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THE CYTO-GENOTOXICITY EVALUATION OF BIOMEDICAL GRADE CHITOSAN ON PRIMARY KERATINOCYTE CULTURES AND ITS ROLE IN SCAR FORMATION PATHWAYS USING SKIN COCULTURE MODEL by LIM CHIN KEONG Thesis submitted in fulfillment of the requirements for the degree of Doctor of Philosophy July 2010

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Page 1: THE CYTO-GENOTOXICITY EVALUATION OF BIOMEDICAL GRADE ...eprints.usm.my/42288/1/Lim_Chin_Keong24.pdf · CHITOSAN ON PRIMARY KERATINOCYTE CULTURES AND ITS ROLE IN SCAR FORMATION PATHWAYS

THE CYTO-GENOTOXICITY EVALUATION OF BIOMEDICAL GRADE CHITOSAN ON PRIMARY KERATINOCYTE CULTURES AND ITS ROLE IN

SCAR FORMATION PATHWAYS USING SKIN COCULTURE MODEL

by

LIM CHIN KEONG

Thesis submitted in fulfillment of the requirements

for the degree of Doctor of Philosophy

July 2010

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ACKNOWLEDGEMENT

I would like to express my sincere appreciation and gratitude to my supervisor

Professor Dr. Ahmad Sukari Halim and Co-supervisor Associate Professor Dr. Nik

Soriani Yaacob for their invaluable support, guidance, motivation and constructive

suggestions throughout the entire period of my research work.

My sincere thanks are also extended to all the staffs at National Tissue Bank Unit

of Universiti Sains Malaysia (USM), Burn unit of hospital Universiti Sains Malaysia

(HUSM), Reconstructive Sciences unit, Centre Research Laboratory (CRL) and

Immunology Laboratory of School of Medical Sciences, Craniofacial Science

Laboratory of School of Dental Sciences and Molecular Biology Laboratory of School

of Health Sciences in USM, for their immeasurable assistance and support in providing

me the facilities to accomplish my experiments during period of my studies.

My special acknowledgement is also dedicated to my fellow lab-mates, Syaiful

Bahari, Nor Asiah, Siti Mahirah Yusof, Siti Nazmin Saifuddin for their help and co-

operation throughout my research. Also, my greatest appreciation goes to the Ministry of

Science Technology and Innovation (MOSTI), Malaysia, for funding me with the

National Science Fellowship (NSF) scholarship and a research grant, namely

Intensification of Research in Priority Area Program (IRPA) (No.: 03-03-01-0000-

PR0071/ 05).

Last but not least, my deepest and warmest gratitude to my beloved wife,

parents and brothers for their moral supports, encouragements, love, concern and never-

ending patience throughout the period of my studies.

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TABLE OF CONTENTS

Page

ACKNOWLEDGEMENT ii

TABLE OF CONTENTS iii

LIST OF TABLES xvi

LIST OF FIGURES xvii

LIST OF SYMBOLS AND ABBREVIATIONS xx

ABSTRAK xxvii

ABSTRACT xxix

CHAPTER 1 INTRODUCTION 1

1.1 Research background 1

1.2 Literature review 6

1.2.1 Structure and function of human skin 6

1.2.2 Cutaneous wound healing 9

1.2.2.1 Inflammation phase 9

1.2.2.2 Proliferation phase 10

1.2.2.3 Tissue remodeling 12

1.2.3 Chitosan as wound dressing 14

1.2.4 Biocompatibility in vitro of biomedical-grade chitosan 17

1.2.4.1 Cytocompatibility assessment in vitro 21

1.2.4.2 Genotoxicity assessment in vitro 23

1.2.4.3 Assessment of human skin pro-inflammatory

cytokines in vitro 26

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1.2.5 Human keloid disease 30

1.2.5.1 Histopathology and pathogenesis of keloid 30

1.2.5.2 Epithelial-mesenchymal interactions in keloid disease 34

1.2.5.3 Transforming growth factor beta (TGF-β) and

SMAD proteins in keloid pathogenesis pathway 38

1.3 Rationale and objectives of the study 44

CHAPTER 2 MATERIALS AND METHODS 46

2.1 Materials 46

2.1.1 Human skin samples 46

2.1.1.1 Primary human epidermal keratinocytes (pHEK) 46

2.1.1.1 (a) Primary normal human

epidermal keratinocytes (pNHEK) 46

2.1.1.1 (b) Primary keloid human

epidermal keratinocytes (pKHEK) 46

2.1.1.2 Primary human dermal fibroblasts (pHDF) 46

2.1.1.2 (a) Primary normal human dermal

fibroblasts (pNHDF) 46

2.1.1.2 (b) Primary keloid human dermal

fibroblasts (pKHDF) 46

2.1.1.3 Commercial available skin cultures 46

2.1.1.3 (a) Commercial normal human skin

epidermal keratinocytes (cNHEK) 46

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2.1.1.3 (b) Commercial normal human skin

dermal fibroblasts (cNHDF) 46

2.1.2 Chitosan porous skin regenerating templates (CPSRTs) 48

2.1.2 (a) CPSRT-NC-etha 48

2.1.2 (b) CPSRT-lactic-PVA 48

2.1.2 (c) CPSRT-NC-bicarbonate 48

2.1.2 (d) CPSRT-NC-drytech 49

2.1.3 Laboratory apparatus and equipments 50

2.1.3.1 Apparatus and equipments for primary cell culture 50

2.1.3.2 Primary culture and coculture vessels 50

2.1.3.3 Apparatus and equipments for immunosorbent assay 50

2.1.3.4 Apparatus and equipment for western blotting 51

2.1.3.5 Apparatus and equipment for real-time PCR 51

2.1.4 Bioreagents and biochemicals 52

2.1.4.1 Defined keratinocyte serum free medium (DKSFM) 52

2.1.4.2 Dulbecco’s modified eagle medium (DMEM) (1X) 52

2.1.4.3 Dulbecco’s phosphate-buffered saline (DPBS) 52

2.1.4.4 Penicillin-Streptomycin, liquid 52

2.1.4.5 Gentamicin, liquid 53

2.1.4.6 Dispase 53

2.1.4.7 Collagenase type-I 53

2.1.4.8 0.25% trypsin-ethylenediaminetetraacetic

acid (EDTA) 53

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2.1.4.9 Accutase™ 53

2.1.4.10 Versene (1:5000) 53

2.1.4.11 Fetal bovine serum (FBS) 54

2.1.4.12 EpiLife® medium 54

2.1.4.13 Human keratinocyte growth supplement-V2

(HKGS-V2) 54

2.1.4.14 Gentamicin-Amphotericin B solution 54

2.1.4.15 Coating matrix (collagen type-I) 54

2.1.4.16 Dimethyl sulphoxide (DMSO) 55

2.1.4.17 Thiazolyl blue tetrazolium blue (MTT) 55

2.1.4.18 Sodium hydroxide (NaOH) 55

2.1.4.19 Hydrochloric acid (HCl) 55

2.1.4.20 4-(2-hydroxyethyl)-1-piperazineethanesulfonic

acid (HEPES) 55

2.1.4.21 Ethanol absolute 55

2.1.4.22 Phosphoric acid 56

2.1.4.23 Acetic acid 56

2.1.4.24 Sodium chloride (NaCl) 56

2.1.4.25 Trizma® hydrochloride 56

2.1.4.26 Tergitol® solution 56

2.1.4.27 Sodium deoxycholate (Na-deoxycholate) 56

2.1.4.28 Sodium dodecyl sulfate (SDS) 56

2.1.4.29 Phenylmethanesulfonyl fluoride (PMSF) 57

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2.1.4.30 Radio-Immuno Precipitation Assay (RIPA) buffer 57

2.1.4.31 Bovine serum albumin (BSA) 57

2.1.4.32 Protein assay dye reagent concentrate 57

2.1.4.33 Ammonium persulphate (APS) 57

2.1.4.34 N,N,N',N'-Tetramethylethylenediamine (TEMED) 58 2.1.4.35 Bromophenol blue solution 58 2.1.4.36 Glycerol 58 2.1.4.37 2-Mercaptoethanol 58

2.1.4.38 3-cyclohexylamino-1-propanesulfonic acid

(CAPS) buffer 58

2.1.4.39 Methanol 59

2.1.4.40 Tween-20 59

2.1.4.41 30% Acrylamide/Bis solution, 37.5:1 59

2.1.4.42 Trizma® base solution 59

2.1.4.43 Tris 59

2.1.4.44 Glycine 59

2.1.4.45 4X running gel buffer 59

2.1.4.46 4X stacking gel buffer 60

2.1.4.47 Water-saturated butanol 60

2.1.4.48 2X protein sample loading buffer (Laemmli buffer) 60

2.1.4.49 1X Tris-buffered saline (TBS)-Tween-20 60

2.1.4.50 Coomasie® dye binding protein reagent

(Bradford reagent) 60

2.1.4.51 Protein standard bovine serum albumin (BSA) 60

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2.1.4.52 Blocking solution 61

