telerehabilitation -- a new model for community-based stroke rehabilitation
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http://jtt.sagepub.com/content/10/4/199The online version of this article can be found at:
DOI: 10.1258/1357633041424340
2004 10: 199J Telemed TelecareJerry CK Lai, Jean Woo, Elsie Hui and WM Chan
a new model for community-based stroke rehabilitation−−Telerehabilitation
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Telerehabilitation — a new model forcommunity-based stroke rehabilitation
Jerry C K Lai, Jean Woo, Elsie Hui and W M ChanDivision of Geriatrics, Department of Medicine and Therapeutics, Chinese University of Hong Kong, China
Summary
Community resources for stroke clients are underdeveloped in Hong Kong and stroke survivors often face
difficulties in community reintegration. We have examined the feasibility of using videoconferencing for
community-based stroke rehabilitation. The sample comprised 21 stroke patients living at home. All the
subjects participated in an eight-week intervention programme at a community centre for seniors. The
intervention, which comprised educational talks, exercise and psychosocial support, was conducted by a
physiotherapist via a videoconference link. The Berg Balance Scale (BBS), State Self-Esteem Scale (SSES),
Medical Outcomes Study 36-item Short Form (SF-36) and a stroke knowledge test were administered at the
start and end of the programme. In addition, at the start of the study the Geriatric Depression Scale 15-item
Short Form, the Elderly Mobility Scale and the Lawton Instrumental Activities of Daily Living Scale were used to
assess subjects’ baseline status, and a focus group was also held at the end of the programme to gather
qualitative findings. Nineteen subjects completed the eight-week intervention. The baseline functional status
was high, although 52% had symptoms of depression. After the intervention, there were significant
improvements in BBS, SSES and knowledge test scores and scores on all subscales of the SF-36. All the subjects
accepted the use of videoconferencing for delivery of the intervention. The pilot study demonstrated the
feasibility, efficacy and high level of acceptance of telerehabilitation for community-dwelling stroke clients.
Introduction...............................................................................
Stroke, or cerebrovascular accident, is the third leading
cause of death in Hong Kong. According to the Hospital
Authority Statistical Report 2001–2002, there were 3130
deaths from stroke, of which 88% occurred in those
aged 65 years or above, and the number of patients
diagnosed with stroke doubled from 1981 to 20001.
Although the mortality rate has decreased in recent
decades, possibly due to advances in medical tech-
nology, stroke survivors still suffer from a variety of
disabilities and need costly long-term rehabilitation.
After the acute phase, stroke survivors usually undergo
three to six months of rehabilitation in extended-care,
day-care or outpatient units. This represents a
considerable economic burden and has societal
consequences.
Early-discharge rehabilitation programmes aim to
reduce the length of hospital stay. Such programmes
should be supplemented with well organized, post-
discharge, community-based rehabilitation in order to
provide additional rehabilitation and ensure a seamless
transfer of patients from hospital to community. In
some countries, community-based stroke rehabilitation
is well developed. Studies have found that community-
based stroke rehabilitation is cost-effective2,3 and can
significantly improve the mobility of stroke patients4.
Community-based stroke rehabilitation in Hong
Kong is underdeveloped. The current community-
based stroke rehabilitation services are mainly run by
the Hospital Authority, a non-governmental associ-
ation (the Community Rehabilitation Network) and a
self-help group (the Hong Kong Stroke Association).
The service run by the Hospital Authority mainly
involves home-based rehabilitation and so often lacks
the element of psychosocial support3. The Community
Rehabilitation Network offers educational talks, group
therapeutic classes and peer support, at community
centres, but this service is poorly utilized because of
insufficient promotion, poor access to services due to
Original article......................................................................................................................................................
"
Journal of Telemedicine and Telecare 2004; 10: 199–205
Accepted 13 April 2004
Correspondence: Professor Jean Woo, Department of Medicine and
Therapeutics, Prince of Wales Hospital, Shatin, NT, Hong Kong, China
(Fax: +852 2632 3141; Email: [email protected])
at GEORGE MASON UNIV on October 1, 2014jtt.sagepub.comDownloaded from
transportation problems and inadequate collaboration
between hospital and community service providers.
Thus there is a need for a convenient, easily accessible
and cost-effective model of community-based stroke
rehabilitation.
