table of contents - houston - specifications and terms.pdfemergency calls for spanish, vietnamese,...

TABLE OF CONTENTS

PART I – GENERAL INFORMATION... ........................................................................................................................... 4

General Information... ...................................................................................................................... 4

Solicitation Schedule ........................................................................................................................ 4

PART II – SCOPE OF WORK / TECHNICAL SPECIFICATIONS. ................................................................ 5

A. Objective ..................................................................................................................................... 5

B. Project Tasks/Deliverables ......................................................................................................... 5

C. Interpreter Operational Requirements ........................................................................................ 6

D. Website Portal ............................................................................................................................ 8

E. Contractor Customer Service Response Criteria........................................................................ 8

F. Contractor Reporting Requirements ........................................................................................... 9

G. Contractor Responsibilities....................................................................................................... 10

H. City of Houston (COH) Responsibilities .................................................................................... 11

I. Performance ............................................................................................................................ 11

J. Problem Escalation .................................................................................................................. 12

PART III – EVALUATION AND SELECTION PROCESS ............................................................................ 12

A. Interviews/Oral Presentations ... ............................................................................................... 12

B. Selection Process ..................................................................................................................... 13

C. Best and Final Offer ................................................................................................................. 13

D. Evaluation Criteria .................................................................................................................... 13

E. Additional Related Services ... .................................................................................................. 14

F. Addition & Deletion ................................................................................................................... 14

G. Warranty of Services ................................................................................................................ 14

H. Invoicing ... ............................................................................................................................... 15

PART IV – SUBMISSION OF PROPOSAL .................................................................................................. 15

A. Instructions for Submission ...................................................................................................... 15

B. Submission Requirements ........................................................................................................ 16

PART V – EXCEPTIONS TO TERMS AND CONDITIONS ......................................................................... 18

PART V – SPECIAL CONDITIONS ............................................................................................................. 19

A. No Contact Period ... ................................................................................................................ 19

B. Equal Opportunity Employment ................................................................................................ 19

C. Minority and Woman Business Enterprises (M/WBE)... ........................................................... 19

D. Protests .................................................................................................................................... 19

PART VI – INSTRUCTIONS TO PROPOSERS ........................................................................................... 20

A. Pre-Proposal Conference... ...................................................................................................... 20

B. Additional Information and Specification Changes ................................................................... 20

C. Letter(s) of Clarification ............................................................................................................ 20

D. Examination of Documents and Requirements ........................................................................ 20

E. Exceptions to Terms and Conditions ........................................................................................ 20

F. Post-Proposal Discussions with Proposer(s) ............................................................................ 21

PART VIII – REQUIRED FORMS TO BE SUBMITTED WITH PROPOSAL ............................................... 21

EXHIBIT I – OFFER AND SUBMITTAL, REFERENCES, PROPOSED SUBCONTRACTORS... . 21

EXHIBIT I – OFFER AND SUBMITTAL... ............................................................................. 24

EXHIBIT I – REFERENCES .................................................................................................. 25

EXHIBIT I – LIST OF SUBCONTRACTOR(S)... ................................................................... 26

EXHIBIT II – MINORITY/WOMEN BUSINESS ENTERPRISES CONTRACT REQUIREMENTS . 27

EXHIBIT II – ATTACHMENT “A” SCHEDULE OF M/WBE PARTICIPATION... .................... 29

EXHIBIT II – ATTACHMENT “B”: OFFICE OF BUSINESS OPPORTUNITY AND

CONTRACT COMPLIANCE M/WBE UTILIZATION REPORT... .......................................... 29

EXHIBIT II – ATTACHMENT “C”: CERTIFIED M/WBE SUBCONTRACT TERMS ............... 30

EXHIBIT II – ATTACHMENT “D”: OFFICE OF BUSINESS OPPORTUNITY AND

CONTRACT COMPLIANCE M/WBE UTILIZATION REPORT... .......................................... 31

EXHIBIT III – FAIR CAMPAIGN ORDINANCE .............................................................................. 32

EXHIBIT III – FORM “A”: FAIR CAMPAIGN.......................................................................... 33

EXHIBIT IV – CONTRACTOR OWNERSHIP DISCLOSURE ORDINANCE ................................. 35

EXHIBIT IV: AFFIDAVIT OF OWNERSHIP OR CONTROL... .............................................. 36

EXHIBIT V – ANTI-COLLUSION STATEMENT ............................................................................. 39

EXHIBIT VI – CONFLICT OF INTEREST QUESTIONNAIRE ....................................................... 41

PART IX – REQUIRED FORMS TO BE SUBMITTED BY AWARDED VENDOR ONLY ............................ 21

PART X – PROJECT PRICE ........................................................................................................................ 22

PART I – GENERAL INFORMATION A. General Information

The City of Houston (City) is currently seeking proposals from qualified vendors to provide Foreign Language Emergency Interpretation Services.

B. Solicitation Schedule

Listed below are the important dates for this Request for Proposal (RFP). EVENT ___________ DATE _

Date of RFP Issued July 21, 2017 Pre-Proposal Conference August 2, 2017 Questions from Proposers Due to City August 4, 2017 Proposals Due from Proposers August 17, 2017 Council Agenda Date (Estimated) September 20, 2017 Contract Start Date (Estimated) October 2, 2017

Remainder of Page Intentionally Left Blank

PART II – SCOPE OF WORK (SOW) 1.0 OBJECTIVE:

The City of Houston (COH, Houston Emergency Center (HEC) hereafter referred to as the COH and/or HEC, is seeking one (1) contractor to provide Foreign Language Emergency Interpretation Services to be offered for the use of 9-1-1 Emergency Telephone System Program.

2.0 TERM/PERIOD OF PERFORMANCE:

2.1 The contractor shall not be authorized to commence the performance of services as described in the Scope of Work (SOW) until written approval has been obtained from COH. Any performance of service that is commenced prior to the signing of the Agreement shall be considered voluntary on the part of the contractor and non-compensable.

3.0 PROJECT TASKS/DELIVERABLES:

3.1 Equipment and Facility 3.1.1 The contractor shall have all necessary equipment to provide Foreign Language

Emergency Interpretation Services. 3.1.2 The contractor shall have telephone terminal equipment that has visual and

audible signaling for incoming calls. Telephone terminal equipment will also have expansion capabilities to add additional lines, as needed.

3.1.3 The contractor's telephone terminal equipment shall be capable of collecting the detailed call traffic information needed to produce the required reports. This is to include management reports to track activity of the contractor’s employees providing interpretation services.

3.2 Disaster Response

3.2.1 The contractor shall maintain a plan to restore language Interpretation services

in the event of a disaster. The disaster response plan shall include various points of failure and multiple restoration contingencies.

3.3 Meetings and Conferences

3.3.1 The contractor shall be required to provide training and/or participate in quarterly

COH coordinator meetings or quarterly or annual conferences, as requested by the COH, to discuss the services provided by the contractor and answer questions from the COH staff. Participation in meetings will be at the contractor's expense.

3.4 Foreign Language Emergency Interpretation Service

3.4.1 Provide accurate and timely foreign language emergency interpretation services for COH call takers who receive emergency calls on 9-1-1 and other designated emergency telephone lines from emergency callers who speak a language other than English.

3.4.2 Contractor shall provide language translation for the languages listed in Exhibit A-1.

3.4.3 HEC call taker will initiate a "3-way" conference call with the contractor's foreign language emergency interpretation service.

3.4.4 The contractor shall determine the emergency caller's spoken language and connect the emergency call with the appropriate interpreter.

3.4.5 COH call taker will retain control of the conversation and prompt the interpreter with questions. The interpreter will interpret and respond with the emergency caller's answer and comments. The COH call taker will decide when the interpreter and emergency caller may disconnect.

4.0 INTERPRETER OPERATIONAL REQUIREMENTS:

4.1 At a minimum, the interpreter will:

4.1.1 Remain neutral in the interpretation unless prompted by the COH call taker with additional instructions.

4.1.2 Use the utmost courtesy when conversing with the emergency caller and the COH call taker.

4.1.3 Respect cultural difference of the emergency caller and the COH call taker.

4.1.4 Offer additional information to the COH call taker, but will graciously accept the COH call taker's refusal to accept additional information.

