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    The NF-kB Family of Transcription Factors andIts Regulation

    Andrea Oeckinghaus1,2 and Sankar Ghosh1,2

    1Department of Immunobiology and Department of Molecular Biophysics and Biochemistry, Yale UniversitySchool of Medicine, New Haven, Connecticut 065202Department of Microbiology and Immunology, Columbia University, College of Physicians and Surgeons,

    New York 10032

    Correspondence: [email protected]

    Nuclear factor-kB (NF-kB) consists of a familyof transcription factors that play critical rolesininflammation, immunity, cell proliferation, differentiation, and survival. Inducible NF-kB

    activation depends on phosphorylation-induced proteosomal degradation of the inhibitorof NF-kB proteins (IkBs), which retain inactive NF-kB dimers in the cytosol in unstimulatedcells. The majority of the diverse signaling pathways that lead to NF-kB activation convergeon the IkB kinase (IKK) complex, which is responsible for IkB phosphorylation and is essen-tial for signal transduction to NF-kB. Additional regulation of NF-kB activity is achievedthrough various post-translational modifications of the core componentsof the NF-kB signal-ing pathways. In addition to cytosolic modifications of IKK and IkB proteins, as well as otherpathway-specific mediators, the transcription factors are themselves extensively modified.Tremendous progress has been made over the last two decades in unraveling the elaborateregulatory networks that control the NF-kB response. This has made the NF-kB pathway aparadigm for understanding general principles of signal transduction and gene regulation.

    Following the identification of NF-kB(nuclear factor-kB) as a regulator of kB

    light chain expression in mature B and plasmacells by Sen and Baltimore, inducibility of itsactivity in response to exogenous stimuli was

    demonstrated in various cell types (Sen et al.

    1986b; Sen et al. 1986a). Years of intenseresearch that followed demonstrated thatNF-kB is expressed in almost all cell types and

    tissues, and specific NF-kB binding sites arepresent in the promoters/enhancers of a largenumber of genes. It is now well-establishedthat NF-kB plays a critical role in mediating

    responses to a remarkable diversity of externalstimuli, andthus is a pivotal element in multiple

    physiological and pathological processes. Theprogress made in the past two decades in under-standing how different stimuli culminate in

    NF-kB activation and how NF-kB activation is

    translated into a cell-type- and situation-specificresponse has made the NF-kB pathway a para-digm for understanding signaling mechanisms

    and gene regulation. Coupled with the largenumber of diseases in which dysregulation of

    NF-kB has been implicated, the continuinginterest into the regulatory mechanisms that

    Editors: Louis M. Staudt and Michael KarinAdditional Perspectives on NF-kB available at www.cshperspectives.org

    Copyright# 2009 Cold Spring Harbor Laboratory Press; all rights reserved; doi: 10.1101/cshperspect.a000034Cite this article as Cold Spring Harb Perspect Biol2009;1:a000034

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    govern the activity of this important transcrip-

    tion factor can be easily explained.

    Because of its ability to influence expressionof numerous genes, the activity of NF-kB is

    tightly regulated at multiple levels. The pri-mary mechanism for regulating NF-kB isthrough inhibitory IkB proteins (IkB, inhibitor

    of NF-kB), and the kinase that phosphorylatesIkBs, namely, the IkB kinase (IKK) complex.A number of post-translational modifications

    also modulate the activity of the IkB and IKKproteins as well as NF-kB moleculesthemselves.

    In this article, we introduce the major playersin the NF-kB signaling cascade and describe

    the key regulatory steps that control NF-kBactivity. We highlight the basic principles thatunderlie NF-kB regulation, and many of these

    topics are discussed in depth in other articleson the subject.

    NF-kB STIMULI AND kB-DEPENDENTTARGET GENES

    NF-kB transcription factors are crucial playersin an elaborate system that allows cells to

    adapt and respond to environmental changes,

    a process pivotal for survival. A large number

    of diverse external stimuli lead to activation of

    NF-kB and the genes whose expression is regu-lated by NF-kB play important and conserved

    roles in immune and stress responses, andimpact processes such as apoptosis, prolifer-ation, differentiation, and development.

    Bacterial and viral infections (e.g., throughrecognition of microbial products by receptorssuch as the Toll-like receptors), inflamma-

    tory cytokines, and antigen receptor engage-ment, can all lead to activation of NF-kB,

    confirming its crucial role in innate and adap-tive immune responses. In addition, NF-kB

    activation can be induced upon physical(UV- or g-irradiation), physiological (ischemiaand hyperosmotic shock), or oxidative stresses

    (Fig. 1) (Baeuerle and Henkel 1994; Haydenet al. 2006).

    Consistent with the large number of signalsthat activate NF-kB, the list of target genes con-trolled by NF-kB is also extensive (Pahl 1999).

