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Thermodynamic and kinetic investigation of systems related to lightweight steels Weisen Zheng Doctoral Thesis in Materials Science and Engineering Stockholm, Sweden, 2018

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Thermodynamic and kinetic investigation

of systems related to lightweight steels

Weisen Zheng

Doctoral Thesis in

Materials Science and Engineering

Stockholm, Sweden, 2018

Weisen Zheng

Thermodynamic and kinetic investigation of systems related to lightweight

steels

KTH Royal Institute of Technology

School of Industrial Engineering and Management

Department of Materials Science and Engineering

SE-100 44 Stockholm, Sweden

ISBN 978-91-7729-840-3

Akademisk avhandling som med tillstånd av Kungliga Tekniska Högskolan i

Stockholm framlägges till offentlig granskning för avläggande av Teknologie

Doktorsexamen den 21 september 2018 kl 10.00 i rum 4301, Brinellvägen 8,

Kungliga Tekniska Högskolan, Stockholm

© Weisen Zheng (郑伟森), 2018

This thesis is available in electronic version at kth.diva-portal.org

Printed by Universitetsservice US-AB, Stockholm, Sweden

i

Abstract Lightweight steels have attracted considerable interest for automobile

applications due to the weight reduction without loss of high strength and with

retained excellent plasticity. In austenitic Fe-Mn-Al-C steels, the nano-

precipitation of the κ-carbide within the austenitic matrix significantly

contributes to the increase in yield strength. In the present work, the precipitation

strengthening simulation has been carried out within the framework of the ICME

approach. Thermodynamic assessments of the quaternary Fe-Mn-Al-C system as

well as its sub-ternary systems were performed with the CALPHAD method. All

available information on phase equilibria and thermochemical properties were

critically evaluated and used to optimize the thermodynamic model parameters.

By means of the partitioning model, the κ-carbide was described using a five-

sublattice model (four substitutional and one interstitial sublattice), which can

reflect the ordering between metallic elements and reproduce the wide

homogeneity range of the κ-carbide. Based on the present thermodynamic

description, a thermodynamic database for lightweight steels was created. Using

the database, the phase equilibria evolution in lightweight steels can be

satisfactorily predicted, as well as the partition of alloying elements. In order to

accelerate the development of a kinetic database for multicomponent systems, a

high-throughput optimization method was adopted to optimize the diffusion

mobilities. This method may largely reduce the necessary diffusion-couple

experiments in multicomponent systems. Based on the developed

thermodynamic and kinetic databases for lightweight steels, the precipitation of

the κ-carbide was simulated using TC-PRISMA. The volume fraction and

particle size were reasonably reproduced. Finally, the precipitation strengthening

contribution to the yield strength was predicted. The calculation results show that

ii

the anti-phase boundary effect is predominant in the precipitation strengthening.

Overall, the relationship between the composition, processing parameters,

microstructure and mechanical properties are established in the thesis.

Keywords: Fe-Mn-Al-C, CALPHAD, MGI, ICME, Precipitation strengthening,

Lightweight steels.

iii

Sammanfattning

Lättviktsstål har rönt stor uppmärksamhet som material för användning i bilar på

grund av den viktminskning som erhålls utan förlust av den höga hållfastheten

och med bibehållen utmärkt plasticitet. I austenitiska Fe-Mn-Al-C stål, bidrar

nano-utskiljningen av κ-karbid i den austenitiska grundmassan väsentligt till

ökningen av sträckgränsen. I det nuvarande arbetet har simuleringen av

härdningsbidraget från utskiljningarna utförts inom ramen för ICME metoden.

Termodynamiska utvärderingar av det kvartenära Fe-Mn-Al-C systemet och

dess undersystem utfördes med CALPHAD-metoden. All tillgänglig information

om fasjämvikter och termokemiska egenskaper utvärderades kritiskt och

användes för att optimera de termodynamiska modellparametrarna. Med hjälp av

den s.k. partitioneringsmodellen beskrevs κ-karbiden med användning av en

fem-subgittermodell (fyra substitutionella och ett interstitiellt subgitter) som kan

återspegla ordningen mellan de metalliska elementen och även reproducera det

breda homogenitetsintervallet för κ-karbiden. Baserat på den nuvarande

termodynamiska beskrivningen har en termodynamisk databas för lättviktiga stål

skapats. Med hjälp av databasen kan fasjämviktssutvecklingen i lättviktsstål

förutses på ett tillfredsställande sätt, såväl som partitioneringen av

legeringselementen. För att påskynda utvecklingen av en kinetisk databas för

multikomponentsystem, har en ”high-throughput”-optimeringsmetod använts

för att optimera diffusionsmobiliteterna. Denna metod kan i stor utsträckning

minska antalet nödvändiga diffusionsparsprover i multi-komponentsystem.

Baserat på de utvecklade termodynamiska och kinetiska databaserna för

lättviktsstål, simulerades utskiljningen av κ-karbid med hjälp av TC-PRISMA.

Volymfraktionen och partikelstorleken reproducerades rimligt. Slutligen kunde

även härdningsbidraget till sträckgränsen uppskattas. Beräkningsresultaten visar

iv

att antifasgränseffekten dominerar vid utskiljninghärdningen. Slutligen kan

konstateras att förhållandet mellan sammansättning, processparametrar,

mikrostruktur och mekaniska egenskaper fastställts i avhandlingen.

v

Appended papers

The present thesis is based on the following appended papers:

I. Thermodynamic assessment of the Al-C-Fe system

Weisen Zheng, Shuang He, Malin Selleby, Yanlin He, Lin Li, Xiao-

Gang Lu, John Ågren

CALPHAD, 2017, vol. 58, pp. 34-49.

II. Thermodynamic modeling of the Al-C-Mn system supported by

ab initio calculations

Weisen Zheng, Xiao-Gang Lu, Huahai Mao, Yanlin He, Malin

Selleby, Lin Li, John Ågren

CALPHAD, 2018, vol. 60, pp. 222-230.

III. Thermodynamic investigation of the Al-Fe-Mn system over the

whole composition and wide temperature ranges

Weisen Zheng, Huahai Mao, Xiao-Gang Lu, Yanlin He, Lin Li,

Malin Selleby, John Ågren

Journal of Alloys and Compounds, 2018, vol. 742, pp. 1046-1057.

vi

IV. Computational materials design for lightweight steels with ICME

approach: thermodynamics and precipitation strengthening

simulation

Weisen Zheng, Huahai Mao, Malin Selleby, John Ågren

In manuscript.

V. Experimental investigation and computer simulation of diffusion

in Fe-Mo and Fe-Mn-Mo alloys with different optimization

methods

Weisen Zheng, John Ågren, Xiao-Gang Lu, Yanlin He, Lin Li

Metallurgical and Materials Transactions A, 2017, vol. 48, pp. 536-

550.

Author contributions:

I. Literature survey, thermodynamic modelling and optimization, the

draft manuscript

II. Literature survey, thermodynamic modelling and optimization, the

draft manuscript

III. Literature survey, thermodynamic modelling and optimization, the

draft manuscript

IV. Literature survey, thermodynamic modelling and optimization,

precipitation strengthening simulation, the draft manuscript

V. Literature survey, mobility modelling and optimization, all the

experimental work, the draft manuscript

vii

Contents Appended papers ...................................................................... v

Contents ................................................................................... vii

Chapter 1 ................................................................................... 1

Introduction ............................................................................... 1

1.1 Lightweight steels ............................................................................ 1

1.2 CALPHAD ....................................................................................... 6

1.3 Scope of this thesis ........................................................................... 8

Chapter 2 ................................................................................. 11

CALPHAD modelling ............................................................. 11

2.1 Thermodynamic modelling ............................................................ 11

2.1.1 Compound energy formalism (CEF) ................................................. 12

2.1.2 Substitutional solution model ............................................................ 13

2.1.3 Partitioning model (order-disorder model) ....................................... 14

2.1.4 κ-carbide ............................................................................................ 17

2.1.5 Intermetallic compounds ................................................................... 19

2.2 Mobility modelling ........................................................................ 20

Chapter 3 ................................................................................. 23

viii

Thermodynamic investigation of the Fe-Mn-Al-C system .. 23

3.1 Binary systems ............................................................................... 25

3.1.1 Fe-Mn ................................................................................................ 25

3.1.2 Fe-Al ................................................................................................. 27

3.1.3 Fe-C ................................................................................................... 28

3.1.4 Mn-Al ................................................................................................ 29

3.1.5 Mn-C ................................................................................................. 31

3.1.6 Al-C ................................................................................................... 32

3.2 Ternary systems ............................................................................. 33

3.2.1 Fe-Mn-Al ........................................................................................... 33

3.2.2 Fe-Mn-C ............................................................................................ 35

3.2.3 Fe-Al-C ............................................................................................. 36

3.2.4 Mn-Al-C ............................................................................................ 38

3.3 Quaternary system ......................................................................... 39

Chapter 4 ................................................................................. 41

Kinetic investigation of the Fe-Mn-Mo system .................... 41

4.1 Diffusion couple experiments ........................................................ 42

4.2 Mobility optimization method ....................................................... 43

4.2.1 Traditional method ............................................................................ 43

4.2.2 Direct method .................................................................................... 46

Chapter 5 ................................................................................. 49

Application of Thermo-Kinetic database .............................. 49

5.1 Partition of alloying elements ........................................................ 49

ix

5.2 Precipitation of the κ-carbide ......................................................... 51

5.3 Precipitation strengthening simulation .......................................... 52

Chapter 6 ................................................................................. 57

Concluding remarks and future work .................................. 57

6.1 Concluding remarks ....................................................................... 57

6.2 Future work .................................................................................... 58

Acknowledgements ................................................................. 59

Bibliography ............................................................................ 61

x

1

Chapter 1

Introduction

1.1 Lightweight steels

Traditionally, automakers have regarded steels as the main material for autobody

panels, having given ideal mechanical properties and safety at a low cost.

However, the increasingly stringent regulations of energy consumption and CO2

emission have compelled automotive manufacturers to look for effective

methods to reduce vehicle weight in order to increase fuel efficiency. Therefore,

steels are facing a big challenge, partly from light alloys such as aluminium or

magnesium alloys and carbon fibre composites, and partly from the requirement

of excellent mechanical properties. In general, lightweight design of steels can

be achieved by enhancing their strength and reducing their density. The high-

strengthening of steels has become the prevailing trend of lightweight design

research by steel suppliers within the past decades. For instance, the 1st, 2nd and

3rd generation of advanced high strength steels (AHSS) have been developed to

obtain an excellent combination of strength and ductility. Recently, an

alternative method of using low density alloying elements in steels such as

aluminium and silicon, is attracting increasing attention in the automotive steel

field. Such steels are called “lightweight steel” or “low-density steel”. In the

2000s, the group of Frommeyer has worked on lightweight steel, providing a

good understanding of deformation mechanisms and mechanical properties [1,2],

which makes material researchers see the enormous potential of lightweight

steels for automotive applications [3–7]. Frommeyer and Brüx [2] developed a

CHAPTER 1

2

kind of multiphase lightweight steel consisting of a matrix austenite phase, ferrite

and nano-size κ-carbide. The composition range of the steels investigated was

18-28 Mn, 9-12 Al, 0.7-1.2 C (wt%). In their study, the Fe-28Mn-12Al-1C steel

exhibits a yield strength of 730 MPa, an ultimate tensile strength of 1000 MPa

and total elongation of around 55 % at room temperature. Moreover, the addition

of 12 wt% Al reduces the density of the steel to about 6.5 g/cm3. Since then, the

research on Fe-Mn-Al-C lightweight steels has become a hotspot in automotive

industry due to the high specific strength and excellent ductility.

Important factors in the design of lightweight steels are the low density derived

from the lower atomic masses of light elements and the effect of light elements

on the lattice parameter of the steel. Fig. 1.1 shows the effect of common alloying

elements on the density of α-Fe (bcc) and γ-Fe (fcc) at room temperature using

the volume data from Thermo-Calc Software TCFE9 Steels/Fe-alloys database

[8]. Among the metallic elements, both the density reduction of α-Fe and γ-Fe

caused by Al is largest, followed by Si, which is the reason why Si is sometimes

added in lightweight steel design. Mn and Cr slightly lower the density, while Ni

and Cu slightly increase the density. For the micro-alloying elements, Ti and V

have a positive effect on the density reduction, but the density with the addition

of Nb and Mo exhibits an increasing trend. Although some alloying elements

play a harmful role in reducing density, they are used in lightweight steels. For

instance, Kim et al. [9] added 5 wt% Ni into the Fe-Mn-Al-C alloy and obtained

a high specific strength which is comparable to titanium alloys. They indicated

that the addition of Ni improves the stability of finely dispersed nano-size B2

phase and thereby the non-shearable nature of the ordered B2 phase enhances the

work hardening effect, resulting in a high specific strength.

