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    C o n t e n t s

    1. O p e n - lo o p a n d c l o s e d - lo o p c o n t r o l P a g e 4

    1.1. Func tion a nd seq uence of a n open-loop control s ys tem P a ge 4

    1.2. Function and seq uence of a closed-loop control system Pa ge 5

    2 . T h e c o n t r o l - lo o p P a g e 6

    2.1. The elements of the control loop P a ge 7

    2.2. The controlled s ys tem P a ge 82.3. The controller Pa ge 11

    2.3.1. On/off controllers P a ge 12

    2.3.2. Continuous-a c tion controllers P a ge 14

    3 . A d a p t in g t h e c o n t r o l le r t o t h e c o n t r o l le d s y s t e m Pa ge 18

    3.1. S elec ting the s uita ble controller P a ge 19

    3.2. Determining controller pa ra meters P a ge 19

    3.2.1. S etting guidelines in line w ith Zieg ler a nd Nichols P a ge 19

    3.2.2. S etting guidelines in line w ith Chien, Hrones a nd Resw ick P a ge 21

    4 . R a t in g a n d s e le c t io n o f c o n t r o l v a lv e s Pa ge 22

    4.1. Introduction a nd definition of terms P a ge 22

    4.2. Ra ting a nd s elec tion of pilot va lves P a ge 22

    4.3. Ra ting a nd s elec tion of control va lves P a ge 23

    4.3.1. Fluidics funda menta ls P a ge 23

    4.3.2. Cha ra cteris tic curves P a ge 24

    4.3.2.1. Va lve cha ra c teris tic P a ge 24

    4.3.2.2. Flow cha ra cteris tic a nd ra ngea bility P a ge 24

    4.3.2.3. Operating cha racteristic and press ure ratio P ag e 25

    4.3.3. Ra ting a nd s elec tion P a ge 26

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    The terms open-loop c ontrol a nd

    closed-loop control are closely inter-

    linked.

    1.1 .F u n c t io n a n ds e q u e n c e o f a n o p e n -lo o p c o n t r o l s y s te m

    An open-loop co ntrol sys tem is cha r-

    ac terized b y the fact tha t one or more

    input variab les of a sys tem influence

    its output variables in accordance with

    the systems own interrelations.

    One everyday example of an open-

    loop control system:

    The inside tempe rature of a room is to

    be maintained at a constant value as a

    function o f the outside tem perature.

    The roo m te mpe rature P V (outp ut va ri-

    able of the open-loop control system)

    is to b e maintained a t a c onsta nt value

    by a djusting the electrica lly ope rated

    mixer valve and thus , the temp erature

    of the hea ting s upply line o r radiato r.

    If the outside temperature changes,

    the room temperature cha nges a s a

    co nseq uence of this. The outside tem-

    perature is referred to a s the disturb-

    anc e va ria ble and identified w ith the

    letter z (z1 in the example).

    The ta sk of the o pen-loop co ntrol sys-

    tem is to counteract the influence of

    the o utside temperature disturbance

    variable.

    For this purpose, the outside tempera-

    ture is measured via the outside temp-

    erature sens or.

    The mixer valve is a djusted or the

    tempera ture o f the rad iato r varied via

    the control unit.

    The interrela tionship bet w een the o ut-

    side temperature and the heating out-

    put req uired for maintaining a cons tant

    room temperature must be stored in

    the control unit (e.g. in the form of

    characteristic curves). Use of such a

    control unit allows the influence of the

    outside temperature on the room

    temperature to b e elimina ted.

    Bes ides the outside temperature, the

    example shown in Figure 1 also con-

    tains other disturba nce va riab les w hich

    also affect the room temperature:

    op en in g a w in d ow o r a d oor

    chang ing wind cond it ions

    presence of persons in the room.

    Since it is not detec ted by the control

    unit, the effect of these disturbance

    variab les on the room tempera ture is

    not compens ated for by the open-loop

    control system.

    The use o f such a n open-loop co ntrol

    system is practical only if it can be as-

    sumed that there is a low influence of

    (secondary) disturbance variables.

    The b loc k diagra m in Figure 2 s how s

    the open action sequence cha racteris-

    tic of an open-loop control system.

    1 . O p e n - l o o p a n d c l o s e d - l o o p c o n t r o l

    F igure 1 : O pe n- loop co ntro l o f the ins ide

    t e m p e r a t u r e o f a r o o m

    Outsidetemperaturesensor

    Radiator

    Electricallyoperatedmixer valve

    He

    ating

    ret

    urnline

    Controlunit

    Heatingboiler

    PVRoomtemperature

    Window

    Disturbanc e variable z2Opening the window

    Disturbance variable z1Change in outsidetemperature

    M

    Heating

    supplyline

    Disturbanc e variable z 4Number of persons in the room

    Disturbanc e variable z 3Wind conditions

    Disturbanc e variable z 2Opening the window

    Outside

    temperature

    sensor

    Control unit Mixer va lve Ra dia tor Room

    Disturbanc e variable z1

    Change in outside

    temperature

    Room

    temperature

    P V

    F ig u r e 2 : B lo c k d ia g r a m o f t h e o p e n - lo o p c o n t r o l s y s t e m f o r r o o m t e m p e r a t u r e

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    5

    Disturbance variable z 2Opening the window

    Disturbance variable z 1Change in outside temperature

    Disturbance variable z 3Wind conditions

    Disturbance variable z 4Number of persons in the room

    Contro ller Mixer va lve Rad ia tor Room

    RoomtemperatureP V+

    Set-pointprogramm.

    Set-pointvalue

    Actual value

    Outsidetemperaturesensor

    Open-loop control Closed-loop control

    Application If no or only one essential If several essential d isturb-

    and meas urab le disturbance ance variab les are present.

    variab le is present. If disturbance variab les

    cannot be detected or can

    be only poorly de tec ted with

    meas uring sys tems.

    If unforeseeab le d is turbance

    variables may occur.

    Advantages Low im ple me nt a tion e ffo rt . D is t urb a n c e v a ria b le s a re

    No stabi lity problems detected and compensated

    due to the open a ction for.

    s eq uence. The preset va lue (set-point SP )

    is more precisely complied.

    Disadvantages Disturbance variables The equipment effort and

    that occ ur are not detected complexity are greater than

    auto ma tica lly. with open-loop co ntrol.

    Me a sure me nt is re q uire d A m ea s ure me nt is a lw a ys

    for ea ch disturbanc e varia ble required.

    to be co mpensa ted for.

    All interrelationships of the

    system to be controlled must

    be known in order to design

    the control unit optimally.

    Howe ver, if the effect of the o ther dis-

    turba nce va riab les is so strong that it

    also needs to be c ompensa ted for, it

    becomes necessary to control the room

    temperature on the ba sis of a closed-

    loop control system. The block diagram

    in Figure 3 shows the closed action

    seq uence that is typical of a c losed -

    loop control system.

    1. 2 .F u n c t io n a n ds e q u e n c e o f a c lo s e d -lo o p c o n t r o l s y s t e m

    The funda ment a l differenc e with res -

    pect to an open-loop control system is

    that the output variable of the system

    (the actual value) is constantly meas-

    ured and compa red w ith ano ther vari-

    able (the set-point value or the refer-

    ence varia ble). If the a ctua l value is

    not equal to the set-point value, the

    controller responds to this. It changes

    the actual value by adjusting it to the

    set-point va lue.

    One everyday example of a closed-

    loop control system:

    The inside tempe rature of a room is to

    be maintained at a preset temperature.

    In this c as e, the effects of d isturba nce

    variables on the room temperature

    sho uld b e eliminate d.

    The effects of a ll disturba nce variables

    influencing the room temperature:

    change in outside temperature

    op en in g a w in d ow

    chang ing wind cond it ions

    are registered by measurement of the

    room temperature and comparing this

    with the set-point value. On the basis

    of the co mparison between set-point

    and actual value, the controller adjusts

    the temperature of the heating supply

    line or radiator via the mixer valve until

    the req uired room tempera ture is

    reached.

    The ta ble below c onta ins a pplica tion

    recommenda tions for open-loop and

    closed-loop control.

    F igure 4 : C lose d- loop co ntro l o f the

    in s id e t e m p e r a t u r e o f a r o o m

    Roomtemperaturesensor

    Radiator

    Electricallyoperatedmixer valve

    Heating

    returnline

    Controlunit

    Heatingboiler

    PVRoomtemperature

    Window

    Disturbanc e variable z 2Opening the window

    Disturbanc e variable z1

    Change in outsidetemperature

    Setpointadjuster

    Actualvalue

    Set-pointvalue

    M

    Heating

    supplyline

    Tab le 1 : App l icat ion , advantage s and d isadvanta ges o f open- loop and

    closed- loop contro l

    F ig u r e 3 : B lo c k d ia g r a m o f t h e c l o s e d - lo o p c o n t r o l s y s t e m f o r r o o m t e m p e r a t u r e

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    Closed-loop c ontrol is a proces s tha t

    is used in more than just technical

    applica tions. Closed-loop control

    sys tems run virtually everywhere a nd

    always . The process of se tting the

    required water temperature when

    showering or complying with a speed

    limit when driving a car involves

    closed -loop c ontrol. These tw o exa m-

    ples demo nstrate the task of a closed-

    loop control system: adjusting, a

    specific variable such as temperature,

    speed , f low rate or pressure to a re-

    q uired va lue.

    In principle, a closed -loop co ntrol pro-

    ces s a ppears to be a very simple one.

    How ever, w hen implementing tec hni-

    ca l closed -loop control systems , prob-

    lems are very q uickly enco untered.

    The preco ndition for correct function-

    ing of a closed-loop control system is

    the interplay of the individua l compo -

    nents involved in a closed -loop co ntrol

    sys tem. The tota lity of comp onents o f

    a c losed-loop control system is referred

    to a s the co ntrol loop . In the follow ing,

    the control loop is explained in further

    detail.

    A control loop consists of the following

    components :

    the measuring instrument or sensor

    for detecting the variable to be

    controlled the controller, the core of the

    closed-loop control system

    the system to be controlled (this

    pa rt is referred to a s c ontrolled

    system).

    One example:

    The fluid level in a ta nk is t o b e ma in-

    tained at or a djusted to a preset va lue.

