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DSpace Institution DSpace Repository http://dspace.org Construction Technology and Management Thesis 2020 THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF NEGATIVE SKIN FRICTION ON PILE GROUP FOR VERTICAL LOADING AMARE, DESALEGN http://hdl.handle.net/123456789/11621 Downloaded from DSpace Repository, DSpace Institution's institutional repository

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Page 1: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

DSpace Institution

DSpace Repository http://dspace.org

Construction Technology and Management Thesis

2020

THREE-DIMENSIONAL NUMERICAL

INVESTIGATION OF NEGATIVE SKIN

FRICTION ON PILE GROUP FOR

VERTICAL LOADING

AMARE, DESALEGN

http://hdl.handle.net/123456789/11621

Downloaded from DSpace Repository, DSpace Institution's institutional repository

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BAHIR DAR UNIVERSITY

BAHIR DAR INSTITUTE OF TECHNOLOGY

SCHOOL OF RESEARCH AND POSTGRADUATE STUDIES

FACULTY OF CIVIL AND WATER RESOURCE ENGINEERING

THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF NEGATIVE SKIN

FRICTION ON PILE GROUP FOR VERTICAL LOADING

DESALEGN AMARE FETENE

Bahir Dar, Ethiopia

June 25, 2020

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DECLARATION

I, the undersigned, declare that the thesis comprises my own work. In compliance

with internationally accepted practices, I have acknowledged and refereed all

materials used in this work. I understand that non-adherence to the principles of

academic honesty and integrity, misrepresentation/ fabrication of any

idea/data/fact/source will constitute sufficient ground for disciplinary action by the

University and can also evoke penal action from the sources which have not been

properly cited or acknowledged.

Name of the student Desalegn Amare Signature _____________

Date of submission: ________________

This thesis has been submitted for examination with my approval as a university

advisor:

Name: _Siraj Mulugeta (PhD)

Advisor’s Signature :

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ABSTRACT

3D ABAQUS model has been conducted to investigate the effect of negative skin friction

on piles installed through soft clay .Coulomb frictional model built in ABAQUS can be

selected to depict the interaction at the pile-soil interface condition which has frictional

coefficient . NSF is a common problem if a pile is designed in a highly compressible soil.

A grid configuration of 3 x 3, 4 x 4 and 5 x 5 piles was considered for this research. The

effects of pile tip, pile shaft friction, pile socket length, and magnitude of applied load and

load variation on the pile were studied. The pile cap selection was done by considering

formation of constant pile cap settlement and uniform distribution of loads throughout the

pile cap length. In the case of a short pile, the negative skin friction may cover the most

entire length, and accordingly, the down-drag force is transmitted to the pile’s tip in the form of penetration to the underlying strata, whereas for a long pile, the down-drag force

is mainly taken by the compression of the pile’s material and little or none is transmitted to the pile’s tip. The maximum mobilized negative shaft resistance developed at the entire

depth of the pile and this value changed to zero at the neutral point. At the working load

level, the drag force may be large enough to reduce the pile capacity or to overstress the

pile’s material, causing fractures or perhaps structural failure of the pile, or possibly

pulling out the pile from the cap when L/D become small. For similar axial load

application into the model with and without pile cap, the negative skin friction distribution

made visible difference.

Key words: Negative skin friction, Neutral plane, Axial load

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ACKNOWLEDGEMENTS

First, my sincere gratitude and appreciation goes to my advisor Dr.Siraj Mulugeta. His

unlimited help and advice has helped me in accomplishing this thesis. I would also like to

extend my thank to my Colleague Seto Melese. He has assisted me in introducing

ABAQUS numerical modeling software which has helped me a lot in doing this thesis.

Last but not least, I would like to thank all those whom I received encouragement and

support throughout the course of this thesis.

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CONTENTS

ABSTRACT .............................................................................................................. i

ACKNOWLEDGEMENTS .................................................................................... ii

LIST OF FIGURE .................................................................................................. vi

LIST OF TABLE .................................................................................................. viii

LIST Of SYMBOLS ............................................................................................... ix

1.INTRODUCTION 1

1.1 Background .................................................................................................... 1

1.2 Problem Statement ............................................................................................ 3

1.3 Objective of the study ........................................................................................ 3

1.3.1General objective .......................................................................................................... 3

1.3.2 Specific objective ........................................................................................................ 3

1.4 Scope of the study .............................................................................................. 3

1.5 Significance of the study ................................................................................... 4

2. LITERATURE REVIEW 5

2.1 General ............................................................................................................... 5

2.20 Negative skin friction on the pile groups ....................................................... 6

2.3 Pile Group Behaviour and Effeciency ............................................................. 7

2.4 Loads in pile groups ........................................................................................ 12

2.4.1 Axial Load Behavior of pile ...................................................................................... 12

2.5 Factors Influencing Pile Group Behavior ..................................................... 13

2.6 Loading Condition ........................................................................................... 14

2.7 Properties of Pile Cap ..................................................................................... 15

2.8 Properties of Pile .............................................................................................. 15

2.9 The Embedded Pile Concept .......................................................................... 16

2.10 Contact Behaviors of Pile -Soil Interface .................................................... 17

2.11 Parametric Study ........................................................................................... 17

2.12 Methods to Estimate the Load Capacity of Piles ........................................ 18

2.12.1 Friction Capacity: β Method .................................................................................... 19

2.11 End-Bearing Capacity: -Method .............................................................................. 20

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β.1β.β Method for Group Pile .......................................................................................... 21

2.13 Boundary Conditions .................................................................................... 22

2.14 Location of the Neutral Plane ....................................................................... 23

2.15 Physical Properties of Typical Sand Soil ..................................................... 24

β.16 Poisson’s Ratio ........................................................................................................... 25

2.17 Angle of Internal Friction ............................................................................. 25

2.18 Unit Weight of the Soil .................................................................................. 26

2.19 Computation of the Soil Settlement ............................................................. 27

3. METHODOLOGY 29

3.1Finite Element Method ..................................................................................... 29

3.3 Finite Element Modeling ................................................................................. 29

3.4 Pile –Soil- Pile Interaction .............................................................................. 30

3.5 Material Model ................................................................................................ 31

3.6 3D Finite Element Modeling Technique of Piles and Pile Cap ................... 31