2.1.4.53 Western blot electrophoresis tank buffer 61

2.1.4.54 Stripping solution 61

2.1.4.55 2X RNA loading dye 61

2.1.4.56 10X 3-morpholinopropanesulfonic acid

(MOPS) buffer 61

2.1.4.57 37% formaldehyde solution 61

2.1.5 Experimental kits 62

2.1.5.1 IHC Select® secondary goat anti-mouse IgG,

anti-rabbit IgG, biotinylated 62

2.1.5.2 CometAssay® for DNA damage 62

2.1.5.3 CometAssay® silver staining 62

2.1.5.4 IL-1α ELISA 62

2.1.5.5 TNF-α ELISA 62

2.1.5.6 IL-8 ELISA 62

2.1.5.7 TGF-β1 ELISA 62

2.1.5.8 PageRuler™ plus prestained protein ladder 62

2.1.5.9 Immobilon™ Western chemiluminescent

horseradish peroxidase (HRP) substrate 62

2.1.5.10 RNeasy® Plus mini kit 62

2.1.5.11 QIAshredder™ homogenizer 62

2.1.5.12 Brilliant® II QRT-PCR master mix kit, 1-step 62

2.1.5.13 RiboRuler™ RNA ladder, high range 62

2.1.6 Primary and secondary antibodies 63

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2.1.6.1 Primary monoclonal mouse anti-human

Cytokeratin-6 63

2.1.6.2 Primary monoclonal mouse anti-human

Involucrin 63

2.1.6.3 Primary monoclonal mouse anti-human

Heat Shock Protein (HSP47) 63

2.1.6.4 Primary monoclonal mouse anti-human Fibroblast

Surface Protein (FSP), [1B10] 63

2.1.6.5 Primary monoclonal mouse anti-human Collagen

Type-I (COL-1) 63

2.1.6.6 Primary monoclonal mouse anti-human Collagen

Type-III (FH-7A) 64

2.1.6.7 Primary monoclonal mouse anti-human Collagen

Type-V (MC5-HA) 64

2.1.6.8 Primary mouse monoclonal anti-human

Alpha-tubulin (DM1A) 64

2.1.6.9 Secondary goat anti-mouse IgG antibody 64

2.1.6.10 Secondary goat anti-mouse IgM antibody 64

2.1.7 Primers and probes 65

2.1.7.1 Primers and probes for SMAD 2 65

2.1.7.2 Primers and probes for SMAD 3 65

2.1.7.3 Primers and probes for SMAD 4 65

2.1.7.4 Primers and probes for SMAD 7 65

2.1.7.5 Primers and probes for GAPDH 66

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2.2 Methodology 67

2.2.1 Establishment of primary human epidermal keratinocyte (pHEK)

and primary human dermal fibroblasts (pHDF) cultures 67

2.2.1.1 Establishment of pHEK cultures 67

2.2.1.2 Establishment of pHDF cultures 68

2.2.1.3 Maintenance and subculturing of pHEK and

pHDF cultures 68

2.2.1.4 Cryopreservation of pHEK and pHDF cultures and

the recovery of cryopreserved cells 69

2.2.1.5 Verification of pHEK and pHDF cultures

via immunocytostaining 70

2.2.2 Biocompatibility evaluation of chitosan porous skin regenerating

templates (CPSRTs) in primary normal human epidermal

keratinocyte (pNHEK) cultures 72

2.2.2.1 Treatment of CPSRTs on adherent pNHEK via

direct contact method 72

2.2.2.2 Cytotoxicity in vitro: Cell viability assay using the

colorimetric tetrazolium salt (MTT) 73

2.2.2.3 Genotoxicity in vitro: A detection of DNA damage

by Comet assay 74

2.2.2.3.1 Single cell gel electrophoresis (SCGE)

of pNHEK 74

2.2.2.3.2 Silver staining and scoring of

comet assay 75

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2.2.2.4 Human epidermal pro-inflammatory cytokine

(IL-1, TNF- and IL-8) expression in vitro 76

2.2.3 Effect of CPSRT on human collagen type I, III, V expression and

TGF-β1/SMADs signaling pathway in human keloid by using

skin epithelial-mesenchymal coculture model 78

2.2.3.1 Establishment of primary human skin

keratinocyte-fibroblast coculture models 78

2.2.3.1.1 Primary human skin coculture

medium mixtures 78

2.2.3.1.2 Experimental CPSRT treatment in

pHEK-pHDF coculture models 80

2.2.3.2 Western blot analysis for human collagen type I,

III and V in pHEK-pHDF cocultures 83

2.2.3.2.1 Protein extraction from

pHEK-pHDF cocultures 83

2.2.3.2.2 Protein quantification 84

2.2.3.2.3 Sodium dodecyl sulfate polyacrylamide

gel electrophoresis (SDS-PAGE) 84

2.2.3.2.4 Protein blotting 85

2.2.3.2.5 Immuno-detection and

chemiluminescent detection 85

2.2.3.3 Analysis of human TGF-β1 expression in

pHEK-pHDF cocultures 87

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2.2.3.4 Quantitative real-time polymerase chain reaction

(QRT-PCR) for SMAD 2, 3, 4 and 7 89

2.2.3.4.1 Total RNA extraction and

Quantification 89

2.2.3.4.2 RNA integrity by denaturing agarose

gel electrophoresis 90

2.2.3.4.3 QRT-PCR on SMAD 2, 3, 4 and 7

gene expression 91

2.2.3.4.4 Relative quantification of SMADs

mRNAs expression in QRT-PCR 93

2.2.4 Statistical analysis 94

CHAPTER 3 ESTABLISHMENT OF pHEK AND pHDF

CULTURES 95

3.1 Introduction 95

3.2 Results 97

3.2.1 Morphological characterization of the established pHEK

cultures under inverted light microscopy system 97

3.2.2 Morphological characterization of the established pHDF

cultures under inverted light microscopy system 103

3.2.3 Immunocytochemical verification of the established

pHEK cultures 106

3.2.4 Immunocytochemical determination of the established

pHDF cultures 109

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3.3 Discussion 112

CHAPTER 4 IN VITRO CYTOTOXICITY EVALUATION

OF CPSRTs 118

4.1 Introduction 118

4.2 Results 119

4.3 Discussion 123

CHAPTER 5 IN VITRO GENOTOXICITY EVALUATION OF

CPSRTs VIA COMET ASSAY 129

5.1 Introduction 129

5.2 Results 130

5.3 Discussion 134

CHAPTER 6 INFLAMMATORY CYTOKINE (IL-1, TNF-

AND IL-8) EXPRESSION IN pNHEK CULTURES

TREATED WITH CPSRTs 138

6.1 Introduction 138

6.2 Results 139

6.3 Discussion 147

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CHAPTER 7 ESTABLISHMENT OF HUMAN EPITHELIAL

MESENCHYMAL INTERACTION VIA HUMAN

SKINKERATINOCYTE-FIBROBLAST

COCULTURES 152

7.1 Introduction 152

7.2 Results 154

7.3 Discussion 157

CHAPTER 8 HUMAN COLLAGEN TYPE-I, III AND V EXPRESSION

IN HUMAN SKIN KERATINOCYTE-FIBROBLAST

COCULTURES TREATED WITH CPSRT-NC-

BICARBONATE 160

8.1 Introduction 160

8.2 Results 162

8.3 Discussion 173

CHAPTER 9 TGF-β1 EXPRESSION IN HUMAN SKIN

KERATINOCYTE-FIBROBLAST COCULTURES

TREATED WITH CPSRT-NC-BICARBONATE 178

9.1 Introduction 178

9.2 Results 180

9.3 Discussion 182

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CHAPTER 10 EXPRESSION OF SMAD 2, 3, 4 AND 7 IN HUMAN

SKIN KERATINOCYTE-FIBROBLAST

COCULTURES TREATED WITH CPSRT-NC-

BICARBONATE 186

10.1 Introduction 186

10.2 Results 187

10.3 Discussion 197

CHAPTER 11 SUMMARY AND CONCLUSION 202

11.1 Summary 202

11.2 Conclusion 207

11.3 Recommendations for future research 209

REFERENCES 211

APPENDICES

LIST OF PUBLICATIONS

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LIST OF TABLES

Table Page

2.1 Serum-free medium mixtures for human skin primary keratinocyte-fibroblast coculture 79

2.2 pHEK and pHDF coculture pairing 82

2.3 Volume and concentrations of each probe and primer with respect to each target gene and endogenous control per reaction 92

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LIST OF FIGURES

Figure Page

2.1 Schematic presentation of a keratinocyte-fibroblast coculture model 81 3.1 Morphologically rounded cells suspending in the culture medium observed

at the second hour post-seeding for (A) pNHEK and (B) pKHEK 98 3.2 The attached, elongating cells of (A) cultured pNHEK and (B) pKHEK

observed at the twelfth hour after primary seeding 99 3.3 Morphological observation of pHEK cultures at 96 hours post-seeding 100 3.4 Morphological observation of pHEK cultures at 120 hours post-seeding 101 3.5 The morphology of confluent pHEK cultures at 168 hours post-seeding 102 3.6 The pHDF cultures initialized from human skin dermal at 2-hour and

12-hour post-seeding 104 3.7 The pHDF cultures initialized from human skin dermal at 96-hour and

168-hour post-seeding 105 3.8 Immunocytochemical determination of pHEK using monoclonal mouse

anti-human CK6 107 3.9 Immunocytochemical determination of pHEK using monoclonal mouse

anti-human involucrin 108 3.10 Immunocytochemical determination of pHDF using monoclonal mouse

anti-human HSP47 110 3.11 Immunocytochemical determination of pHDF using monoclonal mouse

anti-human FSP 111 4.1 Average percentages (mean % ± S.D.) of cell viability treated with

