc. Common Stock or Equivalent NYSEPRZ PainCare Holdings, Inc. Common Stock or Equivalent AMEXPSA Public Storage, Inc. Common Stock or Equivalent NYSEPSA.A Public Storage, Inc. Common Stock or Equivalent NYSEPSA.PRA Public Storage, Inc. Preferred Stock NYSEPSA.PRB Public Storage, Inc. Preferred Stock NYSEPSA.PRC Public Storage, Inc. Preferred Stock NYSEPSA.PRD Public Storage, Inc. Preferred Stock NYSEPSA.PRE Public Storage, Inc. Preferred Stock NYSEPSA.PRQ Public Storage, Inc. Preferred Stock NYSEPSA.PRR Public Storage, Inc. Preferred Stock NYSE

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PSA.PRS Public Storage, Inc. Preferred Stock NYSEPSA.PRT Public Storage, Inc. Preferred Stock NYSEPSA.PRU Public Storage, Inc. Preferred Stock NYSEPSA.PRV Public Storage, Inc. Preferred Stock NYSEPSA.PRW Public Storage, Inc. Preferred Stock NYSEPSA.PRX Public Storage, Inc. Preferred Stock NYSEPSA.PRZ Public Storage, Inc. Preferred Stock NYSEPSB PS Business Parks, Inc. Common Stock or Equivalent AMEXPSB.PR.D PS Business Parks, Inc. Preferred Stock AMEXPSB.PR.F PS Business Parks, Inc. Preferred Stock AMEXPSB.PRH PS Business Parks, Inc. Preferred Stock AMEXPSB.PRI PS Business Parks, Inc. Preferred Stock AMEXPSB.PRK PS Business Parks, Inc. Preferred Stock AMEXPSB.PRL PS Business Parks, Inc. Preferred Stock AMEXPSB.PRM PS Business Parks, Inc. Preferred Stock AMEXPSD Puget Sound Energy Common Stock or Equivalent NYSEPSD.PR Puget Sound Energy Other Securities NYSEPSI PowerShares Exchange-Traded Fund Trust Common Stock or Equivalent AMEXPSJ PowerShares Exchange-Traded Fund Trust Other Securities AMEXPSO Pearson, Plc Common Stock or Equivalent NYSEPSS Payless Shoesource, Inc. Common Stock or Equivalent NYSEPST Franklin Capital Corporation Common Stock or Equivalent AMEXPSW Preferred and Corporate Income Strategies Fund Inc Common Stock or Equivalent NYSEPSY Preferred Income Strategies Fund Common Stock or Equivalent NYSEPT Portugal Telecom SGPS, S.A . Common Stock or Equivalent NYSEPTA Penn Treaty American Corporation Common Stock or Equivalent NYSEPTC PAR Technology Corporation Common Stock or Equivalent NYSEPTF NCE Petrofund Common Stock or Equivalent AMEXPTG Paragon Technologies, Inc. Common Stock or Equivalent AMEXPTM Putnam Managed High Yield Trust Common Stock or Equivalent NYSEPTN Palatin Technologies, Inc. Common Stock or Equivalent AMEXPTP Platinum Underwriters Holdings Ltd Common Stock or Equivalent NYSEPTR PetroChina Company Limited Common Stock or Equivalent NYSEPTT VCG Holding Corporation Common Stock or Equivalent AMEXPTV Pactiv Corporation Common Stock or Equivalent NYSEPTY Pimco Corporate Opportunity Fund Common Stock or Equivalent NYSEPUB Publicis Groupe S.A. Common Stock or Equivalent NYSEPUK Prudential Public Limited Company Common Stock or Equivalent NYSEPUK.PR Prudential Public Limited Company Other Securities NYSEPUK.PRA Prudential Public Limited Company Other Securities NYSEPV Pfeiffer Vacuum Technology AG Common Stock or Equivalent NYSEPVA Penn Virginia Corporation Common Stock or Equivalent NYSE

77


PVD Administradora de Fondos de Pensiones-Provida, S.A. Common Stock or Equivalent NYSEPVH Phillips-Van Heusen Corporation Common Stock or Equivalent NYSEPVN Providian Financial Corporation Common Stock or Equivalent NYSEPVR Penn Virginia Resource Partners LP Common Stock or Equivalent NYSEPVX Provident Energy Trust Common Stock or Equivalent AMEXPW Pittsburgh & West Virginia Railroad Common Stock or Equivalent AMEXPWB PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWC PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWI PrimeWest Energy Trust Unit NYSEPWJ PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWO PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWP PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWR Quanta Services, Inc. Common Stock or Equivalent NYSEPWT PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWV PowerShares Exchange-Traded Fund Trust Other Securities AMEXPWX Providence and Worcester Railroad Company Common Stock or Equivalent AMEXPWY PowerShares Exchange-Traded Fund Trust Other Securities AMEXPX Praxair, Inc. Common Stock or Equivalent NYSEPXD Pioneer Natural Resources Company Common Stock or Equivalent NYSEPXG Phoenix Footwear Group, Inc. Common Stock or Equivalent AMEXPXP Plains Exploration & Production Company Common Stock or Equivalent NYSEPXQ PowerShares Exchange-Traded Fund Trust Other Securities AMEXPXR Paxar Corporation Common Stock or Equivalent NYSEPXT PXRE Group Ltd. Common Stock or Equivalent NYSEPYM Putnam High Yield Municipal Trust Common Stock or Equivalent NYSEPYN PIMCO New York Municipal Income Fund III Common Stock or Equivalent NYSEPYR PYR Energy Corporation Common Stock or Equivalent AMEXPYX Playtex Products, Inc. Common Stock or Equivalent NYSEPZA Provena Foods, Inc. Common Stock or Equivalent AMEXPZC PIMCO California Municipal Income Fund III Common Stock or Equivalent NYSEPZE Petrobras Energia Participaciones SA Common Stock or Equivalent NYSEPZZ Prospect Medical Hldgs Inc Common Stock or Equivalent AMEXQ Qwest Communications International Inc. Common Stock or Equivalent NYSEQD QuadraMed Corporation Common Stock or Equivalent AMEXQEE Queenstake Resources Ltd Common Stock or Equivalent AMEXQIA Citigroup Global Markets Sequins Other Securities AMEXQMM Q Comm International, Inc. Common Stock or Equivalent AMEXQMM.WS Q Comm International, Inc. Warrant AMEXQSC Questcor Pharmaceuticals, Inc. Common Stock or Equivalent AMEXQSQ MORGAN STANLEY Other Securities AMEXR Ryder System, Inc. Common Stock or Equivalent NYSERA Reckson Associates Realty Corporation Common Stock or Equivalent NYSE

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RAA BlackRock California Investment Quality Municipal Trust ICommon Stock or Equivalent AMEXRAD Rite Aid Corporation Common Stock or Equivalent NYSERAE RAE Systems Inc Common Stock or Equivalent AMEXRAH Ralcorp Holdings, Inc. Common Stock or Equivalent NYSERAI Reynolds American Inc Common Stock or Equivalent NYSERAS RAIT Investment Trust Common Stock or Equivalent NYSERAS.PRA RAIT Investment Trust Preferred Stock NYSERAS.PRB RAIT Investment Trust Preferred Stock NYSERAY Raytech Corporation Common Stock or Equivalent NYSERBA Ritchie Bros. Auctioneers Incorporated Common Stock or Equivalent NYSERBC Regal-Beloit Corporation Common Stock or Equivalent NYSERBK Reebok International Ltd. Common Stock or Equivalent NYSERBN Robbins & Myers, Inc. Common Stock or Equivalent NYSERBS.PRD Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRE Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRF Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRG Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRH Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRI Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRJ Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRK Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRL Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRM Royal Bank of Scotland Group Plc (The) Preferred Stock NYSERBS.PRN Royal Bank of Scotland Group Plc (The) Common Stock or Equivalent NYSERBS.PRX Royal Bank of Scotland Group Plc (The) Other Securities NYSERBY Rubicon Minerals Corp Common Stock or Equivalent AMEXRC Grupo Radio Centro, S.A. de C.V. Common Stock or Equivalent NYSERCC Small Cap Premium Common Stock or Equivalent NYSERCF Rica Foods, Inc. Common Stock or Equivalent AMEXRCI Renal Care Group, Inc. Common Stock or Equivalent NYSERCL Royal Caribbean Cruises Ltd. Common Stock or Equivalent NYSERCS RCM Strategic Global Government Fund, Inc. Common Stock or Equivalent NYSERD Royal Dutch Petroleum Company Common Stock or Equivalent NYSERDA Reader's Digest Association, Inc. (The) Common Stock or Equivalent NYSERDC Rowan Companies, Inc. Common Stock or Equivalent NYSERDI Reading International Inc Common Stock or Equivalent AMEXRDI.B Reading International Inc Common Stock or Equivalent AMEXRDK Ruddick Corporation Common Stock or Equivalent NYSERDN Radian Group Inc. Common Stock or Equivalent NYSERDR RMR Preferred Dividend Fund Common Stock or Equivalent AMEXRDS.A Royal Dutch Shell PLC Common Stock or Equivalent NYSERDS.B Royal Dutch Shell PLC Common Stock or Equivalent NYSE