4.1.5 Refrain from entering a disagreement with the COH call taker or the emergency caller.

4.1.6 Report irregular emergency interpretation calls to his/her supervisor (i.e., an irregular language interpretation call would be a COH call taker hanging up and leaving the emergency caller and the interpreter on an active call. The supervisor will refer irregular language interpretation calls to customer service for referral.

4.1.7 Be trained thoroughly and be prepared to efficiently transfer calls quickly and have a thorough understanding of the techniques that facilitate the transfer of information from one foreign language to another.

4.1.8 Interpret accurately and precisely the message that is relayed in its entirety with the meaning preserved throughout the conversation. Information cannot be edited or deleted which erroneously changes the meaning of the interpretation or intent of the emergency caller.

4.1.9 Not make assumptions on behalf of the incident or emergency caller. (i.e., an emergency caller who has a speech impediment - the interpreter would not say, "He/She is drunk," but rather, "He/She is slurring his/her words).

4.1.10 Must remain professional, tactful, cool, calm, and collected throughout the duration of the interpretation services call.

4.1.11 Not discuss any personal information about the conversation including the name(s) of the emergency caller, address, or any other information that is revealed during the conversation/incident.

4.1.12 In the event the emergency caller is prematurely disconnected; the interpreter shall be able to reconnect with the emergency caller while the COH call taker remains on the line. The COH call taker shall provide the emergency caller's call back number to the interpreter.

4.2 Speed of Answer

4.2.1 On average, the Contractor shall answer at least 90% of all incoming emergency calls within 10 seconds of the call starting to ring at the Contractor's facility.

4.3 Interpretation Start

4.3.1 The contractor shall begin language interpretation on at least 99.9% of all

emergency calls for Spanish, Vietnamese, Mandarin, Cantonese, Tagalog, German, French, Hindi, Urdu, Korean, and Arabic within 15 seconds after the required language has been identified.

4.3.2 All other languages shall begin language interpretation on at least 90% of all emergency calls within 10 seconds.

4.3.3 Once interpretation begins, the emergency call cannot be placed on hold nor put into a queue of any kind.

4.4 Maximum Time until Interpretation Start Penalty

4.4.1 In the event interpretation service, does not begin within 10 seconds of the

emergency caller's language being identified, the COH shall not be charged for any interpretation services provided for the duration of the call.

4.4.2 Interpretation service for all other languages that does not begin within 30 seconds of the emergency caller's language being identified, the COH shall not be charged for any interpretation services provided for the duration of the call.

4.5 No Interpreter Available Penalty

4.5.1 Contractor shall for each event an interpretation service request for any of the

languages listed in Exhibit A-1 (List of Languages) results in a customer being told “no interpreter is available or foreign language is not available”, the contractor shall be subject to a self-assessed penalty equal to the cost of the customer's average interpreter call for that month in which the no interpreter available or foreign language event occurs. These penalties shall be assessed monthly and shall be itemized and deducted from the appropriate monthly invoice total. An audit of the contractor's monthly invoice shall be done at the COH's discretion.

4.5.2 Example: Penalty (deducted from applicable monthly* invoice) = Cost of COH's average interpreter call for the month* x number of "event" occurrences.

4.6 Toll-Free Telephone Number for Interpreter Services

4.6.1 The contractor shall provide a toll-free telephone number that provides access to interpreter services from anywhere in the continental U.S., 24-hours a day, seven (7) days per week, 365 days per year.

4.7 Hours of Operations for Interpreter Services

4.7.1 The contractor shall provide foreign language emergency interpretation services

as identified in these specifications, 24-hours a day, seven (7) days per week, and 365 days per year. Interpreter Services shall only be handled by a live Interpreter Customer Service Representative.

4.8 Foreign Language Emergency Interpretation Usage

4.8.1 During the contract, the contractor shall provide any additional languages not

listed on Exhibit A-1. Any additional languages shall be provided at the contracted rate shown in contract. The contract value shall be based upon actual usage and the COH cannot guarantee any specific amounts or be held responsible for any increase or reduction in usage. At a minimum, contractor shall provide interpretation services for the type languages listed on Exhibit A-1

5.0 WEBSITE PORTAL:

5.1 The contractor shall provide a website portal that shall be used by COH to access information related to the contract. The website portal shall be accessible using the latest versions of industry standard browsers. The contractor shall issue and manage User Ids that shall be assigned and correspond to viewable information identified by the COH. The COH shall meet with the contractor within 30 days after contract award to identify management of the User Ids and accessible information.

5.2 The website information shall include:

5.2.1 Contractor's Foreign Language Emergency Interpretation toll-free number. 5.2.2 Contractor's Customer Service toll-free number. 5.2.3 COH access to their respective COH Account for services and call data reports. 5.2.4 COH access to city-wide services and call data reports.

6.0 CONTRACTOR CUSTOMER SERVICE RESPONSE CRITERIA:

6.1 The contractor shall provide prompt, professional customer service to the COH between the hours of 7:00 am and 6:00 pm Central Daylight Time (CDT), Monday through Friday, excluding all federal and COH holidays. After hours, weekends and on federal and Texas State holidays, a contact telephone number must be made available to the COH for urgent or emergency customer service support matters.

6.2 The contractor shall respond to customer service questions and concerns shall be handled as expeditiously as possible and per the following criteria:

6.3 General questions of concern: Written response to a customer or a COHs questions is due within 15 working days from initial contact. If an answer is incomplete at response due time, then the response shall be an update of steps taken thus far to answer the customer's question and an estimated completion date. If response is not provided within 15 days, the contractor must provide an administrative contact to escalate the request.

6.4 Request for Material:

6.4.1 An order for material and/or other handouts developed during the term of the contract shall be mailed within two (2) working days from receipt of the request.

6.5 All other requests: 6.5.1 Timeframe requirements for all other requests shall be negotiated individually

when the request is made.

6.5.2 Additional materials and services required by the COH shall be provided at no additional charge to the COH.

6.5.3 The contractor shall develop and deploy a method to monitor and assess the ongoing quality of the interpretation services provided under the terms of the contract. The method shall be designed to continually improve the accuracy and effectiveness of language interpretations and emergency call handling and to identify and address any need for review and training of the service. Upon request, the contractor must provide this information to the HEC 9-1-1 Division.

7.0 CONTRACTOR REPORTING REQUIREMENTS:

7.1 Each report template shall be subject to COH approval of report layout, content detail and formatting. The contractor shall implement modifications to the reports during the term of the Contract at the COH's request at no additional cost.

7.2 Within 30 calendar days after contract award, the COH and contractor shall meet to

discuss the timelines and due dates for the delivery of the reports required in this section.

7.3 All reports shall be provided on a calendar month basis and electronic copies shall be delivered in Excel file format by the tenth (10th) business day following the end of the reporting period month and posted to the Website Portal.

7.4 The following are the reports to be compiled and provided by the contractor to the Department Director and/or designee. All time measurements shall be in minutes (mm) and seconds (ss) as indicated below:

7.4.1 Monthly Data Report:

7.4.1.1 Monthly Data Report shall include:

7.4.1.2 Number of calls

7.4.1.3 Date of call

7.4.1.4 Time of call occurrence

7.4.1.5 Call Duration (mm: ss) Length of time from incoming emergency call connection to an interpreter; this time is used by contractor to apply cost per interpretation minute for each call.

7.4.1.6 Interpretation Start (ss) Length of time from language identification to interpreter connection.

7.4.1.7 Speed of Answer (ss) Length of time from language identification to interpreter connection.

7.4.1.8 On hold/in-queue duration (ss) Length of time from Contractor Speed of Answer to Interpretation Start.

7.4.1.9 Identity of translator

7.4.1.10 Identify Language.

If language used was contracted or non-contracted. (Languages appearing on Exhibit A-1, Language List is contracted, if language is not listed, it is defined as non-contracted.)

7.4.2 Call traffic pattern details 7.4.2.1 COH department name

7.4.2.2 No Interpreter Available Penalty applied that will identify the language

that was not available for each occurrence.