CPSRTs in comparison with negative control 120 4.2 Average percentages (mean % ± S.D.) of cell viability treated with

CPSRTs in comparison with treatment-free-control 121 5.1 DNA-strand breaking potency of cultured pNHEK at 72 hours

post-treatment with CPSRTs 131 5.2 Assessment of DNA damage via comet assay in human pNHEK

cultures after treatment with CPSRTs 132

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6.1 Concentrations (mean pg/ml ± S.D.) of IL-1 induced by CPSRT treatments of pNHEK culture at 24, 48 and 72 hours 140

6.2 Fold change concentration (mean ± S.D) of IL-1α in pNHEK cultures

treated with CPSRTs compared with (A) negative control and (B) treatment-free-control 141

6.3 Concentrations (mean pg/ml ± S.D.) of TNF- induced by CPSRT

treatments of pNHEK culture at 24, 48 and 72 hours 142 6.4 Fold change concentration (mean ± S.D) of TNF-α in pNHEK cultures

treated with CPSRTs compared with (A) negative control and (B) treatment-free-control 144

6.5 Concentrations (mean pg/ml ± S.D.) of IL-8 induced by CPSRT

treatments of pNHEK culture at 24, 48 and 72 hours 145

6.6 Fold change concentration (mean ± S.D) of IL-8 in pNHEK cultures treated with CPSRTs compared with (A) negative control and (B) treatment-free-control 146

7.1 Average cell viability (mean % of all ratios per medium type ± S.D.) of each type of culture medium used in pHEK and pHDF cultures

at 72 hours 155

8.1 Expression of collagen type-I in cocultures at 24 hours determined via western blotting 163

8.2 Expression of collagen type-I in cocultures at 72 hours determined

via western blotting 164 8.3 Effect of CPSRT-NC-bicarbonate on human collagen type-I

expression in vitro 165 8.4 Expression of collagen type-III in cocultures at 24 hours determined

via western blotting 166 8.5 Expression of collagen type-III in cocultures at 72 hours determined

via western blotting 167 8.6 Effect of CPSRT-NC-bicarbonate on human collagen type-III

expression in vitro 169 8.7 Expression of collagen type-V in cocultures at 24 hours determined

via western blotting 170

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8.8 Expression of collagen type-V in cocultures at 72 hours determined via western blotting 171

8.9 Effect of CPSRT-NC-bicarbonate on human collagen type-V

expression in vitro 172 9.1 Effect of CPSRT-NC-bicarbonate on TGF-β1 expression in

the cocultures 181 10.1 RNA integrity examination by denaturing gel electrophoresis for

coculture sets at 24 hours 188 10.2 RNA integrity examination by denaturing gel electrophoresis for

coculture sets at 72 hours 189 10.3 Real-time PCR efficiency (E) curve for SMAD 2, 3, 4, 7 and GAPDH 190 10.4 Effect of CPSRT-NC-bicarbonate on SMAD 2 mRNA expression in vitro 191 10.5 Effect of CPSRT-NC-bicarbonate on SMAD 3 mRNA expression in vitro 192 10.6 Effect of CPSRT-NC-bicarbonate on SMAD 4 mRNA expression in vitro 193 10.7 Effect of CPSRT-NC-bicarbonate on SMAD 7 mRNA expression in vitro 194

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LIST OF SYMBOLS AND ABBREVIATIONS

α Alpha

& And

~ Approximately

β Beta

oC Degree Celsius

≥ Equal or more than

< Less than

% Percent

± Plus or minus

® Registered

™ Trademark

ACS American Chemical Society

AIU Arbitrary intensity unit

ALS Alkali-labile sites

AMREC Advanced Materials Research Centre

APS Ammonium persulphate

BCG Bacillus Calmette-Guerin

BHQ1 Black hole quencher-1

bp Base pair

BPE Bovine pituitary extract

BSA Bovine serum albumin

BSE Bovine spongiform encephalopathy

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Ca2+ Ion calcium

CaCl2 Calcium chloride

CAPS 3-cyclohexylamino-1-propanesulfonic acid

cDNA Complementary deoxyribonucleic acid

cNHDF Commercial normal human dermal fibroblasts

cNHEK Commercial normal human epidermal keratinocytes

CO2 Carbon dioxide

CPSRTs Chitosan porous skin regenerating templates

CTGF Connective tissue growth factor

cu Caseinolytic unit

Ct Cycle threshold

ddH2O Double distilled water

dH2O Distilled water

DKSFM Defined keratinocyte serum free medium

DMEM Dulbecco’s modified eagle medium

DMSO Dimethylsulphoxide

DNA Deoxyribonucleic acid

DPBS Dulbecco’s phosphate-buffered saline

DPX Di-n-butylPhthalate in Xylene

DSB Double-stranded breaks

DTBP Dimethyl 3-3,dithio-bis’propionimidate

E Real-time polymerase chain reaction efficiency

ECM Extracellular matrix/ extracellular matrices

EGF Epidermal growth factor

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ECVAM European Center for the Validation of Alternative Methods

e.g. exempli gratia (Example)

EDTA Ethylenediaminetetraacetic acid

ELISA Enzyme-linked immunosorbent assay

et al. Et alii

6-FAM 6-carboxyfluorescein

FBS Fetal bovine serum

FDA United States Food and Drug Administration

g Earth’s gravitational acceleration

g Gram

gDNA Genomic deoxyribonucleic acid

GAGs Glycosaminoglycans

GAPDH Glyceraldehyde 3-phosphate dehydrogenase

H2O Water

HCl Hydrochloric acid

HDF Human dermal fibroblasts

HEPES 4-(2-hydroxyethyl)-1-piperazineethanesulfonic acid

HKGS-V2 Human keratinocytes growth supplements

HMWC High molecular weight chitosan

HRP Horseradish peroxidase

HSP47 Heat shock protein 47

IgG Immunoglobulin G

IgM Immunoglobulin M

IL Interleukin

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ISO International Standards Organization

JMHW Japanese Ministry of Health and Welfare

kb Kilobase

KCl Potassium chloride

kDa Kilodalton

KH2PO4 Potassium phosphate monobasic

L Liter

LDPE Low density polyethylene

LMAgarose Low melting point agarose

LPS Lipopolysaccharide

M Molar

mA Milliampere

MAPK Mitogen-activated protein kinase

mg Milligram

Mg2+ Ion magnesium

MgCl2 Magnesium chloride

mL Milliliter

mM Millimolar

mm2 Millimeter square

MTT 3-[4, 5-dimethyl-2-thiazolyl]-2, 5-diphenyl tetrazolium bromide

N Normality

n Number of samples/ replicates

NaCl Sodium chloride

NaHCO3 Sodium bicarbonate

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Na2HPO4-7H2O Sodium phosphate dibasic

NaOH Sodium hydroxide

NC-bicarbonate Neutralized chitosan by sodium bicarbonate

NC-drytech Neutralized chitosan by drying technique

NC-etha Neutralized chitosan solution by ethanol

ng Nanogram

nm Nanometer

nM Nanomolar

Na-deoxycholate Sodium deoxycholate

No. Number

NO-CMC N, O- carboxymethyl-chitosan

NP-40 Nonyl Phenoxylpolyethoxylethanol-40

NTC No-template-control

O-C Oligo-chitosan

OD Optical density

PAI-1 Tissue plasminogen activator inhibitor

PBS Phosphate buffered saline

PDGF Platelet derived growth factor

PDLC Periodontal ligament cells

PMSF Phenylmethanesulphonyl fluoride

PEG Polyethylene glycol

PET Polyethylene terephthalate

pg Picogram

pH Power of hydrogen

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pHDF Primary human dermal fibroblasts

pHEK Primary human epidermal keratinocytes

pKHDF Primary keloid human dermal fibroblasts

pKHEK Primary keloid human epidermal keratinocytes

PMSF Phenylmethanesulphonyl fluoride

pNHDF Primary normal human dermal fibroblasts

pNHEK Primary normal human epidermal keratinocytes

PSA Penicillin, Streptomycin and Amphotericin

PVA Polyvinyl alcohol

PVC Polyvinyl chloride

PVDF Polyvinylidene fluoride

R2 Linear regression

Real-time PCR Real-time polymerase chain reaction

QRT-PCR Quantitative real-time polymerase chain reaction

rEGF Recombinant epidermal growth factor

RFU Relative fluorescence unit

RIPA Radio-immuno precipitation assay

RNA Ribonucleic acid

rpm Round per minute

SCGE Single cell gel electrophoresis

S.D. Standard deviation

SDS Sodium dodecyl sulfate

SDS-PAGE Sodium dodecyl sulfate polyacrylamide gel electrophoresis

SEM Scanning electron microscopy

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SIRIM Standards and Industrial Research Institute of Malaysia

