the formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

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The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals Thesis submitted in accordance with the requirements of the University of Liverpool for the degree of Doctor in Philosophy by Joseph A. Smerdon 1

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Page 1: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

The formation and

characterisation of aperiodic

ultra-thin films on the surfaces

of quasicrystals

Thesis submitted in accordance with the requirements of the

University of Liverpool for the degree of Doctor in Philosophy

by

Joseph A. Smerdon

1

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Contents

Abstract v

1 Introduction 11.1 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11.2 Chapter breakdown . . . . . . . . . . . . . . . . . . . . . . . . 3

2 Quasicrystals 42.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4

2.1.1 Crystallography . . . . . . . . . . . . . . . . . . . . . . 42.1.2 Diffraction and the discovery of quasicrystals . . . . . . 5

2.2 Aperiodic order . . . . . . . . . . . . . . . . . . . . . . . . . . 72.2.1 The Fibonacci sequence . . . . . . . . . . . . . . . . . 72.2.2 The golden ratio τ and the Penrose tiling . . . . . . . . 102.2.3 The Penrose tiling . . . . . . . . . . . . . . . . . . . . 10

2.3 Bulk structure of decagonal Al72Ni11Co17 . . . . . . . . . . . . 132.4 Bulk structure of icosahedral quasicrystals . . . . . . . . . . . 16

2.4.1 The icosahedral glass model . . . . . . . . . . . . . . . 162.4.2 The icosahedral quasicrystal model . . . . . . . . . . . 172.4.3 Consensus on physical structure . . . . . . . . . . . . . 18

2.5 Quasicrystalline surfaces . . . . . . . . . . . . . . . . . . . . . 192.5.1 Five-fold surface of i -Al70Pd21Mn9 . . . . . . . . . . . 192.5.2 Ten-fold surface of d -Al72Ni11Co17 . . . . . . . . . . . . 23

2.6 Magnetism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 232.6.1 The atom . . . . . . . . . . . . . . . . . . . . . . . . . 232.6.2 The solid . . . . . . . . . . . . . . . . . . . . . . . . . 252.6.3 Magnetic properties of quasicrystals . . . . . . . . . . . 25

3 Thin film deposition 273.1 Motivation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 273.2 Growth modes . . . . . . . . . . . . . . . . . . . . . . . . . . . 283.3 Homogeneous and heterogeneous systems . . . . . . . . . . . . 30

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3.3.1 Homogeneous systems . . . . . . . . . . . . . . . . . . 313.3.2 Heterogeneous systems . . . . . . . . . . . . . . . . . . 31

3.4 Pseudomorphism . . . . . . . . . . . . . . . . . . . . . . . . . 323.4.1 Single-species pseudomorphism . . . . . . . . . . . . . 353.4.2 Multi-layer pseudomorphism . . . . . . . . . . . . . . . 38

4 Experimental Methods 394.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 394.2 Ultra High Vacuum (UHV) . . . . . . . . . . . . . . . . . . . 39

4.2.1 Vacuum chamber . . . . . . . . . . . . . . . . . . . . . 394.2.2 Sample cleaning process . . . . . . . . . . . . . . . . . 41

4.3 Techniques . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 424.3.1 Auger electron spectroscopy (AES) . . . . . . . . . . . 424.3.2 Medium energy ion scattering (MEIS) . . . . . . . . . 454.3.3 Scanning tunneling microscopy (STM) . . . . . . . . . 514.3.4 X-ray Magnetic Circular Dichroism (XMCD) . . . . . . 594.3.5 Beamline ID8 at the European Synchrotron Radiation

Facility . . . . . . . . . . . . . . . . . . . . . . . . . . . 604.3.6 Low-Energy Electron Diffraction . . . . . . . . . . . . . 634.3.7 Thin film deposition . . . . . . . . . . . . . . . . . . . 68

5 Characterisation of an ultrathin Cu film formed on the five-fold surface of i -Al70Pd21Mn9 using medium-energy ion scat-tering spectroscopy 715.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 715.2 Experimental Details . . . . . . . . . . . . . . . . . . . . . . . 725.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 73

5.3.1 Two-dimensional data . . . . . . . . . . . . . . . . . . 735.3.2 One-dimensional data . . . . . . . . . . . . . . . . . . 75

5.4 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 785.4.1 The unannealed Cu film . . . . . . . . . . . . . . . . . 785.4.2 The annealed Cu film . . . . . . . . . . . . . . . . . . . 86

5.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 87

6 Adsorption of cobalt on the ten-fold surface of d-Al72Ni11Co17

and on the five-fold surface of i -Al70Pd21Mn9 896.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 89

6.1.1 Practical magnetism . . . . . . . . . . . . . . . . . . . 896.1.2 Physical motivation . . . . . . . . . . . . . . . . . . . . 90

6.2 Experimental Details . . . . . . . . . . . . . . . . . . . . . . . 916.3 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91

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6.3.1 Scanning tunneling microscopy and Auger electron spec-troscopy . . . . . . . . . . . . . . . . . . . . . . . . . . 91

6.3.2 Low-energy electron diffraction . . . . . . . . . . . . . 946.4 Discussion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 966.5 Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98

7 Surface magnetism of quasicrystals and thin films depositedthereon 997.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . 997.2 Results . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 100

7.2.1 Icosahedral Al70Pd21Mn9 . . . . . . . . . . . . . . . . . 1007.2.2 Magnetism and ordering: XMCD . . . . . . . . . . . . 1017.2.3 Easy and hard magnetization directions: XMCD . . . . 102

7.3 d -Al72Ni11Co17 . . . . . . . . . . . . . . . . . . . . . . . . . . 1027.3.1 Preparation conditions . . . . . . . . . . . . . . . . . . 1027.3.2 Magnetism . . . . . . . . . . . . . . . . . . . . . . . . . 106

7.4 Deposited Fe film on d -Al72Ni11Co17 . . . . . . . . . . . . . . 1087.4.1 Hysteresis curves . . . . . . . . . . . . . . . . . . . . . 108

7.5 Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 108

8 Summary and suggestions for further work 113

List of Publications 116

Presentations 125

Bibliography 126

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Acknowledgments

The preparation of this thesis has been a long and difficult task, but has beengreatly eased by the excellent support I have had from the start, not leastfrom Dr Julian Ledieu. From the tellings off I’ve received for missing onetoo many Thursday mornings (Wednesday is karaoke night at the AugustusJohn) to the constant encouragement through to the small hours of the longexperimental runs, he has been a considerable help, though I may not alwayshave appreciated it at the time.

The folks at the Surface Science Research Centre in Liverpool have madethis journey a very enjoyable one – from the very beginning of my time hereas an undergraduate project student all the way through to my final year asa piece of the furniture, I have been made to feel welcome and important allof the time. I have made some very good friends through this place, and Iknow I’ll be friends with them for some considerable time to come – I’ve seenpeople get married and have children and move countries and careers in myshort time here, and I’ve been to visit them, and will again (when I get ajob).

The group has been a pleasure to work with; I thank Ronan McGrath forinviting me to become a student, and for allowing me to pursue the projectunder his supervision. I’m grateful for the many opportunities he has offeredme, such as trips in the States, where I made many other good friends, notleast Professor Renee Diehl, who has also been a constant help throughoutthe process, offering advice and guidance in difficult times.

But most of all, I have to thank my parents, for constantly believing inmy ability to do this, and that it’s the right thing for me to do. I thank themfor the all the help they have given and generosity they have showed, and Ihope I will ultimately be able to repay them, though I don’t know how.

Ta Mum. Ta Dad.

Joseph Anthony Smerdon 2006

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Abstract

This thesis is a report of work carried out in the Surface Science ResearchCentre of the University of Liverpool, the Medium Energy Ion Scatteringfacility in Daresbury, and the X-ray Magnetic Circular Dichroism beamline(ID8) at the European Synchrotron Radiation Facility in Grenoble. Thethree-year project has resulted in the successful identification of elementalcandidates for the formation of single-element quasiperiodic thin films on thesurfaces of quasicrystals, and also an elucidation of the local atomic structureof one of these films. The basic structural characteristics of the films seem tohold for all systems studied. Further to this, a study to discover the magneticproperties of selected quasicrystals and elemental films deposited thereon hasbeen undertaken, and certain results are reported.

The elucidation of the local atomic structure of a pseudomorphic film ofCu deposited on the five-fold surface of i -Al70Pd21Mn9 using medium-energyion scattering spectroscopy (MEIS) is reported. Monte Carlo calculations,using the VEGAS code, have been utilised to simulate the blocking of 100keV He+ ions scattered from the overlayer. The coordinates of the Cu atomsin the overlayer derived from this procedure are consistent with a structurecomposed of islands of material occurring in five rotational domains orientedalong high symmetry directions on the quasicrystal surface. Each islandconsists of nanoscale rows of cubic material arranged according to a one-dimensional Fibonacci sequence with long and short distances related by thegolden mean τ . Upon annealing the film transforms to an alloyed structurecomposed of five orientational domains of fcc material with the (110) axisperpendicular to the surface.

The adsorption behaviour of Co on the ten-fold surface of d -Al72Ni11Co17

and on the five-fold surface of i -Al70Pd21Mn9 has been studied using scanningtunneling microscopy (STM), Auger electron spectroscopy (AES) and low-energy electron diffraction (LEED). The analysis of a distinctive quasiperi-odic LEED pattern for coverages from 3 - 30 ML of Co on d -Al72Ni11Co17

suggests that the Co forms in a pseudomorphic row structure composed of do-mains of Fibonacci spaced rows having a periodic lattice parameter along therows of 2.5 ± 0.1 A. The same structure, though less well-ordered and with alarger lattice parameter, is formed on the five-fold surface of i -Al70Pd21Mn9.

Some discussion is made of results from a study to probe the magneticproperties of quasicrystals in different stages of preparation, and inducedinterface magnetism of d -Al72Ni11Co17 is observed for the first time.

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Glossary of Acronyms

LEED - Low Energy Electron DiffractionSTM - Scanning Tunnelling MicroscopyAES - Auger Electron SpectroscopyXPS - X-ray Photoemission SpectroscopyUHV - Ultra High VacuumFFT - Fast Fourier TransformXMCD - X-ray Magnetic Circular DichroismMEIS - Medium Energy Ion Scattering spectroscopy

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Chapter 1

Introduction

Madam, of what use is a baby?

Michael Faraday’s famous response to the Queen’s enquiries regarding

the purpose of basic electrical and magnetic studies.

Or, to put it another way:

Physics is like sex; sure, it has some practical value, but that’s

not why we do it.

Richard Feynman, in a lecture.

1.1 Motivation

Since the first applications of the scientific method and the development

of the philosophy of science, it has always been the unexpected discoveries

that have led to the greatest scientific breakthroughs – for example, consider

Michelson and Morley’s experiment to determine the speed of the Earth

relative to the aether that was expected to be the medium for electromagnetic

waves [1]. The unequivocal proof that no such thing as the aether existed

eventually led to the proposal of the theory of special relativity [2].

The discovery of quasicrystals in 1984 by Dan Shechtman has not (yet)

led to anything quite as grand as a new theory of mass, space and time, but

has certainly been extremely effective in shaking the world of crystallography

to its core. Everybody knows that you can tile a floor with square tiles, or

1

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graph paper with squares, or fill a room to its limit with cubic or cuboid,

or even triangular- or hexagonal-prism-shaped boxes, and this appeared to

be the route by which crystal packing may be ultimately understood. Roger

Penrose dabbled in the 70s with his ‘Penrose tilings’ that could be used to tile

a plane (or floor) in such a fashion that the tiling could be rotated five times

into itself, but these were mathematical games – even the title of his paper [3]

cited ‘aesthetics’ as the reason for pursuing such geometrical diversions.

Quasicrystals are binary, tertiary or quaternary alloys that form in ex-

tremely well-ordered, yet aperiodic structures. Studies of the ordering within

these systems indicate that although they can, and often do, exhibit ordering

as perfect as that found within conventional crystals, the order of rotational

symmetry present precludes the existence of a unit cell.

Quasicrystals exhibit five-, eight-, ten- or twelve-fold rotational symme-

try along one or more crystal directions. The surface structure of five-fold

and ten-fold planes may be understood in terms of the aesthetically pleasing

geometrical diversions of Penrose, and the icosahedral bulk structure of qua-

sicrystals exhibiting five-fold planes may be considered to be analogous to a

three-dimensional Penrose tiling.

The mechanisms and chemical interactions causing these exotic materials

to form in such unusual structures are somewhat mysterious – we can work

out mathematically that the icosahedral structure is a projection of a periodic

six-dimensional structure, but how could individual atoms and clusters of

atoms be expected to know that? An energy-minimisation curve dictates the

way the solid can condense out of the melt, and although icosahedral clusters

are common in molten alloys, how, in these special cases, can they know to

ultimately coalesce at the vertices of larger icosahedra, and these in turn at

the vertices of still larger icosahedra?

There is a need to know, and the motivation for this work lies in simpli-

fying quasiperiodic systems as far as possible in order to perhaps enable the

ultimate discovery of all of these mechanisms.

2

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1.2 Chapter breakdown

Chapter 2 deals with the basics of (quasi-)crystallography, and the methods

involved in the discovery of quasicrystals. There is also an introduction to the

mathematics of aperiodic ordering, and some details of the two quasicrystals

discussed in this thesis, in terms of their bulk and surface structures.

Chapter 3 summarises the work carried out, so far, on deposition of el-

emental overlayers on quasicrystals. This work encompasses the efforts to-

wards the creation of a single-element quasicrystal.

Chapter 4 introduces the experimental techniques employed in this thesis

work. An introduction to vacuum technology is provided, as is some expla-

nation of the capabilities, and limitations, of the various techniques used,

such as diffraction (LEED), microscopy (STM), surface composition analysis

(AES), backscattering (MEIS) and a probe of magnetic properties (XMCD).

Chapter 5 represents the first time the local atomic structure of a pseudo-

morphic single-element film deposited on a quasicrystal has been determined.

Through a combination of techniques, culminating in this adaptation of a

Monte Carlo technique to model a MEIS study of a copper film deposited on

the five-fold surface of i -Al70Pd21Mn9, the three-dimensional atomic struc-

ture is solved.

Chapter 6 is an analytical chapter discussing the behaviour of cobalt

atoms deposited on the five- and ten-fold faces of an icosahedral and a

decagonal quasicrystal. The techniques used to discover the structure of

the overlayer formed are LEED and STM. Although the magnetic proper-

ties are not probed in this chapter, this study constitutes the first time a

magnetic pseudomorphic overlayer has been deposited on a quasicrystalline

substrate.

Chapter 7 deals with some aspects of the magnetic behaviour of qua-

sicrystals. Though not as analytical as the previous chapters, it presents the

first evidence obtained for induced interface magnetism in Co at the surface

of d -Al72Ni11Co17 with a thin magnetic film deposited thereon.

Chapter 8 provides a brief summary of the thesis, and indicates possible

directions for future work.

3

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Chapter 2

Quasicrystals

2.1 Introduction

2.1.1 Crystallography

Periodic structures

Given the task of differentiating between different types of solid (‘condensed

matter’), the first and most easily made distinction is that between materials

in which long-range order is present and materials in which long-range order

is absent. Materials in which order is not present are known as ‘glasses’

or amorphous materials. The simplest type of ordering possible in solid

materials is that in which sets of atomic positions (collectively, the unit cell)

are related to each other by an expression of the form

ax+by+cz

where x, y and z are integer and a, b and c are unit vectors. These

unit vectors define a lattice, which is infinite in three-dimensional space and

isotropic i.e. every point in the lattice has an environment identical to that

of every other point. The other element needed to define a crystal is a basis,

which is an atom or group of atoms that is placed at every point on the

4

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Figure 2.1: Only 2-, 3-, 4- and 6-fold symmetry can tile a plane.

lattice. The unit vectors a, b and c and the basis comprise the unit cell,

which defines the structure.

This definition of a crystal carries within it the stipulation that only

rotational symmetry based on 60◦ or 90◦ intervals is permitted i.e. 2-, 3-,

4- or 6-fold symmetry. This is illustrated in figure 2.1. It also implies the

existence of just fourteen types of lattice (called Bravais lattices) and 230

point groups.

2.1.2 Diffraction and the discovery of quasicrystals

Crystal structure may be found by diffraction techniques. A beam of ra-

diation with known wavelength incident on an ordered structure will be

diffracted according to the equation

nλ = 2d sin θ (2.1)

where λ is the wavelength and n = (h2 + k2 + l2)1/2

i.e. beams of diffracted radiation emerge at well-defined angles. A diffrac-

5

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Figure 2.2: Shechtman’s logbook, from 1982, documenting the first discoveryof a quasicrystalline phase in the Al75Mn25 alloy. The term SAD refers toselected area diffraction, with the acronym DF referring to the use of thedark field mode of the technique, where one diffraction beam is used in theproduction of a transmission electron micrograph.

tion pattern has the same order of rotational symmetry as the structure it

results from, revealing instant information about the type of lattice giving

rise to the diffraction.

In 1982, working on sabbatical at the National Bureau of Standards in

Washington D.C., Dan Shechtman was using electron diffraction to identify

the structures of different phases in the AlMn system. These were formed

using a fast-quenching technique in which a melt is sprayed onto a spinning

wheel, resulting in cooling at the rate of 105 Ks−1 and the formation of ther-

modynamically metastable structures. Out of the many alloys he studied, he

found one that had a ten-fold diffraction pattern; surprising, considering this

is forbidden by the rules of crystallography referred to above. The relevant

page from the logbook is reproduced in figure 2.2.

He had discovered what eventually became known as quasicrystals, short

for quasi-periodic crystals. Two years later, he published his results [4] and

6

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caused much controversy in the world of crystallography. The well known

chemist Linus Pauling dismissed his findings as caused by multiply-twinned

cubic crystals [5], but as the field became established and as more quasicrys-

tals — among them thermodynamically stable species — were discovered,

their reality became indisputable.

2.2 Aperiodic order

Since, in order to have a diffraction pattern at all, quasicrystals must exhibit

an extremely high degree of ordering, and the observation of forbidden orders

of rotational symmetry proves that the ordering cannot be periodic, they

must possess ordering that is aperiodic.

2.2.1 The Fibonacci sequence

The simplest kind of aperiodic ordering takes the form of a one-dimensional

sequence in which the order of the components follows rigid rules and yet

never repeats. One such sequence is the Fibonacci sequence, given by the

rule ‘the next term is given by the sum of the previous two terms’ [6]. This

results in the following sequence:

1

1

2

3

5

8

13

21

...

7

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or, if two objects denoted L and S constitute terms in the sequence, then

its form is:

S

L

LS

LSL

LSLLS

LSLLSLSL

LSLLSLSLLSLLS...

This sequence fulfils the criteria for aperiodic order; it is the result of two

simple rules (L → LS ; S → L), and extends to infinity without repeating.

Any part of any term, of any length, may be found in an infinite term an

infinite number of times, but as a whole the sequence never repeats.