7.4.2.3 Monthly Data Report must be submitted to the COH HEC Director and/or designee, unless otherwise requested. Monthly reports that are COH specific shall be submitted directly to the respective HEC Director and/or designee.

7.4.2.4 The COH will review the Monthly Data Report to identify if the contractor has met the Project Tasks/Deliverables that include the contractor's (self reported) call data metrics and application of penalties (when applicable).

7.5 Customer Service Report

7.5.1 Customer Support Report shall provide a monthly period of issues and

results of customer support issues. This report shall be submitted monthly to the HEC Director and/or designee, unless otherwise requested.

7.6 Quarterly Historical Report

7.6.1 Quarterly Historical Report shall depict the previous twelve (12) months

of data provided in the Monthly Data and Customer Support Reports. This report shall be submitted quarterly to the HEC Director and/or designee, unless otherwise requested.

8.0 CONTRACTOR RESPONSIBILITIES:

8.1 The contractor shall provide its own equipment and software necessary to perform the required duties.

8.2 The contractor shall designate a primary contact that has the authority to act on all aspects of the services provided under the contract.

8.3 The contractor shall notify the COH, in writing, of any changes in the personnel

assigned to the tasks. If a contractor employee is unable to perform due to illness, resignation, or other factors beyond the contractor's control, the contractor shall make every reasonable effort to provide suitable substitute personnel.

8.4 The contractor shall comply with all regulatory requirements imposed by local, state, and federal regulatory agencies for all foreign language emergency interpretation services provided throughout the term of the Contract. The contractor shall work with the COH to implement any changes within six (6) months of the regulation effective date at no cost to the COH and no increase in rates.

8.5 The contractor shall make any changes necessary to provide foreign language

emergency interpretation services as industry requirements change. 8.6 The Contractor Interpreter Services Ethics, Professional Conduct and Confidentiality

Statement (Exhibit A-3) shall be completed by the contractor with the original provided to the COH Department Director and/or designee and a copy retained by the contractor primary contact.

9.0 COH RESPONSIBILITIES:

9.1 The COH shall designate a contact to whom all contractor communication may be addressed, and who has the authority to act on all aspects of the services. This person shall review the SOW and associated documents with the contractor to ensure understanding of the responsibilities of both parties.

9.2 The COH shall provide at least a minimum of ten (10) COH business days for the timely

review and approval of information and documentation provided by the contractor to perform its obligations.

9.3 The COH's project manager shall distribute information to local agencies regarding the

availability of Foreign Language Emergency Interpretation Services. 9.4 Upon request, HEC Department Director and/or designee shall provide the contractor

with the most current COH 9-1-1 Manager and related contact information.

10.0 PERFORMANCE:

10.1 The COH shall be the sole judge of the acceptability of all work performed and all work products produced by the contractor because of this solicitation. Should the services performed by the contractor fail to meet the COH's conditions, requirements, specifications, guidelines, or other applicable standards, the following resolution process shall be employed, except as superseded by other binding processes:

10.2 The COH shall notify the contractor in writing within five (5) COH business days of any

acceptance problems by identifying the specific inadequacies and/or failures in the services performed and/or the products produced by the contractor.

10.3 The contractor shall, within five (5) COH business days after initial problem notification,

respond to the COH by submitting a detailed explanation describing precisely how the identified services and/or products adhere to and satisfy all applicable requirements, and/or a proposed corrective action plan to address the specific inadequacies and/or failures in the identified services and/or products. Failure by the contractor to respond to the COH's initial problem notification within the required time limits may result in immediate termination of the contract. In the event of such termination, the COH shall pay all amounts due the contractor for all work accepted prior to termination.

10.3.1 The COH shall, within five (5) COH business days after receipt of the contractor's detailed explanation and/or proposed corrective action plan, notify the contractor in writing whether it accepts or rejects the explanation and/or plan. If the COH rejects the explanation and/or plan, the contractor shall submit a revised corrective action plan within three (3) COH business days of notification of rejection. Failure by the contractor to respond to the COH's notification of rejection by submitting a revised corrective action plan within the required time limits may result in immediate termination of the contract. In the event of such termination, the COH shall pay all amounts due the contractor for all work accepted prior to termination.

10.4 The COH shall, within three (3) COH business days of receipt of the revised corrective

action plan, notify the contractor in writing whether it accepts or rejects the revised corrective action plan proposed by the contractor. Rejection of the revised corrective action plan may result in immediate termination of the contract. In the event of such termination, the COH shall pay all amounts due the contractor for all work accepted prior to termination.

11.0 PROBLEM ESCALATION:

11.1 The parties acknowledge and agree that certain technical and project related problems or issues may arise, and that such matters shall be brought to the COH's attention. Problems or issues shall normally be reported in regular Monthly Reports. There may be instances, however, where the severity of the problems justifies escalated reporting. To this extent, the contractor shall determine the level of severity and notify the appropriate COH personnel. The COH personnel notified, and the time taken to report the problem or issue, shall be at a level commensurate with the severity of the problem or issue. The COH personnel include, but are not limited to, the following:

First level: COH 9-1-1 Division Manager Second level COH 9-1-1 Department Director

PART III – EVALUATION AND SELECTION PROCESS An evaluation committee shall evaluate Proposers’ submissions in accordance with the evaluation criteria listed below. Upon completion of the evaluation, the committee may develop a short list of Proposer(s) meeting the technical competence requirements. The shortlisted Proposer(s) may be scheduled for a structured oral presentation, demonstration, interview and negotiations. Following these City-to-Proposer(s)’ meetings, the evaluation team will summarize their findings and recalculate their scores, if needed. However, the evaluation committee reserves the right to issue letter(s) of clarification when deemed necessary to any or all Proposer(s). The oral presentations, demonstrations and/or interviews may be recorded and/or videotaped. 1.0 INTERVIEWS/ORAL PRESENTATIONS/DEMONSTRATIONS:

The City reserves the right to request that Proposer(s) provide a final presentation handout of its Proposal at their scheduled meeting. No Proposer may attend presentations of any other Proposer. If necessary, Proposers may be scheduled for more than one presentation, demonstration, or interview.

2.0 SELECTION PROCESS:

Upon review of all information provided by Proposers, the evaluation committee will make a recommendation for selection to City officials. The City reserves the right to check references on any projects performed by the Proposer, whether provided by the Proposer or known by the City. Selected Proposal shall be submitted for approval by the appropriate City officials. The City of Houston intends to select a Proposal that best meets the needs of the City and that provide the best overall value. Upon approval of the selected Proposer, a contract shall be executed by the appropriate City officials.

3.0 BEST AND FINAL OFFER (BAFO):

City reserves the right to request a Best and Final Offer from final Proposer, if necessary. At a minimum, the Best and Final Offer would consist of submitting a final Fee Schedule with associated costs, and address any outstanding items previously identified during the evaluation of Proposals. If the City chooses to invoke a “required BAFO” option, Proposals shall then be re-evaluated by the evaluation committee. The BAFO shall include instructions, requirements, and a specified submission due date.

4.0 EVALUATION CRITERIA:

4.1 Responsiveness of Proposal (Pass/Fail)

Proposal shall be responsive to all material requirements that will enable the evaluation committee to evaluate proposals in accordance with the evaluation criteria to make a recommendation to City officials.

4.2 Technical Competence/Requirements

4.2.1 Proposer’s demonstrated ability to provide the services outlined in the RFP. (25 Points)

4.2.2 Qualifications, knowledge, experience and expertise of key personnel assigned as evidence by their credentials and role in similar projects. (20 Points)

4.2.3 Quality of the plan of approach and Quality Control Process to perform and

maintain the services outlined in the RFP. (30 Points) 4.3 Price Proposal (25 Points)

4.3.1 THE PRICE PROPOSAL MUST BE SUBMITTED IN A SEPARATE SEALED

ENVELOPE that is clearly marked with the RFP title and solicitation number and the label “Price Proposal”.

4.4 M/WBE Participation (Pass/Fail)

4.4.1 Ability to meet the required 0% level of subcontracting participation, or a

demonstrative Good Faith Efforts presented by Proposer.

