NGAN HANG

VI~T NAM THLJONG T[N

C¢NG HOA xA HOI CHU NGHTAVI~T NAM

DQc I~p - TV do - Hanh phuc

Soc Trang, ngay)<; thimg ~ nem 2017

BAocAoHOAT f)ONG COA BAN KIEM SOAT

TAl f)~1 HOI f)bNG co f)ONG THlJONG NII~NNAM 2017

Can ctr Lu?t esc TCTD ruim 2010;

Can ctr cturc nang va nhiem V?, cas Ban Kiein soet cJU'C;cquy cJjnhtrpiKhoen 3, fJieu 52 fJieu I~ cue

Ng[m hang Vi~l Nam Tturanq Tin (VIETBANK).

Can ctr Beo ceo ts! chinh hap nh8't nem 2016 cva VIETBANK cJU'C;cConq ty kiein loan Ernst &

Young Vi~t Nam tturc hi~n kiein loan I?p ngay 201312011.

Ban Kiem scat VIETBANK bao cao tnroc Dai h9i dong co dong thuang nien narn 2017 cac noi dung

nhir sau:

I. VE HO~T m)NG COA BAN KIEM SOAT:

Ban Kiem scat Vietbank gam 04 thanh vien, da thuc hien cac nhiern vu trong narn 2016 theo quy

dinh tai Luat cac TCTD narn 2010 va £)ieu 1$cua Vietbank, bao gam:

Giarn sat viec tuan thu cac quy djnh phap lucfltva £)ieu l~ ngan hang trong cong tac quan trj va

dieu hanh ngan hang;

Thy'c hi$n chuc nang kiem toan n9i b9, chi d,?o, dieu hanh va giam sat hO'?td9n9 cLla Kiem

toan n9i b9 de ra soat, danh gia m9t cach d9C Icflpkhach quan doi voi h$ thong kiem soat n9i

b9;

Tham dinh bao cao tai chfnh hang nam cLla ngan hang.

Ban Kiem soat thy'c hi~n nhi~m vl,Jthong qua cac hO;;lt d¢ng sau :

To chuc day dLl cac CU9Ch9P dinh ky hang quy de trien khai chuc nang, nhi$m Vl,l cLla Ban

Kiem soat, danh gia ket qua lam vi~c cLla Ban Kiem toan n9i b9 va trien khai ke ho,?ch cong

vi$c cLla cac quy tiep theo;

Giam sat hO'?td9n9 cLla Ban Kiem toan n9i b9, Cl,lthe:

• Phe duy$t va giam sat vi$c trien khai ke ho,?ch kiem toan hang nam cLla Ban Kiem toan

n9i b9 de danh gia tinh tuan thLl va tlnh hlnh hO'?td9n9 clla cac dan vi .Trong nam 2016

Ban Kiem toan n9i b9 da trien khai kiem toan doan t,?i42 dan vi; phan cong nhan Sy' giam

sat thuang xuyen h0<iltd9n9 cap tin dl,lng t,?im9t so dan vi trong do chu trc;mgkiem tra cac

ha SCi co du nq W 5 tY tro len; giam sat hO'?td9n9 tin dl,lng, giao dich - ngan quy cLla toan

h~ thong qua cac tieu chi kiem tra tran TCBS; to chuc kiem tra d9t xuat, ch9n mau trong

cong tac quan ly an toan kho quy, quy trlnh quan ly va Stl dl,lng an chi co gia, con dau; ...);

• Xem xet ket qua kiem toan va giam sat vi$c kh~k phl,lc cac tOn t<ilitheo kien nghi cLla kiem

toan n9i b9, kien nghi cLla Thanh tra NHNN;

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• Giarn sat viec thuc hien cac cong viec phat sinh theo yeu cau cua Ngan Hang Nha Nuoc,

Ban lanh dao nhU' kiern tra hoat d¢ng g6p von mua co phan, kiern tra cac ha SCi, cac vu

viec theo yeu cau cua H¢i d¢ng quan tr! va Ban lanh dao, g6p 'I xay dl/ng va hoan thien

cac quy trinh, quy dinh nghi$p vu, ...

