thissectiondescribesthetechnologiesthatcanbeusedforthetrea ... · waste stabilization ponds (wsps)...

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Eawag-Sandec – Sanitation Systems Functional Group T: (Semi-) Centralized Treatment T (Semi-) Centralized Treatment 93 This section describes the technologies that can be used for the treatment of faecal sludge and blackwater.These treatment technologies are designed to accommodate increased volumes of flow and provide, in most cases, improved removal of nutri- ents, organics and pathogens than household-centered storage technologies.

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Page 1: Thissectiondescribesthetechnologiesthatcanbeusedforthetrea ... · Waste Stabilization Ponds (WSPs) are large, man-madewaterbodies.Thepondsarefilledwithwaste-water that is then treated

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T(Semi-) Centralized Treatment

93

This section describes the technologies that can be used for the treatment of faecalsludge and blackwater.These treatment technologies are designed to accommodateincreased volumes of flow and provide, in most cases, improved removal of nutri-ents, organics and pathogens than household-centered storage technologies.

Page 2: Thissectiondescribesthetechnologiesthatcanbeusedforthetrea ... · Waste Stabilization Ponds (WSPs) are large, man-madewaterbodies.Thepondsarefilledwithwaste-water that is then treated

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

94

T

Page 3: Thissectiondescribesthetechnologiesthatcanbeusedforthetrea ... · Waste Stabilization Ponds (WSPs) are large, man-madewaterbodies.Thepondsarefilledwithwaste-water that is then treated

An Anaerobic Baffled Reactor (ABR) is an improvedseptic tank because of the series of baffles overwhich the incoming wastewater is forced to flow. Theincreased contact time with the active biomass(sludge) results in improved treatment.

The majority of settleable solids are removed in thesedimentation chamber at the beginning of the ABR,which typically represents 50% of the total volume.The up-flow chambers provide additional removal anddigestion of organic matter: BOD may be reduced byup to 90%, which is far superior to that of a conven-tional septic tank. As sludge is accumulating, desludg-ing is required every 2 to 3 years. Critical design para-meters include a hydraulic retention time (HRT)between 48 to 72 hours, up-flow velocity of the waste-water less than 0.6m/h and the number of up-flowchambers (2 to 3).

Adequacy This technology is easily adaptable andcan be applied at the household level or for a smallneighbourhood (refer to Technology Information SheetS10: Anaerobic Baffled Reactor for information aboutapplying an ABR at the household level).

A (semi-) centralized ABR is appropriate when there isan already existing Conveyance technology, such as aSolids-Free Sewer (C5). This technology is also appro-priate for areas where land may be limited since thetank is installed underground and requires a small area.It should not be installed where there is a high ground-water table as infiltration will affect the treatment effi-ciency and contaminate the groundwater.This technology can be efficiently designed for a dailyinflow of up to 200,000L/day. The ABR will not operateat full capacity for several months after installationbecause of the long start up time required for theanaerobic digestion of the sludge. Therefore, the ABRtechnology should not be used when the need for atreatment system is immediate.Because the ABR must be emptied regularly, a vacuumtruck should be able to access the location.ABRs can be installed in every type of climate althoughthe efficiency will be affected in colder climates.

Health Aspects/Acceptance Although the remo-val of pathogens is not high, the ABR is contained sousers do not come in contact with any of the waste-water or disease causing pathogens. Effluent and sludge

sludge

settlement zone

scum

outlet

inletliquid level

access covers

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.1T.1 Anaerobic Baffled Reactor (ABR)Applicable to:System 7

95

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

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Inputs: Blackwater Greywater

Outputs: Faecal Sludge Effluent

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must be handled with care as they contain high levels ofpathogenic organisms.To prevent the release of potentially harmful gases, thetank should be vented.

Maintenance ABR tanks should be checked toensure that they are watertight and the levels of thescum and sludge should be monitored to ensure thatthe tank is functioning well. Because of the delicateecology, care should be taken not to discharge harshchemicals into the ABR.The sludge should be removed annually using a vacuumtruck to ensure proper functioning of the ABR.

Pros & Cons:+ Resistant to organic and hydraulic shock loads+ No electrical energy required+ Greywater can be managed concurrently+ Can be built and repaired with locally availablematerials

+ Long service life+ No real problems with flies or odours if used cor-rectly

+ High reduction of organics+ Moderate capital costs, moderate operating costsdepending on emptying; can be low cost dependingon number of users

- Requires constant source of water- Effluent requires secondary treatment and/orappropriate discharge

- Low reduction pathogens- Requires expert design and construction- Pre-treatment is required to prevent clogging

References

_ Bachmann, A., Beard, VL. and McCarty, PL. (1985).Performance Characteristics of the Anaerobic BaffledReactor. Water Research 19 (1): 99–106.

_ Foxon, KM., et al. (2004). The anaerobic baffled reactor(ABR): An appropriate technology for on-site sanitation.Water SA 30 (5) (Special edition).Available: www.wrc.org.za

_ Sasse, L. (1998). DEWATS: Decentralised WastewaterTreatment in Developing Countries. BORDA, BremenOverseas Research and Development Association,Bremen, Germany.(Design summary including and Excel®-based designprogram.)

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

96

T.1

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An Anaerobic Filter is a fixed-bed biological reactor.As wastewater flows through the filter, particles aretrapped and organic matter is degraded by the bio-mass that is attached to the filter material.

This technology consists of a sedimentation tank orseptic tank (refer to Technology Information Sheet S9:Septic Tank) followed by one to three filter chambers.Filter material commonly used includes gravel,crushed rocks, cinder, or specially formed plasticpieces. Typical filter material sizes range from 12 to55mm in diameter. Ideally, the material will providebetween 90 to 300m2 of surface area per 1m3 of reac-tor volume. By providing a large surface area for thebacterial mass, there is increased contact betweenthe organic matter and the active biomass that effec-tively degrades it.The Anaerobic Filter can be operated in either upflowor downflow mode. The upflow mode is recommendedbecause there is less risk that the fixed biomass willbe washed out. The water level should cover the filtermedia by at least 0.3m to guarantee an even flowregime. Pre-treatment is essential to remove settleablesolids and garbage which may clog the filter.

Studies have shown that the HRT is the most importantdesign parameter influencing filter performance. AnHRT of 0.5 to 1.5 days is a typical and recommended. Amaximum surface-loading (i.e. flow per area) rate of2.8m/d has proven to be suitable. Suspended solidsand BOD removal can be as high as 85% to 90% but istypically between 50% and 80%. Nitrogen removal islimited and normally does not exceed 15% in terms oftotal nitrogen (TN).

Adequacy This technology is easily adaptable andcan be applied at the household level or a small neigh-bourhood (refer to Technology Information Sheet S11:Anaerobic Filter for information about applying anAnaerobic Filter at the household level).An Anaerobic Filter can be designed for a single houseor a group of houses that are using a lot of water forclothes washing, showering, and toilet flushing. It isonly appropriate if water use is high ensuring that thesupply of wastewater is constant.The Anaerobic Filter will not operate at full capacity forsix to nine months after installation because of the longstart up time required for the anaerobic biomass to sta-bilize. Therefore, the Anaerobic Filter technology should

sludge

settlement zone

scum

outlet

filter support

inlet inlettee

baffle

liquid level

access covers

filter

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.2T.2 Anaerobic FilterApplicable to:System 7

97

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

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Inputs: Blackwater Greywater

Outputs: Faecal Sludge Effluent

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not be used when the need for a treatment system isimmediate. Once working at full capacity it is a stabletechnology that requires little attention.The Anaerobic Filter should be watertight but it shouldstill not be constructed in areas with high groundwatertables or where there is frequent flooding.Depending on land availability and the hydraulic gradi-ent of the sewer, the Anaerobic Filter can be builtabove or below ground. It can be installed in every typeof climate, although the efficiency will be affected incolder climates.

Health Aspects/Acceptance Because the Ana-erobic Filter is underground, users should not come incontact with the influent or effluent. Infectious organ-isms are not sufficiently removed, so the effluentshould be further treated or discharged properly. Theeffluent, despite treatment, will still have a strongodour and care should be taken to design and locatethe facility such that odours do not bother communitymembers.To prevent the release of potentially harmful gases, theAnaerobic Filters should be vented.The desludging of the filter is hazardous and appropri-ate safety precautions should be taken.

Maintenance Active bacteria must be added tostart up the Anaerobic Filter. The active bacteria cancome from sludge from a septic tank that has beensprayed onto the filter material. The flow should begradually increased over time, and the filter should beworking at maximum capacity within six to ninemonths.With time, the solids will clog the pores of the filter.As well, the growing bacterial mass will become toothick and will break off and clog pores. A sedimenta-tion tank before the filter is required to prevent themajority of settleable solids from entering the unit.Some clogging increases the ability of the filter toretain solids. When the efficiency of the filter de-creases, it must be cleaned. Running the system inreverse mode to dislodge accumulated biomass andparticles cleans the filters. Alternatively, the filtermaterial can be removed and cleaned.