CHAPTER 1

3

Fig. 1.1. Effect of alloying elements on the density of (a) α-Fe (bcc) and (b) γ-Fe (fcc) at room temperature calculated using Thermo-Calc Software TCFE9 Steels/Fe-alloys

database [8].

Lightweight steels can form a variety of microstructures due to many processing

variants such as hot and cold rolling, solution and annealing treatment, and

coiling. The matrix phase of lightweight steels can be single ferrite or austenite,

or duplex ferrite + austenite, which strongly depends on the contents of the

alloying elements such as Mn, Al and C, and the heat treatment temperature. In

general, austenitic steels contain higher contents of alloying elements, for

example, Mn, Al and C up to 30, 12 and 2 (wt%) [2,10–19], respectively.

Because of this, the κ-carbide, β-Mn, ordered B2 or even D03 phases based on

the bcc lattice can precipitate in the austenite based alloys at low temperatures

[20–31], which makes the physical metallurgy complex. Fortunately, many

researchers have already performed experimental observation of the phase

transformation by means of optical microscopy (OM), scanning electron

microscopy (SEM), X-ray diffraction (XRD), transmission electron microscopy

(TEM) and atom probe tomography (APT).

In general, the κ-carbide is precipitated in the austenitic Fe-Mn-Al-C alloys aged

at temperatures between 773 and 1173 K. According to the precipitation sites,

the κ-carbide is classified into two types: intragranular and intergranular. The

intragranular κ-carbide homogeneously forms within the austenite matrix

[20,21,26]. Cheng et al. [26] studied the sequence of the phase transformations

CHAPTER 1

4

of the Fe-17.9Mn-7.1Al-0.85C (wt%) alloy through annealing at temperatures

ranging from 873 to 1173 K. In their work the transformation from the L12 phase

to the κ-carbide was observed for the first time. The formation sequence of the

κ-carbide is as follows:

γ→ γʹ+ γʹʹ→ γʹ+L12→ γʹ+κ.

The transformation starts with the spinodal decomposition from the high

temperature austenite to two low temperature austenitic phases, i.e. solute-lean

and solute-rich. Upon cooling, the solute-rich austenite transforms into the L12

phase through an ordering reaction between the metallic elements. Finally the

ordered L12 phase transforms into the κ-carbide by the ordering of the carbon

atoms. This type of the κ-carbide is coherent with the austenite matrix. The lattice

misfit between the κ-carbide and the matrix is very small [32]. Moreover, the

coherent κ particle has a significant impact on the movement of dislocations

during the deformation. The strong dislocation-κ interactions can result in an

effective improvement of the strength of lightweight steels [16,17,33].

On the other hand, the intergranular κ-carbide generally precipitates along the

austenite grain boundaries after prolonged annealing at higher temperatures.

There are three types of reactions that can form the intergranular κ-carbide:

precipitation reaction, eutectic reaction and cellular transformation, depending

on the contents of alloying elements and the annealing temperature [34,35]. This

kind of the κ-carbide has a detrimental influence on the strength and ductility.

Therefore, in order to obtain the excellent mechanical properties, the

intergranular κ-carbide should be avoided through controlling the steel

compositions, annealing temperature and holding time.

In the case of β-Mn, its formation needs a much longer aging time through the

reaction γ→κ+β-Mn [24,36]. Chao et al. [24] investigated the precipitate along

grain boundaries in the Fe-31.7Mn-7.8Al-0.54C (wt%) alloy by means of TEM.

The cold-rolled samples were solution heat-treated at 1323 K for 2 hours and

aged at 823 K for various times. The grain boundary precipitates are formed in

the samples aged for longer than 16 hours. Moreover, only the κ-carbide was

CHAPTER 1

5

precipitated after aging for less than 72 hours. For longer times than 72 hours,

the β-Mn phase was observed surrounding the κ-carbide along the grain

boundaries. By comparing with their previous study of the Fe-31.5Mn-8.0Al-

1.05C (wt%) alloy [23], Chao et al. [24] revealed that the precipitation of the κ-

carbide induces manganese enrichment of the surrounding austenite phase and

thereby the β-Mn phase forms from the austenite phase enriched manganese. The

brittle β-Mn phase at the grain boundaries is detrimental to the ductility of

lightweight steels, it is therefore necessary to avoid its formation.

With the addition of alloying elements such as Ni, Cu and Si into the Fe-Mn-Al-

C alloys, the ordered B2 and D03 phases based on the bcc lattice can be formed

[9,28,30,31]. Ni and Cu can promote the stability of the B2 phase, while Si can

catalyze the formation of the D03 phase. Kim et al. [9] found that the B2 phase

has three different morphologies: stringer bands in the austenitic matrix (type 1),

fine particles with the size of 200-1000 nm (type 2) and finer particles with the

size of 50-300 nm (type 3). The type 2 particles were formed along the grain

boundaries of the recrystallized austenite, while the type 3 particles precipitated

at the shear bands in the non-recrystallized austenite. For the D03 phase, its

formation mechanism is not yet as clear as for the B2 phase.

Recently, since lightweight steels exhibit huge potential to achieve high specific

strength and ductility, many researchers have attempted to further improve the

specific mechanical properties by adding some other alloying elements than Mn,

Al and C. Consequently, a few studies have been performed to explore the effect

of the alloying elements such as Ni, Cr and Mo on the microstructural evolution

and mechanical properties [9,27,28,37–41]. For example, as mentioned before,

the addition of Ni and Cu enhances the stability of the B2 phase and then by

controlling the nano-precipitation of the B2 phase, an excellent property

combination of specific strength and ductility can be obtained [9,27,28,37].

Bartlett et al. [38] indicated that Si accelerates the formation kinetics of the κ-

carbide, but does not increase the amount of the κ-carbide. Sutou et al. [39]

revealed that Cr inhibits the precipitation of the κ-carbide and reduces the

CHAPTER 1

6

strength. Moon et al. [40] investigated the influence of Mo on the precipitation

of the κ-carbide by means of TEM, APT and first principle calculations. They

found that the addition of Mo delays the precipitation of the κ-carbide, leading

to a change of aging hardening behavior. Overall, the utilization of the

appropriate alloying elements can optimize the microstructures and then enhance

the mechanical properties.

1.2 CALPHAD

The Materials Genome Initiative (MGI) has drawn extensive attention of

materials engineers since the US former Present Barack Obama proposed MGI

in the announcement of the Advanced Manufacturing Partnership in June 2011.

He distinctly pointed out that the goal of MGI is to discover, develop,

manufacture and deploy advanced materials twice as fast, which implies a great

shift from the trial-and-error route to the rational materials design approach. The

specific objectives of MGI are the following: 1) to find the intrinsic basic factor

that can determine the external phenomenon and 2) to find the relationships

between material composition/processing-microstructure-property, which also is

the ultimate goal of the Integrated Computational Materials Engineering (ICME)

approach. Unfortunately, the distinct definition of the materials genome was not

given. Subsequently, Kaufman and Ågren [42] suggested that the materials

genome should be a set of information in a form of CALPHAD (CALculation of

PHAse Diagrams) thermodynamic and kinetic databases that can be used to

predict a material’s structure and its responses to processing and usage

conditions. In their paper, the authors reviewed the development of CALPHAD

and indicated that CALPHAD is consistent with all the features of the materials

genome. For instance, a CALPHAD thermodynamic database can calculate the

equilibrium state of a material and a CALPHAD kinetic database can predict the

material’s response to processing and usage condition. Therefore, the

CALPHAD databases are major parts of MGI.

CHAPTER 1

7

CALPHAD databases are established with the CALPHAD method in which each

phase in a materials system is modelled and then the model parameters are

adjusted to reproduce experimental or ab initio data. As a matter of fact, in its

early years the CALPHAD method only handled thermodynamic problems. The

theoretical basis for CALPHAD is thermodynamics of materials. At the moment,

only the phase diagram and thermochemical properties such as enthalpy of

mixing, chemical potential and activity could be calculated. Later, Ågren [43]

introduced the simulation of the non-equilibrium phenomenon such as diffusion-

controlled phase transformation, which is a critically important improvement of

the CALPHAD scheme. Since then, the diffusion behavior of materials systems

such as various diffusion coefficients and diffusion profiles can be simulated

combining thermodynamic and kinetic databases. Nowadays, the CALPHAD

method has expanded to describe thermophysical properties such as elastic

moduli, viscosity and thermal expansion. There is no doubt that the physical

property database is necessary for the calculations, but which is beyond the scope

of this thesis work.

To develop the CALPHAD thermodynamic and kinetic databases, the following

procedure is performed in general, as shown in Fig. 1.2. It starts with the

collection of all experimental and theoretical information, and estimated data on

the system studied. In the case of thermodynamic assessment, for instance, the

data used for the optimization include phase equilibrium data, solubilities,

thermochemical quantities (enthalpy, activity, etc.) and crystallographic

information from experimental measurements, first principle calculations or

empirical estimations. Then a critical evaluation of all available data should be

performed to eliminate the unreliable and contradictory data, and to identify the

phases present in the system. After that, a reasonable model for each phase is

built according to the crystal structure, site occupation, order-disorder transition

or magnetic properties, which is extremely important for the final achievement

of the self-consistent model parameters. By using the least-squares method, the

model parameters are adjusted to fit the reliable experimental data. By

comprehensively comparing the calculation results with all reliable experimental

CHAPTER 1

8

data, it can be found that whether a set of self-consistent model parameters is

obtained or not. If not, the assessment has to be performed again since the

weights of some experimental data may be needed to be adjusted or even a more

advanced model for a phase may be used. Finally, when a satisfactory agreement

with reliable experimental data is achieved, the model parameters are compiled

to a database. This procedure is known as the CALPHAD assessment or

optimization.

Fig. 1.2. CALPHAD assessment procedure.

1.3 Scope of this thesis

Due to the weight reduction and excellent specific strength and ductility, the

lightweight steels have arouse great interests in the automotive industry. In order

to optimize their microstructure, such as catalysing the nano-precipitation of the

coherent κ-carbide and ordered B2 phase and avoiding the formation of the brittle

β-Mn phase, and then the mechanical properties, a detailed understanding of

thermodynamic properties and phase equilibria of the lightweight steel system is

fundamental. Moreover, the phase transformation in lightweight steels is

generally a diffusion-controlled process, which significantly depends on

diffusivity. Thus, a fundamental knowledge of diffusivity is indispensable to

CHAPTER 1

9

understand phase evolution, optimize processing parameters and design a novel

lightweight steel. However, the assessment of diffusion mobilities in a

multicomponent system requires a large number of diffusion couple experiments

with the traditional method, which largely consumes much time and cost.

Therefore, it is extremely important to develop a ‘materials genome’ database

with a high-throughput method. In this thesis, the specific objectives are as

follows: Ⅰ) to develop and refine the thermodynamic database of the Fe-Mn-Al-

C system, in particular the descriptions of the Al-containing systems; Ⅱ) to

improve the mobility optimization method with a case study of the Fe-Mn-Mo

system and Ⅲ) to predict the precipitation strengthening due to the nano-

precipitation of the κ-carbide based on the thermo-kinetic database.

Firstly, the assessment work of the Fe-Al-C system was performed in the

beginning of the thesis. This ternary is the most basic constitute subsystem of the

lightweight steel system due to the addition of Al into Fe-based alloys. The study

of this ternary system mainly focuses on the phase equilibria between the fcc,

bcc and κ-carbide, because these three phases strongly impact the microstructure

and then the mechanical properties of lightweight steels.

Then, the Mn-Al-C system was assessed within the framework of CALPHAD

owing to the new experimental data. The wide homogeneity ranges of the κ-

carbide, fcc and hcp phases are satisfactorily reproduced, which provides a

foundation for the construction of the thermodynamic database for Fe-Mn-Al-C

lightweight steels.