    In order to implement a close d-loo p

    control system, it is nec ess ary to co n-

    tinually me a sure t he filling level in the

    tank (proc ess value).

    This is d one he re, for example, by a n

    ultrasonic level transmitter. The process

    value is constantly compared with the

    preset target filling level (set-point va -

    lue), w hich is s et e.g . on a co ntrol unit

    via buttons or se lector sw itches.

    The comparison between process value

    and set-point value is performed by the

    co ntroller. If a d eviation o cc urs be-

    tween the proces s a nd set-point value

    (control deviation), the controller must

    respond to it. The co ntroller has to a d-

    just a suitable final co ntrol element or

    actuator (a continuous-action control

    valve in the exa mple show n in

    Figure 5) so that the process value ad-

    justs to the set-point value, i.e. so that

    the control deviation becomes zero. If

    the process value is higher than the

    set-point value, the co ntrol valve must

    be clos ed further. If the filling level is

    too low, the valve must be o pened

    wider.

    Co ntrol deviations in a co ntrol loop

    are caused by two fac tors :

    d is turbance variab les

    changes in the set-point value.

    In our example, the follow ing tw o d is-

    turba nce va riab les may o ccur:

    outflow from the tank, occurring

    abruptly due to opening of one or

    mo re ON/OFF va lves

    slow filling-level chang e due to

    eva poration o f the fluid from the

    tank.

    2 . T h e c o n t r o l l o o p

    Continuous-ac tion controlvalve

    Continuous-ac tion leveltransmitter

    S e n s o r

    Conto l l er

    S e n s o r

    ON/OFFvalves

    Contro l led s ystem

    ControllerSe t-point value = req uired va lue

    Process value = measured value

    Ta nk

    F igure 5 : Hardw are re pres entat ion o f a c losed- loop f ill ing - l eve l

    cont ro l system

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    7

    2 . 1.T h e e le m e n t s o f t h ec o n t r o l lo o p

    Block diag rams a re used to represent

    co ntrol loop s. This mod e o f represen-

    tation affords the ad vantag e that it

    concentrates on the control-engineer-

    ing prob lem. The interplay o f the in-

    dividual components of the control

    loop is represented grap hica lly. For

    the exa mple of a closed -loop filling-

    level control sys tem, the block diagram

    looks a s follow s:

    SP: S et-point value o r reference

    variable (required filling level)

    PV: Process value or controlled

    va ria ble (meas ured filling level)

    PVd: Co ntrol deviation

    (a ctua l value s et-point value)

    CO: Manipulated variable or con-

    trol output (output value of

    the controller)

    z1: Disturbance variable 1

    (outflow from the tank)

    z2: Disturbance variable 2

    (evaporation of fluid from the

    tank)

    The ba sic s tructure o f this b loc k dia-

    gram corresponds to tha t of the c losed-

    loop room temperature control struc-

    ture. Thus, the follow ing gene ral block

    diag ram (sho wn in Figure 7) ca n be

    used to s ummarize the closed-loop

    co ntrol engineering.

    In this c as e, it is a ss umed that the ac -

    tion po int of the disturba nce va ria bles

    does not a lwa ys need to be at the out-

    put of the controlled system, but that

    the action of the disturbance variables

    ca n be converted to this point.

    Usually however, the simplified block

    diagram shown in Figure 8 is used.

    The disturbanc e variables a re combi-

    ned and their action point is at the

    output of the controlled system.

    Block diag rams a re used to create a

    closed-loop control engineering model

    of a real syste m. The ma in compo -

    nents of the control loop are represen-

    ted by function blocks, frequently also

    referred to a s transfer elements. The

    functiona l relations hip b etw een the in-

    dividual blocks and in regards to the

    environment is s how n by a ction lines.

    Each function block is characterized

    by the dependenc e of its o utput signal

    on the input signa l. This depe ndenc e

    is d esc ribed by the respo nse. There

    are numerous possible ways of repre-

    senting the res pons e. The mos t con-

    ventional wa y is sta ting the step re-

    spo nse o r trans fer function. It is plot-ted as a simple timing diagram in the

    relevant function block.

    The s tep respons e is the c harac teristic

    of the output signal, which occurs

    when the input signal change s a brupt-

    ly a s a function o f time. The trans fer

    function (designated h(t)) is the step

    respons e sta ndardized w ith respect to

    the ma gnitude of the input step o r in-

    put s igna l (h(t) = P Vo(t)/P Vi0).

    Controller Continuous-ac tion position-ing valve

    Measuredvalue p ick-upplus

    transmitter

    Referencepoint

    S P P Vd C O P VTa nk

    z 1 z 2

    +

    F igure 6 : B lock d iagram o f the c losed- loop f i lli ng - l eve l cont ro l system

    z 1

    z 2

    Controller Fina l c ontrolelement/actuator

    Measuredvalue p ick-upplustransmitter

    Referencepoint

    S P P Vd C O P V++Controlledsystem

    +

    +

    +

    P V

    Disturbancevar. sys tem 2

    Disturbancevar. system 1

    F igure 7 : G enera l b lock d iagram o f the co nt ro l l oop

    Controller Fina l c ontrolelement/actuator

    Measured

    value p ick-upplustransducer

    Referencepoint

    S P P Vd C O P V++Controlledsystem

    +

    P V

    Contro l system , cont ro l ler

    z

    F igure 8 : S im p l if ied gene ra l b lock d iagram o f the c ont ro l loop

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    If, in the b loc k diag ram, w e replac e the

    individua l control loop elements o r

    function b loc ks by the form of repre-

    sentation shown in Figure 9, we obtain

    the signal flow diagram of the control

    loo p. Figure 10 show s the signa l flow

    diag ram of the close d-loo p filling-level

    control system.

    The signa l flow diag ram or the b loc k

    diagram is a n important aid to design-

    ing control loops and for adapting the

    co ntroller to the co ntrolled sys tem. In

    many ca ses , ada ptation of the control-

    ler is one of the most demanding tasks,

    and one that requires basic knowledge

    of controlled systems and controllers.

    This is c ove red in the follow ing se c-

    tions.

    2 . 2 .T h e c o n t r o l le d s y s t e m

    In order to s elect a suitable co ntroller

    and b e ab le to a da pt it to the control-

    led system (the system or equipmentto b e co ntrolled), it is ne ces sa ry to

    have precise information on the b ehav-

    ior of the controlled system. Factors

    that must be known include to w hat

    extent and in what timeframe the out-

    put signal of the controlled system re-

    sponds to cha nges o f the input signal.

    Rea l trans fer elements differ from idea l

    ones by virtue of the fact that they al-

    most a lwa ys feature a time-delayed

    respons e. This mea ns tha t a ce rtain

    time elaps es until the output signa l re-

    sponds to a chang ing input signa l.

    Controlled s ystems ca n be subdivided

    into two categories in terms of their

    time respons e or stead y sta te condi-

    tion:

    Controlled systems with compen-

    sation:

    In the ca se of controlled s ystems with

    compensa tion, the o utput variab le o f

    the system reassumes steady-state

    co ndition w ithin a spe cific p eriod. One

    example of a controlled system with

    compensa tion is the flow rate in a pipe.

    If the degree of opening of a continu-

    ous-action control valve is changed, a

    constant f low rate is established af ter

    a s pecific period a ssuming c onsta nt

    press ure co nditions. The trans fer ele-

    ment shown in Figure 11 symbolizes a

    controlled system with compensa tion.

    P V iInput signal

    P V oOutput signal

    Time

    P Vi

    Time

    P VoTime

    P Vo

    P Vi

    F ig u r e 9 : S te p r e s p o n s e o f a t r a n s f e r e le m e n t

    Controller Fina l c ontrol element/actuator

    Controlled sys tem

    Measured value pick-up+ transmitter

    S P P V d C O P V

    z 2 z 1

    +

    P V

    Time

    xo

    Time

    xo

    Time

    xo

    Time

    co

    ?

    F igure 10: S ignal fl ow d iagram o f the c losed- loop f ill ing - l eve l cont ro l system

    P V iInput signal

    P V oOutput signal

    Time

    P Vi

    Time

    P VoTime

    P Vo

    P Vi

    F igure 11: Transfer e lem ent w ith p lo t ted s tep re sponse o f a co nt ro l led s ystem w i th

    c o m p e n a s t a i o n

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    9

    Controlled systems without com-

    pensation:

    In the case of controlled systems with-

    out compensa tion, there is no stea dy-

    sta te condition. Even with a c onsta nt

    input variable (greater than 0), the out-put signal changes at a constant rate

    or acceleration. In the example of

    clos ed -loo p filling-level co ntrol in a

    tank, this relate s to a co ntrolled sys tem

    without compensation. If the valve for

    filling the ta nk is ope n a nd the ON/OFF

    valves a re closed, the filling level in-

    creases continuously without as suming

    a s teady-sta te condition. In the cas e

    of realc ontrolled systems without com-

    pens ation, there is ge nerally a limita -

    tion: in the examp le of c los ed-loop

    filling-level c ontrol, t his res ults from

    overflow ing o f the ta nk.

    The tra nsfe r eleme nt s how n in Figure

    12 symbolizes a controlled system

    without c ompensa tion.

    When selecting and setting the con-

    troller, the aspect of whether the con-

    trolled system is a controlled system

    with or without compensation is of

    crucial importa nce.

    The mos t freq uently occ urring cont rol-

    led systems and their transfer func-

    tions are des cribed below in greater

    de ta il. Ta ble 2 provides a n initial over-

    view.