Pros & Cons:+ Resistant to organic and hydraulic shock loads+ No electrical energy required+ Can be built and repaired with locally availablematerials

+ Long service life+ No real problems with flies or odours if usedcorrectly

+ Moderate capital costs, moderate operating costsdepending on emptying; can be lowered dependingon the number of users

+ High reduction of BOD and solids- Requires constant source of water- Effluent requires secondary treatment and/orappropriate discharge

- Low reduction pathogens and nutrients- Requires expert design and construction- Long start up time

References

_ Morel, A. and Diener, S. (2006). Greywater Managementin Low and Middle-Income Countries, Review of differenttreatment systems for households or neighbourhoods.Swiss Federal Institute of Aquatic Science and Technology(Eawag), Dübendorf, Switzerland.(Short summary including case studies, page 28.)

_ Polprasert, C. and Rajput, VS. (1982). EnvironmentalSanitation Reviews: Septic Tank and Septic Systems.Environmental Sanitation Information Center, AIT,Bangkok, Thailand. pp 68–74. (Short design summary.)

_ Sasse, L. (1998). DEWATS: Decentralised WastewaterTreatment in Developing Countries. BORDA, BremenOverseas Research and Development Association,Bremen, Germany.(Design summary including Excel-based design program.)

_ von Sperlin, M. and de Lemos Chernicharo, CA. (2005).Biological Wastewater Treatment in Warm Climate Regions.Volume One. IWA, London. pp 728–804.(Detailed design instructions.)

_ Vigneswaran, S., et al. (1986). Environmental SanitationReviews: Anaerobic Wastewater Treatment-Attached growthand sludge blanket process. Environmental SanitationInformation Center, AIT, Bangkok, Thailand.(Design criteria and diagrams in Chapter 2.)

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

98

T.2

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Waste Stabilization Ponds (WSPs) are large, man-made water bodies. The ponds are filled with waste-water that is then treated by naturally occurringprocesses. The ponds can be used individually, orlinked in a series for improved treatment. There arethree types of ponds, (1) anaerobic, (2) facultativeand (3) aerobic (maturation), each with differenttreatment and design characteristics.

For the most effective treatment, WSPs should belinked in a series of three of more with effluent beingtransferred from the anaerobic pond to the facultativepond and finally the aerobic pond. The anaerobic pondreduces solids and BOD as a pre-treatment stage. Thepond is a fairly deep man-made lake where the entiredepth of the pond is anaerobic. Anaerobic ponds arebuilt to a depth of 2 to 5m and have a relatively shortdetention time of 1 to 7 days. The actual design will de-pend on the wastewater characteristics and the loading;a comprehensive design manual should be consultedfor all types of WSPs. Anaerobic bacteria convert organ-ic carbon into methane and in the process, remove upto 60% of the BOD. Anaerobic ponds are capable oftreating strong wastewaters.

In a series of WSPs the effluent from the anaerobic pondis transferred to the facultative pond, where further BODis removed. A facultative pond is shallower than an anaer-obic pond and both aerobic and anaerobic processesoccur within the pond. The top layer of the pond receivesoxygen from natural diffusion, wind mixing and algae-driven photosynthesis. The lower layer is deprived of oxy-gen and becomes anoxic or anaerobic. Settleable solidsaccumulate and are digested on the bottom of the pond.The aerobic and anaerobic organisms work together toachieve BOD reductions of up to 75%. The pond shouldbe constructed to a depth of 1 to 2.5m and have a deten-tion time between 5 to 30 days.Following the anaerobic and the facultative ponds can beany number of aerobic (maturation) ponds to achieve ahighly polished effluent. An aerobic pond is commonlyreferred to as a maturation, polishing, or finishing pondbecause it is usually the last step in a series of ponds andprovides the final level of treatment. It is the shallowestof the ponds, usually constructed to a depth between 0.5to 1.5m deep to ensure that the sunlight penetrates thefull depth for photosynthesis. Because photosynthesis isdriven by sunlight, the dissolved oxygen levels are high-est during the day and drop off at night. Whereas anaer-

sludge

oxygen supply through surface contact

oxygen supply through surface contacto2

1 anaerobic

1 anaerobic 2 facultative 3 aerobic maturation

2 facultative

3 aerobic maturation

sludge

inlet

inlet

inlet

outlet

outlet

outleto2 o2 o2

o2 o2 o2 o2

0.5m

-1.5

m2m

-5m

1m-2

.5m

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.3T.3 Waste Stabilization Ponds (WSP)Applicable to:System 1, 5, 6, 7, 8

99

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

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Inputs: Blackwater Greywater

Outputs: Faecal Sludge Effluent

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obic and facultative ponds are designed for BODremoval, maturation ponds are designed for pathogenremoval. Dissolved oxygen in the lake is provided bynatural wind mixing and by photosynthetic algae thatrelease oxygen into the water. If used in combinationwith algae and/or fish harvesting, this type of pond iseffective at removing the majority of nitrogen and phos-phorus from the effluent.To prevent leaching, the ponds should have a liner. Theliner can be clay, asphalt, compacted earth, or anotherimpervious material. To protect the pond from runoffand erosion, a protective berm should be constructedaround the pond using the excavated material.

Adequacy WSPs are among the most common andefficient methods of wastewater treatment around theworld. They are especially appropriate for rural commu-nities that have large, open unused lands, away fromhomes and public spaces. They are not appropriate forvery dense or urban areas.WSPs work in most climates, but are most efficient inwarm, sunny climates. In the case of cold climates, theretention times and loading rates can be adjusted sothat efficient treatment can be achieved.

Health Aspects/Acceptance Although effluentfrom aerobic ponds is generally low in pathogens, theponds should in no way be used for recreation or as adirect source of water for consumption or domestic use.

Upgrading Ideally, several aerobic ponds can bebuilt in series to provide a high level of pathogen remo-val. A final aquaculture pond can be used to generateincome and supply a locally grown food source.

Maintenance To prevent scum formation, excesssolids and garbage from entering the ponds, pre-treat-ment (with grease traps) is essential to maintain theponds. The pond must be desludged once every 10 to 20years. A fence should be installed to ensure that peopleand animals stay out of the area and excess garbagedoes not enter the ponds. Rodents may invade the bermand cause damage to the liner. Raising the water levelshould prompt rodents to evacuate the berm.

Care should be taken to ensure that plant material doesnot fall into the ponds. Vegetation or macrophytes thatare present in the pond should be removed as it mayprovide a breeding habitat for mosquitoes and preventlight from penetrating the water column.

Pros & Cons:+ High reduction in pathogens+ Can be built and repaired with locally availablematerials

+ Construction can provide short-term employmentto local labourers

+ Low operating cost+ No electrical energy required+ No real problems with flies or odours if designedcorrectly

- Requires expert design and supervision- Variable capital cost depending on the price of land- Requires large land area- Effluent/sludge requires secondary treatmentand/or appropriate discharge

References

_ Arthur, JP. (1983). Notes on the Design and Operation ofWaste Stabilization Ponds in Warm Climates of DevelopingCountries. The World Bank+ UNDP, Washington.

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems.WCB and McGraw-Hill, New York, USA.

_ Mara, DD. and Pearson, H. (1998). Design Manual for WasteStabilization Ponds in Mediterranean Countries.Lagoon Technology International Ltd., Leeds, England.

_ Mara, DD. (1997). Design Manual for Waste StabilizationPonds in India. Lagoon Technology International Ltd.,Leeds, England.

_ Sasse, L. (1998). DEWATS: Decentralised WastewaterTreatment in Developing Countries. BORDA, BremenOverseas Research and Development Association,Bremen, Germany.(Detailed description and Excel ® Spreadsheet codesfor design.)

_ von Sperlin, M. and de Lemos Chernicharo, CA. (2005).Biological Wastewater Treatment in Warm Climate Regions.Volume One. IWA, London. pp 495–656.

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

100

T.3

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An Aerated Pond is a large, outdoor, mixed aerobicreactor. Mechanical aerators provide oxygen and keepthe aerobic organisms suspended andmixed with thewater to achieve a high rate of organic degradationand nutrient removal.

Increased mixing and aeration from the mechanicalunits means that the ponds can be deeper and can tol-erate much higher organic loads than a maturationpond. The increased aeration allows for increaseddegradation and increased pathogen removal. As well,because oxygen is introduced by the mechanical unitsand not by light-driven photosynthesis, the ponds canfunction in more northern climates. Influent should bescreened and pre-treated to remove garbage andcoarse particles that could interfere with the aerators.Because the aeration units mix the pond, a subsequentsettling tank is required to separate the effluent fromthe solids.The smaller area requirement (compared to a matura-tion pond) means that it is appropriate for both rural,and peri-urban environments.The pond should be built to a depth of 2 to 5m andshould have a detention time of 3 to 20 days.

To prevent leaching, the pond should have a liner. Theliner can be clay, asphalt, compacted earth, or anotherimpervious material. Using the fill that is excavated, aprotective berm should be built around the pond to pro-tect it from runoff and erosion.