Thirdly, the Fe-Mn-Al metallic system was re-optimized considering the

experimental information over the entire composition range from room

temperature to well above the melting temperature. Both the new ternary phases

and the extension of the binary intermetallic compounds towards the Fe-Mn-Al

ternary system are well described. Meanwhile, the phase equilibria between the

fcc, bcc and β-Mn phases are reproduced, ensuring a reliable prediction of the β-

Mn formation in high-Mn lightweight steels.

CHAPTER 1

10

Based on the reliable descriptions of the ternary systems, the thermodynamic

investigation of the quaternary Fe-Mn-Al-C system was carried out using all

available experimental information. This part of the work aims to refine the

thermodynamic database for lightweight steels and improve the prediction

accuracy of phase equilibria in lightweight steels, in particular the precipitation

of the κ-carbide.

In order to speed up the construction of the kinetic database (i.e. mobility

database), a high-throughput method, i.e. the direct optimization method, was

improved and employed to optimize the diffusion mobility in fcc and bcc Fe-

Mn-Mo alloys. Compared with the traditional optimization method, the direct

method fits mobility parameters to the diffusion profiles without the extraction

of the interdiffusion coefficients. It may be helpful for the investigation of

diffusion mobilities in multicomponent alloys.

Finally, based on the thermo-kinetic database for lightweight steels, the phase

evolution, the partition of alloying elements and the precipitation of the κ-carbide

were simulated using the Thermo-Calc software including the precipitation

module (TC-PRISMA). According to the simulated volume fraction and particle

size of the κ-carbide with TC-PRISMA, the precipitation strengthening

contribution to the yield strength was predicted. Thus, the reasonable

quantitative relationship between composition/processing-microstructure-

property was preliminarily established for lightweight steels, which significantly

contributes to the development of lightweight steels.

11

Chapter 2

CALPHAD modelling

As mentioned in the preceding chapter, during the CALPHAD assessment, a

reasonable and suitable model for each phase is a necessary precondition for a

self-consistent description of the entire system, which is more important in a

multicomponent system since the model should be compatible within all the

lower order systems. In this chapter, the thermodynamic and kinetic modelling

are described in detail, respectively.

2.1 Thermodynamic modelling

The thermodynamic modelling is built based on the Gibbs free energy with

temperature, pressure and composition as the natural variables. It should be noted

that all the calculations presented in this thesis are performed at atmosphere

pressure. Therefore, the contribution to the Gibbs energy due to the pressure is

ignored in this thesis. The total Gibbs energy of a phase is divided into four part,

i.e.

𝐺" = 𝐺"$%& − 𝑇 ∙ 𝑆"

+,& + 𝐺". + 𝐺"/01$ (2.1)

The first part 𝐺"$%& is the contribution to the Gibbs energy from the mechanical

mixture of the constituents of the phase, where the pre-superscript “srf” denotes

“surface of reference”. The second part is the contribution to the Gibbs energy

from the configuration entropy 𝑆"+,& of the phase, depending on the number of

CHAPTER 2

12

possible arrangements of the constituents in the phase. The third term 𝐺". is the

excess Gibbs energy which accounts for the deviation from the ideal mixture of

the constituents. The last part 𝐺"/01$ represents the contribution to the Gibbs

energy due to physical effects such as magnetic transition.

2.1.1 Compound energy formalism (CEF)

The compound energy formalism (CEF) is based on the two-sublattice model

proposed by Hillert and Staffanson [44]. Later, Sundman and Ågren [45]

extended the model to an arbitrary number of sublattices and constituents on each

sublattice by introducing the concept of a “constituent array”. A constituent array

I describes one or more constituents on each sublattice, and a constituent 𝑖

represents an individual constituent on a certain sublattice (denoted as s). The

constituent arrays can be of different orders. The zeroth order 𝐼: represents just

one constituent on each sublattice, i.e. the so-called end-member. The Gibbs

energy of a phase by CEF is expressed by

𝐺" = 𝑃<=(𝑌) 𝐺<=?

<=

+ 𝑅𝑇 𝑎$

,

$BC

𝑦E($)𝑙𝑛𝑦E

($)

E

+ 𝐺". + 𝐺"/01$ (2.2)

where 𝑃<= denotes the product of the constituent fractions specified by 𝐼:. 𝐺<=?

is the Gibbs energy of the end-member 𝐼:. 𝑎$ and 𝑦E($) are the number of sites

and the site fraction of 𝑖 on sublattice s, respectively.

The excess Gibbs energy 𝐺". is expressed by

𝐺". = 𝑃<H(𝑌)𝐿<H<H

+ 𝑃<J(𝑌)𝐿<J<J

+∙∙∙ (2.3)

where 𝐼C and 𝐼L are a constituent array of first order and second order,

respectively. A constituent array of first order denotes that there are two

constituents in one sublattice, i.e. a binary parameter. A constituent array of

CHAPTER 2

13

second order includes two possible cases: three interacting constituents on one

sublattice or two interacting constituents on two different sublattices, i.e. a

ternary parameter or a reciprocal parameter. Binary interaction parameters are

described by the use of Redlich-Kister polynomial [46], given by

𝐿E,N = 𝑦E − 𝑦N, ∙ 𝐿E,N,

,

(2.4)

where 𝐿E,N, = 𝑎 + 𝑏𝑇.

According to Hillert [47], ternary interaction parameters may be composition

dependent, given by

𝐿E,N,Q = 𝑣E ∙ 𝐿E,N,QE + 𝑣N ∙ 𝐿E,N,QN + 𝑣Q ∙ 𝐿E,N,QQ (2.5)

where

𝑣E = 𝑦E + (1 − 𝑦E − 𝑦N − 𝑦Q)/3(2.6a)

𝑣N = 𝑦N + (1 − 𝑦E − 𝑦N − 𝑦Q)/3(2.6b)

𝑣Q = 𝑦Q + (1 − 𝑦E − 𝑦N − 𝑦Q)/3(2.6c)

2.1.2 Substitutional solution model

In this thesis, the liquid phase is described using the substitutional solution model

which is the simplest form of the CEF. The Gibbs-energy expression for the

liquid phase is

𝐺"Y = 𝑥E 𝐺EY?

E

+ 𝑅𝑇 𝑥E𝑙𝑛𝑥EE

+ 𝑥E𝑥N𝐿E,NYN[EE

+ 𝑥E𝑥N𝑥Q𝐿E,N,QY

Q[NN[EE

(2.7)

where 𝑥E is the mole fraction of element 𝑖. 𝐺EY? is the Gibbs energy of element 𝑖

in the liquid state. 𝑅 is the gas constant and 𝑇 the absolute temperature. 𝐿E,NY and

𝐿E,N,QY are the binary and ternary interaction parameters, respectively.

CHAPTER 2

14

2.1.3 Partitioning model (order-disorder model)

In the Fe-Mn-Al-C system, the ordered compounds B2 and D03, both based on

the bcc lattice, are stable, while the L12 or L10 ordered phases based on the fcc

lattice are not stable. However, the fcc ordered phases may form with the

addition of nickel or titanium. In order to easily extend the present database to

multicomponent systems in the future, this thesis took both the fcc and bcc

ordered phases into account. Considering the lack of the systematic investigation

of the effect of interstitial element, i.e. carbon, on the ordering of both bcc and

fcc phases, it is usually assumed that the ordering contribution to the Gibbs

energy is zero when the carbon atoms fully occupy the interstitial sublattice. In

other words, only the ordering parameters in the metallic system are necessary

to optimize.

In order to describe the Gibbs energies in both the ordered and disordered states

with a single expression, the partitioning model is employed with the aid of the

four-sublattice model (4SL). This model divides the Gibbs energy into two parts:

one is the disordered part depending upon the composition of the phase and the

other is the contribution due to the chemical ordering calculated as a function of

site fraction.

𝐺" = 𝐺"]E$ 𝑥E + ∆𝐺"?%](2.8a)

∆𝐺"?%] = 𝐺"`$a 𝑦E − 𝐺"`$a 𝑦E = 𝑥E (2.8b)

where ∆𝐺"?%] becomes zero if the phase is disordered.

Here, the fcc phase and its ordered forms in the A-B system are taken as an

example. The fcc lattice and its possible ordered configurations are shown in Fig.

2.1. It can be seen that one cubic corner site and three face centered sites form a

regular tetrahedron in an fcc unit cell. Since the four sites are equivalent in the

disordered state, the number of each sublattice must be identical. Thus, the model

for the fcc ordering is formulated as (A,B)0.25(A,B)0.25(A,B)0.25(A,B)0.25. If the

CHAPTER 2

15

site fractions on each sublattice are the same, i.e. 𝑦E(C) = 𝑦E

(L) = 𝑦E(b) = 𝑦E

(`), the

phase is disordered. If the site fractions on three sublattices are the same but

different from that on the remaining one, i.e. 𝑦E(C) ≠ 𝑦E

(L) = 𝑦E(b) = 𝑦E

(`) , the

phase is ordered and the structure is L12. If the site fractions on two sublattices

are the same and the other two the same, but different from the first two, i.e.

𝑦E(C) = 𝑦E

(L) ≠ 𝑦E(b) = 𝑦E

(`), the phase is also ordered and the structure is L10.

Fig. 2.1. The structures of the disordered fcc_A1, ordered L12 and L10 phases.

The Gibbs energy of the disordered part 𝐺"]E$ 𝑥E can be calculated as the

substitutional solution model, i.e.

𝐺"]E$ 𝑥E = 𝑥E 𝐺E]E$?

E

+ 𝑅𝑇 𝑥E𝑙𝑛𝑥EE

+ 𝑥E𝑥N𝐿E,N]E$N[EE

+ 𝑥E𝑥N𝑥Q𝐿E,N,Q]E$

Q[NN[EE

(2.9)

The term 𝐺"`$a 𝑦E in Eq. (2.8b) is expressed as

𝐺"`$a 𝑦E = 𝑦EC 𝑦N

L 𝑦Qb 𝑦a

` 𝐺E:N:Q:a?

aQNE

+14𝑅𝑇 𝑦E

$ 𝑙𝑛𝑦E$

E

`

$BC

+ 𝑦f$ 𝑦g

$ 𝑦fh 𝑦g

h 𝑦Ei 𝑦N

j 𝐿f,g:f,g:E:NNBf,gEBf,gh$

(2.10)

where 𝑦E$ is the site fraction of 𝑖 on sublattice s and 𝐺E:N:Q:a? is the Gibbs energy

of the end-member compound. 𝐿f,g:f,g:E:N is the reciprocal parameter describing

CHAPTER 2

16

the short-range order (SRO) [48]. The term 𝐺"`$a 𝑦E = 𝑥E in Eq. (2.8b) is also

calculated by Eq. (2.10) using the mole fraction instead of the site fraction.

When the phase is in the disordered state, the sublattices are identical due to the

crystallographic symmetry. Therefore, the compound energies should fulfil the

following relations:

𝐺f:f:f:g? = 𝐺f:f:g:f? = 𝐺f:g:f:f? = 𝐺g:f:f:f? = 3𝑢fg + 𝛼fng(2.11𝑎)

𝐺f:f:g:g? = 𝐺g:g:f:f? = 𝐺f:g:f:g? = 𝐺f:g:g:f? = 𝐺g:f:f:g? = 𝐺g:f:g:f?

= 4𝑢fg(2.11𝑏)

𝐺f:g:g:g? = 𝐺g:f:g:g? = 𝐺g:g:f:g? = 𝐺g:g:g:f? = 3𝑢fg + 𝛼fgn(2.11𝑐)

where 𝑢fg denotes the nearest neighbour pair interaction energy between the

atom A and B at the equi-atomic composition. 𝛼fng and 𝛼fgn are the adjustable

parameters due to different environment.

As an approximation, all reciprocal parameters are identical regardless of the

occupation on the other two sublattices, i.e.

𝐿f,g:f,g:f:f: = 𝐿f,g:f,g:f:g: = 𝐿f,g:f,g:g:g: = 𝐿f,g:f:f,g:f: = ⋯

= 𝐿fgfg(2.11𝑑)

where 𝐿fgfg is assumed to be equal to the nearest neighbour bond energy in most

cases.

Additionally, the model for the disordered phase is (A,B)1. The interaction

parameters for the disordered phase are generally assessed based on the

experimental data on the disordered phase. However, when the disordered phase

is not stable without any experimental data, the following relations can be

utilized to obtain the interaction parameters from the ordered parameters [49],

i.e.