    Importantly, regulators of NF-kB such as

    IkBa, p105, or A20 are themselves NF-kB-dependent, thereby generating auto-regulatoryfeedback loops in the NF-kB response. Other

    Antigen receptors

    Infection

    NF-kB

    TCR

    BCR

    LPSdsRNA

    VCAM,ICAM

    TCRa, bMHC I

    TNFa, IL-1,IL-6, IL-12 IkBa, c-Rel,

    p105G-CSF,

    M-CSF

    Bcl-XL,IAPs

    Serum amyloid protein,C3 complement

    Immunregulatory proteins

    Cytokines

    IMMUNE RESPONSE/INFLAMMATION NF-kBREGULATION

    PROLIFERATION

    APOTOSIS/CELL SURVIVAL

    Rel/IkBproteins

    Cyclins,growth

    factors

    Regulators ofapoptosis

    TNFaIL-1

    UV-, g-radiationreactive oxygen

    intermediates (ROI)

    Cytokines

    Genotoxic stress

    Figure 1. NF-kB stimuli and target genes. NF-kB acts as a central mediator of immune and inflammatoryresponses, and is involved in stress responses and regulation of cell proliferation and apoptosis. Therespective NF-kB target genes allow the organism to respond effectively to these environmental changes.Representative examples are given for NF-kB inducers and kB-dependent target genes.

    A. Oeckinghaus and S. Ghosh

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    NF-kB target genes are central components of

    the immune response, e.g., immune receptor

    subunits or MHC molecules. Inflammatoryprocesses are controlled through NF-kB-depen-

    dent transcription of cytokines, chemokines,cell adhesion molecules, factors of the comple-ment cascade, and acute phase proteins. The

    list of kB-dependent target genes can befurther extended to regulators of apoptosis(antiapoptotic Bcl family members and inhibi-

    tor of apoptosis proteins/IAPs) and prolifer-ation (cyclins and growth factors), thereby

    substantiating its role in cell growth, prolifer-ation, and survival (Chen and Manning 1995;

    Kopp and Ghosh 1995; Wissink et al. 1997).Furthermore, crucial functions of NF-kB inembryonic development and physiology of the

    bone, skin, and central nervous system add tothe importance of this pleiotropic transcription

    factor (Hayden and Ghosh 2004).Because so many key cellular processes such

    as cell survival, proliferation, and immunity are

    regulated through NF-kB-dependent transcrip-

    tion, it is not surprising that dysregulation ofNF-kB pathways results in severe diseases suchas arthritis, immunodeficiency, autoimmunity,

    and cancer (Courtois and Gilmore 2006).

    THE NF-kB TRANSCRIPTION

    FACTOR FAMILYThe NF-kB transcription factor family inmammals consists of five proteins, p65 (RelA),

    RelB, c-Rel, p105/p50 (NF-kB1), and p100/52(NF-kB2) that associate with each other to

    form distinct transcriptionally active homo-and heterodimeric complexes (Fig. 2). They

    all share a conserved 300 amino acid longamino-terminal Rel homology domain (RHD)(Baldwin 1996; Ghosh et al. 1998), and se-

    quences within the RHD are required for di-merization, DNA binding, interaction with

    IkBs, as well as nuclear translocation. Crystalstructures of p50 homo- andp50/p65 heterodi-mers bound to DNA revealed that the amino-terminal part of the RHD mediates specificDNA binding to the NF-kB consensus sequence

    present in regulatory elements of NF-kB targetgenes (50 GGGPuNNPyPyCC-30), whereas the

    carboxy-terminal part of the RHD is mainly

    responsible for dimerization and interaction

    with IkBs (Ghosh et al. 1995; Muller et al.1995; Chen et al. 1998).

    In most unstimulated cells, NF-kB dimersare retained in an inactive form in the cytosolthrough their interaction with IkB proteins.

    Degradation of these inhibitors upon theirphosphorylation by the IkB kinase (IKK)complex leads to nuclear translocation of NF-

    kB and induction of transcription of targetgenes. Although NF-kB activity is inducible in

    most cells, NF-kB can also be detected as a con-stitutively active, nuclear protein in certain cell

    types, such as mature B cells, macrophages,neurons, and vascular smooth muscle cells, aswell as a large number of tumor cells.