This sequence may also be generated in a way that at once may seem sim-

pler and more complicated, called the ‘cut-and-project’ method, illustrated

in figure 2.3. If a slice is taken through a periodic grid at an irrational angle,

it intersects the grid in a quasiperiodic fashion, in this case resulting in a

one-dimensional Fibonacci sequence. This is easily understandable in terms

of the fact that, by definition, an irrational number may not be expressed as a

fraction; therefore, a line originating from one set of integer coordinates with

an irrational gradient will never intersect another set of integer coordinates.

As discussed later in this chapter, an icosahedral quasicrystal structure may

analogously be considered to be a decoration of a three dimensional projec-

tion of a six-dimensional hypercubic lattice [7].

8

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Figure 2.3: (a) The project method. (b) The cut method. In the six-dimensional analogue to this diagram, the ‘lines of finite length’ are replacedby two-dimensional ‘atomic surfaces’, and the way the three-dimensional pro-jection cuts them reveals atomic positions in the bulk structure.

9

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Figure 2.4: In a pentagram, the ratio of the areas a/b is equal to τ .

2.2.2 The golden ratio τ and the Penrose tiling

The golden ratio is a solution to the equation:

x2 − x− 1 = 0 (2.2)

where x is equal to√

5+12

= (τ) and 1−√

52

= (1/τ).

It is also the ratio of L to S objects in a term in the Fibonacci sequence

as n→∞ and the value to which the ratio of consecutive Fibonacci numbers

converges as well as the inherent ratio of areas and line lengths formed in

a pentagram (figure 2.4). It also appears in nature in, for example, the

patterns of seeds observed on flowerheads and pinecones (figure 2.5), in which

the numbers of clockwise and anticlockwise spirals are consecutive terms in

the Fibonacci sequence, and so their ratio approximates to τ . Artists and

architects have been aware of the aesthetic value of τ for thousands of years

(see figure 2.6), and some of Mozart’s sonatas are divided according to the

golden section also.

2.2.3 The Penrose tiling

Roger Penrose is the Emeritus Rouse Ball Professor of Mathematics at the

University of Oxford. He is responsible for some extremely important de-

10

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Figure 2.5: The daisy and pinecone are examples of plants that exhibit Fi-bonacci ordering and τ -scaling.

Figure 2.6: The Parthenon is depicted, with τ -scaling relationships high-lighted. Inset: τ and the human body.

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Figure 2.7: The Penrose P1 tiling. The four constituent tiles are the boat,star, pentagon and rhomb tiles.

velopments in mathematical physics, particularly in general relativity and

cosmology, and holds some controversial philosophical views, for example on

the quantum mechanical nature of human thought. However, in relation

to this thesis, his most important work is on what have become known as

Penrose tilings.

Penrose tilings are a two-dimensional manifestation of the most impor-

tant aspect of the Fibonacci sequence: aperiodicity. The Penrose P1 tiling

(reprinted from ref [3] in figure 2.7) is the first tiling Penrose discovered, in

1974, that could be used to tile a plane with five-fold symmetry. As discussed

earlier, it is not possible to tile a plane in a five-fold fashion with a single

shape of tile; what Penrose discovered were some simple ways to tile a plane

in a five-fold fashion with a relatively small number of tiles. His most famous

tiling, the Penrose P3 tiling, consists of two rhombic tiles, the so-called fat

and skinny rhombs (shown in figure 2.8), with interior angles of 108◦ and

72◦ and 144◦ and 36◦ respectively. The ratio of the areas of these rhombs is

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equal to τ . These rhombs may be tiled together to form either a periodic or

an aperiodic tiling; to enforce aperiodicity matching rules must be applied.

These are shown in the figure as arrows on the sides of the rhombs. The

matching rules in this case are equivalent to saying that no two rhombs may

come together to form a parallelogram. In an aperiodic tiling, the ratio of

numbers of fat rhombs to skinny rhombs is also equal to τ .

2.3 Bulk structure of decagonal Al72Ni11Co17

Only icosahedral quasicrystals have three-dimensional aperiodic structure

and stacking; other kinds of quasicrystal that exhibit eight- [8–10], ten- [11–

13] and twelve-fold [14, 15] rotational symmetry do so along only one axis

and are periodically stacked perpendicular to that axis. The structure of

decagonal Al-Ni-Co has been well-studied [16–26], and many bulk models

have been proposed. These fall into two broad categories: the tiling models

and the quasi-unit cell models. The tiling models largely follow a decoration

of tiles based on the Penrose P1 tiling (the four-component tiling depicted

in figure 2.7) and suffer from a lack of consistency in the prediction of the

density of the 20 A decagonal clusters that are visible in images of the surfaces

of this family of quasicrystals.

The most promising candidate for the structure of the decagonal Al72Ni11Co17

quasicrystal is based on a quasi-unit cell. This kind of cluster, two competing

candidates for which are depicted in figure 2.9, overlaps in a specific fashion

to cover a plane. A completed plane consists of two five-fold planes closely

stacked and related by inversion symmetry to provide the ten-fold symmetry.

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Figure 2.8: The Penrose P3 tiling and the rhombs that make it up, withmatching rules shown.

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Figure 2.9: Two competing models for the atomic decoration of the decagonal(2 nm) quasi-unit-cell for Al72Ni20Co8: (a); a model with broken ten-foldsymmetry and (b); an alternative model with unbroken ten-fold symmetrybut with accidental symmetry breaking introduced in the central region dueto chemical and occupational (vacancy) disordering. Reprinted from ref. [26].Copyright APS 2000.

15

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Z

X

Y

5

2

6 3

4

1

Figure 2.10: Schematic of an icosahedron, showing the six five-fold symmetryaxes.

2.4 Bulk structure of icosahedral quasicrys-

tals

Icosahedral quasicrystals are structurally complex, in that they are fully

quasiperiodic in three dimensions. Like an icosahedron, the quasicrystal has

31 high symmetry axes:

ten 3-fold axes

six 5-fold axes

fifteen 2-fold axes

2.4.1 The icosahedral glass model

The first model proposed for the bulk structure of icosahedral quasicrys-

tal phases was the icosahedral glass model proposed by Shechtman et al. in

16

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1985 [27]. This model consists of a random packing of orientationally ordered

icosahedral clusters, and has been shown to give diffraction peaks consistent

with that observed from the earliest icosahedral phases. However, the peaks

produced had an inherent width due to the large degree of disorder present

in the structure, and this was inconsistent with the extremely sharp diffrac-

tion patterns obtained from higher quality icosahedral quasicrystal samples

produced subsequently with more refined techniques.

2.4.2 The icosahedral quasicrystal model

The icosahedral quasicrystal model is a highly ordered model based on a

three-dimensional aperiodic icosahedral tiling.

Basic concepts

To fully define a pentagon, four unit vectors from the centre to the vertices

are required. Thus to uniquely define a point in five-fold symmetrical two-

dimensional space, a four-dimensional coordinate system is necessary. From

this it follows that the cut-and-project method introduced previously may

be used to produce the Penrose tiling; a particular two-dimensional section

through a four-dimensional periodic lattice will result in a set of vertices

consistent with the Penrose tiling.

Solving the structure of icosahedral quasicrystals also requires the cut-

and-project method. As mentioned earlier, an icosahedron has six five-fold

axes, by which it may be fully defined. In the same way that a five-fold two-

dimensional tiling may be defined by a periodic lattice in four-dimensional

space, a periodic lattice in six-dimensional space may be projected into three

dimensions to give an aperiodic lattice with icosahedral symmetry. A con-

sideration of higher-dimensional periodic space is always required to fully

describe any aperiodic structure.

Three dimensional diffraction patterns are modeled using the 6-D struc-

ture, with the atomic structure contained in the windows or ‘atomic surfaces’,

which are the ‘projection strips’. Different models contain different geometry

17

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B C DA

Figure 2.11: A Mackay icosahedral cluster (51 atoms). The cluster is definedby a central body-centred cube (9 atoms, radius 2.57 A), or a partially oc-cupied dodecahedral shell, followed by an icosahedral shell (12 atoms, radius4.56 A), and finally an external icosidodecahedral shell (30 atoms, radius4.80 A).

windows, with different atomic content.

2.4.3 Consensus on physical structure

Weeks after the discovery of the first quasicrystal was reported, Levine and

Steinhardt proposed a structural model for an icosahedral quasicrystal by ex-

trapolating the 2D Penrose tiling to 3D by extending the rhombs to become

rhombohedrons [28]. The 3D tiling exhibits a long-range icosahedral symme-

try, and is identical to that obtained using the cut-and-project method. It

still forms the basis for models of icosahedral quasicrystals today, in which

the tiling is decorated by clusters of atoms.

The i -Al70Pd21Mn9 quasicrystal is periodic in six-dimensional space. The

Fm35 space group characterises the structure in 6D, which may be considered

to be a face-centred hypercubic lattice [29]. A neutron and X-ray diffraction

study has resulted in a generally accepted model for the 3-dimensional physi-

cal structure [30]. It is found that the structure is best described as atomically

dense planes which are slightly corrugated and stacked in a quasiperiodic way

along the five-fold axis of the quasicrystal [31].

One way to consider the structure of an icosahedral quasicrystal is that it

is based on a hierarchy of pseudo-Mackay icosahedra (PMI), in which most

18

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+ +

B AC

Figure 2.12: A Bergman cluster (33 atoms). The cluster is defined by acentral atom, an icosahedral shell (12 atoms) and an outer dodecahedralshell (20 atoms).

of the vertices of a Mackay cluster are decorated by single atoms. These

PMIs then decorate the vertices of a larger (τ -cubed factor) PMI, and so on

upwards. There are essentially two types of PMI; one is a regular Mackay

icosahedron with Mn atoms on the external icosahedron vertices and Al else-

where (this occurs also with some substitution of Mn atoms with Pd atoms),

and also one containing about 20 Pd atoms and the rest Al. Interconnecting

space is filled with pieces of PMI [32, 33]. Truncated Bergman clusters are

formed at the intersection points of PMI. A Bergman cluster is depicted in

figure 2.12; a truncated Bergman cluster is a cluster without the external

dodecahedral shell. These clusters, and the cluster model in general, are dis-

cussed in greater detail by Gratias et al. [33]. This kind of model is equivalent

to the aforementioned three-dimensional Penrose tiling, with clusters deco-

rating rhombohedrons within the tiling. The most-studied surface to date is

the one formed by cutting the quasicrystal perpendicular to a five-fold axis.

2.5 Quasicrystalline surfaces

2.5.1 Five-fold surface of i -Al70Pd21Mn9

If an i -Al-Pd-Mn quasicrystal is cleaved under UHV along a five-fold plane,

a surface with an approximate roughness of 1 nm is obtained, upon which

19

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Figure 2.13: Scanning tunneling microscopy of a UHV-cleaved i -Al70Pd21Mn9

surface. The clusters are clearly visible. Reprinted from ref. [34]. CopyrightAPS 1996.

clusters of a particular size are visible. This is due to the crack propagation

being deflected around these harder Bergman clusters [34].

Dark five-fold hollows

An Al-Pd-Mn five-fold surface prepared by the sputter-anneal technique,

such as those presented in this thesis, exhibits a flat terraced surface covered

with atomic-scale features, as shown in figure 2.14. The most recognisable

of these features are the dark five-fold stars, which always occur with a

similar size and orientation, and have positions relatable to each other via a

Fibonacci pentagrid and τ -scaling. The size of these stars has been shown

to be consistent with that of a Bergman cluster, and the stars are generally

accepted to be Bergman clusters that have been bisected across a particular

plane [35].

20

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5 nm

Figure 2.14: Scanning tunneling microscopy of a flat i -Al70Pd21Mn9 sur-face. Many dark five-fold hollows may be observed. Reprinted from ref. [35].Copyright Elsevier 2001.

21

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Figure 2.15: An STM image of a dark five-fold hollow, with LDOS (see 4.3.3)plotted on the z-scale to provide a 3D image. The distances indicated areconsistent with the size of a truncated Bergman cluster. Reprinted fromref. [35]. Copyright Elsevier 2001.

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2.5.2 Ten-fold surface of d-Al72Ni11Co17

The ten-fold surface of Al-Ni-Co may also be understood in terms of a Penrose

tiling model. The surface may be considered to be composed of overlapping

essentially two-dimensional decagonal clusters, as previously mentioned in

Section 2.3. The clusters overlap according to specific rules, as in the match-

ing rules imposed on Penrose tilings, and when these rules are followed, a

Penrose tiling may be consistently superimposed on the surface. The surface

forms with a hierarchy of length scales related by τ . One atomic layer is

formed by two closely spaced layers, each five-fold and related by inversion

symmetry. In this way the ten-fold surface is produced.

2.6 Magnetism

2.6.1 The atom

The classical picture of the atom involves a positively charged nucleus com-

posed of protons and neutrons surrounded by shells of electrons, with each

innermost shell completed before the next starts to fill. The quantum me-

chanical nature of an electron in one of these shells can be described as a

wavefunction carrying four different properties: charge, mass, angular mo-

mentum and spin. To the wavefunction we assign four quantum numbers

(n, l, ml and ms), representing the principal, the angular momentum, the

magnetic and the spin quantum numbers respectively. Two electrons are for-

bidden to carry the same set of quantum numbers; this stipulation is known

as the Pauli exclusion principle, and implies that the relative direction of

two interacting spins cannot be changed without changing the spatial dis-

tribution of charge. This change in the Coulomb electrostatic energy of the

whole system is equivalent to the existence of a direct coupling between the

directions of the spins involved [38].

A closed shell of electrons gives a zero net magnetic moment. Systems

with an intrinsic magnetic moment may either have atoms with unpaired

electrons, or may permit the fulfilment of the Pauli principle without a com-

23

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20 nm

a

Figure 2.16: (a); An STM image of the two-fold surface of d -Al-Ni-Co. (b);An STM image of the ten-fold surface of d -Al-Ni-Co, with some Fourierfiltering applied. Figure adapted from figures published in Refs [36, 37].Copyright APS 2002, 2004.

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plete pairing of electrons throughout the system. For many-electron systems,

the net magnetic moment is determined by the vector sum of the spin and

orbital angular momentum of its electrons. The total angular momentum J

is expressed as a vector sum:

J = L + S (2.3)

2.6.2 The solid

A system of many atoms will always exhibit a magnetic response in the pres-

ence of an applied field, either from the localised magnetic moments present,

or, in the case of systems with delocalised electrons, in the motion of the

sea of electrons. As the applied magnetic field increases, the orientation of

magnetic moments within the solid changes smoothly from a random distri-

bution to total alignment with the field when a particular saturating value of

the field is reached. Thermal motion presents the randomising mechanism,

and therefore there is a temperature for each system below which any ap-

plied magnetic field causes saturation. This temperature is called the Curie

temperature. According to the ordering of the solid, there may also be easy

or hard directions of magnetization — the different directions generally lie

along different crystal planes. In an amorphous system, there is isotropy of

magnetization.

2.6.3 Magnetic properties of quasicrystals

The quasicrystals i -Al-Pd-Mn and d-Al-Ni-Co do not exhibit much mag-

netic behaviour; approximately 1% of Mn atoms in i -Al70Pd21Mn9 have an

appreciable magnetic moment [39], and orientational frustration prevents d -

Al72Ni11Co17 from exhibiting any magnetic behaviour whatsoever [40].

Charrier et al. [41] reported the existence of a long-range antiferromag-

netic ordering in the rare-earth based RE -Mg-Zn quasicrystalline phases,

observed using neutron powder diffraction. It appeared that there was long-

range quasiperiodic antiferromagnetic ordering based on a four-element Fi-

25

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bonacci sequence, with the S and L segments further divided into ‘spin-up’

and ‘spin-down’ states. However, a further study on quasicrystalline pow-

ders and single-crystals using neutron diffraction [42] failed to duplicate the

result, instead revealing the presence of weak paramagnetism at tempera-

tures above the Curie temperature. The earlier result was attributed to the

presence of spurious crystalline phases in the quasicrystal samples.

The only kind of magnetism that has been observed in quasicrystals,

therefore, is a weak paramagnetism. However, as mentioned, even this does

not occur in the decagonal phases.

26

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Chapter 3

Thin film deposition

3.1 Motivation

The formation of thin films on surfaces has many applications; the modifi-

cation of tribological properties of a surface to improve wear resistance or

reduce friction for mechanical applications is common. Two examples are

given in figure 3.1. Also well known is the motivation to improve thin film

magnetic properties, driven today by the desire to improve data storage ca-

pabilities for computing applications. Optical properties may be modified

by a film deposited on a lens; a film of half-λ thickness reduces reflection

by causing destructive interference of a selected frequency of light, or, in the

case of a writable CD, a molecular layer is deposited whose crystallographic

properties may be modified by a laser to cause it to either reflect or absorb

light, allowing the storage of data.

On a more basic physical level, the interaction of adsorbates with sub-

strates allows us to characterise the physics of a system. Quasicrystals, for

example, are extremely complex structurally and chemically, and one route

towards reducing the overall complexity of the system would be to some-

how manufacture a single-element quasicrystal in order to differentiate the

physical behaviour due to properties inherent in the aperiodicity from the

chemical behaviour of the system. The most direct way of doing this would

27

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Figure 3.1: Left ; an aircraft engine. Right ; the head of an electric shaver.These are common examples of applications for coatings to modify mechan-ical properties.

be to use an existing quasicrystal as a template by employing it as a sub-

strate for adsorption experiments; this has the additional benefit of reducing

the complexity still further by reducing the physical size to the nanoscale.

3.2 Growth modes

The formation of epitaxial films has traditionally been classified into three

basic growth modes, shown in figure 3.2. If the affinity between adsorbate

and substrate is high, the density of nucleation points is high and islands will

grow around nucleating atoms in a two-dimensional fashion until a complete

monolayer is formed, at which point further layers will grow in a layer-by-

layer fashion. This growth mode is usually referred to as the Frank-Van der

Merwe growth mode [43]. If, on the other hand, adsorbing atoms experience

a greater attraction to other adsorbing atoms than they do to the substrate,

film growth proceeds in a three-dimensional (perpendicular) fashion, in order

to minimise the adsorbate-substrate interaction. This mode is referred to as

the Volmer-Weber growth mode [43]. The growth occurs in the Stranski-

Krastanov mode when the system is inbetween these two extremes — this is

most often the case when the substrate-adsorbate affinity is strong, but there

28

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(b) Volmer-Weber growth(a) Frank-van der Merwe growth (c) Stranski-Krastanov growth

substrate

adsorbate

Figure 3.2: (a) Layer-by-layer growth; (b) Three-dimensional growth; (c)Layer-by-layer reverting to island growth

is a lattice mismatch between the film and substrate causing significant strain

in the overlayer. After a few monolayers have been deposited, the adsorbate

film reverts to three-dimensional growth to minimise the strain energy present

in the film.

Thermodynamic considerations

The thermodynamic tendency of a system to minimise its total energy pro-

vides a way of understanding the different growth modes explained above. As

surface atoms are bound less tightly than those below the surface, they have

more energy. This difference in energy between surface and bulk is referred

to as the surface free energy. The commonly known phenomena of capillary

action and droplet formation are the result of surface tension which is the

physical manifestation of the system minimising its total surface free energy

by minimising the surface area.