4.4.2 THE M/WBE DOCUMENTS SHALL BE SUBMITTED WITH THE PRICE PROPOSAL ONLY. DO NOT INCLUDE IN RESPONSE/PLAN PROPOSAL.

4.5 Financial Stability of the Proposer (Pass/Fail) 4.5.1 Audited financial statements (balance sheets) for past two (2) years

Note: Hire Houston First (HHF) Ordinance (2011-0766): After scoring Proposals,

preference points shall be distributed in the following manner:

5 Points: For Proposer firm residing within the City of Houston city limits; 3 Points: For Proposer, whose firm is a local business residing within the

adjoining 10 counties to the City of Houston city limits. 0 Points: For Proposer, whose company does not reside within Houston city

limits, or within its adjacent 10 surrounding counties.

5.0 ADDITIONAL RELATED SERVICES:

5.1.1 In submitting Proposal, Proposer(s) shall indicate a willingness to negotiate future potential additional services deemed appropriate for the scope of services, as provided herein, or deemed necessary and/or desirable by the City.

6.0 ADDITION & DELETION:

6.1 The City, by written notice from the Chief Procurement Officer or designee to the Contractor, at any time during the term of this contract, may add or delete like or similar equipment, supplies, locations and/or services to the list of equipment, supplies, locations, and/or services to be provided. Any such written notice shall take effect on the date stated in the notice from the City. Similar equipment, supplies, services, or locations added to the contract shall be in accordance with the contract specification/scope of services, and the charges or rates for items added shall be the same as specified in the fee schedule. If the additional equipment, supplies, locations and/or services are not identical to the item(s) already under contract, the charges therefore will then be the Contractor’s normal and customary charges or rates for the equipment, supplies, locations and/or services classified in the fee schedule.

7.0 WARRANTY OF SERVICES:

7.1 Definitions: “Acceptance” as used in this clause shall mean the act of an authorized

representative of the City by which the City assumes for itself, approval of specific services as partial or complete performance of the contract.

7.2 “Correction” as used in this clause shall mean the elimination of a defect. 7.3 Notwithstanding inspection and acceptance by the City or any provision concerning

the conclusiveness thereof, the Contractor shall warrant that all services performed under this contract shall, at the time of acceptance, be free from defects in workmanship and shall conform to the requirements of this contract. The City shall give written notice of any defect or nonconformance to the Contractor within a one (1) year period from the date of acceptance by the City. This notice shall state either a) that the Contractor shall correct or re-perform any defective or non-conforming services at no additional cost to the City, or b) that the City does not require correction or re-performance.

7.4 If the Contractor is required to correct or re-perform, it shall be at no cost to the City. Any services corrected or re-performed by the Contractor shall also be subject to this clause to the same extent as work initially performed. If the Contractor fails or refuses to correct or re-perform, the City shall, by contract or otherwise, correct or replace with similar services and shall charge to the Contractor the cost occasioned to the City thereby, or make an equitable adjustment in the contract price.

7.5 If the City does not require correction or re-performance, the City shall make an equitable adjustment in the contract price.

8.0 INVOICING:

8.1 The City is a single entity for accounting, billing, and discounting. Any invoices

accompanied by detailed supplements and other backup documents are to be submitted for payments to:

8.2 Houston Emergency Center Attention: Jane Nyambura 5320 N. Shepherd Dr. Houston, Texas 77091 8.3 The City requires timely and accurate accounting and billing information.

PART IV – SUBMISSION OF PROPOSAL

1.0 Instructions For Submission

1.1 Number of Copies. Submit One (1) original hard copy of the Proposal, signed in

BLUE ink, and five (5) electronic thumb drives containing a copy of the original proposal sealed in a separate envelope bearing the assigned solicitation number (located on the first page of this RFP document) to:

City Secretary’s Office City Hall Annex, Public Level 900 Bagby Street Houston, Texas 77002 The City of Houston shall bear no responsibility for submitting responses on behalf of any Proposer. Proposer(s) may submit their Proposal to the City Secretary’s Office any time prior to the stated deadline.

1.2 Time for Submission. Proposals shall be submitted no later than the date and time

indicated for submission in this RFP. Late submittals will not be considered and will be returned unopened.

1.3 Format. Proposal must be left-bound with information on both sides of the page when

appropriate. Material should be organized following the order of the submission requirements separated by labeled tabs, and shall be securely bound. Submission materials will not be returned to Proposers.

1.4 Complete Submission. Proposers are advised to carefully review all the requirements and submit all documents and information as indicated in this RFP. Incomplete proposals may lead to a proposal being deemed non-responsive, meaning that non-responsive proposals will not be considered.

1.5 Packaging and Labeling. The outside wrapping/envelope shall clearly indicate the

RFP title, date, and time for submission. It shall also indicate the name of the proposer. The Price Proposal shall be submitted in a separate sealed envelope. The envelope shall clearly identify the content as “Price Proposal.” Thumb drives shall be submitted in yet another sealed envelope and marked accordingly. All other submission requirements shall be included with the Proposer’s Technical Proposal.

1.6 Timely Delivery of Proposals. The Proposal, including the Technical Proposal, Fee

Schedule and signed Offer and Submittal form must be delivered by hand or mailed by one’s preferred courier to the address shown on the cover sheet of this RFP. Include the RFP number on any package delivered or sent to the City Secretary’s Office and on any correspondence related to the Proposal. If using an express delivery service, the package must be addressed and delivered specifically to the City Secretary’s Office. Packages delivered by express mail services to other locations may not be re-delivered to its final destination by the deadline hour.

1.7 Late Proposals. Proposers remain responsible for ensuring that its Proposal is

received at the time, date, place, and office specified. The City assumes no responsibility for any Proposal not received, regardless of whether the delay is caused by the U.S. Postal Service, a courier delivery service, or some other act or circumstance.

2.0 Submission Requirements

Proposal must be organized and clearly identified in the following order: 2.1 Cover Letter. The cover letter shall be signed by an authorized representative of the

Proposer. The letter should indicate the Proposer’s commitment to provide the services proposed, and contain evidential information supporting that your firm exists within Harris County.

2.2 Executive Summary: The executive summary should include a brief overview of the

solution proposed, the overall strategy for implementation, the key personnel who will be responsible for seeing the project through completion.

2.3 Offer and Submittal Form: See Exhibit I

2.4 General Company Information: Provide the name of your company (including the

name of any parent company), business address, e-mail address, Federal Tax ID number, telephone number, and fax number.

2.5 Key Personnel: Identify the key personnel that will be committed to the project. The City reserves the right to reject any key personnel proposed if it is determined in the City’s best interest. All key personnel must be committed to the project at the appropriate time level. Proposer understands that the qualifications and experience of key personnel proposed will be factored into the evaluation process; therefore, key personnel must not be replaced without the approval of the City. Any approved substitutions must be with personnel of equal or better qualifications. In addition, any other commitments must not conflict with the level of commitment proposed for this project.

2.5.1 Provide names and titles of key personnel and an organizational chart of your

proposed project team. Provide professional resumes of all key personnel.

2.6 Knowledge, Experience and Plan of Action: Provide detailed relevant information about your company’s knowledge and experience, including: 2.6.1 Summarize three or more deployments (in similar size and scope to this RFP),

with brief descriptions that demonstrate your experience providing consulting service for a major metropolitan area;

2.6.2 Submit a written plan of action on how you will meet the City’s requirements;

2.6.3 Company track record: Provide a brief summary of firm’s background history, number of years in business, total number of employees, key personnel and their availability to be deployed on this project for the City of Houston.

2.6.4 Portfolio: Provide a detailed portfolio including samples of completed 9-1-1 plans, and the total number of ongoing opportunities in other municipalities.

2.7 Client References: Provide the name and reference contact information for three (3) clients for whom you have provided similar services to municipalities within the past three (3) years. Provide size and scope of each project with brief descriptions of the projects. Specifically, provide the following:

2.7.1 Name and location of project(s);

2.7.2 “CURRENT” reference contact name, telephone numbers, and e-mail

addresses;

2.7.3 Deployment completion date(s) or current status;

2.8 M/WBE Participation: Identify an M/WBE subcontractor and submit a signed-off “M/WBE Letter of Intent” form identifying the role of each subcontractor for this implemented project. All MWBE document shall be submitted with Price Proposal only. Do not include in response/plan proposal.