Adequacy A mechanically aerated pond can efficient-ly handle high concentration influent and can reducepathogen levels significantly. It is especially importantthat electricity service is uninterrupted and that replace-ment parts are available to prevent extended downtimesthat may cause the pond to turn anaerobic.Aerated lagoons can function in a larger range of cli-mates than WSPs. They are most appropriate for regionswith large areas of inexpensive lands that are away fromhomes and businesses.

Health Aspects/Acceptance The pond is a largeexpanse of pathogenic wastewater; care must be takento ensure that no one comes in contact with, or goesinto the water.The aeration units can be dangerous to humans andanimals. Fences, signage, or other measures should betaken to prevent entry to the area.

sludge

oxygen supply through aerators

inlet outleto2

2m-6

m

o2 o2

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.4T.4 Aerated PondApplicable to:System 1, 5, 6, 7, 8

101

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

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Inputs: Blackwater Greywater

Outputs: Faecal Sludge Effluent

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Maintenance A permanent skilled staff is requiredto repair and maintain aeration machinery. The pondmust be desludged once every 2 to 5 years.Care should be taken to ensure that the pond is notused as a garbage dump, especially considering thedamage that could be done to the aeration equipment.

Pros & Cons:+ Good resistance against shock loading+ High reduction in pathogens+ Construction can provide short-term employmentto local labourers

+ Requires large land area+ No real problems with insects or odours if designedcorrectly

- Effluent/sludge requires secondary treatmentand/or appropriate discharge

- Requires expert design and construction supervision- Requires full time operation and maintenance byskilled personnel

- Not all parts and materials may be available locally- Constant source of electricity is required- Moderate-high capital and variable operating costsdepending on the price of land, electricity

References

_ Arthur, JP. (1983). Notes on the Design and Operation ofWaste Stabilization Ponds in Warm Climates of DevelopingCountries. The World Bank + UNDP, Washington.(Notes on applicability and effectiveness.)

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems.WCB and McGraw-Hill, New York, USA. pp 527–558.(Comprehensive summary chapter.)

_ Tchobanoglous, G., Burton, FL. and Stensel, HD. (2003).Wastewater Engineering: Treatment and Reuse, 4th Edition.Metcalf & Eddy, New York. pp 840–85.(Detailed design and example problems.)

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

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A Free-Water Surface ConstructedWetland is a seriesof flooded channels that aims to replicate the natural-ly occurring processes of a natural wetland, marsh orswamp. As water slowly flows through the wetland,particles settle, pathogens are destroyed, and organ-isms and plants utilize the nutrients.

Unlike The Horizontal Subsurface Flow ConstructedWetland (T6), the Free-Water Surface ConstructedWetland allows water to flow above ground, exposed tothe atmosphere and direct sunlight. The channel orbasin is lined with an impermeable barrier (clay or geo-textile) covered with rocks, gravel and soil and plantedwith native vegetation (e.g. cattails, reeds and/or rushes).The wetland is flooded with wastewater to a depth of 10to 45cm above ground level. As the water slowly flowsthrough the wetland, simultaneous physical, chemicaland biological processes filter solids, degrade organicsand remove nutrients from the wastewater.Raw blackwater should be pretreated to prevent theexcess accumulation of solids and garbage. Once in thepond, the heavier sediment particles settle out, alsoremoving nutrients that are attached to particles.Plants, and the communities of microorganisms that

they support (on the stems and roots), take up nutrientslike nitrogen and phosphorus. Chemical reactions maycause other elements to precipitate out of the waste-water. Pathogens are removed from the water by natu-ral decay, predation from higher organisms, sedimenta-tion and UV irradiation.Although the soil layer below the water is anaerobic,the plant roots exude (release) oxygen into the areaimmediately surrounding the root hairs, thus creatingan environment for complex biological and chemicalactivity.The efficiency of the Free-Water Surface ConstructedWetland also depends on how well the water is distrib-uted at the inlet. Wastewater can be input to the wet-land using weirs or by drilling holes in a distribution pipeto allow it to enter in even spaced intervals.

Adequacy Free-Water Surface Constructed Wetlandscan achieve high removals of suspended solids andmoderate removal of pathogens, nutrients and otherpollutants such as heavy metals. Shade from plants andprotection from wind mixing limit the dissolved oxygenin the water, therefore, this technology is only appropri-ate for low strength wastewater. Usually this requires

aquatic plants (macrophytes)

rhizome network

sludge

water surfaceinlet

outlet

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.5T.5 Free-Water Surface ConstructedWetlandApplicable to:System 1, 5, 6, 7, 8

103

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

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Inputs: Blackwater Greywater

Outputs: Effluent

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that Free-Water Surface Constructed Wetlands are onlyappropriate when they follow some type of primarytreatment to lower the BOD.Depending on the volume of water, and therefore thesize, wetlands can be appropriate for small sections ofurban areas or more appropriate for peri-urban andrural communities. This is a good treatment technologyfor communities that have a primary treatment facility(e.g. Septic Tanks (S9)). Where land is cheap and avail-able, it is a good option as long as the community isorganized enough to thoroughly plan and maintain thewetland for the duration of its life.This technology is best suited to warm climates but canbe designed to tolerate some freezing and periods oflow biological activity.

Health Aspects/Acceptance The open surfacecan act as a potential breeding ground for mosquitoes.However, good design and maintenance can preventthis.The Free-Water Surface Constructed Wetlands are gen-erally aesthetically pleasing, especially when they areintegrated into pre-existing natural areas.Care should be taken to prevent people from coming incontact with the effluent because of the potential fordisease transmission and the risk of drowning in deep-er waters.

Maintenance Regular maintenance should ensurethat water is not short-circuiting, or backing up becauseof fallen branches, garbage, or beaver dams blockingthe wetland outlet. Vegetation may have to be cut backor thinned out periodically.

Pros & Cons:+ Aesthetically pleasing and provides animal habitat+ High reduction in BOD and solids; moderatepathogen removal

+ Can be built and repaired with locally availablematerials

+ Construction can provide short-term employment tolocal labourers

+ No electrical energy required+ No real problems with flies or odours if used correctly- May facilitate mosquito breeding- Long start up time to work at full capacity- Requires large land area- Requires expert design and supervision- Moderate capital cost depending on land, liner, etc.;low operating costs

References

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems. WCB andMcGraw-Hill, New York, USA. pp 582–599.(Comprehensive summary chapter including solved pro-blems.)

_ Mara, DD. (2003). Domestic wastewater treatment in deve-loping countries. Earthscan, London, UK. pp 85–187.

_ Poh-Eng, L. and Polprasert, C. (1998). Constructed Wet-lands for Wastewater Treatment and Resource Recovery.Environmental Sanitation Information Center, AIT,Bangkok, Thailand.

_ Polprasert, C., et al. (2001). Wastewater Treatment II,Natural Systems for Wastewater Management. IHE Delft,The Netherlands. Chapter 6.

_ QLD DNR (2000). Guidelines for using free water surfaceconstructed wetlands to treat municipal sewage.Queensland Government, Department of Natural Resour-ces, Brisbane, Australia.Available: www.epa.qld.gov.au

Eawag-Sandec–SanitationSystems

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T.5

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AHorizontal Subsurface FlowConstructedWetland isa large gravel and sand-filled channel that is plantedwith aquatic vegetation. As wastewater flows hori-zontally through the channel, the filtermaterial filtersout particles and microorganisms degrade organics.

The water level in a Horizontal Subsurface Flow Con-structed Wetland is maintained at 5 to 15cm below thesurface to ensure subsurface flow. The bed should bewide and shallow so that the flow path of the water ismaximized. A wide inlet zone should be used to evenlydistribute the flow. Pre-treatment is essential to preventclogging and ensure efficient treatment.The bed should be lined with an impermeable liner (clayor geotextile) to prevent leaching. Small, round, evenlysized gravel (3–32mm in diameter) is most commonlyused to fill the bed to a depth of 0.5 to 1m. To limit clog-ging, the gravel should be clean and free of fines. Sandis also acceptable, but is more prone to clogging. Inrecent years, alternative filter materials such as PEThave been successfully used.The removal efficiency of the wetland is a function ofthe surface area (length multiplied by width), while thecross-sectional area (width multiplied by depth) deter-

mines the maximum possible flow. A well-designed inletthat allows for even distribution is important to preventshort-circuiting. The outlet should be variable so thatthe water surface can be adjusted to optimize treat-ment performance.The filter media acts as both a filter for removing solids,a fixed surface upon which bacteria can attach, and abase for the vegetation. Although facultative and anaer-obic bacteria degrade most organics, the vegetationtransfers a small amount of oxygen to the root zone sothat aerobic bacteria can colonize the area and degradeorganics as well. The plant roots play an important rolein maintaining the permeability of the filter.Any plant with deep, wide roots that can grow in the wet,nutrient-rich environment is appropriate. Phragmites aus-tralis (reed) is a common choice because it forms hori-zontal rhizomes that penetrate the entire filter depth.Pathogen removal is accomplished by natural decay, pre-dation by higher organisms, and sedimentation.