    P V iInput signal

    P V oOutput signal

    Time

    P Vi

    Time

    P VoTime

    P Vo

    P Vi

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    P V iInput signal

    P V oOutput signal

    Time

    P Vo

    D e s ig na t io n Tra ns fe r e le m e nt Ap p lic a t io n

    P - s y s t e m Closed- loop pressurecontro l with f luidsClosed- loop f low-ratecontro l with f luids

    1st -o rder t im e-delayeds y s t e m

    Closed- loop pressurecontro l with f luidsand gasesClosed- loop f low-ratecont rol wi th gasesClosed-loop rotational-speed cont rol

    2 n d - o r d e r t im e - d e l a y e ds y s t e m

    Closed- looptemperature cont rol

    3 r d - o r d e r t im e - d e l a y e ds y s t e m

    Closed- looptemperature cont rol(steam via heatexchanger)

    T t- s y s t e m Closed- loop conveyingquanti ty control onconveyor b el ts

    T1 1st -o rder t im e-delayed

    s y s t e m

    Closed- loop pH cont rolClosed-loop conductivi tycont rolMixing two f luid streamsin one pipe

    I -system Closed-loop f i ll ing levelcont rolClosed-loop conductivi tycont rol

    F igure 12: Transfer e lem e nt w i th p lo t ted s te p respo nse o f a co nt ro ll ed system w ithout

    c o m p e n s a t i o n

    Tab le 2 : O verv iew o f typ ica l cont ro l led s ystem s

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    The P-element:

    On the P -element o r proportiona l ele-

    ment, the o utput signal follow s the in-

    put signal directly, with no time delay.

    Input and output signal are propor-

    tiona l to e a ch o ther. There is no timedelay. Figure 13 shows the behavior or

    step response o f a P -element.

    The 1st-order time-delay element:

    On the 1s t-order time-dela y element,

    the output s igna l follow s the input sig-

    nal with a time delay. In this case, the

    output signal changes immediately,

    but increa ses co ntinuously to the full

    scale value with a time delay.

    An ana log respons e is show n by the

    voltag e through a ca pac itor when

    cha rging via a series resistor.

    The 2nd-order time-delay element:

    The 2nd -order time-dela y element is a

    controlled system with two d elays

    (two 1st-order time-delay elements

    co nnected in s eries). 2nd-order time-

    delay systems a re charac terized by

    three pa rameters, the system ga in Ks

    and the tw o time cons tants Tu and Ta.

    Unlike the 1st-order time-delay ele-

    ment, the ste p respo nse is initially

    charac terized b y a horizontal tangent,

    features a flex point and then runs

    asymptotically towards the full scale

    value.

    Rea l 2nd-order time-delay elements

    are controlled systems with two (ener-

    gy) stores, s uch as those o ccurringwhen tempering a tank via a heat ex-

    changer.

    What follows is a consideration of the

    co ntrolla bility o f c ontrolled sys tems

    with co mpens a tion (with time

    de lays /de a d time). Thes e co ntrolled

    systems can be approximated by the

    approximate model shown in Figure 16.

    0

    P V iInput signal

    I nput s tep

    Time

    P V oOutput signal

    S t e p r e s p o n s e

    Time

    P Vo = Ks P ViP Vi

    F ig u r e 1 3 : S t e p r e s p o n s e o f a P - e l e m e n t

    P V iInput signal

    I nput s tep

    Time

    P V oOutput signal

    S t e p r e s p o n s e

    Time

    P Vo = Ks P Vi

    T1

    P Vi

    F igure 14: Step response o f a 1st -o rder t im e-delay e lem ent

    P V iInput signal

    I nput s tep

    Time

    P Vi

    P V oOutput signal

    S t e p r e s p o n s e

    Time

    P Vo = Ks P Vi

    TuTt Ta

    Flex ta ngent

    Flex point

    F ig u r e 1 5 : S t e p r e s p o n s e o f a 2 n d - o r d e r t im e - d e l a y e le m e n t

    P V iInput signal

    I nput s tep

    Time

    P Vi

    P V oOutput signal

    S t e p r e s p o n s e

    Time

    P Vo = Ks P Vi

    TuTt TaTte

    F igure 16: Approxim ate m ode l fo r cont ro l led system s w i th com p ensa t ion and

    d e a d t i m e

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    11

    2 . 3 .T h e c o n t r o l le r

    A closed-loop control system must

    ensure that the process value is equa l

    to the set-point value or is adjusted tothe set-point value under all circum-

    stances, even under the influence of

    disturbance variables, i.e. the control

    deviation must be 0.

    In addition, the closed-loop control

    system must operate sta bly and the

    proces s va lue ma y neither drift from

    the required opera ting p oint nor osc il-

    late a round it as a c onseq uence of a

    chang e of d isturba nce va riab le or se t-

    point va lue.

    In order to me et thes e requirements

    when d esigning a closed-loop control

    system or a control loop, the appro-

    priate controller must be selected for

    the given controlled system and must

    be ma tched to the controlled s ystem.In addition to knowledge of the dy-

    namic and sta tic b ehavior of the con-

    trolled system, this also necess itates

    knowledge of the cha racteristics of

    the individual controller versions or

    co ntroller types .

    In the following, the individual control-

    ler types are described in greater de-

    tail.

    Controllers can initially be subdivided

    into two main groups:

    continuous-action co ntrollers and

    on/off controllers.

    On the basis of practical experience, it

    is po ss ible to make a n a pproximate

    sta tement o n the co ntrollab ility of a

    controlled system with compensa tion

    and equivalent dead time via the ratio

    Tte/Ta .

    The I-element:

    On the I-element (integra l element),

    the o utput variable is proportiona l to

    the time integral of the input variable.

    In the ca se o f a c onsta nt input varia-

    ble, the output variable increases con-

    tinuously.

    The lag element:

    On the lag element, there is a similar

    behavior to that on the P-element with

    sys tem g ain 1 (Ks = 1). How ever, the

    lag element does not respond immedi-

    ately to changes of the input value. In

    the case of a s tepped change of the

    input variable P Vi, the same s tepped

    chang e of the o utput variab le oc curs

    upon expiration o f time Tt.

    P V iInput signal

    I nput s tep

    Time

    P V oOutput signal

    S t e p r e s p o n s e

    Time

    P Vo = Ks PVi t

    P Vi

    F igure 17: Step response o f an I -e l em ent

    P V iInput signal

    I nput s tep

    Time

    P Vi

    P V oOutput signal

    S t e p r e s p o n s e

    Time

    P Vo = P Vi

    Tt

    F ig u r e 1 8 : S t e p r e s p o n s e o f a l a g e le m e n t

    Tte/Ta Controllability Control engineering

    effort

    < 0.1 Very w ell contro lla b le Low

    0.1 0.2 Well c ontrolla b le Modera te

    0.2 0.4 (S till) contro lla b le High

    0.4 0.8 P oorly controlla b le Very hig h

    > 0.8 B arely contro lla ble S pec ia l mea sures or c ontroller

    structures required

    Tab le 3 : Est im a t ion o f the c ont ro l lab i lity o f a syste m w i th com pens at ion

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    2 . 3 . 1. O n / o f f c o n t r o l le r s

    On/off co ntrollers a re freq uently used

    in temperature, filling level, pressure,

    pH value and conductivity control

    loo ps. On/off co ntrollers a re also usedin day-to-day applications or appli-

    a n c es s uc h a s a ut om a tic c o ffe e m a -

    chines, irons, refrigera tors or building

    heating systems.

    Two-point controller:

    A two -point c ontroller ope rates in the

    same w ay a s a switch. Its output can

    ass ume only two s tates : sw itched on

    or sw itched off. This me ans that the

    co ntrolled final co ntrol element or a c-

    tuator is either switched on or opened

    or is switched off or closed. A two-

    point co ntroller can be s een a s a

    P co ntroller (co ntinuous-ac tion c on-

    troller) w ith very high g a in.

    A two -point c ontroller ca n only be

    used in c onjunction with time-delayed

    sys tems (1st-order or 2nd-order time-

    delay systems) or controlled systems

    without co mpens a tion (I-syste ms).

    Figure 19 illustrates the principle of

    opera tion o f a two -point c ontroller.

    Ideally, the switch-on point and switch-

    off point of the two -point c ontroller

    would coincide. In practice however,the switch-on point and switch-off

    point a re rec iproc a lly offse t. The inter-

    val between the tw o s witching points

    is referred to as (sw itching) hysteresis

    and is identified w ith P Vh. If the pro-

    cess value P V drops below the preset

    set-point value SP minus half the hys-

    teresis, the output of the c ontroller is

    sw itched on (CO = 100 %).

    If the process value rises above the

    set-point value plus the hys teresis, the

    output is sw itched off again (CO = 0 %).

    Half of the hysteresis prevents a con-

    sta nt sw itching on a nd sw itching off at

    the same point owing to very minor

    disturbances.

    The de sc ribed two -point controller ca n

    be used , e.g., for tempering a room.

    The c ontrol resp ons e of the two -point

    co ntroller is illustrate d below on the

    ba sis of this e xample.

    The d iag ram in Figure 21 sho ws the

    principle c hara cteristic o f the proces s

    value (temperature in the room).

    The uppe r diag ram in Figure 21 sho ws

    the proces s value (temperature) a nd

    the s et-point value (des ired tempera -

    ture) as a function of t ime and the lower

    diag ram s hows the ma nipulated vari-

    ab le (co ntrol output). At instant t = 0

    (switch-on instant of the closed-loop

    control system), the c ontroller sw itches

    its output on and thus opens the heat-

    ing va lve. For the period of the d ea d

    time (Tt), the a ctua l value initially d oe s

    n ot c h a ng e . Aft er t he d e a d t im e e x-

    pires, it increa ses . The c hara cteristic

    of the proces s va lue corresponds to

    the step response of the controlled

    system (characteristic of the process

    value shown with a dashed line).

    2

    Control output CO

    Process value PV

    P VhHysteresis

    CO = 100Outputswitched on

    CO = 0Outputswitched off S P

    Set-point value

    F igure 19 : Pr inc ip le o f opera t ion , chara cte r is t ic o f a tw o -po in t

    contro l l er

    Heatingsystem

    Process value

    Set-point value

    Radiator

    Controloutput

    Heating valve

    Temp era turesensor

    Room

    F ig u r e 2 0 : H a r d w a r e r e p r e s e n t a t io n o f a c l o s e d - l o o p

    t e m p e r a t u r e c o n t r o l s ys t e m

    Process value

    Set-point value

    Controloutput CO

    Set-point

    Set-point+ 0,5* Hysteresis

    Set-point 0,5 * H ys te re sis

    100%On

    0%Off

    Time

    Time

    Ts

    Tt Tt

    Peak-to-peak

    displacem

    entof

    the

    processvalue

    TtTt Tt

    Tt

    F igure 2 1: Proc ess va lue and m an ipu lated va r iab le o r

    contro l l er ou tput o f the c losed- loop tem perature cont ro l

    system as a funct ion o f t im e

    Tt : Dea d t im e

    Ts: System t im e constan t

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    13

    If the proces s value reaches the set-

    point value plus ha lf the hyste resis,

    the co ntroller sw itches its o utput off

    and thus closes the hea ting valve. For

    the duration of the dead time, the pro-

    ce ss va lue initia lly s till rises . After thedead time elapses, it drops. If the pro-

    cess value drops below the s et-point

    value minus ha lf the hyste resis, the

    controller switches its output back on

    and the heating valve opens. In the

    sa me wa y as with the rise in tempera-

    ture, it initially s till drops be fore it rise s

    ag ain, due to the time delay or dea d

    time of the system.