3.7 Basic Assumptions Used in 3D Numerical Modeling ................................. 33

3.8 Theoretical Estimation of Vertical Load Capacity of Piles ....................... 34

3.8.1 Friction capacity: Method ...................................................................................... 34

3.9 Estimation of Pile Group Efficiency .............................................................. 37

3.10 Analytical Estimation of Drag-Loads .......................................................... 40

3.11 Model Discretization ................................................................................................. 40

3.12 Pile Configuration ......................................................................................... 41

3.13 Pile Cap Sensitivity Analysis ........................................................................ 43

3.14 Numerical Model Verification ...................................................................... 45

4. CHAPTER FOUR 47

4.1 Parametric Analysis ........................................................................................ 47

4.2 General .......................................................................................................................... 47

4.3 The Distribution of Load in a Pile and its Neutral Plane ............................ 47

4.4 Self-Weight Stress Field .................................................................................. 48

4.5 Normal Pressure and Friction Interface ....................................................... 49

4.6 Effect of Variable Load on the Pile Group ................................................... 49

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4.6.1 Pile and Soil Settlement in Different Pressure Loads ................................................ 49

4.6.2 Drag -Load Distribution for Different Pressure Loads ............................ 50

4.6.3 Neutral Plane Determination Due to Load Variation ............................... 51

4.6.4 Negative Skin Friction Determination ........................................................ 53

4.8 Effect of Pile Cap on The Pile Group ............................................................ 55

4.8.1 Neutral Plane Determination ..................................................................................... 55

4.8.2 Negative Skin Friction Determination ....................................................................... 56

4.9 Numerical Analysis of Pile Group With variable Pile Lengh and Diametres57

4.9.1 Pile Group ..................................................................................................... 57

4.9.2 Pile Group Settlement .................................................................................. 57

4.9.3 Ultimate Pile Group Capacity ..................................................................... 58

4.10 Axial Load Distribution For Different Pile diameter................................ 60

4.11 Effect of Pile Diametre to NSF ..................................................................... 61

4.13 Effect of Pile Length and Diamatre on the Neutral Plane ......................... 64

4.14 Cause of Minimum l/d Ratio to Excessive Pile Settlement ....................... 67

4.15 Effect of group Pile Spacing on NSF ........................................................... 68

4.16 Effect of Pile Length on NSF (5D)................................................................ 71

4.16.2 Effect of Pile Length in Negative Skin Friction (4D ) ............................. 74

4.16.3 Effect of Pile Length on NSF (3D ) ........................................................... 77

5. CONCLUSIONS AND RECOMMENDATION 81

5.1 CONCLUSION ................................................................................................ 81

5.2 RECOMENDATION .................................................................................. 83

REFERENCES 84

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LIST OF FIGURE

Figure 2. 1 Single pile vs. pile group load-settlement behavior of individual piles ............. 8

Figure 2. 2 Group efficiency according to Converse-Labarre (after Garg, 1979) ............. 11

Figure β. γ Feld’s method for estimating the group capacity of friction piles ................... 12

Figure 2. 4 Column loads ................................................................................................... 13

Figure 2. 5 Block-Failures model for closed-spaced piles, Reese, Wang et al. (2000) ...... 15

Figure β. 6 Piles’ side friction (skin friction) and end bearing, Sam Helwany, (β007) ..... 21

Figure 2. 7 Pile group With Pile Cap, Helwany, (2007) .................................................... 22

Figure 2. 8 KELVIN element type with node (ABAQUS, 2010) ...................................... 22

Figure 2. 9 Illustration, of NSF mechanism Gwee Boon Hong, (2013)............................ 24

Figure 2. 10 Influence factor for settlement, after Poulos, (1989) ..................................... 28

Figure 3. 1 3D mesh generations and calculation model with given pressure ................... 41

Figure 3. 2 Pile group layout and cross sectional view ..................................................... 42

Figure 3. 3 Pile group configuration with different pile spacing ...................................... 42

Figure 3. 4 Pile cap settlement with different thickness .................................................... 43

Figure 3. 5 The Pile Settlement with Different Thickness ................................................ 45

Figure 3. 6 Model verification ........................................................................................... 46

Figure 4. 1 Positive and Negative Shaft Resistance .......................................................... 48

Figure 4. 2 Self-weight stress fields for elastic analysis method ....................................... 48

Figure 4. 3 Normal pressure .............................................................................................. 49

Figure 4. 4 Drag load along the pile group with normalized depth .................................... 51

Figure 4. 5 Location of Neutral Plane for different axial load ........................................... 52

Figure 4. 6 Neutral plane location for 200 kPa ................................................................ 53

Figure 4. 7 Skin Friction Distribution with Different Axial Load .................................... 54

Figure 4. 8 Skin friction distribution for different pressure loads ..................................... 54

Figure 4. 9 Location of neutral Plane (S.L = 75 kPa) ........................................................ 55

Figure 4. 10 Negative Skin Frictions with and without Pile Cap ....................................... 56

Figure 4. 11 The pile group settlement with different pile diameter and spacing .............. 58

Figure 4. 12 Group Pile Settlement and its maximum capacity of the pile group ............. 58

Figure 4. 13 Determination of Pile Capacity for 3D Pile Spacing ..................................... 59

Figure 4. 14 Pile group settlements at failure stage with minimum l/d ratio .................... 60

Figure 4. 15 axial load distribution for different pile diameter for 5D pile spacing .......... 60

Figure 4. 16 axial load distribution for different pile diameter ......................................... 61

Figure 4. 17 NSF distribution with respect to pile diameter and its l/d ratio .................... 62

Figure 4. 18 Distribution of NSF with different pile diameter (3D). ................................ 63

Figure 4. 19 Location of neutral plane for 5D pile spacing (S = 5D) ................................ 65

Figure 4. 20 Location of neutral plane with different pile length and diameters ............... 66

Figure 4. 21 Location of neutral plane for 3D Pile Spacing............................................... 67

Figure 4. 22 The Failure Stage for 4D and 3D Pile and Soil settlement ........................... 68

Figure 4. 23 Skin friction distribution through pile length of 20 m ................................... 69

Figure 4. 24 Skin friction distributions through pile length of a = 15 m and b = 10 m ..... 70