𝐿f,g]E$: = 𝐿0 + 𝐺f:f:f:g? + 1.5 𝐺f:f:g:g? + 𝐺f:g:g:g? + 0.375 𝐺f,g:f,g:f:f?

+ 0.75 𝐿f,g:f,g:f:g: + 0.375 𝐿f,g:f,g:g:g: (2.12a)

CHAPTER 2

17

𝐿f,g]E$C = 𝐿1 + 2 𝐺f:f:f:g? − 2 𝐺f:g:g:g? + 0.75 𝐿f,g:f,g:f:f:

− 0.75 𝐿f,g:f,g:g:g: (2.12b)

𝐿f,g]E$L = 𝐺f:f:f:g? − 1.5 𝐺f:f:g:g? + 𝐺f:g:g:g? − 1.5 𝐿f,g:f,g:f:g: (2.12c)

𝐿f,g]E$b = −0.75 𝐿f,g:f,g:f:f: + 0.75 𝐿f,g:f,g:g:g: (2.12d)

𝐿f,g]E$` = −0.375 𝐿f,g:f,g:f:f: + 0.75 𝐿f,g:f,g:f:g: − 0.375 𝐿f,g:f,g:g:g: (2.12e)

where 𝐿0 and 𝐿1 are adjustable parameters independent of the ordering.

2.1.4 κ-carbide

The κ-carbide has a cubic structure with transition elements M (M=Fe or Mn in

the Fe-Mn-Al-C system) at the face centres, Al at the cubic corners and C in the

central octahedral site. The metallic atoms form the L12-type structure based on

the fcc lattice, as shown in Fig. 2.2. In the Fe-Mn-Al-C system, the description

of the κ-carbide is extremely important partly because it coexists in equilibrium

with most solid phases such as fcc and bcc, and partly because its nano-

precipitation strengthening effect on the mechanical properties of the quaternary

alloys. Therefore, a reasonable model for the κ-carbide should be carefully built

based on its crystallographic structure. There are three models proposed in

literature. The simplest model is M3Al1(C,Va)1 [50,51], which describes the κ-

carbide only along the stoichiometric composition of M3Al (green line in Fig.

2.3a). Kang et al. [52,53] introduced the transition element onto the Al sublattice,

i.e. M3(Al,M)1(C,Va)1, which can describe a wider homogeneity range of the κ-

carbide but only on the left hand side of the green line (see Fig. 2.3b). A five-

sublattice model (5SL), i.e. (Al,M)0.25(Al,M)0.25(Al,M)0.25(Al,M)0.25(C,Va)0.25,

that can reflect the ordering between the metallic elements was proposed by

Connetable et al. [54]. The model can describe the solubility in κ-carbide both

on the left and right hand sides of the green line (see Fig. 2.3c). Therefore, this

model was employed for the κ-carbide in this thesis work.

CHAPTER 2

18

Fig. 2.2. The stoichiometric E21-M3AlC and L12-M3Al.

Fig. 2.3. The isothermal section of the Fe-Al-C system at 1273 K calculated using the model-parameters in Ref. (a) [51], (b) [52] and (c) [54]. The green line shows the

ratio 𝑥tu/𝑥fa = 3 .

Although the 5SL model has 162 end-members in the Fe-Mn-Al-C system, there

are two strategies to reduce the number of the end-member compound energies

that need to be assigned. On the one hand, when the interstitial sublattice is fully

CHAPTER 2

19

occupied by vacancies, the model becomes identical to the ordered fcc phases in

the Fe-Mn-Al system. Thus, these parameters can be taken directly from the

description of the ternary system. On the other hand, due to the crystallographic

symmetry, some of the end-members are equivalent, which further reduces the

number of end-member parameters that need to be assessed.

Additionally, the disordered part of the κ-carbide is modelled as

(Al,M)1(C,Va)0.25. The energies for the end-member compounds with carbon on

the interstitial sublattice such as 𝐺fa:vfC_Qx//x are optimized based on the formation

energies calculated by ab initio methods. The energies for the end-member

compounds with vacancies on the interstitial sublattice such as 𝐺fa:yxfC_Qx//x are

identical to the Gibbs energies of the pure elements in the fcc structure but with

an addition of 100 J/mol to prevent them from becoming more stable than the

fcc phase. The interaction parameters 𝐿fa,z:yxfC_Qx//x are identical to those for the fcc

phase, while the interaction parameters 𝐿fa,z:vfC_Qx//x are optimized based on the

experimental phase equilibria involving the κ-carbide.

2.1.5 Intermetallic compounds

There are many intermetallic compounds in the Fe-Mn-Al-C system, especially

in the Al-rich part, such as Al13Fe4, Al6Mn, φ and D3. In this thesis, the

intermetallic phases were modelled based on their crystal structure and solubility

range. For example, the D3 phase was observed in Fe-Mn-Al alloys at the

temperature from 1148 to 1299 K by Balanetskyy et al. [55,56] and Priputen et

al. [57,58]. In the binary Mn-Al system, the D3 phase is metastable but can form

at the composition of Al0.78Mn0.22 by solidification [59]. However, the site

occupancy of atoms in the D3 phase has not been clearly identified. In

consideration of the atomic radius, the Fe atoms probably occupy the Mn sites.

Thus, the D3 phase can be simply modelled as (Al)0.78(Fe,Mn)0.22. Additionally,

the D3 phase was found in the Fe-Cr-Al system in Ref. [56]. Combining with the

measured composition range of the D3 phase in the Fe-Mn-Al system [55–58],

CHAPTER 2

20

it can be found that Fe or Cr extends the D3 phase to lower Al content but above

70 at%. Therefore, the model for the D3 phase is changed to

(Al)0.70(Al,Fe)0.08(Fe,Mn)0.22 in order to ensure that it can describe a large enough

composition range. Furthermore, the present model is flexible and compatible as

to describe the phase in other ternaries such as Fe-Cr-Al.

Accordingly, the Gibbs energy of the D3 phase is expressed as

𝐺"{b = 𝑦fa(L)𝑦tu

(b) 𝐺fa:fa:tu{b? + 𝑦fa(L)𝑦z,

(b) 𝐺fa:fa:z,{b? + 𝑦tu(L)𝑦tu

(b) 𝐺fa:tu:tu{b?

+ 𝑦tu(L)𝑦z,

(b) 𝐺fa:tu:z,{b? + 0.08𝑅𝑇 𝑦faL 𝑙𝑛𝑦fa

L + 𝑦tuL 𝑙𝑛𝑦tu

L

+ 0.22𝑅𝑇 𝑦tub 𝑙𝑛𝑦tu

b + 𝑦z,b 𝑙𝑛𝑦z,

b + 𝑦fa(L)𝑦tu

(L)𝑦z,(b)𝐿fa:fa,tu:z,{b

+ 𝑦tu(L)𝑦tu

(b)𝑦z,(b)𝐿fa:tu:tu,z,{b + 𝑦fa

L 𝑦tuL 𝑦tu

b 𝑦z,b 𝐿fa:fa,tu:tu,z,{b (2.13)

where 𝑦E($) is the site fraction of element 𝑖 on sublattice s. 𝐿 represents the

interaction parameters, which were fitted to the experimental information.

𝐺E:N:Q{b? is the compound energy of the end-member 𝑖:.|:𝑗:.:~𝑘:.LL. The four end-

member parameters obey the following relation according to the reciprocal

reaction:

𝐺fa:fa:tu{b? + 𝐺fa:tu:z,{b? = 𝐺fa:tu:tu{b? + 𝐺fa:fa:z,{b? (2.14)

2.2 Mobility modelling

According to the absolute reaction rate theory, Andersson and Ågren [60]

suggested a formalism for the diffusion mobility, expressed as

𝑀E = 𝑀E: exp

−𝑄E𝑅𝑇

1𝑅𝑇(2.15)

where 𝑀E: represents the frequency factor and 𝑄E the activation energy. R and T

are the gas constant and the absolute temperature, respectively. Both 𝑀E: and 𝑄E

depend on the composition and temperature. Jönsson [61] indicated that the

logarithm of the frequency factor (𝑙𝑛𝑀E:) rather than 𝑀E

: varies linearly with the

composition according to the empirical relation between the frequency factor and

CHAPTER 2

21

the composition found by Kučera and Million [62]. Thus, the mobility can be

written as

𝑀E = exp𝑅𝑇𝑙𝑛𝑀E

:

𝑅𝑇 exp−𝑄E𝑅𝑇

1𝑅𝑇(2.16)

As suggested by Andersson and Ågren [60], 𝑅𝑇𝑙𝑛𝑀E: and −𝑄E can be

represented with a linear combination of the end-point values and a Redlich-

Kister expansion, i.e.

𝛷E = 𝑥/𝛷E/

/

+ 𝑥/𝑥�[ 𝛷E/,�%

%B:,C,L,…

(𝑥/ − 𝑥�)%]�[//

+ 𝑥/𝑥�𝑥h[ 𝑣/�h$ 𝛷E/,�,h$

$

]h[�/[�/

, (𝑠 = 𝑝, 𝑞, 𝑡)(2.17)

where 𝛷E stands for 𝑅𝑇𝑙𝑛𝑀E: or −𝑄E . 𝛷E

/ is the value of 𝛷E for 𝑖 in species p.

𝛷E/,�% and 𝛷E

/,�,h$ are the binary and ternary interaction parameters,

respectively. 𝑣/�h$ is introduced for the ternary system, given by 𝑣/�h$ = 𝑥$ +

(1 − 𝑥/ − 𝑥� − 𝑥h)/3.

In order to take into account the effect of the ferromagnetic transition in bcc

alloys, Jönsson proposed a model [63,64], i.e.

𝑀E = exp𝑅𝑇𝑙𝑛𝑀E

:

𝑅𝑇 exp−𝑄E𝑅𝑇

1𝑅𝑇 𝛤"� (2.18)

where 𝛤"� is a factor considering the ferromagnetic ordering, expressed as

𝛤"� = exp 𝛼𝜉 6 −𝑄E𝑅𝑇 (2.19)

where 𝛼 is 0.3 for the bcc phase and 𝜉 is the state of the magnetic order, given

by

𝜉 =∆𝐻 𝑇"�

∆𝐻 0"� (2.20)

CHAPTER 2

22

where ∆𝐻 𝑇"� is the magnetic enthalpy calculated using the corresponding

thermodynamic description.

There are three types of diffusion coefficients based on the experimental

conditions and the frame of reference:

1) tracer diffusion coefficient 𝐷E∗ determined from diffusion studies using

radioactive isotopes in the lattice-fixed frame of reference;

2) intrinsic diffusion coefficient 𝐷E measured by the use of inert markers in the

lattice-fixed frame of reference;

3) interdiffusion coefficient or chemical diffusion coefficient 𝐷 extracted from

concentration profile of diffusion couple in the number-fixed frame of reference.

The tracer diffusion coefficient is directly correlated with the mobility by the

Einstein relation, i.e.

𝐷E∗ = 𝑅𝑇𝑀E(2.21)

The interdiffusion coefficient is calculated by

𝐷/�, = (𝛿E/ − 𝑥/)𝑥E𝑀E(𝜕𝜇E𝜕𝑥�

−𝜕𝜇E𝜕𝑥,

)E

(2.22)

where 𝛿E/ is the Kronecker delta (𝛿E/ = 1 when 𝑖 = 𝑝, otherwise 𝛿E/ = 0) and 𝑛

is the dependent species. 𝜇E is the chemical potential derived from the

corresponding thermodynamic description.

23

Chapter 3

Thermodynamic investigation of the

Fe-Mn-Al-C system

The establishment of a self-consistent thermodynamic description of a higher

order system first and foremost depends on that of the lower order systems. In

particular, a reliable unary description is of the essence. Fortunately, the

descriptions of the pure elements in both stable and metastable states were

compiled by Dinsdale [65], known as SGTE (Scientific Group Thermodata

Europe) database, which is widely accepted and applied to thermodynamic

databases for various kinds of materials. At present a new generation model with

more physical meaning and more reliable description at temperatures below RT

is being developed for pure elements [66–68]. However, if the new descriptions

of the elements were used, all higher order systems including the binaries must

be re-assessed, which is beyond the scope of this work. Instead, this work

employed the Gibbs energies of the pure elements compiled by Dinsdale [65].

All the phases in the Fe-Mn-Al-C system are summarized in Table 3.1 with their

thermodynamic models.

CHAPTER 3

24

Table 3.1: Stable phases in the Fe-Mn-Al-C system.