SMAD Similar to mothers against Decapentaplegic Drosophilia

SSB Single-stranded breaks

TBS Tris-buffered saline

TEMED N,N,N',N'-Tetramethylethylenediamine

TGF Transforming growth factor

TMB 3.3’, 5.5’-tetramethylbenzidine

TNF Tumor necrosis factor

Tris-Cl Tris base added with concentrated hydrochloric acid

USA United States of America

µg Microgram

µL Microliter

µm Micrometer

µM Micromolar

V Volt

VEGF Vascular endothelial growth factor

v/v Volume by volume

WSC Water-soluble chitosan

w/v Weight by volume

YIGSR Tyr-Ile-Gly-Ser-Arg, (Tyrosine-Isoleucine-Glycine-Serine-Arginine)

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PENILAIAN KETOKSIKAN SECARA SITO-GENO DENGAN MENGGUNAKAN KITOSAN BERGRED BIOPERUBATAN PADA KULTUR

KERATINOSIT ASAS DAN PERANANNYA DALAM LITAR PEMBENTUKAN PARUT DENGAN MENGGUNAKAN MODEL KO-KULTUR KULIT

ABSTRAK

Kitosan (-1, 4—D-glukosamin) merupakan kitin yang kumpulan asetilnya telah

disingkirkan dan ia mempunyai ciri-ciri biologi yang unggul dan berguna dalam rawatan

luka. Tetapi, pengubahsuaian kitosan secara fizikal dan kimia akan menjejaskan bio-

keserasiannya. Selain daripada itu, dilaporkan juga bahawa kitosan mempunyai

kegunaan dalam pencegahan parut. Oleh itu dalam kajian ini, dengan menggunakan

kultur normal keratinosit asas daripada epidermis manusia (pNHEK), bio-keserasian in

vitro pada templat perbentukan kulit berpori kitosan (CPSRT) yang diubahsuai telah

dinilai melalui analisis ketoksikan secara sito melalui ujian 3-(4, 5-dimetilthiazol-2-yl)-

2, 5-difenil tetrazolium bromida (MTT), analisis ketoksikan secara geno dengan

menggunakan ujian komet serta analisis rembesan sitokin keradangan keratinosit kulit

[interleukin-1 (IL-1), faktor tumor nekrosis- (TNF-) dan interleukin-8 (IL-8)].

Peranan CPSRT yang bio-serasi dalam pencegahan keloid telah diselidik dengan

menggunakan ko-kultur keratinosit-fibroblast. Pengekspresan protein kolagen manusia

berbentuk-I, III dan V telah diselidik dengan menggunakan analisis Western blot.

Sementara itu, rembesan faktor pertumbuhan-β1 (TGF- β1) telah dianalisis dengan

menggunakan ujian enzim-linked immunosorbent (ELISA) dan pengekspresan mRNA

melalui molekul intraselular (SMAD 2, 3, 4 dan 7) juga telah dihitung dengan

menggunakan analisis real-time PCR. Kultur keratinosit asas daripada epidermis

manusia (pHEK) yang selnya berbentuk skuamosa telah disahkan dengan sitokeratin-6

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(CK6) dan involukrin, manakala kultur fibroblast asas daripada dermis manusia (pHDF)

telah dibuktikan dengan kewujudan heat shock protein 47 (HSP47) dan protein

permukaan fibroblast (FSP). CPSRT-NC-bikarbonat telah meningkatkan kadar

pertumbuhan sel dalam kultur pNHEK. Ia tidak mencetuskan kemusnahan DNA dan

juga tidak meningkatkan respon sitokin keradangan secara in vitro. Ko-kultur

keratinosit-fibroblast telah dipelihara dalam DKSFM:DMEM:F12 (2: 2: 1) sebagai satu

medium yang dikongsi dalam ko-kultur. Kolagen bentuk-I adalah dominan dalam kultur

normal fibroblast asas daripada dermis manusia (pNHDF) manakala kolagen bentuk-III

pula banyak didapati dalam ko-kultur fibroblast daripada keloid dermis manusia

(pKHDF). Kolagen bentuk-V berkemungkinan wujud dengan lebih banyak di dalam

dermis yang mempunyai kolagen bentuk-I yang banyak. SMAD 2, SMAD 4 dan TGF-

β1 telah didapati lebih banyak di dalam ko-kultur pKHDF berbanding dengan pNHDF.

Ko-kultur yang wujud dengan keratinosit normal telah mengurangkan pengekspresan

kolagen bentuk-III, SMAD 2, SMAD 4 dan TGF-β1. Rawatan dengan CPSRT-NC-

bikarbonat meningkatkan lagi kesan itu. Kesimpulannya, CPSRT-NC-bikarbonat yang

bio-serasi berhubungan dengan kultur normal keratinosit mempunyai bio-fungsi untuk

mengurangkan fosforilasi TGF-β1 dalam kultur fibroblast yang berasal keloid. Ianya

mungkin melalui peningkatan dalam pengekspresan SMAD 7 dan faktor-faktor larut

CPSRT-NC-bikarbonat yang melembapkan reseptor TGF-β, lalu mengurangkan

transkripsi ekstrasellular matriks (ECM) terutamanya kolagen bentuk-III, di mana ia

berguna dalam pencegahan keloid.

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THE CYTO-GENOTOXICITY EVALUATION OF BIOMEDICAL GRADE CHITOSAN ON PRIMARY KERATINOCYTE CULTURES AND ITS ROLE IN

SCAR FORMATION PATHWAYS USING SKIN COCULTURE MODEL

ABSTRACT

Chitosan (-1, 4—D-glucosamine) is a deacetylated form of chitin with excellent

biological properties useful in wound management. However, improvement of the

physical and chemical properties of the chitosan will alter its biocompatibility.

Additionally, chitosan has been reported to be useful in scar intervention. Therefore in

this study, the in vitro biocompatibility of the modified chitosan porous skin

regenerating templates (CPSRTs) has been evaluated based on cytotoxicity analysis by

3-(4, 5-dimethylthiazol-2-yl)-2, 5-diphenyl tetrazolium bromide (MTT) assay,

genotoxicity by comet assay, and skin keratinocyte pro-inflammatory cytokine

secretions [interleukin-1 (IL-1), tumor necrosis factor- (TNF-) and interleukin-8

(IL-8)], using primary normal human epidermal keratinocyte (pNHEK) cultures. The

most biocompatible CPSRT was then investigated for its role in keloid intervention

using keratinocyte-fibroblast cocultures. The human collagen type-I, III and V protein

expressions were assayed in Western blot analysis. Meanwhile, the secreted

transforming growth factor-β1 (TGF-β1) was analyzed by enzyme-linked

immunosorbent assay (ELISA), and the mRNA expressions of its intracellular signaling

molecules (SMAD 2, 3, 4 and 7) were quantified using real-time PCR analysis. The

established squamous-shaped primary human epidermal keratinocyte (pHEK) cultures

have been verified using cytokeratin-6 (CK6) and involucrin, whereas spindle-shaped

primary human dermal fibroblast (pHDF) cultures were tested for the presence of heat

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shock protein 47 (HSP47) and fibroblast surface protein (FSP). Treatment with CPSRT-

NC-bicarbonate enhanced the cell growth of pNHEK cultures. It did not induce DNA

damage and did not provoke pro-inflammatory cytokine responses in vitro.

Keratinocyte-fibroblast cocultures were maintained in DKSFM: DMEM: F12 (2: 2: 1) as

a shared serum-free coculture medium. Collagen type-I is the dominant form in primary

normal human dermal fibroblast (pNHDF) whereas collagen type-III is more abundant

in primary keloid-derived human dermal fibroblast (pKHDF) cocultures. Collagen type-

V may be present more in the skin dermal that is rich in collagen type-I. SMAD 2 and

SMAD 4, as well as the TGF-β1 were expressed more in the pKHDF than pNHDF

cocultures. Cocultures present with normal keratinocytes were observed to suppress

collagen type-III, SMAD 2, SMAD 4 and TGF-β1 expressions. Treatment with CPSRT-

NC-bicarbonate further enhanced this effect. In conclusion, the biocompatible CPSRT-

NC-bicarbonate which was in association with normal-derived keratinocyte cultures

exerted bio-functionality to decelerate TGF-β1 phosphorylation in the keloid-derived

fibroblast culture, perhaps through the increased expressions of SMAD 7 and the soluble

factors of CPSRT-NC-bicarbonate in deactivating the TGF-β receptors, thus reducing

transcription of extracellular matrix (ECM) particularly collagen type-III, which can be

useful in keloid intervention.

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CHAPTER 1

INTRODUCTION

1.1 Research background

Wound healing is a process of restoration that is necessary for tissue repair,

typically comprising a continuous sequence of inflammation and repair in which

epithelial, endothelial, inflammatory cells, platelets and fibroblasts briefly interact to

resume their normal functions. This healing process consists of four different and

overlapping phases, namely: inflammation, granulation tissue formation, matrix

remodeling and reepithelialization (Christine et al., 1999). The orderly sequence of

healing events is regulated by various interplayed cytokines and growth factors (Ono

et al., 1995). One of the ultimate goals in wound healing research involves finding

ways for humans to heal via the regeneration of similar tissues. This could be

accomplished via the invention and modification of a variety of dressing materials to

facilitate proper wound management.