Figure 4. β5 Skin frictions on pile’s shaft with (a) 5D-20 m and (b) 5D-15 m.................. 71

Figure 4. β6 Skin frictions on pile’s shaft with 10 m pile length (S = 5D) ....................... 74

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Figure 4. β7 Skin frictions on pile’s shaft with (a) 4D-20 m (b) 4D- 15 m ....................... 76

Figure 4. 28 Skin frictions on pile’s shaft with 10 m pile length (S= 4D) ........................ 77

Figure 4. β9 Skin frictions on pile’s shaft (a) β0 m and (b) 15 m with (γD) ..................... 79

Figure 4. 30 Skin frictions on piles shaft with 10 m pile length (3D) ................................ 80

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LIST OF TABLE

Table 2. 1 ultimate capacity (After Feld, 1943) ................................................................. 12

Table 2. 2 typical elastic moduli of sand soils after USACE table D-3 ............................. 24

Table β. γ Typical Poisson’s ratio of soils after Bowles, 1996 .......................................... 25

Table 2. 4 typical angle of internal friction for sand soils after Meyerhof, 1956 ............... 25

Table 2. 5 typical angle of internal friction for sand soils after Peck, 1974 ....................... 26

Table 2. 6 typical unit weight values of granular soils after Bowles, 1996 ....................... 26

Table 3. 1 Reynolds guideline chart of pile cap thickness with pile dia. ........................... 31

Table 3. 2 Material properties used in the analysis ........................................................... 31

Table 3. 3 Types of model which is performed in this research ........................................ 32

Table 3. 4 pile settlement with different pile cap thickness .............................................. 44

Table 4. 1 Pile and soil settlement with neutral plane for constant pile length (20m) ....... 50

Table 4. 2 Pile and soil settlement for different pile length. ............................................. 63

Table 4. 3 Pile settlements and neutral plane with different pile diameter ........................ 64

Table 4. 4 Maximum Negative and positive skin friction .................................................. 73

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LIST Of SYMBOLS

NSF = Negative Skin friction

NP = Neutral Plane

Es = Young’s modulus

Gs = group efficiency factor

Sg = group settlement

Se = settlement of single pile

FE = finite element

=efficiency of the pile group

S = center to center pile spacing

D = pile diameter

QB =ultimate capacity of the block of pile

Qa = allowable capacity of single pile

Qg(u) = ultimate load bearing capacity of the group pile

Qs (u) = ultimate load bearing capacity of the single pile

P = axial column load

W = weight of the pile cap

Qb = end bearing capacity

Qf = friction capacity

fs = friction stress

Ko =lateral earth pressure coefficient

Nq and Nc = bearing capacity coefficient

Lg =group length

Bg = group width

Ag = area of the group

P (g) = perimeter of the group

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1. INTRODUCTION

1.1 Background

Negative skin friction (NSF) is one of the most common problems encountered in piling

engineering, and occurs when a pile is installed through a layer of soft consolidating clay.

Such consolidation may occur due to placement of a fill or construction of a building. As

the consolidation progresses, the adjacent surrounding soil settles to a larger extent

relative to the pile and induces a “drag load” towards the direction of gravity. This

downward drag load on the pile is termed as NSF. Research on group efficiency of pile

subjected to vertical and lateral loading in weak soil has been a challenge for geotechnical

engineers for the last 50 years. The majority of these researches deal with the group

behavior. Piles are normally designed to achieve axial loading capacity through the

development of positive shaft skin resistance and end-bearing resistance. The positive

shaft skin resistance will be developed under the condition that the pile settles more than

adjacent soil. However, in areas of deep compressible soil, the soil adjacent to a pile is

likely to settle more than the pile, and the relative settlement between pile and soil will

change the direction of skin friction on the pile, that is, negative skin friction (NSF) occurs

Liu, Gao et al. (2012). Terzaghi, Peck et al. (1996) presented that the concept of negative

skin friction was first researched on the problem of differential settlement for the building

adopted pile foundation. With the development of the national economy, more and more

high-rise buildings appear and the usage of pile foundation is getting frequent. In

particular, pile foundation becomes the main foundation form in super-tall buildings in

soft soil areas (Xia, Hu et al. (2013). He also recommended that skin friction around piles

and resistance at pile tips are two parts that consist of the support of pile foundation.

Because the soil surrounding the pile settles is more than the pile, negative skin friction

(NSF) appears. It can cause the increase of the compressive force, the decrease of effective

pile capacity, the enlargement of pile displacement and can even influence the usage of the

building and the safety of the structure. Lee and Ng (2004) developed a numerical model

for pile groups under NSF using FEM, and pointed out that the effect of soil slip at the

pile-soil interface was a key factor affecting pile groups behavior. Shen and Teh (2002)

built a theoretical calculation model based on its variation using potential energy principle,

and calculated results were compared with field measured values. Lee, Bolton et al. (2002)

studied on drag-load, down-drag and the efficiency of pile groups under NSF by using

FEM ABAQUS, and pointed that surface load, the friction coefficient of pile-soil

interface, the arrangement of pile groups and the spacing of piles are the major factors that

affect the results . Jeong, Lee et al. (2004) on this study included that the drag-load

influenced by the slip of pile-soil interface, pile head load etc. Comodromos and Bareka

(2005) studied on drag-load and the location of neutral plane on single pile in layered soil

and included that the results influenced by the sequence of applying pile head load and

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surface load using FLAC3D software. The constrains of pile cap make the difference of

the displacement of each pile small, and then causes the development of NSF of each pile

related, coordinated. Yang, Jiang et al. (2013) conclude that the pile side friction is related

to the section displacement of pile, the pile load and the soil characteristic. He also

suggested under the vertical load, the friction of filling soil brings to play step by step and

reaches the ultimate state and then the side friction of clay.

Lee and Ng (2004) recommended that the relative settlement between the piles and the

consolidating soil may result in a large down-drag force, which is time dependent, for a

pile group, the down-drag force on an individual pile is smaller than on an isolated single

pile due to interaction effects. Thach, Liu et al. (2013) reported vertical soil settlement is

larger than that of pile, drag-load (the additional compressive force) and down-drag (the

excessive pile settlement) of pile caused by negative skin friction (NSF) occurred. NSF is

one of the common problems in the designing and construction of pile foundations in soft

ground. In general, negative skin friction on pile is caused by surcharge load or

consolidating soil. There are several parameters affecting the pile group behavior such that

soil properties (Bowles 1997, Tomlinson and Woodward 2006, Rollins et al. 2005,

Yenginar and Tan 2015, Fellenius 2015), pile installation methods (Yenginar 2014,

Zarrabi and Eslami 2015), pile geometry (Lv et all. 2012), groundwater level and

saturation degree of soil (Olgun et all. 2015) are the major factor of NSF.