Phase Strukturbericht

Pearson symbol

Space group

Prototype

Model

liquid - - - - (Al,C,Fe,Mn)1 bcc A2 cI2 𝐼𝑚3𝑚 W (Al,Fe,Mn)1(C,Va)3 fcc A1 cF4 𝐹𝑚3𝑚 Cu (Al,Fe,Mn)1(C,Va)1 hcp A3 hP2 P63/mm

c Mg (Al,Fe,Mn)1(C,Va)0.5

α-Mn A13 cP20 P4132 α-Mn (Al,Fe,Mn)1(C,Va)1 β-Mn A12 cI58 𝐼43𝑚 β-Mn (Al,Fe,Mn)1(C,Va)1 graphite A9 hP4 mmc C (C) Al2Fe - aP18 P1 Al2Fe (Al)2(Fe,Mn)1 Al4C3 D71 hR7 𝑅3𝑚 Al4C3 (Al)4(C)3 Al4Mn - hP574 P63/mm

c Al4Mn (Al)4(Fe,Mn)1

Al5Fe2 - oC? Cmcm - (Al)5(Fe,Mn)2 Al6Mn D2h oC28 Cmcm Al6Mn (Al)6(Fe,Mn)1 Al12Mn - cI26 Im3 Al12W (Al)12(Mn)1 Al13Fe4 - mC102 C2/m - (Al)0.6275(Fe,Mn)0.235(Al,Va

)0.1375 bcc_B2 B2 cP8 𝑃𝑚3𝑚 CsCl (Al,Fe,Mn)0.5(Al,Fe,Mn)0.5(

C,Va)3 bcc_D03 D03 cF16 𝐹𝑚3𝑚 BiF3 (Al,Fe,Mn)0.25(Al,Fe,Mn)0.2

5

(Al,Fe,Mn)0.25(Al,Fe,Mn)0.2

5(C,Va)3 cementite D011 oP18 Pnma Fe3C (Fe,Mn)3(C)1 D3 - - P10/m

mc - (Al)0.70(Al,Fe)0.08(Fe,Mn)0.2

2 HTAl11Mn4 - oP156 Pn21a Al3Mn (Al,Mn)29(Fe,Mn)10 LTAl11Mn4 - aP15 𝑃1 Al11Mn4 (Al)11(Mn)4 Mn5C2 - mC28 C12/c1 Pd5B2 (Fe,Mn)5(C)2 Mn7C3 D101 oP40 Pnma Cr7C3 (Fe,Mn)7(C)3 Mn23C6 D84 cF116 𝐹𝑚3𝑚 Cr23C6 (Fe,Mn)20(Fe,Mn)3(C)6 RAl4Mn - hP586 P63/m Al4Mn (Al)461(Mn)107 γ1 D82 cI52 𝐼43𝑚 Cu5Zn8 (Al,Fe,Mn)8(Al,Fe,Mn)5

CHAPTER 3

25

γ2 D810 hR26 R3m Al8Cr5 (Al)12(Fe,Mn)5(Al,Fe,Mn)9 ζ - hP227 P63/m - (Al)4(Fe,Mn)1 φ - - P63/mm

c - (Al)0.70(Al,Mn)0.15(Fe,Mn)0.

15 κ E21 cP5 𝑃𝑚3𝑚 CaTiO3 (Al,Fe,Mn)0.25(Al,Fe,Mn)0.2

5

(Al,Fe,Mn)0.25(Al,Fe,Mn)0.2

5(C,Va)0.25

3.1 Binary systems

There are six sub-binaries in the Fe-Mn-Al-C system: Fe-Mn, Fe-Al, Fe-C, Mn-

Al, Mn-C and Al-C. All systems have been assessed more than once with the

CALPHAD technique. In order to obtain reliable thermodynamic descriptions of

higher order systems, it is very important to select a reasonable assessment of

each binary. Sometimes the binary description has to be modified due to the

extrapolation of ternary experiment information, for example, the Mn-Al binary

in this thesis. The descriptions of the binary systems used in this work are

summarized in Table 3.2.

Table 3.2: Thermodynamic descriptions of binary systems used in this work.

Binary system Ref. Fe-Mn Huang [69] and Djurovic et al. (hcp) [70] Fe-Al Paper I Fe-C Gustafsson [71] and Hallstedt et al. (Fe3C) [72] Mn-Al Du et al. [73] and Paper III (γ1) Mn-C Djurovic et al. [74] Al-C Gröbner et al. [75] and Connetable et al. (fcc and bcc) [54]

3.1.1 Fe-Mn

Since Mn is one of the most common elements in steels, the Fe-Mn system has

been assessed many times in the literature [69,76–79]. The early assessments

[69,77,78] were performed due to the updated description of pure Mn. Among

them, the evaluation by Huang in 1989 [69] is widely accepted and used in most

CHAPTER 3

26

databases. Witusiewicz et al. [79] re-assessed the binary based on their own

experimental data on the enthalpy of mixing of liquid Fe-Mn alloys, the enthalpy

of formation of fcc Fe-Mn alloys, and the heat capacity of fcc and bcc Fe-Mn

alloys [80]. Special focus was given to the martensitic transformation fcc→hcp

on the Fe-rich side. However, the Gibbs energy of the hcp phase on the Mn-rich

side seems much lower than that of the fcc phase in the assessment of

Witusiewicz et al. [79]. Nakano and Jacques [81] studied the influence of the

thermodynamic parameters of the hcp phase on the stacking fault energy and

then revised the hcp phase. Their description of the hcp phase leads to a

miscibility gap at high Mn compositions. Djurovic et al. [70] slightly modified

the parameters for the hcp phase by Huang [69] to agree better with the

martensitic transformation temperatures measured by Cotes et al. [82]. The

Gibbs energy of the hcp phase is more reasonable on the Mn-rich side than that

by Witusiewicz et al. [79] and Nakano and Jacques [81]. Therefore, the revision

of the hcp phase by Djurovic et al. [70] was used in this work as well as the

description of the stable phases by Huang [69]. Fig. 3.1 shows the stable and

metastable phase diagrams of the Fe-Mn system. In Fig. 3.1b, the calculation

only considers the fcc and hcp phase, which is useful for the prediction of the

martensitic transformation fcc→hcp.

Fig. 3.1. (a) Stable and (b) metastable Fe-Mn binary phase diagrams [69,70].

CHAPTER 3

27

3.1.2 Fe-Al

The Fe-Al binary is a very important constituent system for both steels and

aluminium alloys. The first complete thermodynamic assessment of this system

was made by Seiersten [83] in the COST 507 project [84], describing the B2

ordered phase using the two-sublattice model. Du et al. [85] revised the binary

to reproduce the congruent melting behaviour of the Al13Fe4 phase measured by

Griger et al. [86], which is inconsistent with the more recent experiment data

[87,88]. Connetable et al. [54] modified the parameters for the fcc phase

according to their analysis of the ternary phase equilibria in the Al-C-Fe system,

i.e. the Gibbs energy of the metastable fcc phase at higher Al contents is too

positive. Jacobs and Schmid-Fetzer [89] re-assessed the description of the

fcc_A1, bcc_A2 and bcc_B2 phases based on the evaluation of Seiersten [83].

The vacancy defect was considered in the model for the bcc phase. Sundman et

al. [90] performed the most complete assessment of the binary system including

the ordered D03 phase, and that description is now the most widely accepted. In

their assessment, the four-sublattice model was employed for the bcc and its

ordered forms. However, they neglected the experimental information on the

enthalpy of mixing of the liquid phase from Refs. [91,92], which was indicated

by Phan et al. [52]. For this reason, Phan et al. [52] re-assessed the Fe-Al system

describing the liquid phase with the modified quasi-chemical model, which is

different from the substitutional model used in this work. Therefore, the

description of the liquid phase by Sundman et al. was slightly revised using the

substitutional model based on the experimental information in Refs. [91,92] in

this work. Accordingly, the parameters for the solid phases were also slightly

modified. In the assessment of this work, the analysis result on the fcc phase by

Connetable et al. [54] was considered. Details on the revision of the Fe-Al system

can be found in Paper I. Fig. 3.2 shows the stable phase diagram of the Fe-Al

system.

CHAPTER 3

28

Fig. 3.2. Stable Fe-Al binary phase diagram.

3.1.3 Fe-C

As the most important system, the Fe-C binary has been assessed many times

[71,93–98]. The most widely used evaluation was made by Gustafson [71],

regardless of the excessively strong stability of the bcc phase and the inverse

miscibility gap in the liquid at high temperatures. Due to this, the description was

revised by Shubhank and Kang [98], but the liquid phase was described with the

modified quasi-chemical model. Hallstedt et al. [72] re-assessed the Gibbs

energy of the cementite according to the enthalpy of formation and the heat

capacity data from both ab initio calculations and experiments. Naraghi et al. [97]

re-evaluated the entire Fe-C system based on the new generation descriptions of

pure iron and carbon and could therefore not be used in this work. More recently,

a new thermodynamic model for the cementite was proposed by Göhring et al.

[99] to describe the non-stoichiometry and the vacancy content of the cementite.

In order to keep the compatibility of the model for the cementite (M3C-type

carbide) in the lower order systems, the new description by Göhring et al. was

not considered in this work. To sum up, the description by Gustafson [71]

together with the revision of the cementite by Hallstedt et al. [72] were utilized

CHAPTER 3

29

in this work. Fig. 3.3 shows the stable and metastable phase diagrams of the Fe-

C system.

Fig. 3.3. (a) Stable and (b) metastable Fe-C binary phase diagrams [71,72].

3.1.4 Mn-Al

The Mn-Al binary is a very complex system with many intermetallic phases.

Numerous thermodynamic assessments have been carried out for this system.

Kaufman and Nesor [100] made a first assessment of the Mn-Al binary, which

largely deviates from the experimental one. McAlister and Murray assessed the

liquid, fcc and intermetallic phases in the Al-rich part [101,102]. The first

complete assessment of the binary was performed by Jansson [103]. However,

the three phases (bcc, γ1 and γ2) in the middle part of the diagram were described

as one phase, Al8Mn5. Later, the bcc phase in the middle part was taken into

account in the assessment of Liu et al. [104] based on the experimental phase

equilibria in the Mn-rich portion by themselves [105]. The A2/B2 ordering

reaction was also considered using the two-sublattice model in their work.

However, they neglected the high and low temperature forms of the Al11Mn4.

Furthermore, there exists an invariant reaction between the Al11Mn4, Al8Mn5 and

Al4Mn phases and the B2 ordered phase at low temperatures in their description,

which were never found experimentally. Consequently, Ohno and Schmid-

Fetzer [106] revised the parameters for the Al11Mn4 and Al8Mn5 phases to

CHAPTER 3

30

remove the invariant reaction and the B2 phase at low temperatures. In order to

avoid reassessing the entire Mn-Al system, much more model parameters were

introduced for the two phases. Du et al. [73] re-assessed the entire system based

on the reliable literature data and their own experimental data on the Al-rich side.

The problem in the work of Liu et al. [104] was avoided and the high temperature

form of the Al11Mn4 was considered, but they neglected the B2 ordering, which

was later added by Djurovic and Hallstedt [107].

To sum up, no assessments describe the high temperature form of the Al8Mn5,

i.e. γ1, which may be due to the experimental difficulty in obtaining the γ1 phase

by even very rapid cooling. It also seems impossible to perform the in suit

experiments because of both the low melting point of Al and the high volatility

of Mn. Fortunately, an experimental study of the γ1 phase was carried out by

Göedecke and Köster [108] using metallographic examination and thermal

analysis but no X-ray diffraction. The transition temperatures of

γ1↔γ2+HTAl11Mn4 (1230 K) and γ1+bcc↔γ2 (1261 K) were obtained, which

was confirmed by Murray et al. [102]. Later, the crystal structure of the γ1 phase

was identified by Grushko and Stafford [109] with XRD. It is a cubic γ-brass

structure, the same as that of the Al8Fe5 phase in the Fe-Al system. Furthermore,

Balanetskyy et al. [55] found the γ1 phase in ternary Fe-Mn-Al alloys. The

extrapolation of the ternary phase equilibria involving the γ1 phase shows that

the γ1 should be stable in the Mn-Al binary, which necessitates the assessment

of the γ1 phase. Therefore, this work introduced the γ1 phase with the formula

(Al,Mn)8(Al,Mn)5 into the description of the Al-Mn binary by Du et al. [73].

