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Take the exam and get certified after this intensive training

Global companies need to have an effective compliance program wherever they operate. But until recently, it’s been difficult to provide compliance leaders outside the U.S. with the training they need. SCCE’s Basic Compliance & Ethics Academies are changing that equation.

Now you and your international colleagues around the world can benefit from the same invaluable, intensive training available in the U.S. Our international Academies cover critical content in-depth and are a great preparation course for the CCEP-I exam. Topics addressed include:

• Standards, Policies, and Procedures

• Compliance and Ethics Program Administration

• Communications, Education, and Training

• Monitoring, Auditing, and Internal Reporting Systems

• Response and Investigation, Discipline and Incentives

• Anti-Corruption and Bribery

• Risk Assessment

So let your colleagues around the world know about SCCE’s Academies in South America, Europe, Asia, and Dubai, and get your entire compliance team on the same page.

Learn more & register at corporatecompliance.org/academies

Basic Compliance & Ethics

Academies

Help your international colleagues learn the essentials of managing compliance programs…tell them about SCCE’s

in SOUTH AMERICA, EUROPE, ASIA, and UAE

Brussels, Belgium13–16 May 2013

Shanghai, China8–11 July 2013

São Paulo, Brazil26–29 August 2013

Dubai, UAE15–18 December 2013

http://www.corporatecompliance.org


2 www.corporatecompliance.org

Brussels, Belgium | 13–16 May 2013 SCCE’s Basic Compliance & Ethics Academy®

MONDAY 13 MAY8:30 – 10:00Compliance Fundamentals: The Basics

Debbie Troklus, CCEP-F, CCEP-I, CHC-F, CHRC, CHPC, Managing Director, Aegis Compliance and Ethics Center

10:15 – 12:00Organizational Ethics

Sally March, CCEP-I, Principal, Drummond March & Co.

12:00 – 13:00Lunch (provided)

13:00 – 14:45Creation and Maintenance of Compliance Policies and Procedures

Marjorie W. Doyle, JD, CCEP-F, CCEP-I, Managing Director, Aegis Compliance and Ethics Center; Of Counsel, Meade & Roach LLP

15:00 – 16:45Risk Assessments with an Enterprise Risk Approach

Sheryl Vacca, CCEP, CCEP-I, CHC-F, CHRC, CHPC, Senior Vice President and Chief Compliance & Audit Officer, University of California

TUESDAY 14 MAY8:30 – 10:15Compliance Program Effectiveness


10:30 – 12:00Training and Communication

Art Weiss, JD, CCEP, CCEP-I, Chief Compliance & Ethics Officer, TAMKO Building Products


13:00 – 14:45Auditing and Monitoring


15:00 – 16:45Anti-Competition


WEDNESDAY 15 MAY8:30 – 10:15Conducting Investigations

Ambroise Augé, Director, Compliance European Union & Operations Center, Philip Morris International

10:30 – 12:00Conflicts of Interest

Joseph Murphy, CCEP, CCEP-I, Of Counsel, Compliance Systems Legal Group; Director of Public Policy, Society of Corporate Compliance and Ethics


13:00 – 15:00Anti-Corruption & Bribery

Odell Guyton, CCEP, CCEP-I, SCCE Co-Chair; Partner, Meade, Roach & Annulis, LLP; Microsoft Assistant General Counsel for Compliance (Retired)

15:15 – 16:30Using Incentives in the Compliance Program


THURSDAY 16 MAY8:30 – 10:00International Compliance Issues

Gabe Shawn Varges FINMA Swiss Financial, Banking, Insurance, and Securities Regulator

10:15 – 12:15Data Protection and Privacy

Tuula Nieminen, MBA, PhD, CCEP-I, Compliance & Ethics Professional

• Basic principles of EU data protection legislation

• The proposed new EU Regulation on data protection

14:00 – 15:00CCEP-I Exam Check-In

15:00 – 17:30CCEP-I ExamThe exam is optional. You must pre-register for the CCEP-I exam separately from the Academy. To register for the exam, download the PDF application for your Academy from corporatecompliance.org/academies

Academy and CCEP-I exam are conducted in English at this time. Agenda is subject to change.