Huang, Zheng et al. (2015) when piles are constructed in consolidating ground, negative

skin friction (NSF) is induced as a result of the downward movement of the soil relative to

the pile. He also reported that group effect coefficient and neutral plane depth increase

with the increase of pile spacing because of the less interaction of piles. These studies

were very helpful in understanding the NSF behaviors of pile embedded in a consolidating

soil, while few literatures focused on mathematical model analysis of negative skin

friction of pile embedded in a consolidating soil. NSF on pile shaft was increased with the

increase of consolidation time and tended to be stabilized at last. Model tests and

numerical simulation results have demonstrated that the drag-load and down-drag on

individual piles in a group was smaller than that on an isolated single pile. This study was

very helpful in understanding the behaviors of pile group under drag-load. It was evident

from the literature as cited above that most of the available studies were limited to

empirical methods or mathematical model, while a few were on numerical models or

theoretical methods. Hence, need to develop numerical models to predict the negative skin

friction with considering pile configuration, pile-soil interface element, and pile length

variation with constant axial load. This research also investigates load variation and pile

group configuration on NSF. Such analysis will be presented in this study.

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1.2 Problem Statement

Most of the time engineers don’t take account NSF on pile design and try to change the

pond area into mass filling. To change the design criteria and manage such problems,

understand the principle of negative skin friction is so crucial. But as some scholars stated

that the determination of the load-bearing capacity of group piles is extremely complicated

and has not yet been fully resolved by the cause of many factors. Due to this reason the

parameters which are studied in this research has been minimized. In the present study the

behavior of pile group in sand and clay layer upon the variation of pile spacing, length,

pile diameter and distribution of loads are examined.

1.3 Objective of the study

1.3.1General objective

Numerical investigation of negative skin friction of pile group for vertical loading

1.3.2 Specific objective

(a) To review the pertinent literature on the topic of pile group behavior, this subjected to

axial loading

(b) To carry out a parameter study on a pile subjected to NSF in order to study the

influence of selected design factors on negative skin friction.

(c) Analyze the negative skin friction with respect to different pile length

(d) To investigate negative skin friction with respect to different pile diameter

(e) Investigate the effect of pile settlement on the pile group with different loading

condition.

1.4 Scope of the study

Pile groups are mostly used in practical engineering, though single pile with large

diameter is rarely used. Large amount of model tests and engineering measurements show

the working properties of pile groups are quite different from single pile. The working

properties of pile groups are influenced by the joint action.

NSF only focuses on pile groups with capped and uncapped under axial loading

The groundwater table is on the ground surface.

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Only 3D, 4D and 5D pile group configuration are examined

Number of piles are 3 x 3, 4 x 4 and 5 x 5

20 m ,15 m and 10 m pile length are used

The pile cap dimension was 8 m x 8 m x 1.5 m

The soil model dimension was 86 m x 86 m x 36 m

1.5 Significance of the study

This numerical study on the behavior of loaded piles in a multi-layered soil medium is

advantageous to validate theoretical investigation with numerical investigation for pile

foundations subject to negative skin friction. To appropriately predict the factors affecting

the efficiency of pile groups exposed for axial loads and determines the contribution of

pile cap in group efficiency and enables as to select appropriate type of constitutive

models used for numerical analysis. This study also gives semi analytical approach for

negative skin friction piles and investigates the effect of negative skin friction on the

efficiency of the pile group. Determine the appropriate surcharge load with respect to the

pile length and given pile spacing. This study has concerned about the effect of NSF on

pile group and gives the information to the pile designer.

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2. LITERATURE REVIEW

2.1 General

Negative skin friction is a soil resistance acting downwards along the pile shaft as a result

of a down-drag and inducing compression in the pile. The evaluation of negative skin

friction (NSF), which occurs when the soil next to a pile settles more than the pile, is a

common problem in the design and construction of pile foundations in soft ground.

Various causes have been reported, which are related mainly to the increase in effective

vertical stress in soil (e.g. Phamvan, 1989; little, 1994; Lee et al., 1998). The development

of additional compressive force (drag-load) in a pile and excessive pile settlement (down-

drag) could cause difficulty in construction and maintenance of the structure supported.

Fellenius (1984) suggests that the problem of negative skin friction is settlement not

bearing capacity, i.e., the magnitude of the drag-load is no direct relevance to the

geotechnical capacity of the pile. Lee (1993) stated that piles are embedded in a

consolidating soil, negative skin friction develops due to the interaction between the piles

and the settling soil. Hanna and Sharif (2006) suggested that negative skin friction is

developed on the pile’s shaft shortly after applying the surcharge load, and continues to

exist until the completion of the consolidation of the surrounding soil.Kong, Yang et al.

(2008) states that NSF may occur by downward vertical soil stress near the pile transferred

to the pile shaft when the soil next to a pile settles more than the pile under surface load or

groundwater lowering conditions. The pile is usually modeled as a beam loaded at the free

(for rotation) pile head by the given either axial or lateral load. In most of the real cases,

piles are composed into pile-groups with a common capping beam or slab in order to

strengthen their stiffness and load resistance. Karolina Gorska et al. (2017), Poulos (1971)

method assumes that the soil is elastic and it accounts for the influence of one pile on

other piles in the group through the use of influence factors based on linear elastic theory.

A pile cap that remains in contact with the ground provides additional lateral restraint to

the group. However, settlement or scour of the soil around the piles may reduce or

eliminate the cap-soil contact and thereby reduce the lateral restraint provided by the cap.

For this reason, the resistance of the cap to lateral loads is usually neglected Phillip S. K.

et al (2013). The distributions of drag-load were influenced by load sequence of pile head

load and surface load significantly, Qing, Gang-qiang et al. (2008) .The behavior of pile

groups, however, is more complex and has not been adequately examined or understood.