Telerehabilitation is the provision of distance
support, assessment and intervention to individuals
with disabilities via telecommunication, and is a
subcomponent of the broader area of telemedicine5.
Telerehabilitation can be used to extend post-acute
care into a non-clinical setting6. For example, by
extending rehabilitation beyond the hospital and into
the community or the home, providers can continue to
monitor patients’ progress, identify areas in need of
improvement before complications set in, and
ultimately improve patient function and decrease
long-term disability and costs7.
Previously reported telerehabilitation projects have
shown that telemedicine is feasible and effective in the
management of pressure ulcers in patients with spinal
cord injuries and multiple sclerosis8,9, orthopaedic
injuries10 and brain injuries7,11. However, there have
been only a few studies on the application of
telemedicine in stroke. These examined the use of
telecommunication for the management of acute
stroke in rural areas12–14, speech–language problems15,
support for the carers of stroke patients16 and post-stroke
follow-up care at home17.
There are several advantages of using telemedicine in
community-based rehabilitation. First, it allows
participants to access the service more readily if video-
conference systems can be installed at community
centres near their homes. Second, therapy conducted
as a group may enhance the atmosphere for learning.
Third, it allows realtime interaction between the
participants and medical professionals.
Multi-site links can increase the number of partici-
pants at any one time. However, traditional stroke
rehabilitation has always been conducted face to face
with the client. Therefore, the feasibility of tele-
rehabilitation in stroke patients is unknown. The aim
of the present study was to evaluate the feasibility,
efficacy and acceptability of a community-based stroke
rehabilitation programme conducted via video-
conferencing.
Methods...............................................................................
The subjects participated in an eight-week intervention
programme (1 session per week and 1.5 h per session) at
a community centre for seniors. The intervention was
conducted by a physiotherapist via a videoconference
link. The class size was about six to eight subjects. A
non-professional assistant was stationed at the
community centre to facilitate the smooth running of
the programme.
Equipment
The two videoconferencing sites were the Shatin
Hospital and a community centre for seniors in the
same district. The videoconferencing equipment at the
hospital (Model 880, Tandberg) and the community
centre (ViewStation FX, Polycom) had similar
capabilities. They were connected by a 10 Mbit/s
broadband line (Hutchison Global Crossing) and could
transmit images at 30 frames/s. Dual video output
allowed the subjects to see the physiotherapist and
slide presentation on two separate 86 cm television
screens.
Sampling method
Subjects were recruited by a physiotherapist either after
discharge from the geriatric day hospital (Shatin
Hospital) or from the community centre for seniors
(Evangelical Lutheran Church of Hong Kong). They
had had a stroke at least six months previously and
were able to walk independently, with or without
walking aids (Modified Functional Ambulatory
Categories VI and VII18). Those with Mini Mental State
Examination (MMSE) scores19 of less than 18
(indicating mild or worse impairment of cognitive
function) were excluded to ensure that all subjects
would be able to comprehend the instructions,
questionnaires and test procedures involved. Those
with significant communication barriers or uncom-
pensated cardiac or pulmonary insufficiency were also
excluded.
Intervention
The intervention consisted of education, exercise and
social support. The education component included
talks covering the pathophysiology of stroke, signs and
symptoms, medical management, rehabilitation
pathways, the identification and modification of risk
factors, psychosocial impact, community support, and
home and environmental safety.
The exercise programme was designed to improve
strength and balance. Each exercise session lasted for
about 30 min and was divided into three blocks. It
comprised a 5 min warm-up session of stretching and
flexibility exercise, a 20 min strength and balance
exercise, and a 5 min cool-down exercise. The strength
and balance exercise mainly involved leg muscles.
Blood pressure and heart rate were recorded before and
after the exercise. The participants were encouraged to
J C K Lai et al. New model for stroke rehabilitation
200 Journal of Telemedicine and Telecare Volume 10 Number 4 2004
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do the same exercise at home at least three times a
week. An exercise logbook was given to each subject to
record exercise compliance.