2.9 Financial Stability: a) Provide the audited financial statements and/or balance sheet

for the past two (2) years

2.10 Exceptions to Standard Contract: Submit any Exceptions to the standard sample contract and include the rationale for taking the Exception. Provide rationale for objections to the Article. Such Exceptions will be considered when evaluating the Proposer’s response to this RFP. If you are proposing alternate language, include the proposed language for consideration, along with the corresponding Article Nos. within the RFP.

2.11 Legal Actions: Provide a list of any pending litigation and include a brief description of the reason for legal action.

2.12 Conflict of Interest: Provide information regarding any real or potential conflict of interest. Failure to address any potential conflict of interest upfront may be cause for rejection of the Proposal.

2.13 Other: Submit any information the Proposer deems pertinent to demonstrating its qualifications to perform the services being requested, such as memberships in any professional associations, documents, examples, etc.

2.14 Forms and Certifications: Complete all forms and certifications attached, as appropriate.

2.15 Price Proposal: (Separate Sealed Envelope)

PART V – EXCEPTIONS TO TERMS AND CONDITIONS

All exceptions included with the Proposal shall be submitted in a clearly identified separate section of the Proposal in which the Proposer clearly cites the specific paragraphs within the RFP where the Exceptions occur. Any Exceptions not included in such a section shall be without force and effect in any resulting contract unless such Exception is specifically referenced by the Chief Procurement Officer or designee, City Attorney, Director(s) or designee in a written statement. The Proposer’s preprinted or standard terms will not be considered by the City as a part of any resulting contract.

All Exceptions that are contained in the Proposal may negatively affect the City’s Proposal

evaluation based on the evaluation criteria as stated in the RFP, or result in possible rejection of Proposal.


PART VI – SPECIAL CONDITIONS 1.0 No Contact Period

Neither Proposer(s) nor any person acting on Proposer(s)'s behalf shall attempt to influence the outcome of the award by the offer, presentation or promise of gratuities, favors, or anything of value to any appointed or elected official or employee of the City of Houston, their families or staff members. All inquiries regarding the solicitation are to be directed to the designated City Representative identified on the first page of the solicitation. Upon issuance of the solicitation through the pre-award phase and up to the date the City Secretary publicly posts notice of any City Council agenda containing the applicable award, aside from bidder's formal response to the solicitation, through the pre-award phase, written requests for clarification during the period officially designated for such purpose by the City Representative, neither Proposers(s) nor persons acting on their behalf shall communicate with any appointed or elected official or employee of the City of Houston, their families or staff through written or oral means in an attempt to persuade or influence the outcome of the award or to obtain or deliver information intended to or which could reasonably result in an advantage to any bidder. However, nothing in this paragraph shall prevent a bidder from making public statements to the City Council convened for a regularly scheduled session after the official selection has been made and placed on the City Council agenda for action, or to a City Council committee convened to discuss a recommendation regarding the solicitation.

2.0 Equal Opportunity Employment

The City of Houston Ordinance Section 15-17 establishes Equal Employment Opportunity Contract Compliance requirements for all City of Houston contracts involving the expenditure of Fifty Thousand Dollars ($50,000) or more. Any contract for professional services that results from this RFP will provide that the failure to carry out the requirements set forth in the City of Houston Equal Employment Opportunity Program shall constitute a breach of contract and may result in termination of the agreement or contract. In addition, the City may take any such additional remedy as deemed appropriate.

3.0 Minority and Woman Business Enterprises (M/WBE)

Contactor shall comply with the City’s Minority and Women Business Enterprise (“MWBE”) programs as set out in Chapter 15, Article V of the City of Houston Code of Ordinances. Contractor shall make good faith efforts to award subcontracts or supply agreements in at least the value stated in this Agreement to MWBE’s. Contractor acknowledges that it has reviewed the requirements for good faith efforts on file with the City’s Office of Business Opportunity (OBO) and will comply with them.

4.0 Protests

“Protests should be filed in accordance with the City of Houston Administrative Policy (A.P. No. 5-12)” http://www.houstontx.gov/policies/administrative_policies.html

PART VII – INSTRUCTIONS TO PROPOSERS 1.0 Pre-Proposal Conference

1.1 A Pre-Proposal Conference will be held at the date, time, and location as indicated on the first page of the RFP document. Interested Proposer(s) are encouraged to attend. It will be assumed that potential Proposer(s) attending this meeting have reviewed the RFP in detail, and are prepared to bring up any substantive questions not already addressed by the City.

2.0 Additional Information and Specification Changes

2.1 Requests for additional information and questions should be addressed to the Finance Department, Strategic Procurement Division, Senior Procurement Specialist, Conley Jackson by telephone: (832) 393-8733; or by the preferred e-mail method to [email protected] no later than 12:00 P.M., CST by Monday, April 27, 2017. The City of Houston shall provide written responses to all questions received by Proposers prior to the RFP submittal deadline. Questions received from all Proposer(s) shall be answered by the City and sent to Proposer(s) who are listed as having obtained the RFP. Proposer(s) shall be notified in writing of any changes in the specifications contained within this RFP.

3.0 Letter(s) of Clarification

3.1 All Letters of Clarification and interpretations to this Solicitation shall be in writing. Any Letter of Clarification(s) or interpretation that is not in writing shall not legally bind the City of Houston. Only information supplied by the City of Houston in writing or in this RFP should be used in preparing Proposal responses.

3.2 The City does not assume responsibility for the receipt of any Letters of Clarification

sent to Proposer(s). 4.0 Examination of Documents and Requirements

4.1 Each Proposer shall carefully examine all RFP documents and familiarize themselves with all requirements prior to submitting a Proposal to ensure that the Proposal meets the intent of this RFP.

4.2 Before submitting a Proposal, each Proposer shall be responsible for making all

investigations and examinations that are necessary to ascertain conditions and affecting the requirements of this RFP. Failure to make such investigations and examinations shall not relieve the Proposer from obligation to comply, in every detail, with all provisions and requirements of the RFP.

5.0 Exceptions to Terms and Conditions

5.1 All Exceptions included with the Proposal shall be submitted in a clearly identified separate section of the Proposal in which the Proposer clearly cites the specific paragraphs within the RFP where the Exceptions occur. Any Exceptions not included in such a Section shall be without force and effect in any resulting contract unless such Exception is specifically referenced by the Chief Procurement Officer, City Attorney, Director(s) or designee in a written statement. The Proposer’s preprinted or standard terms will not be considered by the City as a part of any resulting contract.

5.2 All Exceptions that are contained in the Proposal may negatively affect the City’s Proposal evaluation based on the evaluation criteria as stated in the RFP, or result in possible rejection of Proposal.

6.0 Post-Proposal Discussions with Proposer(s)

6.1 It is the City’s intent to commence final negotiation with the Proposer(s) deemed most advantageous to the City. The City reserves the right to conduct post-Proposal discussions with any Proposer(s).

PART VIII – REQUIRED FORMS TO BE SUBMITTED WITH PROPOSAL

1.0 Offer and Submittal, List of References, and List of Proposed Subcontractors (Exhibit I) 2.0 Signed M/WBE Forms: Attachment “A” Schedule of M/WBE Participation, Attachment “B,”

Notice of Intent, Attachment “C,” Certified M/WBE Subcontract Terms, Attachment “D,” Office of Business Opportunity and Contract Compliance M/WBE Utilization Report (Exhibit II)

3.0 Fair Campaign Ordinance Form “A” (Exhibit III)

4.0 Affidavit of Ownership or Control (Exhibit IV)

5.0 Anti-Collusion Statement (Exhibit V)

6.0 Conflict of Interest Questionnaire (Exhibit VI) PART IX – REQUIRED FORMS TO BE SUBMITTED BY RECOMMENDED VENDOR ONLY Required forms shall be supplied to the Contractor after the award recommendation:

1.0 Insurance Requirements and Sample Insurance Certificate (Exhibit VII) 2.0 Drug Compliance Agreement Attachment “A,” Drug Policy Compliance Declaration

Attachment “B,” and Contractor’s Certification of No Safety Impact Positions Attachment “C” and “D” (Exhibit VIII)

3.0 City Contractors’ Pay or Play Acknowledgement Form (POP-1)

http://www.houstontx.gov/obo/payorplay/pop1.pdf and Pay or Play Certificate of Compliance (POP-2) http://www.houstontx.gov/obo/payorplay/pop2.pdf (Exhibit IX)

4.0 Hire Houston First Affidavit (Download Copy at

http://www.houstontx.gov/obo/hirehoustonfirst.html and submit to Office of Business Opportunity, Houston Business Solutions Center by e-mail to [email protected], or fax to 832-393-0650, or submit copy with proposal.