Surface energy is usually represented by the Greek letter γ, with sub-

scripts added to denote the surface between substrate and film (sf), sub-

strate and vapour (sv), and film and vapour (fv). Youngs equation relates

the contact angle of a droplet or film nucleus to the surface energies.

cos θ =γsv + γsfγfv

(3.1)

where θ is the angle the adsorbate droplet makes with the substrate (figure

3.3).

29

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substrate

adsorbate

Figure 3.3: Illustrating Young’s equation.

Equation 3.1 can be used to express the conditions for the above growth

modes in terms of the surface free energy. For layer-by-layer growth, θ = 0

and so

γsv ≥ γsf + γfv (3.2)

For island growth, θ > 0 and so

γsv < γsf + γfv (3.3)

In general, adsorbates with low surface energies will wet substrates with

high surface energies, resulting in a Volmer-Weber growth mode; however, if

the lattice mismatch is too great between substrate and adsorbate, Stranski-

Krastanov growth will occur to relieve strain energy. In the case of qua-

sicrystal substrates, there is no lattice present and so it is possible that films

cannot adopt a Volmer-Weber growth mode, perhaps reducing the potential

candidates for growth modes to two.

3.3 Homogeneous and heterogeneous systems

An introduction to another terminology which is perhaps more transparent

than the “growth modes” referred to above is given in this section.

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3.3.1 Homogeneous systems

Homogeneous systems are those in which the adsorbate primarily bonds to

itself, that is, adsorbing atoms slide around freely on the surface until they

encounter other adsorbate atoms, at which point island formation occurs.

The islands become immobile, usually very rapidly. There is no preferred

network of points on the substrate at which adsorbate atoms congregate; the

potential energy surface has a low enough corrugation for diffusion events to

occur practically unhindered. Hence the island growth mechanism depends

entirely on adsorbate-adsorbate bonding and there is no possibility within

this class of system for the substrate to act as a template [44].

3.3.2 Heterogeneous systems

Heterogeneous systems involve active bond formation between the substrate

and the adsorbate atoms. Either the atoms may bond at the point where

they impinge on the surface, or they may travel around until they find a

preferred site at which to bond, or, in the case of physisorption, a potential

well that is too deep to escape. These sites are called nucleation points and

form a network of sites at which island formation begins. Traditionally, this

has been expected to mean that nucleation depends on defects in the surface.

However, the increased separation and variance in depth of features on the

surfaces of complex alloys and quasicrystals may constitute the formation

of such a network of points. If nucleation points exist on a surface, then

it is possible for the surface to enforce some kind of order in the adsorbed

layer [44].

The heterogeneous class of interactions may be further divided, according

to the level of interaction between the substrate and the adsorbate. If there

is a small interaction between the substrate and the adsorbate, it is likely

that the adsorbate will form in islands of its own preferred bulk structure,

but also that these islands will be oriented along directions of high symmetry

present on the template surface. This happens in the case of Al on AlPdMn,

in which face-centred cubic (fcc) islands are formed in five orientational do-

31

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Figure 3.4: Low-energy electron diffraction pattern from Al/i -Al70Pd21Mn9.Reprinted from ref. [45]. Copyright APS 2001.

mains, each with the (111) axis aligned parallel to one of the three-fold axes

of the icosahedral quasicrystal substrate [45]. The structure of the overlayer

is determined from the diffraction pattern from this system (shown in figure

3.4). At low temperatures, Xe adsorbed on d -Al72Ni11Co17 forms hcp islands

as shown in figure 3.5, each rotated according to a high symmetry direction

of the ten-fold surface. This kind of growth is called rotational epitaxial

growth [37, 46–49].

3.4 Pseudomorphism

The other kind of heterogeneous growth is called pseudomorphism. This

occurs when the substrate acts as a nanotemplate and successfully imposes

structural characteristics on adsorbed overlayers. As mentioned above, this

may only occur when a network of so-called nucleation points exists. To

understand this phenomenon, it is helpful to refer back to some of the struc-

tural properties of quasicrystals mentioned in Chapter 2 in order to highlight

possible candidates for the network of nucleation points.

C60 adsorption on i -Al70Pd21Mn9

The dark five-fold stars are an attractive first choice to be considered as

nucleation points; adsorbing species could be expected to physically fit within

32

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Figure 3.5: (a); A structure model for how Xe grows on d -Al72Ni11Co17,with (b); its Fourier transform. (c); Diffraction from Xe/d -Al72Ni11Co17.Reprinted from ref. [37]. Copyright APS 2004.

them, and presumably the increased coordination that would be experienced

by an adsorbate occupying one of these hollows would indicate that they

may indeed form the network of nucleation points required for the surface to

function as a nanotemplate. Indeed, one study carried out by the Liverpool

group investigated the adsorption behaviour of C60 molecules on the five-fold

surface of i -Al70Pd21Mn9. Carbon-60 molecules are the ideal adsorbate for

initial studies of this kind of interaction, for they usually remain intact upon

adsorption and experience only fairly weak physisorption forces. Therefore,

the validity of the hypothesis that the hollows should form a potential well

may be tested. Also, the cage diameter is comparable with the diameter of

the hollows [50,51].

It was discovered that at extremely low coverages (0.065 ML), the C60

molecules often adsorb according to the locations of the five-fold hollows,

resulting in short-range τ -scaled ordering (see figure 3.6) [50]. However, due

to the non-exclusive nature of the adsorption (i.e. the C60 molecules are also

33

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Figure 3.6: An STM image of C60 on i -Al70Pd21Mn9, showing the τ -scalingrelationships of the adsorption sites. Reprinted from ref. [35]. CopyrightElsevier 2001.

34

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found in other sites on the surface), this does not constitute pseudomorphism.

Gold deposition on i -Al72Pd19.5Mn8.5

The first observed potential candidate for pseudomorphism was reported in

2001 after Shimoda et al. deposited approximately 10 ML of Au on a five-fold

surface of i -Al72Pd19.5Mn8.5 that had been pre-dosed with In. The indium

acts as a surfactant without which the gold grows in a three-dimensional

fashion. As deposited, the film is poly-crystalline, but x-ray photoelectron

diffraction (XPD) measurements taken (figure 3.7) after annealing the film to

400 K reveal the formation of an alloyed Au-Al film that apparently exhibits

some local icosahedral symmetry [52]. X-ray photoelectron diffraction is

a tool that measures the macroscale average of the nanoscale local order,

therefore, for a five-fold pattern to be observed, not only must there exist

local icosahedral order, but also the ordered clusters that give rise to the

XPD features must be oriented in the same direction. However, there is

no evidence that there is long-range correlated quasicrystalline order in this

film, and the x-ray photoelectron spectrum reveals a composition perfectly

consistent with an AuAl2 alloy1.

3.4.1 Single-species pseudomorphism

Single-element pseudomorphism was first reported by Franke et al. [54] on

the observation of Sb and Bi films deposited on the five-fold surface of i -

Al-Pd-Mn and the ten-fold surface of d -Al-Ni-Co. The films were charac-

terised using diffraction and helium-atom-scattering (HAS). It was found

that diffraction from the films (see figure 3.8) was τ -scaled, with peaks in

the same positions as those from the clean surface. In this way, rotational

epitaxial growth may be ruled out, and one may conclude that the films grow

in a truly quasiperiodic fashion. The films, in all cases, grew to a maximum

coverage of 1 ML, with the density of atoms in the film consistent with the

1Recent MEIS results [53] indicate that this film is amorphous or polycrystalline, andsuggests that the apparent five-fold diffraction pattern is in fact from the transition metals,which have core levels separated from those of Au by around 1 eV.

35

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Figure 3.7: Stereographic projections of XPD images of the (a) Au 4f and(b) Al 2s emissions from the five-fold surface of icosahedral i -Al-Pd-Mn afterAu depositions and subsequent annealing. The region covering 0◦ to 70◦

for polar angle is observed. (c) Stereographic projection of the symmetricelements of the icosahedral structure. [35]. Copyright The Japan Society ofApplied Physics 2001.

density of aluminium atoms in the expected terminations of the quasicrys-

tals used. Thus it may be tentatively asserted that the network of unique

nucleation points for these systems lies atop the Al atoms.

The Liverpool group, in collaboration with co-workers from the French

CNRS, has observed similar behaviour when lead is deposited upon the five-

fold surface of i -Al70Pd21Mn9 [55]. Also, Sharma et al. reported the for-

mation of a similar film using tin as the adsorbate on the five-fold surface

of i -AlCuFe [56]. All monolayer films discovered to date that follow a truly

icosahedral pseudomorphic growth mode revert to a usual crystalline form

of the adsorbate if a multilayer is deposited. This is an important point, for

these films exhibit true five- or ten-fold symmetry. Mathematically, at least

two structural units are required to implement five- or ten-fold symmetry;

therefore, it would be extremely interesting if a truly five-fold or ten-fold film

may be formed with one element.

36

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Figure 3.8: Low-energy electron diffraction patterns from (a); clean i -Al-Pd-Mn, (b); Bi/i -Al-Pd-Mn (c); Sb/i -Al-Pd-Mn. Reprinted from ref. [54].Copyright APS 2002.

37

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3.4.2 Multi-layer pseudomorphism

The Liverpool group is responsible for the discovery of the first two systems

that exhibit a kind of pseudomorphism distinct from those cases referred to

above [57–60]. The film formed by Cu on a five-fold surface of i -Al70Pd21Mn9,

and that formed by Co on the ten-fold surface of d -Al72Ni11Co17, are exam-

ples of multi-layer pseudomorphism.

Copper deposited on the five-fold surface of i -Al70Pd21Mn9 at submono-

layer coverage results in a reduction of the density of five-fold hollows ob-

served by STM [51], implying that they constitute the network of nucleation

points for this system. However, island growth is also observed. As cover-

age increases up to 3 ML, the clean surface quasicrystalline LEED pattern

disappears, eventually to be replaced by a ten-fold pattern as the coverage

increases to around 5 ML. This pattern persists up to around 30 ML, and is

the result of five rotational domains of a copper structure [58].

When imaged by STM, certain features are immediately apparent within

this copper structure. Rows are immediately visible within the islands, and

it can be seen that the row structure persists across layers. Moreover, these

rows are spaced according to a one-dimensional Fibonacci sequence, with the

ratio of the long and short separations equal to τ .

Fibonacci ordering and τ -scaling are fundamental characteristics of qua-

sicrystalline ordering, and for a copper film to exhibit such features implies

that the substrate is imposing its order, i.e. acting as a nanotemplate. The

absence of icosahedral symmetry is apparent also, since the film forms in

orientational domains in which the local atomic structure is predominantly

fcc (see Chapter 5).

The films described in this thesis identify a particular niche within the

definition of pseudomorphism; the tendency of the adsorbates to strike a

balance between their preferred bulk ordering and that of the quasicrystalline

nanotemplate is likely to be the main characteristic that allows them to form

multi-layer films. The ability to form these films represents an opportunity

to study the implications of quasicrystalline ordering without the complexity

of the alloyed thermodynamically stable phases.

38

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Chapter 4

Experimental Methods

4.1 Introduction

In this chapter the apparatus and techniques used in the preparation of this

thesis will be examined and explained in detail.

4.2 Ultra High Vacuum (UHV)

4.2.1 Vacuum chamber

The chambers used in the experiments described in this thesis were con-

structed from argon-arc welded stainless steel or mu-metal. These materials

are used because of their low rate of outgassing; they also provide shielding

from magnetic fields, which is important when techniques involving beams

of electrically charged particles are used.

The need to conduct surface science experiments in vacuum arises from

the necessity of minimising unknowns; one needs to be certain that a tech-

nique is probing the surface of a sample, and to be sure of that there must be

nothing else present to interfere with any information-gathering mechanism.

To define vacuum we must use a description of the different flow regimes

39

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low medium high ultra-high extreme high>1 mbar >10−3 mbar >10−7 mbar >10−12 mbar <10−12 mbar

Table 4.1: Table describing the scale by which vacuum is classified

that may be in effect in volumes of gas. The turbulent flow regime is in effect

in pressures higher than 10−2 mbar, and describes fluid motion, with each

particle constantly interacting with those around it. In pressures lower than

10−3 mbar, the molecular flow regime persists, and the particles travel freely

between their far fewer interactions. An important idea is the mean free path

of a particle, which is the average distance it travels between interactions.

This distance increases dramatically as the pressure drops; a particle with

a mean free path of 7 cm in 10−3 mbar will have a mean free path of 7 m

in 10−5 mbar. In common applications, such as inside a cathode-ray tube

display, the only factor affecting the quality of vacuum required is the ability

of the electron beam to travel freely from the filament to the screen; hence a

vacuum of 10−5 mbar is more than sufficient [61,62].

In a chamber designed for the conduction of surface science experiments

there is another restriction on the level of vacuum required, which is imposed

by the necessity of cleanliness. If the sticking coefficient of an impurity

molecule is 1, i.e. every impurity molecule sticks to the surface, then, from

the knowledge that a monolayer is equivalent to around 1015 molecules cm−2,

and that the impingement rate of impurities is directly proportional to the

pressure, we can determine that at a pressure of 10−5 mbar a monolayer

of impurities is formed in less than a second. If the pressure is reduced to

10−10 mbar, then, for a sticking coefficient of unity, the time taken to form a

monolayer increases to around 8 hours, which is a reasonable time in which

to conduct an experiment. The pressure range system is described in table

4.1 [62].

To achieve a pressure of less than 10−10 mbar, two main types of pumps

are used. Pumps that operate in the turbulent flow regime (rotary vane

pumps) rough the pressure in the chamber down to 10−3 mbar and are used

to back pumps that operate in the molecular flow regime (turbomolecular

40

Page 48: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

pumps), which reduce the pressure further to around 10−11 mbar. Titanium

sublimation pumps are also used; these act as a getter source and remove

particles from the vacuum when the titanium condenses onto the chamber

walls. Finally, ion pumps are used in applications which require low vibration,

for example scanning tunneling microscopy (STM).

4.2.2 Sample cleaning process

Ex-situ preparation

It has been found that ex-situ polishing of the samples has a major effect on

the quality following further in-situ preparation. For the eventual production

of micron scale terraces, it is necessary to polish the sample prior to insertion

with 6 µm, 1 µm and finally 1/4 µm paste. Following polishing, the samples

have mirror-like surfaces with some small pits, which upon further exami-

nation were observed to be pentagonal in character for the i -Al70Pd21Mn9

sample. It is thought that such pits are reflections of vacancies or voids in

the bulk structure.

In-situ preparation

Following insertion into vacuum, the samples are prepared using conventional

surface science methods. The broad process is similar for both samples used

in this thesis, with the only difference being the heating temperatures.

Once the chamber has been baked out (a procedure involving heating the

entire chamber to around 420 K for twelve hours to remove moisture from

the walls), the sample is initially degassed up to within 100 K of the anneal

temperature. To reach temperatures lower than 700 K, radiative heating is

used; sufficient current is passed through a filament about 1-2 mm behind the

sample to make it glow brightly. Degassing is carried out relatively slowly,

maintaining a pressure of below 5×108 mbar at all times.

Impurities are cleaned from the sample surface using argon ion bombard-

ment. The ions are accelerated to up to 3 keV and impinge on the surface

41

Page 49: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

at a grazing incidence. The choice of grazing incidence flattens the surface

somewhat due to protrusions shadowing depressions and hence being prefer-

entially sputtered. When argon ions are incident on lighter elements, they

transfer more kinetic energy; this results in these elements being preferen-

tially removed from the surface.

The process of preparing the samples in vacuum consists of cycles of argon

ion bombardment (90 minutes for the first time, 45 minutes thereafter) fol-

lowed by annealing to 920 K for i -Al70Pd21Mn9 or 1070 K for d -Al72Ni11Co17

for 4 hours, with the sample ready for study after a total of 20 hours annealing

time. For STM measurements, the sample was prepared with a final shorter

sputter/anneal cycle prior to data acquisition of 20 minutes sputtering and

2 hours annealing. These annealing times were established using criteria of

surface order, cleanliness and flatness as measured using STM. Presumably

such extended annealing times are required to restore the quasicrystalline

composition at the surface, by diffusion from the bulk.

The higher temperatures required for the annealing process are reached

by applying a high voltage between the sample plate and the filament, dis-

torting the cloud of electrons and further heating the sample via electron

bombardment. Ceramic beads are used for electrical isolation; after a long

time in use, these are prone to becoming coated in metal and will form a

bridge for current if too high a voltage is applied. Tungsten is used for

filaments intended for electron emission.

4.3 Techniques

4.3.1 Auger electron spectroscopy (AES)

Auger electron spectroscopy is a technique by which surface composition and

cleanliness may be determined. The effect was discovered independently by

both Austrian physicist Lise Meitner and French physicist Pierre Auger in the

1920s. Although Meitner made the discovery and reported it in Zeitschrift

fur Physik in 1923, two years before Auger, the effect came to be named after

42

Page 50: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Auger in the English-speaking scientific community [63,64].

When a beam of medium-energy electrons (typically in the range between

2-5 keV) is incident on a surface, some electrons which are subsequently emit-

ted have energies that are dependent only on the element from which they

have been emitted. The physical process by which these electrons are emitted

is called the Auger effect, and these electrons are called Auger electrons.

The effect occurs because the incident electrons can remove a core state

electron from a surface atom. The core state is subsequently filled by an

outer shell electron from the same atom; this leaves the atom in an excited

state and energy must be released in some way. In some cases this energy will

be transferred to another electron in the outer shell, which is then released

as an Auger electron. The energy of this electron is given by equation:

Eelectron = Ecorestate − (ES1 + ES2) (4.1)

in which S1 and S2 are the outer shell states. Because the energies of these

orbits are determined by the proton number of the atom, the composition

of the surface may be determined by matching the features observed to a

known library of information [64]. The other process by which an atom may

lose energy is fluorescence, in which the excess energy leads to the emission

of a photon.

Due to the higher binding energies for electrons in heavier atoms, AES is

most sensitive to atoms of low mass, detecting elements with a proton number

as low as 3. An Auger signal will sit on a huge background of electrons

generated via loss processes, so the analysis usually involves differentiating

the spectrum, as shown in figure 4.1. For light elements sensitivity can be as

high as 100 ppm, and due to the low energy and therefore low mean free path

of the Auger electrons, surface sensitivity is usually about 3 ML, though may

range from 5 - 100 A.

The Omicron VT-STM system used for the scanning tunneling microscopy

experiments described in this thesis is equipped with an Omicron SPEC-

TALEED optic. This is a rear-view low-energy electron diffraction optic

which incorporates four spherical grids for retarding field Auger analysis,

43

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Figure 4.1: (a); Raw spectrum. The high background is clearly evident. (b);Differentiated spectrum.

44

Page 52: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

and an electron gun which can supply a beam of up to 3.5 keV, rather than

the usual 1 kV limit for LEED optics. The thoriated tungsten filament op-

erates at 1.6 A to produce a beam current of 30 µA with a primary electron

energy of 3 keV. The Wehnelt lens voltage is set appropriately to reduce

beam diameter to the minimum of around 250 µm. The energy resolution of

this system used in retarding field mode is around 1 eV.