Adequacy Clogging is a common problem and there-fore the influent should be well settled with primarytreatment before flowing into the wetland. This technol-ogy is not appropriate for untreated domestic waste-

inlet pipe and gravel forwastewater distribution

wet well and cover

rhizome network

hydrologicalgradient

small gravel watertight membraneor clay

slope 1%

aquatic plants (macrophytes)

inlet

outlet

effluent outlet(variable height)

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.6T.6 Horizontal Subsurface Flow ConstructedWetlandApplicable to:System 1, 5, 6, 7

105

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

��

��

��

Inputs: Blackwater Greywater

Outputs: Effluent

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water (i.e. blackwater). This is a good treatment for com-munities that have primary treatment (e.g. Septic Tanks(S9) or WSPs (T3)) but are looking to achieve a higherquality effluent. This is a good option where land ischeap and available, although the wetland will requiremaintenance for the duration of its life.Depending on the volume of water, and therefore the size,this type of wetland can be appropriate for small sectionsof urban areas, peri-urban and rural communities. Theycan also be designed for single households.Horizontal Subsurface Flow Constructed Wetlands arebest suited for warm climates but they can be designedto tolerate some freezing and periods of low biologicalactivity.

Health Aspects/Acceptance The risk of mosqui-to breeding is reduced since there is no standing watercompared to the risk associated with Free-WaterSurface Constructed Wetlands (T5). The wetland is aes-thetically pleasing and can be integrated into wild areasor parklands.

Maintenance With time, the gravel will clog withaccumulated solids and bacterial film. The filter materi-al will require replacement every 8 to 15 or more years.Maintenance activities should focus on ensuring thatprimary treatment is effective at reducing the concen-tration of solids in the wastewater before it enters thewetland. Maintenance should also ensure that trees donot grow in the area as the roots can harm the liner.

Pros & Cons:+ Requires less space than a Free-Water SurfaceConstructed Wetland

+ High reduction in BOD, suspended solids andpathogens

+ Does not have the mosquito problems of the Free-Water Surface Constructed Wetland (T5)

+ Can be built and repaired with locally availablematerials

+ Construction can provide short-term employment tolocal labourers

+ No electrical energy required- Requires expert design and supervision- Moderate capital cost depending on land, liner, fill,etc.; low operating costs

- Pre-treatment is required to prevent clogging

References

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems. WCB andMcGraw-Hill, New York, USA. pp 599–609.(Comprehensive summary chapter including solved problems.)

_ Mara, DD. (2003). Domestic wastewater treatment indeveloping countries. Earthscan, London. pp 85–187.

_ Poh-Eng, L. and Polprasert, C. (1998). ConstructedWetlands for Wastewater Treatment and Resource Recovery.Environmental Sanitation Information Center, AIT,Bangkok, Thailand.

_ Polprasert, C., et al. (2001). Wastewater Treatment II,Natural Systems for Wastewater Management. Lectur Notes,IHE Delft, The Netherlands. Chapter 6.

_ Reed, SC. (1993). Subsurface Flow Constructed WetlandsFor Wastewater Treatment, A Technology Assessment.United States Environmental Protection Agency, USA.Available: www.epa.gov(Comprehensive design manual.)

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A Vertical Flow Constructed Wetland is a filter bedthat is planted with aquatic plants. Wastewater ispoured or dosed onto the wetland surface fromabove using a mechanical dosing system. The waterflows vertically down through the filter matrix. Theimportant difference between a vertical and horizon-tal wetland is not simply the direction of the flowpath, but rather the aerobic conditions.

By dosing the wetland intermittently (four to ten timesa day), the filter goes through stages of being saturatedand unsaturated, and accordingly, different phases ofaerobic and anaerobic conditions. The frequency ofdosing should be timed such that the previous dose ofwastewater has time to percolate through the filter bedso that oxygen has time to diffuse through the mediaand fill the void spaces.The Vertical Flow Constructed Wetland can be designedas a shallow excavation or as an above ground con-struction. Each filter should have an impermeable linerand an effluent collection system. Vertical Flow Con-structed Wetlands are most commonly designed totreat wastewater that has undergone primary treat-ment. Structurally, there is a layer of gravel for drainage

(a minimum of 20cm), followed by layers of either sandand gravel (for settled effluent) or sand and fine gravel(for raw wastewater).The filter media acts as both a filter for removing solids,a fixed surface upon which bacteria can attach and abase for the vegetation. The top layer is planted and thevegetation is allowed to develop deep, wide roots whichpermeate the filter media.Depending on the climate, Phragmites australis, Typhacattails or Echinochloa Pyramidalis are common options.The vegetation transfers a small amount of oxygen to theroot zone so that aerobic bacteria can colonize the areaand degrade organics. However, the primary role of veg-etation is to maintain permeability in the filter and pro-vide habitat for microorganisms.During a flush phase, the wastewater percolates downthrough the unsaturated bed and is filtered by thesand/gravel matrix. Nutrients and organic material areabsorbed and degraded by the dense microbial popula-tions attached to the surface of the filter media and theroots. By forcing the organisms into a starvation phasebetween dosing phases, excessive biomass growth canbe decreased and porosity increased. A drainage net-work at the base collects the effluent. The design and

inlet air pipe

outletgravel drainage pipe

80cm

aquatic plants (macrophytes)

slope 1%

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.7T.7 Vertical Flow ConstructedWetlandApplicable to:System 1, 5, 6, 7, 8

107

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

��

��

��

Inputs: Blackwater Greywater

Outputs: Effluent

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size of the wetland is dependent on hydraulic and orga-nic loads.Pathogen removal is accomplished by natural decay,predation by higher organisms, and sedimentation.

Adequacy Clogging is a common problem. Therefore,the influent should be well settled with primary treat-ment before flowing into the wetland. This technology isnot appropriate for untreated domestic wastewater (i.e.blackwater).This is a good treatment for communities that have pri-mary treatment (e.g. Septic Tanks (S9) or WSPs (T3))but are looking to achieve a higher quality effluent. Thisis a good option where land is cheap and available,although the wetland will require maintenance for theduration of its life.There are many complex processes at work, and accord-ingly, there is a significant reduction in BOD, solids andpathogens. In many cases, the effluent will be adequatefor discharge without further treatment. Because of themechanical dosing system, this technology is mostappropriate for communities with trained maintenancestaff, constant power supply, and spare parts.Vertical Flow Constructed Wetlands are best suited towarm climates but can be designed to tolerate somefreezing and periods of low biological activity.

Health Aspects/Acceptance The risk of mosqui-to breeding is low since there is no standing water. Thesystem is generally aesthetic and can be integrated intowild areas or parklands. Care should be taken to ensurethat people do not come in contact with the influentbecause of the risk of infection.

Maintenance With time, the gravel will become cloggedwith accumulated solids and bacterial film. The materialmay have to be replaced every 8 to 15 or more years.Maintenance activities should focus on ensuring thatprimary treatment effectively lowers organics andsolids concentrations before entering the wetland.Testing may be required to determine the suitability oflocally available plants with the specific wastewater.The vertical system requires more maintenance andtechnical expertise than other wetland technologies.

Pros & Cons:+ Does not have the mosquito problems of the Free-Water Surface Constructed Wetland

+ Less clogging than in a Horizontal Flow ConstructedWetland

+ Requires less space than a Free-Water SurfaceConstructed Wetland

+ High reduction in BOD, suspended solids andpathogens

+ Construction can provide short-term employment tolocal labourers

+ Constant source of electrical energy required- Not all parts and materials may be available locally- Requires expert design and supervision- Moderate capital cost depending on land, liner, fill,etc.; low operating costs

- Pre-treatment is required to prevent clogging- Dosing system requires more complex engineering

References

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems.WCB and McGraw-Hill, New York, USA. pp 599–609.(Comprehensive summary chapter including solvedproblems.)

_ Mara, DD. (2003). Domestic wastewater treatment indeveloping countries. London, Earthscan, pp 85–187.

_ Poh-Eng, L. and Polprasert, C. (1998). ConstructedWetlands for Wastewater Treatment and Resource Recovery.Environmental Sanitation Information Center, AIT,Bangkok, Thailand.

_ Polprasert, C., et al. (2001). Wastewater Treatment II,Natural Systems for Wastewater Management. LectureNotes. IHE Delft, The Netherlands. Chapter 6.

_ Reed, SC. (1993). Subsurface Flow Constructed WetlandsFor Wastewater Treatment, A Technology Assessment.United States Environmental Protection Agency, USA.Available: www.epa.gov(Comprehensive design manual.)

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A Trickling Filter is a fixed bed, biological filter thatoperates under (mostly) aerobic conditions. Pre-set-tled wastewater is ‘trickled’ or sprayed over the filter.As the water migrates through the pores of the filter,organics are degraded by the biomass covering thefilter material.