While many model tests were carried out in loose and dense sands Singh and Prakash

(1973), the few field test available, particularly with regard to bored pile groups, are either

not well documented Liu et al. (1985) or deal with special conditions such as under-

reamed pile groups Garg (1979).

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2.20 Negative skin friction on the pile groups

Negative skin friction is an unusual pile-soil interaction phenomenon that happens in

driving piles into the soil has filled in, upon or at the end stage of the accomplishment of

piling procedure Hussein Y., (2018). The magnitude of the movement necessary for

negative skin friction to develop has been reported in a few papers. Walker (1973)

reported that a 35 mm settlement of the ground surface due to a 3 meters high surcharge

placed around single piles was sufficient to develop negative skin friction down to a depth

of 18 meter. Comodromos and Bareka (2005) stated that the effect of negative skin

friction was quantified from the analysis of the particular soil profile and that the use of

these quantitative data would be unwise in soil profiles and pile group configurations.

Drag load is induced on the pile as an additional load due to negative skin friction

conventionally develops on the pile surface, which needs to be considered in pile design

Noor, Hanna & Mashhour, (2013). Bjerin (1977) found that negative skin friction was

fully mobilized to a depth of about 25 meter after a relative displacement of about 5 mm

as measured at a short distance away from the pile (about 0.12 meter). He also suggested

that at 5m, the relative displacement was about 8 mm. Bozozuk (1981) found that a

reversal of direction of shear forces down to a depth of 20 meter occurred when loading a

pile and generating a relative movement of about 5 mm at the pile head. Bjerrum,

Johannessen et al. (1969) reported negative skin friction developing along piles at a site

where the settlement under a recent fill amounted to 2 meter, he also reported that about

the same magnitude of negative skin fraction developed on the same type of piles driven

under an adjacent, 70 year old fill of the same height in the same type of soil, which did

not experience any new settlement after the pile installation. He also showed that negative

skin friction is proportional to the effective overburden stress in the soil surrounding the

pile. Zeevaert (1972) presented a method of calculating the negative skin friction based on

the reduction of the effective overburden stress caused by the soil "hanging" on the pile.

The constant of proportionality is called beta-coefficient, , and it is a function of the earth

pressure coefficient in the soil Ks, times the soil friction, tan ϕ', times the ratio of the wall

friction M = tan δ'/tan ϕ'. (Bozozuk, 1972).

M.J. Tomlinson suggested that Calculation of the magnitude of the negative skin friction

is a complex problem which depends on the following factors.

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a) The relative movement between the fill and the pile shaft.

b) The relative movement between any underlying compressible soil and the pile

c) The elastic compression of the pile under the working load.

d) The rate of consolidation of the compressible layers.

2.3 Pile Group Behaviour and Effeciency

Piles are usually constructed in groups and tied together by a concrete cap at the ground

surface. Piles in closely spaced groups behave differently than single isolated piles

because of pile-soil-pile interactions that take place in the group. Tuan (2016) suggested

that determination of the load-bearing capacity of group piles is extremely complicated

and has not yet been fully resolved. The loads applied by a structure are quite large and

usually cannot be supported by a single pile, so a number of piles are placed together to

form a pile group, with a substantial reinforced concrete pile cap placed on top to transfer

and distribute the loadings from the structure to the piles G. E. Barnes ,(1995). He also

suggested that Piles are grouped together usually on a square grid pattern with the

structural load transferred to and shared between the piles by a thick reinforced concrete

pile cap. The analysis of a pile group is three dimensional. Consequently current methods

of analysis of pile groups subjected to combined axial loads, lateral loads and turning

moments are either wholly based on linear elastic soil behavior Poulos (2006) ,or combine

nonlinear single pile response with linear elastic forms of interaction O'Neil et al. (1977).

If piles are far apart in terms of multiples of pile diameter, pile–soil–pile interaction will

not occur. As the piles become closer to each other, the stress in the soil from the

distribution of axial load or lateral load to the soil will affect nearby piles. The simple way

to consider the influence of the effect of the stresses in the soil is to think of the efficiency

of closely spaced piles becoming less than unity, Reese, Isenhower et al. (2006).

The main effects which influence the behavior of pile groups are, according to Rudolf

(2005):

The stiffness of the raft and/or the superstructure

The pile type

The installation procedure

The size of the pile group

The ratio of pile spacing to pile length

The soil type.

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The settlements of a pile group in working load conditions are in general bigger than the

vertical displacements of a single pile with equivalent load (Fig. 2.1a). The group effect is

related to increased settlements of a pile, if this pile is affected by the displacement field

of a neighboring pile Randolph (2003). At high load levels, pile groups show in general a

stiffer response than single piles, which comes from the fact that the stress state in the soil

increases. But as stated by Kempfert and Rudolf (2005), pile groups in the allowable load

range experience generally higher displacements than single piles. Within a pile group, the

behaviors of the individual piles also differ significantly. Fig.2-1b illustrates the load-

settlement behavior of the center, edge and corner pile of a 9-pile group. The load carried

by the piles varies depending on the stiffness of the superstructure. If the raft and/or the

superstructure are relatively stiff, more loads are initially transferred to the corner piles.

(a) (b)

Figure 2. 1 Single pile vs. pile group load-settlement behavior of individual piles

A typical quantity to describe the group effect is the group efficiency factor Gs, which is

defined as the ratio of the average group settlement (Sg) divided by the settlement of a

single pile (Se) at the same load level. � = ��� ………………………… (2.1)

To evaluate the load-settlement behavior of pile groups, a number of approaches are

available in the literature. There are empirical methods as presented by Skempton (1953)

or Hettler (1986) and other approaches that use equivalent piers or equivalent rafts (e.g.