4.3.2 Medium energy ion scattering (MEIS)

The great benefit of the MEIS technique is the unparalleled ability to map

both the composition and the structure of the surface and near-surface region

of a given sample simultaneously. The MEIS system at Daresbury CLRC is

shown in figure 4.2. Data is gathered in a two-dimensional fashion, with an

energy scale on the y-axis and an angular scale on the x -axis. A spectrum

is built up in stages (tiles) with the tiles subsequently joined together on

computer.

The experimental station facilities include various interconnected UHV

systems between which samples can be transferred under UHV. The scat-

tering chamber, which houses the ion analyser, sample goniometer and two-

dimensional (energy and angle) position sensitive detector is where exper-

iments are carried out. The preparation chamber, whose facilities include

LEED, Auger, sputter cleaning, evaporation sources and gas dosing, is used

for sample preparation and characterisation prior to ion scattering experi-

ments. Data acquisition is computer controlled via the MIDAS graphical

user interface originally developed for the nuclear physics EUROGAM pro-

gramme.

The ion beam itself may be accelerated to between 50 and 400 keV, and is

composed of either H+ or He+ ions. The beam has a divergence of less than

0.1◦ and a spot size at the sample of 1 mm horizontal by 0.5 mm vertical

resulting in a current at the sample of 0.1 - 1.0 µA dependent on beam energy

and species.

The toroidal electrostatic analyser has a pass energy of 0-400 keV and may

move 140◦ in the horizontal plane. The chevron array anode two-dimensional

45

Page 53: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Figure 4.2: The MEIS system at CCLRC Daresbury.

(energy and angle) detector with microchannelplates has an energy window

of 2% of the analyser pass energy with a resolving power dE/E = 2.4×10−3.

The angular window is 27◦ with an angular resolution of φ = 0.3◦.

Sample mounting

The MEIS technique relies on the possibility of rotating the sample about

three axes during data acquisition. The sample holder (shown in figure 4.3)

is unique to this system. Each holder is made from stainless steel and in-

corporates a filament for heating the sample, which itself is secured on the

holder with molybdenum clamps and screws.

46

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Figure 4.3: Sample holder for MEIS. (a); Sample position. (b); Contacts forthe filament and high-voltage supply.

47

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Two-dimensional spectra

[r]60mm Two-dimensional MEIS data obtained from an

annealed film of Cu/i -Al70Pd21Mn9.

Two-dimensional data (such as in figure 4.4) yields certain information

immediately: each diagonal streak is attributable to a surface peak corre-

sponding to one of the elements present, as shown; a subsequent constant

background of the signal constitutes a bulk signal for that element. This

data may be analysed to provide quantitative data on the thicknesses and

compositions of layers near to the surface of the sample. Also visible on

the two-dimensional spectra are vertical bands of lower intensity. These are

known as blocking dips and occur at angular positions dependent on the

structural nature of the sample. For periodic samples, Monte Carlo analysis

of this data can reveal atomic positions with picometer resolution. For the

aperiodic systems studied in this thesis, resolution is somewhat lower due to

approximations made to allow Monte Carlo methods to be used.

48

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Angle-resolved data

Medium-energy ion scattering spectroscopy yields surface structural data be-

cause of an easily understood concept, illustrated in the figures shown. Es-

sentially, the device sends ions into the sample at a particular velocity, and

measures the angles along which these ions return. To explain the concepts

upon which the technique is essentially based, let us refer first to figure 4.5,

in which an atomic coordinate model consisting of 50,000 atoms of a qua-

sicrystal is visualised. In this figure, we can see the model visualised without

perspective (as a collimated beam would). Although the model is opaque

when viewed in approximate alignment with a crystal plane, it almost van-

ishes when viewed along one of these channeling directions, so named because

ions with incident angles nearly but not exactly aligned may be channeled

along due to interactions with atoms in the structure. When we visualise

the model with perspective, as in figure 4.7 at the end of this section, the

rotational symmetries present also become apparent in the channeling direc-

tions observed. Part (b) of the figure illustrates how surface sensitivity may

be achieved, since in this ideal case, only the top layer of the model scatters

the incident ions.

However, this treatment does not adequately explain the technique, as

the detector is obviously not measuring the reflected component of the ion

beam along its incident direction. A double-alignment geometry is achieved

when the beam is incident along a major crystallographic direction, and the

detector is scanned over an angular range including an opposite crystallo-

graphic direction. In this way, the impinging ions are first scattered from the

illuminated atoms in the top few layers of the sample, and then are subject to

blocking due to the atoms that may scatter them on the way out of the sur-

face. If the sample is well-ordered, blocking atoms only occur at well-defined

angles relative to the scattering atoms, and in this way a curve of counts with

blocking dips may be collected, which may then be analysed with a Monte

Carlo method to discover the structure of the surface [65–68]. The SIMNRA

code permits the modeling of systems to fit the energy-resolved data, yield-

ing quantitative information about the depth, thickness and composition of

49

Page 57: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Figure 4.4: (a); A view of the quasicrystal model offset about 2◦ from achanneling direction. (b); Aligned along a channeling direction.

Figure 4.5: An example of double-alignment geometry as it relates to MEIS.

50

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layers in the surface and near-surface regions.

To fit the angle-resolved data in order to find structural attributes for

the surface, it is necessary to model individual interactions of ions impinging

on the surface using the VEGAS code. The code takes as input a possible

candidate for the structure of the surface, and by calculating the yield of

ions at each angular position relative to a fixed angle of incidence, a blocking

curve for the theoretical structure may be obtained. By iterating this process

until a good fit is made with the experimental data, the surface structure may

be determined to the desired accuracy.

The VEGAS code

The Vegas code was originally developed at the FOM institute, Amsterdam,

for the Monte Carlo analysis of the interaction of ion beams with crystalline

surfaces. It takes as input a candidate model for the surface structure, con-

sisting of atomic coordinates, and a set of parameters defining the beam.

The basic method of operation of VEGAS is to follow the paths of the ions

through the crystal and sum up the individual ion-atom hitting probabilities

as the ions pass the atoms in the crystal. Each ion that hits or passes near to

an atom will be subject to a deflection [69]; this deflection will influence its

ongoing path unless considered to be negligible by the code. Through time

reversibility, the ion-atom detection probabilities may then be summed for

each atom and given scattering angle. The code is optimised in several ways:

the deflection angles are listed in a lookup table, and also an auxiliary lattice

is created to aid the tracking of the ion beam through the model.

The auxiliary lattice

When a model is processed by the VEGAS code, atoms are grouped into sets

of x, y and z planes. This grouping forms the auxiliary lattice, which is a

convenient method of indexing atoms closest to each other. The auxiliary

lattice also defines the set of points that the ion beam passes through during

the simulation.

51

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The process the code follows for each step in the path of an ion is as

follows:

• ion is started at some position in crystal

• determine atoms closest to ion

• sum up hitting probabilities for these atoms

• randomly move atoms according to vibrational amplitude

• check if an atom is close enough for collision

• if yes: get deflection angle and new direction

if no: move ion forward to next auxiliary lattice point

The VEGAS code is intended for the analysis of periodic systems; as each

ion passes out of one side of the input model, it enters the other side in a

fashion consistent with periodic boundary conditions and will continue to do

so until it is backscattered by an atom. However, a way to study aperiodic

systems has evolved in which the models are made large enough so that less

than 10 % of atoms are in close proximity to a boundary. This carries with

it large processing overheads and a certain sacrifice in ultimate resolution of

the technique, since, beyond a certain point, refinements to a model become

too computationally expensive to be viable.

4.3.3 Scanning tunneling microscopy (STM)

Scanning tunneling microscopy is a technique by which a two-dimensional

plot of the convolution of the local density of states (LDOS) of a surface

and of the LDOS of a conducting tip may be obtained. For many samples

this is equivalent to a topographical map of the surface, and in all cases (for

conducting systems) such a plot is in some way representative of the atomic

coordinates of atoms on the surface. Since the LDOS is often highest at

locations of atomic bonds, the regions between atoms are often the brightest

52

Page 60: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Figure 4.6: The model viewed with perspective, and aligned along a five-foldaxis. An inverted pentagon is clearly visible in the centre of the figure, andmany channeling directions can be easily identified.

53

Page 61: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

on such a plot, especially when covalent bonding is present, as in the case of

graphite.

The ‘tunneling’ referred to is a quantum effect. Classically, an electron is

permitted to either be or not be in a particular region of space; if an electron

has insufficient energy to overcome a potential barrier, it cannot exist either

on the opposite side of the barrier or within it. However, a quantum mechan-

ical approach yields the result that solutions to the Schrodinger equation for

an electron inside a potential barrier do indeed exist, albeit with probability

decreasing exponentially according to the barrier size [70].

In 1971, based on this idea, Young and co-workers constructed a machine

they called a topografiner to investigate metal-vacuum-metal tunneling [71].

This device operated by maintaining a constant field emission tip-sample dis-

tance using orthogonally-mounted piezo-electric drives to manoeuvre the tip.

A piezo-electric drive is a device made of a tube of piezo-ceramic material.

During manufacture, the tube is heated to a high temperature, and exposed

to a voltage generated using tubular electrodes running outside and through

the centre of the tube. The polar molecules within the tube align themselves

somewhat with the electric field and the tube is then cooled to preserve this

radial polarization; any subsequent voltage applied causes the tube to either

contract or expand radially due to electrostatic interaction and a correspond-

ing expansion or contraction along the length of the tube occurs. By using a

tripod of these tubes, controlled movement on the nanoscale may be achieved

in three dimensions.

The precision of manipulation is extremely important. The governing

relation for STM [72,73] is

JT ∝ eAφ1/2S (4.2)

in which JT is the current, φ is the average barrier height and S the

width, and A is a constant equal to 1.025 A−1eV(−1/2) for vacuum tunneling.

This displays an exponential dependence on the width of the barrier. The

exponential character of this equation is the basis of the extreme resolution

the technique provides; given that the bias voltage and tunneling current are

54

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Figure 4.7: The sample plate as used for STM, with a gold-on-glass substratemounted.

small, the difference in tunneling current may vary by up to three orders

of magnitude per atomic separation in the perpendicular direction. The

topografiner had limited resolving power by the standards of today, achieving

a vertical resolution of 30 A and a lateral resolution of 1000 A. However,

in 1982 Binning and Rohrer were awarded the Nobel Prize for Physics by

demonstrating the use of a technique based on the same principles, called

Scanning Tunneling Microscopy, to generate atomically resolved images of

(110) surfaces of CaIrSn [74]. Today we can routinely expect sub-angstrom

resolution on almost any conducting surface, due to improvements in the

dampening of thermal, vibrational and magnetic effects.

STM device and UHV chamber

Scanning tunneling microscopy data presented in this thesis were obtained

using an Omicron VT-STM (shown in figure 4.10). Tips were made from

W wire using a procedure detailed later in this section. The tip is crimped

55

Page 63: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

in a tip holder and may then inserted into the UHV chamber and scanner

as required. The ability to remove tips from the STM in-situ allows such

procedures as the sputtering and annealing of tips to increase cleanliness

and sharpness.

The Omicron VT-STM uses a particular type of sample holder common

to all Omicron STM systems. The holder is a flat molybdenum or tantalum

plate which may be transferred to all parts of the chamber, and removed

from the chamber, using a set of transfer arms. The sample is attached to

the holder using welded molybdenum straps. Although it is very important

to attach the sample securely, care must be taken when welding close to

quasicrystal samples, as they are prone to shattering when exposed to large

temperature gradients.

A schematic of two possible modes of operation for an STM is shown in

figure 4.9. Constant current mode is most often employed; in this mode a

feedback loop is used to maintain a constant sample-tip current as the tip is

scanned across the surface. In this way a constant tip-sample separation may

be obtained, and the z-motion of the tip may be tracked using knowledge of

the voltage supplied to the z-piezo to provide the topographical information.

Constant height mode involves keeping the voltage to the z-piezo constant

and using the sample-tip current to provide the topographical information.

There is a high possibility of crashing the tip into the sample when an STM

is operated in this mode.

Together with the feedback loop controlling the z -component of the mo-

tion of the tip, there is a device providing suitable voltages to the other piezos

to allow the tip to be rastered across the surface under scrutiny. Thus an

image may be built up. The voltage response of a piezo is non-linear, and

due to the impact this may have on the lateral motion of the tip, an STM

will build an image up from just one direction of the motion, rather than

alternate scan lines in opposite directions.

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Figure 4.8: (a); Operation of an STM in constant current mode. (b); Con-stant height mode.

The STM head shown in figure 4.10 has several components labeled.

These are:

• Sample carousel: This is a magazine capable of storing twelve sample

plates or tips.

• Suspension system: A set of springs, so the STM may be isolated from

acoustic vibrations while scanning.

• Sample stage + tip: The scanning assembly.

• Wobble stick: This is used to transfer samples and tips between the

carousel and the stage.

• Copper fins: The fins and magnets dampen any eddy currents that may

occur during scanning.

The piezoelectric scanner has a voltage sensitivity of the order of 10−10 m

V−1. Therefore, by applying a potential difference of 10 V a tip displacement

of 10 A can be made. For coarser motion there is a set of servo-motors which

can manipulate the tip in three dimensions on the centimetre scale.

57

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Figure 4.9: An Omicron variable-temperature scanning tunneling microscopehead.

58

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STM tip

The STM tip may be made of any conducting material. To produce images

with features well-resolved on the atomic scale, however, certain limitations

exist. As mentioned previously an increased tip-sample separation of one

atomic nearest-neighbour distance may reduce current by up to three orders

of magnitude. Therefore an atomically sharp tip presents the most effective

scanner for atomic-scale images.

The tips used in the collection of data for this thesis were chemically

etched from tungsten wire. A bias of 10 V is applied to a piece of tungsten

wire suspended in a meniscus of potassium hydroxide formed in a 2 mm hole

cut in a stainless steel plate. Immediately the wire is severed, the voltage

is switched off, leaving a tip which when viewed through a 200× optical

microscope should still appear vanishingly sharp. A tip which is observed to

be hooked will be discarded at this stage. Hydroxide residue is then rinsed

off with water and the tip is secured in the holder.

Upon introduction to the STM preparation chamber, the tip is sputtered

for half an hour with 3 keV Ar+ ions to remove the oxide layer and once

this process is complete the tip is supposedly ready. However, sometimes

asymmetric or multiple tips are formed; this kind of tip produces the effect

shown in figure 4.11, where every feature on the surface is imaged once by

each protrusion of the tip, resulting in many instances of the same motif.

Also, adsorbate or impurity atoms or molecules may be picked up by the tip

as it travels over the surface; this may have the effect of either improving the

scan or worsening it. If the scan suffers from a multiple or asymmetric tip, or

contamination by impurities, nanostructuring of the tip using high voltage

pulses (15 nA, 10 V) is known to often improve the sharpness.

59

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Figure 4.10: An example of a multiple tip. The tip is imaged at each sharpprotrusion (with a smaller radius of curvature than the tip) on the samplesurface.

60

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4.3.4 X-ray Magnetic Circular Dichroism (XMCD)

The importance of current magnetic research is directly related to the ra-

pidity at which developments in knowledge of magnetic behaviour can be

utilised in technological applications, such as information storage and sensor

systems.

X-ray magnetic circular dichroism is a powerful technique for determin-

ing surface magnetic properties due to its ability to differentiate between

the contributions to the magnetic susceptibility from the orbital and spin

magnetic moments of a material.

X-ray photoelectron spectroscopy (XPS)

In XPS, a beam of x-rays is directed at a sample surface. Incident photons,

each with a well-defined energy of E = hν, are absorbed by electrons with

well-defined binding energies (Eb). If hν > Eb, the electron is emitted with a

kinetic energy equal to hν−Eb. This energy is defined as Koopman’s energy;

in practice, it is never observed due to interactions with other electrons and

with the bulk, which themselves may provide information about the sample.

The relative concentrations of different elements present can be determined

from the peak intensities with an optimum accuracy of 5-10% [75]. Losses

from inelastic scattering processes prevent electrons from much deeper than

10 atomic layers being detected [76], making XPS a very surface sensitive

technique. As in AES, H and He cannot be detected as they have no core

levels.

Any light source which emits photons with an energy greater than the

work function of the solid may be used for XPS, but the most widespread use

of the technique relies on gas discharge sources or on common X-ray sources

such as Al and Mg Kα emissions. Gas discharge sources have energies in the

region of 10s of eV, whereas X-ray sources are in the 1000 eV range. However,

in relation to this thesis, the most useful light source is synchrotron radiation,

which, with suitable monochromators, can provide photons of any energy in

this range.

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Magnetic sensitivity

The origin of the XMCD effect is the differing photon absorption cross-

sections of magnetic materials for left- and right- circularly polarised light.

An XMCD spectrum is essentially the difference between the absorption spec-

tra measured with the two opposite signs of polarisation, and yields a wealth

of information that cannot be determined using any other technique discov-

ered so far. Some of the quantities obtainable are: determination of LZ/SZ

ratios, measurement of the spin and orbital components of element-specific

and site-specific magnetic moments, measurement of element-specific hys-

teresis loops and determination of absolute local moments.

The XMCD effect is shown diagrammatically in figure 4.12. For magnetic

materials in the presence of an applied magnetic field, spin up and spin down

bands are not equally populated. For an applied field in the up direction,

there will be some empty spin up 3d states. Conservation of spin implies

that only 2p electrons with up spin can be excited into the 3d states. For

the case in which the orbital motion of the 2p states is in the same sense as

the circular motion of the incident light the transition probability is larger;

when the two motions are in opposite directions the transition probability is

smaller.

4.3.5 Beamline ID8 at the European Synchrotron Ra-

diation Facility

The ID8 beamline in Grenoble is an intense source of polarized soft x-rays

which are principally used to probe magnetism in a diverse range of systems

such as nanoclusters, superconductors, semimetals and ultrathin films. The

beamline is equipped with a low temperature 7T superconducting magnet, a

spin-polarized photoemission spectrometer and a rapid field flipping cham-

ber. The photon energy is tunable in the range 0.4-1.6 keV, with an energy

resolution close to dE/E = 5× 10−4 at 850 eV, making it ideal for studying

the magnetic properties of transition metals.

The X-ray source consists of two APPLE II undulators with a period of

62

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2p states2p

2p

spin upelectron

spin downelectron

Fermilevel

Magneticfield

empty3d states

3d states

Energy

RCP

ab

c d

LCP

a, d: induce transition withlarger probability

b, c: induce transition withsmaller probability

3/2

1/2

Figure 4.11: The XMCD effect: For magnetic materials in an applied mag-netic field, spin up and spin down bands are not equally populated. For anapplied field in the up direction, there will be some empty spin up 3d states.In this case, because of the conservation of spin, only 2p electrons with upspin can be excited into 3d states. When the orbital motion of the 2p statesis in the same sense as the circular motion of the incident light the transitionprobability is larger and when the two motions are in opposite directions thetransition probability is smaller. Therefore, for light of a particular handed-ness, the L3 peak in the absorption spectrum, arising from the excitation ofthe 2p3/2 electrons, may be enhanced, whilst the L2 peak, arising from theexcitation of the 2p1/2 electrons, may be reduced. When either the magneti-sation direction or the polarisation direction are reversed the effect on thesize of the L3 and L2 peaks is also reversed.