5.0 Requested information outlined in the scope of work and other additional relevant/supporting information, or alternate Proposal.

PART X – PROJECT PRICE

Solely for evaluating the Proposal, all proposers must complete the pricing document located on the website titled “Pricing Sheet”. In the event of any additional services associated with this project, the rates charged shall not exceed those indicated on the Pricing Sheet. In the red highlight columns, please provide a per minute rate for all years, including option years.


EXHIBIT I OFFER AND SUBMITTAL, REFERENCES, PROPOSED SUBCONTRACTORS


EXHIBIT I OFFER AND SUBMITTAL

NOTE: PROPOSAL MUST BE SIGNED AND NOTARIZED BY AN AUTHORIZED REPRESENTATIVE(S) OF THE PROPOSER, WHICH MUST BE THE ACTUAL LEGAL ENTITY THAT WILL PERFORM THE CONTRACT IF AWARDED AND THE TOTAL FIXED PRICE CONTAINED THEREIN SHALL REMAIN FIRM FOR A PERIOD OF ONE-HUNDRED EIGHTY (180) DAYS. "THE RESPONDENT WARRANTS THAT NO PERSON OR SELLING AGENCY HAS BEEN EMPLOYED OR RETAINED TO SOLICIT OR SECURE THIS CONTRACT UPON AN AGREEMENT OR UNDERSTANDING FOR A COMMISSION, PERCENTAGE, BROKERAGE, OR CONTINGENT FEE, EXCEPTING BONA FIDE EMPLOYEES. FOR BREACH OR VIOLATION OF THIS WARRANTY, THE CITY SHALL HAVE THE RIGHT TO ANNUL THIS AGREEMENT WITHOUT LIABILITY OR, AT ITS DISCRETION, TO DEDUCT FROM THE CONTRACT PRICES OR CONSIDERATION, OR OTHERWISE RECOVER THE FULL AMOUNT OF SUCH COMMISSION, PERCENTAGE, BROKERAGE OR CONTINGENT FEE." Respectfully Submitted: _______________________________________________________________________________________ (Print or Type Name of Contractor – Full Company Name) City of Houston Vendor No. (If already doing business with City): __________________________________________ Federal Identification Number: _____________________________________________________________________ By: ____________________________________________________________________________________ (Signature of Authorized Officer or Agent) Printed Name: ___________________________________________________________________________

Title: ___________________________________________________________________________

Date: ___________________________________________________________________________

Address of Contractor: _____________________________________________________________________ Street Address or P.O. Box

_____________________________________________________________________ City – State – Zip Code

Telephone No. of Contractor: (_____) __________________________________________________________

Signature, Name and title of Affiant: ____________________________________________________________ _______________________________________________________________________________________ (Notary Public in and for) ____________________________________________________________________________ County, Texas My Commission Expires: ______________ day of _____________________________________ 20_________

EXHIBIT I REFERENCES

LIST OF PREVIOUS CUSTOMERS

1. Name: ___________________________________ Phone No.: _________________

Address: __________________________________________________________________

Contract Award Date: ________________ Contract Completion Date: _______________

Contract Name/Title: ________________________________________________________

Email: ________________________________________________________

System Description: _________________________________________________________

__________________________________________________________________________

2. Name: ___________________________________ Phone No.: _________________

Address: __________________________________________________________________



Email: ________________________________________________________


__________________________________________________________________________

3. Name: ___________________________________ Phone No.: _________________

Address: __________________________________________________________________



Email: ________________________________________________________


__________________________________________________________________________

4. Name: ___________________________________ Phone No.: _________________

Address: __________________________________________________________________



Email: ________________________________________________________


EXHIBIT I LIST OF SUBCONTRACTOR(S)

The following is a list of Subcontractors we propose to engage on the following items of Work. Any item of Work which does not designate a Subcontractor will be done by the firm submitting the Proposal.

SEGREGATED PART OF WORK SUBCONTRACTOR/SUPPLIER ________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

________________________________ __________________________________

EXHIBIT II ATTACHMENT “A”

SCHEDULE OF MWBE PARTICIPATION

DATE OF REPORT: _________________________________ BID NO.: __________________________________________ FORMAL BID TITLE: ________________________________

NAME OF MINORITY/WOMEN SUBCONTRACTOR

OFFICE OF BUSINESS OPPORTUNITY

CERTIFICATION NO.

STREET ADDRESS AND CITY, STATE, ZIP CODE

TELEPHONE NO.

SCOPE OF WORK

AGREED PRICE

TOTAL. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . MWBE PARTICIPATION AMOUNT. . . . . . . . . . . . . . . . . . TOTAL BID AMOUNT. . . . . . . . . . . . . . . . . . . . . . . . . . . . ..

$___________ $__________% $___________

IF YOU HAVE USED YOUR BEST EFFORTS TO CARRY OUT THE CITY’S MWSBE POLICY BY SEEKING SUBCONTRACTS AND SUPPLY AGREEMENTS WITH MINORITY AND WOMEN BUSINESS ENTERPRISES, YET FAILED TO MEET THE STATED PERCENTAGE GOAL OF THIS BID DOCUMENT, LIST BELOW YOUR GOOD FAITH EFFORTS FOR COMPLIANCE (DEFINITION OF REQUIREMENTS CAN BE OBTAINED THROUGH THE OFFICE OF BUSINESS OPPORTUNITY AT (713) 837-9000).

THE UNDERSIGNED WILL ENTER INTO A FORMAL AGREEMENT WITH THE MINORITY AND/OR WOMEN SUBCONTRACTORS AND SUPPLIERS LISTED IN THIS SCHEDULE CONDITIONED UPON AWARD OF A CONTRACT FROM THE CITY. NOTE: ALL FIRMS LISTED ABOVE MUST BE CERTIFIED (OR ELIGIBLE FOR CERTIFICATION) BY THE OFFICE OF BUSINESS OPPORTUNITY. THIS SCHEDULE OF MWSBE PARTICIPATION SHOULD BE RETURNED, IN DUPLICATE, WITH THE BID FORM.

______________________________________________________________ BIDDER COMPANY NAME ______________________________________________________________ SIGNATURE OF AUTHORIZED OFFICER OR AGENT OF BIDDER ______________________________________________________________ NAME (TYPE OR PRINT) ______________________________________________________________ TITLE

EXHIBIT II ATTACHMENT “B”

OFFICE OF BUSINESS OPPORTUNITY AND CONTRACT COMPLIANCE MWBE UTILIZATION REPORT

NOTICE OF INTENT

THIS AGREEMENT IS SUBJECT TO MEDIATION AND CAN BE INITIATED BY THE COMPANIES SIGNED BELOW OR THE OFFICE OF BUSINESS OPPORTUNITY. To: City of Houston Date: Administering Department Project Name and Number Bid Amount: M/W/BE Goal: , agrees to enter into a contractual agreement with Prime Contractor _______________________________, who will provide the following goods/services in connection MWBE Subcontractor

with the above-referenced contract:

_______________

for an estimated amount of $ or % of the total contract value. is currently certified with the City of Houston’s Office of Business (M/W/BE Subcontractor) Opportunity to function in the aforementioned capacity. Intend to

Prime Contractor M/W/BE Subcontractor

work on the above-named contract in accordance with the M/W/DBE Participation Section of the City of Houston Bid Provisions, contingent upon award of the contract to the aforementioned Prime Contractor. Signed (Prime Contactor) Signed (M/W/BE Subcontractor) Printed Signature Printed Signature Title Date Title Date

EXHIBIT II ATTACHMENT “C”

CERTIFIED MWBE SUBCONTRACT TERMS

CITY OF HOUSTON CERTIFIED MWBE SUBCONTRACT TERMS Contractor shall ensure that all subcontracts with M/WBE subcontractors and suppliers are clearly labeled “THIS CONTRACT IS SUBJECT TO MEDIATION” and contain the following terms:

1. _______________________(M/WBE subcontractor) shall not delegate or subcontract more than 50% of the work under this subcontract to any other subcontractor or supplier without the express written consent of the City of Houston’s Office of Business Opportunity Director (“the Director”).