The Trickling Filter is filled with a high specific surface-area material such as rocks, gravel, shredded PVC bottles,or special pre-formed filter material. A material with a spe-cific surface area between 30 and 900m2/m3 is desirable.Pre-treatment is essential to prevent clogging and toensure efficient treatment. The pre-treated wastewater is‘trickled’ over the surface of the filter. Organisms thatgrow in a thin biofilm over the surface of themedia oxidizethe organic load in the wastewater to carbon dioxide andwater while generating new biomass.The incoming wastewater is sprayed over the filter withthe use of a rotating sprinkler. In this way, the filtermedia goes through cycles of being dosed and exposedto air. However, oxygen is depleted within the biomassand the inner layers may be anoxic or anaerobic.The filter is usually 1 to 3m deep but filters packed withlighter plastic filling can be up to 12m deep. The ideal

filter material has a high surface to volume ratio, is light,durable and allows air to circulate. Whenever it is avail-able, crushed rock or gravel is the cheapest option. Theparticles should be uniform such that 95% of the parti-cles have a diameter between 7 and 10cm.Both ends of the filter are ventilated to allow oxygen totravel the length of the filter. A perforated slab thatallows the effluent and excess sludge to be collectedsupports the bottom of the filter.With time, the biomass will grow thick and the attachedlayer will be deprived of oxygen; it will enter an endoge-nous state, will lose its ability to stay attached and willslough off. High-rate loading conditions will also causesloughing. The collected effluent should be clarified in asettling tank to remove any biomass that may have dis-lodged from the filter. The hydraulic and nutrient load-ing rate (i.e. how much wastewater can be applied tothe filter) is determined based on the characteristics ofthe wastewater, the type of filter media, the ambienttemperature, and the discharge requirements.

Adequacy This technology can only be used follow-ing primary clarification since high solids loading willcause the filter to clog. A skilled operator is required to

feed pipeeffluent channelair

filter

sprinkler

collection

filter support

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.8T.8 Trickling FilterApplicable to:System 1, 5, 6, 7, 8

109

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

�� ��

Inputs: Blackwater Greywater

Outputs: Sludge Effluent

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monitor and repair the filter and the pump in case ofproblems. A low-energy (gravity) trickling system canbe designed, but in general, a continuous supply ofpower and wastewater is required.Compared to other technologies (e.g. WSPs), tricklingfilters are compact, although they are still are best suit-ed for peri-urban or large, rural settlements.Trickling Filters can be built in almost all environments,although special adaptations for cold climates arerequired.

Health Aspects/Acceptance The odour and flyproblems require that the filter be built away fromhomes and businesses. There must be appropriatemeasures taken for pre-treatment, effluent dischargeand solids treatment, all of which can still pose healthrisks.

Maintenance The sludge that accumulates on thefilter must be periodically washed away to prevent clog-ging. High hydraulic loading rates can be used to flushthe filter.The packing must be kept moist. This may be problem-atic at night when the water flow is reduced or whenthere are power failures.

Pros & Cons:+ Can be operated at a range of organic and hydraulicloading rates

+ Small land area required compared to ConstructedWetlands

- High capital costs and moderate operating costs- Requires expert design and construction- Requires constant source of electricity and constantwastewater flow

- Flies and odours are often problematic- Not all parts and materials may be available locally- Pre-treatment is required to prevent clogging- Dosing system requires more complex engineering

References

_ U.S. EPA (2000). Wastewater Technology Fact Sheet-Trickling Filters, 832-F-00-014. US Environmental ProtectionAgency, Washington.Available: www.epa.gov(Design summary including tips for trouble shooting.)

_ Sasse, L. (1998). DEWATS: Decentralised WastewaterTreatment in Developing Countries. BORDA, BremenOverseas Research and Development Association,Bremen, Germany.(Provides a short description of the technology.)

_ Tchobanoglous, G., Burton, FL. and Stensel, HD. (2003).Wastewater Engineering: Treatment and Reuse, 4th Edition.Metcalf & Eddy, New York. pp 890–930 .(Detailed description and example calculations.)

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

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The Upflow Anaerobic Sludge Blanket Reactor (UASB)is a single tank process. Wastewater enters the reac-tor from the bottom, and flows upward. A suspendedsludge blanket filters and treats the wastewater asthe wastewater flows through it.

The sludge blanket is comprised of microbial gran-ules, i.e. small agglomerations (0.5 to 2mm in diam-eter) of microorganisms that, because of their weight,resist being washed out in the upflow. The microor-ganisms in the sludge layer degrade organic com-pounds. As a result, gases (methane and carbon diox-ide) are released. The rising bubbles mix the sludgewithout the assistance of any mechanical parts.Sloped walls deflect material that reaches the top ofthe tank downwards. The clarified effluent is extract-ed from the top of the tank in an area above thesloped walls.After several weeks of use, larger granules of sludgeform which in turn act as filters for smaller particlesas the effluent rises through the cushion of sludge.Because of the upflow regime, granule-forming organ-isms are preferentially accumulated as the others arewashed out.

The gas that rises to the top is collected in a gas collec-tion dome and can be used as energy (biogas).An upflow velocity of 0.6 to 0.9m/h must be maintainedto keep the sludge blanket in suspension.

Adequacy A UASB is not appropriate for small orrural communities without a constant water supply orelectricity. A skilled operator is required to monitorand repair the reactor and the pump in case of prob-lems. Although the technology is simple to design andbuild, it is not well proven for domestic wastewater,although new research is promising.The UASB reactor has the potential to produce higherquality effluent than septic tanks (S9), and can do soin a smaller reactor volume. Although it is a well-established process for large-scale industrial waste-water treatment processes, its application to domes-tic sewage is still relatively new. Typically it is used forbrewery, distillery, food processing and pulp andpaper waste since the process can typically remove85% to 90% of Chemical Oxygen Demand (COD).Where the influent is low strength, the reactor maynot work properly. Temperature will also affect per-formance.

outlet

inlet

biogas

gasbubbles sludge granule

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.9T.9 Upflow Anaerobic Sludge Blanket Reactor (UASB)Applicable to:System 1, 5, 6, 7, 8

111

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

�� ��

Inputs: Blackwater Greywater

Outputs: Treated Sludge EffluentBiogas

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Health Aspects/Acceptance UASB is a central-ized treatment technology that must be operated andmaintained by professionals. As with all wastewaterprocesses, operators should take proper health andsafety measures while working in the plant.

Maintenance Desludging is infrequent and only ex-cess sludge is removed once every 2 to 3 years.A permanent operator is required to control and moni-tor the dosing pump.

Pros & Cons:+ High reduction in organics+ Can withstand high organic loading rates (up to10kg BOD/m3/d) and high hydraulic loading rates

+ Low production sludge (and thus, infrequentdesludging required)

+ Biogas can be used for energy (but usually requiresscrubbing first)

- Difficult to maintain proper hydraulic conditions(upflow and settling rate must be balanced)

- Long start up time- Treatment may be unstable with variable hydraulicand organic loads

- Constant source of electricity is required- Not all parts and materials may be available locally- Requires expert design and construction supervision

References

_ Crites, R. and Tchobanoglous, G. (1998). Small and de-centralized wastewater management systems.WCB and McGraw-Hill, New York, USA.(Short overview.)

_ Lettinga, G., Roersma, R. and Grin, P. (1983). AnaerobicTreatment of Raw Domestic Sewage at AmbientTemperatures Using a Granular Bed UASB Reactor Bio-technology and Bioengineering 25 (7): 1701–1723.(The first paper describing the process.)

_ Sasse, L. (1998). DEWATS: Decentralised WastewaterTreatment in Developing Countries. BORDA, BremenOverseas Research and Development Association,Bremen, Germany.(Short overview.)

_ von Sperlin, M. and de Lemos Chernicharo, CA. (2005).Biological Wastewater Treatment in Warm Climate Regions.Volume One. IWA, London, pp 741–804.(Detailed design information)

_ Tare, V. and Nema, A. (n.d). UASB Technology-expectationsand reality. United Nations Asian and Pacific Centre forAgricultural Engineering and Machinery.Available: http://unapcaem.org(Assessment of UASB installations in India.)

_ Vigneswaran, S., et al. (1986). Environmental SanitationReviews: Anaerobic Wastewater Treatment- Attached growthand sludge blanket process. Environmental SanitationInformation Center, AIT, Bangkok, Thailand.(Chapter 5 provides a good technical overview.)

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Activated Sludge is a multi-chamber reactor unit thatmakes use of (mostly) aerobic microorganisms todegrade organics in wastewater and to produce ahigh-quality effluent. To maintain aerobic conditionsand to the keep the active biomass suspended, a con-stant and well-timed supply of oxygen is required.