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RDY Dr. Reddy's Laboratories Ltd Common Stock or Equivalent NYSERE Everest Re Group, Ltd. Common Stock or Equivalent NYSERE.PRA Everest Re Group, Ltd. Other Securities NYSERE.PRB Everest Re Group, Ltd. Other Securities NYSEREF Refac Common Stock or Equivalent AMEXREG Regency Centers Corporation Common Stock or Equivalent NYSEREG.PRC Regency Centers Corporation Preferred Stock NYSEREG.PRD Regency Centers Corporation Preferred Stock NYSEREG.PRE Regency Centers Corporation Preferred Stock NYSEREM Remington Oil and Gas Corporation Common Stock or Equivalent NYSEREP Repsol YPF S.A. Common Stock or Equivalent NYSEREP.PRA Repsol YPF S.A. Preferred Stock NYSERES RPC, Inc. Common Stock or Equivalent NYSEREV Revlon, Inc. Common Stock or Equivalent NYSEREY Reynolds and Reynolds Company (The) Common Stock or Equivalent NYSERF Regions Financing Tr I Common Stock or Equivalent NYSERF.PR Regions Financing Tr I Other Securities NYSERFA BlackRock Florida Investment Quality Municipal Trust Inc Common Stock or Equivalent AMEXRFI Cohen & Steers Total Return Realty Fund, Inc. Common Stock or Equivalent NYSERFO.PRA Royce Focus Trust, Inc. Preferred Stock NYSERFR RMR F.I.R.E. Fund Common Stock or Equivalent AMEXRG Rogers Communication, Inc. Common Stock or Equivalent NYSERGA Reinsurance Group of America, Incorporated Common Stock or Equivalent NYSERGA.PRA Reinsurance Group of America, Incorporated Other Securities NYSERGC Regal Entertainment Group Common Stock or Equivalent NYSERGF R&G Financial Corporation Common Stock or Equivalent NYSERGN Regenerx Biopharmaceuticals Inc Common Stock or Equivalent AMEXRGR Sturm, Ruger & Company, Inc. Common Stock or Equivalent NYSERGS Regis Corporation Common Stock or Equivalent NYSERGX Radiologix Inc. Common Stock or Equivalent AMEXRHA Rhodia SA Common Stock or Equivalent NYSERHB Rehabcare Group, Inc. Common Stock or Equivalent NYSERHD R.H. Donnelley Corporation Common Stock or Equivalent NYSERHI Robert Half International Inc. Common Stock or Equivalent NYSERHR RMR Hospitality and Real Estate Fund Common Stock or Equivalent AMEXRI Ruby Tuesday, Inc. Common Stock or Equivalent NYSERIC Richmont Mines, Inc. Common Stock or Equivalent AMEXRIF AEW Real Estate Income Fund Common Stock or Equivalent AMEXRIG Transocean Inc. Common Stock or Equivalent NYSERIN Rinker Group Limited Common Stock or Equivalent NYSERIO Cia Vale do Rio Doce Common Stock or Equivalent NYSERIO.PR Cia Vale do Rio Doce Preferred Stock NYSE

80


RIT Real Estate Income Fund Inc Common Stock or Equivalent NYSERIV Riviera Holdings Corporation Common Stock or Equivalent AMEXRJF Raymond James Financial, Inc. Common Stock or Equivalent NYSERKE Cap Rock Energy Corporation Common Stock or Equivalent AMEXRKH Merrill Lynch & Co., Inc. Other Securities AMEXRKT Rock-Tenn Company Common Stock or Equivalent NYSERL Polo Ralph Lauren Corporation Common Stock or Equivalent NYSERLF Cohen & Steers Advantage Income Realty Fund, Inc. Common Stock or Equivalent NYSERLI RLI Corporation Common Stock or Equivalent NYSERLO Regalito Copper Corp. Common Stock or Equivalent AMEXRMA RMK Advantage Income Fund, Inc. Common Stock or Equivalent NYSERMD ResMed Inc. Common Stock or Equivalent NYSERMH RMK High Income Fund Inc Common Stock or Equivalent NYSERMI Rotonics Manufacturing, Inc. Common Stock or Equivalent AMEXRMK Aramark Corporation Common Stock or Equivalent NYSERML Russell Corporation Common Stock or Equivalent NYSERMR RMR Real Estate Fund Common Stock or Equivalent AMEXRMT.PRA Royce Micro-Cap Trust, Inc. Preferred Stock NYSERNE Morgan Stanley Eastern Europe Fund, Inc. Common Stock or Equivalent NYSERNJ BlackRock New Jersey Investment Quality Municipal TrusCommon Stock or Equivalent AMEXRNO Rio Narcea Gold Mines, Ltd. Common Stock or Equivalent AMEXRNP Cohen & Steers Reit and Preferred Income Fund Inc Common Stock or Equivalent NYSERNR RenaissanceRe Holdings Ltd. Common Stock or Equivalent NYSERNR.PRA RenaissanceRe Holdings Ltd. Preferred Stock NYSERNR.PRB RenaissanceRe Holdings Ltd. Preferred Stock NYSERNR.PRC RenaissanceRe Holdings Ltd. Preferred Stock NYSERNT Aaron Rents, Inc. Common Stock or Equivalent NYSERNT.A Aaron Rents, Inc. Common Stock or Equivalent NYSERNY BlackRock New York Investment Quality Municipal Trust Common Stock or Equivalent AMEXROG Rogers Corporation Common Stock or Equivalent NYSEROH Rohm and Haas Company Common Stock or Equivalent NYSEROK Rockwell Automation Inc Common Stock or Equivalent NYSEROL Rollins, Inc. Common Stock or Equivalent NYSEROP Roper Industries, Inc. Common Stock or Equivalent NYSEROS Rostelecom Common Stock or Equivalent NYSEROW Rowe Companies (The) Common Stock or Equivalent AMEXRPF Cohen & Steers Premium Income Realty Fund Inc Common Stock or Equivalent NYSERPI Roberts Realty Investors, Inc. Common Stock or Equivalent AMEXRPM RPM, Inc. Common Stock or Equivalent NYSERPT Ramco-Gershenson Properties Trust Common Stock or Equivalent NYSERPT.PRB Ramco-Gershenson Properties Trust Preferred Stock NYSERPT.PRC Ramco-Gershenson Properties Trust Preferred Stock NYSE

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RQI Cohen & Steers Quality Income Realty Fund Inc Common Stock or Equivalent NYSERRA RailAmerica, Inc. Common Stock or Equivalent NYSERRC Range Resources Corporation Common Stock or Equivalent NYSERRD R.R. Donnelley & Sons Company Common Stock or Equivalent NYSERRE AIM Select Real Estate Income Fund Common Stock or Equivalent NYSERRI Reliant Resources, Inc. Common Stock or Equivalent NYSERS Reliance Steel & Aluminum Company Common Stock or Equivalent NYSERSA Royal & SunAlliance Insurance Group PLC Common Stock or Equivalent NYSERSC REX Stores Corporation Common Stock or Equivalent NYSERSF RMK Strategic Income Fd, Inc Common Stock or Equivalent NYSERSG Republic Services, Inc. Common Stock or Equivalent NYSERSH Radioshack Corporation Common Stock or Equivalent NYSERSP Rydex ETF Trust Other Securities AMEXRSY Recom Managed Systems, Inc. Common Stock or Equivalent AMEXRT Ryerson Tull, Inc. Common Stock or Equivalent NYSERTC Riviera Tool Company Common Stock or Equivalent AMEXRTH Merrill Lynch & Co., Inc. Other Securities AMEXRTI RTI International Metals, Inc. Common Stock or Equivalent NYSERTK Rentech, Inc. Common Stock or Equivalent AMEXRTN Raytheon Company Common Stock or Equivalent NYSERTP Rio Tinto Plc Common Stock or Equivalent NYSERTU Cohen & Steers REIT and Utility Income Fund Inc Common Stock or Equivalent NYSERUK Reed Elsevier PLC Common Stock or Equivalent NYSERUM Todhunter International, Inc. Common Stock or Equivalent AMEXRUN Reunion Industries Inc. Common Stock or Equivalent AMEXRUS Russ Berrie and Company, Inc. Common Stock or Equivalent NYSERVI Retail Ventures, Inc. Common Stock or Equivalent NYSERVP Retractable Technologies, Inc. Common Stock or Equivalent AMEXRVT Royce Value Trust, Inc. Common Stock or Equivalent NYSERVT.PRB Royce Value Trust, Inc. Preferred Stock NYSERWF Cohen & Steers Worldwide Realty Income Fund, Inc. Common Stock or Equivalent NYSERWR streetTRACKS Series Trust Other Securities AMEXRWT Redwood Trust, Inc. Common Stock or Equivalent NYSERWY Rent-Way, Inc. Common Stock or Equivalent NYSERX IMS Health Incorporated Common Stock or Equivalent NYSERY Royal Bank Of Canada Common Stock or Equivalent NYSERYG Royal Group Technologies Limited Common Stock or Equivalent NYSERYL Ryland Group, Inc. (The) Common Stock or Equivalent NYSERYN Rayonier Inc. REIT Common Stock or Equivalent NYSESA Seabridge Gold, Inc. Common Stock or Equivalent AMEXSAB Grupo Casa Saba, S.A. de C.V. Common Stock or Equivalent NYSESAC.PR South Carolina Electric & Gas Preferred Stock NYSE

82


SAF Scudder New Asia Fund, Inc. Common Stock or Equivalent NYSESAH Sonic Automotive, Inc. Common Stock or Equivalent NYSESAL Salisbury Bancorp, Inc. Common Stock or Equivalent AMEXSAM Boston Beer Company, Inc. (The) Common Stock or Equivalent NYSESAN Banco Santiago, S.A. Common Stock or Equivalent NYSESAP SAP Aktiengesellschaft Systeme, Anwendungen, ProduktCommon Stock or Equivalent NYSESAT Asia Satellite Telecommunications Holdings Limited Common Stock or Equivalent NYSESAX Saxon Capital, Inc. Common Stock or Equivalent NYSESAY Satyam Computer Services Limited Common Stock or Equivalent NYSESBB Sussex Bancorp Common Stock or Equivalent AMEXSBC SBC Communications Inc. Common Stock or Equivalent NYSESBF Salomon Brothers Fund Inc. Common Stock or Equivalent NYSESBG Salomon Brothers 2008 Worldwide Dollar Government TeCommon Stock or Equivalent NYSESBI Smith Barney Intermediate Municipal Fund, Inc. Common Stock or Equivalent AMEXSBL Symbol Technologies, Inc. Common Stock or Equivalent NYSESBP Santander Bancorp Common Stock or Equivalent NYSESBR Sabine Royalty Trust Common Stock or Equivalent NYSESBS Companhia de saneamento Basico Do Estado De Sao PaCommon Stock or Equivalent NYSESBW Salomon Brothers Worldwide Income Fund Inc. Common Stock or Equivalent NYSESCB Community Bankshares, Inc. Common Stock or Equivalent AMEXSCC Security Capital Corporation Common Stock or Equivalent AMEXSCD Salomon Brothers Capital and Income Fund Inc. Common Stock or Equivalent NYSESCE.PR.B Southern California Edison Company Preferred Stock AMEXSCE.PR.C Southern California Edison Company Preferred Stock AMEXSCE.PR.D Southern California Edison Company Preferred Stock AMEXSCE.PR.E Southern California Edison Company Preferred Stock AMEXSCG SCANA Corporation Common Stock or Equivalent NYSESCH Charles Schwab Corporation (The) Common Stock or Equivalent NYSESCI Service Corporation International Common Stock or Equivalent NYSESCL Stepan Company Common Stock or Equivalent NYSESCL.PR Stepan Company Preferred Stock NYSESCM Swisscom AG Common Stock or Equivalent NYSESCO SCOR S.A. Common Stock or Equivalent NYSESCR.A Sea Containers Ltd. Common Stock or Equivalent NYSESCR.B Sea Containers Ltd. Common Stock or Equivalent NYSESCS Steelcase Inc. Common Stock or Equivalent NYSESCT Scottish RE Group Limited Common Stock or Equivalent NYSESCT.PRB Scottish RE Group Limited Preferred Stock NYSESCX L.S. Starrett Company (The) Common Stock or Equivalent NYSESCY Sports Club Company, Inc. (The) Common Stock or Equivalent AMEXSDA Sadia S.A. Preferred Stock NYSESDO.PR.A San Diego Gas & Electric Company Preferred Stock AMEX