Subject assessment
At initial assessment, the following data were recorded:
age, sex, education level, smoking and drinking
history, exercise habit, disease duration, type of stroke,
side of hemiparesis, number of recurrent strokes, co-
morbidity, body mass index, fall history in previous
year, and scores on the Elderly Mobility Scale (EMS)20,
the Lawton Instrumental Activities of Daily Living
Scale (IADL)21 and the Geriatric Depression Scale
15-item Short Form (GDS-15)22. Assessment of the
subjects’ balance was conducted by a physiotherapist
using the Berg Balance Scale (BBS)23. The Medical
Outcomes Study 36-item Short Form (SF-36)24, State
Self-Esteem Scale (SSES)25 and a stroke knowledge test26
were administered by another research assistant. After
completion of the programme, evaluation of the
primary outcome measures but not of the secondary
measures (see below) was repeated.
Primary outcome measures
Berg Balance Scale (BBS)
The BBS records a subject’s ability to perform 14
activities, each of which is rated on a five-point Likert
scale (0¼worst, 4¼best, to give a highest possible score
of 56). A score of 45 or below represents a risk factor for
a fall. This tool has good levels of reliability, validity
and responsiveness for patients at different stages of
recovery after stroke23,27.
Medical Outcomes Study 36-item Short Form(SF-36)
The SF-36 questionnaire is a multidimensional generic
quality-of-life measure that is widely used to measure
health status after stroke24,28. It consists of 36 items in
eight subscales: physical functioning, limitations due
to physical health problems (role, physical), bodily
pain, general health, vitality, social functioning,
limitations due to emotional health problems (role,
emotional) and mental health. Subscores are
transformed to a scale of 0–100, with higher scores
representing better health status. In this study, the
Chinese (Hong Kong) version was used29.
State Self-Esteem Scale (SSES)
Self-esteem can affect a person’s response to illness30,31.
It is viewed both as a symptom of depression32 and as a
causal factor in reactive depression33. The SSES consists
of 20 statements that describe a subject’s feelings. Each
item is scored on a five-point scale (1¼not at all, to
5¼extremely). The highest possible score is therefore
100, and higher scores indicate more self-esteem. The
SSES Chinese version has been examined for its validity
with stroke patients34.
Stroke knowledge test
The knowledge test comprised 10 questions on the
signs, symptoms and risk factors of stroke, precautions
on taking medication and during exercise, and sources
of community support26.
Client satisfaction and feedback
A questionnaire adapted from a previous telemedicine
study conducted with Chinese residents of a nursing
home35 was used to evaluate the satisfaction of the
subjects after completion of the programme. The
questions covered visual and audio quality, class
frequency and duration, and the acceptance of
provision of services via videoconferencing. A focus
group was conducted by a social worker after the eight-
week intervention to collect feedback from subjects.
The dialogue was recorded and analysed.
Secondary outcome measures
The three secondary outcome measures, described
below, were assessed only upon recruitment into the
study, to define the baseline functional and clinical
status of the subjects.
Geriatric Depression Scale 15-item Short Form(GDS-15)
The GDS-15 is used to assess symptoms of depression. It
covers domains of mood and outlook, energy, agitation
or restlessness, and social withdrawal. Scores range
from 0 to 15; a score of 8 points or higher indicates
depression22.
Elderly Mobility Scale (EMS)
The EMS tests the following functions: lying to sitting,
sitting to lying, sitting to standing, standing, gait,
walking speed and functional reach. It is an assessment
of locomotion, balance and key position changes,
which are prerequisites to more complex activities of
daily living. The maximum possible score, which
represents independent mobility, is 2020.
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Journal of Telemedicine and Telecare Volume 10 Number 4 2004 201
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Lawton Instrumental Activities of Daily LivingScale (Lawton IADL)
The Lawton IADL comprises eight items: preparing
own meals, using the telephone, shopping for
groceries, getting to places out of walking distance,
doing own housework or handyman work, washing
clothes, managing own money, and taking own
medications. Each activity is reported as being done
without help (scored 2), with some help (scored 1) or
not at all (scored 0). The maximum possible score is
1621.
Statistical analysis
The data were analysed using SPSS version 11.0 for
Windows. Categorical variables were presented as
frequencies, and continuous variables were presented
as means and standard deviations. The pre- and post-
intervention outcomes were compared using paired
t-tests. The alpha level was set at 0.05.
Results...............................................................................