63

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Figure 4.12: A schematic of the ID8 beamline at the ESRF.

64

Page 72: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Figure 4.13: The sample plate as used for XMCD, illustrating the azimuthalrotation system.

88 mm and a minimum gap of 16 mm, resulting in a circular polarisation

rate of 100 %. The optical element is a spherical grating monochromator of

the Dragon type, resulting in a horizontal beam size at the sample of less

than 1 mm2, and a vertical beam size of 40µm.

Sample mounting

Due to the use of an Omicron STM to check the sample preparation prior

to insertion in the analyzing chamber, the entire system has been built to

use the standard Omicron sample plate. During the experiment described in

this thesis, efforts were made to provide for azimuthal orientation by making

a section of the plate freely rotating, as shown in figure 4.14. These efforts

were ultimately unsuccessful, due to the difficulty in manipulating a 5 mm

diameter plate at cryogenic temperatures, and the reduced robustness of the

multiple-component plate made it very difficult to obtain high quality STM

images.

4.3.6 Low-Energy Electron Diffraction

As mentioned in Chapter 2, crystal structure is almost exclusively deter-

mined using diffraction techniques. The common method employed in sur-

65

Page 73: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

face science is the diffraction of low-energy (less than 500 eV) electrons, first

observed from a crystalline surface by Davisson and Germer [77]. When the

condition for elastic scattering (Bragg’s law) is satisfied:

nλ = 2d sin θ (4.3)

where λ is the wavelength and n = (h2 + k2 + l2)1/2, diffraction will occur

with the scattered beam having wavevector K′

[75]. In three dimensions

conservation of energy then gives

| K | =| K′ | (4.4)

where K and K′

are respectively the incident and diffracted wavevectors.

The diffraction condition may also be written

K′= K + ghkl (4.5)

where the reciprocal lattice vector ghkl is given by

ghkl = ha∗ + kb∗ + lc∗ (4.6)

with a∗, b∗ and c∗ being the primitive translation vectors of the reciprocal

lattice.

For surface diffraction, this may be simplified due to the conservation of

momentum parallel to the surface, which reduces the equation to

K′

‖ = K‖ + ghk (4.7)

where ‖ denotes components parallel to the surface and with ghk given by

ghk = ha∗ + kb∗ (4.8)

and

a∗ = 2πb× n

A, b∗ = 2π

n× a

A, A = a · b× n (4.9)

66

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Gk`

k

2

Figure 4.14: The Ewald sphere. The points on the right-hand side of thefigure represent reciprocal lattice points on the crystal. The vector k isdrawn in the direction of the incident beam, and the origin is chosen suchthat k terminates at any reciprocal lattice point. A sphere is drawn of radiusk = 2π/λ about the origin of k. A diffracted beam will be observed ifthe circumference of the sphere intersects any other reciprocal lattice point.As depicted, the sphere intercepts a point connected with the end of k by areciprocal lattice vector G. The diffracted beam is in the direction k’ = k+G.The angle θ is the Bragg angle in equation 4.3.

where n is a unit vector normal to the surface.

The Ewald sphere

The Ewald sphere represented in figure 4.15 was conceived by Paul Peter

Ewald, a German physicist and crystallographer. It is a geometric reciprocal-

space construction used in crystallography which demonstrates the relation-

ship between the wavelength of incident light, the angle of diffraction for a

given reflection and the unit cell and reciprocal unit cell of the crystal.

In the two-dimensional case (for example a surface diffraction study by

LEED), the points representing the lattice above are extended in reciprocal

67

Page 75: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

space to become rods, since the small distance probed perpendicular to the

surface becomes a very large distance in reciprocal space.

Practical details

The type of LEED system most widely used today is that shown schemat-

ically in figure 4.16. Due to the high scattering cross-section of electrons

with energies lower than 1 keV [61], and according to the ‘Universal Curve’,

the LEED technique can be considered to be surface sensitive for electron

energies in the range 20 - 300 eV. The apparatus consists of an electron

gun used to fire electrons with a specific energy, and therefore wavelength,

towards the surface of the sample, three grids, and a phosphorous screen.

The hemispherical grid G1 is earthed, as is the sample, to provide the nec-

essary field-free region. The second grid G2 is raised to a positive potential

to suppress any inelastically back-scattered electrons. The final grid G3 ac-

celerates the elastically-scattered electrons toward the phosphorous screen,

which is usually held at around 6 keV. The diffracted electron beams cause

the phosphor on the screen to fluoresce, and a diffraction pattern may then

be observed.

The SPECTALEED optics used in the production of this thesis has four

grids in total, to allow it to be used for Auger electron spectroscopy also.

Electron coherence length

The electron coherence length is a measure of the distance perpendicular to

the incident beam (i.e. across the surface) for which electrons are coherently

scattering. For this reason, the observation of a LEED pattern need not

imply that the whole surface is ordered with respect to itself. The usual

electron coherence length for a standard LEED optic is 10-20 nm, meaning

that coherent interference only occurs for patches of 10-20 nm diameter on

the surface. All of these patches produce exactly the same pattern if the

surface is ordered, so the diffraction pattern shown on the phosphorescent

screen is the combination of all the diffracted patterns. However, it should

68

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-Vp (retard)

Sample

Diffracted beams

Drift tube

Fluorescent screen

Filament -Vp

~ 6 KeV

G1G2

G3

Incident energy

eVp

Figure 4.15: A schematic of a common LEED optic.

be understood that a LEED pattern is not the result of diffraction occurring

coherently for the total width of the incident beam.

69

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Figure 4.16: A schematic of a simple filament evaporation source.

4.3.7 Thin film deposition

For the experiments described in this thesis, two methods of film formation

were employed. Each involves heating the adsorbate source to a temperature

at which some material evaporates, so that it may then condense on the

surface.

Filament evaporation

In this method of evaporation, a length of wire (tungsten or tantalum) is

coiled around a sample of the material to be evaporated. The ends of the

wire are spot-welded to contacts on the vacuum side of a UHV feedthrough

as shown in figure 4.17. A DC supply may then be connected to the atmo-

sphere side of the feedthrough and current passed to heat the filament. For

materials that are liquid for a large range of temperature under UHV, the

source must be formed before use. This involves heating the material until it

melts and wets the wire; the system is then mechanically stable and should

give predictable evaporation.

70

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There are three main drawbacks with this type of evaporator:

• A lot of heat is generated. This is undesirable for the reason that, due

to the r−2 dependency of the radial distribution of the evaporant atoms

around the coil, the substrate should be fairly close to the evaporator.

This means that the surface temperature will rise, and this may prevent

the observation of any thermodynamically metastable films that may

otherwise have been formed.

• A material intended for evaporation may have an extremely small liquid

region on the phase diagram, or may even sublime. This makes the

formation of a mechanically stable source extremely difficult.

• Only materials which can evaporate below the melting point of the

filament are available for use as evaporants with this method.

Chapter 6 of this thesis refers to an experiment in which Co was evaporated

over quasicrystal surfaces. The experiment was attempted using filament

evaporation, but failed, due to the first two problems explained above. Hence

the experiment was repeated using e-beam evaporation.

Electron beam evaporation

Electron beam evaporation uses the principle of heating via electron bom-

bardment. An electron cloud is created by the resistive heating of a filament,

and this cloud is distorted using an electric field to cause it to impinge on

the evaporant. This results in extreme localised heating, and can be used to

evaporate any material without the need for direct heat transfer. A schematic

of an e-beam evaporation cell is shown in figure 4.18.

The cell used for experiments in this thesis is the Omicron EFM 3.

This device comprises a water-cooled copper shroud, a retractable evapo-

rant holder and a shutter to enable control of deposition time. The low

overall temperature of the evaporator allows the vacuum to be maintained

at around 10−10 mbar, and no spurious heat is produced at the sample sur-

face. The output of the evaporator is a largely collimated beam, so there is

71

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Figure 4.17: A schematic illustrating the principle of e-beam evaporation.

a large degree of freedom in the positioning of the substrate. Also, the EFM

3 includes an ion flux monitor. The percentage of ions with respect to atoms

in the output beam remains essentially constant, so this flux current reading

may be used as a dosage rate indicator. Feedback loops also exist, to keep

the temperature of the evaporant and the ion flux constant.

The only potential drawback for this type of evaporator is in the un-

wanted supply of energy to the surface of the sample via the ions that are

not captured by the flux monitor.

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Chapter 5

Characterisation of an ultrathin

Cu film formed on the five-fold

surface of i -Al70Pd21Mn9 using

medium-energy ion scattering

spectroscopy

5.1 Introduction

This chapter represents the first time a technique (MEIS) using Monte Carlo

analysis has been successfully employed in the determination of a multi-

layer pseudomorphic film deposited on an aperiodic substrate. Moreover,

the MEIS study reported in this chapter is of the first aperiodic multilayer

pseudomorphic film ever observed. Evidence from medium-energy ion scat-

tering (MEIS) studies for the structure and composition of an as-deposited

Cu film on the five-fold surface of i -Al70Pd21Mn9 and for a film which has

73

Page 81: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

been annealed to 600 K post-deposition is presented.

Medium-energy ion scattering (MEIS) is an extremely powerful tool for

the elucidation of the structure and composition of the surface and near-

surface regions. Quantitative information on the composition as a function

of depth in the near-surface region can be found from energy-resolved spectra,

and the positions and relative intensities of blocking dips in the angle-resolved

spectra offer important information about the local atomic structure of the

surface layers.

5.2 Experimental Details

Data were obtained using the UK national MEIS facility at the CCLRC

Daresbury Laboratory [78]. In this technique, the intensity of scattered He+

ions of primary energy 100 keV is measured using a toroidal electrostatic

analyser with a position-sensitive detector, allowing simultaneous collection

of scattered ions over a range of angles and energies. For each data set, a

series of two-dimensional scans may be tiled together electronically to pro-

duce the final spectrum where the scattered ion intensity is represented by

a false colour scale. These two-dimensional spectra may then be projected

onto either an energy scale, from which compositional data may be deduced,

or onto an angle-resolved scale, from which information on the structure may

be obtained.

The i -Al70Pd21Mn9 sample was grown in the Ames laboratory using the

Bridgman method. Following alignment using back-reflection Laue diffrac-

tion, the sample was cut by spark-etching perpendicular to a five-fold (100100)

axis. Prior to insertion into UHV, the quasicrystal was polished with suc-

cessively finer grades of diamond paste (down to 0.25 µm). This procedure

gives an optimal starting point for the subsequent in-situ preparation, which

consisted of cycles of Ar ion bombardment and subsequent annealing to a

temperature of 950 K up to a total annealing time of 20 hours. These prepa-

ration conditions have been found to give a flat surface with micron-scale

terraces [79, 80].

74

Page 82: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Copper was evaporated with the chamber at a pressure of 1×10−9 mbar,

using a resistively heated wire wrapped around a rod of oxygen-free high pu-

rity Cu. The sample was at room temperature during Cu evaporation, and

the Cu source had been thoroughly degassed. Low-energy electron diffraction

(LEED) was used to monitor the approximate coverage of Cu on the surface,

showing the disappearance of the clean surface five-fold pattern and then the

emergence of the ten-fold pattern associated with the aperiodic Cu film [58].

Once the film had been formed on the surface, the sample was transferred to

the analysing chamber (base pressure 10−10 mbar) for the scattering exper-

iments. The two-dimensional MEIS data were taken using an incidence of

31.8◦ with respect to the surface normal, which equates to a three-fold axis

orthogonal to a (1,1,1,1,1,1) type plane. For a description of the notation

system see e.g. ref [31]. Each individual scan was collected for a fixed ion

fluence of 2.5×1015 ions cm−2, and the sample was moved between scans to

minimise beam-induced damage.

5.3 Results

5.3.1 Two-dimensional data

Figure 5.1 shows an example of a two-dimensional data set taken from the

i -Al70Pd21Mn9 sample after the deposition and subsequent annealing to 600

K of approximately 9 ML of Cu (calibrated using the energy-resolved data).

Four diagonal bands of intensity can be seen, each arising from a particular

element and separated by energy, due to the increased energy transferred

when an ion is scattered by an atom of lower mass. In addition, a feature of

lower intensity can be seen running down the data set. This is a channelling

direction through the quasicrystal characteristic of the icosahedral ordering

present.

75

Page 83: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Al

Mn

Cu

Pd

98

58

78

68

88

75 125 75 125

Angle (deg)

En

erg

y(k

eV

)a) b)

98

58

78

68

88

Inte

ns

ity

Channels

Figure 5.1: (a); Two-dimensional data obtained from the as-deposited Cu/i -Al70Pd21Mn9 film; (b); from the annealed Cu/i -Al70Pd21Mn9 film. The scat-tering features from the four elemental components of different mass andsome characteristic quasicrystalline channels are indicated.

76

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5.3.2 One-dimensional data

Energy-resolved spectra

Energy-resolved spectra collected from the films are compared in figure 5.2.

The data were fitted using the SIMNRA5.0 energy spectrum simulation

code [81]. The fit involves components for both the surface, where com-

plete illumination of the atoms occurs, and for a near-surface region starting

directly below the surface and extending to the whole probing depth of the

technique (around 500 A). For the latter, reduced illumination is seen due to

the fact that the energy spectrum is taken in a double alignment geometry

and hence the atoms shadow each other.

In the data from the unannealed film, the existence of a strong Cu surface

peak and lack of surface peaks for the bulk components indicates that the

as-deposited film does not alloy with the quasicrystal. The Cu coverage

can be determined with a high degree of accuracy from the fitting code,

and has been determined to be 18×1015 atoms cm−2, which is equivalent to

9 ± 0.1 ML (from the density of bulk fcc Cu). Hereafter coverages will be

quoted in MLE (monolayer equivalents). Below this is an Al-rich interlayer

region, followed by an Mn-rich sub-surface region, formed by the flat surface

preparation process [82]. The data from the film after annealing to 600 K

shows strong surface peaks from all the elements present. This compositional

profile is well-matched using a two-layer model comprising the alloy film and

a bulk-like sub-surface region. Both fits also included small amounts of Ar

in the sub-surface region. Buried Ar has been observed in these materials in

a previous MEIS study [82] and arises from the sputtering procedure used

to clean the sample. The compositions of the surface, near-surface and sub-

surface regions, corrected for the visibility of each element in the sub-surface

regions, for the pre- and post-anneal films are compared in Table 5.1.

Angle-resolved spectra

The blocking curves for the as-deposited and annealed Cu films are shown in

figure 5.3 (a) and (b) respectively. The curves were obtained by integrating

77

Page 85: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

Figure 5.2: One-dimensional energy-resolved data obtained from Cu/i -Al70Pd21Mn9. (a) From the unannealed film, showing a strong Cu signaland no surface peaks for the bulk components. (b) From the annealed film,showing surface peaks for all elements present, indicating the alloying of thecopper with the surface of the quasicrystal.

78

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As-depositedThickness (×1015 atoms cm−2) 19 (9.5 MLE) 19 (9.5 MLE) -

Surface (%) Interlayer (%) Full depth (%)Cu 100 0 0

Element Al 0 84 78Pd 0 11 10Mn 0 5 12

After 10 mins @ 600 KThickness (×1015 atoms cm−2) 13 (6.5 MLE) -

Surface (%) Full depth (%)Cu 8 3

Element Al 65 77Pd 11 7Mn 16 13

Table 5.1: Table showing compositional values for the unannealed and an-nealed films.

the Cu signal from the two-dimensional data and then projecting it onto the

angle axis. Signal from just above the Cu peak was also taken and subtracted

from the data, in order to provide a background correction. In this way

features from the sub-surface Pd blocking behaviour may be removed from

the Cu data prior to fitting.

The data were simulated with the VEGAS code using a class of models

based on the following principles. Domains of material in five possible orien-

tations with respect to the substrate are known to be present from the STM

data. Each domain is composed of strips of material at separations following

a Fibonacci sequence of long and short distances. The structure of the indi-

vidual strips was modelled as conventional crystalline material using several

alternative low index planes parallel to the surface, in a number of alterna-

tive rotational orientations with respect to the substrate. Whilst fcc(111),

fcc(110), fcc(311) and hcp(0001) planes had no similarity with the data at

any of the rotational orientations evaluated, the fcc(100) plane showed good

agreement when a <110> type azimuth was aligned with the five-fold di-

rections of the quasicrystalline substrate. In this orientation Cu atoms are

arranged with the fcc nearest neighbour distances running in-plane both par-

79

Page 87: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

allel (y) and perpendicular (x) to the strip pattern. This gives rise to 3 atomic

rows in the short strips (width 4.561 A) and 5 atomic rows in the long strips

(width 7.379 A). In order to further improve the fit, the atomic separations

were varied in all three dimensions (x, y and z ). In the best fit model the

separation of the Cu atoms parallel to the strip pattern (y) was increased

from 2.56 A to 2.71 ± 0.02 A. Whilst the separation perpendicular to the

strip pattern (x ) remained at bulk values, the separation in height (z ) was

adjusted from 1.81 A to 1.67 A to maintain film density at the bulk value.

The blocking curve from the annealed film (Fig 5.3 (b)) was best approx-

imated by simulating a curve from five domains of fcc material with (110)

planes perpendicular to the surface and <110> azimuths oriented along the

five fold directions of the substrate. In order to achieve a good fit 6.9 ± 2.1

% strain perpendicular to the surface was also required. Due to the low per-

centage of Cu in this alloy film, the statistics are less good for this fit. The

goodness of fit between any simulation and the data were determined using

IGOR macros based upon a MEIS R-factor [82].

5.4 Discussion

5.4.1 The unannealed Cu film

The angular data were modelled using the VEGAS code. Since the Cu film

forms in five structurally equivalent domains (as demonstrated by the pre-

vious STM studies) a single domain model could be constructed and sim-

ulations run in five azimuthal rotations and averaged to build up the final

spectrum. Because a pentagon has five-fold symmetry along the appropriate

axes, orientations that are opposite according to the line of symmetry can be

considered equivalent, reducing the number of simulations needed to three

per structural model. The interaction of the beam with the model could then

be simulated for three inequivalent azimuthal orientations and the blocking

curves averaged with 1:2:2 weighting to provide the final simulated spectrum.

An example of the three component blocking curves making up the best fit

80

Page 88: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

70 80 90 100 110 120

Scattering angle (degrees)

DataSimulation

(a)

(b)

(c)

Inte

nsity

(counts

)

5400

4700

4000

600

500

400

360

325

290

5.5

5.0

4.5

1.8

1.5

1.2

5.0

4.5

4.0

Illu

min

atio

n (

laye

rs)

Figure 5.3: (a); One-dimensional angle-resolved data obtained from Cu/i -Al70Pd21Mn9 (b); annealed to 600 K for 10 minutes. (c); Clean surface Pddata for i -Al70Pd21Mn9 [82].

81

Page 89: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

model is shown in the inset of figure 5.6.