Randolph 1994). The size and the position of the equivalent raft depend on the load

transfer mechanism of the pile (end-bearing or friction pile), while the equivalent pier

needs an equivalent diameter and homogenized stiffness. Analytical methods to calculate

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settlements of pile groups can be divided into a group that does not take pile-pile

interaction into account and another group that accounts for pile interactions by means of

interaction factors. Detailed information related to the first group is given in Rudolf

(2005) and an overview of the possibilities of the latter group is presented by, Poulos

(2006). All approaches mentioned have deficiencies either to the geometrical definition of

the pile group or to a realistic representation of the soil. In the author's opinion, pile

groups are a typical example of boundary value problems where numerical analyses - and

especially 3D modeling - are essential. Various authors showed the potential of different

numerical methods; e.g.El-Mossallamy, Hefny et al. (2013), who used a coupled finite

element and boundary element method; Comodromos and Bareka (2005) who conducted

the finite difference method to analysis axially-loaded pile groups; or Chow (2007), who

applied a combination of finite layer and FE technique to study pile group effects. Of

course, the finite element technique is also increasingly utilized to calculate the

performance of such foundation. Several efficiency formulas have been proposed to relate

the behavior of a pile group to that of the individual piles in the group. These formulas are

mostly based on relating the group efficiency to the spacing between the piles and always

yield g values of less than unity, regardless of the pile/ soil conditions. A major apparent

shortcoming in most of the available efficiency formulas is that they do not account for the

characteristics of the soil in contact with the pile group.

The most acceptable formulas for pile groups in clay are briefly summarized as follows:

1. The converse-Labarre (Bolin 1941) method. Formula is one of the most widely used

formulae for evaluating pile group behavior. According to this formula, the efficiency of

the group is equal to: � = − − + − ……………… (2.2)

Where η = Efficiency of the pile group, m = Number of rows, n = Number of columns = − � …………........... (2.3)

s = Center to center spacing of piles, d = diameter of piles

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2. Feld (1943) method. Feld proposed a rule of thumb to determine the efficiency of a pile

group. In his method, the capacity of a pile group is defined as the summation of the

capacities of the individual piles in the group multiplied by a factor ranging between 0.72

and 0.94 according to the number of piles. Feld also suggested a method by which the load

capacity of the individual piles in the group embedded in sand could be obtained.

According to this method, the capacity of the pile is reduced by 1/16 by each adjacent

diagonal or row pile.

3. Whitaker (1957) method. Whitaker developed design charts for determining the

efficiency of a pile group based on the results of the experimental models. These charts are

adopted in the design manuals of the U.S. Army Corps of Engineers and the U.S. Navy.

4. Poulos and Davis (1980) method. The pile group efficiency is defined as

� = + ( ∗ ∗� )� ………………… (2.4)

Where QB and Qa = the ultimate load capacities of the block of piles (equivalent large

pile), and that of a single pile, respectively.

Pham AnhTuan (2016) Suggested that the most widely recognized standard for

quantifying group interaction effects in the group efficiency factor, η, which is defined in

Equation (1) as the average capacity per pile in a group dived by the capacity of a single

pile. � = �� �∑ �� = �� �(�� � ) ………………. (2.5)

Where ηg = group efficiency; = ultimate load-bearing capacity of the group pile; = ultimate load-bearing capacity of the single pile; n = the number of piles in the

group.

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Figure 2. 2 Group efficiency according to Converse-Labarre (after Garg, 1979)

5. Los angles group action, 1944 equation can be expressed as: � = − �� [ − + − + √ − ] …………………… (2.6)

6. Seiler and Keeney also expressed the pile group efficiency as: � = { − [ �� − ] [ + −+ − ]} + .+ ..……………… (2.7)

Where s = Center to center spacing of piles in ft.

The above equations were developed under the geometric condition of the pile group

number of piles, center to center spacing of the piles in the group. Furthermore, they did

not consider the other important parameters, such as length of the pile, soil property and

load distribution between the piles. The technique is well explained if one examines

Figure 3, which shows the plan of a group pile. Different loads will be assigned to

different piles within the group based on their position. With this in mind table 2-1

presents the load distribution and the reduction factor of each pile within the group.

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Table 2.1 ultimate capacity (After Feld, 1943)

Hence � = �� ���� = . QuQu = %

Figure 2. 3 Feld’s method for estimating the group capacity of friction piles

2.4 Loads in pile groups

2.4.1 Axial Load Behavior of pile

David M. Potts (2001) suggested that one of the important issues when analyzing a pile

subject to vertical loading is the modeling of the interface between the pile and the soil

adjacent to the pile shaft. Yasser Khodair et al (2013) the applied axial load did not

significantly affect neither the induced bending moment nor lateral displacement in the

pile. A compressive load applied to the head (top) of the pile is transferred to the

surrounding soil by a combination of skin friction along the embedded length and end

bearing at the tip (bottom) of the pile. For relatively short piles, only the end bearing effect

is significant. For relatively long piles in soil (excluding tip bearing piles on rock), the

predominant load transfer is due to skin friction and axial tension load is resisted only by

skin friction Reed L. Mosher (2000). When the load is applied at the centroid of the group

it is assumed to be distributed uniformly to all piles by the pile cap, which is taken to be

rigid, this gives the load per pile T.J. Macginley (1990) . Pile foundations carrying vertical

(axial) loads are necessary to support large structures when the grounds (geotechnical

conditions) are not strong and stiff enough to support the structure Karolina Gorska et al.

(2017). Fa = (P+W)/N Where P is the axial load from the column, W is the weight of the

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pile cap and N is the number of piles figure 2-4; but as it compared from the weight of

other structure the weight of the pile cap is very small in this paper it is ignored. For this

study axial load is take in consideration.

Figure 2. 4 Column load

2.5 Factors Influencing Pile Group Behavior

Driven piles: Driven piles are normally placed in groups with spacing’s less than 6B where B is the width or diameter of an individual pile. The pile group is often joined at the

ground surface by a concrete slab such as a pile cap, Figure 2-8a. If pile spacing within the

optimum range, the load capacity of groups of driven piles in cohesion less soils can often

be greater than the sum of the capacities of isolated piles, because driving can compact

sands and can increase skin friction and end-bearing resistance .

Batter: Battered piles are used in groups of at least two or Pile Groups more piles to

increase capacity and loading resistance. The angle of inclination should rarely exceed 20

degrees from the vertical for normal construction and should never exceed 26½ degrees.

Battered piles should be avoided where significant negative skin friction and down-drag

forces may occur. Batter piles should be avoided where the structure’s foundation must respond with ductility to unusually large loads or where large seismic loads can be

transferred to the structure through the foundation.