Details on the modification of the Mn-Al system can be found in Paper III. In

addition, the ordering parameters by Djurovic and Hallstedt [107] were used in

this work. Fig. 3.4 shows the stable phase diagram of the Mn-Al binary and the

phase diagram with different ordered forms based on the fcc structure. Fig. 3.5

shows the comparison between the model-predicted and experimental diagram

around the γ1 phase.

CHAPTER 3

31

Fig. 3.4. (a) Stable Mn-Al binary phase diagram and (b) metastable phase diagram with only fcc based phases.

Fig. 3.5. Assessed phase diagram of the Mn-Al system around the γ1 phase.

3.1.5 Mn-C

The Mn-C binary system has been assessed three times [74,78,110]. Lee and Lee

[78] assessed the binary based on their own description of pure Mn without

considering any magnetic properties. Huang [110] made an assessment of the

binary based on the SGTE description of pure Mn and C. Recently Djurovic et

al. [74] re-assessed the binary system combining the available experimental

information and ab initio data on the enthalpies of formation of the manganese

carbides. The liquidus and the stabilities of the carbides were well reproduced.

CHAPTER 3

32

The description of the Mn-C system by Djurovic et al. [74] was used in this work.

Fig. 3.6 shows the stable phase diagram of the Mn-C binary system.

Fig. 3.6. Stable Mn-C binary phase diagram [74].

3.1.6 Al-C

The Al-C binary is the simplest sub-system only including four stable phases, i.e.

liquid, fcc, graphite and Al4C3. The first assessment of the system was performed

by Gröbner et al. [75]. Later, Ohtani et al. [111] re-assessed this binary since the

description by Gröbner et al. slightly deviates from experimental solubility of C

in the liquid phase. However, Connetable et al. [54] indicated that the heat

capacity of the Al4C3 phase assessed by Ohtani et al. [111] differs considerably

from that by Gröbner et al. [75] above 1500 K, and the experimental data in the

ternary Fe-Al-C system did not support the modification by Ohtani et al. [111].

Moreover, in order to describe the ternary experimental information in the Fe-

Al-C system, a slight modification of the fcc phase and a description of the

metastable bcc phase were introduced into the description by Gröbner et al. [75].

Therefore, this work used the revision of the Al-C system by Connetable et al.

[54]. Fig. 3.7 shows the stable phase diagram of the Al-C binary system.

CHAPTER 3

33

Fig. 3.7. Stable Al-C binary phase diagram [54,75].

3.2 Ternary systems

There are four sub-ternaries in the Fe-Mn-Al-C system: Fe-Mn-Al, Fe-Mn-C,

Fe-Al-C and Mn-Al-C. New stable phases appear in the ternary systems except

in Fe-Mn-C. It is therefore necessary to describe the new phases reasonably. The

descriptions of the ternary systems assessed and used in this work are

summarized in Table 3.3.

Table 3.3: Thermodynamic descriptions of ternary systems used in this work.

Ternary System Ref. Fe-Mn-Al Paper III Fe-Mn-C Djurovic et al. [70] Fe-Al-C Paper I Mn-Al-C Paper II

3.2.1 Fe-Mn-Al

The Fe-Mn-Al system has been experimentally studied to determine the phase

equilibria over the whole composition range between room temperature and the

melting temperature. Similarly, the ternary system has been assessed many times

CHAPTER 3

34

based on updated experimental information and descriptions of the binary sub-

systems. Jansson [112] made the first assessment of this ternary using the Fe-Mn

system by Huang [69], the Fe-Al system by Seiersten [83] and the Mn-Al system

by Jansson [103,112]. The thermodynamic optimization mainly focuses on the

Al-rich part of the Fe-Mn-Al system. On the contrary, Liu et al. [113] assessed

the Fe-rich part of the ternary system to reproduce the phase equilibria between

the bcc, fcc, β-Mn and liquid phases. The binary descriptions used were from

Huang (Fe-Mn) [69], Jansson (Mn-Al) [103] and Kaufman (Fe-Al) [100] with

the revision of the bcc and β-Mn phases in their work. Later, the Fe-rich part of

the ternary system was re-assessed by Umino et al. [114] based on the new

experimental phase equilibria between the bcc, fcc and β-Mn phases over a wide

temperature range. The A2/B2 and B2/D03 ordering reactions were also studied

with the diffusion couple method and differential scanning calorimetry (DSC).

The two-sublattice model was employed to describe the A2/B2 ordering. The

assessment was based upon the binary Fe-Mn by Huang [69], Fe-Al by Ohnuma

et al. [115] and Mn-Al by Liu et al. [104]. Recently Lindahl and Selleby [116]

assessed the Fe-Mn-Al system based on the new descriptions of the binary

systems, i.e. Fe-Mn by Huang [69] with the revision of the hcp phase by Djurovic

et al. [70], Fe-Al by Sundman et al. [90] and Mn-Al by Du et al. [73] with

addition of ordering parameters by Djurovic and Hallstedt [107], considering all

available experimental data in the whole system. Moreover, the four-sublattice

model was used to describe A2/B2 and B2/D03 ordering reactions [117]. More

recently, the phase equilibria in the Al-rich part of the ternary system over a wide

temperature range from 923 to 1343 K were measured using SEM, TEM, XRD

and differential thermal analysis (DTA) [55,56,58]. The solubilities of the third

element in the binary intermetallic compounds such as Al6Mn and Al13Fe4 were

found to be very wide and four new ternary phases, i.e. φ, ζ (designated as κ in

their paper), D3 and Z, were observed in the ternary alloys. Given these new

experimental data, the Fe-Mn-Al system was re-assessed over the entire

composition range from RT to the melting temperature in this work. The

descriptions of the binary systems used are shown in Table 3.2. Details on the

CHAPTER 3

35

assessment of the Fe-Mn-Al system can be found in Paper III. Fig. 3.8 shows

the isothermal section at 1073 K calculated using the present thermodynamic

parameters, including the A2/B2 ordering transformation.

Fig. 3.8. Isothermal section of the Fe-Mn-Al system at 1073 K.

3.2.2 Fe-Mn-C

The Fe-Mn-C ternary system has been completely assessed twice times in the

literature [70,118]. Huang [118] performed the first assessment based on the

binary descriptions of the Fe-Mn by Huang [69], Fe-C by Gustafson [71] and

Mn-C by Huang [110]. However, the liquidus surface projection was not

satisfactorily described in her assessment. Djurovic et al. [70] re-assessed the

ternary systems with the aid of ab initio calculations. The enthalpies of formation

of the metastable iron carbides were calculated using the Vienna Ab Initio

Simulation Package (VASP). The description reproduced the experimental

liquidus data well and was thus used in this work. Fig. 3.9 shows the calculated

isoplethal section at 50 wt% Mn using the thermodynamic description by

Djurovic et al. [70].

CHAPTER 3

36

Fig. 3.9. Isoplethal section of the Fe-Mn-C system at 50 wt% Mn [70].

3.2.3 Fe-Al-C

The Fe-Al-C ternary system has been assessed several times [52,54,119–121].

The earlier assessments [119,120] are not reliable because of the lack of

experimental information available at that time. After an experimental

investigation was carried out by Palm and Inden [122], Ohtani et al. [121]

performed a complete assessment of the ternary system combined with ab initio

data on the formation enthalpies of the end-members of the κ-carbide. The

thermodynamic model for the κ-carbide is (Al,Fe)3(Al,Fe)1(C,Va)1, but the

homogeneity range is not well described. Li et al. [123] slightly modified the bcc

and fcc phases based on the evaluation of Kumar and Raghavan [120] for the

development of Al-containing TRIP steels. In the same year, Connetable et al.

[54] made a re-assessment supported by ab initio calculations. They indicated

that the ab initio data by Ohtani et al. [121] were not reliable in comparison with

other similar data in the literature. In their assessment, the κ-carbide was

described using a more complex model, i.e.

(Al,Fe)0.25(Al,Fe)0.25(Al,Fe)0.25(Al,Fe)0.25(C,Va)0.25. This model can reflect the

ordering between metallic elements and describe the wide homogeneity range of

CHAPTER 3

37

the κ-carbide. However, their description cannot reproduce the new experimental

phase equilibria, particularly at higher temperatures [52]. Phan et al. [52]

recently performed an experimental investigation of phase equilibria involving

the κ-carbide and re-assessed the system. The κ-carbide was described using a

simpler model (Fe)3(Al,Fe)1(C,Va)1, which can only describe the limited

solubility range of the κ-carbide as discussed in Section 2.1.4. In order to

reproduce the wide solubility range of Al and C, the five-sublattice model was

used in this work. Based on all available experimental information and the ab

initio data in this work, the Fe-Al-C ternary system was re-assessed, see Paper

I for details. Fig. 3.10 shows the comparison between the calculated and

experimental isothermal sections at 1273 K. Particularly, the phase regions of

the κ-carbide calculated using the present description and the previous

assessments [52,54] are overlapped in the figure.

Fig. 3.10. Isothermal section of the Fe-Al-C system at 1273 K. The dash-dotted and dashed lines represent 𝑥fa = 0.2 and 𝑥tu/𝑥fa = 3, respectively.

CHAPTER 3

38

3.2.4 Mn-Al-C

The Mn-Al-C system has only been assessed twice [50,53] due to the lack of

experimental information on this ternary. Moreover, simple models were used

for the κ-carbide in the assessments, i.e. (Mn)3(Al)1(C,Va)1 by Chin et al. [50]

and (Mn)3(Al,Mn)1(C,Va)1 by Kim and Kang [53]. Recently, Bajenova et al.

[124,125] measured the phase equilibria at 1373 and 1473 K as well as the

liquidus and solidus projections using SEM, EPMA, DTA and XRD. Wide

solubility ranges of Mn and C in κ-carbide were found, which cannot be

described using the two simple models [50,53]. Therefore, the five-sublattice

model was employed for the κ-carbide in this work. Combined with the ab initio

calculations for the κ-carbide, the Mn-Al-C ternary system was assessed in

Paper III. Fig. 3.11 shows the comparison between the calculated and

experimental isothermal sections of the Mn-Al-C system at 1373 K. The wide

homogeneity ranges of the κ-carbide, fcc and hcp phases are reproduced

satisfactorily.

Fig. 3.11. Isothermal section of the Mn-Al-C system at 1373 K.

CHAPTER 3

39

3.3 Quaternary system

The Fe-Mn-Al-C quaternary system is the extremely important basis of

lightweight steels. Thus, a satisfactory description of this quaternary system is

of the essence for the design of lightweight steels. In this quaternary system, the

κ-carbide is of critical importance partly because it participates in equilibrium

with most phases, particularly the bcc and fcc phases (ferrite and austenite in

steels), and partly because its precipitation behaviour such as precipitation site

and particle size significantly effects the mechanical properties of steels.

Therefore, the thermodynamic assessment of the quaternary system mainly

focuses on the phase equilibria involving the κ-carbide [50,53]. Chin et al. [50]

performed the first assessment of the quaternary based upon the Fe-Al-C ternary

by Connetable et al. [54] with the modification of the κ-carbide, their own

description of the Mn-Al-C system, and the existing database for Fe-based alloy

systems (TCFE2000 [126] or TCFE5 [127]). Recently, Kim and Kang [53]

experimentally investigated the phase equilibria of the quaternary alloys using

EPMA and then assessed the quaternary system. The modified quasi-chemical

model was applied to the liquid phase in their assessment. More recently,

Hallstedt et al. [51] introduced the ternary descriptions of the Fe-Mn-C by

Djurovic et al. [70] and the Fe-Mn-Al by Lindahl and Selleby [116] into the

database by Chin et al. [50]. However, all the above mentioned assessments

described the κ-carbide using simple models, i.e. (Fe,Mn)3(Al)1(C,Va)1 or

(Fe,Mn)3(Al,Fe,Mn)1(C,Va)1, which cannot describe the wide homogeneity

range of κ-carbide. For this reason, the 5SL model, i.e.

(Al,Fe,Mn)0.25(Al,Fe,Mn)0.25(Al,Fe,Mn)0.25(Al,Fe,Mn)0.25(C,Va)0.25, was

employed for the κ-carbide when re-assessing the quaternary system based on

the newly presented descriptions of the sub-systems. Details on the assessment

of the Fe-Mn-Al-C system can be found in Paper IV. Fig. 3.12 shows the

isothermal section of the Fe-20Mn-Al-C (wt%) system at 1373 K calculated by

the present and previous descriptions [51,53] as well as experimental data.