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SDO.PR.B San Diego Gas & Electric Company Preferred Stock AMEXSDO.PR.C San Diego Gas & Electric Company Preferred Stock AMEXSDO.PR.H San Diego Gas & Electric Company Preferred Stock AMEXSDS SunGard Data Systems Inc. Common Stock or Equivalent NYSESDX Sodexho Alliance SA Common Stock or Equivalent NYSESE 7-Eleven, Inc. Common Stock or Equivalent NYSESEB Seaboard Corporation Common Stock or Equivalent AMEXSEE Sealed Air Corporation Common Stock or Equivalent NYSESEH Spartech Corporation Common Stock or Equivalent NYSESEL Seligman Select Municipal Fund, Inc. Common Stock or Equivalent NYSESEN SEMCO Energy, Inc. Common Stock or Equivalent NYSESEN.PRL SEMCO Energy, Inc. Other Securities NYSESEO Stora Enso Oyj Common Stock or Equivalent NYSESF Stifel Financial Corporation Common Stock or Equivalent NYSESF.PRA Stifel Financial Corporation Other Securities NYSESFA Scientific-Atlanta, Inc. Common Stock or Equivalent NYSESFC Spirit Finance Corporation Common Stock or Equivalent NYSESFD Smithfield Foods, Inc. Common Stock or Equivalent NYSESFE Safeguard Scientifics, Inc. Common Stock or Equivalent NYSESFF Santa Fe Energy Trust Common Stock or Equivalent NYSESFG StanCorp Financial Group, Inc. Common Stock or Equivalent NYSESFI iStar Financial Inc. Common Stock or Equivalent NYSESFI.PRD iStar Financial Inc. Preferred Stock NYSESFI.PRE iStar Financial Inc. Preferred Stock NYSESFI.PRF iStar Financial Inc. Preferred Stock NYSESFI.PRG iStar Financial Inc. Preferred Stock NYSESFI.PRI iStar Financial Inc. Preferred Stock NYSESFL Ship Finance International Common Stock or Equivalent NYSESFN Spherion Corporation Common Stock or Equivalent NYSESFO Sunset Financial Resources Inc Common Stock or Equivalent NYSESFP Salton, Inc. Common Stock or Equivalent NYSESFY Swift Energy Company Common Stock or Equivalent NYSESGA Saga Communications, Inc. Common Stock or Equivalent NYSESGB Southwest Georgia Financial Corporation Common Stock or Equivalent AMEXSGC Superior Uniform Group, Inc. Common Stock or Equivalent AMEXSGF Singapore Fund, Inc. (The) Common Stock or Equivalent NYSESGG SGL Carbon Aktiengesellschaft Common Stock or Equivalent NYSESGH Star Gas Partners, L.P. Common Stock or Equivalent NYSESGI Silicon Graphics, Inc. Common Stock or Equivalent NYSESGK Schawk, Inc. Common Stock or Equivalent NYSESGL Strategic Global Income Fund, Inc. Common Stock or Equivalent NYSESGP Schering-Plough Corp Common Stock or Equivalent NYSE

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SGR Shaw Group Inc. (The) Common Stock or Equivalent NYSESGU Star Gas Partners, L.P. Common Stock or Equivalent NYSESGY Stone Energy Corporation Common Stock or Equivalent NYSESHG Shinhan Financial Group Co Ltd Common Stock or Equivalent NYSESHI SINOPEC Shangai Petrochemical Company, Ltd. Common Stock or Equivalent NYSESHO Sunstone Hotel Investors, Inc. Common Stock or Equivalent NYSESHO.PRA Sunstone Hotel Investors, Inc. Preferred Stock NYSESHR Schering Aktiengesellschaft Common Stock or Equivalent NYSESHS Sauer-Danfoss Inc. Common Stock or Equivalent NYSESHU Shurgard Storage Centers, Inc. Common Stock or Equivalent NYSESHU.PRC Shurgard Storage Centers, Inc. Preferred Stock NYSESHU.PRD Shurgard Storage Centers, Inc. Preferred Stock NYSESHW Sherwin-Williams Company (The) Common Stock or Equivalent NYSESHY iShares Trust (Barclays Global Investors) Other Securities AMEXSI Siemens AG Common Stock or Equivalent NYSESID Companhia Siderurgica Nacional S.A. Common Stock or Equivalent NYSESIE Sierra Health Services, Inc. Common Stock or Equivalent NYSESIF SIFCO Industries, Inc. Common Stock or Equivalent AMEXSIG Signet Group plc Common Stock or Equivalent NYSESII Smith International, Inc. Common Stock or Equivalent NYSESII.WI Smith International, Inc. Common Stock or Equivalent NYSESIL Apex Silver Mines Limited Common Stock or Equivalent AMEXSIM Grupo Simec, S.A. de C.V. Common Stock or Equivalent AMEXSIR Sirva Inc Common Stock or Equivalent NYSESIZ Sizeler Property Investors, Inc. Common Stock or Equivalent NYSESIZ.PRB Sizeler Property Investors, Inc. Preferred Stock NYSESJI South Jersey Industries, Inc. Common Stock or Equivalent NYSESJM J.M. Smucker Company (The) Common Stock or Equivalent NYSESJR Shaw Communications Inc. Common Stock or Equivalent NYSESJT San Juan Basin Royalty Trust Common Stock or Equivalent NYSESJW SJW Corporation Common Stock or Equivalent AMEXSKE Spinnaker Exploration Company Common Stock or Equivalent NYSESKM SK Telecom Corporation, Ltd. Common Stock or Equivalent NYSESKO ShopKo Stores, Inc. Common Stock or Equivalent NYSESKP SCPIE Holdings Inc. Common Stock or Equivalent NYSESKS Saks Incorporated Common Stock or Equivalent NYSESKT Tanger Factory Outlet Centers, Inc. Common Stock or Equivalent NYSESKX Skechers U.S.A., Inc. Common Stock or Equivalent NYSESKY Skyline Corporation Common Stock or Equivalent NYSESLA American Select Portfolio, Inc. Common Stock or Equivalent NYSESLB Schlumberger N.V. Common Stock or Equivalent NYSESLE Sara Lee Corporation Common Stock or Equivalent NYSE

85


SLF Sun Life Financial Incorporated Common Stock or Equivalent NYSESLG SL Green Realty Corporation Common Stock or Equivalent NYSESLG.PRC SL Green Realty Corporation Preferred Stock NYSESLG.PRD SL Green Realty Corporation Preferred Stock NYSESLH Strategic Hotel Capital Inc Common Stock or Equivalent NYSESLI SL Industries, Inc. Common Stock or Equivalent AMEXSLM SLM Corporation Common Stock or Equivalent NYSESLM.PRA SLM Corporation Preferred Stock NYSESLM.PRB SLM Corporation Preferred Stock NYSESLP Simulations Plus, Inc. Common Stock or Equivalent AMEXSLR Solectron Corporation Common Stock or Equivalent NYSESLW Silver Wheaton Corp Common Stock or Equivalent AMEXSM St. Mary Land Common Stock or Equivalent NYSESMA Symmetry Medical Inc Common Stock or Equivalent NYSESMD Singing Machine Company, Inc. (The) Common Stock or Equivalent AMEXSMF Smart and Final, Inc. Common Stock or Equivalent NYSESMG Scotts Company (The) Common Stock or Equivalent NYSESMH Merrill Lynch & Co., Inc. Other Securities AMEXSMI Semiconductor Manufacturing International Corporation Common Stock or Equivalent NYSESMN Citigroup Global Markets Other Securities AMEXSMP Standard Motor Products, Inc. Common Stock or Equivalent NYSESMV.A Smedvig Asa Ads Cla Common Stock or Equivalent NYSESMV.B Smedvig Asa Ads Cla Common Stock or Equivalent NYSESNA Snap-On Incorporated Common Stock or Equivalent NYSESNE Sony Corporation Common Stock or Equivalent NYSESNF Spain Fund (The) Common Stock or Equivalent NYSESNG Canadian Superior Energy Inc Common Stock or Equivalent AMEXSNH Senior Housing Properties Trust Common Stock or Equivalent NYSESNH.PRZ Senior Housing Properties Trust Other Securities NYSESNN Smith & Nephew SNATS, Inc. Common Stock or Equivalent NYSESNP China Petroleum & Chemical Corporation Common Stock or Equivalent NYSESNR Sunair Electronics, Inc. Common Stock or Equivalent AMEXSNS Steak n Shake Company (The) Common Stock or Equivalent NYSESNT Senesco Technologies Inc Common Stock or Equivalent AMEXSNV Synovus Financial Corporation Common Stock or Equivalent NYSESNX Synnex Corporation Common Stock or Equivalent NYSESNY Sanofi-Aventis SA Common Stock or Equivalent NYSESO Southern Company (The) Common Stock or Equivalent NYSESO.PRD Southern Company (The) Other Securities NYSESON Sonoco Products Company Common Stock or Equivalent NYSESOR Source Capital, Inc. Common Stock or Equivalent NYSESOR.PR Source Capital, Inc. Preferred Stock NYSE