    Through combinatorial associations, theRel protein family members can form up to 15

    different dimers. However, the physiologicalexistence and relevance for all possible dimericcomplexes has not yet been demonstrated. The

    p50/65 heterodimer clearly represents themost abundant of Rel dimers, being found inalmost all cell types. In addition, dimeric com-plexes of p65/p65, p65/c-Rel, p65/p52, c-Rel/c-Rel, p52/c-Rel, p50/c-Rel, p50/p50, RelB/p50, and RelB/p52 have been described, someof them only in limited subsets of cells(Hayden and Ghosh 2004). RelB seems to be

    unique in this regard as it is only found inp50- or p52-containing complexes (Rysecket al. 1992; Dobrzanski et al. 1994). p50/c-Reldimers are the primary component of the con-stitutively active NF-kB observed in mature B

    cells (Grumont et al. 1994b; Miyamoto et al.1994). The NF-kB family of proteins can be

    further divided into two groups based on theirtransactivation potential because only p65,RelB, and c-Rel contain carboxy-terminal

    transactivation domains (TAD) (Fig. 2). RelBis unique in that it requires an amino-terminal

    leucine zipper region in addition to its TAD tobe fully active (Dobrzanski et al. 1993). p50

    and p52 are generated by processing of the pre-cursor molecules p105 and p100, respectively.The amino-termini of these precursors

    contain the RHDs of p50 or p52, followed bya glycine rich region (GRR) and multiple

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    copies of ankyrin repeats that are characteristic

    for the IkB protein family. Therefore, not all

    combinations of Rel dimers are transcription-ally active: DNA-bound p50 and p52 homo-and heterodimers have been found to repress

    kB-dependent transcription, most probablyby preventing trancriptionally active NF-kB

    dimers from binding to kB sites, or through

    recruitment of deacetylases to promoter

    regions (Zhong et al. 2002). An intriguing

    feature of p50 and p52 is their ability to associ-ate with atypical IkB proteins such as IkBz andBcl-3, which most likely provide transcriptional

    activation properties. Because of their carboxy-terminal ankyrin repeats, the precursors p105

    and p100 can also inhibit nuclear localization

    p65

    IkBa

    IkBb

    IkBe

    IkBz

    IKKa

    IKKb

    NEMOIKKg

    Bcl-3

    p100

    p105

    RelB

    NF-kB/RelFa

    mily

    IkBFam

    ily

    IK

    Kcomplex

    c-Rel

    p100/p52

    p105/p50

    RelA

    RHD

    RHD

    RHD

    RHD

    RHD

    RHD

    ANK

    ANKGRR

    GRR

    PEST

    PEST

    RHD

    GRR

    GRR ANK

    TAD

    TADLZ

    DD

    DD

    DD

    DD

    NBD

    NBDHLH

    LZ

    LZ

    LZ ZCC2CC1

    Kinase domain

    Kinase domain

    HLH

    TAD

    NF-kB2

    NF-kB1

    Figure 2. Members of the NF-kB, IkB, and IKK protein families. The Rel homology domain (RHD) ischaracteristic for the NF-kB proteins, whereas IkB proteins contain ankyrin repeats (ANK) typical for thisprotein family. The precursor proteins p100 and p105 can therefore be assigned to and fulfill the functions ofboth the NF-kB and IkB protein families. The domains that typify each protein are indicated schematically.CC, coiled-coil; DD, death domain; GRR, glycine-rich region; HLH, helix-loop-helix; IKK, IkB kinase; LZ,leucine-zipper; NBD, NEMO binding domain; PEST, proline-, glutamic acid-, serine-, and threonine-richregion; TAD, transactivation domain; ZF, zinc finger.

    A. Oeckinghaus and S. Ghosh

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    and transcriptional activity of NF-kB dimers

    that they are associated with, and hence can be

    classified as IkB proteins.The specific physiological role of individual

    NF-kB dimers remains to be fully understood.Crystallographic structural analysis has helpeddelineate some of the principles that govern

    selection of particular kB-sites by NF-kBdimers, and biochemical experiments revealedpreferential affinities of individual dimers for

    particular sites in vitro. However, knockoutstudies demonstrated that biochemical affinity

    data do not fully explain the specificity of NF-kB dimers in vivo and it has become obvious

    that dimer selection cannot be reduced to thekB sequence alone (Udalova et al. 2002;Hoffmann et al. 2003; Hoffmann et al. 2006;

    Schreiber et al. 2006; Britanova et al. 2008).The complex structures of target promoters

    together with the potential of particular NF-

    kB dimers to trigger specific proteinproteininteractions at the promoter is likely to be

    more important as transcriptional control

    involves the concerted action of the transcrip-tion factor, coactivators, and corepressors inthe context of nucleosomal chromatin. The kB

    sequence may also affect the conformationof the bound NF-kB dimers and thus

    influence their ability to recruit coactivators.Furthermore, the kinetics of NF-kB dimer

    binding and release from DNA is based on thepresence of sufficient IkBs, as well as the nature

    of post-translational modifications of NF-kBsubunits. The combinatorial diversity of theNF-kB dimers certainly adds to their ability to

    regulate distinct but overlapping sets of genesby influencing all these aspects of kB site

    selection.

    IkB PROTEINS

    In most resting cells, the association of NF-kB

    dimers with one of the prototypical IkB pro-teins IkBa, IkBb, and IkB1, or the precursor

    Rel proteins p100 and p105, determines theircytosolic localization, which makes the IkBproteins essential for signal responsiveness.