    The co ntrol cyc le then sta rts ag a in.

    The de ad time o f the co ntrolled sys tem

    and the hysteresis of the controller

    result in periodic fluctuat ion of the pro-

    cess value a bout the s et-point value.

    In order to assess the controllability of

    a controlled s ystem with compensa tion

    and d ead time using a two-point con-

    troller, it is possible to use the ratio of

    equivalent dead time to system time

    co ns ta nt (Tt/Ts ). Figure 21 sh ow s ho w

    the two times are determined from the

    step response of a controlled s ystem.

    The pea k-to-pea k displac ement o f the

    actual value is chiefly dependent on

    two as pec ts :

    the controller hysteresis (this ca n

    genera lly be set on the co ntroller).

    The p ea k-to-pea k displace ment in-creases with increasing hysteresis

    the system time constant (this ge-

    nerally ca nnot be c hanged and is

    determined by the s tructure of the

    co ntrolled sys tem).

    The low er the sys tem time co nsta nt,

    the greater will be the peak-to-peak

    displacement.

    The lower the time constant of the con-

    trolled system (system time constant)

    and the hysteresis of the two-point

    co ntroller a re, the m ore frequently the

    co ntroller will sw itch. Depend ing on

    the d esign o f the c ontroller, the final

    co ntrol element/ac tuato r and the sys -

    tem, increased wea r on the control

    loop c omponents w ill oc cur in the ca se

    of frequent switching. Consequently, a

    two-point controller cannot be used

    on controlled systems without time

    delay (P-systems).

    The ab ove-des cribed resp ons e of the

    two -point c ontroller is referred to as

    the heating function. Besides this

    heating function, two-point control-

    lers are also used for the cooling

    function . The principle o f ope ration is

    similar in this ca se but the co ntroller

    output is s witched on w hen the set-

    point value is excee ded . Figure 22

    sho ws this p rinciple of op eration.

    On mos t mod ern two -point co ntrollers,

    it is pos sible to s et the c ircuit function

    so that they can be used for both ap-

    plications, depending on the setting.

    3-point controller:

    A 3-point controller is a switch, like a

    two -point co ntroller. In contras t to the

    2-point c ontroller, its o utput ma y a s-

    sume three switch positions. 3-point

    co ntrollers a re used, for example, in

    the follow ing a pplica tions :

    Closed-loop temperature control

    Closed-loop temperature control of

    a room o n which the disturba nce

    variab les ca n be counteracted by

    heating and cooling.

    Closed-loop pH control systems

    For neutralization o f media . The

    required pH value can be set by

    ad ding a cid or lye.

    Control of motorized actuators

    Motorized ac tuators operate valves

    such as butterfly valves, ball valves

    or ga te valves via me cha nisms . The

    valves can be opened, closed or

    stopped at a ny position.

    Figure 23 d emons trates the principle

    of o peration o f a 3-point c ontroller.Tte/Ts Controllability

    < 0.1 Well co ntrollab le

    0.1 0.3 C ontrolla b le

    > 0.3 P oorly contro lla b le

    Table 4 : Estim ation of the c ontro l lab i li ty

    o f a s y s t e m w i t h c o m p e n s a t i o n a n d d e a d

    t im e us ing a tw o-po in t cont ro l ler

    Control output CO

    Process value PV

    P VhHysteresis

    CO = 100Outputswitched on

    CO = 0Outputswitched off S P

    Set-point value

    F igure 2 2 : Pr inc ip le o f ope rat ion , chara cter i s t ic curve o f

    a tw o-po in t co nt ro ll er, co o l ing func t ion

    Control output CO

    Process value PV

    CO = 100%Outputswitched on

    CO = 0%Outputswitched off

    P VhHysteresis

    P VhHysteresis

    CO = 100%Outputswitched onS P

    Set-point value

    Dead band

    F igure 2 3 : Pr inc ip le o f ope rat ion , chara cte r is t i c curve o f

    a th ree -po in t cont ro l ler

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    If the proce ss value PV rises ab ove the

    preset set-point value SP plus half the

    dea d ba nd plus ha lf the hysteresis,

    the output o f the controller is s witched

    on (CO = + 100 %). If the proces s va lue

    drops below the set-point value plushalf the dea d b and minus half the hys-

    teresis, the output is s witched ba ck

    off a ga in (CO = 0 %). The d ifference

    betwee n the sw itch-on and s witch-off

    point is referred to a s the hysteresis

    (as on the 2-point controller).

    The co ntroller displays the s a me prin-

    ciple of opera tion in the other direction.

    If the process value PV drops below

    the preset set-point value SP minus

    half the dea d b and minus half the hys-

    teresis, the output o f the c ontroller is

    sw itched on (CO = 100 %). If the pro-

    ces s value rises ag ain above the set-

    point value minus half the dead band

    plus ha lf the hyste resis, the output is

    sw itched b a ck off a ga in (CO = 0 %).

    A 3-point controller is shown by the

    follow ing symb ol:

    In principle, the 3-po int c ontroller co m-

    prises two 2-point controllers whose

    set-po int values a re mutually offset.

    One of the controllers must be oper-

    ated in cooling mo de a nd the other

    must be operated in hea ting mo de.

    2 . 3 . 2 . C o n t in u o u s - a c t i o n

    c o n t r o l l e r s

    Co ntinuous-action c ontrollers a re used

    for dema nding c ontrol engineering

    ta sks . Unlike on/off co ntrollers, t hemanipulated variable of these control-

    lers may assume any value within the

    range of the ma nipulated variab le/con-

    trol output (i.e. the ra nge b etw een the

    maximum and minimum possible value

    of the c ontrol output, e.g . ge nerally

    between the pos itions OPEN and

    CLOSED on a control valve; this

    then generally corresponds to a range

    of 0 ... 100 %). Thes e co ntroller types

    are charac terized b y the fact tha t they

    respond to any change in control devi-

    ation (P Vd = set-point value proces s

    value) at the output.

    There are different types of co ntinuous-

    ac tion co ntroller:

    P c ont ro lle r

    P I c ont ro lle r

    P D c ont ro lle r

    PID controlle r

    Thes e c ontroller type s d iffer by virtue

    of their dynamics , i.e. by virtue of their

    time respo nse of their co ntrol output

    as a function of the control deviation.

    The va rious co ntrollers a re cha racte ri-

    zed by their step response, i.e. by the

    time c hara cteristic o f their co ntrol out-

    put after an abrupt change in input va-

    riab le, the c ontrol deviation P Vd .

    The individua l types of c ontroller are

    explained in grea ter deta il below.

    P controller

    The P co ntroller is a purely propo r-

    tional-action controller. Its control out-put is directly proportional to its input

    variable, the control deviation PVd , in

    sta tiona ry state . The co ntrol output of

    the P controller is calculated as fol-

    lows:

    Depending on Kp, the control output

    may drop b elow (Kp < 1) or increas e

    above (Kp > 1) the control deviation.

    Kp is referred to a s proportiona l gain

    fac tor or p roportiona l coefficient.

    As c an be seen from the ab ove ca lcu-

    lation formula for the c ontrol output,

    the P co ntroller req uires a co ntrol de-

    viation (PVd = P V SP ) for forming a

    control output (CO = Kp PVd). Fo r

    this reas on, co ntrol loops with P c on-

    trollers fea ture a permanent c ontrol

    deviation which decreases with in-

    c reas ing Kp. On the bas is of dynamic

    aspec ts however, it is not pos sible to

    achieve Kp of any arbitrary magnitude.

    This ma y lead to insta bilities of the

    co ntrol loo p.

    Figure 26 show s the s tep response of

    the P controller.

    4

    S P C O

    P V

    P V d

    F ig u r e 2 4 : S y m b o lic r e p r e s e n t a t i o n o f

    a 3 -po in t cont ro ller

    S P P V d

    C O 1

    C O 2

    P V

    F ig u r e 2 5 : S y m b o lic r e p r e s e n t a t i o n o f

    a 3 -po in t cont ro ller co m p r is ing 2-po in t

    contro l l ers

    C O = K p P VdC O = K p ( Pr o c e ss va lu e S e t -p o in t v a lu e )

    P V dInput signal

    I nput s tep

    Time

    C O

    S t e p r e s p o n s e

    Time

    CO = Kp P Vd

    F ig u r e 2 6 : S t e p r e s p o n s e o f t h e P c o n t r o lle r

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    portiona l gain factor Kp to b e se t high-

    er than on the pure P co ntroller.

    Figure 28 show s the s tep response of

    the P D c ontroller. On rea l PD c ontrol-

    lers, the D-co mponent is time-dela yed

    (time co nst a nt T1), w hich is a llow ed

    for in the trans fer function sho w n. The

    time co nsta nt T1 ca n, how ever, not be

    set d irectly on mo st c ontrollers.

    The P D co ntroller is repres ente d b y

    the follow ing s ymbo l:

    Characteristics of a PD controller: Like the P controller, the P D con-

    troller operates without delay and

    responds immediately to c hanges

    in the co ntrol deviation.

    The PD c ontroller responds to the

    rate of cha nge o f the control devia-

    tion and thus counteracts the build-

    up of a higher c ontrol devia tion.

    Control loops w ith PD controller

    have a permanent co ntrol deviation.

    The D-component of the controller

    may lead to a situation in which

    minor fluctua tions of the proce ss

    value, and thus minor fluctua tions

    of the control deviation, as ca used,

    15

    The P c ont roller is repres ente d by the

    follow ing s ymbo l:

    Characteristics of the P controller:

    The P controller operates without

    delay a nd very q uickly; it resp onds

    immediately to changes in the

    co ntrol de viation.