Between May and November 2003, 21 subjects were
recruited, but only 19 completed the eight-week
intervention — one subject dropped out due to
recurrent stroke and another moved back to mainland
China. The overall attendance rate was high (87%). The
subjects’ mean age was 69.5 years (SD 6.1). Nine of the
21 subjects (43%) were women. The subjects’ mean
body mass index was 22.9 (SD 2.4) kg/m2. Eleven of the
subjects (52%) had suffered a stroke within the past
year; the mean time since the onset of stroke was 3 years
(SD 2, range 1–7 years). Sixteen (76%) had suffered
ischaemic stroke and the other five (24%) a haemor-
rhagic stroke. The commonest risk factors were hyper-
tension (67%), smoking history (52%) and diabetes
(33%). The demographic and clinical profiles are
summarized in Table 1.
At the baseline functional assessment, the mean
scores on the EMS and Lawton IADL were 15.3 (SD 2.4)
and 9.7 (SD 3.0), respectively. Eleven subjects (52%)
had symptoms of depression (GDS-15 score 58).
Following the eight-week intervention, significant
improvement was observed in the scores on the BBS,
SSES, knowledge test and all subscales of the SF-36,
compared with baseline (Table 2).
In the present study, all eight SF-36 subscale scores at
baseline were lower than the age-equivalent (age 565
years) population norms36, especially those for physical
functioning, role, physical, social functioning and role,
emotional. After the intervention, the subjects showed
similar and even higher subscale scores than the
population norms (Fig 1).
Regarding satisfaction and feedback from the
subjects, 63% and 37% rated the clinical effectiveness
of telerehabilitation as good or excellent. All the
subjects rated the visual and audio quality as good.
They expressed no preference between
J C K Lai et al. New model for stroke rehabilitation
202 Journal of Telemedicine and Telecare Volume 10 Number 4 2004
Table 1 Baseline demographic and clinical profiles of subjects
(n¼21)
No. (%) of subjects
Gender
Female 9 (43)
Male 12 (57)
Education level
University 2 (10)
Secondary 2 (10)
Primary 11 (52)
No formal education 4 (19)
Illiterate 2 (10)
Type of stroke
Ischaemic 16 (76)
Haemorrhagic 5 (24)
Smoking history 11 (52)
Co-morbidity
Hypertension 14 (67)
Diabetes 7 (33)
Heart disease 4 (19)
GDS-15 score 58a 11 (52)
aGDS-15¼Geriatric Depression Scale 15-item Short Form, on which scores of 8 or
over indicate the presence of depression.
Table 2 Comparison (paired t-tests) of the pre- and post-
intervention mean (SD) scores on the four primary outcomemeasures: BBSa, SSESb, SF-36c and stroke knowledge testd
Pre-
intervention
Post-
intervention
Population
norms
BBS 42.2 (6.7) 49.0 (6.5)*** —
SSES 64.8 (12.3) 79.8 (12.8)*** —
SF-36
physical functioning 49.0 (15.7) 71.6 (21.7)*** 79.2 (19.7)
role, physical 18.4 (32.1) 79.0 (41.9)*** 73.7 (37.2)
bodily pain 57.4 (29.3) 86.0 (24.3)*** 77.4 (26.7)
general health 35.0 (20.3) 53.2 (17.7)*** 49.2 (21.2)
vitality 40.8 (16.3) 66.3 (17.7)*** 59.9 (19.8)
social functioning 68.4 (22.2) 88.8 (19.5)*** 92.1 (17.3)
role, emotional 45.6 (38.8) 93.0 (23.8)*** 78.1 (37.2)
mental health 65.3 (22.2) 77.7 (17.4)* 75.7 (18.1)
Knowledge test 4.8 (1.7) 8.7 (1.5)*** —
aBBS, Berg Balance Scale, on which a score of 45 or below represents a risk factor for
a fall.bSSES, State Self-Esteem Scale, on which the highest possible score is 100, with
higher scores indicating greater self-esteem.cSF-36, Medical Outcomes Study 36-item Short Form, on which subscores are
transformed to a scale of 0–100, with higher scores representing better health status.dStroke knowledge test, comprising 10 questions (one mark awarded for each
correct answer).
*P50.05, ***P50.001.
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telerehabilitation and face-to-face treatment. All the
subjects accepted the use of videoconferencing for
delivery of the intervention.
In the focus group, most of the subjects felt that the
programme had been very useful. The main reason was
that there was insufficient patient education when
they had been in hospital. Education would help to
decrease their fear of recurrent stroke. They also felt
that the programme provided for continuation of their
rehabilitation. Some felt that it had psychosocial
benefits for them. For example, subject 8 said ‘in the
past, I didn’t go out much and didn’t interact with
others. . . . I have poor self-image . . . after joining the
programme I feel happier and open to talk more and
more. I treat my co-participants as friends.’ Subject 11
said ‘it helps to increase my social network, it provides
a place for love, friendship and happiness . . . ’.