Shanghai, China | 8–11 July 2013 SCCE’s Basic Compliance & Ethics Academy®

MONDAY 8 JULY8:30 – 10:00Introduction to Compliance Practice: Abbreviated Compliance 101


10:15 – 12:00Recent Developments in Compliance in China

Amy L. Sommers Partner, K&L Gates LLP




14:45 – 16:30Creating & Reviewing Compliance Policies and Procedures


TUESDAY 9 JULY8:00 – 8:15Test Question & Answer

8:15 – 10:00Compliance Infrastructure


10:15 – 12:00Enterprise-Wide Risk Assessment



13:00 – 14:30Antitrust Compliance in China

Dr. Jingwen Zhu, Associate, DLA Piper

14:45 – 15:45Legal Issues, Risk Factors and Disclosure Issues




WEDNESDAY 10 JULY8:30 – 10:15Auditing & Monitoring


10:30 – 12:15Privacy



13:15 – 14:30Investigations


14:45 – 16:30Effectiveness and Evaluation


THURSDAY 11 JULY8:00 – 9:00Using Incentives in the Compliance Program




11:15 – 12:45FCPA Anti-Corruption & Bribery






São Paulo, Brazil | 26–29 August 2013 SCCE’s Basic Compliance & Ethics Academy®

MONDAY 26 AUGUST8:30 – 10:15Introduction to Compliance Practice: Abbreviated Compliance 101


10:30 – 12:00Recent Developments of Compliance in South America

Shin Jae Kim, CCEP, CCEP-I, Partner, TozziniFreire Advogados, São Paulo, Brazil

Juliana Sa de Miranda Partner, TozziniFreire Advogados, São Paulo, Brazil


13:30 – 14:45Training & Communication


15:00 – 16:45Creating & Reviewing Compliance Policies and Procedures


TUESDAY 27 AUGUST8:00 – 8:15Test Question & Answer






13:00 – 14:30Antitrust Compliance in Brazil

Marcelo Calliari Partner, TozziniFreire Advogados, São Paulo, Brazil





WEDNESDAY 28 AUGUST8:30 – 10:15Auditing & Monitoring


10:30 – 12:15Privacy





15:15 – 17:00Effectiveness and Evaluation


THURSDAY 16 MAY8:00 – 9:00Using Incentives in the Compliance Program










Dubai, UAE | 15–18 December 2013 SCCE’s Basic Compliance & Ethics Academy®

SUNDAY 15 DECEMBER

8:30 – 10:00Introduction to Compliance Practice: Abbreviated Compliance 101


10:15 – 12:00Recent Developments of Compliance in the Middle East

Tahan (Tom) Thraya, Partner, Baker & McKenzie LLP




14:45 – 17:00 (includes 30‑minute break from 15:25 – 15:55)

Creating & Reviewing Compliance Policies and Procedures


MONDAY 16 DECEMBER

8:00 – 8:15Test Question & Answer






13:00 – 14:30Antitrust Compliance in the Middle East

Tahan (Tom) Thraya, Partner, Baker & McKenzie LLP





TUESDAY 17 DECEMBER

8:30 – 10:15Auditing & Monitoring


10:30 – 12:15Privacy





14:45 – 17:00 (includes 30‑minute break from 15:25 – 15:55)

Effectiveness and EvaluationJoseph Murphy, CCEP, CCEP-I, Of Counsel, Compliance Systems Legal Group; Director of Public Policy, Society of Corporate Compliance and Ethics

WEDNESDAY 18 DECEMBER

8:00 – 9:00Using Incentives in the Compliance Program






THURSDAY 19 DECEMBER


9:00 – 11:30CCEP-I ExamThe exam is optional. You must pre-register for the CCEP-I exam separately from the Academy. To register for the exam, vist www.corporatecompliance.org/academies and download the PDF application for your Academy.


6 www.corporatecompliance.org • +1 952 933 4977 or 888 277 4977

SCCE is in the process of applying for additional credits. If you do not see information on your specific accreditation and would like to make a request, please contact us at +1 952 933 4977 or 888 277 4977. Visit SCCE’s website, www.corporatecompliance.org, for updates.