    In addition, expression of two atypical mem-bers of this protein family, namely Bcl-3 and

    IkBz, can be induced upon stimulation and

    regulate the activity of NF-kB dimers in the

    nucleus. Finally, an alternative transcript ofthe p105 gene, apparently only expressed in

    some murine lymphoid cells, has been iden-tified and termed IkBg, but its physiologicalfunction remains unclear (Inoue et al. 1992;

    Gerondakis et al. 1993; Grumont and Geron-dakis 1994a).

    All IkB proteins are characterized by the

    presence of five to seven ankyrin repeat motifs,which mediate their interaction with the RHD

    of NF-kB proteins (Fig. 2). In general, individ-ual IkB proteins are thought to preferentially

    associate with a particular subset of NF-kBdimers, however surprisingly little experimentalevidence concerning this important subject

    exists. IkBa and IkBb are primarily believedto inhibit c-Rel and p65-containing complexes,

    with IkBa having a higher affinity for p65:p50than for p65:p65 complexes (Malek et al.2003). RelB exclusively binds p100, whereas

    Bcl-3 and IkBz preferentially associate with

    homodimers of p50 and p52 (Hoffmann et al.2006).

    The Canonical IkBs

    The amino-terminal signal responsive regions(SRR) of the typical IkB proteins IkBa, IkBb,

    and IkB1 contain conserved serine residues(e.g., Ser32 and Ser36 in IkBa) that are targetedby the IKKb subunit of the IKK complex in the

    course of canonical signaling to NF-kB (seealso paragraph: The IKK complex). Phosphor-

    ylated IkB proteins are then modified withK48-linked ubiquitin chains by ubiquitin

    ligases of the SCF or SCRF (Skp1-Culin-Roc1/Rbx1/Hrt-1-F-box) family, upon recognitionof the DSPGXXSP motif of phosphorylated

    IkB proteins through their receptor subunit

    b-TRCP (b-tranducin repeat containing

    protein) (Yaron et al. 1998; Fuchs et al. 1999;Hatakeyama et al. 1999; Kroll et al. 1999; Wu

    and Ghosh 1999). Ubiquitination of IkBsultimately results in their degradation by theproteasome.

    IkBa is the best-studied member of theIkB family of proteins and displays all defining

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    characteristics of an NF-kB inhibitor. The ca-

    nonical p65/p50 heterodimer is primarilyassociated with IkBa and rapid, stimulus-induced degradation of IkBa is critical for

    nuclear translocation and DNA binding ofNF-kB p65/p50. The traditional model of IkBfunction posits that IkB proteins sequester

    NF-kB in the cytosol; however, the actual situ-ation is more complex. Crystallographic struc-tural analysis of an IkBa:p65:p50 complex

    revealed that the IkBa molecule masks onlythe nuclear localization sequence (NLS) of

    p65, whereas the NLS of p50 remains accessible(Huxford et al. 1998; Jacobs and Harrison

    1998). This exposed NLS together with thenuclear export sequence (NES) present inIkBa leads to constant shuttling of IkBa:

    NF-kB complexes between the nucleus andcytosol, despite a steady-state localization that

    appears to be exclusively cytosolic. Degradationof IkBa shifts this dynamic equilibrium becauseit eliminates contribution of the NES in

    IkBa and exposes the previously masked NLS

    of p65. As active NF-kB promotes IkBa ex-pression, an important negative feedback regu-latory mechanism is generated that critically

    influences the duration of the NF-kB response.Consistent with such a role, termination of the

    NF-kB response upon TNFa stimulation isnotably delayed in the case of IkBa deficiency

    (Klement et al. 1996).The roles of the other IkB family members

    are less well established. Although IkBb showsNF-kB binding specificity similar to IkBa, italso possesses a number of unique properties.

    In contrast to IkBa, IkBb:NF-kB complexesdo not undergo nuclear-cytoplasmic shuttling

    (Tam and Sen 2001) and IkBb can associatewithNF-kB complexes bound to DNA, suggest-ing a possible regulatory function in the nucleus

    (Thompsonet al.1995; Suyang et al.1996). Eventhough IkBb is degraded and resynthesized in a

    stimulus-dependent manneralthough withconsiderably delayed kinetics compared to

    IkBaIkBb deletion does not affect thekinetics of NF-kB responses significantly(Hoffmann et al. 2002). Surprisingly, knocking

    in of IkBb to replace IkBa, thereby placingIkBb expression under the regulation of the

    IkBa promoter, leads to normal kinetics of

    NF-kB activation and termination despite the

    fact that IkBb normally does not function inthe early dampening of the NF-kB response

    (Cheng et al. 1998). This suggests that the func-tional characteristics of the different canonicalIkBs are at least in part caused by temporal dis-

    tinctions in their resynthesis based on thespecific transcriptional regulation of their pro-moters (Hoffmann et al. 2002).