Different dimensions of the model were considered to optimise calculation

time without sacrificing accuracy taking into account the fact that the com-

putation time directly scales with model size. A previous treatment of clean

surface MEIS data [82] involved the use of a large (∼4, 000 atom) cuboidal sec-

tion of the accepted bulk icosahedral structural model as an approximation

to the i -Al70Pd21Mn9 surface. A model of comparable size was not considered

necessary in this case, as the copper does not exhibit icosahedral structure,

but is aperiodic in one dimension only. Hence the model is extended along

only one dimension and, as explained above, rotated through pentagonal an-

gles in order to build up a spectrum for the five observed domains. The

ideal length of the model in the aperiodic direction (y) was deemed to be

around 100 A, since below this value varying the length altered the character

of the simulated curve. The height of the model in the direction perpendic-

ular to the surface (z ) was 9 MLE, according to our measured average film

thickness assuming the film density to be the same as that of bulk copper.

The length of the model parallel to the strips (y) was equal to the repeat

distance, which in the case of an unstrained model would be the bulk nearest

neighbour distance (2.56 A).

The strip structure of the copper film was apparent from the initial STM

work on the system [57], and the separations reported for the long and short

segments (7.3 A and 4.5 A) were in good agreement with separations of a

number of features in a viable termination of the ideal bulk structure, in-

cluding small pentagonal Al features and Mn atoms. Hence the positional

accuracy of the separations was extended to that of the clean surface model,

using in this case, the positions of Mn atoms. The ‘dark stars’ apparent in

STM images of the clean i -Al70Pd21Mn9 surface also have similar separations

and have been shown to be nucleation sites for other adsorbates [51]. The

theoretical work of Krajcı et al. [83] also suggests that these may be can-

didate sites for the nucleation of the copper structure. Figure 5.4 shows an

STM image of the clean surface with the Fibonacci separations of the ‘dark

star’ features indicated and a section of the proposed copper film structure

superimposed on the surface. Even if the ‘dark star’ features are responsible

82

Page 90: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

for nucleation of the copper film, only a few atoms in the proposed structure

sit in well-defined sites and hence the MEIS data would be relatively insensi-

tive to this since no new features would be expected in the surface blocking

curves of the substrate.

Fitting of the blocking curves was carried out initially considering a struc-

ture with fcc(110) termination within the strips, since this orientation has

been observed previously in cubic films found on quasicrystal surfaces [84]

(indeed matches that of the film formed on annealing the copper structure).

Efforts in this direction were unsuccessful and hence we tried the (311) ori-

entation (also observed when sputtering i -Al70Pd21Mn9) and close packed

fcc(111) and hcp(0001) orientations. However, none of these structures gave

a reasonable fit to the experimental data, which could only be achieved us-

ing an fcc(100) termination within the strips. Thus the MEIS data provides

confirmation of the structure independent of the previous STM or LEED

studies although of course it is in agreement with these previous studies

which showed a step height of 1.9 A(STM) and nearest neighbour separation

consistent with a (100) termination (LEED).

In order to improve the fit between the simulated and experimental data

calculations were performed for more complex models including one with∼14, 000 atoms which included two domains (shown in figure 5.7). This

work demonstrated that the number of atoms near the domain boundary is

not large enough to produce any additional blocking features in the data.

In addition, the fits achieved using smaller models all required significant

amounts of disorder of around 30% to be added (using our previously estab-

lished methodology [82]), and one potential reason for this was thought to

be the effect of domain boundaries. However, these larger model simulations

indicated that domain boundaries could not account for all the disorder seen,

since these models did not produce a significantly different blocking pattern

to the smaller models.

The previous LEED analysis [58] yields a Cu nearest neighbour distance

of 2.5±0.1 A. Although not in perfect agreement with our model that yields

2.71±0.02 A, the combined findings do provide strong evidence for this struc-

tural model. It is noted that in the stereographic projection for the fcc(100)

83

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Figure 5.4: Figure reproduced from Ref. [51] showing the pentagonal ‘darkstars’ imaged on the five-fold surface of i -Al70Pd21Mn9, and including a one-dimensional Fibonacci grid joining like points on the surface to form a rowstructure with separations comparable to those of the unannealed copperfilm. Superimposed is a portion of the proposed copper structure.

84

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2.71 A

15.1 A

101.56 A

L S L L S L L SL SL L S L

x

y

z

S L

x

z

y(along rows)

Figure 5.5: The best-fit model for Cu/i -Al70Pd21Mn9 as run. Also shown isan extension of the model into one 100 A × 60 A × 15 A domain.

surface (reproduced in figure 5.6), there is a line of high symmetry at 71.57◦.

An extension of 2.5% in one direction of the lattice allows this line to fall at

72◦, which is a pentagonal angle. Indeed this orientation is responsible for

the primary features seen in the blocking curve as demonstrated by the three

individual curves that make up the best-fit model which are also shown in

the figure. This supports the idea of an expansion rather than a contraction,

and for copper would mean a lattice expansion from 2.56 A to 2.62 A; we

detect a lattice expansion of 5% from 2.56 A to 2.71 A. Reducing the spacing

along the strips leads to a splitting of the blocking dip at around 80◦ which

is inconsistent with the data. In order to maintain film density the spacing

parallel to the surface (z ) has been adjusted whilst the value perpendicular to

the strips remained at bulk values. The lack of strain parallel to the surface

and perpendicular to the strips is perhaps not surprising since the breaks

in the structure that occur at the strip edges could be viewed as a strain

relieving mechanism.

Parallels with Ag/GaAs(110), a previous study

In a previous study, it was found that Ag can be deposited onto GaAs(110)

to produce a film which exhibits quasiperiodic characteristics [85]. In this

study, Ag was deposited at low temperature (135 K) to form an overlayer

composed of Ag nanoclusters with a narrow size distribution ( 2 nm). Upon

85

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Figure 5.6: Part of the stereographic projection for fcc, with pentagonalangles superimposed. Inset : The three components of the best fit model. Theblocking dips may be easily identified with directions on the stereographicprojection.

86

Page 94: The formation and characterisation of aperiodic ultra-thin films on the surfaces of quasicrystals

annealing to room temperature, the Ag overlayer reforms into a perfectly flat

thin film. Pits in the film extend 15 A down to the substrate, indicating that

15 A is the critical thickness for this film, as further evidenced by another

experiment in which the work shows that for a dosage significantly lower

than would be sufficient for a complete film, the film forms in interconnected

islands with only 2 characteristic heights of 11 A and 15 A.

The nominal structure for this overlayer is close-packed (111), but there

are surface modulations which cause stripes across the surface consistent with

a silver-mean quasiperiodicity. The silver mean is given by:

δS = 1 +√

2 ≈ 2.4142136... (5.1)

and the stripes are separated by spacings of ∼13 A and ∼17 A.

At first glance this system seems remarkably similar to the Cu/i -Al70Pd21Mn9

film, but there are several important differences. The first is that the length

scale of the modulation in our case is somewhat smaller (a factor of ∼3).

Also, the quasiperiodicity observed in the case of the Ag/GaAs system is

a ‘silver mean’ quasiperiodicity, which has not been observed in quasicrys-

talline systems, whereas that of the Cu/i -Al70Pd21Mn9 film is a golden mean

quasiperiodicity, which is inherent in all five-fold systems. Another difference

is the registry between the strips, which in the case of the Ag/GaAs system

is periodic, but in the current study has been modelled using random off-

sets. These offsets could be interpreted as a reflection of the pseudo-random

positioning of the ‘dark star’ nucleation sites on the surface. However, any at-

tempt to model this quasiperiodic ordering, either by using offsets generated

from positions of Mn atoms in an ideal clean model surface or interpenetrat-

ing Fibonacci grids oriented at 72◦ to each other failed to improve the fit.

The possibility of these offsets being truly random cannot therefore be ruled

out. Finally, we do not observe a critical thickness for the Cu film — it grows

in a layer-by-layer fashion with each layer less complete than those before.

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5.4.2 The annealed Cu film

From the energy spectra presented in figure 5.2 it is clear that the total

amount of Cu in the film has been dramatically reduced after annealing to

600 K for 10 minutes. The composition and thickness data shown in Table

5.1 demonstrate that the total Cu content in the quaternary alloy film has

dropped from 18× 1015 atoms cm−2 to 1× 1015 atoms cm−2, a loss of 95%.

Since the annealing temperature was relatively low the vapour pressure of Cu

would be negligible and re-evaporation can be ruled out as a mechanism for

the loss. The fit presented in figure 5.2 (b) includes Cu running through the

near surface region at a level of approximately 3%. However, the sub-surface

signal between 75 and 85 keV has contributions from Mn, Cu and Pd. Whilst

the Pd contribution is fixed by the signal seen in front of the Cu peak there is

a great deal of uncertainty in the relative proportions of Mn and Cu present.

Nonetheless, the most likely mechanism for Cu loss from the surface film is

thought to be via diffusion into the bulk.

The angle resolved data presented in figure 5.3 (b) clearly demonstrate

the transformation of the film into five domains of cubic material with (110)

termination. In fact, this termination is commonly seen for crystalline phases

formed on the five-fold surface of i -Al70Pd21Mn9 after sputtering[10,19]. Both

cubic close packing and icosahedral structure are densely packed arrange-

ments. The (111) cubic surface and the icosahedral three-fold surface in-

volve triangular arrays of atoms which, when aligned together lead to a near

coincidence of cubic (110) planes with icosahedral five-fold axes and hence,

this is a favoured epitaxial arrangement of the two structures. This epitaxial

arrangement is discussed in considerably more detail by Shen et al. [84].

In modeling the angle resolved MEIS data of figure 5.3 (b) two parameters

were adjusted to optimise the fit. The first of these was disorder, which was

accounted for by mixing the simulation with flat signal, a procedure that

has been successfully used previously [10]. The resulting fit of 6.7 ± 5.9 %

implies a high level of crystallinity in the quaternary alloy film. The other

parameter incorporated into the fit was perpendicular strain with the best fit

arising for a value of 6.9 ± 2.1 %. The origin of this strain is not clear since

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no detailed understanding of the interface between the film and substrate

has been achieved. However, in the case of the AlPd(110) film formed when

i -Al70Pd21Mn9 is sputtered, which has a lattice parameter of 3.03 A, no

strain is observed [82]. If the interface of this quaternary alloy phase with

the icosahedral substrate is basically similar to the sputtered phase then the

fitted strain would imply a larger lattice parameter of approximately 3.1 A.

Whilst this value is smaller than the lattice parameter of any of its constituent

pure metals this is not uncommon for metal alloys as demonstrated by the

lattice parameter of AlPd which is itself somewhat smaller than that of either

Al or Pd in elemental form.

5.5 Conclusions

The structure of a pseudomorphic thin copper film grown on the five-fold sur-

face of i -Al70Pd21Mn9 has been investigated. It has been found to consist of

five rotational domains of a one-dimensional Fibonacci array of strips whose

widths are τ -scaled distances characteristic of the quasicrystal surface (L =

7.379 A and S = 4.561 A). The strips are comprised of fcc material with the

(100) direction oriented perpendicular to the surface and nearest neighbour

distances running both parallel and perpendicular to the strip pattern. The

fcc material is distorted so that the nearest neighbour distance along the

strips is 2.71 ± 0.02 A, with a corresponding compression perpendicular to

the surface resulting in a step height of 1.67 ± 0.02 A. Whilst the period-

icity and structure type is in good agreement with that previously deduced

from two-dimensional LEED measurements, this study represents the first

full structural characterisation of this copper film.

Annealing the room temperature grown copper led to the diffusion of Cu

into the substrate leaving a quaternary alloy at the surface. This alloy had

fcc(110) structure similar to that found in the fcc AlPd film formed when

i -Al70Pd21Mn9 is sputtered.

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Figure 5.7: The large two-domain model for Cu/i -Al70Pd21Mn9 with an STMimage [57] superimposed.

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Chapter 6

Adsorption of cobalt on the

ten-fold surface of

d-Al72Ni11Co17 and on the

five-fold surface of

i -Al70Pd21Mn9

6.1 Introduction

6.1.1 Practical magnetism

The origin of magnetism in materials is due to effects from uncompensated

spin in atomic systems. Because there are two directions of spin, spin-up and

spin-down, and also because in some systems, called ferromagnetic systems,

these uncompensated spin orientations persevere after the initial influence of

an external magnetic field has been removed, there has been an explosion in

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the use of this phenomenon recently as a way of storing information.

By depositing a thin layer of ferromagnetic material on a substrate, one

can create a system in which one can store information by inducing differ-

ent magnetization directions in domains present in the film. The need for

ever greater storage densities, driven by the information industry, results in

the necessity of optimizing this kind of information storage system as far as

possible. The limiting factor in magnetic storage technology is the physical

size of each bit of information on the surface of the medium, given that each

bit has to have a near perfect chance of retaining its magnetic polarization

as long as required. A few variables affect this quantity, such as the rate

at which domains become demagnetized due to the opposing magnetic fields

surrounding them and also the orientation of each bit of information. One

of the latest breakthroughs in magnetic storage technology is so called per-

pendicular recording, in which a thin diamagnetic layer is deposited between

two thin ferromagnetic layers deposited on a surface, the result of which is to

induce an opposing magnetic moment in the lower ferromagnetic film, which

serves to ‘lock’ the surface magnetic domain orientation with less surface

space needed for each domain [86].

6.1.2 Physical motivation

The future of magnetic technology depends on the extent to which we can

increase our knowledge of the magnetism phenomenon, and this in turn de-

pends on how we can test our theories against practical evidence. In this

chapter the formation of a pseudomorphic Co layer on the ten-fold surface

of d -Al72Ni11Co17 at 300 K and the formation of a less well-ordered Co thin

film on the five-fold surface of i -Al70Pd21Mn9 are reported. The quasiperiodic

structure of the films is evidenced in low-energy electron diffraction (LEED)

patterns, and in part from scanning tunneling microscopy (STM) measure-

ments taken from the films. Knowledge of the local atomic structure of these

films is an essential precursor to subsequent magnetic studies.

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6.2 Experimental Details

Using an Omicron EFM-3 e-beam evaporator, described in Chapter 3, Co

was deposited onto the ten-fold d -Al72Ni11Co17 surface at a rate of 6×10−3

ML sec−1 and onto the five-fold surface of i -Al70Pd21Mn9 at the same rate

(as determined by STM coverage measurements and by a comparison of the

ion flux as measured by the evaporator). All deposition was carried out with

the substrates at a temperature of 300 K. Scanning tunneling microscopy,

LEED and AES measurements were taken from the resulting films. The

error on the coverages quoted for Co/d -Al72Ni11Co17 is estimated at 5% and

for Co/i -Al70Pd21Mn9 it is estimated at 20%.

6.3 Results

6.3.1 Scanning tunneling microscopy and Auger elec-

tron spectroscopy

Figure 6.1 shows images taken from the Co/d -Al72Ni11Co17 film at room tem-

perature with an Omicron variable-temperature STM. No order is discernible

at 0.4 ML coverage (determined by STM and checked with AES).

At higher coverages (5.6 ML and above) evidence for a row structure of

the film is observed. It can be seen from the emergence of straight line domain

boundaries in the STM images shown in figure 6.1 that certain orientations

are preferred for the formation of islands of Co. At higher coverages, some

one-dimensional row structuring within these islands becomes apparent. Due

to limitations in resolution, it cannot be shown conclusively from STM that

the inter-row spacings are arranged in a Fibonacci sequence, as has been

previously observed for Cu adsorption on the five-fold i -Al70Pd21Mn9 surface.

The step height of the film as determined from STM is 2.0 ± 0.1 A, which is

consistent with the interlayer separation of hcp Co(0001) previously observed

with STM to be 1.95 ± 0.10 A [87]. The fact that the Al/Co Auger peak

ratio drops to zero with increasing coverage implies that there is no alloying

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Figure 6.1: (a-g); Comparison of the ten-fold d -Al72Ni11Co17 surface as stud-ied with increasing Co coverage. The coverage is respectively 0.4 ML, 1.9ML, 3.7 ML, 5.6 ML and, for (e-g), 7.5 ML . (f) is a detail of (e), with therow structure showing more clearly. Indications of orientational order aresuperimposed on (e-g). A graph showing the trend of Auger peak area ratiosvs coverage is also shown.

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Figure 6.2: (a-d); Comparison of the five-fold surface of i -Al70Pd21Mn9 asstudied with increasing Co coverage. Coverage is (a) 0.4 ML; (b) as (a)with five-fold depressions highlighted; (c) 2.5 ML coverage, and (d) 13 MLcoverage.

within the film.

Scanning tunneling microscopy images taken from the Co/i -Al70Pd21Mn9

film revealed no definite order, at any coverage (determined by STM and

checked with AES), though at higher coverages there is a suggestion of linear

structures within the incomplete layers formed. Auger electron spectroscopy

again implies that there is no alloying within the film. Figure 6.2(a,b) indi-

cates that the dark five-fold hollows are not a preferred nucleation site for

this adsorbate (as they have been found to be in previous studies [51]) as they

may still be clearly observed when there is a coverage of 0.4 ML Co on the

surface, with a density of approximately half that found on the clean surface.

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Figure 6.3: Low-energy electron diffraction patterns from 3 systems at 2beam energies for each system. From left to right, the coverages are: 20 ± 4ML Co, 7.5 ± 0.4 ML Co, 4 ± 0.2 ML Cu.

The size of the five-fold hollows (around 8 A) indicates that they belong to

the substrate. Coverages for this film are a guide only, as the growth mode

results in a film consisting of incomplete layers.

6.3.2 Low-energy electron diffraction

The LEED patterns obtained from the multilayer films show more evidence

for ordering. Figure 6.3 shows the patterns obtained at 2 different electron

energies from the Co/i -Al70Pd21Mn9 film, the Co/d -Al72Ni11Co17 film (both

at room temperature) and previously obtained patterns from the pseudomor-

phic Cu/i -Al70Pd21Mn9 film [57] (at 85 K). The patterns on the right have

been corrected for the different acceptance angle and size of the optics so

they may be compared with the others. Each coverage quoted provided the

optimum LEED pattern in terms of lowest background and clearest diffrac-

tion peaks. It can be observed, despite the lower quality of the patterns,

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Figure 6.4: (a); LEED pattern obtained from the clean surface at 120 eV. (b);LEED pattern from a 7.5 ML Co overlayer at 120 eV. Lines are superimposedto aid identification of the periodic separation of the streaks.

that the Co/i -Al70Pd21Mn9 diffraction is qualitatively similar to that for

Cu/i -Al70Pd21Mn9, and the Co/d -Al72Ni11Co17 patterns, apart from having

a different set of momentum transfers, show the same broad characteristics

as both.

In diffraction obtained from the Cu/i -Al70Pd21Mn9 film, the periodic ar-

rangement of the streaks was attributed to a periodic ordering along the

Fibonacci rows, and a 2D LEED analysis was carried out to determine this

periodicity. Although, in this case, Fibonacci ordering may not be directly

observed from STM of the Co/d -Al72Ni11Co17 film, the similarity of the

diffraction patterns leads us to conduct a similar investigation into this sys-

tem.