Brussels, Belgium 13–16 May 2013

Compliance Certification Board (CCB): Certified in Healthcare Compliance (CHC)®, Certified in Healthcare Compliance–Fellow (CHC-F), Certified in Healthcare Privacy Compliance (CHPC)®, Certified in Healthcare Research Compliance (CHRC)®, Certified Compliance & Ethics Professional (CCEP)®, Certified Compliance & Ethics Professional–Fellow (CCEP-F), Certified Compliance & Ethics Professional–International (CCEP-I): CCB has awarded a maximum of 28.2 CEUs for these accreditations in the following subject areas: Application of Management Practices for the Compliance Professional; Application of Personal and Business Ethics in Compliance; Written Compliance Policies and Procedures; Designation of Compliance Officers and Committees; Compliance Training and Education; Communication and Reporting Mechanisms in Compliance Enforcement of Compliance Standards and Discipline; Auditing and Monitoring for Compliance; Response to Compliance Violations and Corrective Actions; HIPAA Privacy Implementation and/or Complying with Government Regulations.

US Legal Education CLE: The Health Care Compliance Association/Society of Corporate Compliance and Ethics is a State Bar of California Approved MCLE provider, a Pennsylvania Accredited Provider, a Rhode Island Accredited Provider, and a Texas Accredited Sponsor. An approximate maximum of 23.5 clock hours of CLE credit will be available to attendees of this conference. All CLE credits will be awarded based on individual attendance.

US Accounting NASBA/CPE: The Health Care Compliance Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE sponsors, Sponsor Identification No: 105638. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit and may not accept one-half credits. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. Website: www.nasba.org. A recommended maximum of 28.0 credits based on a 50-minute hour will be

granted for the entire learning activity. This program addresses topics that are of a current concern in the compliance environment. This is an update, group-live activity. For more information regarding administrative policies such as complaints or refunds, call SCCE at +1 952 933 4977 or 888 277 4977.

US Nursing Credit RN: The Health Care Compliance Association is preapproved by the California Board of Registered Nursing, Provider Number CEP 12990, for a maximum of 28.2 contact hour(s). The following states will not accept CA Board of Nursing contact hours: Delaware, Florida, New Jersey and Utah. Massachusetts and Mississippi nurses may submit CA Board of Nursing contact hours to their state board, but approval will depend on review by the board. Please contact the Accreditation Department at [email protected] with any questions you may have. Oncology Nurses who are certified by ONCC may request CA Nursing Credit (check box or indicate “Nursing” on the CEU form).

Shanghai, China July 8–11, 2013



US Accounting NASBA/CPE: The Health Care Compliance Association is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE sponsors, Sponsor Identification No: 105638. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit and may not accept one-half credits. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN 37219-2417. Website: www.nasba.org. A recommended maximum of 27.0 credits based on a 50-minute hour will be granted for the entire learning activity. This program addresses topics that are of a current concern in the compliance environment. This is an update, group-live activity. For more information regarding administrative policies such as complaints or refunds, call SCCE at +1 952 933 4977 or 888 277 4977.


Sao Paulo, Brazil 26–29 August 2013

Compliance Certification Board (CCB): Certified in Healthcare Compliance (CHC)®, Certified in Healthcare Compliance–Fellow (CHC-F), Certified in Healthcare Privacy Compliance (CHPC)®, Certified in Healthcare Research Compliance (CHRC)®, Certified Compliance & Ethics Professional (CCEP)®, Certified Compliance & Ethics Professional–Fellow (CCEP-F), Certified Compliance & Ethics Professional–International (CCEP-I): CCB has awarded a maximum of 29.4 CEUs for these accreditations in the following subject areas: Application of Management Practices for the Compliance Professional; Application of Personal and Business Ethics in Compliance; Written Compliance Policies and Procedures; Designation of Compliance Officers and Committees; Compliance Training and Education; Communication and Reporting Mechanisms in Compliance Enforcement of

Continuing Education Units SCCE’s Basic Compliance & Ethics Academy®

7 www.corporatecompliance.org • +1 952 933 4977 or 888 277 4977

Compliance Standards and Discipline; Auditing and Monitoring for Compliance; Response to Compliance Violations and Corrective Actions; HIPAA Privacy Implementation and/or Complying with Government Regulations.