Can CLfket qua kiem toan n¢i bo, Ban Kiem soat va Kiem toan n¢i b¢ da kip thai gU'i bao cao

den H9i dong quan tr], Tong Glarn doc va cac thanh vien Ban dieu hanh de xem xet cac n¢i

dung tOn tal, bat cap nharn c6 bien phap XU'1'1va ngan ngua cac rui ro, g6p phan nang cao

hieu qua kinh doanh, hoan thi$n va tang CU'anghi$u qua cua h$ thong kiem scat n¢i b¢.

II. VE KET QUA THAM D!NH BAo cAo TAl CHfNH:

Ban Kiem soat da thl/c hi$n vi$c tham d!nh va thong nhat vai Bao cao tai chfnh h<?,pnhat va bao

cao tai chfnh rieng nam 2016 dU'<?,cI$p ngay 20/3/2017 do Cong ty kiem toan Ernst & Young Vi$t

Nam kiem toano Ban Kiem soat bao cao m¢t so chi tieu cM yeu cLla nam tai chfnh 2016 nhU'sau:

DVT: tri~udong

Nam 20165TT Chi tieu

BCTC rieng BCTC h<;1pnhat

Va cae chi tieu kinh doanh

1 Tong tai san 36.701.696 36.698.310

2 Tong dU'nQ'khach hang (sau DPRRTD) 26.085.980 26.085.980

3 Tong huy d(lng 32.965.074 32.961.392

4 LQ'inhu~n trU'ac thue 68.977 69.637

va von diau I~ va cae quy

1 Von chu sa hO'u 3.066.820 3.066.820

2 Von dieu 1$ 3.249.000 3.249.000

3 Cac quy dl/ trO' 79.859 79.859

4 Lai (10)luy ke (262.039) (262.039)

Nhan xet:

Bao cao tai chfnh nam 2016 gam Bang can doi ke toan, Bao cao ket qua hO<;ltd¢ng kinh doanh

dU'Q'ctrinh bay trung thl/C, hQ'p 1'1,phu hQ'pvai cac chuan ml/c ke toan, h$ thong ke toan cac

TCTD Vi$t Nam va cac quy dinh cLla NHNN c6 lien quan den vi$c I$p va trinh bay bao cao tai

chfnh.

Vietbank tuan thLl dung cac quy d!nh cLla phap lu$t va NHNN Vi$t Nam, thl/C hi$n dung cac

Ngh! quyet cLla D<;lih9i co dong.

III. D!NH HUaNG HO~T DONG NAM 2017 COA BAN KI~M SOAT:

Can CLfChLfCnang va nhi$m Vl,J cLla Ban Kiem soat theo quy d!nh, d!nh hU'ang hO<;ltd¢ng cLla Ban

Kiem soat trong nam 2017 nhU' sau:

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Hoan thi$n CO cau t6 chuc va nhan sl,l' cua Kiem toan n¢i b¢, tang cU'6'ng conq tac dao tao

nharn xay dl,l'ng nguon nhan hrc co dll ky nang va trinh de;>chuyen rnon, nharn darn bao ve

chat 1U'c;mg, klp th6'i phat hi$n, ngan ngU'a va xU' 19cac vi pharn/ ton tal, bat cap trong kinh

doanh de ngan hang hoat d¢ng an toan, hi$u qua.

Chi dao va giam sat Kiem toan nQi bQ hoan thanh ke hoach kiem toan narn 2017 d§ dU'Q'cphe

duyet:

Hoan thanh cac cong vi$c khac theo quy dinh cua phap luat, NHNN, Nqh] quyet cua Dai h¢i

dong co dong va de nghl cua Ban I§nh dao Vietbank.

Ban Kiem soat tran tronq bao cao va kfnh chuc Dai hQi thanh cong t6t dE;lp.~

LE TH! XUAN LAN

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