CHAPTER 3

40

Fig. 3.12. Isothermal section of the Fe-20Mn-Al-C (wt%) system at 1373 K. The solid, dashed and dash-dotted lines represent the calculation results using the

thermodynamic parameters by this work, Kim and Kang [53], and Hallstedt et al. [51], respectively.

41

Chapter 4

Kinetic investigation of the Fe-Mn-

Mo system

As stated in Chapter 1, due to the tremendous application potential of lightweight

steels into transportation equipment, the alloying elements have been introduced

into the Fe-Mn-Al-C alloys to further improve the mechanical properties

[9,27,28,37–41]. For instance, Moon et al. [40] explored the effect of Mo on the

precipitation of the κ-carbide and then the hardness. The existence of Mo in κ-

carbide is unfavourable from the perspective of formation energies calculated by

ab initio calculations, but the partitioning of Mo is not clearly found between the

κ-carbide and austenite, which is caused by two factors: the small driving force

for Mo ejection from the κ-carbide and the low diffusivity of Mo. In

consideration of this finding, Mo may be used in lightweight steels to prevent

the precipitation of the κ-carbide along the grain boundaries. Therefore, the

diffusion behaviour of Mo is essential for the understanding of phase

transformation and the element distribution. In this chapter, the experimental and

computational study of diffusion mobilities in the Fe-Mn-Mo system are

presented. Detailed information discussed in this chapter could be found in

Paper V.

CHAPTER 4

42

4.1 Diffusion couple experiments

In general, the interdiffusion coefficients, i.e. chemical diffusion coefficients, are

extracted from the concentration profiles of diffusion couples. The diffusion

couple experiment starts with the preparation of the two alloys which are later

bound together to allow the diffusion of atoms. In the case of the solid diffusion

couples, the alloys are usually prepared using high purity raw materials using arc

melting, induction melting or levitation melting. The last two melting approaches

are more suitable for volatile elements such as Mn. After melting, the

homogenization annealing is performed to remove the micro-segregation during

the solidification and to avoid the influence of the grain boundary on diffusion,

followed by quenching in water to retain the high temperature microstructure.

The ingots are cut to obtain suitably sized blocks using wire-electrode cutting,

which are then mechanically ground to remove the surface contamination. In

particular, the mating surface of each alloy block is polished to a mirror-like

surface using standard metallographic techniques. After that, the two blocks of

the terminal alloys are bound to assemble the diffusion couple with a Mo clamp.

Subsequently, the assembled diffusion couple is annealed at a certain

temperature for a period of time, followed by quenching in water. It should be

noted that all melting and heat treatment are performed under the protection of

Ar atmosphere. After annealing, the diffusion couple is ground and polished

along the direction of diffusion and the concentration profile is measured by

EPMA. Fig. 4.1 shows the experimental concentration profile on the diffusion

couple of Fe/Fe-16.3Mn-2.81Mo (at%) annealed at 1373 K for 72 hours as well

as the microstructure.

CHAPTER 4

43

Fig. 4.1. Microstructure and concentration profile of the diffusion couple Fe/Fe-16.3Mn-2.81Mo (at%) annealed at 1373 K for 72 hours. The symbols are the EPMA

data.

4.2 Mobility optimization method

Andersson and Ågren [60] indicated that the most efficient way to establish a

kinetic database for diffusion is to use diffusion mobilities instead of diffusion

coefficients since the number of the diffusion coefficients in a system is much

larger than that of the mobilities. Therefore, the diffusion mobilities are stored

in the kinetic database and optimized to fit experimental diffusion data.

4.2.1 Traditional method

In the traditional method, the optimization of the diffusion mobility is based on

the experimental data on the tracer diffusion coefficients and the interdiffusion

coefficients using the DICTRA software [128]. Particularly, the interdiffusion

coefficients have to be extracted from the concentration profiles of diffusion

couples before the optimization.

CHAPTER 4

44

The interdiffusion coefficients in the binary and ternary systems are determined

with the Sauer-Freise method [129] and the Whittle-Green method [130],

respectively. The advantage of these two methods is that the evaluation of the

position of the Matano plane is not required. Before that, the measured

concentration profiles are smoothed using the error function expansion equation,

i.e.

𝑋 𝑧 = 𝑎E erf 𝑏E𝑧 − 𝑐E + 𝑑EE

(4.1)

where 𝑋 is the concentration and 𝑧 the diffusion distance. a, b, c and d are the

adjustable parameters.

In both the Sauer-Freise method and the Whittle-Green method, a normalized

concentration variable is introduced by

𝑌E =𝑥E − 𝑥E�

𝑥E� − 𝑥E�(4.2)

where 𝑥E� and 𝑥E� are the mole fraction of 𝑖 at the far left and far right end of the

diffusion couple.

According to Fick’s second law of diffusion, an equation for the binary

interdiffusion coefficient 𝐷EE, using the Sauer-Freise method can be derived as

following

𝐷EE, =12𝑡𝑑𝑧𝑑𝑌E

1 − 𝑌E 𝑌E𝑑𝑧�

��+ 𝑌E 1 − 𝑌E 𝑑𝑧

��

�(4.3)

where 𝑡 is the diffusion time.

Similarly, with the Whittle-Green method, the Fick’s second law in the ternary

case can be expressed as

12𝑡𝑑𝑧𝑑𝑌E

1 − 𝑌E 𝑌E𝑑𝑧�

��+ 𝑌E 1 − 𝑌E 𝑑𝑧

��

= 𝐷EE, + 𝐷EN,𝑥N� − 𝑥N�

𝑥E� − 𝑥E�𝑑𝑌N𝑑𝑌E

(4.4𝑎)

CHAPTER 4

45

12𝑡𝑑𝑧𝑑𝑌N

1 − 𝑌N 𝑌N𝑑𝑧�

��+ 𝑌N 1 − 𝑌N 𝑑𝑧

��

= 𝐷NN, + 𝐷NE,𝑥E� − 𝑥E�

𝑥N� − 𝑥N�𝑑𝑌E𝑑𝑌N

(4.4𝑏)

where 𝐷EE, and 𝐷NN, are the main interdiffusion coefficients, 𝐷EN, and 𝐷NE, the cross

interdiffusion coefficients. 𝑛 is the dependent element. Note that the

determination of the four interdiffusion coefficients in the ternary system needs

four equations to get a unique solution. Thus, one has to analyse two diffusion

couples whose diffusion paths intersect at one composition point and then only

obtain the interdiffusion coefficients at that single composition. Therefore, a

large number of diffusion couples are needed in order to derive the relationship

between the interdiffusion coefficients and composition in the ternary system.

Fig. 4.2 shows the comparison between the calculated main interdiffusion

coefficients at 1373 K in fcc Fe-Mn-Mo alloys using the mobility parameters

obtained with the traditional method and the extracted ones with the Whittle-

Green method.

Fig. 4.2. Comparison between the calculated and extracted main interdiffusion coefficients at 1373 K in fcc Fe-Mn-Mo alloys. Dashed lines refer to the main

interdiffusion coefficients with a factor of 2 or 0.5.

CHAPTER 4

46

4.2.2 Direct method

A MATLAB optimization program was developed by Höglund [131] to directly

fit the diffusion mobilities to the concentration profiles of diffusion couples

instead of the interdiffusion coefficients. The optimization is performed through

the application programming interface (TC-Toolbox for MATLAB) for the

DICTRA software [128]. Using the programming interface, the MATLAB

program can retrieve the concentration profiles simulated by the DICTRA

software. With the least-squares method, the mobility parameters are optimized

until the deviation between the calculated and measured profiles is minimum.

The optimization script was successfully applied by Lindwall and Frisk [132] in

the optimization of diffusion mobilities in bcc Cr-Mo-Fe alloys.

In order to consider more experimental diffusion data such as tracer diffusion

coefficients, the MATLAB program was improved in this work. The present

program can fit mobilities to experimental diffusion profiles and diffusion

coefficients simultaneously. Since the diffusion mobilities are directly fitted to

the original data from diffusion couple experiments, this kind of optimization is

referred to as the direct method.

Specifically, the direct method is performed in the following steps:

1) The workspace files which store the calculation conditions for the diffusion

coefficients and concentration profiles are first created using the Thermo-Calc

and DICTRA softwares, i.e. a POLY-3 file in Thermo-Calc and a DIC file in

DICTRA.

2) The experimental diffusion data and the corresponding calculation workspace

files are read in the beginning of the MATLAB program. In the meantime, the

initial mobility parameters are entered into the workspace files.

CHAPTER 4

47

3) The diffusion coefficients and concentration profiles are calculated using the

mobility parameters entered in the last step with the Thermo-Calc and DICTRA

software and then returned to the MATLAB program.

4) In the MATLAB program, the mobility parameters are optimized with the

least-squares method by fitting the calculated diffusion data to the experimental

ones.

A typical fitting to the measured concentration profile of the diffusion couple Fe-

10.94Mn-3.35Mo/Fe-16.1Mn (at%) at 1373 K is shown in Fig. 4.3, where a great

agreement is achieved.

Fig. 4.3. Comparison between the simulated and measured concentration profile of the diffusion couple Fe-10.94Mn-3.35Mo/Fe-16.1Mn (at%) at 1373 K.

Since the direct method optimizes the diffusion mobilities based on the original

experimental data, i.e. the concentration profiles of diffusion couples, the errors

during the derivation of the interdiffusion coefficients are avoided, which

improves the accuracy of the diffusion mobilities to a certain extent. In particular,

this method considerably enhances the assessment of mobilities in

multicomponent systems where the determination of the interdiffusion

coefficients requires a large number of diffusion couples. Moreover, the

CHAPTER 4

48

concentration profiles of the multi-phase diffusion couples can be used to

optimize mobilities using the direct method.

49

Chapter 5

Application of Thermo-Kinetic

database

A reliable thermo-kinetic database can provide various kinds of thermodynamic

information, phase diagram data and diffusivity, which is very useful for the

design of composition and processing parameters for new materials. In this

chapter, several examples will be given for the application of the thermo-kinetic

database to lightweight steels.

5.1 Partition of alloying elements

As the partition of alloying elements has a strong effect on the stability of the

phases and then the properties of the alloys such as the solid solution

strengthening, it is important to be able to predict the alloying element content

in each phase during the phase evolution. Chen et al. [133] investigated the phase

transformation from the high-temperature ferrite to austenite in several Fe-Mn-

Al-C alloys by solution treatment at 1373, 1473 and 1573 K for 1 hour. The Mn

and Al concentration distributions in the bcc and fcc phases of the Fe-26Mn-

7.5Al-0.34C (wt%) alloy were determined with EDS. Mn and Al are rich in the

fcc and bcc phase, respectively. Fig. 5.1 shows the contents of Mn and Al in the

bcc and fcc phases against the temperature calculated using the present

thermodynamic database. Although the holding time is not long enough to reach

CHAPTER 5

50

the equilibrium state, the calculation results are in good agreement with the

experimental data.

Fig. 5.1. Calculated element contents in the bcc and fcc phases of Fe-26Mn-7.5Al-0.34C (wt%) together with the experimental data [133].

Cheng et al. [34] studied the phase transformation in the Fe-13.5Mn-6.3Al-0.78C

(wt%) alloy by isothermal holding at temperatures ranging from 773 to 1123 K

for 100 hours. The M23C6 carbide was observed in the lamellae of ferrite and κ-

carbide for the first time. The eutectic reaction of fcc→bcc+κ+M23C6 was

determined in their study. They measured the metallic compositions in each

phase by means of TEM-EDS. Although the carbon content was not determined,

the distribution of other elements in the phases was utilized for comparison. Fig.

5.2 shows the calculated element contents in each phase of the Fe-13.5Mn-6.3Al-

0.78C alloy. The overall agreement is good considering the large uncertainty of

composition analysis by EDS and the neglect of carbon in the phases.

CHAPTER 5

51

Fig. 5.2. Calculated element contents in each phase of Fe-13.5Mn-6.3Al-0.78C (wt%) together with the experimental data [34].