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SOV Sovereign Bancorp, Inc. Common Stock or Equivalent NYSESOV.PRA Sovereign Bancorp, Inc. Other Securities NYSESP Specialty Laboratories, Inc. Common Stock or Equivalent NYSESPA Sparton Corporation Common Stock or Equivalent NYSESPC Rayovac Corporation Common Stock or Equivalent NYSESPF Standard Pacific Lp Common Stock or Equivalent NYSESPG Simon Property Group, Inc. Common Stock or Equivalent NYSESPG.PRF Simon Property Group, Inc. Preferred Stock NYSESPG.PRG Simon Property Group, Inc. Preferred Stock NYSESPG.PRI Simon Property Group, Inc. Preferred Stock NYSESPG.PRJ Simon Property Group, Inc. Preferred Stock NYSESPH Suburban Propane Partners, L.P. Common Stock or Equivalent NYSESPI Scottish Power pls Common Stock or Equivalent NYSESPJ Lehman Brothers Fin SA Other Securities AMEXSPM Spirent plc Common Stock or Equivalent NYSESPN Superior Energy Services, Inc. Common Stock or Equivalent NYSESPP Sappi Limited Common Stock or Equivalent NYSESPR Sterling Capital Corporation Common Stock or Equivalent AMEXSPU Citigroup Global Markets Holdings Inc Other Securities AMEXSPW SPX Corporation Common Stock or Equivalent NYSESPY Standard & Poor's Depositary Receipts Other Securities AMEXSQA.A Sequa Corporation Common Stock or Equivalent NYSESQA.B Sequa Corporation Common Stock or Equivalent NYSESQA.PR Sequa Corporation Preferred Stock NYSESQF Seligman Quality Municipal Fund, Inc. Common Stock or Equivalent NYSESQM Sociedad Quimica y Minera S.A. Common Stock or Equivalent NYSESQM.A Sociedad Quimica y Minera S.A. Common Stock or Equivalent NYSESR Standard Register Company (The) Common Stock or Equivalent NYSESRA Serono International S.A. Common Stock or Equivalent NYSESRC Sierra Pacific Resources Other Securities NYSESRE Sempra Energy Common Stock or Equivalent NYSESRI Stoneridge, Inc. Common Stock or Equivalent NYSESRK Merril Lynch Strategic Return Notes Linked to the IndustriOther Securities AMEXSRO Scudder RREEF Real Estate Fund II, Inc. Common Stock or Equivalent AMEXSRP Sierra Pacific Resources Common Stock or Equivalent NYSESRQ Scudder RREEF Real Estate Fund, Inc. Common Stock or Equivalent AMEXSRR Stride Rite Corporation (The) Common Stock or Equivalent NYSESRT StarTek, Inc. Common Stock or Equivalent NYSESRV Sierra Pacific Resources Other Securities NYSESRX SRA International, Inc Common Stock or Equivalent NYSESRZ Sunrise Senior Living, Inc. Common Stock or Equivalent NYSESSD Simpson Manufacturing Company, Inc. Common Stock or Equivalent NYSE

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SSE Southern Connecticut Bancorp Inc Common Stock or Equivalent AMEXSSL Sasol Ltd. Common Stock or Equivalent NYSESSP E.W. Scripps Company (The) Common Stock or Equivalent NYSESSS Sovran Self Storage, Inc. Common Stock or Equivalent NYSESSY SunLink Health Systems, Inc. Common Stock or Equivalent AMEXSTA St. Paul Companies, Inc. (The) Common Stock or Equivalent NYSESTA.PRA St. Paul Companies, Inc. (The) Other Securities NYSESTB State Bancorp, Inc. Common Stock or Equivalent AMEXSTC Stewart Information Services Corporation Common Stock or Equivalent NYSESTD Banco Santander Central Hispano, S.A. Common Stock or Equivalent NYSESTE STERIS Corporation Common Stock or Equivalent NYSESTG Stonepath Group, Inc. Common Stock or Equivalent AMEXSTI SunTrust Banks, Inc. Common Stock or Equivalent NYSESTI.PR SunTrust Banks, Inc. Other Securities NYSESTI.PRV SunTrust Banks, Inc. Other Securities NYSESTJ St. Jude Medical, Inc. Common Stock or Equivalent NYSESTK Storage Technology Corporation Common Stock or Equivalent NYSESTL Sterling Bancorp Common Stock or Equivalent NYSESTL.PRA Sterling Bancorp Other Securities NYSESTM STMicroelectronics N.V. Common Stock or Equivalent NYSESTN Station Casinos, Inc. Common Stock or Equivalent NYSESTO Statoil ASA Common Stock or Equivalent NYSESTR Questar Corporation Common Stock or Equivalent NYSESTS Supreme Industries, Inc. Common Stock or Equivalent AMEXSTT State Street Corp Common Stock or Equivalent NYSESTU Student Loan Corporation (The) Common Stock or Equivalent NYSESTV Sterling Construction Company Inc Common Stock or Equivalent AMEXSTX Seagate Technology Holdings Common Stock or Equivalent NYSESTZ Constellation Brands, Inc. Common Stock or Equivalent NYSESTZ.B Constellation Brands, Inc. Common Stock or Equivalent NYSESTZ.PRA Constellation Brands, Inc. Preferred Stock NYSESU Suncor Energy Inc. Common Stock or Equivalent NYSESUG Southern Union Company Common Stock or Equivalent NYSESUG.PRC Southern Union Company Preferred Stock NYSESUI Sun Communities, Inc. Common Stock or Equivalent NYSESUN Sunoco, Inc. Common Stock or Equivalent NYSESUP Superior Industries International, Inc. Common Stock or Equivalent NYSESUR CNA Surety Corporation Common Stock or Equivalent NYSESVA Sinovac Biotech, Ltd. Common Stock or Equivalent AMEXSVC Stewart Common Stock or Equivalent NYSESVI Services Acquisition Corp. International Common Stock or Equivalent AMEXSVI.U Services Acquisition Corp. International Unit AMEX

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SVI.WS Services Acquisition Corp. International Warrant AMEXSVM ServiceMaster Company (The) Common Stock or Equivalent NYSESVR Syniverse Holdings, Inc. Common Stock or Equivalent NYSESVT Servotronics, Inc. Common Stock or Equivalent AMEXSVU SuperValu Inc. Common Stock or Equivalent NYSESWB Smith & Wesson Holding Corp Common Stock or Equivalent AMEXSWC Stillwater Mining Company Common Stock or Equivalent NYSESWH Merrill Lynch & Co., Inc. Other Securities AMEXSWK Stanley Works (The) Common Stock or Equivalent NYSESWM Schweitzer-Mauduit International, Inc. Common Stock or Equivalent NYSESWN Southwestern Energy Company Common Stock or Equivalent NYSESWS SWS Group, Inc. Common Stock or Equivalent NYSESWW Sitel Corporation Common Stock or Equivalent NYSESWX Southwest Gas Corporation Common Stock or Equivalent NYSESWX.PRB Southwest Gas Corporation Other Securities NYSESWY Safeway Inc. Common Stock or Equivalent NYSESWZ Swiss Helvetia Fund, Inc. (The) Common Stock or Equivalent NYSESXC Stantec Inc Common Stock or Equivalent NYSESXI Standex International Corporation Common Stock or Equivalent NYSESXL Sunoco Logistics Partners LP Common Stock or Equivalent NYSESXT Sensient Technologies Corporation Common Stock or Equivalent NYSESY Sybase, Inc. Common Stock or Equivalent NYSESYD Sybron Dental Specialties, Inc. Common Stock or Equivalent NYSESYI.PR S.Y. Bancorp, Inc. Other Securities AMEXSYK Stryker Corporation Common Stock or Equivalent NYSESYM Syms Corp Common Stock or Equivalent NYSESYS SYS Common Stock or Equivalent AMEXSYT Syngenta AG Common Stock or Equivalent NYSESYX Systemax Inc. Common Stock or Equivalent NYSESYY Sysco Corporation Common Stock or Equivalent NYSESZ Sizzler International, Inc. Common Stock or Equivalent NYSESZB SouthFirst Bancshares, Inc. Common Stock or Equivalent AMEXSZE SUEZ ADS Common Stock or Equivalent NYSESZH Savannah Electric and Power Co Preferred Stock NYSESZI Segmentz Inc Common Stock or Equivalent AMEXT AT&T Corporation Common Stock or Equivalent NYSETAC TransAlta Corporation Common Stock or Equivalent NYSETAG Tag-It Pacific, Inc. Common Stock or Equivalent AMEXTAI Transamerica Income Shares, Inc. Common Stock or Equivalent NYSETAP Molson Coors Brewing Company Common Stock or Equivalent NYSETAP.A Molson Coors Brewing Company Common Stock or Equivalent NYSETAR Telefonica De Argentina SA Common Stock or Equivalent NYSE