    Similar to IkBb, IkB1 is also degraded andresynthesized in response to NF-kB signaling

    with significantly delayed kinetics (Kearns et al.2006). Besides, IkB1 expression and function

    seem to be limited to cells of the hematopoeticlineage, reinforcing the hypothesis that distinctIkBs exert unique roles in NF-kB responses in

    different cellular scenarios.

    The Precursor IkBs

    The precursor proteins p100 and p105 are

    exceptional in their ability to function as Rel

    protein inhibitors, because they can dimerizewith other NF-kB molecules via their RHDs,whereas their carboxy-terminal ankyrin repeats

    serve the function of IkB proteins (Rice et al.1992; Naumann et al. 1993; Solan et al. 2002).

    Although their overall sequence and organi-zation is similar, generation of p50 and

    p52 from their respective precursors occursthrough distinct processing mechanisms. p105is constitutively processed, resulting in a preset

    ratio of p105 and p50 containing Rel dimers ineach cell. This constitutive processing has been

    suggested to occur co- or post-translationally(Lin et al. 1998; Moorthy et al. 2006) and

    depends on a GRR located carboxy-terminal tothe RHD that serves as termination signal forthe proteosomal proteolysis (Lin and Ghosh

    1996). However, p105 can, like IkBa, alsoundergo complete degradation upon phos-

    phorylation of carboxy-terminal serine residuesby IKKb, a process that is favored when p105 is

    bound to other NF-kB subunits (Harhaj et al.1996; Heissmeyer et al. 1999; Cohen et al. 2001;Cohen et al. 2004; Perkins 2006). Interestingly,

    this event has been suggested to be independentof ubiquitination (Moorthy et al. 2006).

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    p100 processing represents a predominantly

    stimulus-dependent event that defines the non-

    canonical NF-kB activation pathway (see alsoparagraph: The IKK complex). It is regulated

    through phosphorylation of p100 by the IKKasubunit of the IKK complex, which results inubiquitination and subsequent partial degra-

    dation of p100 by the proteasome, releasingtranscriptionally active p50/RelB complexes(Senftleben et al. 2001). However, p100 can

    also regulate p65-containing complexes down-stream of IKKa and limit p65-dependent

    responses in T cells in a negative feedback loopsimilar to IkBa, thereby acting as an inhibitor

    in canonical signaling pathways (Ishimaruet al. 2006; Basak et al. 2007). Constitutiveprocessing of p100 has only been described to

    occur at a low level in certain cell types(Heusch et al.1999). The ability of p100 to regu-

    late RelB is of particular importance, as RelB-containing dimers exclusively associate withp100 and require p100 binding for stabilization

    (Solan et al. 2002). Therefore, p100 is able to

    affect NF-kB transcriptional responses at a levelthat extends beyond its role as an IkB protein.

    The Atypical IkBs

    The role of the atypical IkB protein Bcl3 inNF-kB signaling is not fully understood and

    its mechanism of action is still unclear. Bcl3contains a TAD and is found primarily in thenucleus, where it associates with p50 and p52

    homo- or heterodimers. Bcl3 has been sug-gested to provide transcriptional activation

    function on otherwise repressive p50 or p52homodimers (Bours et al. 1993). Furthermore,

    Bcl3 may remove repressive dimers from pro-moters, thereby allowing transcriptionallyactive p65/50 to access and facilitate transcrip-tion in an indirect manner through release ofrepression (Wulczyn et al. 1992; Hayden and

    Ghosh 2004; Perkins 2006). Conversely, induc-tion of Bcl3 expression has been shown to

    inhibit subsequent NF-kB activation. In sucha model, Bcl3 may stabilize repressing dimersat kB sites, thereby preventing access of TAD

    containing NF-kB dimers and consequenttranscription (Wessells et al. 2004; Carmody

    et al. 2007). The potential of Bcl3 to either

    promote or impede transcription has been

    shown to depend to some extent on differentpost-translational modifications (Nolan et al.

    1993; Bundy and McKeithan 1997; Massoumiet al. 2006).Within the IkB family, IkBz is most similar

    to Bcl3. It is not constitutively expressed, butinduced upon engagement of IL-1 and TLR4receptors and is localized to the nucleus

    (Yamazaki et al. 2005). For the most part, IkBzassociates with p50 homodimers. Expression

    of a subset of NF-kB target genes, includingIL-6, is not induced in IkBz-deficient cells

    upon IL-1 or LPS stimulation. IkBz is hy-pothesized to act as a coactivator of p50 homo-dimers even though IkBz does not contain an

    apparent TAD (Yamamoto et al. 2004). IkBzhas also been suggested to negatively regulate

    p65-containing complexes and may thus alsobe able to selectively activate or impedespecific NF-kB activity (Yamamoto et al. 2004;

    Motoyama et al. 2005).