5.2 Precipitation of the κ-carbide

As stated in Chapter 1, the precipitation of the κ-carbide significantly influences

the mechanical properties of lightweight steels. Huang et al. [22] studied the

effect of Al and C on the precipitation of the κ phase in Fe-Mn-Al-C alloys using

XRD, SEM and TEM. The specimens were subjected to a solution treatment at

1423 K for 2 hours, followed by oil quenching. A single austenite phase was

obtained. After that, the specimens were aged at 923 K for up to 360 hours. The

κ-carbide was observed within the austenite matrix or along the austenite grain

boundaries, i.e. intergranular and intragranular. Table 5.1 summarizes the

precipitation of the κ-carbide in different Fe-Mn-Al-C alloys at 923 K, as well

as the calculation results using the previous and present thermodynamic

descriptions. Apparently, the κ-carbide is not formed in the Fe-30.70Mn-2.28Al-

0.90C alloy according to all thermodynamic descriptions, which may be

attributed to the low content of aluminium. Although the κ-carbide precipitates

in the Fe-32.07Mn-5.43Al-0.57C alloy according to the calculation using the

CHAPTER 5

52

present database, the amount of the κ-carbide is very low (1.4%). Therefore, the

present calculation is acceptable.

Table 5.1: Calculated precipitation of the κ-carbide in Fe-Mn-Al-C alloys at 923 K with experimental data [22].

Alloys (wt%) κ-carbide* Experimental [22]

Calculated Chin et al. [50]

Kim et al. [53]

Hallstedt et al. [51]

This work

Fe-30.70Mn-2.28Al-0.90C √ × × × ×

Fe-30.40Mn-5.32Al-0.96C √ × √ × √ Fe-27.11Mn-5.33Al-0.95C √ × √ × √ Fe-29.21Mn-6.95Al-0.94C √ √ √ √ √ Fe-23.46Mn-7.38Al-0.94C √ √ √ √ √ Fe-30.71Mn-5.08Al-0.40C × × × × × Fe-32.07Mn-5.43Al-0.57C × × × × √ Fe-32.84Mn-5.56Al-0.77C √ × √ × √ Fe-32.43Mn-5.32Al-1.04C √ × √ × √

* The symbols √ and × stand for the precipitation and non-precipitation of the κ-carbide, respectively.

5.3 Precipitation strengthening simulation

The κ-carbide can precipitate within the austenitic matrix or along the grain

boundaries in austenitic lightweight steels during aging. In general, the κ-carbide

precipitates coherently in the austenite after aging for a short time. With further

aging the κ-carbide forms also along the grain boundaries. The coherent

precipitation of the κ-carbide in the austenite enhances the strength largely, while

the precipitate at the grain boundaries destroys the strength as well as the

ductility. Therefore, for a specific steel, the aging temperature and time are

important for the precipitation of the κ-carbide including the volume fraction and

the particle size, which have a strong influence on the precipitation strengthening.

From the point of view of materials design, if the relationships between steel

CHAPTER 5

53

composition, heat treatment parameter, microstructure and the precipitation

strengthening contribution are established, the optimal composition and heat

treatment for a steel can be easily obtained, which actually is the ultimate goal

of MGI and ICME. Therefore, the precipitation of the κ-carbide is simulated

using the TC-PRISMA software, and then the yield strength contribution due to

the precipitation strengthening is predicted in this thesis.

Song et al. [32] studied the formation of the κ-carbide and the mechanical

property of the austenitic Fe-29.8Mn-7.65Al-1.11C (wt%) lightweight steel. The

samples were heat treated at 1473 K for 5 hours, followed by cooling in air. After

that, the aged samples were heat treated at 873 K for various times. The lattice

misfit between the κ-carbide in the matrix and the austenite was found to be very

small. The yield strength increased with aging time and decreased after the κ-

carbide formed at the grain boundaries. Based on the present thermodynamic

database and the commercial kinetic database MOBFE4 [134], the precipitation

of the κ-carbide within the austenitic matrix and at the grain boundaries at 873

K was simulated using TC-PRISMA. The grain size of the austenitic matrix was

set to 110 µm in the simulation. The precipitate was assumed to be spherical.

The interfacial energy was set to 0.025 and 0.024 J/m2 for the intragranular and

intergranular κ-carbide, respectively. Detailed input parameters in the simulation

can be found in Paper Ⅳ.

The volume fraction and mean particle radius of the intergranular and

intergranular κ-carbide with the variation of the aging time are plotted in Fig. 5.3.

It can be seen from the built-in figure in Fig. 5.3a that the κ-carbide firstly

precipitates within the austenitic matrix. In Fig. 5.3b the calculated particle

radius is in reasonable agreement with the estimated radius from the

experimental information in Ref. [16].

CHAPTER 5

54

Fig. 5.3. Simulated volume fraction and mean particle radius of the κ-carbide in Fe-29.8Mn-7.65Al-1.11C (wt%) steel during aging at 873 K using TC-PRISMA.

In general, the strength increment in a precipitation-hardened alloy depends on

the morphological features of the precipitate such as particle size, volume faction

and inter-particle spacing. When the particle size exceeds a critical value, the

particles become impenetrable and are only by-passed by dislocations, which is

the so-called Orowan bypassing mechanism. As the particle size increases, the

strength increment due to the precipitation strengthening decreases. On the

contrary, when the particle is small or coherent with the matrix, the shearing

mechanism takes place. The increase in yield strength primarily comes from

three aspects: order strengthening, coherency strengthening and modulus

strengthening. When the dislocations shear the ordered precipitate, an anti-phase

boundary is formed. Thus, the order strengthening is closely related to the anti-

phase boundary energy. The coherency strengthening arises from the interaction

between the moving dislocation and the strain field which is produced due to the

lattice misfit between the precipitate and matrix. The modulus strengthening

results from the difference between the shear moduli of the precipitate and matrix.

Yao et al. [135] reported a relatively high APB energy (0.35-0.70 J/m2) of the κ-

carbide in an austenitic steel and then indicated that the order strengthening is

the predominant strengthening mechanism. Therefore, only the order

strengthening contribution to the yield strength was calculated in this thesis.

CHAPTER 5

55

The dislocations usually travel in pairs in an alloy with ordered precipitates. The

anti-phase boundary forms in the ordered particle during the shearing of the

leading dislocation and is removed by the trailing dislocation. When the particle

size is small and hardly comparable with the spacing of the two paired

dislocations, i.e. weakly coupled dislocations, the strength contribution can be

expressed as [136]:

𝜎¡uxQ = 𝑀𝛾f£g2𝑏

12𝛾f£g𝑓𝑟𝜋𝐺𝑏L − 𝑓 (5.1)

where 𝑀 is the Taylor factor to derive the tensile stress from the shear stress for

an fcc polycrystalline matrix. 𝛾f£g represents the anti-phase boundary energy. 𝐺

is the shear modulus of the austenitic matrix. 𝑏 is the magnitude of the Burgers

vector of the matrix, given by 𝑏 = 𝑎&++ 2, where 𝑎&++ is the lattice parameter

of the matrix. 𝑓 and 𝑟 are the volume fraction and mean particle radius of the

precipitate, respectively.

When the particle size becomes comparable with the spacing of the two paired

dislocations, i.e. strongly coupled dislocations, the expression for the order

strengthening contribution is

𝜎$h%?,� = 𝑀32𝐺𝑏𝑟 𝑓

𝑤𝜋b

2𝜋𝛾f£g𝑟𝑤𝐺𝑏L − 1(5.2)

where the dimensionless constant 𝑤 is of the order of unity.

Yao et al. [135] indicated that the dislocation pile-up stresses at the κ-carbide

interfaces would have an effect on the strength and thus 4~8 dislocations are

piled up in the grain interior, which introduced a correction factor (1/N) into the

equation for the strength calculation, where N=4~8. In this thesis, 1/N=0.4 was

used. Based on the present simulated volume fraction and particle radius of the

κ-carbide, the strength increment due to the order strengthening is calculated as

shown in Fig. 5.4 together with the experimental data [32]. A satisfactory

agreement is achieved before 15 hours. The predicted strengthening contribution

CHAPTER 5

56

after 15 hours is slightly higher than the experimental data, which is attributed

to the formation of the coarse κ-carbide along the grain boundaries.

Fig. 5.4. Prediction of the precipitation strengthening contribution with a correction factor in Fe-29.8Mn-7.65Al-1.11C (wt%) steel aged at 873 K.

57

Chapter 6

Concluding remarks and future

work

6.1 Concluding remarks

To accelerate the advancement of lightweight steels, the core system Fe-Mn-Al-

C has been thermodynamically assessed with the CALPHAD method. The sub-

ternary systems (Fe-Al-C, Mn-Al-C and Fe-Mn-Al) have been re-evaluated

based on the critical review of all experimental information in each system as

well as ab initio data. The κ-carbide is described using a five-sublattice model

with four substitutional sublattices and one interstitial sublattice. This model can

describe the ordering between the metallic elements and the wide homogeneity

range of the κ-carbide. In order to describe the entire composition range of the

system, the intermetallic compounds in the Al-rich part have been modelled.

Their stability upon temperature and composition have been satisfactorily

reproduced, which makes it possible to predict the phase equilibria in aluminium

alloys. Based on the present thermodynamic description, a reliable ‘materials

genome’ database for lightweight steels has been established.

Within this work a high-throughput optimization method for diffusion mobility

has been employed to optimize the mobility parameters for the fcc and bcc phase

in the Fe-Mn-Mo systems. This method directly uses the diffusion profiles

instead of the interdiffusion coefficients, which can avoid the errors introduced

during the extraction of interdiffusion coefficients. More importantly, the direct

CHAPTER 6

58

optimization method can be utilized in multicomponent systems to largely

reduce the number of diffusion-couple experiments.

Combining the present thermodynamic database and the commercial mobility

database, the precipitation of the κ-carbide has been successfully simulated using

TC-PRISMA. The calculated volume fraction and particle size of the κ-carbide

within the matrix have been used to predict the precipitation strengthening

contribution to yield strength. The calculated results show that the order

strengthening is predominant for the enhancement of the yield strength.

Overall, this work preliminarily established a reasonable quantitative

relationship between the composition, processing parameter, microstructure and

property, which is the ultimate goal of MGI and ICME.

6.2 Future work

In order to prefect the thermodynamic description of the quaternary Fe-Mn-Al-

C system, more experimental work should be carried out for alloys containing

higher C and Al content. It would be interesting to measure the upper limit of

carbon solubility in the κ-carbide and explore the effect of the carbon on the

ordering in the ordered bcc phase, which may significantly enlarge the alloy

composition range of lightweight steels used in automotive industry.

The present study of the strength prediction mainly focuses on the order

strengthening effect. As a matter of fact, the final yield strength of the aged alloys

is constituted by solid solution effect, coherency effect, modulus effect,

interfacial effect and grain boundary effect. For instance, the concentration of

solutes in the matrix will change during the precipitation of the κ-carbide, leading

to the change of solid solution strengthening contribution with aging time.

Therefore, further studies should be performed on the models for these parts to

obtain a more reliable model for the strength.

59

Acknowledgements

During the three years, there are many people who have helped me in various

ways. I would like to give all my thanks to them.

First of all, I would like to express my sincere gratitude to my main supervisor

Prof. Malin Selleby. She gives me constant support and sufficient freedom

throughout this work. Many thanks are given to my co-supervisor Prof. John

Ågren for his qualified guidance and inspiring lectures. I would like to give my

deepest gratitude to my other co-supervisor Dr. Huahai Mao for always being at

hand to answer questions, discussions and careful guidance on my work.

I would also like to thank Prof. Xiao-Gang Lu at Shanghai University for his

help with ab initio calculations. Dr. Lars Höglund is gratefully acknowledged for

his invaluable help during the study of the mobility optimization method. Special

thanks are given to Dr. Bonnie Lindahl for valuable discussions and for

providing data during the thermodynamic assessment work and Dr. Bartek

Kaplan for his thorough review of the first paper.

All my colleagues and friends within the Department of Materials Science and

Engineering are greatly acknowledged for providing a nice working atmosphere.

Special thanks are given to my fellow PhD students in the Computational

Thermodynamics group.

I would like to thank all my friends in Sweden for their kind help and making

time fly.

60

I gratefully acknowledge the financial support from China Scholarship Council

(CSC), Stiftelsen för Tillämpad Termodynamik and Stiftelsen

Jernkontorsfonden för Bergsvetenskaplig Forskning.

Last but not least, I would like to give my greatest gratitude to my family for

their endless support and encouragement. Special thanks to my beloved wife,

Jingya. This thesis is dedicated with my deepest love to you.

61

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