Fixity: The fixity of the pile head into the pile cap influences the loading capacity of the

pile group. Fixing the pile rather than pinning into the pile cap usually increases the lateral

stiffness of the group, and the moment. A group of fixed piles can therefore support about

twice the lateral load at identical deflections as the pinned group. A fixed connection

between the pile and cap is also able to transfer significant bending moment through the

connection. The minimum vertical embedment distance of the top of the pile into the cap

required for achieving a fixed connection is 2D where D is the pile diameter or width.

Stiffness of pile cap: Xia, Hu et al. (2013) in practical engineering, pile cap is neither

completely flexible nor completely rigid. The stiffness of the pile cap will influence the

distribution of structural loads to the individual piles .The thickness of the pile cap must

be at least four times the width of an individual pile to cause a significant influence on the

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stiffness of the foundation (Fleming et al. 1985). A rigid cap can usually be assumed for

gravity type hydraulic a rigid cap can usually be assumed for gravity type hydraulic.

Soil modulus: The elastic soil modulus Es and the lateral modulus of subgrade reaction

Els relate lateral, axial, and rotational resistance of the pile-soil medium to displacements.

The modulus of submerged sands should be reduced by the ratio of the submerged unit

weight divided by the soil unit weight. The modulus of elasticity or Young’s modulus of a soil is an elastic soil parameter most commonly used in the estimation of settlement from

static loads. Young’s modulus, Es, may be estimated from empirical correlations,

laboratory test results and field tests. Typical values of elastic moduli for sand soil are

presented in table 2.3.

2.6 Loading Condition

Suggested that the pile groups in stiff or even hard clays with a relative length L/D<25

and normalized spacing S/D higher than 3.0 a settlement of the order of 10% of the pile

diameter (D) is sufficient to reach the bearing capacity of the group, while for higher

values of the ratio L/D and closer pile dispositions increased settlement level is required.

In this study, the pile geometry is symmetric, if it can be symmetry the full load was

applied to the pile in the FEM analysis in the form of pressure load on the pile cap. Most

pile foundations consist not of a single pile, but of a group of piles for supporting

superstructures. The problem is complicated by the presence of the pile cap in two ways.

1. The cap is perfectly rigid and the axial loading is symmetrical, all of the piles will settle

the same amount. However, if the cap is flexible, the settlement of the piles will be

different.

2. If the cap rests on the ground surface, some of the axial load will be sustained by

bearing pressure on the cap. Many authors have treated the problem of the distribution of

the axial load to the piles and to the cap. However, conservatively, the assumption can be

made that there can be settlement of the soil beneath the cap and that the entire load is

taken by the piles. The position of each pile in the group is less important than that of piles

under lateral loading. A number of investigators, such as Poulos and Davis (1980) and

Focht Jr and Koch (1973) have used the theory of elasticity to develop interaction. The

concept of block failure (i.e., simultaneous failure of the piles and of the mass of soil

within the pile group) is commonly used to calculate the ultimate capacity of a closed-

spaced pile group. As shown in figure 2.5.

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Figure 2.5 Block-Failures model for closed-spaced piles, Reese, Wang et al. (2000)

2.7 Properties of Pile Cap

A pile cap is a thick concrete mat that rests on concrete or timber piles that has been

driven in to soft or unstable ground to provide a suitable foundation. El-Garhy et al.

(2009) presents the results of experimental study on model piles to show the effect of pile

cap elevation below the ground surface and pile spacing on lateral resistance of single pile

and pile groups driven in sand. U. K. Nath et al (2013), a pile cap is mostly reinforced

concrete slab or block to resist the given load which comes from super structure and

interconnects a group of piles. It should normally be rigid so as to distribute the forces

equally on the piles of a group. In general it is designed like a footing on soil but with the

difference that instead of uniform reaction from the soil, the reactions in this case are

concentrated either point loads or distributed. In practical there is no completely rigid and

completely flexible pile cap. Pile caps are modeled as a plate element and can be used to

simulate the influences of pile.

2.8 Properties of Pile

Concrete circular section pile with linear elastic properties was used in this study. The pile

was simulated utilizing 8-noded brick elements. Concrete piles may be divided into two

basic categories: Precast piles and cast-in-situ piles. For this study pre-cast concrete piles

can be used. It can be prepared by using ordinary reinforcement, and they can be square or

octagonal in cross section. Reinforcement is provided to enable the pile to resist the

bending moment developed during pickup and transportation, the vertical load, and the

bending moment caused by a lateral load. For this study the load type was axial. So the

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bending moment is not my concern. The piles are cast to desired lengths and cured before

being transported to the work sites, Das (2010). Rabbany, Islam et al. (2018) pile spacing

depends on different factors. Geotechnical engineers make their decision as per field

condition and different lab test and analysis (Which is not covered in this study). The

center to center distance of pile is related to different factors such as type of pile (Friction

pile, end bearing pile etc.), type of soil (Less compressive soil, high compressive soil etc.).

The small change in pile spacing initiates a significant change in pile cap design which is

directly related to economy & safety. In usual practice piles are spaced 2.5 times the

diameter for the end bearing piles or 3.0 times the diameter for friction pile. The usual

length of concrete pile is 10 m to 15 m and its respective load is . 2.9 The Embedded Pile Concept

Habil. P (2012) Numerical methods are increasingly utilized to calculate the performance

of deep foundations, for this calculation a two-dimensional representation of pile groups is

usually not sufficient and 3D modeling is required. This naturally leads to very large

models if a high number of piles are discretized with volume elements, thus problems that

are difficult to analyze. An attractive method to reduce the complexity of such models is

the use of a so called embedded pile formulation, where piles are not explicitly modeled

with continuum finite elements but replaced by a special “formulation” that can take into

account the behavior of a pile penetrating a finite element in any orientation. The benefit

of this concept is that piles are not discretized by means of volume elements and thus do

not affect the finite element mesh. H.K. Engin (2009) conclude that the embedded pile

model consisting of beam elements with non-linear skin and tip interfaces is developed in

finite element model to describe the pile-soil interaction in an efficient manner. The

interaction between the pile and the surrounding soil at the pile shaft is described by

means of embedded interface elements. At the pile tip, the soil resistance against

compression is represented by means of embedded non-linear spring elements. There is no

need for mesh refinement around piles as 3D mesh is not distorted by introducing these

elements which make embedded piles very efficient and time saving especially when a

large group of piles is modeled. Embedded piles are available in both finite element codes

PLAXIS 3D and ABAQUS. The studies presented in this thesis are mainly conducted by

ABAQUS.