Dubai, UAE 15–18 December 2013





Continuing Education Units SCCE’s Basic Compliance & Ethics Academy®

Announcing a New International Certification

Become an International Certified Compliance & Ethics ProfessionalThere’s never been a better time to be a part of the ever more demanding compliance and ethics profession. Budgets are tight, governments around the world are looking to add new regulations, public trust in business is low, and employees are tempted to cut corners.

As an International Certified Compliance and Ethics Professional (CCEP-I)® you’ll be able to demonstrate your ability to meet the challenges of these times and have the knowledge you need to help move your program and your career forward. CCEP-I certification is not tied to the laws of one country, but reflects the knowledge needs of compliance professionals globally. It draws upon international frameworks for effective compliance programs.

To learn more about what it takes to earn the CCEP-I designation, visit www.compliancecertification.org.

Broaden your professional qualifications

Increase your value to your employer

Gain expertise in the fast-evolving compliance field


Registration SCCE’s Basic Compliance & Ethics Academies

Contact Information Mr. Mrs. Ms. Dr.

SCCE Member ID (if applicable)

First Name MI

Last Name

Credentials

Title

Place of Employment

Address

Town/City

Postal Code

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Phone Fax

Email (required for confirmation notice)

I plan to attend (please check)

Brussels, Belgium | 13–16 May 2013 Shanghai, China | 8–11 July 2013 São Paulo, Brazil | 26–29 August 2013 Dubai, UAE | 15–18 December 2013

Choose your registration fee

SCCE Member .................................................................................................$2,500

Non-Member ...................................................................................................$3,000

Registration plus SCCE membership ............................................ $2,700 Save by joining SCCE today (new members only; dues regularly $295 annually)

Registration and membership renewal....................................... $2,795 Current members, register and renew your membership today

Group Discount: subtract $ from my registration fee (see box at left)

TOTAL PAYMENT OPTIONSMail check to: SCCE, 6500 Barrie Road, Suite 250, Minneapolis, MN 55435, United States

Fax to: +1 952 988 0146

Invoice me | Purchase Order #

Check enclosed

I authorize SCCE to charge my credit card (choose below)

Credit Card: American Express Diners Club MasterCard Visa

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CAIBR0513 / CAISH0713 / CAI0813 / CAID1213

All rates listed in US dollars unless otherwise noted.

WAYS TO REGISTERMAIL: Include registration form with check payable to: SCCE, 6500 Barrie Road, Suite 250 Minneapolis, MN 55435, United States

ONLINE: corporatecompliance.org/academies

FAX: +1 952 988 0146 (including billing information)

QUESTIONS? Call +1 952 933 4977 or e-mail helpteam @ corporatecompliance.org

GROUP DISCOUNTS 5 or more: $200 discount for each registrant

10 or more: $400 discount for each registrant

Discounts take effect the day a group reaches the discount number of registrants. Please send registration forms together to ensure that the discount is applied. A separate registration form is required for each registrant. Note that discounts will NOT be applied retroactively if more registrants are added at a later date, but new registrants will receive the group discount.

SOCIETY OF CORPORATE COMPLIANCE AND ETHICS 6500 Barrie Road, Suite 250, Minneapolis, MN 55435 United Statesphone +1 952 933 4977 or 888 277 4977 | fax +1 952 988 0146corporatecompliance.org | helpteam @ corporatecompliance.org


Details SCCE’s Basic Compliance & Ethics Academies

CCEP-I Exam InformationTo register for a CCEP-I exam, download the PDF application form for the exam offered at your Academy from corporatecompliance.org/academies.Please note that you must register for the CCEP-I exam separately from the Academy. Submit the application and fee ($250 SCCE members or $350 non-members) in advance as directed on the application form.

Questions? Contact the certification team at ccb @ compliancecertification.org or +1 952 933 4977.

Continuing Education UnitsSCCE is in the process of applying for continuing education units. If you would like to inquire about your specific accreditation, please contact CCB at +1 952 405 7935 or ccb @ compliancecertification.org. Visit corporatecompliance.org/academies to learn more.