Different configurations of the Activated Sludgeprocess can be employed to ensure that the wastewateris mixed and aerated (with either air or pure oxygen) inan aeration tank. The microorganisms oxidize theorganic carbon in the wastewater to produce new cells,carbon dioxide and water. Although aerobic bacteria arethe most common organisms, aerobic, anaerobic,and/or nitrifying bacteria along with higher organismscan be present. The exact composition depends on thereactor design, environment, and wastewater charac-teristics. During aeration and mixing, the bacteria formsmall clusters, or flocs. When the aeration stops, themixture is transferred to a secondary clarifier where theflocs are allowed to settle out and the effluent moveson for further treatment or discharge. The sludge isthen recycled back to the aeration tank, where theprocess is repeated.

To achieve specific effluent goals for BOD, nitrogen andphosphorus, different adaptations and modificationshave been made to the basic Activated Sludge design.Aerobic conditions, nutrient-specific organisms (espe-cially for phosphorus), recycle design and carbon dos-ing, among others, have successfully allowed ActivatedSludge processes to achieve high treatment efficiencies.

Adequacy Activated Sludge is only appropriate for acentralized treatment facility with a well-trained staff,constant electricity and a highly developed centralizedmanagement system to ensure that the facility is oper-ated and maintained correctly.Activated Sludge processes are one part of a complextreatment system. They are used following primarytreatment (that removes settleable solids) and before afinal polishing step. The biological processes that occurare effective at removing soluble, colloidal and particu-late organic materials for biological nitrification anddenitrification and for biological phosphorus removal.This technology is effective for the treatment of largevolumes of flows: 10,000 to 1,000,000 people.Highly trained staff is required for maintenance andtrouble-shooting. The design must be based on an accu-

compressed air

recirculation extracted sludge

clarifier

sludge

inlet outlet

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.10T.10 Activated SludgeApplicable to:System 1, 5, 6, 7

113

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

�� ��

Inputs: Blackwater Greywater

Outputs: Treated Sludge Effluent

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rate estimation of the wastewater composition and vol-ume. Treatment efficiency can be severely compro-mised if the plant is under- or over- designed.An Activated Sludge process is appropriate for almostevery climate.

Health Aspects/Acceptance Because of spacerequirements, Centralized treatment facilities are gen-erally located away from the densely populated areasthat they serve. Although the effluent produced is ofhigh quality, it still poses a health risk and should not behandled directly.

Maintenance The mechanical equipment (mixers,aerators and pumps) must be maintained constantly. Aswell, the influent and effluent must be monitored con-stantly to ensure that there are no abnormalities thatcould kill the active biomass and to ensure that detri-mental organisms have not developed that could impairthe process (e.g. filamentous bacteria).

Pros & Cons:+ Good resistance against shock loading+ Can be operated at a range of organic and hydraulicloading rates

+ High reduction of BOD and pathogens (up to 99%)+ Can be modified to meet specific discharge limits- Prone to complicated chemical and microbiologicalproblems

- Effluent might require further treatment/ disinfec-tion before discharge

- Not all parts and materials may be available locally- Requires expert design and supervision- High Capital cost; high operation cost- Constant source of electricity is required- Effluent and sludge require secondary treatmentand/or appropriate discharge

References

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems.WCB and McGraw-Hill, New York, USA. pp 451–504.(Comprehensive summary including solved problems.)

_ Ludwig, HF. and Mohit, K. (2000). Appropriate technologyfor municipal sewerage/Excreta management in develo-ping countries, Thailand case study. The Environmentalist20(3): 215–219.(Assessment of the appropriateness of Activated Sludgefor Thailand.)

_ von Sperling, M. and de Lemos Chernicharo, CA. (2005).Biological Wastewater Treatment in Warm Climate Regions,Volume Two. IWA, London.

_ Tchobanoglous, G., Burton, FL. and Stensel, HD. (2003).Wastewater Engineering: Treatment and Reuse, 4th Edition.Metcalf & Eddy, New York.

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Sedimentation or Thickening Ponds are simple set-tling ponds that allow the sludge to thicken anddewater. The effluent is removed and treated, whilethe thickened sludge can be treated in a subsequenttechnology.

Faecal sludge is not a uniform product and therefore,its treatment must be specific to the characteristicsof the specific sludge. In general, there are two typesof faecal sludges: high strength (originating fromlatrines and unsewered public toilets) and lowstrength (originating from Septic Tanks (S9)). Highstrength sludge is still rich in organics and has notundergone significant degradation, which makes itdifficult to dewater. Low strength sludge has under-gone significant anaerobic degradation and is moreeasily dewatered.In order to be properly dried, high strength sludgesmust first be stabilized. Allowing the high strengthsludge to degrade anaerobically in Settling/ThickeningPonds can do this. The same type of pond can be usedto thicken low strength sludge, although it undergoesless degradation and requires more time to settle. Thedegradation process may actually hinder the settling of

low strength sludge because the gases produced bub-ble up and re-suspend the solids. To achieve maximumefficiency, the loading and resting period should notexceed 4 to 5 weeks, although much longer cycles arecommon. When a 4-week loading, and 4-week restingcycle is used, total solids (TS) can be increased to 14%(depending on the initial concentration).As the sludge settles and digests, the supernatant mustbe decanted and treated separately. The thickenedsludge can then go on to be dried or composted further.

Adequacy Settling/Thickening Ponds are appropri-ate where there is inexpensive, available space that isfar from homes and businesses; it should be on theedge of the community.The sludge is not hygienized and requires further treat-ment before disposal. Ideally this technology should becoupled with an onsite Drying (T13) or Co-Composting(T14) facility to generate a hygienic product.Trained staff for operation and maintenance is requiredto ensure proper functioning.This is a low-cost option that can be installed in mosthot and temperate climates. Excessive rain may preventthe sludge from properly settling and thickening.

thickened sludge

scum

supernatantramp for desludging liquid outlet

grid

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.11T.11 Sedimentation/Thickening PondsApplicable to:System 1, 5, 6, 7, 8

115

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

�� ��

Inputs: Faecal Sludge

Outputs: Faecal Sludge Effluent

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Health Aspects/Acceptance The incoming sludgeis pathogenic, so workers should be equipped withproper protection (boots, gloves, and clothing). Thethickened sludge is also infectious, although it is easierto handle and less prone to splashing and spraying.The pond may cause a nuisance for nearby residentsdue to bad odours and the presence of flies. Therefore,the pond should be located sufficiently away fromurban centres.

Maintenance Maintenance is an important aspectof a well-functioning pond, although it is not intensive.The discharging area must be maintained and keptclean to reduce the potential for disease transmissionand nuisance (flies and odours). Grit, sand, and solidwaste that are discharged along with the sludge mustbe removed.The thickened sludge must be removed mechanically(front end loader or specialized equipment) when thesludge has thickened sufficiently.

Pros & Cons:+ Can be built and repaired with locally availablematerials

+ Low capital cost; low operating cost+ Potential for local job creation and incomegeneration

+ No electrical energy required- Requires large land area- Odours and flies are normally noticeable- Long storage times- Requires front-end loader for monthly desludging- Requires expert design and operation

References

_ Heinss, U., Larmie, SA. and Strauss, M. (1999).Characteristics of Faecal Sludges and their Solids-LiquidSeparation. Eawag/Sandec Report, Dübendorf, Switzerland.Available: www.sandec.ch

_ Heinss, U., Larmie, SA. and Strauss, M. (1998). SolidsSeparation and Pond Systems for the Treatment of FaecalSludges in the Tropics-Lessons Learnt and Reccomendationsfor Preliminary Design. Second Edition. Eawag/SandecReport 05/98, Dübendorf, Switzerland.Available: www.sandec.ch

_ Montangero, A. and Strauss, M. (2002). Faecal SludgeTreatment. Lecture Notes, IHE Delft.Available: www.sandec.ch

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drainage water, to treatment

outlet

drainage layer

80cm

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.12T.12 Unplanted Drying BedsApplicable to:System 1, 5, 6, 7, 8

117

Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

�� ��

Inputs: Faecal Sludge

Outputs: Faecal Sludge Effluent

An Unplanted Drying Bed is a simple, permeable bedthat, when loaded with sludge, collects percolatedleachate and allows the sludge to dry by evaporation.Approximately 50% to 80% of the sludge volumedrains off as liquid. The sludge however, is not stabi-lized or treated.

The bottom of the drying bed is lined with perforatedpipes that drain away the leachate. On top of the pipesare layers of sand and gravel that support the sludgeand allow the liquid to infiltrate and collect in the pipe.The sludge should be loaded to approximately 200kgTS/m2 and it should not be applied in layers that are toothick (maximum 20cm), or the sludge will not dry effec-tively. The final moisture content after 10 to 15 days ofdrying should be approximately 60%. A splash plateshould be used to prevent erosion of the sand layer andto allow the even distribution of the sludge.When the sludge is dried, it must be separated fromthe sand layer and disposed of. The effluent that is col-lected in the drainage pipes must also be treated prop-erly. The top sand layer should be 25 to 30cm thick assome sand will be lost each time the sludge is manual-ly removed.

