the status of records management in … presentations...partnership with stakeholders • kwazulu...
TRANSCRIPT
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THE STATUS OF RECORDS
MANAGEMENT IN KWAZULU NATAL
PRESENTER: MR S.C.Z NXUMALO
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STATUTORY AND REGULATORY
FRAMEWORK
• Constitution ,Act No.108 of 1996( Section 195)
• National Archives and Records Service Act
No.43 of 1996( as amended)
• KZN Archives and Records Service Act No.8 of
2011.
• Promotion of Access to Information Act No. 2
of 2000.
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FRAMEWORK
• Public Finance Management Act No. 1 of 1999.
• Municipal Finance Management Act No. 56 of 2003.
• Promotion of Administrative Justice Act No. 3 of 2000
• Electronic Communication and Transactions Act No. 25 of 2002.
• Protection of Personal Information Act No.4 of 2013.
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MANDATORY RECORDS
MANAGEMENT FUNCTIONS
• Provision of training.
• Evaluation and Approval of Records Classification
Systems.
• Appraisal of records.
• Records Management Inspections.
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ASSESSING RECORDS MANAGEMENT
COMPLIANCE
Appointment of a Records Manager
Records Classification Systems (File plans, RCS)
Training
Inspections
Policies and Procedure Manuals
Disposal of Records
Fully Functional Registries
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SITUATIONAL ANALYSIS OF MUNICIPALITIES
2015/2016.
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SITUATIONAL ANALYSIS
MUNICIPALITIES
YES NO
APPOINTMENT OF A RECORDS
MANAGER6% ( are designated records
managers)
RECORDS MANAGEMENT
CLASSIFICATION56/61 5
TRAINING 216
INSPECTION 21
DISPOSAL OF RECORDS 10
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SITUATIONAL ANALYSIS OF PROVINCIAL
DEPARTMENTS 2015/2016.
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SITUATIONAL ANALYSES OF KZN GOVERNMENT DEPARTMENTSSITUATIONAL ANALYSIS
DEPARTMENTS
YES NO
APPOINTMENT OF A
RECORDS MANAGER
10/12 2 (Vacant)
RECORDS
CLASSIFICATION SYSTEMS
12/12
TRAINING 321 Officials
INSPECTION 99 offices
DISPOSAL OF RECORDS 9
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ENTITIES
• Meetings held with the following
governmental entities:
• Natal Sharks Board-filing System meeting.
• Umhlosinga Development Agency-
Professional advice on records management
practices.
• Agricultural Development Agency(ADA) – filing
system meeting.
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ENTITIES
• KZN Liquor board- Records Classification
System meeting.
• uMhlathuze Water- Records Classification
System meeting.
• Umngeni Water- Records Classification System
meeting.
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PARTNERSHIP WITH STAKEHOLDERS
• KwaZulu Natal Records Managers and Deputy
Information Officers.( KRMDIOF )
• Provincial Capacity Coordinating and
Monitoring Committee. (PCCMC)
• Change Management Committee(CMC)
• Co Operative Governance and Traditional
Affairs. (COGTA,Municipal Administration
Unit)
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ARCHIEVEMENTS
• TRAINING -20 Scheduled/also Ad-Hoc
requests.
• INSPECTIONS- 120 Scheduled Inspections/
also Ad-Hoc requests.
• Records Classification Systems- Demand
driven.
• Disposal- Demand Driven.
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CHALLENGES
• The management of records is not given
strategic priority.
• No compliance on procurement of Electronic
Records Management Systems(ERMS) that are
not endorsed by the South African National
Standards. (SANS)
• Non Implementation of recommendations
from inspection reports.
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CHALLENGES
• Records management responsibilities
designated to officials at lower levels.
• Non Compliance from Public entities.
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WAY FORWARD
• Records Management to be part of Key
Performance Areas(KPA) for Top Management.
• Appoint designated Records Managers.
• Proper Records Management practices can
lead to proper service delivery.
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»THANK YOU.