89


TBC Tasty Baking Company Common Stock or Equivalent NYSETBE Tele Leste Celular Participacoes S.A. Preferred Stock NYSETBH Telecom Brasil Sa Te Common Stock or Equivalent NYSETBL Timberland Company (The) Common Stock or Equivalent NYSETBV Tiens Biotech Group (USA), Inc. Common Stock or Equivalent AMEXTCB TCF Financial Corporation Common Stock or Equivalent NYSETCC Trammell Crow Company Common Stock or Equivalent NYSETCI Transcontinental Realty Investors, Inc. Common Stock or Equivalent NYSETCN Tele Norte Celular Participacoes S.A. Common Stock or Equivalent NYSETCO Taubman Centers, Inc. Common Stock or Equivalent NYSETCO.PRA Taubman Centers, Inc. Preferred Stock NYSETCO.PRG Taubman Centers, Inc. Preferred Stock NYSETCO.PRH Taubman Centers, Inc. Preferred Stock NYSETCP Telesp Celular Participacoes S.A. Preferred Stock NYSETCT Town & Country Trust (The) Common Stock or Equivalent NYSETCY Targets Trust XX Other Securities AMEXTD Toronto Dominion Bank (The) Common Stock or Equivalent NYSETDF Templeton Dragon Fund, Inc. Common Stock or Equivalent NYSETDK TDK Corporation Common Stock or Equivalent NYSETDS Telephone and Data Systems, Inc. Common Stock or Equivalent AMEXTDS.S Telephone and Data Systems, Inc. Common Stock or Equivalent AMEXTDW Tidewater Inc. Common Stock or Equivalent NYSETDY Teledyne Technologies Incorporated Common Stock or Equivalent NYSETE TECO Energy, Inc. Common Stock or Equivalent NYSETE.PRT TECO Energy, Inc. Other Securities NYSETE.WI TECO Energy, Inc. Common Stock or Equivalent NYSETEC Teton Energy Corporation Common Stock or Equivalent AMEXTED.PR.B Toledo Edison Company Preferred Stock AMEXTED.PRF Toledo Edison Company Preferred Stock NYSETED.PRL Toledo Edison Company Preferred Stock NYSETEF Telefonica SA Common Stock or Equivalent NYSETEI Templeton Emerging Markets Income Fund, Inc. Common Stock or Equivalent NYSETEK Tektronix, Inc. Common Stock or Equivalent NYSETEM Telefonica Moviles S.A. Common Stock or Equivalent NYSETEN Tenneco Automotive, Inc. Common Stock or Equivalent NYSETEO Telecom Argentina Stet - France Telecom S.A. Common Stock or Equivalent NYSETER Teradyne, Inc. Common Stock or Equivalent NYSETEU CP Ships Limited Common Stock or Equivalent NYSETEX Terex Corporation Common Stock or Equivalent NYSETF Thai Capital Fund Inc Common Stock or Equivalent AMEXTFC Taiwan Greater China Fund Common Stock or Equivalent NYSETFN Transnational Financial Network, Inc. Common Stock or Equivalent AMEX

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TFR Tefron Ltd. Common Stock or Equivalent NYSETFX Teleflex Incorporated Common Stock or Equivalent NYSETG Tredegar Corporation Common Stock or Equivalent NYSETGA Transglobe Energy Corp Common Stock or Equivalent AMEXTGB Taseko Mines Limited Common Stock or Equivalent AMEXTGC Tengasco, Inc. Common Stock or Equivalent AMEXTGD Citigroup Global Markets Holdings Inc Other Securities AMEXTGE TGC Industries, Inc. Common Stock or Equivalent AMEXTGI Triumph Group, Inc. Common Stock or Equivalent NYSETGP Teekay Lng Partners, L.P. Common Stock or Equivalent NYSETGS Transportadora de Gas del Sur SA TGS Common Stock or Equivalent NYSETGT Target Corporation Common Stock or Equivalent NYSETGX Theragenics Corporation Common Stock or Equivalent NYSETGY Citigroup Global Markets Holdings Inc Other Securities AMEXTGZ TARGETS Trust XXII Other Securities AMEXTHC Tenet Healthcare Corporation Common Stock or Equivalent NYSETHE TODCO Common Stock or Equivalent NYSETHK CGI Holding Corporation Common Stock or Equivalent AMEXTHO Thor Industries, Inc. Common Stock or Equivalent NYSETHS Treehouse Foods, Inc. Common Stock or Equivalent NYSETHV Thermoview Industries, Inc. Common Stock or Equivalent AMEXTHX Houston Exploration Company (The) Common Stock or Equivalent NYSETI Telecom Italia S.P.A. Common Stock or Equivalent NYSETI.A Telecom Italia S.P.A. Common Stock or Equivalent NYSETIE Titanium Metals Corporation Common Stock or Equivalent NYSETIF Tiffany & Co. Common Stock or Equivalent NYSETIK Tel-Instrument Electronics Corp. Common Stock or Equivalent AMEXTIN Temple-Inland Inc. Common Stock or Equivalent NYSETIP iShares Trust Other Securities NYSETIS Orchids Paper Products Company Common Stock or Equivalent AMEXTIV Tri-Valley Corporation Common Stock or Equivalent AMEXTJA Citigroup Global Markets Holdings Inc Other Securities AMEXTJX TJX Companies, Inc. (The) Common Stock or Equivalent NYSETK Teekay Shipping Corporation Common Stock or Equivalent NYSETKA Telekom Austria AG Common Stock or Equivalent NYSETKC Turkcell Iletisim Hizmetleri AS Common Stock or Equivalent NYSETKF Turkish Investment Fund, Inc. (The) Common Stock or Equivalent NYSETKG Telkom SA Ltd Common Stock or Equivalent NYSETKO Telkonet, Inc. Common Stock or Equivalent AMEXTKP Technip Common Stock or Equivalent NYSETKR Timken Company (The) Common Stock or Equivalent NYSETKS Tomkins PLC Common Stock or Equivalent NYSE

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TLB Talbots, Inc. (The) Common Stock or Equivalent NYSETLD Tele Danmark A/S Common Stock or Equivalent NYSETLF Leather Factory, Inc. (The) Common Stock or Equivalent AMEXTLI Citigroup Investments Corporate Loan Fund Inc Common Stock or Equivalent NYSETLK P.T. Telekomunikasi Indonesia, Tbk. Common Stock or Equivalent NYSETLL Teletouch Communications, Inc. Common Stock or Equivalent AMEXTLM Talisman Energy Inc. Common Stock or Equivalent NYSETLP Transmontaigne Partners L.P. Common Stock or Equivalent NYSETLS Telstra Corporation Limited Common Stock or Equivalent NYSETLT iShares Trust (Barclays Global Investors) Other Securities AMEXTLX Trans-Lux Corporation Common Stock or Equivalent AMEXTM Toyota Motor Corporation Common Stock or Equivalent NYSETMA Thornburg Mortgage, Inc. Common Stock or Equivalent NYSETMA.PRC Thornburg Mortgage, Inc. Preferred Stock NYSETMB Telemig Celular Participacoes S.A. Common Stock or Equivalent NYSETMG TransMontaigne Inc. Common Stock or Equivalent NYSETMI Team, Inc. Common Stock or Equivalent AMEXTMK Torchmark Corporation Common Stock or Equivalent NYSETMK.PRS Torchmark Corporation Other Securities NYSETMK.PRT Torchmark Corporation Other Securities NYSETMM Grupo TMM, S.A. Common Stock or Equivalent NYSETMO Thermo Electron Corporation Common Stock or Equivalent NYSETMP TompkinsTrustco, Inc. Common Stock or Equivalent AMEXTMR Meridian Resource Corporation (The) Common Stock or Equivalent NYSETMS THOMSON multimedia S.A. Common Stock or Equivalent NYSETMW streetTRACKS Series Trust Other Securities AMEXTMX Telefonos de Mexico SA de CV Ser A Spons ADR Common Stock or Equivalent NYSETMY Transmeridian Exploration Inc Common Stock or Equivalent AMEXTNB Thomas & Betts Corporation Common Stock or Equivalent NYSETNC Tennant Company Common Stock or Equivalent NYSETNE Tele Norte Leste Participacoes S.A. Common Stock or Equivalent NYSETNH Terra Nitrogen Company, L.P. Common Stock or Equivalent NYSETNL Technitrol, Inc. Common Stock or Equivalent NYSETNM Thomas Nelson, Inc. Common Stock or Equivalent NYSETNM.B Thomas Nelson, Inc. Common Stock or Equivalent NYSETNP Tsakos Energy Navigation Ltd Common Stock or Equivalent NYSETNS TNS, Inc. Common Stock or Equivalent NYSETNS.WD TNS, Inc. Common Stock or Equivalent NYSETNT A.O. Tatneft Common Stock or Equivalent NYSETO Tech/Ops Sevcon, Inc. Common Stock or Equivalent AMEXTOA Technical Olympic USA Inc Common Stock or Equivalent NYSETOC Thomson Corp Common Stock or Equivalent NYSE

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TOD Todd Shipyards Corporation Common Stock or Equivalent NYSETOF Tofutti Brands Inc. Common Stock or Equivalent AMEXTOI TARGETS Trust XXIV Other Securities AMEXTOL Toll Brothers Inc. Common Stock or Equivalent NYSETOM Tommy Hilfiger USA Inc Common Stock or Equivalent NYSETOO Too, Inc. Common Stock or Equivalent NYSETOT TotalFinaElf, S.A. Common Stock or Equivalent NYSETOX Medtox Scientific, Inc. Common Stock or Equivalent AMEXTP TPG, N.V. Common Stock or Equivalent NYSETPC Triton PCS Holdings, Inc. Common Stock or Equivalent NYSETPL Texas Pacific Land Trust Common Stock or Equivalent NYSETPO Tarpon Industries, Inc. Common Stock or Equivalent AMEXTPP TEPPCO Partners, L.P. Common Stock or Equivalent NYSETPX Tempur-pedic International Inc Common Stock or Equivalent NYSETPY Tipperary Corporation Common Stock or Equivalent AMEXTQ Cash Technologies, Inc. Common Stock or Equivalent AMEXTR Tootsie Roll Industries, Inc. Common Stock or Equivalent NYSETRA Terra Industries Inc. Common Stock or Equivalent NYSETRB Tribune Company Common Stock or Equivalent NYSETRC Tejon Ranch Company Common Stock or Equivalent NYSETRE Tan Range Exploration Corp Common Stock or Equivalent AMEXTRF Templeton Russia Fund, Inc. Common Stock or Equivalent NYSETRH Transatlantic Holdings, Inc. Common Stock or Equivalent NYSETRI Triad Hospitals, Inc. Common Stock or Equivalent NYSETRK Speedway Motorsports, Inc. Common Stock or Equivalent NYSETRN Trinity Industries, Inc. Common Stock or Equivalent NYSETRO Tele Centro Oest Celular Participacoes S.A. Preferred Stock NYSETRP Transcananda Pipelines, Ltd. Common Stock or Equivalent NYSETRR TRC Companies, Inc. Common Stock or Equivalent NYSETRT Trio-Tech International Common Stock or Equivalent AMEXTRU Torch Energy Royalty Trust Common Stock or Equivalent NYSETRW TRW Automotive Holdings Corporation Common Stock or Equivalent NYSETRY Triarc Companies, Inc. Common Stock or Equivalent NYSETRY.B Triarc Companies, Inc. Common Stock or Equivalent NYSETRZ Trizec Properties Inc Common Stock or Equivalent NYSETS Tenaris S.A. Common Stock or Equivalent NYSETSA Sports Authority, Inc. (The) Common Stock or Equivalent NYSETSC Stephan Company (The) Common Stock or Equivalent AMEXTSD Tele Sudeste Celular Participacoes S.A. Preferred Stock NYSETSG Sabre Holdings Corporation Common Stock or Equivalent NYSETSH Teche Holding Company Common Stock or Equivalent AMEXTSM Taiwan Semiconductor Manufacturing Company Limited Common Stock or Equivalent NYSE