    Control loops w ith P controller have

    a permanent control deviation.

    Sett ing pa rameter: Kp (proportional

    ga in fac tor).

    PD controller

    On the P D co ntroller, not only the co n-

    t ro ldevia t ion , but a lso it s ra te of change

    is use d to form a co ntrol output. The

    controller thus already responds when

    a c ontrol deviation occurs and counter-

    ac ts the occurrence of a higher control

    deviation. The c ontrol output increas es

    all the fa ste r the co ntrol deviation

    chang es. The control output of the PD

    controller is calculated as follows:

    As c an b e seen from the ab ove ca lcu-

    lation fo rmula for the c ontrol output,

    the influence of the D-component is de-

    termined via p a ram eter Td. The higher

    Td bec omes , the higher the D-compo -

    nent becomes when ca lculating the

    co ntrol output.

    As is also the case on the P controller,

    co ntrol loop s w ith P D co ntroller have

    a permanent control deviation which

    decreas es with increas ing Kp. How-

    ever, the D-component produces a

    sta bilizing effect which a llow s the pro-

    for example, by disturbances in

    electrical transfer of the process

    value (e.g. by standardized signals),

    lead to c onsta nt f luctuations of the

    co ntrol output.

    S e t tin g p a ra m e te rs :

    Kp (proportiona l ga in fa cto r)

    Td (de riva tive-ac tion time)

    PI controller

    The P I controller cons ists of a propor-

    tional component and an integral com-

    ponent. The integral compo nent ca lcu-

    la tes its s hare of the c ontrol output via

    the time integra l of the co ntrol devia-

    tion. If there is a co ntrol deviation, the

    integral component increases the co n-

    trol output. This a voids a permanent

    control deviation as o ccurs on P con-

    trollers a nd P D c ontrollers. The c ontrol

    output of a P I controller is c a lculated

    as follows :

    As ca n be seen from the above ca lcu-

    lation formula for the control output,

    the influence of the I-component is de-

    termined b y pa rameter Tr. The low er Tr

    beco mes, the greater the I-component

    beco mes w hen ca lculating the control

    outp ut. Res et time Tr is t he time w hich

    the controller requires to g enerate a

    control output of the same magnitude

    as that which occurs immediately as

    the result of the P-component by

    means of the I-component.

    S P C O

    P V

    Kp

    P V d

    F igure 27: Sym bol i c representat ion o f

    a P c ont ro l ler

    O = Kp (Td +P Vd (t))d (P Vd (t))

    d t

    P V d = PV SP: Co ntrol de viat ion

    Kp: Propor t ional ga in facto r

    Td: De r ivat i ve-act ion t im e

    P V d

    I nput s tep

    Time

    C O

    S t e p r e s p o n s e

    Time

    CO = Kp P Vd

    CO = Kp Tv/T1 P Vd

    T1

    F ig u r e 2 8 : S t e p r e s p o n s e o f t h e P D c o n t r o lle r

    S P C O

    P V

    Kp, Td

    P V d

    F igure 29: Sym bol i c representat ion o f

    a PD c ontro l ler

    C O = K p ( (P Vd ( t )dt)+PVd ( t ) )1

    Tr

    P V d = PV SP: Co ntrol de viat ion

    Kp: Propor t ional ga in factor o r

    propor t ional coe f f ic i en t

    Tr : Re set tim e

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    Figure 30 shows the step response o f

    the PI controller.

    The P I co ntroller is repres ente d b y the

    follow ing symb ol:

    Characteristics of the PI controller:

    The PI controller is advantageous

    in tha t it res pond s q uickly due to its

    P-component and eliminates per-

    manent control deviations owing to

    the I-component.

    S ince two parameters can be se t

    on the P I controller (Kp a nd Tr), it is

    poss ible to better ada pt it to the

    dynamics o f the co ntrolled system.

    S e t tin g p a ra m e te rs :

    Kp (proportiona l ga in fa cto r)

    Tr (res et time )

    PID controller

    The c ontrol output of the P ID control-

    ler is ca lculated from the propo rtiona l,

    integra l and differentia l compo nent.

    The c ontrol output of the P ID control-

    ler is calculated as follows:

    6

    P V dInput signal

    I nput s tep

    Time

    C O

    S t e p r e s p o n s e

    Time

    CO = Kp P Vd

    CO = 2 Kp P Vd

    Tr

    F ig u r e 3 0 : S t e p r e s p o n s e o f t h e P I c o n t r o lle r

    S P C O

    P V

    Kp, Tr

    P V d

    F igure 3 1: Sym bol ic re prese ntat ion o f

    the P I cont ro l ler

    C O = Kp ( (P Vd ( t )d t )+Td +PVd ( t ) )1

    Tr P V d = PV SP: Co ntrol de viat ion

    Kp: Propor t ional ga in factor o r

    propor t ional coe f f ic i en t

    Tr : Re set t im e

    Td: De r ivat i ve-act ion t im e

    d (P V d ( t ) )

    d t

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    There are two requirements ma de o n a

    controller or control loop.

    Variable command control:

    In the cas e of variab le comma nd con-

    trol, the set-point value is not constant

    but chang es o ver the course of time.

    The proces s va lue must be co rrecte d

    to the set-po int value. The be havior of

    a closed-loop control system in the

    ca se o f changing s et-point value is

    referred to as response to set-point

    changes.

    Fixed command control:

    In the ca se of f ixed co mmand control,

    the s et-point va lue is c ons tant. In this

    ca se, the c losed -loop c ontrol system

    has the task of maintaining the proces s

    value at the value of the s et-point. Dis-

    turba nce variab les a cting on the c on-

    trolled system should be compensated

    for in this c as e. The beha vior of a c los -

    ed-loop control system with changing

    disturbance variables is referred to as

    disturba nce response.

    In ad dition to ha ving a goo d response

    to set-point changes , a c losed -loop

    control system s hould, in most c as es,

    feature a g ood d isturba nce response.

    If a disturbance o ccurs in a c ontrol

    loop, this leads to a control deviation

    which the controller must compensate

    for. When planning a closed -loop co n-trol system, disturbance variables are

    of sp ecial significa nce. If several dis-

    turba nce va riab les ac t on a controlled

    sys tem, the individual disturba nce va r-

    iab les gene rally ha ve a different time

    respons e. Many disturba nce variab les

    occ ur abruptly and others less ab rupt-

    ly. Even the ma gnitude o f the influence

    on the process value differs with the

    individua l disturba nce variables.

    When planning a close d-loo p co ntrol

    system, there is the risk that the con-

    trol loop beco mes unstable due to the

    selected combination of controller and

    controlled s ystem or ow ing to the se-

    lected para meters of the controller. The

    following behaviors may occur, e.g.

    after occurrence o f a set-point chang e

    or disturba nce va riab le c hange.

    The c ont rol loo p is a t the st a bility limit;

    the process value oscilla tes at constant

    amplitude and frequency.

    The c ontrol loop is uns ta ble. The pro-

    cess value oscillates with increasing

    amplitude.

    The co ntrol loo p is sta ble; the proces s

    value is corrected to the new set-point

    value.

    The b eha vior of a w ell-tuned o r well-

    set c ontrol loop after a disturbance

    variab le c hang e is simila r.

    8

    3 . A d a p t i n g t h e c o n t r o l l e r t o t h e

    c o n t r o l l e d s y s t e m

    Time

    S et -poi nt va l ue S P

    P r o c e s s v a l u e P V

    F ig u r e 3 4 : P r o c e s s v a lu e c h a r a c t e r i s tic ,

    co ntrol loop at th e s tab i li ty l im i t

    Time

    S et -poi nt va l ue S P

    P r o c e s s v a l u e P V

    F ig u r e 3 5 : P r o c e s s v a lu e c h a r a c t e r i s tic ,

    cont ro l l oop unstab le

    S et -poi nt va l ue S P

    P r o c e s s v a l u e P V

    Time

    Tolerance band

    Permanent controldeviation PVb

    Maximum overshoot PVm

    Rise timeTrise

    Settling time Tset

    F ig u r e 3 6 : P r o c e s s v a lu e c h a r a c t e r i s t ic

    a f t e r a s e t - p o in t c h a n g e i n t h e c a s e o f a

    stab ly ope rat ing cont ro l loop

    Time

    Di sturbanceVariable z

    Tolerance band

    Permanent controldeviation PVb

    Maximum overshoot PVm

    Trise

    Tset

    S et -poi nt va l ue S P

    P r o c e s s v a l u e P V

    F igure 37: Process va lue character i s t i c

    af ter a d is turbance var i ab le change in

    t h e c a s e o f a s t a b ly o p e r a t i ng c o n t r o l

    loop

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    19

    The q uality of a close d-loo p c ontrol or

    a c ontrol loop is as sess ed on the ba sis

    of the following parameters.

    Permanent control deviation PVb

    The perma nent c ontrol devia tion o c-curring after the adjustment process

    has decayed .

    Overshoot PVm

    Maximum value of the process value

    or of the co ntrolled varia ble minus the

    proces s value in stead y state.

    Rise time Trise

    The time w hich elaps es a fter a set-

    point or disturbance variable change

    until the proces s va lue oc curs for the

    first time in an agreed tolerance band

    (e.g . 2 % or 5 %) ab out its s ta tiona ry

    end value.

    Settling time Tset

    The time w hich elaps es a fter a set-

    point or disturbance variable change

    until the process value occurs and

    permanently remains in an agreed

    toleranc e ba nd (e.g. 2 % or 5 %) a b-

    out its stationary end value.

    On the basis of these parameters, it is

    pos sible to formula te the req uirements

    mad e of an optimally tuned c ontrol

    loop:

    permanent control deviat ion PVb =

    0 wherever poss ible

    maximum overshoot PVm as low as

    possible

    se t tling time Tde t as low as possible

    ris e tim e Trise as low as possible .

    3 . 1.S e le c t in g t h e s u i t a b lec o n t r o l l e r

    The co ntroller must be ma tched to the

    controlled sys tem in order for a co ntrolloop to o perate optimally.