2. _______________________(M/WBE subcontractor) shall permit representatives of the City of

Houston, at all reasonable times, to perform 1) audits of the books and records of the subcontractor, and 2) inspections of all places where work is to be undertaken in connection with this subcontract. Subcontractor shall keep such books and records available for such purpose for at least four (4) years after the end of its performance under this subcontract. Nothing in this provision shall affect the time for bringing a cause of action or the applicable statute of limitations.

3. Within five (5) business days of execution of this subcontract, Contractor (prime contractor) and

Subcontractor shall designate in writing to the Director an agent for receiving any notice required or permitted to be given pursuant to Chapter 15 of the Houston City Code of Ordinances, along with the street and mailing address and phone number of such agent.

These provisions apply to goal-oriented contracts. A goal-oriented contract means any contract for the supply of goods or non-professional services in excess of $100,000.00 for which competitive proposals are required by law; not within the scope of the MBE/WBE/SBE program of the United States Environmental Protection Agency or the United States Department of Transportation; and which the City Chief Procurement Officer has determined to have significant MWBE subcontracting potential in fields which there are an adequate number of known MBEs , WBE’s, and or SBE’s (if applicable) to compete for City contracts. The MWBE policy of the City of Houston will be discussed during the pre-proposal conference. For information, assistance, and/or to receive a copy of the City’s Affirmative Action Policy and/or Ordinance, contact the Office of Business Opportunity Division at 832.393.0600, 611 Walker Street, 7th Floor, Houston, Texas 77002.

EXHIBIT II ATTACHMENT “D”

OFFICE OF BUSINESS OPPORTUNITY AND CONTRACT COMPLIANCE MWBE UTILIZATION REPORT

Report Period: _____________________ PROJECT NAME & NUMBER: ___________________________________ AWARD DATE: _____________________________ PRIME CONTRACTOR: ________________________________________ CONTRACT NO.: ___________________________ ADDRESS: __________________________________________________ CONTRACT AMOUNT: ______________________ LIAISON/PHONE NO.: _________________________________________ MWBE GOAL: ____________________________

MWBE SUB/VENDOR NAME

DATE OF OBO CERTIFICATION

DATE OF SUBCONTRACT

SUBCONTRACT AMOUNT

% OF TOTAL CONTRACT

AMOUNT PAID TO DATE

% OF CONTRACT TO DATE

Use additional pages if needed. Submit by the 15th day of the following month. Office of Business Opportunity Provide support documentation on all revenues paid to end of the report period to: ATTN: Carlecia Wright 713-837-9000 MWBE’s to reflect up/down variances on Contract amount. 611 Walker, 7th Floor Houston, Texas 77002

EXHIBIT III FAIR CAMPAIGN ORDINANCE

The City of Houston Fair Campaign Ordinance makes it unlawful for a Contractor to offer any contribution to a candidate for City elective office (including elected officers and officers-elect). All respondents to this invitation to bid must comply with Houston Code of Ordinances Chapter 18 as amended relating to the contribution and solicitation of funds for election campaigns. Provisions of this ordinance are provided in part in the paragraphs that follow. Complete copies may be obtained from the office of the City Secretary. Candidates for city office may neither solicit nor receive contributions except during a period commencing 270 calendar days prior to an election date for which a person is a candidate for such office and ending 90 calendar days after the election date, including run-off elections if such candidate is on the ballot. Further, it shall be unlawful either for any person who submits a Bid or Proposal to contribute or offer any contribution to a candidate or for any candidate to solicit or accept any contribution from such person for a period commencing at the time of posting of the City Council Meeting Agenda including an item for the award of the Contract and ending upon the 30th day after the award of the Contract by City Council. For the purposes of this Ordinance, a Contract is defined as each Contract having a value in excess of $30,000 that is let by the City for professional services, personal services, or other goods or services of any other nature whether the Contract is awarded on a negotiated basis, request for Proposal basis, competitive Proposal basis or formal sealed competitive Bids. The term Contractor includes proprietors of proprietorships, partners having an equity interest of 10% of more of partnerships, (including limited liability partnerships and companies), all officers and directors of corporations (including limited liability corporations), and all holders of 10% or more of the outstanding shares of corporations. A STATEMENT DISCLOSING THE NAMES AND BUSINESS ADDRESSES EACH OF THOSE PERSONS WILL BE REQUIRED TO BE SUBMITTED WITH EACH BID OR PROPOSAL FOR A CITY CONTRACT. Completion of the attached form entitled "Contractor Submission List" will satisfy this requirement. Failure to provide this information may be just cause for rejection of your Bid or Proposal.

EXHIBIT III FORM “A”: FAIR CAMPAIGN

CITY OF HOUSTON FAIR CAMPAIGN ORDINANCE

The City of Houston Fair Campaign Ordinance makes it unlawful for a Contractor to offer any contribution to a candidate for City elective office (including elected officers-elect) during a certain period of time prior to and following the award of the Contract by the City Council. The term “Contractor” Includes proprietors of proprietorships, partners or joint venture’s having an equity interest of 10 percent or more for the partnership or Joint venture, and officers, directors and holders of 10 percent or more of the outstanding shares of corporations. A statement disclosing the names and business addresses of each of those persons will be required to be submitted with each Bid or Proposal for a City Contract. See Chapter 18 of the Code of Ordinances, Houston, Texas, for further information. This list is submitted under the Provisions of Section 18-36(b) of the Code of Ordinances, Houston, Texas, in connection with the attached Proposal, submission or bid of:

Firm or Company Name: ______________________________________________

Firm or Company Address: ______________________________________________

The firm/company is organized as a (Check one as applicable) and attach additional pages if needed to supply the required names and addresses: [ ] SOLE PROPRIETORSHIP

Name Proprietor Address

[ ] A PARTNERSHIP

List each partner having equity interest of 10% or more of partnership (if none state “none”):

Name Partner Address Name Partner Address

[ ] A CORPORATION List all directors of the corporation (if none state “none”): Name___________________________ _________ ____ Director Address Name___________________________ ______________________________ Director Address Name _____________ ______________________________ Director Address

List all officers of the corporation (if none state "none”):

Name________________________ _______________________________ Officer Address



List all individuals owning 10% or more of outstanding shares of stock of the corporation (if none state “none”):

Name________________________ _______________________________ Address

Name________________________ _______________________________ Address

Name________________________ _______________________________ Address

I certify that I am duly authorized to submit this list on behalf of the firm, that I am associated with the firm in the capacity noted below and that I have personal knowledge of the accuracy of the information provided herein.

___________________________________________________________________________ Preparer

_________________________________________________________________________ Printed Name

___________________________________________________________________________ Title

Note: This list constitutes a government record as defined by § 37.01 of the Texas Penal Code. 8/23/01

EXHIBIT IV: CONTRACTOR OWNERSHIP DISCLOSURE ORDINANCE

City Council requires knowledge of the identities of the owners of entities seeking to Contract with the City in order to review their indebtedness to the City prior to entering Contracts. Therefore, all respondents to this Invitation to Bid must comply with Houston Code of Ordinances Chapter 15, as amended (Sections 15-122 through 15-126) relating to the disclosure of owners of entities bidding on, proposing for or receiving City contracts. Provisions of this ordinance are provided in part in the paragraphs that follow. Complete copies may be obtained from the office of the City Secretary.