Discussion...............................................................................
The baseline data showed that the subjects had poor
psychosocial status, although their functional status
and balance were reasonable. The mean initial score on
the BBS was 42.2, which indicates that the subjects had
a high risk of falling. More than half the subjects had
symptoms of depression. The baseline SF-36 subscale
scores of the subjects were lower than the population
norms. These findings in the psychosocial domains
suggest that, following rehabilitation in the acute
phase of stroke, even though most survivors were able
to function physically at a reasonable level, their
perceived health and quality of life were being
overlooked.
The mean initial knowledge test score was 4.8, which
means the subjects were on average able to answer only
half the questions correctly. This is related to insuf-
ficient public health education on stroke prevention
and patient education targeted at stroke survivors, as
well as the low level of education among older Chinese
persons.
In Hong Kong, although hospital-based stroke
rehabilitation is fairly well developed, there is a service
gap between the hospital and community. Most of the
patients did not know how to seek support following
discharge home. On the other hand, costly inpatient
rehabilitation is a very significant socio-economic
burden, and there is pressure to discharge stroke
patients early. Therefore, it is important to develop a
low-cost, accessible and seamless rehabilitation service
by exploring collaboration between hospital and
community service providers.
The present study suffered certain limitations. First,
subjects were recruited through convenience sampling.
The major drawback of using this method is the
possibility of selection bias. Since all the subjects joined
the programme voluntarily, they were more motivated
than those who declined to do so. The sample size was
also small and there was no control group. The results,
therefore, cannot be generalized to the whole stroke
population. A randomized controlled trial comparing
telerehabilitation with conventional treatments, such
as domiciliary stroke rehabilitation, will now be
required.
Second, the SF-36 was used to assess quality of life in
the present study. Since it is a generic measure of
quality of life, some areas of potential dysfunction
might not have been addressed, such as hand function.
Anderson et al. found poor performance of the SF-36
social functioning subscale in stroke patients and
suggested its supplementation by other measures37.
Although there are several disease-specific quality-of-
life scales38, they have not been translated into Chinese
and have not been validated for a Chinese population.
Third, the length, frequency and duration of the
intervention may not be ideal. Feedback from the
subjects suggested that the frequency of the
intervention could be twice or three times per week
instead of once. They felt that a more intensive
programme would be of more benefit, in terms of both
exercise compliance and knowledge gained.
Fourth, there could be a longer follow-up period to
investigate the carry-over effect of the intervention, for
example three and six months after completion of the
J C K Lai et al. New model for stroke rehabilitation
Journal of Telemedicine and Telecare Volume 10 Number 4 2004 203
SF-36 subscales
SF-
36 s
core
0
20
40
60
80
100
Pre Post Norm
Bo
dily
pai
n
Phy
sica
lfu
nctio
ning
Ro
le,
phy
sica
l
Gen
eral
heal
th
So
cial
func
tioni
ng
Vita
lity
Ro
le,
emo
tiona
l
Men
tal
heal
th
Fig 1 Pre- and post-intervention scores for the study sample on
the subscales of the Medical Outcomes Study 36-item ShortForm (SF-36), and the Hong Kong population-based norms.
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programme. The numbers of falls during this period
could also be documented, as only short-term
improvements in balance have been demonstrated and
the long-term effects are unknown.
Finally, this study examined the use of video-
conferencing with a single community centre for
seniors. Further studies should address the effects of
multi-site application, as this would be more cost-
effective.
Although the present study demonstrated the
feasibility of using telecommunication technology to
run a community-based rehabilitation programme for
stroke clients, it was confined to rehabilitation through
advanced exercise training and psychosocial inter-
vention in chronic stroke survivors. Nonetheless, it
showed the feasibility, efficacy and acceptability of
telerehabilitation in community-dwelling stroke
clients. The intervention improved both physical
functioning and psychosocial wellbeing in the subjects.
It also demonstrated that such collaboration between
hospital and community service sectors was able to fill
an important service gap. Further studies with a larger
sample, multi-site application and clients at different
stages of disease and with different levels of function-
ing should be conducted.
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