Chitosan is a partially deacetylated derivative of natural chitin, a primary

structural polymer in arthropod exoskeletons. One of the present trends in biomedical

research requires materials that are derived from nature as natural materials have

been shown to exhibit better biocompatibility with humans. For example, chitosan’s

monomeric unit, N-acetylglucosamine, occurs in hyaluronic acid, an extracellular

macromolecule that is important in wound repair. Studies on chitosan have been

intensified since 1990 due to its low cytotoxicity, antimicrobial activity and excellent

biodegradable properties in the human body, where these have contributed to the

better biocompatibility of chitosan (Sashiwa et al., 1990; Shigemasa et al., 1994;

Van et al., 2006; Prabharan and Mano, 2006). The potential of chitosan stems from

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its cationic nature and high charge density in solution. An effective approach for

developing a clinically applicable chitosan is to modify the surface of the material

that already has excellent biofunctionality and bulk properties. However, blending

technologies with various additives may cause cytotoxicity. Hence, the modified

biomedical-grade of chitosan with various derivatives should be submitted for

biocompatibility testing to promote the engineering of high-quality, biocompatible

products for human wound management.

In the pre-commercialization steps of a biomedical-grade chitosan derivative

as wound dressing, it is of great importance that the dressing be submitted to a

number of in vitro pre-toxicity assays. In vitro toxicity examinations are preferable

to in vivo tests since the newly developed dressing materials can be examined outside

the body and the results are more reproducible, facilitating clinical evaluation of a

medicinal product that can be replicated and estimated (Soheili et al., 2003; Cheong

et al., 2008). Biocompatibility in vitro is useful to characterize cytotoxic effects of

leachable materials, such as residual monomers, catalysts as well as polymer erosion

and related factors (e.g. composition, molecular weight and polydispersity) which are

suitable to monitor the quality and purity of the biodegradable biomedical-grade

chitosan. Cytotoxicity assays measure only finite effects on cells during the first 12

to 72 hours after exposure to toxic substances. The host cells either recover from or

succumb to their chemical injury. However, many biological reactions in vivo are not

simply cytotoxic and are propagated beyond 24 hours. Examples are improper cells

programmed apoptosis and necrosis due to deoxyribonucleic acid (DNA) damage;

inflammatory and immune reactions that all resulted from non-biocompatible

chitosan derivatives. Therefore, in vitro biocompatibility assessment for wound

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management must consider cytocompatibility, genotoxicity and related pro-

inflammatory cytokines expression for better in vitro biocompatibility evaluation.

Abnormal wound healing is related to improper fibroblasts activities in the

wound bed that have commonly encountered in multiple pathologies ranging from

diabetic ulcers, to fibrosis and scarring. Keloids render a form of abnormal wound

healing affecting only human which involve persistent itchy pseudotumoral skin

lesions expanding beyond edges of the original wounds and frequently recurring

following surgical excision. The exuberant scarring of keloid leads to disfiguring and

dysfunctional scars without any satisfactory treatment until today. Hence, by

understanding the keloid formation pathway may serve as a corner stone for the

treatment. Unluckily, there are still no keloid studies using established animal model

(Xia et al., 2004). Alternatively, keloid studies are mostly performed using an in

vitro model (Uitto et al., 1985; Smith et al., 1999; Higham et al., 2002; Xia et al.,

2004; Naitoh et al., 2005).

Wound healing is a complex physiological response that involves various

interactions between epithelial and mesenchymal. Many earlier in vitro studies on

keloid pathogenesis were largely on the use of keloid fibroblasts simply because it

mainly produces collagen and extracellular matrix (ECM) that form the bulk of

keloid tissue. Recently, evidence has indicated that autocrine, paracrine and

endocrine epithelial-mesenchymal interactions may be involved in normal skin

homeostasis, growth and differentiation (Maas-Szabowski et al., 1999; Higham et

al., 2005; Amjad et al., 2007). Therefore, the application of in vitro coculture system

may serve as a useful tool to elucidate the pathogenesis of keloid. Besides,

biochemical and ultrastructural studies of the engineered skin via cultures or

cocultures had also shown the similarities in metabolic and differentiation program

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compared with human skin (Asbil et al., 2000; Robinson et al., 2000; Wagner et al.,

2001). Human skin tissue culture may provide a controlled yet realistic model to

study the molecular mechanisms of barrier disruption and identify the involvement of

genes in a disease development such as scar formation. By using a specifically made

coculture inserts, that is a membrane with certain pore sizes used to culture one type

of cell line while the other cell line on another plastic dishes. The combination of

both inserts will imitate the in vivo-like interactions in which the skin keratinocytes

are separated from dermal mesenchymal cells by a complex ECM, the basement

membrane, thus rendering cell-cell contact-mediated mechanisms less probable.

Fibroblasts are the primary cell type that functions in the organization of the

ECM following of skin injuries. To restore the barrier function of the skin as quickly

as possible, closure of skin wounds and replacement of missing skin tissues occur

rapidly in adult skin by some mechanisms that lead to scarring in which

overproduction of collagen bundles renders significant keloid pathology. Collagen

type-I, III and V constitutes a large portion in the keloid ECM (Ala-Kokko et al.,

1987). In accordance with the clinical observation that delayed reepithelialization is

associated with the scar formation, in vitro investigations have demonstrated that

keratinocytes decrease fibroblasts expression of collagen and pro-fibrotic factors

(Garner, 1998; Le Poole and Boyce, 1999). Some have reported that the chitosan

may be potentially used in scar prevention (Wang et al., 1998; Paul and Sharma,

2004; Yang et al., 2006; Delorino and Cresidio, 2009). Among the TGF-β isoforms,

TGF-β1 is one of the most reported and important stimulators of collagen synthesis.

It affects the ECM not only by stimulating collagen synthesis but also by preventing

its breakdown (Yang et al., 1997; Szulgit et al., 2002; Quan et al., 2004). TGF-β1 is

a pro-fibrotic factor that increases the formation of granulation tissue and stimulates

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wound contraction besides being a negative regulator of inflammation and

responsible in the switching of the inflammatory phase to the proliferation phase in

wound healing. Similar to mothers against Decapentaplegic Drosophilia (SMAD)

proteins function as intracellular signaling mediators of TGF-β family members and

can be subdivided into receptor-regulated SMADs (R-SMADs), common mediator

SMADs, and inhibitory SMADs (Ten and Hill, 2004). Kopp et al. (2005) proposed

the relationship of TGF-β/ SMADs in human fibroproliferative disorders and

elucidated that autocrine TGF-β/ SMADs signaling is involved in contractility and

matrix gene expression of the fibroproliferative diseases.

Therefore, in this study, primary normal human epidermal keratinocytes

(pNHEK) was implemented in the cytotoxicity pre-evaluation of newly developed

chitosan porous skin regenerating templates (CPSRTs). Those contributed more than

70% of cell viability were then chosen for genotoxicity assay using alkaline single

cell gel electrophoresis (SCGE) or comet assay. Additionally, their potential to

induce skin irritation or inflammatory responses was assessed by quantitatively

examining the secretion of pro-inflammatory cytokines (IL-1, TNF- and IL-8) in

the pNHEK cultures. Keratinocyte-fibroblast coculture model was also constructed

to study the epithelial-mesenchymal interactions of normal and keloid-derived

human skin tissues, with regard to the effectiveness of CPSRTs on the keloid

intervention, by elucidating the expressions of type-I, III and V collagen and its

response in TGF-β1/ SMADs signaling pathway.

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1.2 Literature review 1.2.1 Structure and function of human skin

Skin is the largest organ in the human body besides commonly known as a

vital outpost of the nervous system and is the closest contact with the outside world.

It naturally provides a protective covering layer for the other tissues in the body,

acting as a barrier to micro-organisms, water and chemicals, regulating body

temperature while still maintaining the water content of the body, removing waste

products from the body and providing sensory information. In addition, the skin

produces Vitamin D in response to sunlight (Brad Spellberg, 2000). Generally,

human skin is composed of three structurally and functionally integrated layers

namely the outer epidermis, the dermis and the inner hypodermis (Haake and

Holbrook, 2001).

The human skin epidermis consists mainly of keratinocytes that form a

stratified squamous epithelium (Eckert et al., 1997). Its thickness is about 0.2 mm on

average and this thickness varies depending on the location on the body.

Furthermore, the thickness also varies according to the volume of water that the

epidermis holds. Epidermal layer itself is further divided under skin cell

differentiation process into four main layers that are stratum basal, stratum spinous,

stratum granular and stratum corneum. These layers render to different stages of cell

maturation. Keratinocytes at the basal layer progressively differentiate upward into

cells with morphologically bigger and flatter-shaped meanwhile loosing proliferative

ability (Jetten and Harvat, 1997). Epidermal population of stem cells that are

confined to the basal cell layer of the epidermis will constitutively provide the

epidermis with its regenerative capacity. Cells from the basal layer migrate and

replicate during reepithelialization of wound healing (Haake and Holbrook, 2001).

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Basal layer keratinocytes are columnar in shape and adhere with the underlying

basement membrane through the hemidesmosomes. In the outermost layer which is

stratum corneum, cells are cornified, lacking nuclei and organelles besides composed

primarily of keratins. The cornified cells desquamate in order to balance the

proliferation in the basal layer at the turnover rate of approximately 21 days. There

are also small portions of cells residing in the human skin epidermal namely

pigment-producing melanocytes, antigen-presenting Langerhans cells and

neuroendocrine Merkel cells. The epidermal appendages (hair follicles, apocrine

glands, sweat glands and sebaceous glands) extend into the human skin dermis. In

superficial wounds where most of the dermis is intact and viable, the cells in the

epidermal appendages proliferate and regenerate the epidermis (Fairley, 2001).