93


TSN Tyson Foods, Inc. Common Stock or Equivalent NYSETSO Tesoro Petroleum Corporation Common Stock or Equivalent NYSETSP Telecomunicacoes de Sao Paulo S.A. Preferred Stock NYSETSS Total System Services, Inc. Common Stock or Equivalent NYSETST Telestone Technologies Corp. Common Stock or Equivalent AMEXTSU Tele Celular Sul Participacoes S.A. Common Stock or Equivalent NYSETSY Trustreet Properties, Inc. Common Stock or Equivalent NYSETSY.PRA Trustreet Properties, Inc. Preferred Stock NYSETSY.PRC Trustreet Properties, Inc. Preferred Stock NYSETTA TARGETS Trust XXI Other Securities AMEXTTC Toro Company (The) Common Stock or Equivalent NYSETTE Citigroup Global Markets Holdings Inc Other Securities AMEXTTF Thai Fund, Inc. (The) Common Stock or Equivalent NYSETTG Tutogen Medical, Inc. Common Stock or Equivalent AMEXTTH Merrill Lynch & Co., Inc. Other Securities AMEXTTI Tetra Technologies, Inc. Common Stock or Equivalent NYSETTM Tata Motors Ltd Common Stock or Equivalent NYSETTP Titan Pharmaceuticals, Inc. Common Stock or Equivalent AMEXTU Telus Corporation Common Stock or Equivalent NYSETUC Mac-Gray Corporation Common Stock or Equivalent NYSETUG Maritrans, Inc. Common Stock or Equivalent NYSETUP Tupperware Corporation Common Stock or Equivalent NYSETUX Tuxis Corporation Common Stock or Equivalent AMEXTV Grupo Televisa S.A. Common Stock or Equivalent NYSETVL LIN TV Corp Common Stock or Equivalent NYSETW 21st Century Insurance Group Common Stock or Equivalent NYSETWH The Washtenaw Group, Inc. Common Stock or Equivalent AMEXTWI Titan International, Inc. Common Stock or Equivalent NYSETWN Taiwan Fund, Inc. (The) Common Stock or Equivalent NYSETWP Trex Company, Inc. Common Stock or Equivalent NYSETWW Terremark Worldwide, Inc. Common Stock or Equivalent AMEXTWX Time Warner Inc. Common Stock or Equivalent NYSETXA Tribune Company Other Securities NYSETXI Texas Industries, Inc. Common Stock or Equivalent NYSETXI.PRS Texas Industries, Inc. Other Securities NYSETXN Texas Instruments Incorporated Common Stock or Equivalent NYSETXT Textron Inc. Common Stock or Equivalent NYSETXT.PRA Textron Inc. Preferred Stock NYSETXT.PRB Textron Inc. Preferred Stock NYSETXU TXU Corporation Common Stock or Equivalent NYSETXU.PRD TXU Corporation Other Securities NYSETY Tri Continental Corporation Common Stock or Equivalent NYSE

94


TY.PR Tri Continental Corporation Preferred Stock NYSETYC Tyco International, Ltd. Common Stock or Equivalent NYSETYG Tortoise Energy Infrastructure Corporation Common Stock or Equivalent NYSETYL Tyler Technologies, Inc. Common Stock or Equivalent NYSETYW TS&W/Claymore Tax-Advantaged Balanced Fund Common Stock or Equivalent NYSETYY Tortoise Energy Capital Corporation Common Stock or Equivalent NYSETZN TARGETS Trust XXIII Other Securities AMEXUAG United Auto Group, Inc. Common Stock or Equivalent NYSEUB UnionBanCal Corporation Common Stock or Equivalent NYSEUBA Urstadt Biddle Properties Inc. Common Stock or Equivalent NYSEUBB Unibanco Brasileiros S.A. Common Stock or Equivalent NYSEUBH U.S.B. Holding Company, Inc. Common Stock or Equivalent NYSEUBP Urstadt Biddle Properties Inc. Common Stock or Equivalent NYSEUBP.PRC Urstadt Biddle Properties Inc. Preferred Stock NYSEUBP.PRD Urstadt Biddle Properties Inc. Preferred Stock NYSEUBS UBS AG Common Stock or Equivalent NYSEUBS.PR UBS AG Other Securities NYSEUBS.PRD UBS AG Other Securities NYSEUCI UICI Common Stock or Equivalent NYSEUCL Unocal Corporation Common Stock or Equivalent NYSEUCO Universal Compression Holdings, Inc. Common Stock or Equivalent NYSEUDR United Dominion Realty Trust, Inc. Common Stock or Equivalent NYSEUDR.PRB United Dominion Realty Trust, Inc. Preferred Stock NYSEUDW US Dataworks Inc Common Stock or Equivalent AMEXUEP.PRA Union Electric Company Preferred Stock NYSEUEP.PRC Union Electric Company Preferred Stock NYSEUEP.PRD Union Electric Company Preferred Stock NYSEUEP.PRE Union Electric Company Preferred Stock NYSEUFI Unifi, Inc. Common Stock or Equivalent NYSEUG United-Guardian, Inc. Common Stock or Equivalent AMEXUGI UGI Corporation Common Stock or Equivalent NYSEUGP Ultrapar Participacoes S.A. Common Stock or Equivalent NYSEUHS Universal Health Services, Inc. Common Stock or Equivalent NYSEUHT Universal Health Realty Income Trust Common Stock or Equivalent NYSEUIC United Industrial Corporation Common Stock or Equivalent NYSEUIL UIL Holdings Corporation Common Stock or Equivalent NYSEUIS Unisys Corporation Common Stock or Equivalent NYSEUL Unilever PLC Common Stock or Equivalent NYSEUMC United Microelectronics Corporation Common Stock or Equivalent NYSEUMH United Mobile Homes, Inc. Common Stock or Equivalent AMEXUN Unilever NV Common Stock or Equivalent NYSEUNA UNOVA, Inc. Common Stock or Equivalent NYSE

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UNB Union Bankshares, Inc. Common Stock or Equivalent AMEXUNF Unifirst Corporation Common Stock or Equivalent NYSEUNH UnitedHealth Group Incorporated Common Stock or Equivalent NYSEUNM UnumProvident Corporation Common Stock or Equivalent NYSEUNP Union Pacific Corporation Common Stock or Equivalent NYSEUNS UniSource Energy Corporation Common Stock or Equivalent NYSEUNT Unit Corporation Common Stock or Equivalent NYSEUPL Ultra Petroleum Corp. Common Stock or Equivalent AMEXUPM UPM-Kymmene Oyj Common Stock or Equivalent NYSEUPS United Parcel Service, Inc. Common Stock or Equivalent NYSEUQM UQM TECHNOLOGIES INC Common Stock or Equivalent AMEXURI United Rentals, Inc. Common Stock or Equivalent NYSEURS URS Corporation Common Stock or Equivalent NYSEUSA Liberty All-Star Equity Fund Common Stock or Equivalent NYSEUSB U.S. Bancorp Common Stock or Equivalent NYSEUSB.PRB U.S. Bancorp Other Securities NYSEUSB.PRC U.S. Bancorp Other Securities NYSEUSB.PRD U.S. Bancorp Other Securities NYSEUSB.PRE U.S. Bancorp Other Securities NYSEUSG USG Corporation Common Stock or Equivalent NYSEUSM United States Cellular Corporation Common Stock or Equivalent AMEXUSS U.S. Shipping Partners L.P. Common Stock or Equivalent NYSEUST UST Inc. Common Stock or Equivalent NYSEUSU USEC Inc. Common Stock or Equivalent NYSEUTF Cohen & Steers Select Utility Fund Common Stock or Equivalent NYSEUTG Reaves Utility Income Fund Common Stock or Equivalent AMEXUTH Merrill Lynch & Co., Inc. Other Securities AMEXUTI Universal Technical Institute Inc Common Stock or Equivalent NYSEUTK UTEK Corporation Common Stock or Equivalent AMEXUTL UNITIL Corporation Common Stock or Equivalent AMEXUTR Unitrin, Inc. Common Stock or Equivalent NYSEUTX United Technologies Corporation Common Stock or Equivalent NYSEUU United Utilities plc. Common Stock or Equivalent NYSEUUD Merrill Lynch & Co., Inc. Other Securities AMEXUUU Universal Security Instruments, Inc. Common Stock or Equivalent AMEXUUY Structured Product Other Securities AMEXUVN Univision Communications Inc. Common Stock or Equivalent NYSEUVV Universal Corporation Common Stock or Equivalent NYSEUWN Nevada Gold & Casinos, Inc. Common Stock or Equivalent AMEXV Vivendi Universal Common Stock or Equivalent NYSEVAL Valspar Corporation (The) Common Stock or Equivalent NYSEVAP Van Kampen Advantage Pennsylvania Municipal Income Common Stock or Equivalent NYSE