    It is obvious that our perception of IkBproteins has changed significantly over theyears from relatively simple inhibitory mol-

    ecules to complex regulators of NF-kB-drivengene expression. As described previously,

    IkBs can influence the makeup of cellularNF-kB through specific stabilization of un-

    stable dimers, stabilize DNA-bound dimers,thereby repressing or prolonging transcrip-

    tional responses, or even act as transcriptionalcoactivators. Therefore, it is probably moreappropriate to consider IkBs as multifaceted

    NF-kB regulators.

    THE IKK COMPLEX: CANONICAL ANDNON-CANONICAL SIGNALING TO NF-kB

    The first biochemical experiments assigned thecytosolic IkB kinase activity to a large protein

    complex of 700 900 kDa capable of specificallyphosphorylating IkBa on serines 32 and 36.

    Purification of this complex revealed thepresence of two catalytically active kinases,IKKa and IKKb, and the regulatory subunit

    IKKg (NEMO) (Chen et al. 1996; Mercurioet al. 1997; Woronicz et al. 1997; Zandi et al.

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    1997). IKKa and IKKb are ubiquitously ex-

    pressed and contain an amino-terminal kinase

    domain, a leucine zipper, and a carboxy-terminal helix-loop-helix domain (HLH)

    (Fig. 2). The leucine zipper is responsible fordimerization of the kinases and mutations inthis region render the kinases inactive, whereas

    the HLH is dispensable for dimerization, butessential for optimal kinase activity (Zandiet al. 1998). The carboxy-terminal portions

    of IKKa and -b are critical for their interac-tion with the regulatory subunit IKKg, which

    is mediated by a hexapeptide sequence(LDWSWL) on IKKs termed the NEMO bind-

    ing domain (NBD) (May et al. 2000; Mayet al. 2002). Activation of the IKK complex isdependent on the phosphorylation of two

    serines in the sequence motif SLCTS of theT-loop regions in at least one of the IkB kinases

    (Mercurio et al. 1997; Ling et al. 1998).Whether these phosphorylation events occurthrough trans-autophosphorylation or through

    phosphorylation by an upstream kinase con-

    tinues to be debated (Hayden and Ghosh 2004;Scheidereit 2006).

    The physiological significance of IKKa and

    IKKb has been analyzed extensively in knock-out mice. These studies have revealed two

    general types of signal propagation pathwaysto NF-kB activation, which are distinct in

    respect to the inducing stimuli, the IKK sub-units involved, and the NF-kB/IkB substratestargeted (Fig. 3). In the canonical NF-kBpathway, which is induced by inflammatorycytokines, pathogen-associated molecules, and

    antigen receptors, IKKb is both necessary andsufficient to phosphorylate IkBa or IkBb in

    an IKKg-dependent manner. Thus, IKKb-deficient mice exhibit embryonic lethalitycaused by severe liver apoptosis because of

    defective TNF signaling to NF-kB in the devel-oping liver (Beg et al. 1995; Li et al. 1999a;

    Li et al. 1999b). Congruently, IKKb-deficientcells were shown to be unable to activate

    NF-kB upon stimulation with proinflamma-tory cytokines such as TNFa or interleukin-1(IL-1) (Li et al. 1999a; Li et al. 1999b). The

    role of IKKa in canonical NF-kB signalingremains unclear; however, more recent studies

    have established a role for IKKa in regulating

    gene expression by modifying the phosphory-

    lation status of histones and p65 (Anest et al.2003; Yamamoto et al. 2003; Chen and Greene

    2004).In contrast to the canonical pathway, thenon-canonical pathway that is induced by speci-

    fic members of the TNF cytokine family, such asBAFF, lymphotoxin-b, or CD40 ligand relieson IKKa, but not IKKb or IKKg. IKKa is

    believed to selectively phosphorylate p100associated with RelB (Senftleben et al. 2001;

    Scheidereit 2006). Although the upstreamsignal propagation events are poorly under-

    stood, IKKa clearly requires activation of NIK(NF-kB-inducing kinase), which seems to func-tion asbothan IKKa-activating kinaseas well as

    a scaffold linking IKKa and p100 (Xiao et al.2004). Phosphorylation of p100 entails recruit-

    ment of SCFbTrCP and subsequent polyubiq-uitination of Lys855, which is situated in apeptide sequence homologous to that targeted

    in IkBa (Fong and Sun 2002; Amir et al.

    2004). Similar to p105 processing, the GRR ofp100 is required for partial processing to gener-ate p52. In addition to non-canonical signaling

    to NF-kB, IKKa regulates developmental pro-cesses that are both dependent, as well as inde-

    pendent, of NF-kB-induced gene transcription(Sil et al. 2004).