The dermis is the second layer of human skin, beneath the epidermal layer.

This layer is much thicker than the epidermis ranging from 1 to 4 mm. The dermis is

structurally organized into the uppermost papillary and the innermost reticular

dermis. At the dermal-epidermal junction, the dermal papillae interact with

extensions of the epidermis called rete pegs. The sub-papillary plexus which is lying

as horizontally vessels constitutes the boundary between the papillary and reticular

regions besides extending capillaries toward the skin epidermis (Haake and

Holbrook, 2001). The skin dermis has few cells and is mainly composed of

connective tissue and extracellular matrix (ECM) (Lee et al., 2006). The essential

dermal cell type is fibroblast which is responsible for the production and

maintenance of the structural elements of skin. These elements are collagen and

elastin which are the major fibrous components in the reticular dermis, combining

with non-fibrous substances such as glycosaminoglycans (GAGs) to form ECM

(Butler et al., 1999). Fibroblasts are more abundant in the papillary dermis and have

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higher proliferative and metabolic activity at this location. Collagen is the major

constituent accounting approximately 75% of the dry weight of human skin. There

are several types of collagen present in mammalian skins. Collagen type-I, III and V

commonly are found in human in which normal skin dermal consists approximately

80% of collagen type-I. The connective tissues of the dermis give the skin its

pliability, elasticity, tensile strength and protect the body from mechanical injuries

(Brown et al., 1994). During deep wound healing, skin dermal fibroblasts are

responsible for the formation of scar tissue accompanied with activated immune

response and reparative processes.

Hypodermis is a layer underneath the dermis which is an abrupt transition

from the reticular dermis. This layer is rich in adipose tissue. However, skin dermis

and hypodermis are integrated through nerve and vascular networks as well as

epidermal appendages. The adipocytes are organized into lobules separated by septa

of connective tissues that contain nerves, vessels and lymphatics (Wajchenberg,

2002). This hypodermis insulates the human body, provides energy and allows for

mobility of the skin on underlying structures. Adipose tissue that is underlying the

hypodermis serves as an energy storage, in which is virtually limitless via lipogenesis

over lipolysis and pre-adipocyte replication and differentiation (Prins and O’Rahilly,

1997).

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1.2.2 Cutaneous wound healing

Wound is defined as the disruption of the anatomic structures and their

functions in any body parts. This can be due to a simple cut or burns. Wounds can be

generally classified as wounds without tissue loss (e.g. in surgery) and wounds with

tissue loss such as burn wounds, wounds due to trauma, abrasions or as secondary

events in chronic ailments (e.g. venous stasis, diabetic ulcers and iatrogenic wounds

such as skin graft donor sites and derma-brasions) (Willi and Chandra, 2004). In

contrast, wound healing is a process of restoration by which tissue repair takes place

and usually comprises of a continuous sequence of inflammation and reparation in

which epithelial, endothelial, inflammatory cells, platelets and fibroblasts briefly

interact to restore a semblance of their usual discipline and resume their normal

functions. The orderly sequence of healing events are accomplished and regulated by

cytokines and growth factors (Ono et al., 1995). Wound healing is a process

involving generally three phases namely inflammation, proliferation and tissue

remodeling. Soon after the elimination of macrophage that appears during the

inflammatory phase, wound healing is then impeded and the tensile strength of the

scar is diminished (Leibovich and Ross, 1975).

1.2.2.1 Inflammation phase

Cutaneous injury disrupts primarily the blood vessels and lymphatics. An

initial five to ten minutes period of vasoconstriction is then followed by more

persistent vasodilatation. This presents itself as erythema, swelling, warmth and is

often accompanied with pain. Blood components are recruited into wound cavity.

Endothelial cells retract and loose their attachments with adjoining cells, exposing

subendothelial factor VII related Von Willebrand factor and fibrillar collagen in the

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injured tissue. Platelets adhere to these surfaces to form platelet plug, with

association of fibrin clot provides a protective wound matrix. The provisional matrix

composed of fibrin and small amounts of vitronectin, fibronectin and

thrombospondin. Platelets release inflammatory mediators that together with

bacterial peptides and products of matrix degradation attract leukocytes to the

wound. Neutrophil migrations engulf debris and microorganisms providing the first

line of defense against infection for a few days. If acute inflammation phase persists

due to wound hypoxia, infection, nutritional deficiencies or other factors related to

one’s immune response, it can interfere with the late inflammatory phase

(Stadelmann et al., 1998). Macrophages replace neutrophils towards the end of the

inflammatory phase. Macrophages release several growth factors that stimulate the

migration of proliferation of fibroblasts as well as the production of ECM.

Thrombocytopenia decreases inflammatory activity during wound healing but it does

not impede cutaneous tissue repair (Szpaderska et al., 2003).

1.2.2.2 Proliferation phase

The subsequent proliferation phase is dominated by the formation of

granulation tissue and reepithelialization. Chemotactic and growth factors released

from platelets and macrophages stimulate the migration and activation of wound

fibroblasts that produce a variety of substances such as glycosaminoglycans (mainly

hyaluronic acid, chondroitin-4-sulfate, dermatan sulfate and heparin sulfate) and

collagen (Stadelmann et al., 1998). This amorphous and gel-like connective tissue

matrix is necessary for cell migration. Reepithelialization begins where the basal

keratinocytes flatten and detach from the basement membrane and migrate over the

wound matrix. There is also evidence that suprabasal keratinocytes take part in the

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reepithelialization (Laplante et al., 2001). Fibronectin, laminin 5 and collagen type I

that reside in the ECM are known to assist the keratinocytes migration while collagen

type IV, thrombospondin and laminin may inhibit the migration (Frank and Carter,

2004; Woodley et al., 1991). Antimicrobial peptide LL37 has also been regarded as

one of the factors involved in the reepithelialization (Heilborn et al., 2003). Matrix

degrading enzymes are highly increased in wound healing and facilitate the

migration of keratinocytes (Pilcher et al., 1999).

During the end of migratory phase of keratinocytes and where the

components of basement membrane begin to aggregate, the migration is terminated

leading subsequently to the proliferation and differentiation of keratinocytes to

reconstitute the epidermis. Epidermal reconstitution requires migration, proliferation,

differentiation and stratification of keratinocytes in cutaneous wound healing

(Laplante et al., 2001). Interactions between skin keratinocytes and fibroblasts in

regulating basement membrane formation, cell proliferation and differentiation in

vitro, may probably occur in vivo (Smola et al., 1998). Dermal fibroblasts may

promote reepithelialization by secreting keratinocyte growth factor (KGF), insulin

growth factor-1 (IGF-1) and the epidermal growth factor family (Haase et al., 2003;

Werner and Smola, 2001). There is accumulating evidence for a possible role of

interleukin-1 in reepithelialization (Werner and Smola, 2001; Maas-Szabowski et al.,

2000). Thus, hypertrophic scar formation in wounds due to delayed

reepithelialization suggests a role for keratinocytes in diminishing the production of

ECM by fibroblasts.

The dermal component of the wound heals through matrix synthesis

(fibroplasia) and wound contraction, which is a centripetal movement of the edges of

a full thickness wound in order to facilitate closure of the defect (Grillo, 1964).

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Blood vessels are formed in the process of angiogenesis. Collagen synthesis and

cross-linkage is responsible for vascular integrity and strength of new capillary beds.

Improper cross-linkage of collagen fibers has been reported in nonspecific post-

operative bleeding in patients with normal coagulation parameters (Blee et al., 2002).

Fibroblasts and endothelial cells proliferate and start to migrate into the wound about

48 hours after injury in which fibroblasts form the new connective tissue while

endothelial cells give rise to new vessels. Some fibroblasts differentiate into

myofibroblasts that are characteristically similar to both smooth muscle cells and

fibroblasts. Singer (1979) has described such a specialized structure as the

‘fibronexus’ which associates across the cytoplasmic membrane of the

myofibroblasts of intracellular actin microfilaments and extracellular fibronectin

fibers. Therefore, contraction of the actin filaments within the myofibroblasts will

lead to the fibronexus to transmit this force to the surrounding matrix and mediate

the clinical phenomenon of wound contraction that aids in closing the wound.

1.2.2.3 Tissue remodeling

Tissue remodeling is the final stage of cutaneous wound healing which

continues for months after injury. The events in remodeling are responsible for the

increase in tensile strength, decrease in erythema and formation of scar tissue bulk

with the final appearance of the healed scar. As collagen is laid down, fibronectin

gradually disappears. The nonsulfated glycosaminoglycans and hyaluronic acid are

replaced by more resilient proteoglycans such as chondroitin-4-sulfate. Additionally,

re-absorption of water from the scar allows the collagen fibers and other matrix

components to lie closer together leading to an increase in the tensile strength. A

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matrix rich in collagen type-I replaces the provisional matrix and granulation tissue

which are rich in fibronectin and collagen type-III (Guo et al., 1990).