    Suitab le co mbinations o f controllers

    and controlled s ystems o n which a

    stab le co ntrol response ca n be ac hiev-

    ed b y a ppropriate setting o f the con-

    troller pa rameters:

    Kp (proportional ga in fac tor)

    Tr (reset time)

    Td (derivative-ac tion time)

    can be establ ished on the bas ed on

    the dynamics and sta bility of c ontrol

    loops and allowing for empirica l values.

    There are, of course, also control loops

    necess itating other combinations of

    co ntrolled sys tem /co ntroller.

    Ta ble 6 provides a n overview o f suit-

    able combinations of controllers and

    controlled systems.

    3 . 2 .D e t e r m in in g t h ec o n t r o lle r p a r a m e t e r s

    After a s uita ble controller has bee n se-

    lected, a seco nd step is to match the

    parameters of the controller to the

    controlled system.

    A number of setting guidelines with

    which a fa vorable s etting o f the con-

    troller parameters can be determined

    experimentally are cited in control-

    engineering literature.

    In order to a void incorrect se ttings ,

    the co nditions under which the rele-vant setting guidelines were establish-

    ed must always be followe d. Bes ides

    the characteristics of the controlled

    system and of the controller them-

    selves, other important factors include

    whether a disturbance variable change

    or a reference variable change is to be

    compensated for optimally.

    3 . 2 . 1. S e t t in g g u id e lin e s

    in l in e w it h Z i e g l e r a n d

    N i c h o l s

    ( o s c il la t i o n m e t h o d )

    With this metho d, the c ontroller pa ra-meters are set on the ba sis of the be-

    havior of the co ntrol loop at the s tab ili-

    ty limit. The c ontroller pa ram eters a re

    initially s et s o that the c ontrol loop

    starts to oscillate. Critical characteris-

    tic values then occur which allow con-

    clusions to be drawn in terms of the

    co ntroller pa rameters. The p recondi-

    tion for using this me thod is tha t the

    control loop can be caused to osci lla te .

    Procedure:

    Set c ontroller as P controller (i.e.

    Tr = 9999, Td = 0), initia lly s elec t a

    low value for Kp.

    Set the required set-point value.

    Increase Kp until the process value

    executes an undamped

    sus ta ined osc illat ion (se e Figure 38).

    The proportiona l gain facto r set a t the

    sta bility limit is des igna ted Kcrit. The

    resultant period of osc illation is des ig-nated Tcrit.

    P rocess va l ue

    Time

    Tcri t

    F ig u r e 3 8 : P r o c e s s v a lu e c h a r a c t e r i s t ic

    of the co ntrol loop at th e s tab i li ty limi t in

    o r d e r t o d e t e r m i ne t h e c o n t r o l p a r a -

    m e ters in l ine w ith Z ieg ler and N icho ls

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    0

    Controlled system Continuous-action controllers On/off controllers

    P PI PD PID 2-point 3-point

    P-element Uns uita b le Uns uita b le Uns uita b le Uns uita b le Uns uita b le

    PTt- Uns uita b le Uns uita b le Uns uita b le Uns uita b le Uns uita b le

    element

    1st-order Res po ns e Dis turb anc e Uns uita ble Uns uita ble S uita ble S uita ble

    time-delay to se t-poin t response

    element c ha ng es w ell-s uited

    well-suited

    1st-order Uns uita b le Uns uita b le C ondition- C ondition-

    time-delay a lly a lly

    element s uit a ble if s uit a ble if

    with dead hy st ere s is h ys te re s is

    time is low is low

    2nd-order Uns uita b le Res pons e Dis turba nc e S uita b le S uita ble

    time-delay to se t-poin t response

    element c ha ng es w ell-s uited

    well-suited

    2nd-order Uns uita b le Uns uita b le Uns uita b le Uns uita b le

    time-delay

    element

    with dead

    time

    3rd-order Uns uita b le Uns uita b le Uns uita b le Uns uita b le

    time-delay

    element

    I-element Res po ns e Dis turb anc e Res po ns e Dis turb anc e S uita ble S uita ble

    to se t-poin t response to se t-poin t response

    cha nges w ell-s uited c ha ng es s uita ble

    w ell-s uited s uita b le

    I-element Uns uita ble Uns uita ble Res po ns e Dis turb anc e S uita ble S uita ble

    with to se t-poin t response

    1st-order changes well-suited

    delay well-suited

    Tab le 6 : Su itab i lity o f cont inuous-ac t ion a nd on /o f f c ont ro l lers fo r com binat ion w i th var ious types o f cont ro l led system

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Time

    P Vo

    Responseto set-point

    changeswell-suitedDisturbanceresponsewell-suited

    Responseto set-pointchangessuitableDisturbanceresponse s.

    Responseto set-pointchangessuitableDisturbanceresponsesuitable

    Responseto set-pointchangeswell-suitedDisturbanceresponsewell-suited

    Responseto set-pointchangeswell-suitedDisturbanceresponsewell-suited

    Responseto set-pointchangeswell-suitedDisturbanceresponsewell-suited

    Responseto set-pointchangessuitableDisturbanceresponsesuitable

    Responseto set-pointchangessuitableDisturbanceresponsesuitable

    Responseto set-pointchangessuitable

    Disturbanceresponse s.

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    2 1

    The co ntroller para meters c a n then be

    ca lcula ted in acc orda nce w ith Tab le 7

    from Kcrit and Tcrit.

    The Ziegler and Nichols s etting w ere

    determined for P systems with 1st-

    order time de la y a nd d ea d time. Theyap ply only to c ontrol loop s w ith dis-

    turba nce response.

    3 . 2 . 2 . S e t t in g g u id e l in e s

    in l in e w it h C h i e n , H r o n e s

    a n d R e s w ic k ( c o n tr o l o u t -

    p u t s t e p m e t ho d ) :

    With this me thod , the co ntroller pa ra-

    meters are set on the basis of the tran-

    sient respons e or step response of the

    co ntrolled sys tem. The c ontroller emits

    a co ntrol output s tep. The times Tu

    a nd Tg a re rea d o ff (se e Figure 38)

    from the characteristic of the process

    va lue or the co ntrolled va ria ble. The

    control output step must be selected

    so that a n proces s va lue is produced

    that lies within the range of the subse-

    quent operating point of the c ontrolled

    sys tem. Ks is the propo rtiona l coeffi-

    cient of the c ontrolled sys tem. It is

    ca lculated as follows :

    Procedure for determining the step

    response of the controlled system:

    Sw itch the controller to manual

    operating mod e.

    Emit a control putput s tep and

    record the process value with a

    recorder.

    In the ca se of critica l controlled sys-

    tems (e.g. in the case of the risk of

    overheating), switch off in good time.

    It must be no ted that the proces s va lue

    may increase a ga in a fter sw itch-off on

    thermally sluggish systems.

    Ta ble 8 lists t he co ntroller pa rame ter

    settings a s a function o f Tu, Tg and Ks

    for response to s et-point changes and

    disturba nce response and for an ape -

    riodic co ntrol proces s and a control

    proce ss with 20% overs hoo t. The figu-

    res a pply to sys tems w ith P-respons e,

    with dead time and with 1st-order de-

    lay time.

    Setting the parameters in line with Ziegler and Nichols:

    Controller type Setting parameters

    P controller Kp = 0.5 Kcrit

    PI controller Kp = 0.45 Kcrit Tr = 0.85 Tcrit

    PID controller Kp = 0.6 Kcrit Tr = 0.5 Tcrit Td = 0.12 Tcrit

    Tab le 7 : Contro l ler p aram ete rs in li ne w ith Z ieg ler and N icho ls

    Tab le 8 : Contro ll er param ete rs in li ne w ith Ch ien , Hrone s and Re sw ick

    Cont rol output CO

    Time

    P r o c e s s v a l u e P V

    TimeTu

    C O

    P V

    Tg

    F ig u r e 3 8 : S t e p r e s p o n s e o f a c o n t r o lle d

    system for determ in ing cont ro l para-

    m e ters in li ne w ith Ch ien , Hrones a nd

    R e s w i c k

    K s = P V

    C O

    PV: M agn i tude o f the p roce ss va lue s tep

    C O : M a g n it u d e o f t h e c o n tr o l o u t p u t s t e p

    Controller type Parameters settings

    Aperiodic control process Control process with overshoot

    (approx. 20% overshoot)

    Resp. to set-p. changes Disturbance response Resp. to set-p. changes Disturbance responseP controller

    PI controller

    PID controller

    Kp = 0.3Tg

    Tu KsKp = 0.3

    Tg

    Tu KsKp = 0.7

    Tg

    Tu KsKp = 0.7

    Tg

    Tu Ks

    Kp = 0.35 Tg

    Tu KsKp = 0.6

    Tg

    Tu KsKp = 0.6

    Tg

    Tu KsKp = 0.7

    Tr = 1.2 Tg Tr = 4.0 Tu Tr = Tg Tr = 2.3 Tu

    Tg

    Tu Ks

    Kp = 0.6 Tg

    Tu KsKp = 0.95

    Tg

    Tu KsKp = 0.95

    Tg

    Tu KsKp = 1.2

    Tr = Tg Tr = 2.4 Tu Tr = 1.35 Tg Tr = 2.0 Tu

    Td = 0.5 Tu Td = 0.42 Tu Td = 0.47 Tu Td = 0.42 Tu

    Tg

    Tu Ks

    Setting the parameters in line with Chien, Hrones and Reswick:

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    In addition to controllers and sensors,

    ac tuato rs or final co ntrol elements

    which intervene in the process to be

    controlled as a function of the signals

    preset by the controller and which

    change the proces s variable to be con-

    trolled are required for constructing

    closed-loop control systems.

    4 . 1.In t r o d u c t i o n a n dd e f in it io n o f t e r m s

    Va lves are fina l co ntrol elements or ac -

    tuators for influencing fluid streams in

    pipe s ystems. In a cco rda nce w ith DIN

    IEC 534, a posit ioning valve is a device ,

    opera ted with a uxiliary ene rgy, w hich

    varies the flow rate in a proces s. It con-

    sists of a valve fitting, connec ted to the

    actuator, which is ab le to change the

    position of the restrictor in the valve a s

    a function o f the c ontroller signa l (co n-

    trol output). G enerally, a control sys tem

    is required b etween the a ctuator a nd

    controller to ac t a s a signal transd ucer

    a nd/or amp lifier. In the ca se of ma ny

    pos itioning valves, the c ontrol sys tem

    is integrated as far as a f ield bus inter-

    face in the ac tuator. In accordance with

    DIN IEC 534, positioning valves are sub-

    divided on the b as is o f the follow ing

    types:

    Valves ca n also be classified in ac cord-

    ance with the distinction between the

    main functions of final control elements/

    actuators in compliance with DIN

    19226, d ividing them into C ONTROL-

    fina l co ntrol elements and ON/OFF-final

    co ntrol elements .