NO AUDIO OR VIDEO RECORDING OF SCCE CONFERENCES IS ALLOWED.

NO PERSONAL LAPTOPS MAY BE USED DURING CONFERENCE SESSIONS.

Registration TermsPlease make your check payable to SCCE. Enclose payment with your registration and return it to the SCCE office, or fax your credit card payment to +1 952 988 0146. Payment must be sent in at least two weeks prior to the start date or your space may be released. If your total is miscalculated, SCCE will charge your card the correct amount. For information on group discounts, please see the box on the registration form. The cost of any exams and the hotel accommodations are not included in the registration fee. Breakfast and lunch are included in the tuition amount. Breakfast will also be served on the morning before an exam.

CCEP‑I Exam: The cost of the CCEP-I exam is not included in the Academy registration fee. To register for the exam, complete the date-specific exam application and send to the address indicated on the application. Attendees can find a link to the exam application at corporatecompliance.org under the information for each Academy. Questions? Contact CCB at +1 952 405 7935 or ccb @ compliancecertification.org.

Cancellations/Substitutions: You may send a substitute in your place or request a conference credit. Conference credits are issued in the full amount of the registration fees paid and are good for 12 months from the date of the cancelled event. Conference credits may be used towards any SCCE service. If you need to cancel your participation, notify us prior to the start date of the event by email at helpteam @ corporatecompliance.org or by fax at +1 952 988 0146. Please note that if you are sending a substitute, an additional fee may apply.

Prerequisites/Advanced Preparation: None.

Academy Locations and Hotel AccommodationsBRUSSELS, BELGIUM

Hotel Amigo Brussels Rue de l’Amigo 1000 Brussels roccofortecollection.com +32 2 547 47 07A special sleeping room rate has been arranged: 239 EUR per night for single occupancy plus tax (non-inclusive of breakfast, but does include Internet access). An additional charge of 19 EUR per night will be required for double occupancy. Reservations must be made using the RESERVATION FORM found on SCCE’s website. Please follow the instructions on the form and note the cancellation policy to complete your reservation before 20 April 2013.

SHANGHAI, CHINA

More information will be available soon. Please visit corporatecompliance.org/academies.

SÃO PAULO, BRAZIL

Office of TozziniFreire Advogados Rua Borges Lagoa, 1328 CEP 04038-904 São Paulo SP BrazilMercure Grand Hotel Parque do Ibirapera (Approximately 2.1 km from TozziniFreire) Rua Sena Madureira 1355 Bloco 1 IBIRAPUERA SAO PAULO – SP 04021051 SAO PAULO BRAZIL Tel. +55 11/32010868sofitel.com/gb/hotel-0578-sofitel-sao-paulo/index.shtmlAsk for the TozziniFreire discounted rate.

Mercure São Paulo Jardins (Approx. 6.3 km from TozziniFreire) Alameda Itu 1151 At Rua Augusta JARDINS 01421001 SAO PAULO BRAZIL Tel. +55 11/30897555

accorhotels.com/gb/hotel-3467-mercure-sao-paulo-jardins/index.shtml

DUBAI, UAE

More information will be available soon. Please visit corporatecompliance.org/academies.

mailto:[email protected]




6500 Barrie Road, Suite 250Minneapolis, MN 55435, United Statescorporatecompliance.org

ACADEMIES GO GLOBAL


Academiesin SOUTH AMERICA, EUROPE, ASIA, and UAE

Brussels, Belgium13–16 May 2013

Shanghai, China8–11 July 2013

São Paulo, Brazil26–29 August 2013

Dubai, UAE15–18 December 2013

“This four-day course was the most robust theoretical support on the compliance & ethics discipline I could ever attend. And the caliber of the invited speakers was impressive, as well. The feedback to my colleagues was very short: a first-class course. I strongly recommend this course.”

— Zaur Ahmadov, Compliance & Ethics Advisor, Group Compliance & Ethics, BP (British Petroleum)


Academies

Learn more & register at corporatecompliance.org/academies


take the exam and get certified after managing compliance ... · managing compliance...

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