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1.2.3 Chitosan as wound dressing

Wound dressings are generally classified based on its nature of action as

passive products, interactive products and bioactive products. Traditional dressings

such as gauze and tulle dressings that account for the largest market segment are

known as passive products. Polymeric films and forms which are mostly transparent,

permeable to water vapor and oxygen but impermeable to bacteria are commonly

recognized as interactive products. Bioactive dressings are important in delivering

substances in wound healing by which the delivery of bioactive compounds or

dressings is constructed from material having endogenous activity. These materials

include proteoglycans, collagen, non-collagenous proteins, alginates or chitosan

(Willi and Chandra, 2004).

Chitosan is an N-deacetylated derivative bio-product of chitin and is found in

the cell walls of some fungi (e.g. Basidiomycetes spp.), arthropods and marine

invertebrates. Chitosan is usually produced from chitin by alkali treatment (Roller

and Covill, 1999). Commercial chitosan is commonly deacetylated greater than 70%

of deacetylation with molecular weights ranging between 100 000 to 1.2 million

dalton (Onsoyen and Skaugrud, 1990). Chitosan is polycationic at pH < 6 and

interacts readily with negatively charged substances such as protein, anionic

polysaccharides (e.g. alginate, carragenan), fatty acids, bile acids and phospholipids

due to the high density of amino groups present in the polymer (Muzzarelli, 1996).

Their unique properties include polyoxysalt formation, the ability to form films,

chelate metal ions and optical structural characteristics (Larry, 1998). Most of the

current polymers are synthetic materials. Their biocompatibility and biodegradability

are much more limited than chitosan and their derivatives. However, these naturally

abundant materials also exhibit a limited reactivity and processing ability (Mass et

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al., 1998). Chitosan’s positive surface charge enables it to effectively support cell

growth (Zileinski and Acbischer, 1994).

Chitosan is well known for its haemostatic properties to prevent excessive

bleeding, while its biological activities can mediate macrophage function to secrete

numerous enzymes (e.g. collagenase) and cytokines [e.g. interleukins, tumor necrosis

factor (TNF)] in wound healing processes. Its biological properties include

bacteriostatic and fungistatic which are particularly useful for wound treatment

(Majeti and Ravi, 2000). It appears that chitosan which has structural characteristics

similar to glycosamino glycans, could be considered for developing such substratum

for skin replacement. Yannas et al. (1982) proposed a design of artificial skin for

long term chronic use, focusing on a non-antigenic membrane in which can perform

as a biodegradable template for the synthesis of neodermal tissue. According to Yao

et al. (1994), chitosan can be used as an artificial skin in accelerating wound and

ulcer healing besides serving as a biocompatible vehicle for sustained release of

drug. Recently, application of chitosan has been given serious research attention due

to its potentially important renewable resource that is non-toxic and biodegradable.

Malette et al. (1986) studied the effect of treatment with chitosan and saline solution

on healing and fibroplasia of wounds made by scalpel insertions in skin and

subcutaneous tissue in the abdominal surface of dogs. It has been suggested that

chitosan may be used to inhibit fibroplasia in wound healing and to promote tissue

growth and differentiation in tissue culture (Muzzarelli et al., 1997). Some have

reported that the chitosan may be potentially used in scar prevention (Wang et al.,

1998; Paul and Sharma, 2004; Yang et al., 2006). Delorino and Cresidio (2009)

concluded that by using 10% lactic acid for decalcification and 1M NaOH for

deproteination chitosan is effective as active ingredient in scar remover cream.

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Schmidt et al. (1993) have also reported the properties of chitosan in preventing

overgrowth of fibroblasts besides being cytocompatible (Risbud et al., 2000) and

blood biocompatible (Risbud and Bhat, 2001). The excellent biological properties of

chitosan can be potentially improved with a variety of additional chemicals such as

polyethylene glycol and carboxymethyl, N-acyl groups in order to produce

biocompatible chitosan derivatives for use as wound dressing (Zhang et al., 2002).

Chitosan-gelatin sponge wound dressing had shown better antibacterial effect by

vacuum dryness on Escherichia coli K88 than that of penicillin besides having the

superior healing effect to that by 0.2% (v/v) ethacridine. Additionally, chitosan-

gelatin sponge assisted the wound contraction and shortened the wound healing time

compared with sterile Vaseline gauze (Deng et al., 2007). Clinical assessment was

performed using a Hyphecan cap (1-4,2-acetamide-deoxy-β-D-glucan), as a

biological fingertip dressing and was proven to be effective in achieving a good

functional and cosmetic result within a relatively short time, aside from being

comfortable during conventional dressing changes (Halim et al., 1996).

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1.2.4 Biocompatibility in vitro of biomedical-grade chitosan

Biocompatibility of a biomedical-grade chitosan refers to the quality of the

material that does not have toxic or injurious effects on biological systems.

Biocompatibility of any biomaterials is necessary to be tested for their strength,

esthetics and clinical manipulation. Current regulations in accordance with the

United States Food and Drug Administration (FDA), the International Organization

for Standardization (ISO) and the Japanese Ministry of Health and Welfare (JMHW)

require that manufacturers conduct adequate safety testing of their finished devices

through pre-clinical and clinical phases as part of the regulatory clearance process.

Toxicity induced by a chemical substance or drug can exert limitation on dose and

duration of treatment besides adversely affecting patients’ quality of life and may be

life threatening. Side effects together with tissue toxicity will lead to long term

effects such as alteration to the immune system and development of malignancies

probably due to genetic damage induced by a certain kind of drug treatment (Paola et

al., 2002). In the pre-commercialization steps of any biomaterial, it is of importance

to undergo a number of pre-toxicity tests in vitro or in vivo. In vitro toxicity

examinations are more favorable over the in vivo tests since the newly developed

biomaterials can be examined outside the body and the results are more reproducible.

Thus, preliminary in vitro tests are always being carried out to pre-screen and

characterize the potentially harmful effects of a newly synthesized dressing material

before it is clinically used on humans (Zhang et al., 2002). However, in vitro tests

may not necessarily fully represent the in vivo test whereby differences in

sensitivities had been observed between primary and established cell lines (Geurtsen

et al., 1998; Lovschall et al., 2002). Various in vitro cell culture systems have been

applied to investigate and evaluate the cellular processes, such as fibroblast and

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keratinocyte proliferation and migration response to the growth factors that are

present in a wound (Schreier et al., 1993; Cha et al., 1996; Kawada et al., 1997).

Such in vitro models simplify and enable chemicals and biomaterials to be assessed

for their potential, at least in a preliminary way, to promote wound repair by

stimulating cell proliferation and for their biocompatibility.

Chitosan is a cationic polymer having an amino group in its chemical

structure. Its anti-tumor, anti-microbial and anti-inflammatory properties can be

largely attributed to the cationic structure. The N-acetylglucosamine moiety in

chitosan is structurally similar to glycosaminoglycans (GAGs), heparin, chondroitin

sulphate and hyaluronic acid in which they are biocompatible, and have specific

interactions with various growth factors, receptors and adhesion proteins besides

being the biologically important mucopolysaccharides in all mammals. Therefore,

the analogous structure in chitosan may also exert similar bioactivity and

biocompatibility (Li et al., 1992; Suh and Matthew, 2000). Additionally, chitosan

can function as a bridge to improve the mechanical strength of collagen-based

scaffolds owing to the large number of amino groups in its molecular chain (Taravel

and Domard, 1996). Lee et al. (2002) performed trypan blue dye exclusion

cytotoxicity assay on tumor cell lines, after increased positive charge density of

chitosan by dialkylaminoalkylation and reductive amination followed by

quaternization. Amino groups of chitosan attached with biologically active moieties

such as vanillin, p-hydroxybenzaldehyde, p-chlorobenzaldehyde, anisaldehyde,

methyl 4-hydroxybenzoate, methyl 2,4-dihydroxybenzoate, propyl 3,4,5-

trihydroxybenzoate and 2-hydroxymethylbenzoate can promote anti-microbial ability

(Kenaway et al., 2005).

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A thorough understanding of cell and protein interactions with artificial

surfaces is of importance to design suitable implant surfaces and substrates. The

surface properties of newly synthesized biomedical-grade chitosan derivatives,

including surface composition, wettability, domain composition, surface oxidation,

surface charge and morphology, may influence protein adsorption and subsequently,

the cellular responses to biomaterial implants. Though it has once been suggested

that surfaces modified with polyethylene glycol (PEG) may limit protein adsorption

and cell adhesion, the results for PEG blended with chitosan increased both

adsorption and cell adhesion (Saneinejad and Shoichet, 1998). Peng et al. (2006)

demonstrated that chitosan-collagen composites appeared as a biocompatible

biomaterial for periodontal tissue engineering. Zhang et al. (2002) examined the

biocompatibility of newly synthesized chitosan-PEG by growing and observing the

morphological changes of 3T3 embryonic mouse fibroblasts and osteogenesis nodule

cell suspension in culture. Cytotoxicity of chitosan in three dimensional fiber meshes

was well determined with scanning electron microscopy (SEM) and cell

morphological observation on the use of mouse lung fibroblast (L929) (Tuzlakoglu et

al., 2004). Recent studies have been focused on the development of antibacterial

surfaces of biomedical-grade chitosan derivatives to attain high functionality and

high-value products. Huh et al. (2001) prepared chitosan-grafted poly(ethylene

terepthalate) (PET) and quaternized chitosan-grafted PET, both showed high growth

inhibition in the range of 75% to 86% and still retained 48% to 58% bacterial growth

inhibition after laundering. But, higher antibacterial activity of a wound dressing can

retard cell growth in culture. Laminin is known to be involved in metastasis of tumor

cells. A peptide containing the Tyrosine-Isoleucine-Glycine-Serine-Arginine [Tyr-

Ile-Gly-Ser-Arg (YIGSR)] sequence, corresponding to a partial sequence of laminin,

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inhibited angiogenesis and therefore depressed tumor growth. Nishiyama et al.