Contracting entity means a sole proprietorship, corporation, non-profit corporation, partnership, joint venture, limited liability company, or other entity that seeks to enter into a contract requiring approval by the Council but excluding governmental entities. A contracting entity must submit at the time of its Bid or Proposal, an affidavit listing the full names and the business and residence addresses of all persons owning five percent or more of a contracting entity or, where a contracting entity is a non-profit corporation, the full names and the business and residence addresses of all officers of the non-profit corporation. Completion of the "Affidavit of Ownership or Control," included herein, and submitted with the Official Bid or Proposal Form will satisfy this requirement. Failure to provide this information may be just cause for rejection of your Bid or Proposal.

EXHIBIT IV: AFFIDAVIT OF OWNERSHIP OR CONTROL

ORIG. DEPT.:_______________________ FILE/I.D. NO.:__________________________ INSTRUCTION: ENTITIES USING AN ASSUMED NAME SHOULD DISCLOSE SUCH FACT TO AVOID REJECTION OF THE

AFFIDAVIT. THE FOLLOWING FORMAT IS RECOMMENDED: CORPORATE/LEGAL NAME DBA ASSUMED NAME. STATE OF ____________ § § AFFIDAVIT OF OWNERSHIP OR CONTROL COUNTY OF ___________ §

BEFORE ME, the undersigned authority, on this day personally appeared

__________________________________________________ [FULL NAME] (hereafter “Affiant”),

_________________________________________ [STATE TITLE/CAPACITY WITH CONTRACTING ENTITY] of

_____________________________________________________________ [CONTRACTING ENTITY’S

CORPORATE/LEGAL NAME] (”Contracting Entity”), who being by me duly sworn on oath stated as follows: 1. Affiant is authorized to give this affidavit and has personal knowledge of the facts and matters herein stated. 2. Contracting Entity seeks to do business with the City in connection with ________________________________________________________________________ [DESCRIBE PROJECT

OR MATTER] which is expected to be in an amount that exceeds $50,000. 3. The following information is submitted in connection with the proposal, submission or bid of Contracting Entity in connection with the above described project or matter. 4. Contracting Entity is organized as a business entity as noted below (check box as applicable). FOR PROFIT ENTITY: NON-PROFIT ENTITY: [ ] SOLE PROPRIETORSHIP [ ] NON-PROFIT CORPORATION [ ] CORPORATION [ ] UNINCORPORATED ASSOCIATION [ ] PARTNERSHIP [ ] LIMITED PARTNERSHIP [ ] JOINT VENTURE [ ] LIMITED LIABILITY COMPANY [ ] OTHER (Specify type in space below) ___________________________________________________________________________ ___________________________________________________________________________

5. The information shown below is true and correct for the Contracting Entity and all owners of 5% or more of the Contracting Entity and, where the Contracting Entity is a non-profit entity, the required information has been shown for each officer, i.e., president, vice-president, secretary, treasurer, etc. [NOTE: IN ALL CASES, USE

FULL NAMES, LOCAL BUSINESS AND RESIDENCE ADDRESSES AND TELEPHONE NUMBERS. DO NOT USE POST OFFICE

BOXES FOR ANY ADDRESS. INCLUSION OF E-MAIL ADDRESSES IS OPTIONAL, BUT RECOMMENDED. ATTACH

ADDITIONAL SHEETS AS NEEDED.] Contracting Entity Name: __________________________________________________________

Business Address [NO./STREET] _______________________________

[CITY/STATE/ZIP CODE] ________________________________________

Telephone Number (_____)___________________________________

Email Address [OPTIONAL]___________________________________

Residence Address [NO./STREET] _______________________________

[CITY/STATE/ZIP CODE]_________________________________________

Telephone Number (_____)___________________________________


5% Owner(s) or More (IF NONE, STATE “NONE.”) Name: __________________________________________________________

Business Address [NO./STREET] _______________________________

[CITY/STATE/ZIP CODE]________________________________________ Telephone Number (_____) ___________________________________


Residence Address [NO./STREET] _______________________________ [CITY/STATE/ZIP CODE]________________________________________ Telephone Number (_____) ___________________________________


6. Optional Information Contracting Entity and/or ___________________________________________ [NAME OF OWNER OR

NON-PROFIT OFFICER] is actively protesting, challenging or appealing the accuracy and/or amount of taxes levied against _____________________________________ [CONTRACTING ENTITY, OWNER OR NON-PROFIT

OFFICER] as follows:

Name of Debtor: _______________________________

Tax Account Nos. _______________________________

Case or File Nos. _______________________________

Attorney/Agent Name _______________________________

Attorney/Agent Phone No. (_____)_________________________

Tax Years _______________________________

Status of Appeal [DESCRIBE] _______________________________________________________

______________________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________ Affiant certifies that he or she is duly authorized to submit the above information on behalf of the Contracting Entity, that Affiant is associated with the Contracting Entity in the capacity noted above and has personal knowledge of the accuracy of the information provided herein, and that the information provided herein is true and correct to the best of Affiant’s knowledge and belief. _______________________________________ Affiant SWORN TO AND SUBSCRIBED before me this ______ day of _____________, 20_____. (Seal) _______________________________________ Notary Public NOTE: This affidavit constitutes a government record as defined by Section 37.01 of the Texas Penal Code. Submission of a false government record is punishable as provided in Section 37.10 of the Texas Penal Code. Attach additional pages if needed to supply the required names and addresses.

39

EXHIBIT V ANTI-COLLUSION STATEMENT

Anti-Collusion Statement

The undersigned, as Proposer, certifies that the only person or parties interested in this Proposal as principals

are those named herein; that the Proposer has not, either directly or indirectly entered into any Agreement,

participated in any collusion, or otherwise taken any action in restraint of free competitive bidding in

connection with the award of this Contract.

__________________________ __________________________________ Date Proposer Signature

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EXHIBIT VI CONFLICT OF INTEREST QUESTIONNAIRE

CONFLICT OF INTEREST QUESTIONNAIRE: Chapter 176.006 of the Local Government Code (“the code”) requires a Vendor/Contractor to file a Conflict of Interest Questionnaire (CIQ) with the City. NOTE: Vendors/Contractors or Agents should not complete the CIQ if a conflict, as described below, does not exist. Only Vendors/Contractors or Agents that actually have a conflict, as described below, must file a CIQ. Who must file a CIQ? A Vendor/Contractor or Agent of a Vendor/Contractor does not have to file a CIQ unless they intend to enter or is considering entering into a contract with the City or:

1. has an employment or other business relationship with the Local Government Officer/Family Member; or

2. has given the Local Government Officer/Family Member one or more gifts with the aggregate value exceeding $250.00.

When must the Vendor/Contractor or Agent file a CIQ? The completed CIQ must be filed with the City Chief Procurement Officer not later than the 7th business day after the date the Vendor/Contractor or Agent:

1. begins discussions or negotiations to enter into a contract with the City; 2. submits an application to the City in response to a request for proposals or bids, correspondence, or

any other writing related to a potential contract with the City; 3. becomes aware of an employment or other business relations with the Local Government

Officer/Family Member; 4. becomes aware that he/she has given one or more gifts to the Local Government Officer/Family

Member that exceeds $250.00; or 5. an event that would make the CIQ incomplete or inaccurate.

What is a business relationship? Under Chapter 176, business relationship means a connection between two or more parties based on the commercial activity of one of the parties. The term does not include:

1. a transaction that is subject to a rate or fee regulation by a governmental entity; 2. a transaction conducted at a price and subject to terms available to the public; or 3. a purchase or lease of goods or services from a person who is chartered by a state or federal agency

and is subject to regular examination and reporting to that agency. The Conflict of Interest Questionnaire is available for downloading from the Texas Ethics Commission’s website at http://www.ethics.state.tx.us/forms/CIQ.pdf . The Original Conflict of Interest Questionnaire shall be filed with the Administration and Regulatory Affairs Department’s Record Administration (Lourdes Coss, City Chief Procurement Officer, 901 Bagby, Concourse Level, Houston, Texas 77002). Vendors and Contractors required to file shall include a copy of the form as part of the BID/Proposal package. Any questions about filling out this form should be directed to your attorney.

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EXHIBIT VI CONFLICT OF INTEREST QUESTIONNAIRE

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APPENDIX 1 (SAMPLE CONTRACT)