Using the PhD thesis of Sharma [88], a diffraction peak of known mo-

mentum transfer (k = 2.67 A−1), indexed as (1221), was identified in the

d -Al72Ni11Co17 diffraction pattern shown in figure 6.4 (a). The momentum

transfer k′ of the streaks in the Co/d -Al72Ni11Co17 film was hence calcu-

lated from the ratio of the line length y/x using k′ = k.y/x and was found

to be 2.56 A−1. Hence the periodic spacing along the rows is found to be

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2π/k′ = 2.5 ± 0.1 A, a figure which corresponds well to the nearest neighbour

distance in the stable hcp phase of cobalt of 2.51 A.

6.4 Discussion

On the five-fold surface of i -Al70Pd21Mn9, there is no suggestion of order in

the STM images until a relatively high coverage of Co is reached and even

then it is not well resolved. This order is also not apparent in diffraction

patterns taken from the film until similar high coverages are reached. The

growth as determined by STM is most closely approximated by the layer-by-

layer model, though the layers are rough, and the island size small (tens of

angstroms).

The Co/i -Al70Pd21Mn9 film produces a diffraction pattern that, within

the error introduced by the correction for optics, and indeed the quality of the

patterns themselves, is extremely similar to that from the Cu/i -Al70Pd21Mn9

film. Assuming the streaks observed in the pattern from the Co film indicate

periodicity, as they do for the Cu film, then it may be concluded that they

correspond to the same periodicity, as far as is permitted within the accuracy

of such an analysis. The NN distance in bulk fcc Cu is 2.56 A. Our LEED

analyses of the Cu film and of the Co films yield a periodicity along the rows

of 2.5 ± 0.1 A. This kind of analysis has been used to assist the assertion

elsewhere [58] that the structure of the Cu phase present on i -Al70Pd21Mn9

consists of five orientational domains composed of rows of atoms arranged

according to a one-dimensional Fibonacci sequence.

On the ten-fold surface of d -Al72Ni11Co17, deposited Co appears to form

an initial complete layer upon which smaller domains of row-structured ma-

terial take shape. With each subsequent layer, the lateral island size de-

creases. The growth is therefore neither strictly layer-by-layer nor 3D, though

layer-by-layer growth is the closest approximation. At the highest coverages

studied (15ML), the size of the Co islands was on the order of hundreds of

angstroms.

The streaks present in the diffraction pattern from the Co/d -Al72Ni11Co17

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Lattice NN distance Interlayerparameter (A) (A) spacing (A) (STM)

hcp Co −− 2.51 1.95fcc Co 3.56 2.52 1.78 (001)bcc Co 2.82 2.44 1.41 (110)fcc Cu 3.62 2.56 1.81 (001)

Lattice parameter Lattice parameteron i -Al70Pd21Mn9 (A) on d -d -Al72Ni11Co17 (A)

Co 2.5(3) 2.4(6)Cu 2.5(3) −−

Table 6.1: Table showing certain structural properties of copper and cobalt[89,90]

film can immediately be seen to correspond to a smaller period (due to the sig-

nificantly larger separation of the streaks on the pattern). The NN distance

in bulk hcp Co is 2.51 A. Our LEED analysis of the Co/d -Al72Ni11Co17 film

yields a periodicity along the rows of 2.5 ± 0.1 A. The momentum transfer

extracted for the separation of the streaks on the Cu/i -Al70Pd21Mn9 was 2.48

A−1 [58]. To the extent that the values of the momentum transfers derived

from the bulk structures are correct for these surfaces, it can be seen that the

difference in the momentum transfers for the two films is (2.56/2.48 = 1.03)

and this translates to a difference in lattice parameter of 3%. It can thus be

determined that the periodicity for Co on i -Al70Pd21Mn9 is 3% larger, in one

dimension, than that on d -Al72Ni11Co17. Bulk fcc Cu has a NN distance 2%

larger than that of bulk hcp Co. Table 6.1 lists these properties.

We suggest that one reason behind the small domain size of the Co/d -

Al72Ni11Co17 film compared to the Cu/i -Al70Pd21Mn9 system is that of the

strain within the film. Although strain-relieving features were identified in

the Cu/i -Al70Pd21Mn9 film [57], no such features are observed in the STM

images from the Co film, at any coverage, perhaps due to the lower resolution.

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6.5 Conclusions

When deposited onto the ten-fold surface of d -Al72Ni11Co17, Co grows in

a predominantly layer-by layer fashion, forming a film with a number of

orientational domains. These domains have a row structure visible in STM

images, and are shown by a LEED analysis to be consistent with a one-

dimensional Fibonacci arrangement of rows, with a periodic arrangement of

atoms perpendicular to the Fibonacci direction. The nearest neighbour (NN)

distance along these rows has been determined to be 2.5 ± 0.1 A, and has

also been shown to be smaller than the periodicity of the Cu/i -Al70Pd21Mn9

structure by around 3%. This is consistent with the NN distance in bulk hcp

and fcc Co; however, due to the interlayer spacing observed by STM, it is

suggested that the structure adopted by the Co on this surface is composed

of rows of hcp structured material with the (1000) hcp orientation along the

rows. It has also been observed that a film of Co deposited on i -Al70Pd21Mn9

appears to have the same broad structure and periodicity as a film of Cu

deposited onto the same surface. However, the Co film is much less ordered

than the Cu film on this surface, and also less ordered than the Co film

deposited on d -Al72Ni11Co17.

In the regime of pseudomorphic growth, there have been to date three

multilayer films formed on quasicrystal substrates: the copper film on i -

Al70Pd21Mn9 [57] and the studies under discussion. Although the struc-

tural properties of the two substrates are very different (i -Al70Pd21Mn9 is

an icosahedral quasicrystal with three-dimensional aperiodicity, whereas d -

Al72Ni11Co17 is periodic along one direction and decagonal and aperiodically

ordered perpendicular to that direction), common features emerge in the

films deposited: the atoms order themselves in row structures according to

orientations present within the substrate, and these row structures are them-

selves ordered according to a one-dimensional Fibonacci sequence.

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Chapter 7

Surface magnetism of

quasicrystals and thin films

deposited thereon

7.1 Introduction

The ability to tailor the magnetic properties of a surface is very attractive

to the information industry; hard disks with an information density exceed-

ing 100 Gbits/sq.in. are now commonplace [91], and the need for greater

information density is impending. The identification of materials with novel

magnetic properties is thus a fertile research area.

It may be expected that the deposition of thin magnetic films on non-

magnetic surfaces would allow the study of low-dimensional magnetic nanos-

tructures. The interfaces between the magnetic films and the non-magnetic

surfaces may present interesting magnetic induction effects, allowing the

study of the magnetic properties of single atoms. This kind of approach

has led to breakthroughs in the understanding of, for example, the magnetic

behaviour of Ni as it varies for different kinds of film and for the bulk [92].

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The physical structure of magnetic films may be expected to have an

influence on their magnetic properties — for example, an anisotropy in the

magnetic susceptibility may be due to the varying density of magnetic atoms

in a crystal plane, or on a larger scale, the nanostructuring of a film itself

— a large anisotropy has been observed for a magnetically soft FeTaN film

deposited using magnetron sputtering to incorporate Ta in a bcc FeN lat-

tice [93], and this has been attributed to the columnar structure of the film

obtained.

This chapter summarises non-quantitative results from an x-ray magnetic

circular dichroism (XMCD) experiment carried out in the European Syn-

chrotron Research Facility in Grenoble (ESRF). These results relate to the

anisotropy of magnetic transition metal films deposited on quasicrystals, and

also demonstrate, for the first time, that such films may induce a magnetic

response in the magnetically frustrated atoms near the quasicrystal surface.

7.2 Results

7.2.1 Icosahedral Al70Pd21Mn9

Preparation conditions: clustered and flat surfaces

In our MEIS study of various preparation conditions for clean i -Al70Pd21Mn9,

Noakes et al. provide valuable insights as to how the quasicrystal surface

evolves according to different preparation conditions [82].

The sputtering process causes preferential depletion of Al atoms in the

surface due to the increased energy transferred to lower mass target atoms,

thus shifting the surface composition away from the quasicrystalline region

in the phase diagram [31]. This may result in various types of multi-domain

cubic structure at the surface. Manganese is also depleted, and so the cubic

structure is composed of mainly an AlPd alloy with (110) planes oriented

parallel to the five-fold axes of the substrate [82].

For annealing temperatures up to 800 K, a clustered surface largely equiv-

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alent to the cleaved surface may be obtained [34, 94–99]. This surface is

the most well-ordered surface obtainable by sputter-annealing cycles, with a

composition extremely close to that of the bulk, but with Al and Mn content

slightly reduced due to the comparatively higher vapour pressures of these

elements [100].

Annealing to higher temperatures (> 920 K)causes multiple effects. The

pseudo-Mackay icosahedron clusters at the surface break down to present

a flat terraced five-fold surface with dark five-fold hollows [35]; this is the

surface that presents the five-fold structure most clearly.

However, for multi-element systems, the differing diffusivities and vapour

pressures between elements may be expected to play a part during annealing,

and it is found that for the high temperatures and long anneal times neces-

sary to obtain the flat terraced phase of i-Al70Pd21Mn9, a good deal of Mn

segregation takes place, resulting in Mn-rich polycrystalline or amorphous

domains in the surface where the composition has shifted too far from the

quasicrystalline region in the phase diagram [82].

7.2.2 Magnetism and ordering: XMCD

Manganese is the only magnetic element in the AlPdMn quasicrystal. Pre-

vious theoretical studies [39] yield the result that of the manganese present,

only a very small amount ( 1%) has an appreciable magnetic moment, though

those atoms that do have quite a large moment. No direct Mn-Mn coordi-

nation is present in the magnetic Mn atoms, though the presence of a Curie

transition implies that there must be a correlation between Mn atoms at

larger separations [101]. Only two equivalent sites in the 3/2 approximant

studied theoretically by Krajcı et al. [39] exhibited appreciable magnetic be-

haviour.

The dichroic signal from clustered (annealed to 800 K) Al-Pd-Mn is very

small, consistent with the ideas presented above. Flat-terraced Al-Pd-Mn

exhibits a larger magnetic response. This phenomenon is illustrated in figure

7.1. The marked broadness of the peak from the flat terraced phase com-

pared to that from the clustered phase indicates the larger variation in the

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electronic environment of the Mn atoms, due to the multiplicity of structural

environments present.

7.2.3 Easy and hard magnetization directions: XMCD

A comparison of the magnetization of the Mn atoms for semi-in-plane (60◦

to the normal) and out-of-plane (normal) fields indicates that there is easy

magnetization in the direction with a component in-plane. The dichroic

responses for the clustered phase are shown in figure 7.2.

Figure 7.3 shows that there is less anisotropy between in-plane and out-

of-plane magnetization directions for the terraced phase of i -Al70Pd21Mn9.

7.3 d-Al72Ni11Co17

7.3.1 Preparation conditions

Studies intended to quantitatively and accurately determine the quality of

the surface structure of d -Al72Ni11Co17 as a function of annealing tempera-

ture do not go so far in the temperature scale as to include the maximum

of the ‘surface quality’ vs ‘temperature’ curve, as they do in the case of

i -Al70Pd21Mn9 [82, 102]. However, it may be expected that the tradeoff

between flat terraced phases and overall surface structural fidelity is not

present to as great an extent, due partly to the fact that d -Al72Ni11Co17 is

a two-dimensional quasicrystal, and thus has no propensity for formation of

a clustered phase; or at least, a clustered phase with an inherently rough

surface. Nickel and Co are adjacent in the Periodic Table and therefore are

not preferentially sputtered, although Al is depleted from the surface dur-

ing preparation. The surface transforms to a multiple domain bcc structure

upon annealing [103], but the composition of this layer is not known.

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Figure 7.1: Manganese x-ray magnetic circular dichroism signals for flat andclustered i -Al70Pd21Mn9.

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Figure 7.2: Clustered i -Al70Pd21Mn9 Mn dichroism signals for in-plane andout-of-plane field.

106

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Figure 7.3: Terraced i -Al70Pd21Mn9 Mn dichroism signals for in-plane andout-of-plane field.

107

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Figure 7.4: (a) Monte Carlo simulations of the magnetic microstructure ina sample of finite size for pure dipolar interaction. The microstructure hasbeen obtained for a square sample of about 10,500 vector spins on the Pen-rose tiling. The spins belonging to the perimeter of decagons (marked) formclosed chains. (b) Experimental model. The perspective view of the mag-netic microstructure. The red arrows represent the orientation of dipolarmoments of magnets fixed onto the nodes of the Penrose tiling (rhombuses).The magnets can rotate in the horizontal plane. Reproduced from ref. [40],copyright APS 2003.

7.3.2 Magnetism

Although nearly 30 atomic percent of d -Al72Ni11Co17 is composed of mag-

netic species, it does not exhibit any magnetic response whatsoever. This can

be understood in terms of magnetic frustration as explained by Vedmedenko

et al. [40]. Their theoretical paper treating arrays of magnets arranged ac-

cording to a Penrose tiling indicates that magnetic moments orientate in two

structures: ordered decagonal rings and frustrated disordered spin glass-like

structures within the rings, resulting in no net moment, as shown in figure

7.4. The Co and Ni edges are shown in figure 7.5; within the resolution of

the technique, no dichroism may be observed.

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Figure 7.5: XMCD spectra of d -Al72Ni11Co17 Cobalt and Ni edges. There isno observable dichroism.

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7.4 Deposited Fe film on d-Al72Ni11Co17

In figure 7.6, some dichroism from the Co may be observed. This is inter-

face magnetism induced by the magnetic response of a 3 ML (determined

by a quartz crystal microbalance thickness monitor) Fe film deposited on

the surface using an Omicron EFM 3 e-beam evaporator. A corresponding

dichroism for the Ni present may also be observed, though the data for this

is not presented.

The dichroic response from the Fe film may be observed in figure 7.7.

A comparison is made for the response due to a magnetic field in the in-

plane (60◦ to the normal) and out-of-plane (normal) directions. The easy

direction of magnetization is in-plane, in accordance with the precedent set

by the reported easy magnetization direction of the columnar structure in

the FeTaN/FeN system referred to above.

7.4.1 Hysteresis curves

Diagram 7.8 shows absolute intensity hysteresis curves for the Fe/d -Al72Ni11Co17

film. Both sets of data were taken with the substrate at 5 K. The greater

hysteresis observed for the in-plane case is consistent with the larger dichroic

response observed, and suggests that the film locks into a state of magnetic

order more readily for an inducing field parallel to the surface plane. The

fact that hardly any hysteresis is observed for the out-of-plane case implies

that for an inducing field perpendicular to the surface plane, the film exhibits

almost purely paramagnetic behaviour, presumably with the randomizing in-

fluence being the state of magnetic frustration experienced at the surface/film

interface.

7.5 Summary

This study has not produced any surprises; we have found that clustered i -

Al70Pd21Mn9 has a relatively small set of possible environments of Mn atoms

compared to the terraced phase. We attribute this to the higher level of

110

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Figure 7.6: Induced Co in d -Al72Ni11Co17 moment with a 3 ML adsorbed Fefilm.

111

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Figure 7.7: In-plane and out-of-plane dichroism for Fe deposited on d -Al72Ni11Co17.

112

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-0.3

0.0

0.3

Fe hysteresis OOPFe/AlNiCo

-0.2 0.0 0.2

-0.4

0.0

0.4

Fe hysteresis IPFe/AlNiCo

Magnetic field (T)

XM

CD

effect (a

rb. units)

Figure 7.8: In-plane and out-of-plane hysteresis curves for Fe deposited ond -Al72Ni11Co17.

113

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disorder (on the macroscopic scale) present in samples that have undergone

this preparation, as previously reported in the MEIS study on the subject of

different annealing times and temperatures [82]. The larger dichroic response

for the terraced phase also lends weight to this idea, as small domains of

crystalline Mn within the sample may contribute to the magnetic behaviour.

This decrease in overall structural fidelity at the surface is due at least in part

to the use of higher annealing temperatures during preparation of the surface.

The use of higher annealing temperatures results in increased segregation of

Mn and it is also tentatively asserted that, due to the higher thermodynamic

stability of the five-fold surface, the formation of a flat terraced five-fold

surface is achieved by breaking down the two- and three-fold facets of the

natural cluster units that go to make up the structure of i -Al70Pd21Mn9.

The lack of dichroic response from the d -Al72Ni11Co17 sample is entirely

in keeping with what is known about the structure of this quasicrystal, and

also goes some way towards confirming that the flat terraced phase is the

most well-ordered phase of d -Al72Ni11Co17.

The thin transition metal films deposited on these quasicrystals exhibit

the presence of a dichroic response in all cases, though the difference in mag-

nitude of this response for different directions of inducing field shows the

anisotropy of magnetization present in these films. The response generally

appears to be greater for an inducing field with some component parallel to

the surface/film interface; behaviour in which an easy direction of magneti-

zation appears to lie along a plane of high density is not uncommon [93].

The appearance of an induced moment in the magnetic substrate atoms

for d -Al72Ni11Co17 when a film of Fe is deposited is the first time this phe-

nomenon has been observed, and, in showing the effect due to a ferromagnetic

deposited film, lends further credence to the idea of magnetic frustration of

the substrate surface suggested by Vedmedenko et al. [40].

Future work with this data could include the determination of the spin

and orbital components of the magnetization in all cases, along with a de-

termination of the moment per transition metal atom given that meaningful

approximations could be devised in order to conduct the necessary ab initio

calculations.

114

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Chapter 8

Summary and suggestions for

further work

There is a common feeling within the quasicrystal field that there are now

only minor questions left relating to the structures of the two quasicrystals

treated in this thesis. However, it has been an interesting task to try to

decipher the structure of the films that we have grown on these surfaces.

The elucidation of the copper structure as a kind of balance between qua-

sicrystallinity and the natural Cu bulk form provides a stepping stone for

the understanding of how it may be easier for a phase to condense in an

aperiodic structure. Though in this case we have a template in the form of

the quasicrystal substrate, it has been demonstrated that this does indeed

have an influence that is not too weak, or too strong, to be effective. In-

terestingly, though not easy to analyze at this stage, it appears from some

of the diffraction from Co and Cu forming adsorbed pseudomorphic over-

layers that a periodicity present in such an overlayer may be enforced by

the substrate rather than the adsorbate. This is borne out in part by a talk

by Wolfgang Theis at the 9th International Conference on Quasicrystals, in

which he treats the idea that a there may indeed be a lowest energy state

associated with a particular periodicity on an aperiodic substrate. This is

extremely difficult to analyse mathematically, since in the transition from

115

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one dimension to two (or three) dimensions the problem becomes non-linear

in nature. Further theoretical work in this direction could involve relaxing

a layer of copper on a large-unit-cell approximant using density functional

theory.

The successful adaptation of the MEIS technique to the analysis of com-

plex aperiodic structures is encouraging, and the knowledge gleaned from the

study presented in this thesis provides a firm stepping stone for the analysis

of future films deposited on quasicrystalline substrates. The use of LEED

to determine a lattice constant from the diffraction pattern of the aperiodic

structures formed by Co deposited on d -Al72Ni11Co17 demonstrates the use-

fulness of this technique even in the case in which an aperiodic system is

under scrutiny.