(2000) prepared YIGSR-chitosan conjugate which proved to have higher inhibitory

activity against experimental lung metastasis of B16BL6 melanoma cells in mice

than did the parent peptide. According to Koo et al. (2002), water-soluble chitosan

(WSC) significantly protected the cultured cells from serum starvation-induced

cellular rounding up and from serum starvation-induced cell death through p53

activation as tested by flow-cytometry and western blot. From these results, it

appears that WSC may prevent serum starvation-induced apoptosis of human

astrocytes via p53 inactivation. Cross-linking will increase the toxicity of chitosan

scaffold leachate to fibroblast cells. However, the chitosan crosslinked with dimethyl

3-3,dithio-bis’propionimidate (DTBP) permitted cell proliferation after three days in

culture (Adekogbe and Ghanem, 2005).

Denuziere et al. (1998) examined the cytocompatibility of films of chitosan

and chitosan associated with GAGs in human skin keratinocytes and found that the

cell growth was consistently to approximate 60% of that of controls. Highly

deacetylated chitosans can modulate human skin cell mitogenesis in vitro. Cell

compatibility of N-sulfoalkylchitosan derivatives with human dermal fibroblasts

(HDFs) was dependent on the concentration of sulfonate moieties in which higher

concentration led to decrease in cell compatibility (Jung et al., 2007). Additionally,

Zainol et al. (2008) described the usefulness of chitosan to be developed into porous

bilayer membrane as a skin regenerating template for treatment of third degree burn,

and was also proven to be cytocompatible for skin fibroblasts as the cultured cells

were noticed to proliferate on the chitosan membrane. Analysis of their effects on

cells in culture may be useful as a screening tool for their potential activity in vivo as

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wound healing agents. But, it is important to select appropriate strains of cells for use

in the in vitro biocompatibility screening (Howling et al., 2001).

1.2.4.1 Cytocompatibility assessment in vitro

One of the most basic and important parameters in the in vitro measurement

of a medicinal product’s biocompatibility is cytocompatibility in vitro, which

measures the qualitative and quantitative aspects of the impact of a medicinal

product with regard to the viability of target cultured cells. There are a number of

assays which are capable of evaluating the activation of biological processes (e.g.

inflammation, immune reactions and mutagenesis) which require longer periods of

tissue reaction to materials compared with cytotoxic reactions. Traditional assays

have measured cytotoxicity in vitro by means of either an end-stage event (e.g.

permeability of cytoplasmic membranes of dead and dying cells, or some metabolic

parameters such as cell division or an enzymatic reaction) (Hanks et al., 1996).

Cytotoxicity assays are commonly used to indicate the only finite effects on cells

during the exposure to toxic substances at multiple concentrations and time course

parameters. The colorimetric 3-(4, 5-dimethylthiazol-2-yl)-2, 5-diphenyl tetrazolium

bromide (MTT) assay is a simple assay which is selected to determine detrimental

intracellular effects on mitochondria and metabolic activity based on the selective

ability of viable cells to reduce tetrazolium bromide into purple formazan crystals

which are only soluble in organic solvents. The quantity of formazan crystal formed

depends on intact metabolic activity and is frequently used for screening of

cytotoxicity (Mossman, 1983). In vitro biocompatibility evaluation of biomedical-

grade oligo-chitosan (O-C) and N, O- carboxymethyl-chitosan (NO-CMC)

derivatives (O-C 1%, O-C 5%, NO-CMC 1% and NO-CMC 5%) correlated well

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with in vivo study in which O-C 1% being the most cytocompatible using MTT cell

viability assay. The experiment was carried out as described by the International

Standards Organization (ISO), with some modifications (Lim et al., 2007). The MTT

assessment of cytocompatibility was adequately good and the results were easily

interpreted, besides being cost effective (Mori et al., 1997; Chellat et al., 2000;

Janvikul et al., 2005; Mei et al., 2005; Neamnark et al., 2007).

Appropriate target cell to be cultured should be in accordance with the end

usage of a newly synthesized biomaterial. Je et al. (2006) suggested that chitosan

derivatives in their studies were specific to tumor cell lines [HeLa (cervix cancer),

HT108 (human fibrosarcoma) and A549 (lung cancer)]. Several transformed

keratinocyte culture models have been used to study carcinogenesis, differentiation,

apoptosis and cell cycle regulation (Yuspa et al., 1994). L929 mouse fibroblast cell

line was often applied to evaluate cytotoxicity in vitro of various chitosan derivatives

(Mori et al., 1997; Janvikul et al., 2005). Zange et al. (1998) implemented the MTT

assay to pre-screen the cytotoxicity of poly(L-lactic-co-glycolic acid) attached with

poly(ethylene oxide), namely ABA triblocks by using L929 mouse fibroblast cell

lines and proved the better sensitivity of in vitro model for the cytotoxicity

evaluation than studies in experimental animal model. Peng et al. (2006) observed

the cell viability of human periodontal ligament cells (PDLCs) seeded within the

chitosan-collagen scaffolds by using MTT assay and proved that chitosan-collagen

composites are promising scaffold materials for periodontal tissue engineering.

Others such as F1000 embryonic skin and muscle fibroblasts (Chung et al., 1994)

were also implemented for the cytotoxicity evaluation. Cytotoxicity of chitosan with

various degrees of N-deacetylation to form aminoethyl-chitosan, dimetylaminoethy-

chitosan and diethylaminoethyl-chitosan, was examined with MTT on tumor cell

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lines and concluded that cytotoxic effect may be caused by cationic charge of the

chitosan derivatives (Je et al., 2006). Howling et al. (2001) had successfully

demonstrated the use of human skin dermal fibroblasts and epidermal keratinocytes

to evaluate the effect of chitosan with various deacetylation levels and polymer

lengths in vitro. Jung et al. (2007) explored the cytocompatibility of newly

synthesized N-sulfopropylchitosan derivatives by using MTT assay on human dermal

fibroblasts (HDF) culture and suggested the usefulness of MTT assay together with

the use of other cell types in assessing the cytocompatibility of chitosan derivatives.

HDFs cultures were also implemented along with MTT cell viability assay to

examine the cell proliferation within the newly developed chitosan-based porous

scaffold (Lim et al., 2007).

1.2.4.2 Genotoxicity assessment in vitro

Although measures of a medical product's biocompatibility have largely been

reported in terms of irritation, sensitization, and systemic toxicity, there is a growing

concern that devices or biomaterial extracts may exert some genotoxic effects. Thus,

any attempts to assess the safety of a device intended for intimate body contact or

permanent implantation would be incomplete without testing for the presence of

toxins that might exert an effect on the genetic material of cells. In its set of

harmonized standards for the biological evaluation of medical devices, the ISO has

outlined the need for such genotoxicity testing in ISO 10993-3: "Tests for

Genotoxicity, Carcinogenicity, and Reproductive Toxicity."

A number of techniques for detecting deoxyribonucleic acid (DNA) damage

as opposed to the biological effects (e.g. Ames test, micronuclei, mutations,

structural chromosomal aberrations) (Ames et al., 1973; Savage, 1976; Ishidate,

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1979; Maron and Ames, 1983) that result from DNA damage have been used to

identify substances with genotoxic activity. According to Muramatsu et al. (2004),

they did not detect any genotoxicity via Ames test and chromosome aberration assay,

performed on Chinese hamster lung fibroblasts with 5mg/ml (maximum

concentration) of beta-tricalcium phosphate/carboxymethyl-chitin. Abou Sereih et al.

(2007) reported that their chitosan with concentrations of 3.00 and 4.50 mg/ml have

induced mutation on Trichoderma. However, those techniques have some

shortcomings (e.g. time consuming, requirement for proliferating cell populations)

(Fernandez and Ferrao, 1999; Giri et al., 1999; Ikken et al., 1999; Umbuzeiro et al.,

1999).

Until recently, a more useful approach for assessing DNA damage is the

single-cell gel electrophoresis (SCGE) or comet assay. The terms “Comet” is used to

identify the individual cell DNA migration patterns produced. According to Ostling

and Johanson (1984), they were the first to develop a microgel electrophoresis

technique for detecting DNA damage at the single cell level. In their technique, cells

were embedded in agarose and placed on a microscope slide. The cells were lysed by

detergents and high salt concentration to liberate the DNA. The liberated DNA was

then electrophoresed under neutral conditions. Therefore, cells with an increased

frequency of DNA double strand breaks (DSB) displayed increased migration of

DNA toward the anode. The migrating DNA was then measured quantitatively by

staining with ethidium bromide using a microscope photometer. The neutral

condition used in the comet assay detects only DSB of a cell. Subsequently, Singh et

al. (1988) introduced a microgel technique involving electrophoresis under alkaline

(pH >13) conditions for detecting DNA single strand breaks (SSB) and alkali-labile

sites (ALS) in single cells. Singh (2000) mentioned that the alkaline comet assay can