    POST-TRANSLATIONAL MODIFICATIONSOF NF-kB

    Given thewide range of biological processes thatare affected by NF-kB, andthe disastrous conse-quences of dysregulated NF-kB signaling, intri-

    cate and highly regulated mechanisms exist forcontrolling NF-kB activity. These added layers

    of regulation involve a variety of posttrans-lational modifications of various core com-

    ponents of this signaling pathway, therebyinfluencing NF-kB activity at multiple levels.

    The critical phosphorylation and ubiquitina-tion events of IkB proteins and the IKKcomplex have been described previously. In

    addition, the NF-kB subunits themselvesare subject to a wide range of regulatory

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    protein modifications, including phosphory-

    lation, ubiquitination, or acetylation (Perkins2006). Some of these modifications also rep-resent important means for cross talk between

    different signaling pathways (Perkins 2007).

    Importantly, degradation of IkBs andnuclear translocation of the NF-kB dimersalone are not sufficient in eliciting a maximal

    NF-kB response, which has been shown toalso critically depend on protein modifications

    of NF-kB subunits. Post-translational modifi-cations of p65 have been most thoroughlyinvestigated in this context. Phosphorylation

    by protein kinase A (PKA) was the first

    modification of p65 to be recognized and has

    since been demonstrated to be critical for p65-driven gene expression of many but not alltarget genes (Naumann and Scheidereit 1994;

    Neumann et al. 1995; Chen and Greene 2004).

    The catalytic subunit of PKA (PKAc) exists incomplex with cytosolic IkB:NF-kB complexesand is activated upon IkB degradation to phos-

    phorylate Ser276 of p65. p50 and c-Rel are alsomodified by PKAc at equivalent sites to RelA

    (Perkins 2006). In p65, Ser 276 phosphory-lation is thought to break an intramolecularinteraction between the carboxy-terminal part

    of the protein and the RHD, thereby facilitating

    NEMOP

    P P

    IKKaIKKa

    NEMOP

    IKKbIKKa

    RelBRelB

    p100

    p52

    RelBp52

    P

    p50 p65

    IkR

    UbUb

    Proteasome

    Ub P

    p50p65

    NIK

    Canonical pathway(TNFa, IL-1, LPS)

    Non-canonical pathway(CD40, BAFF, lymphotoxin-b)

    Figure 3. Canonical and non-canonical signaling to NF-kB. The canonical pathway is, e.g., induced by TNFa,IL-1, or LPS and uses a large variety of signaling adaptors to engage IKK activity. Phosphorylation of serineresidues in the signal responsive region (SRR) of classical IkBs by IKKb leads to IkB ubiquitination andsubsequent proteosomal degradation. This results in release of the NF-kB dimer, which can then translocate

    to the nucleus and induce transcription of target genes. The non-canonical pathway depends on NIK (NF-kB-inducing kinase) induced activation of IKKa. IKKa phosphorylates the p100 NF-kB subunit, whichleads to proteosomal processing of p100 to p52. This results in the activation of p52-RelB dimers, whichtarget specific kB elements.

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    DNA binding and enabling interaction with the

    transcriptional coactivators p300 and CBP

    (CREB-binding protein) (Zhong et al. 1998;Zhong et al. 2002). In addition to PKA, MSK1

    and MSK2 (mitogen- and stress-activatedprotein kinase) have been shown to targetSer276, and in doing so possibly mediating

    cross talk with the ERK and p38 MAPK path-ways (Vermeulen et al. 2003; Perkins 2006).Several additional phosphorylation events

    have been described but the physiologicalconsequences in most cases remain less clear.

    Ser536 within the TAD of p65 seems to be aphosphorylation site that is targeted by several

    kinases, including IKKb. Numerous effectshave been ascribed to this modification, includ-ing regulation of p65 nuclear localization and

    CBP/p300 interaction (Chen et al. 2005;Perkins 2006). CK2has been shown to inducibly

    modify Ser529; however, it remains unclearwhether this phosphorylation affects p65 tran-scriptional activity (Wang et al. 2000). Ser311

    can be phosphorylated by the atypical protein

    kinase PKCz in response to TNF stimulation,which has also been demonstrated to positivelyinfluence p65:CBP interaction (Duran et al.