96


VAR Varian Medical Systems, Inc. Common Stock or Equivalent NYSEVAS Viasys Healthcare Inc Common Stock or Equivalent NYSEVAW Vanguard World Funds Other Securities AMEXVAZ Delaware Investments Arizona Municipal Income Fund, InCommon Stock or Equivalent AMEXVB Vanguard World Funds Other Securities AMEXVBF Van Kampen Bond Fund Common Stock or Equivalent NYSEVBK Vanguard World Funds Other Securities AMEXVBR Vanguard World Funds Other Securities AMEXVC Visteon Corporation Common Stock or Equivalent NYSEVCC Veri-Tek International, Corp. Common Stock or Equivalent AMEXVCF Delaware Investments Colorado Insured Municipal Incom Common Stock or Equivalent AMEXVCG Valor Communications Group, Inc. Common Stock or Equivalent NYSEVCI Valassis Communications, Inc. Common Stock or Equivalent NYSEVCO Vina Concha Y Toro Common Stock or Equivalent NYSEVCP Votorantim Celulose e Papel SA Preferred Stock NYSEVCR Vanguard World Funds Other Securities AMEXVCV Van Kampen California Value Municipal Income Trust Common Stock or Equivalent NYSEVDC Vanguard World Funds Other Securities AMEXVDE Vanguard World Funds Other Securities AMEXVDM Van Der Moolen Holding NV Common Stock or Equivalent NYSEVE Vivendi Environnement Ord Common Stock or Equivalent NYSEVEL.PRA Virginia Electric & Power Company Other Securities NYSEVEL.PRE Virginia Electric & Power Company Preferred Stock NYSEVFC V.F. Corporation Common Stock or Equivalent NYSEVFH Vanguard World Funds Other Securities AMEXVFL Delaware Investments Florida Insured Municipal Income Common Stock or Equivalent AMEXVFM Van Kampen Florida Quality Municipal Trust Common Stock or Equivalent NYSEVGK Vanguard International Equity Index Funds Other Securities AMEXVGM Van Kampen Trust for Investment Grade Municipals Common Stock or Equivalent NYSEVGR Vector Group Ltd. Common Stock or Equivalent NYSEVGT Vanguard World Funds Other Securities AMEXVGZ Vista Gold Corporation Common Stock or Equivalent AMEXVHI Valhi, Inc. Common Stock or Equivalent NYSEVHT Vanguard World Funds Other Securities AMEXVIA Viacom, Inc. Common Stock or Equivalent NYSEVIA.B Viacom, Inc. Common Stock or Equivalent NYSEVIG Van Kampen Investment Grade Municipal Trust Common Stock or Equivalent NYSEVII Vicon Industries, Inc Common Stock or Equivalent AMEXVIM Van Kampen Trust for Insured Municipals Common Stock or Equivalent NYSEVIN Van Kampen Income Trust Common Stock or Equivalent NYSEVIP Open Joint Stock Company "Vimpel-Communications" Common Stock or Equivalent NYSEVIR Virco Manufacturing Corporation Common Stock or Equivalent AMEX

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VIS Vanguard World Funds Other Securities AMEXVKA Van Kampen Advantage Municipal Income Trust Common Stock or Equivalent NYSEVKC Van Kampen American Capital California Municipal Trust Common Stock or Equivalent AMEXVKI Van Kampen Advantage Municipal Income Trust II Common Stock or Equivalent AMEXVKL Van Kampen Select Sector Municipal Trust Common Stock or Equivalent AMEXVKQ Van Kampen Municipal Trust Common Stock or Equivalent NYSEVKS Van Kampen Strategic Sector Municipal Trust Common Stock or Equivalent NYSEVKV Van Kampen Value Municipal Income Trust Common Stock or Equivalent NYSEVLG Valley National Gases, Inc. Common Stock or Equivalent AMEXVLI Valero LP Common Stock or Equivalent NYSEVLO Valero Energy Corporation Common Stock or Equivalent NYSEVLT Van Kampen High Income Corporate Bond Fund Common Stock or Equivalent NYSEVLY Valley National Bancorp Common Stock or Equivalent NYSEVLY.PRA Valley National Bancorp Other Securities NYSEVMC Vulcan Materials Company Common Stock or Equivalent NYSEVMI Valmont Industries, Inc. Common Stock or Equivalent NYSEVMM Delaware Investments Minnesota Municipal Income FundCommon Stock or Equivalent AMEXVMN Delaware Investments Minnesota Municipal Income FundCommon Stock or Equivalent AMEXVMO Van Kampen Municipal Opportunity Trust Common Stock or Equivalent NYSEVMT Van Kampen Municipal Income Trust Common Stock or Equivalent NYSEVMV Van Kampen Massachusetts Value Municipal Income TruCommon Stock or Equivalent AMEXVNM Van Kampen New York Quality Municipal Trust Common Stock or Equivalent NYSEVNO Vornado Realty Trust Common Stock or Equivalent NYSEVNO.PRA Vornado Realty Trust Preferred Stock NYSEVNO.PRE Vornado Realty Trust Preferred Stock NYSEVNO.PRF Vornado Realty Trust Preferred Stock NYSEVNO.PRG Vornado Realty Trust Preferred Stock NYSEVNO.PRH Vornado Realty Trust Preferred Stock NYSEVNQ Vanguard Specialized Funds Other Securities AMEXVNT Compania Anonima Nacional Telefonos de Venezuela Common Stock or Equivalent NYSEVNV Van Kampen New York Value Municipal Income Trust Common Stock or Equivalent NYSEVNX VendingData Corporation Common Stock or Equivalent AMEXVO Vanguard World Funds Other Securities AMEXVOD Vodafone AirTouch Public Limited Company Common Stock or Equivalent NYSEVOL Volt Information Sciences, Inc. Common Stock or Equivalent NYSEVOQ Van Kampen Ohio Quality Municipal Trust Common Stock or Equivalent NYSEVOT Van Kampen Florida Municipal Opportunity Trust Common Stock or Equivalent NYSEVOV Van Kampen Ohio Value Municipal Income Trust Common Stock or Equivalent AMEXVOX Vanguard World Funds Other Securities AMEXVPF Valpey Fisher Corporation Common Stock or Equivalent AMEXVPI Vintage Petroleum, Inc. Common Stock or Equivalent NYSEVPL Vanguard International Equity Index Funds Other Securities AMEX

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VPQ Van Kampen Pennsylvania Quality Municipal Trust Common Stock or Equivalent NYSEVPS Vermont Pure Holdings, Ltd. Common Stock or Equivalent AMEXVPU Vanguard World Funds Other Securities AMEXVPV Van Kampen Pennsylvania Value Municipal Income TrustCommon Stock or Equivalent NYSEVRA Viragen, Inc. Common Stock or Equivalent AMEXVRX Valeant Pharmaceuticals International Common Stock or Equivalent NYSEVSF Vita Food Products, Inc. Common Stock or Equivalent AMEXVSH Vishay Intertechnology, Inc. Common Stock or Equivalent NYSEVSL Videsh Sanchar Nigam Limited Common Stock or Equivalent NYSEVSR Versar, Inc. Common Stock or Equivalent AMEXVTA Vesta Insurance Group, Inc. Common Stock or Equivalent NYSEVTF Van Kampen Trust for Investment Grade Florida MunicipaCommon Stock or Equivalent NYSEVTI Vanguard World Funds Other Securities AMEXVTJ Van Kampen Trust for Investment Grade New Jersey MunCommon Stock or Equivalent NYSEVTN Van Kampen Trust for Investment Grade New York MunicCommon Stock or Equivalent NYSEVTO Vitro S.A. de C.V. Common Stock or Equivalent NYSEVTP Van Kampen Trust for Investment Grade Pennsylvania M Common Stock or Equivalent NYSEVTR Ventas, Inc. Common Stock or Equivalent NYSEVTS Veritas DGC, Inc. Common Stock or Equivalent NYSEVTV Vanguard World Funds Other Securities AMEXVUG Vanguard World Funds Other Securities AMEXVUL Vulcan International Corporation Common Stock or Equivalent AMEXVV Vanguard World Funds Other Securities AMEXVVC Vectren Corporation Common Stock or Equivalent NYSEVVI Viad Corporation Common Stock or Equivalent NYSEVVR Van Kampen Senior Income Trust Common Stock or Equivalent NYSEVWO Vanguard International Equity Index Funds Other Securities AMEXVXF Vanguard World Funds Other Securities AMEXVYM Delaware Investments Minnesota Municipal Income FundCommon Stock or Equivalent AMEXVZ Verizon Communications Inc. Common Stock or Equivalent NYSEWAB Westinghouse Air Brake Technologies Corporation Common Stock or Equivalent NYSEWAG Walgreen Company Common Stock or Equivalent NYSEWAL Western Alliance Bancorporation Common Stock or Equivalent NYSEWAT Waters Corporation Common Stock or Equivalent NYSEWB Wachovia Corporation Common Stock or Equivalent NYSEWBD WIMM BILL DANN FOODS OJSC Common Stock or Equivalent NYSEWBK Westpac Banking Corporation Common Stock or Equivalent NYSEWBR Wyndham International, Inc. Common Stock or Equivalent AMEXWBS Webster Financial Corporation Common Stock or Equivalent NYSEWC WellChoice Inc Common Stock or Equivalent NYSEWCC WESCO International, Inc. Common Stock or Equivalent NYSEWCG Wellcare Group Common Stock or Equivalent NYSE