Although what has been learned from the magnetic studies reported in

Chapter 7 is largely confirmatory of what was already considered to be known

about these systems, they demonstrate that this technique is an effective

probe of the surface order. Although all the results presented in this section

are qualitative, further analysis of this data using the XMCD sum rules

could provide much more insight into the magnetic behaviour of all of these

systems.

Further experimental work in the field of simplifying quasicrystal forma-

tion needs to at least attempt to develop a way of predicting what kind

of growth mode an adsorbate will adopt. So far, we can define the follow-

ing modes: homogeneous growth, rotational epitaxy, pseudomorphism, and

possibly we may subdivide pseudomorphism into monolayer and multilayer

pseudomorphism to acknowledge the fact that the aperiodic multilayer films

we have formed do not truly conform to this definition. However, we may

now identify four observed unique growth modes. There is perhaps the pos-

sibility that a fifth single-element quasicrystal mode may exist, but it does

not seem to make much physical (or chemical) sense. We do not, however,

have any way of predicting which mode any adsorbate will adopt. One po-

tential experiment that springs to mind would be the adsorption of Pd onto

a fivefold surface of i -Al-Cu-Fe. Aluminium copper iron is an icosahedral

quasicrystal similar to Al-Pd-Mn except that Cu occupies Pd positions and

116

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Fe occupies Mn positions in the structure. Therefore perhaps Pd on i -Al-

Cu-Fe will form a film similar to that formed by Cu on i -Al-Pd-Mn. This

would go some way towards confirming a dependence on the interplay of the

chemical (or valence) properties of the substrate and adsorbate.

117

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List of Publications

Pseudomorphic Growth of a Single Element Quasiperiodic Ultrathin Film

on a Quasicrystal Substrate

J. Ledieu, J.-T. Hoeft, D.E. Reid, J.A. Smerdon, R.D. Diehl, T.A.

Lograsso, A.R. Ross, R.McGrath.

Phys. Rev. Lett., 92, 135507, (2004)

Compositional and structural changes in i-i-Al70Pd21Mn9 quasicrystals

induced by sputtering and annealing: A medium energy ion scattering study

T.C.Q. Noakes, P. Bailey, C.F. McConville, C.R. Parkinson, M. Draxler,

J.A. Smerdon, J. Ledieu, R. McGrath, A.R. Ross, T.A. Lograsso.

Surf. Sci., 583, 139, (2005)

Copper adsorption on the fivefold Al70Pd21Mn9 quasicrystal surface

J. Ledieu, J.T. Hoeft, D.E. Reid, J.A. Smerdon, R.D. Diehl, N. Ferralis,

T.A. Lograsso, A.R. Ross, R. McGrath.

Phys. Rev. B, 72, 035420, (2005)

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Characterisation of thin aperiodic and periodic Cu films formed on the

five-fold surface of i-Al70Pd21Mn9 using medium-energy ion scattering

spectroscopy

J.A. Smerdon, T.C.Q. Noakes, J. Ledieu, C.F. McConville, M. Draxler,

T.A. Lograsso, A.R. Ross and R. McGrath.

Phys. Rev. B, accepted for publication, (2006)

Film growth arising from the deposition of Au onto an i-Al70Pd21Mn9

quasicrystal: a medium energy ion scattering study

T.C.Q. Noakes, P. Bailey, M. Draxler, C.F. McConville, T.A. Lograsso,

A.R. Ross, L.Leung, J.A. Smerdon and R. McGrath.

J. Phys.: Cond. Matter, 18, 5017-5027 (2006)

Adsorption of cobalt on the ten-fold surface of d-Al72Ni11Co17 and on the

five-fold surface of i-Al70Pd21Mn9

J.A. Smerdon, J. Ledieu, J.T. Hoeft, D.E. Reid, L.H. Wearing, R.D. Diehl,

T.A. Lograsso, A.R. Ross, R. McGrath.

Phil. Mag. 86, 841-847 (2006)

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List of Figures

2.1 Only 2-, 3-, 4- and 6-fold symmetry can tile a plane. . . . . . . 5

2.2 Shechtman’s logbook, from 1982, documenting the first dis-

covery of a quasicrystalline phase in the Al75Mn25 alloy. The

term SAD refers to selected area diffraction, with the acronym

DF referring to the use of the dark field mode of the tech-

nique, where one diffraction beam is used in the production of

a transmission electron micrograph. . . . . . . . . . . . . . . . 6

2.3 (a) The project method. (b) The cut method. In the six-

dimensional analogue to this diagram, the ‘lines of finite length’

are replaced by two-dimensional ‘atomic surfaces’, and the way

the three-dimensional projection cuts them reveals atomic po-

sitions in the bulk structure. . . . . . . . . . . . . . . . . . . . 9

2.4 In a pentagram, the ratio of the areas a/b is equal to τ . . . . . 10

2.5 The daisy and pinecone are examples of plants that exhibit

Fibonacci ordering and τ -scaling. . . . . . . . . . . . . . . . . 11

2.6 The Parthenon is depicted, with τ -scaling relationships high-

lighted. Inset: τ and the human body. . . . . . . . . . . . . . 11

2.7 The Penrose P1 tiling. The four constituent tiles are the boat,

star, pentagon and rhomb tiles. . . . . . . . . . . . . . . . . . 12

2.8 The Penrose P3 tiling and the rhombs that make it up, with

matching rules shown. . . . . . . . . . . . . . . . . . . . . . . 14

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2.9 Two competing models for the atomic decoration of the decago-

nal (2 nm) quasi-unit-cell for Al72Ni20Co8: (a); a model with

broken ten-fold symmetry and (b); an alternative model with

unbroken ten-fold symmetry but with accidental symmetry

breaking introduced in the central region due to chemical and

occupational (vacancy) disordering. Reprinted from ref. [26].

Copyright APS 2000. . . . . . . . . . . . . . . . . . . . . . . . 15

2.10 Schematic of an icosahedron, showing the six five-fold symme-

try axes. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

2.11 A Mackay icosahedral cluster (51 atoms). The cluster is de-

fined by a central body-centred cube (9 atoms, radius 2.57

A), or a partially occupied dodecahedral shell, followed by an

icosahedral shell (12 atoms, radius 4.56 A), and finally an ex-

ternal icosidodecahedral shell (30 atoms, radius 4.80 A). . . . 18

2.12 A Bergman cluster (33 atoms). The cluster is defined by a

central atom, an icosahedral shell (12 atoms) and an outer

dodecahedral shell (20 atoms). . . . . . . . . . . . . . . . . . . 19

2.13 Scanning tunneling microscopy of a UHV-cleaved i -Al70Pd21Mn9

surface. The clusters are clearly visible. Reprinted from ref.

[34]. Copyright APS 1996. . . . . . . . . . . . . . . . . . . . . 20

2.14 Scanning tunneling microscopy of a flat i -Al70Pd21Mn9 sur-

face. Many dark five-fold hollows may be observed. Reprinted

from ref. [35]. Copyright Elsevier 2001. . . . . . . . . . . . . . 21

2.15 An STM image of a dark five-fold hollow, with LDOS (see

4.3.3) plotted on the z-scale to provide a 3D image. The dis-

tances indicated are consistent with the size of a truncated

Bergman cluster. Reprinted from ref. [35]. Copyright Elsevier

2001. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

2.16 (a); An STM image of the two-fold surface of d -Al-Ni-Co. (b);

An STM image of the ten-fold surface of d -Al-Ni-Co, with

some Fourier filtering applied. Figure adapted from figures

published in Refs [36,37]. Copyright APS 2002, 2004. . . . . . 24

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3.1 Left ; an aircraft engine. Right ; the head of an electric shaver.

These are common examples of applications for coatings to

modify mechanical properties. . . . . . . . . . . . . . . . . . . 28

3.2 (a) Layer-by-layer growth; (b) Three-dimensional growth; (c)

Layer-by-layer reverting to island growth . . . . . . . . . . . . 29

3.3 Illustrating Young’s equation. . . . . . . . . . . . . . . . . . . 30

3.4 Low-energy electron diffraction pattern from Al/i -Al70Pd21Mn9.

Reprinted from ref. [45]. Copyright APS 2001. . . . . . . . . . 32

3.5 (a); A structure model for how Xe grows on d -Al72Ni11Co17,

with (b); its Fourier transform. (c); Diffraction from Xe/d -

Al72Ni11Co17. Reprinted from ref. [37]. Copyright APS 2004. . 33

3.6 An STM image of C60 on i -Al70Pd21Mn9, showing the τ -scaling

relationships of the adsorption sites. Reprinted from ref. [35].

Copyright Elsevier 2001. . . . . . . . . . . . . . . . . . . . . . 34

3.7 Stereographic projections of XPD images of the (a) Au 4f

and (b) Al 2s emissions from the five-fold surface of icosahe-

dral i -Al-Pd-Mn after Au depositions and subsequent anneal-

ing. The region covering 0◦ to 70◦ for polar angle is observed.

(c) Stereographic projection of the symmetric elements of the

icosahedral structure. [35]. Copyright The Japan Society of

Applied Physics 2001. . . . . . . . . . . . . . . . . . . . . . . 36

3.8 Low-energy electron diffraction patterns from (a); clean i -Al-

Pd-Mn, (b); Bi/i -Al-Pd-Mn (c); Sb/i -Al-Pd-Mn. Reprinted

from ref. [54]. Copyright APS 2002. . . . . . . . . . . . . . . . 37

4.1 (a); Raw spectrum. The high background is clearly evident.

(b); Differentiated spectrum. . . . . . . . . . . . . . . . . . . . 44

4.2 The MEIS system at CCLRC Daresbury. . . . . . . . . . . . . 46

4.3 Sample holder for MEIS. (a); Sample position. (b); Contacts

for the filament and high-voltage supply. . . . . . . . . . . . . 46

4.4 Two-dimensional MEIS data obtained from an annealed film

of Cu/i -Al70Pd21Mn9. . . . . . . . . . . . . . . . . . . . . . . 47

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4.5 (a); A view of the quasicrystal model offset about 2◦ from a

channeling direction. (b); Aligned along a channeling direction. 48

4.6 An example of double-alignment geometry as it relates to MEIS. 49

4.7 The model viewed with perspective, and aligned along a five-

fold axis. An inverted pentagon is clearly visible in the centre

of the figure, and many channeling directions can be easily

identified. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 52

4.8 The sample plate as used for STM, with a gold-on-glass sub-

strate mounted. . . . . . . . . . . . . . . . . . . . . . . . . . . 54

4.9 (a); Operation of an STM in constant current mode. (b);

Constant height mode. . . . . . . . . . . . . . . . . . . . . . . 55

4.10 An Omicron variable-temperature scanning tunneling micro-

scope head. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56

4.11 An example of a multiple tip. The tip is imaged at each sharp

protrusion (with a smaller radius of curvature than the tip)

on the sample surface. . . . . . . . . . . . . . . . . . . . . . . 58

4.12 The XMCD effect: For magnetic materials in an applied mag-

netic field, spin up and spin down bands are not equally pop-

ulated. For an applied field in the up direction, there will be

some empty spin up 3d states. In this case, because of the

conservation of spin, only 2p electrons with up spin can be ex-

cited into 3d states. When the orbital motion of the 2p states

is in the same sense as the circular motion of the incident light

the transition probability is larger and when the two motions

are in opposite directions the transition probability is smaller.

Therefore, for light of a particular handedness, the L3 peak

in the absorption spectrum, arising from the excitation of the

2p3/2 electrons, may be enhanced, whilst the L2 peak, arising

from the excitation of the 2p1/2 electrons, may be reduced.

When either the magnetisation direction or the polarisation

direction are reversed the effect on the size of the L3 and L2

peaks is also reversed. . . . . . . . . . . . . . . . . . . . . . . 61

4.13 A schematic of the ID8 beamline at the ESRF. . . . . . . . . . 62

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4.14 The sample plate as used for XMCD, illustrating the azimuthal

rotation system. . . . . . . . . . . . . . . . . . . . . . . . . . . 63

4.15 The Ewald sphere. The points on the right-hand side of the

figure represent reciprocal lattice points on the crystal. The

vector k is drawn in the direction of the incident beam, and the

origin is chosen such that k terminates at any reciprocal lattice

point. A sphere is drawn of radius k = 2π/λ about the origin

of k. A diffracted beam will be observed if the circumference

of the sphere intersects any other reciprocal lattice point. As

depicted, the sphere intercepts a point connected with the end

of k by a reciprocal lattice vector G. The diffracted beam is

in the direction k’ = k + G. The angle θ is the Bragg angle

in equation 4.3. . . . . . . . . . . . . . . . . . . . . . . . . . . 65

4.16 A schematic of a common LEED optic. . . . . . . . . . . . . . 67

4.17 A schematic of a simple filament evaporation source. . . . . . 68

4.18 A schematic illustrating the principle of e-beam evaporation. . 70

5.1 (a); Two-dimensional data obtained from the as-deposited

Cu/i -Al70Pd21Mn9 film; (b); from the annealed Cu/i -Al70Pd21Mn9

film. The scattering features from the four elemental compo-

nents of different mass and some characteristic quasicrystalline

channels are indicated. . . . . . . . . . . . . . . . . . . . . . . 74

5.2 One-dimensional energy-resolved data obtained from Cu/i -

Al70Pd21Mn9. (a) From the unannealed film, showing a strong

Cu signal and no surface peaks for the bulk components. (b)

From the annealed film, showing surface peaks for all elements

present, indicating the alloying of the copper with the surface

of the quasicrystal. . . . . . . . . . . . . . . . . . . . . . . . . 76

5.3 (a); One-dimensional angle-resolved data obtained from Cu/i -

Al70Pd21Mn9 (b); annealed to 600 K for 10 minutes. (c); Clean

surface Pd data for i -Al70Pd21Mn9 [82]. . . . . . . . . . . . . . 79

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5.4 Figure reproduced from Ref. [51] showing the pentagonal ‘dark

stars’ imaged on the five-fold surface of i -Al70Pd21Mn9, and

including a one-dimensional Fibonacci grid joining like points

on the surface to form a row structure with separations com-

parable to those of the unannealed copper film. Superimposed

is a portion of the proposed copper structure. . . . . . . . . . 82

5.5 The best-fit model for Cu/i -Al70Pd21Mn9 as run. Also shown

is an extension of the model into one 100 A × 60 A × 15

A domain. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 83

5.6 Part of the stereographic projection for fcc, with pentagonal

angles superimposed. Inset : The three components of the

best fit model. The blocking dips may be easily identified

with directions on the stereographic projection. . . . . . . . . 84

5.7 The large two-domain model for Cu/i -Al70Pd21Mn9 with an

STM image [57] superimposed. . . . . . . . . . . . . . . . . . . 88

6.1 (a-g); Comparison of the ten-fold d -Al72Ni11Co17 surface as

studied with increasing Co coverage. The coverage is respec-

tively 0.4 ML, 1.9 ML, 3.7 ML, 5.6 ML and, for (e-g), 7.5 ML

. (f) is a detail of (e), with the row structure showing more

clearly. Indications of orientational order are superimposed on

(e-g). A graph showing the trend of Auger peak area ratios vs

coverage is also shown. . . . . . . . . . . . . . . . . . . . . . . 92

6.2 (a-d); Comparison of the five-fold surface of i -Al70Pd21Mn9 as

studied with increasing Co coverage. Coverage is (a) 0.4 ML;

(b) as (a) with five-fold depressions highlighted; (c) 2.5 ML

coverage, and (d) 13 ML coverage. . . . . . . . . . . . . . . . 93

6.3 Low-energy electron diffraction patterns from 3 systems at 2

beam energies for each system. From left to right, the cov-

erages are: 20 ± 4 ML Co, 7.5 ± 0.4 ML Co, 4 ± 0.2 ML

Cu. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94

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6.4 (a); LEED pattern obtained from the clean surface at 120 eV.

(b); LEED pattern from a 7.5 ML Co overlayer at 120 eV.

Lines are superimposed to aid identification of the periodic

separation of the streaks. . . . . . . . . . . . . . . . . . . . . . 95

7.1 Manganese x-ray magnetic circular dichroism signals for flat

and clustered i -Al70Pd21Mn9. . . . . . . . . . . . . . . . . . . 103

7.2 Clustered i -Al70Pd21Mn9 Mn dichroism signals for in-plane

and out-of-plane field. . . . . . . . . . . . . . . . . . . . . . . 104

7.3 Terraced i -Al70Pd21Mn9 Mn dichroism signals for in-plane and

out-of-plane field. . . . . . . . . . . . . . . . . . . . . . . . . . 105

7.4 (a) Monte Carlo simulations of the magnetic microstructure

in a sample of finite size for pure dipolar interaction. The mi-

crostructure has been obtained for a square sample of about

10,500 vector spins on the Penrose tiling. The spins belonging

to the perimeter of decagons (marked) form closed chains. (b)

Experimental model. The perspective view of the magnetic

microstructure. The red arrows represent the orientation of

dipolar moments of magnets fixed onto the nodes of the Pen-

rose tiling (rhombuses). The magnets can rotate in the hori-

zontal plane. Reproduced from ref. [40], copyright APS 2003. . 106

7.5 XMCD spectra of d -Al72Ni11Co17 Cobalt and Ni edges. There

is no observable dichroism. . . . . . . . . . . . . . . . . . . . . 107

7.6 Induced Co in d -Al72Ni11Co17 moment with a 3 ML adsorbed

Fe film. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109

7.7 In-plane and out-of-plane dichroism for Fe deposited on d -

Al72Ni11Co17. . . . . . . . . . . . . . . . . . . . . . . . . . . . 110

7.8 In-plane and out-of-plane hysteresis curves for Fe deposited on

d -Al72Ni11Co17. . . . . . . . . . . . . . . . . . . . . . . . . . . 111

126

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Presentations

Oral Presentations

Formation of Aperiodic Ultrathin Films of Cu on Quasicrystal Surfaces

UK Scanning Probe Microscopy ’05 meeting, University of Warwick 2005.

Poster Presentations

Scanning Tunneling Microscopy of C60 on Graphite

Surface Science Summer School, University of Warwick 2002.

Fibonacci Films: the creation of an aperiodic film on a quasicrystal

substrate

Presented at the Young Researchers SET for Britain meeting, House of

Commons 2004.

Growth of aperiodic Cu films on an icosahedral i-Al70Pd21Mn9 quasicrystal

investigated using medium-energy ion scattering

Condensed Matter and Materials Physics ’04, University of Warwick 2004,

9th International Conference on Quasicrystals, Iowa State University 2005.

127

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Forbidden Beauty

Stand at the Royal Society Summer Exhibition 2004.

STM and LEED of Co films adsorbed on d-Al72Ni11Co17 and on the

five-fold surface of i-Al70Pd21Mn9

9th International Conference on Quasicrystals, Iowa State University 2005.

128

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Bibliography

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53, 1951 (1984).

[5] L. Pauling, Nature 317, 512 (1985).

[6] The Fibonacci sequence consists of terms such that the nth. term is

the sum of the (n − 1) and (n − 2) terms; furthermore the ratio of

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