    ON/OFF valves ha ving only tw o o r a

    few circuit states are used for open-

    loop control tas ks. Control valves which

    are able to continuouslys et the fluid

    stream are used for closed-loop pro-

    ces s co ntrol tas ks. ON/OFF valves

    and co ntrol valves ha ve extremely dif-

    ferent tasks in some ca ses , so tha t the

    rating a nd selection of both valve types

    necessitate greatly different procedu-

    res.

    4 . 2 .R a t in g a n d s e le c t io no f O N / O F F v a lv e s

    This kind of va lves ca n either open o r

    clos e a line (ON/OFF va lve) or s witc h

    over a m ate rial stream from o ne line to

    another.

    An important criterion for the valve to

    be selected is initially that the required

    fluid q uantity be a ble to flow through

    the va lve a t a given pressure differen-

    tial, i.e. the valve cross-section must

    be a deq uately large. The follow ing rule

    of thumb frequently applies: the line

    cross-section is equal to valve (fluidic

    connec tion) cross-s ection. The next

    requirement is tha t the va lve be ab le to

    switch ag ainst the maximum press ure

    differential, i.e. that the valve ac tuato r

    be ad eq uately pow erful. The ma ximum

    sw itcha ble press ure d ifferential is spe -

    cified in the data sheet. If the type of

    auxiliary energy has been defined and

    the ma teria l suitability has bee n

    checked, it is already possible to def ine

    a specific valve type and to select the

    specific valve.

    2

    4 . R a t i n g a n d s e l e c t i o n o f

    c o n t r o l v a l v e s

    Valve type Restrictor

    Lift-type valve The restricto r is g enerally des igned as a c one.

    Through-w ay valve It moves perpendicular to the sea t plane.

    3-way valve

    Angle valve

    Gate valve The restricto r is a fla t or wed ge-s hap ed plate.

    Diaphragm valve A flexible restrictor performs the function of

    of isolation and sealing.

    Ball valve The res trict or is a ba ll w ith a c ylindrica l bo re

    or a seg ment of a ba ll.

    Butterfly valve A disc mounted in such a w ay a s to allow it to rotate.

    Plug valve The restricto r may be a cylindrica l, c onical oreccentrically mounted ball segment.

    Tab le 8 : C lass i f icat ion o f posi t ion ing va lves in acc ordanc e w ith D IN IEC 5 3 4

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    u m e an f low ve loc i ty

    D h hydrau l ic d iam ete r ,

    Dh = kA /U

    v kinem a t ic v iscos i ty

    2 3

    4 . 3 .R a t in g a n d s e l e c t io no f c o n t r o l v a l ve s

    Control valves a re a ble to c onsta ntly

    chang e their opening cross-sectionand thus continuously influence fluid

    stream s. They thus represe nt variable

    flow resisto rs.

    4 . 3 . 1. F lu i d ic s

    f u n d a m e n t a l s

    Flow resistances occur in process in-

    sta llations in va rious forms:

    as resistances in capillaries , gaps,

    nozzles, diaphragms and

    valves

    as line resistances in pipes, hoses

    and ducts

    as leakage res is tances in gaps and

    porous components.

    In gene ral, the ratio o f press ure drop

    p to fluid flow Q can be defined as

    the flow resistance R of a component.

    Ba sically, a distinction must be mad e

    between two types of resistance on

    the bas is of the physica l ca uses:

    fric t ional resistances due to f low

    involving friction

    cross-sectional resistances owing

    to variations in the flow cross-

    section.

    The follow ing distinction betw een

    cas es for dependence between p

    and Q must be made for frictional re-sista nces in non-comp ressible fluids

    as a function of the Reynolds number

    From this, we ca n conc lude that the

    flow resistance R is constant only in

    the ca se o f laminar flow owing to

    p Q. Otherwise, a non-linea r rela-

    tionship a lwa ys a pplies betwe en pres-

    sure drop p a nd fluid flow Q.

    The fo llow ing a pplies to fluid resist-

    ances in the case of cross-sectional

    variation in non-compressible fluids

    and with turbulent flow :

    The p ermanent pressure loss p loss is

    taken as the ba sis for the flow resist-

    anc e R. The flow resista nce c oefficient

    is introduced as a non-dimensional

    pressure los s by referring the p erma-

    nent pressure loss to the dynamic

    pressure.

    The follow ing a pplies to the mo del

    case of flow through an orifice plate:

    a nd

    and, after introduction of a flow coef-

    ficient a, w e o btain the flow -rate equa -

    tion

    In the ca se o f a high Reynolds number,

    i.e. in turbulent flow, the following ap-

    plies to cross-sectional resistances in

    non-comp ressible fluids : p Q2.

    The flow-ra te va ria ble kv which is de-

    fined a s follow s is us ed to identify

    valves a s o rifice-type fluidic co mpo-

    nents:

    the kv value (in m 3/h) is the vo lume

    flow of wa ter at + 5 to + 30 C pas sing

    through the va lve a t the releva nt

    stroke s with a pressure loss

    p0valve = 100 kP a. (1 ba r; 14.5 psi)

    Analogous to this, the flow-rate coef-

    ficient cv is des cribed in the America n

    literature, defined a s fo llow s:

    the cv va lue (in US ga l/min) is the vol-

    ume flow of wa ter at 60 F which pas-

    ses through at a press ure loss of 1 psi

    with the relevant s troke s .

    Moreover, the QNn-Wert (in l/min) is

    specified as the flow characteristic for

    compressed air under stand ardized

    conditions for pneumatic valves.

    The follow ing c onversion fa ctors ap ply:

    Kv cv: kv = 0.86 cvKv : kv = 4 d 2/()1/2

    Kv QNn: kv = 1 078 QNn

    R =p

    Q

    Re =uD h

    v

    Ra ng e of the Flow form Interrela tions hip

    Reynolds number betw een p and QRe low La mina r p Q

    Re hig h Turbulent p Q7/4

    Re Re critical Tra ns itio na l fo rm To b e d ete rm. e xpe rime nta l.

    =ploss

    u 2

    2

    Q = Aorifice2p

    = 1Apipe

    Aorifice

    ((

    ploss = (1 m b ) pB

    (( [

    [2

    contract ion coef f i c i en t

    f low coe f f ic i en t de nsi ty of the f lu id

    p B ef fect . p ress . th rough the or i fice p late

    m B ope n ing ra t ioAorif ice

    Apipe

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    4 . 3 . 2 . C h a r a c t e r is t ic

    c u r v e s

    4.3.2.1. Valve characteristic

    The va lve c hara cteristic represe nts the

    dependence of the aperture cross -sec tion A on the s troke s of the va lve

    sp indle: A = f(s).

    In the simplest c as e, the valve charac -

    teristic is linea r, i.e. A = K1 s :

    Note: Des pite the linea rity of the valve

    cha racte ristic, the re is no linea r inter-

    rela tions hip betw een the vo lumetric

    flow rate Q through the valve and the

    valve stroke s due to non-consta nt

    pressure drops through the valve.

    The equa l-percenta ge va lve chara c-

    teristic is d esc ribed by a consta nt per-

    centage increase in the aperture cross-

    section A with stroke s (referred to the

    releva nt a perture c ross-s ection A pre-

    sent).

    The equa l-percenta ge valve chara cte-

    ristic a pproxima tes practica l req uire-

    ments to a greater extent than the li-

    near characteristic, since

    low variat ions in stroke s cause

    low A, i.e. fine infeed movements high variat ions in stroke s cause

    high A, i.e. coarse infeed move-

    ments.

    In the ca se o f s = 0, a minimum aper-

    ture cross-section A0 is pres ent. The

    valve closes only with an additional

    sea ling edg e.

    Va rious valve cha rac terist ics a re imple-

    mented by the contour of the closure

    elements, the valve cones. Convention-

    al designs include, for example, par-

    ab olic cone, lantern cone, perforated

    co ne, V-port cone and ma ny others.

    4.3.2.2. Flow characteristic and

    rangeability

    The mos t co nventiona l charac teristic

    curve required for valve selection is

    the flow cha racte ristic. The flow cha r-

    ac teristic represents the depe ndence

    of the standardized flow rate kv on the

    st roke s: kv = f(s).

    ON/OFF flow characteristic

    Due to t heir plate co ne, ON/OFF valves

    initially have a linear flow characteristic

    in the rang e of s ma ll stroke (up to a p-

    prox. 30 % stroke). At an opening angle

    of 30 to 40 % stroke (s), such valves

    alrea dy a chieve app rox. 90 % flow

    rate (kv). As the aperture opens even

    further, the flow rate rises only very

    slowly through to the ma ximum, a t full

    stroke. Since the total stroke of the

    ON/OFF va lves is low in rela tion to the

    stroke of control valves, the actualtas k of producing a high c hange in

    flow rate w ith low s troke is performed.

    Linear flow characteristic

    In the simplest c as e, the flow charac -

    teristic is linea r, i.e. kv = K1 s :

    Note: Unlike the linear valve character-

    istic, the interrelations hip b etw een the

    volumetric flow rate Q through the

    valve and the va lve stroke s is linea r in

    the case of the linear flow characteris-

    tic.

    Equal-percentage flow characteristic

    The eq ual-percenta ge flow cha racte r-

    istic is des cribed b y a consta nt per-

    centage increase in the flow rate kv

    with the stroke s (referred to the rele-

    vant flow rate kv present).

    At s 0 a m inimum a perture cros s-

    section A0 is present, causing a mini-

    mum flow kv0. The va lve clos es o nly

    with an a dditional sea ling ed ge.