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WCI WCI Communities Inc Common Stock or Equivalent NYSEWCN Waste Connections Inc. Common Stock or Equivalent NYSEWCS MORGAN STANLEY Other Securities AMEXWDC Western Digital Corporation Common Stock or Equivalent NYSEWDR Waddell & Reed Financial, Inc. Common Stock or Equivalent NYSEWEA Western Asset Bond Fund Common Stock or Equivalent NYSEWEC Wisconsin Energy Corporation Common Stock or Equivalent NYSEWEH WestCoast Hospitality Corporation Common Stock or Equivalent NYSEWEH.PRA WestCoast Hospitality Corporation Other Securities NYSEWEL Boots and Coots International Well Control, Inc. Common Stock or Equivalent AMEXWEN Wendy's International, Inc. Common Stock or Equivalent NYSEWES WestCorp Common Stock or Equivalent NYSEWEX Winland Electronics, Inc. Common Stock or Equivalent AMEXWF Woori Finance Holdings Co Ltd Common Stock or Equivalent NYSEWFC Wells Fargo Cap IX Common Stock or Equivalent NYSEWFD Westfield Financial, Inc. Common Stock or Equivalent AMEXWFR MEMC Electronic Materials, Inc. Common Stock or Equivalent NYSEWFT Weatherford International, Inc. Common Stock or Equivalent NYSEWG Willbros Group, Inc. Common Stock or Equivalent NYSEWGA Wells-Gardner Electronics Corporation Common Stock or Equivalent AMEXWGL Washington Gas Light Company Common Stock or Equivalent NYSEWGO Winnebago Industries, Inc. Common Stock or Equivalent NYSEWGR Western Gas Resources, Inc. Common Stock or Equivalent NYSEWHG Westwood Holdings Group Inc Common Stock or Equivalent NYSEWHI W Holding Company Incorporated Common Stock or Equivalent NYSEWHQ W-H Energy services, Inc. Common Stock or Equivalent NYSEWHR Whirlpool Corporation Common Stock or Equivalent NYSEWHT Westside Energy Corporation Common Stock or Equivalent AMEXWIA Western Asset/Claymore U.S. Treasury Inflation Prot SecCommon Stock or Equivalent NYSEWIS.PR Wisconsin Power & Light Co. Preferred Stock AMEXWIT Wipro Limited Common Stock or Equivalent NYSEWIW Western Asset/Claymore U.S Treasury Inflation Prot SecsCommon Stock or Equivalent NYSEWL Wilmington Trust Corporation Common Stock or Equivalent NYSEWLB Westmoreland Coal Company Common Stock or Equivalent AMEXWLB.PR Westmoreland Coal Company Preferred Stock AMEXWLC Wellco Enterprises, Inc. Common Stock or Equivalent AMEXWLK Westlake Chemical Corporation Common Stock or Equivalent NYSEWLL Whiting Petroleum Corporation Common Stock or Equivalent NYSEWLM Wellman, Inc. Common Stock or Equivalent NYSEWLP WellPoint Health Networks Inc. Common Stock or Equivalent NYSEWLS William Lyon Homes Common Stock or Equivalent NYSEWLT Walter Industries, Inc. Common Stock or Equivalent NYSE

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WLV Wolverine Tube, Inc. Common Stock or Equivalent NYSEWM Washington Mutual, Inc. Common Stock or Equivalent NYSEWMB Williams Companies, Inc. (The) Common Stock or Equivalent NYSEWMG Warner Music Group Corp. Common Stock or Equivalent NYSEWMH Merrill Lynch & Co., Inc. Other Securities AMEXWMI Waste Management, Inc. Common Stock or Equivalent NYSEWMK Weis Markets, Inc. Common Stock or Equivalent NYSEWMS WMS Industries Inc. Common Stock or Equivalent NYSEWMT Wal-Mart Stores, Inc. Common Stock or Equivalent NYSEWNA.PR Wachovia Corporation Preferred Stock NYSEWNC Wabash National Corporation Common Stock or Equivalent NYSEWNI Weider Nutrition International, Inc. Common Stock or Equivalent NYSEWOC Wilshire Enterprises Inc Common Stock or Equivalent AMEXWON Westwood One, Inc. Common Stock or Equivalent NYSEWOR Worthington Industries, Inc. Common Stock or Equivalent NYSEWOS Wolseley plc Common Stock or Equivalent NYSEWPC W.P. Carey & Co. LLC Common Stock or Equivalent NYSEWPD Wells Fargo Cap IX Other Securities NYSEWPF Wells Fargo Cap IX Other Securities NYSEWPI Watson Pharmaceuticals, Inc. Common Stock or Equivalent NYSEWPK Wells Fargo Cap IX Other Securities NYSEWPL W.P. Stuart & Co., Ltd. Common Stock or Equivalent NYSEWPO Washington Post Company (The) Common Stock or Equivalent NYSEWPP Wausau-Mosinee Paper Corporation Common Stock or Equivalent NYSEWPS WPS Resources Corporation Common Stock or Equivalent NYSEWR Westar Energy, Inc. Common Stock or Equivalent NYSEWRE Washington Real Estate Investment Trust Common Stock or Equivalent NYSEWRI Weingarten Realty Investors Common Stock or Equivalent NYSEWRI.PRD Weingarten Realty Investors Preferred Stock NYSEWRI.PRE Weingarten Realty Investors Preferred Stock NYSEWRP Wellsford Real Properties Inc. Common Stock or Equivalent AMEXWRS Windrose Medical Properties Trust Common Stock or Equivalent NYSEWRS.PRA Windrose Medical Properties Trust Preferred Stock NYSEWSB Washington Savings Bank, F.S.B. (The) Common Stock or Equivalent AMEXWSC Wesco Financial Corporation Common Stock or Equivalent AMEXWSF Wells Fargo Cap IX Other Securities NYSEWSH Willis Group Holdings Limited Common Stock or Equivalent NYSEWSM Williams-Sonoma, Inc. Common Stock or Equivalent NYSEWSO Watsco, Inc. Common Stock or Equivalent NYSEWSO.B Watsco, Inc. Common Stock or Equivalent AMEXWST West Pharmaceutical Services, Inc. Common Stock or Equivalent NYSEWTI W&T Offshore, Inc. Common Stock or Equivalent NYSE

101


WTM White Mountains Insurance Group, Ltd. Common Stock or Equivalent NYSEWTR Aqua America, Inc. Common Stock or Equivalent NYSEWTS Watts Water Technologies, Inc. Common Stock or Equivalent NYSEWTT Wireless Telecom Group, Inc. Common Stock or Equivalent AMEXWTU Williams Coal Seam Gas Royalty Trust Common Stock or Equivalent NYSEWTW Weight Watchers International Inc Common Stock or Equivalent NYSEWTZ Western Silver Corporation Common Stock or Equivalent AMEXWW Watson Wyatt & Company Holdings Common Stock or Equivalent NYSEWWE World Wrestling Entertainment, Inc. Common Stock or Equivalent NYSEWWW Wolverine World Wide, Inc. Common Stock or Equivalent NYSEWWY Wm. Wrigley Jr. Company Common Stock or Equivalent NYSEWXH Winston Hotels, Inc. Common Stock or Equivalent NYSEWXH.PRB Winston Hotels, Inc. Preferred Stock NYSEWXS Wright Express Corporation Common Stock or Equivalent NYSEWY Weyerhaeuser Company Common Stock or Equivalent NYSEWYE American Home Products Corporation Common Stock or Equivalent NYSEWYE.PR American Home Products Corporation Preferred Stock NYSEX USX Corporation Common Stock or Equivalent NYSEXAA American Municipal Income Portfolio Common Stock or Equivalent NYSEXEC Cimarex Energy Co Common Stock or Equivalent NYSEXEL Xcel Energy Inc. Common Stock or Equivalent NYSEXEL.PRA Xcel Energy Inc. Preferred Stock NYSEXEL.PRB Xcel Energy Inc. Preferred Stock NYSEXEL.PRC Xcel Energy Inc. Preferred Stock NYSEXEL.PRD Xcel Energy Inc. Preferred Stock NYSEXEL.PRE Xcel Energy Inc. Preferred Stock NYSEXEL.PRG Xcel Energy Inc. Preferred Stock NYSEXFN Xfone, Inc. Common Stock or Equivalent AMEXXJT Expressjet Holdings Inc Common Stock or Equivalent NYSEXL Select Sector SPDR Trust (The) Common Stock or Equivalent NYSEXL.PR.A Select Sector SPDR Trust (The) Preferred Stock NYSEXL.PRB Select Sector SPDR Trust (The) Preferred Stock NYSEXLB Select Sector SPDR Trust (The) Other Securities AMEXXLE Select Sector SPDR Trust (The) Other Securities AMEXXLF Select Sector SPDR Trust (The) Other Securities AMEXXLG Rydex ETF Trust Other Securities AMEXXLI Select Sector SPDR Trust (The) Other Securities AMEXXLK Select Sector SPDR Trust (The) Other Securities AMEXXLP Select Sector SPDR Trust (The) Other Securities AMEXXLS MORGAN STANLEY Other Securities AMEXXLU Select Sector SPDR Trust (The) Other Securities AMEXXLV Select Sector SPDR Trust (The) Other Securities AMEX

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XLY Select Sector SPDR Trust (The) Other Securities AMEXXNN Xenonics Holdings, Inc. Common Stock or Equivalent AMEXXNR Xanser Corporation Common Stock or Equivalent NYSEXOM Exxon Mobil Corporation Common Stock or Equivalent NYSEXRM Xerium Technologies, Inc. Common Stock or Equivalent NYSEXRX Xerox Corporation Common Stock or Equivalent NYSEXRX.PRC Xerox Corporation Preferred Stock NYSEXTO XTO Energy Inc. Common Stock or Equivalent NYSEXWG Wireless Xcessories Group Inc Common Stock or Equivalent AMEXY Alleghany Corporation Common Stock or Equivalent NYSEYCC Yankee Candle Company, Inc. (The) Common Stock or Equivalent NYSEYMI YM BioSciences, Inc. Common Stock or Equivalent AMEXYPF YPF Sociedad Anonima Common Stock or Equivalent NYSEYRK York International Corporation Common Stock or Equivalent NYSEYSI U-Store-It Trust Common Stock or Equivalent NYSEYUM Yum! Brands, Inc. Common Stock or Equivalent NYSEYZC Yanzhou Coal Mining Company Limited Common Stock or Equivalent NYSEZAP Zapata Corporation Common Stock or Equivalent NYSEZB.PRB Zions Bancorporation Other Securities NYSEZF Zweig Fund, Inc. (The) Common Stock or Equivalent NYSEZIF Zenix Income Fund Inc. Common Stock or Equivalent NYSEZL Zarlink Semiconductor Inc. Common Stock or Equivalent NYSEZLC Zale Corporation Common Stock or Equivalent NYSEZMH Zimmer Holdings, Inc. Common Stock or Equivalent NYSEZNH China Southern Airlines Company Limited Common Stock or Equivalent NYSEZNT Zenith National Insurance Corporation Common Stock or Equivalent NYSEZP ZAP Common Stock or Equivalent AMEXZQK Quiksilver, Inc. Common Stock or Equivalent NYSEZTR Zweig Total Return Fund, Inc. (The) Common Stock or Equivalent NYSE

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