    2003). Interestingly, of the four phosphory-lation sites mentioned above, two are found in

    the RHD (Ser276 and Ser311), whereas theother two are located within the TAD (Ser529

    and Ser 536).The diversity of the p65 phosphorylation

    sites detected so far suggests that possibly evenmore modification sites will be discovered inthe future, in particular in other NF-kB sub-

    units. It is likely that these modificationswould serve to fine-tune NF-kB transcriptional

    activity, e.g., in determining target-gene speci-ficity and timing of gene expression, ratherthan acting as simple on off switches.

    p65 can also be inducibly acetylated atdifferent sites (Lys122, 123, 218, 221, and 310)

    with variable effects on its activity, probablyby the action of CBP/p300 and associatedhistone acetyltransferases (HAT). While acety-lation of lysines 218, 221, and 310 has beenshown to promote p65 transactivation, acety-

    lated lysines 122 and 123 act in an inhibitorymanner. Acetylation at Lys310, promoted by

    phosphorylation of Ser276, has been shown to

    augment transcriptional activity without affect-

    ing DNA or IkB binding, presumably throughgenerating a binding site for a coactivator

    protein. In contrast, acetylated Lys221 impedesassociation with IkBa, thereby enhancingDNA binding (Chen et al. 2002; Chen and

    Greene 2004). Different histone deacetylases(HDAC) such as HDAC-3 and SIRT1 have beenimplicated in removing p65 acetylations (Chen

    and Greene 2004; Yeung et al. 2004).

    TERMINATION OF THE NF-kB RESPONSE

    Our knowledge about the mechanisms leadingto NF-kB activation far exceeds what we knowabout the regulatory mechanisms that deter-

    mine its inactivation. The best studied andwell accepted mechanism for termination of

    the NF-kB response involves the resynthesis ofIkB proteins induced by activated NF-kB(Pahl 1999). Newly synthesized IkBa can

    enter the nucleus, remove NF-kB from the

    DNA, and relocalize it to the cytosol (Haydenand Ghosh 2004). Also, the precursors p105and p100, as well as c-Rel and RelB, are NF-kB

    inducible genes, and hence the composition ofNF-kB complexes in a cell can vary over time.

    Significant progress has also been made inunderstanding how negative regulators influ-

    ence signaling upstream of the IKK complex(Hayden and Ghosh 2004; Krappmann andScheidereit 2005; Hacker and Karin 2006). In

    the recent years, additional inhibitory mecha-nisms have been identified that function later

    in the pathway and directly affect the active,DNA-bound NF-kB. These include post-

    translational modifications of NF-kB subunitsand have been shown to participate in shuttingoff the NF-kB response by altering cofactor

    binding or mediating displacement and degra-dation of NF-kB dimers. Because acetylation

    of p65 has been demonstrated to negativelyimpact its DNA-binding affinity (Kiernan

    et al. 2003), regulation of p65 associationwith HATs and HDACs influences terminationof the NF-kB response (Ghosh and Hayden

    2008). An alternative scenario involvesubiquitin-dependent proteosomal degradation

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    of promoter-bound p65, facilitated by the ubiq-

    uitin ligase SOCS-1 (Ryo et al. 2003; Saccani

    et al. 2004). In parallel, the nuclear ubiquitinligase PDLIM2 has been shown to target p65

    for ubiquitination and proteasomal degra-dation, as well as to transport p65 to promyelo-cytic leukemia (PML) nuclear bodies, thereby

    supporting transcriptional silencing (Tanakaet al. 2007). In addition, IKKa has been demon-strated to promote p65 and c-Rel turnover and

    removal from proinflammatory gene promotersin macrophages (Lawrence et al. 2005). Finally,

    NF-kB subunits have been shown to be inhib-ited by oxidation and alkylation of a redox-

    sensitive cysteine located in the DNA-bindingloop (Perkins 2006). This list is far from beingcomplete and it seems that we have just begun

    to understand the complex network of modi-fications regulating NF-kB transcriptional

    activity in the nucleus. As a detailed knowledgeof these mechanisms is crucial for our under-standing of the function of NF-kB, this area of

    investigation is likely to continue to attract sig-

    nificant attention in the future.

    CONCLUSIONS

    The transcription factors of the NF-kB family

    control the expression of a large number oftarget genes in response to changes in the

    environment, thereby helping to orchestrateinflammatory and immune responses. As aber-rant NF-kB activation underlies various disease

    states, precise activation and termination ofNF-kB is ensured by multiple regulatory pro-

    cesses. It is fair to say that the IkB proteins rep-resent one of the primary means of NF-kB

    regulation, although their versatile effects onNF-kB activity make them more complex thansimple inhibitory proteins. A diverse array of

    post-translational modifications of IKK, IkB,and NF-kB proteins provides the means to fine-

    tune the NF-kB response at multiple levels.Tremendous progress has been made in under-

    standing the regulatory mechanisms shapingthe NF-kB response, yet it is striking howmuch still remains to be discovered. Because of

    the well-characterized links between NF-kBand diseases like cancer or arthritis, unraveling

    the complexity of NF-kB regulation remains a

    major goal to help act on specific steps of the

    NF-kB pathway, thereby avoiding the risk ofharmful side effects that could result from

    general inhibition of NF-kB.

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    14 Cite this article as Cold Spring Harb Perspect Biol2009;1:a000034