Adequacy Sludge drying is an effective way ofdecreasing the volume of sludge, which is especiallyimportant when it requires transportation elsewhere fordirect use, Co-Composting (T14), or disposal. The tech-nology is not effective at stabilizing the organic fractionor decreasing the pathogenic content.Sludge drying beds are appropriate for small to mediumcommunities with populations up to 100,000 peopleand there is inexpensive, available space that is far fromhomes and businesses. It is best suited to rural and peri-urban areas. If it is designed to service urban areas, itshould be on the edge of the community.The sludge is not hygienized and requires further treat-ment before disposal. Ideally this technology should becoupled with a Co-Composting (T14) facility to generatea hygienic product.Trained staff for operation and maintenance is requiredto ensure proper functioning.This is a low-cost option that can be installed in mosthot and temperate climates. Excessive rain may preventthe sludge from properly settling and thickening.

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Health Aspects/Acceptance The incoming sludgeis pathogenic, so workers should be equipped withproper protection (boots, gloves, and clothing). Thethickened sludge is also infectious, although it is easierto handle and less prone to splashing and spraying.The pond may cause a nuisance for nearby residentsdue to bad odours and the presence of flies. Therefore,the pond should be located sufficiently away fromurban centres.

Maintenance The Unplanted Drying Bed should bedesigned with maintenance in mind; access for humansand trucks to pump in the sludge and remove the driedsludge should be taken into consideration.Dried sludge must be removed every 10 to 15 days. Thedischarge area must be kept clean and the effluentdrains should be flushed regularly. Sand must bereplaced when the layer gets thin.

Pros & Cons:+ Can be built and repaired with locally availablematerials

+ Moderate Capital Cost; low operating Cost+ Potential for local job creation and incomegeneration

+ No electrical energy required- Requires large land area- Odours and flies are normally noticeable- Long storage times- Requires expert design and operation- Labour intensive removal- Leachate requires secondary treatment

References

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems.WCB and McGraw-Hill, New York, USA.

_ Heinss, U. and Koottatep, T. (1998). Use of Reed Beds forFaecal Sludge Dewatering – A Synopsis of ReviewedLiterature and Interim Results of Pilot Investigations withSeptage Treatment in Bangkok, Thailand. UEEM ProgramReport, AIT/EAWAG, Dübendorf, Switzerland.(Comparison to planted drying beds.)

_ Montangero, A. and Strauss, M. (2002). Faecal SludgeTreatment. Lecture Notes, IHE Delft.Available: www.sandec.ch

_ Tchobanoglous, G., Burton, F.L. and Stensel, H.D. (2003).Wastewater Engineering: Treatment and Reuse, 4th Edition.Metcalf & Eddy, New York.

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A Planted Drying Bed is similar to an UnplantedDrying Bed (T12) with the benefit of increased tran-spiration. The key feature is that the filters do notneed to be desludged after each feeding/dryingcycle. Fresh sludge can be applied directly onto theprevious layer; it is the plants and their root systemsthat maintain the porosity of the filter.

This technology has the benefit of dewatering as well asstabilizing the sludge. Also, the roots of the plants cre-ate pathways through the thickening sludge to allowwater to escape more easily.The appearance of the bed is similar to a Vertical FlowConstructed Wetland (T7). The beds are filled with sandand gravel to support the vegetation. Instead of efflu-ent, sludge is applied to the surface and the filtrateflows down through the subsurface to collect in drains.A general design for layering the bed is: (1) 250mm ofcoarse gravel (grain diameter of 20mm); (2) 250mm offine gravel (grain diameter of 5 mm); and (3)100–150mm of sand. Free space (1m) should be leftabove the top of the sand layer to account for about 3to 5 years of accumulation.

When the bed is constructed, the plants should beplanted evenly and allowed to establish themselvesbefore the sludge is applied. Echinochloa pyramidalis,Cattails or Phragmites are suitable plants depending onthe climate.Sludge should be applied in layers between 75 to100mm and should be reapplied every 3 to 7 days de-pending on the sludge characteristics, the environmentand operating constraints. Sludge application rates ofup to 250kg/m2/year have been reported.The sludge can be removed after 2 to 3 years (althoughthe degree of hygienization will vary with climate) andused for agriculture.

Adequacy This is an effective technology at decreas-ing sludge volume (down to 50%) through decomposi-tion and drying, which is especially important when thesludge needs to be transported elsewhere for directuse, Co-Composting (T14), or disposal.Planted drying beds are appropriate for small to medi-um communities with populations up to 100,000 peo-ple. It should be located on the edge of the community.The sludge is not hygienized and requires further treat-

ventilation pipe

wall

drainage pipeconcrete blocksor coarse gravel

mesh gravel

aquatic plants(macrophytes)

screeningchamber

outletdrainage layer

sludgesand

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.13T.13 Planted Drying BedsApplicable to:System 1, 5, 6, 7, 8

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Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

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Inputs: Faecal Sludge

Outputs: Treated Sludge EffluentForage

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ment before disposal. Ideally this technology should becoupled with a Co-Composting (T14) facility to generatea hygienic product.Trained staff for operation and maintenance is requiredto ensure proper functioning.

Health Aspects/Acceptance Because of the plea-sing aesthetics, there should be few problems withacceptance, especially if located away dense housing.Faecal sludge is hazardous and anyone working with itshould wear protective clothing, boots and gloves.

Maintenance The drains must be maintained andthe effluent must be properly collected and disposed of.The plants should be periodically thinned and/or har-vested.

Pros & Cons:+ Can handle high loading+ Fruit or forage growing can generate income+ Can be built and repaired with locally availablematerials

+ Low capital cost; low operating cost+ Potential for local job creation and incomegeneration

+ No electrical energy required– Requires large land area– Odours and flies are normally noticeable– Long storage times– Requires expert design and operation– Labour intensive removal– Leachate requires secondary treatment

References

_ Crites, R. and Tchobanoglous, G. (1998). Small andDecentralized Wastewater Management Systems.WCB and McGraw-Hill, New York, USA.

_ Heinss, U. and Koottatep, T. (1998). Use of Reed Beds forFaecal Sludge Dewatering - A Synopsis of ReviewedLiterature and Interim Results of Pilot Investigations withSeptage Treatment in Bangkok, Thailand. UEEM ProgramReport , AIT/EAWAG, Dübendorf, Switzerland.Available: www.sandec.ch

_ Koottatep, T., et al. (2004). Treatment of septage in con-structed wetlands in tropical climate – Lessons learnt afterseven years of operation. Water Science & Technology,51(9): 119–126.Available: www.sandec.ch

_ Montangero, A. and Strauss, M. (2002). Faecal SludgeTreatment. Lecture Notes, IHE Delft.Available: www.sandec.ch

_ Tchobanoglous, G., Burton, FL. and Stensel, HD. (2003).Wastewater Engineering: Treatment and Reuse, 4th Edition.Metcalf & Eddy, New York, pp 1578.

_ Kengne Noumsi, IM. (2008). Potentials of Sludge dryingbeds vegetated with Cyperus papyrus L. and Echinochloapyramidalis (Lam.) Hitchc. & Chase for faecal Sludge treat-ment in tropical regions. [PhD dissertation]. Yaounde(Cameroon): University of Yaounde.Available: www.nccr-north-south.unibe.ch

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Co-Composting is the controlled aerobic degradationof organics using more than one feedstock (Faecalsludge and Organic solid waste). Faecal sludge has ahigh moisture and nitrogen content while biodegrad-able solid waste is high in organic carbon and hasgood bulking properties (i.e. it allows air to flow andcirculate). By combining the two, the benefits of eachcan be used to optimize the process and the product.

For dewatered sludges, a ratio of 1:2 to 1:3 of dewa-tered sludge to solid waste should be used. Liquidsludges should be used at a ratio of 1:5 to 1:10 of liq-uid sludge to solid waste.There are two types of Co-Composting designs: open andin-vessel. In open composting, the mixed material (sludgeand solid waste) is piled into long heaps called windrowsand left to decompose. Windrow piles are turned period-ically to provide oxygen and ensure that all parts of thepile are subjected to the same heat treatment. Windrowpiles should be at least 1m high, and should be insulatedwith compost or soil to promote an even distribution ofheat inside the pile. Depending on the climate and avail-able space, the facility may be covered to prevent excessevaporation and protection from rain.

In-vessel composting requires controlled moisture andair supply, as well as mechanical mixing. Therefore, it isnot generally appropriate for decentralized facilities.Although the composting process seems like a simple,passive technology, a well-working facility requirescareful planning and design to avoid failure.

Adequacy A Co-Composting facility is only appropri-ate when there is an available source of well-sortedbiodegradable solid waste. Mixed solid waste withplastics and garbage must first be sorted. Whendone carefully, Co-Composting can produce a clean,pleasant, beneficial product that is safe to touch andwork with. It is a good way to reduce the pathogenload in sludge.Depending on the climate (rainfall, temperature andwind) the Co-Composting facility can be built toaccommodate the conditions. Since moisture plays animportant role in the composting process, coveredfacilities are especially recommended where there isheavy rainfall. The facility should be located close tothe sources of organic waste and faecal sludge (to min-imize transport) but to minimize nuisances, it shouldnot be too close to homes and businesses.

sludge sludge + organicsorganics

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.14T.14 Co-CompostingApplicable to:System 1, 5, 6, 7, 8

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Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

��

��

Inputs: Faecal Sludge Organics

Outputs: Compost/EcoHumus

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A well-trained staff is necessary for the operation andmaintenance of the facility.