    4

    S t r o k e s

    Aperture

    area

    A

    F igure 3 9 : L inear va lve cha racte r is t ic o f

    a c ont ro l va lve

    S t r o k e s

    Aperture

    area

    A

    F ig u r e 4 0 : E q u a l - p e r c e n t a g e v a lv e

    chara cter i s t ic o f a c ont ro l va lve

    S t r o k e s

    Flow

    rate

    kv

    F ig u r e 4 3 : E q u a l - p e r c e n t a g e f lo w

    character i s t i c

    S t r o k e s

    Flow

    rate

    kv

    F igure 4 1: O PEN/C LO SE f low

    character i s t i c

    A = A0 e K 2 s

    dA(s )

    d s= K 2

    1

    A(s)

    S t r o k e s

    Flow

    rate

    kv

    F igure 4 2 : Linear f low chara cter i s t ic

    kv = kv 0 e K 2 s

    d k v (s )

    d s= K 2

    1

    kv (s )

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    The o perating c hara cteristic c urve

    (V = f (s )) thus differs from th e flow

    cha racte ristic c urve kv = f (s) of the

    valve co nsidered in iso lation.

    The ma gnitude o f the differenc e (thedeg ree of c hara cteristic distortion) is

    represented by the pressure ratio .

    The p ress ure ratio is s tated for the

    fully open valve:

    The beha vior of the system a s a n

    interplay betw een s ource (pump) cha -

    racteristic a nd loa d (valve) cha racteris-

    tic can be shown in the characteristic

    ma p (se e Figure 45):

    The follow ing s ta nda rdized eq uation

    applies to the operating characteristic

    i.e. the operating characteristic de-

    pends on the pressure ratio and the

    flow characteristic

    2 5

    Examples of operating

    c ha ra c t eris t ic s (f. ra n g ea b ilit y =

    and various ):

    Control valve with linear flow

    characteristic:

    Control valve with equal-percentage

    flow characteristic

    An a pproxima tion of a linea r opera ting

    charac teristic can b e a chieved

    in the case of linear flow c haracter-

    istic with high pressure ratio

    in the case o f equa l-percentage

    flow characteristic with low pres-

    sure ratio .

    The no n-linea rities for b oth valve typ es

    have a pproximately the same mag ni-tude at 0.3.

    The ma ximum a perture c ross-s ection

    Ama x is reac hed a t maximum stroke s.

    The related kv value is referred to a s

    kvs value. The rang e be twe en kv0 a nd

    kvs is the total range of the manipulat-

    ed variable of the valve.

    The ratio of kv0 to kvs is referred to a s

    the rangeability and defines a valve

    characteristic value:

    Conventional values a re a s follow s:

    4.3.2.3. Operating characteristic

    and pressure ratio

    The ope rating cha rac teristic ide ntifies

    the flow behavior of the valve under

    opera ting c ond itions in the insta lla-

    tion. It represents the dependence of

    the volume flow V on the s troke s of

    the va lve s pindle.

    The following ma in eleme nts of the in-

    sta llation influence the opera ting b e-

    havior:

    the pump; the pressure generated

    by the pump drops a s p over the

    entire installation

    the tubes with the pressure drops

    pLi

    and other res is tances p' i in the in-

    sta llation (shut-off valves , hea t ex-

    changers, pipe elbows, branches,chang es in cross-section and other

    insta lled fittings ).

    1

    k v0

    k vs=

    1

    1

    2 5

    1

    3 0

    1

    5 0= ; ;

    V = f(s )

    VentilPumpTube Tube

    pL1 pv pL2

    V

    pL1 + pL2 = pL

    p

    Va lve

    F igure 44: Pressure losses in

    an insta l lat ion V

    Rang e of the co ntrol output

    pL pL

    pv pvpv

    pL0

    pL0

    Positioningvalve Operating po ints

    Closes

    Opens p = pvmin + pL

    pvmin

    pL

    pL0

    p

    p0

    = =p vop o

    p vop vo+p Lo+p 'o

    F ig u r e 4 5 : C h a r a c t e r is t ic m a p , s o u r c e

    character i s t i c and load character i s t i cs

    k vs

    k v

    1

    1 + - 1

    VV m a x=

    k vs

    k v

    s

    s m a x=

    2

    0 .2

    0 .4

    0 .6

    0 .8

    1.0

    0 .2 0 .4 0 .6 0 .8 1.0

    = 0 .1 0 .3 1.0

    1

    13 0

    =

    ss m ax

    VV ma x

    F igure 4 6 : Contro l va lve w i th l inea r f low

    character i s t i c

    0 .2

    0 .4

    0 .6

    0 .8

    1.0

    0 .2 0 .4 0 .6 0 .8 1.0

    = 0 .1 0 .3 1.0

    1

    13 0

    =

    s

    s m ax

    VV m ax

    F igure 4 7: Contro l va lve w i th equal -per -

    c e n t a g e f lo w c h a r a c t e r i s t ic

    1

    130

    (( [[

    ((

    p o : P r e s s u r e d r o p o ve r e n t ir e in s t a lla -tion

    P vo : Pressure drop a t fu lly opene d va lve(m ax . flow )

    p LO : Pressure drop at tube s, f it t ings. . .p ' o: P r e s s u r e lo s s a t p u m p ( a t m a x .

    f low ra te )

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    differential press ure a cross the va lve

    and at s troke s. The kvs value, a nalog-

    ous ly, is the quant ity a t s t roke

    s = 100 %.

    Analogous to the kv value the flow ratecoefficient cv is described in the Ame-

    rica n literat ure. The follow ing c onver-

    sion facto r applies: kv = 0.86 cv.

    Se e a lso cha pter 4.3.1. Fluidics fun-

    damentals.

    The kv value must be ca lculated for the

    current op erating da ta . A distinction

    must be ma de b etween maximum load

    (ma ximum q uantity Qma x, minimum

    pmin kvma x) a nd minimum loa d (mi-

    nimum quantity Qmin

    , ma ximum pma x

    kvmin) Both load ca ses must be ca l-

    culated individua lly and be a djusted

    on the basis of the valve rangeability.

    The following applies to cold water:

    The following applies in general to

    fluids (sub-critical):

    The following applies to fluids in

    general (super-critical):

    The kv value is c a lcula ted here in tw o

    steps: the kv value for the evaporating

    steam quantity kvD and the kv value for

    the fluid kvF are ca lculated sepa rately

    6

    A linea r ope rating c hara cteristic is

    achieved only if the valve features an

    optimum flow characteristic as the

    result of a spe cial valve co ntour.

    Flow and operating c haracteristics forvalves with 0.3 and = :

    4 . 3 . 3 . R a t in g a n d

    s e l e c t i o n

    Control valves must b e rated a nd se-

    lected with a view to their spec ific ta sk

    in order to be able to ensure a fault-

    less co ntrol function.

    Initially, the connection nominal dia-

    meter must b e defined in acco rda ncewith the medium and the rela ted, e ffi-

    cient flow velocity.

    The following g uide line va lues a pply:

    2 m/s for f luids

    20 m /s f o r g a s e s

    45 m/s for s team.

    The fo llow ing formulae a re helpful for

    practical application:

    Fluids:

    Gases:

    Steam:

    General:

    In the case of simple control valves on

    which a connection nominal diameter

    is assigned directly to a kvs value, the

    anticipated flow veloc ity sho uld a t mi-

    nimum be checked.

    The nom inal press ure s tag e results

    from know ledg e of the va lve ma teria l,the opera t ing tempera ture and the max.

    operating pressure, e.g. from DIN 2401,

    or from a valve da ta s heet.

    The a ctua l clos ed-loop c ontrol func-

    tion, i.e. s etting the fluid flow rate o f a

    given temperature and given pressure

    while s imultane ously producing a de-

    fined pressure loss, is determined by

    the flow cha racte ristic, the kv value

    The kv value is a reference variab le and

    is d efined a s follows : kv value = qua n-

    tity in m3/h of cold wa ter (+ 5 + 30 C)

    which flows through the valve at 1 bar.

    0 .2

    0 .4

    0 .6

    0 .8

    1.0

    0 .2 0 .4 0 .6 0 .8 1.0

    k vk vs

    lin . o p t . e p .

    Flowcharacteristics

    kv0kvs

    = 0.33 ss m ax

    F igure 4 8 : F low c harac ter i s t ics:l i near , op t im um , equal -percentage

    0 .2

    0 .4

    0 .6

    0 .8

    1.0

    0 .2 0 .4 0 .6 0 .8 1.0

    lin . o p t . e p .

    Operatingcharacteristics

    0.061 ss ma x

    VV m ax

    F igure 4 9 : O pe rat ing chara cte r is t ics:

    l i near , op t im um , equal -percentage

    N W = 0 .4 2 QN W : C o n n e c t io n n o m i n a l d ia m e t e r

    Q : Vo lum e tr ic f low rate in l / h

    N W = 4 .2 Q Np 1

    Q N : Vo lum e tr ic f low rate in Nm 3 / h

    p 1: Pres sure upst rea m o f the va lve in

    bar abso lu te

    G : M a s s f lo w r a t e in k g / h

    v": Spe ci f ic volume in m 3 / k g

    N W = 2 .8 G v "

    Q B : Vo lum e tr ic f low rate in m 3 / h

    c: F low ve loc i ty in m /s

    N W = 18 ,8 Q Bc

    Q : Vo lum e tr ic f low rate in m 3 / h

    p: Pres sure d i fferen t i a l a t the va lve inb a r

    k v = Q 1

    p

    k v = Q 0 .0 3 2 1p

    p s 2 : S a t u r a t e d s t e a m p r e s s . , in b a r a b s . ,

    r e la t e d t o t h e t e m p e r a t u r e d o w n s t r e a m

    of the va lve

    1: De nsi ty o f the m e d ium in k g /m 3

    p : P r e s s u r e d if f e r e n t ia l a t t h e v a lv e inb a r

    k v = G 0 .0 3 2 1

    1 pG : M a s s f lo w r a t e in k g / h

    p : P r e s s u r e d if f e r e n t ia l a t t h e v a lv e inb a r

    p 2 < p s 2

    p 2 > p s 2

    p s 2 : S a t u ra t e d s t e a m p r e s s u r e , in b a r

    a b s o l ut e , r e l a t e d t o t h e t e m p e r a t u r e

    d o w n s t r e a m o f t h e v a lv e

    1

    130