Health Aspects/Acceptance Although the finishedcompost can be safely handled, care should be takenwhen handling the faecal sludge. Workers should wearprotective clothing and appropriate respiratory equip-ment if the material is found to be dusty.

Upgrading Robust grinders for shredding largepieces of solid waste (i.e. small branches and coconutshells) and pile turners help to optimize the process,reduce manual labour, and ensure a more homogenousend product.

Maintenance The mixture must be carefully de-signed so that it has the proper C:N ratio, moisture andoxygen content. If facilities exist, it would be useful tomonitor helminth egg inactivation as a proxy measureof sterilization. Maintenance staff must carefully moni-tor the quality of the input materials, keep track of theinflows, outflows, turning schedules, and maturingtimes to ensure a high quality product. Manual turningmust be done periodically with either a front-end loaderor by hand. Forced aeration systems must be carefullycontrolled and monitored.

Pros & Cons:+ Easy to set up and maintain with appropriatetraining

+ Provides a valuable resource that can improvelocal agriculture and food production

+ High removal of helminth eggs possible(< 1 egg viable egg/g TS)

+ Can be built and repaired with locally availablematerials

+ Low capital cost; low operating cost+ Potential for local job creation and incomegeneration

+ No electrical energy required- Long storage times- Requires expert design and operation- Labour intensive- Requires large land area (that is well located)

References

_ Cofie, O., et al. (2006). Solid–liquid separation of faecalSludge using drying beds in Ghana: Implications fornutrient recycling in urban agriculture. Water Research40(1): 75–82.

_ Koné, D., et al. (2007). Helminth eggs inactivation efficien-cy by faecal Sludge dewatering and co-composting in tropi-cal climates. Water Research 41(19): 4397–4402.

_ Obeng, LA. and Wright, FW. (1987). Integrated ResourceRecover. The Co-Composting of Domestic Sold and HumanWastes. The World Bank + UNDP, Washington.

_ Shuval, H I., et al. (1981). Appropriate Technology for WaterSupply and Sanitation; Night-soil Composting. UNDP/WBContribution to the IDWSSD. The World Bank, Washington.

The following reports can all be found in the Faecal SludgeCo-Composting section of the Sandec Website:www.sandec.ch

_ Montangero, A., et al. (2002). Co-composting of FaecalSludge and Soil Waste. Sandec/IWMI, Dübendorf,Switzerland.

_ Strauss, M., et al. (2003). Co-composting of Faecal Sludgeand Municipal Organic Waste- A Literature and State-of-Knowledge Review. Sandec/IMWI, Dübendorf, Switzerland.

_ Drescher. S., Zurbrügg, C., Enayetullah, I. and Singha, MAD.(2006). Decentralised Composting for Cities of Low- andMiddle-Income Countries - A User’s Manual.Eawag/Sandec and Waste Concern, Dhaka.

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An Anaerobic Biogas Reactor is an anaerobic treat-ment technology that produces (a) a digested slurryto be used as a soil amendment and (b) biogas whichcan be used for energy. Biogas is a mix of methane,carbon dioxide and other trace gases that can be eas-ily converted to electricity, light and heat.

An Anaerobic Biogas Reactor is a chamber or vault thatfacilitates the anaerobic degradation of blackwater,sludge, and/or biodegradable waste. It also facilitatesthe separation and collection of the biogas that is pro-duced. The tanks can be built above or below ground.Prefabricated tanks or brick-constructed chambers canbe built depending on space, resources and the volumeof waste generated.The hydraulic retention time (HRT) in the reactorshould a minimum of 15 days in hot climates and 25days in temperate climates. For highly pathogenic in-puts, a HRT of 60 days should be considered. Normally,Anaerobic Biogas Reactors are not heated, but toensure pathogen destruction (i.e. a sustained temper-ature over 50°C) the reactor should be heated(although in practice, this is only found in the mostindustrialized countries).

Once waste products enter the digestion chamber,gases are formed through fermentation. The gas formsin the sludge but collects at the top of the reactor, mix-ing the slurry as it rises. Biogas Reactors can be built asfixed dome or floating dome reactors. In the fixed domereactor the volume of the reactor is constant. As gas isgenerated it exerts a pressure and displaces the slurryinto an expansion chamber. When the gas is removed,the slurry will flow back down into the digestion cham-ber. The pressure generated can be used to transportthe biogas through pipes. In a floating dome reactor, thedome will rise and fall with the production and with-drawal of gas. Alternatively, the dome can expand (likea balloon).Most often Biogas Reactors are directly connected toindoor (private or public) toilets with an additionalaccess point for organic materials. At the householdlevel, reactors can be made out of plastic containers orbricks and can be built behind the house or buriedunderground. Sizes can vary from 1,000L for a singlefamily up to 100,000L for institutional or public toiletapplications.The slurry that is produced is rich in organics and nutri-ents, but almost odourless and partly disinfected (com-

sludge

inlet biogas outlet

biogas

expansion chamberoutlet

outletseal

Eawag-Sandec–SanitationSystems

FunctionalGroupT:(Semi-)CentralizedTreatment

T.15T.15 Anaerobic Biogas ReactorApplicable to:System 1, 5, 6, 7, 8

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Application LevelHouseholdNeighbourhoodCity

Management LevelHouseholdSharedPublic

��

��

��

��

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Inputs: Faecal Sludge BlackwaterOrganics

Outputs: Treated Sludge EffluentBiogas

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plete pathogen destruction would require thermophilicconditions). Often, a Biogas Reactor is used as an alter-native to a conventional septic tank, since it offers asimilar level of treatment, but with the added benefit ofenergy capture. Depending on the design and theinputs, the reactor should be emptied once every 6months to 10 years.

Adequacy This technology is easily adaptable andcan be applied at the household level or a small neigh-bourhood (refer to Technology Information Sheet S12:Anaerobic Biogas Reactor for information about apply-ing an Anaerobic Biogas Reactor at the householdlevel).Biogas reactors are best used for concentrated prod-ucts (i.e. rich in organic material). If they are installedat a public toilet, for example, and the sludge is toodilute, additional organic waste (e.g. from the market)can be added to improve the efficiency. Because theyare compact and can be built underground, biodi-gestors are appropriate for dense housing areas orpublic institutions that generate a lot of sludge, butwhere space is limited.To minimize distribution losses, the reactors should beinstalled close to where the gas can be used.Biogas reactors are less appropriate for colder climates asgas production is not economically feasible below 15°C.

Health Aspects/Acceptance The digested slurryis not completely sanitized and still carries a risk ofinfection. There are also dangers associated with theflammable gases that, if mismanaged could be harmfulto human health.

Maintenance The Anaerobic Biogas Reactor mustbe well built and gas tight for safety. If the reactor isproperly designed, repairs should be minimal. To startthe reactor, active sludge (e.g. from a septic tank)should be used as a seed. The tank is essentially self-mixing, but it should be manually stirred once a week toprevent uneven reactions.Gas equipment should be cleaned carefully and regular-ly so that corrosion and leaks are prevented.

Grit and sand that has settled to the bottom should beremoved once every year. Capital costs for gas trans-mission infrastructure can increase the project cost.Depending on the quality of the output, the gastransmission capital costs can be offset by long-termenergy savings.

Pros & Cons:+ Generation of a renewable, valuable energy source+ Low capital costs; low operating costs+ Underground construction minimizes land use+ Long life span+ Can be built and repaired with locally availablematerials

+ Low capital cost; low operating cost+ No electrical energy required- Requires expert design and skilled construction- Gas production below 15°C, is not longer econo-mically feasible

- Digested sludge and effluent still requires furthertreatment

References

_ Food and Agriculture Organization (FAO) (1996). BiogasTechnology: A Training Manual for Extension. ConsolidatedManagement Services, Kathmandu.Available: www.fao.org

_ ISAT (1998). Biogas Digest Vols. I-IV. ISAT and GTZ,Germany.Available:www.gtz.de

_ Koottatep, S., Ompont, M. and Joo Hwa, T. (2004).Biogas: A GP Option For Community Development. AsianProductivity Organization, Japan.Available: www.apo-tokyo.org

_ Rose, GD. (1999). Community-Based Technologies forDomestic Wastewater Treatment and Reuse: options forurban agriculture. IDRC, Ottawa. pp 29–32.Available: http://idrinfo.idrc.ca

_ Sasse, L. (1998). DEWATS: Decentralised WastewaterTreatment in Developing Countries. BORDA, BremenOverseas Research and Development Association,Bremen, Germany.

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T.15