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2.10 Contact Behaviors of Pile -Soil Interface

Zhan (2012) suggested the contact behaviors at the pile-soil surface include load transfer

mechanisms both in the normal and tangent direction. The normal force is transferred only

when pile and soil are contact tightly; otherwise, it becomes zero. This kind of normal

contact behavior can be modeled by “hard” contact option provided by ABAQUS. The

tangent behavior can range from rough contact with no relative sliding between soil and

pile occurs to frictionless sliding conditions with no friction develops along the shaft of

the pile. For contact between these two ideal cases, Coulomb frictional model built in

ABAQUS can be selected to depict the interaction at the pile-soil interface condition

prescribed frictional coefficient . The two ideal contact conditions can also be realized

through prescribed a higher or zero frictional coefficients. The shear resistance of interface

is always dependent on the frictional coefficient and normal stress if no limit shear

resistance is defined. Trochanis, Bielak et al. (1991) the soil-pile interface modeling is

very important due to its influence on the pile response under lateral loading .In the soil-

pile interaction, the surrounding soil and the pile elements are assumed deformable. The

surface of pile elements and soil elements have contact, which the surface of pile elements

are selected as “Master surface” and the surfaces of soil elements are defined as “Slave

surface” . In ABAQUS these surfaces are called the contact pair.

2.11 Parametric Study

The behavior of a pile in a group is influenced by the presence of loadings on neighboring

piles when piles are closely spaced. This is referred to as group effect. A major parameter

influencing the group effect is the spacing between piles. Experiments by Koerner and

Mukhopadhyay (1972) and Ito and Matsui (1976) clearly show this influence through the

use of small scale experiments: at center to center spacing larger than 5 diameters there is

a small group effect while below 2.5 diameters there is a definitely large group effect.

Based on the above literature review, a series of numerical analyses on pile groups were

performed for layered soil conditions, center to center spacing in this paper were 3D, 4D

and 5D. The cases of pile groups with pile cap are analyzed. The other parameter which is

taken in to consideration for this study was length of the pile .The pile length which is

used for this study were 20 m,15 m,10 m, and 5 m. It is assumed that the external load is

only applied to the ground surface of the soil as a distributed load (i.e. rigid pile cap). The

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piles are square for simplicity. The water table is assumed constant at the bottom ground

surface and a drained analysis was performed. The ultimate down-drag forces result from

the long term behavior of the soil and are calculated on the basis of effective stress

parameters. The soil properties chosen to represent soft clay, loose sand and bearing sand

were selected accordingly. The drained Poisson’s ratio of the soil is taken to be 0.3 in all

cases. Table 2-8 and 2-9 shows the material properties of concrete and soil respectively.

2.12 Methods to Estimate the Load Capacity of Piles

Pile load carrying capacity depends on various factors, including

(1) Pile characteristics such as pile length, cross section, and shape

(2) Soil configuration and short- and long-term soil properties

(3) Pile installation method, but its installation effect is ignored for this study

Obviously in Geotechnical engineering, there are two basic methods to estimate the load

capacity of piles which are α and methods. - Method: The α-method is used to calculate the load capacity of piles in cohesive soils.

This method is based on the un-drained shear strength of cohesive soils; thus, it is well

suited for short-term pile load capacity calculations. The ultimate load capacity of a pile is

the sum of its friction capacity, , and end-bearing capacity, . The friction capacity of

pile in this method which is interface shear stress , between the pile surface and the

surrounding soil determines the value of skin friction. This value is the product of α and

cu (un-drained shear strength of soil). = (2.8)

Where α is a factor that can be obtained from one of several semi-empirical equations

available in the literature (e.g., API, 1984; Semple and Ridgen, 1984; Fleming et al., 1985)

but this method is used for only short term analysis so it is not take into consideration for

this work.

−Method: This method can be used for both cohesive and cohesion less soils. The

method is based on effective stress analysis and is suited for short- and long-term analyses

of pile load capacity Helwany (2007). He also suggested that four main measures must be

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considered for a successful finite element analysis of soils considering their long-term

(drained) behavior.

(1) The initial conditions of the soil strata (initial geostatic stresses, initial pore water

pressures, and initial void ratios) must be estimated carefully and implemented in the

analysis. The initial conditions will determine the initial stiffness and strength of the

soil strata;

(2) The boundary conditions must be defined carefully as being pervious or impervious;

(3) The long-term strength parameters of the soil must be used in an appropriate soil

model

(4) Loads must be applied very slowly to avoid the generation of excess pore water

pressure throughout the analysis.

Drained and un-drained analyses differ only in the way we apply the load: Very slow

loading allows the generated excess pore water pressure to dissipate and the long-term

strength parameters to be mobilized, whereas fast loading does not allow enough time for

the pore water pressure to dissipate, thus invoking the short-term strength of the soil. This

means that there is no need to input the short term strength parameters because the

constitutive model will react to fast loading in an “un-drained” manner, Sam Helwany,

(2007). For this study drained analysis and slow loading (long term) analysis is used.

2.12.1 Friction Capacity: β Method

This method consider the pile embedded in thick homogenous soil which is fully saturated

.The average lateral effective stress exerted on the pile by the surrounding soil is �ℎ′.This

stress is taken as the lateral effective stress at the mid-point of the pile. The friction stress

between the pile and the surrounding soil can be calculated by multiplying the friction

factor µ, between the pile and the soil with the value ℎ′ . Thus = µ�ℎ′ but �ℎ′ = � ′ where � ’ is the vertical effective stress at the pile

midpoint and is the lateral earth pressure coefficient at rest so the friction stress = µ � ′ (2.9)

The skin friction force between the pile surface and soil is calculated as follows = = µ � ′ × � × ℎ (2.10)

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= � ′ × � × ℎ = µ

The lateral earth pressure coefficient at rest is given by = − � �′ . where

is over consolidated ratio, for normally consolidated clay soil = . In clays, the

value of can be estimated from above equation µ = tan ϕ Burland (1973) .For sands,

McClelland (1974) suggested values of ranging from 0.15 to 0.γ5. Meyerhof (1976)

suggested values of = . , . , and 1.2 for ϕ'= β8◦, γ5◦, and γ7◦, respectively.

2.11 End-Bearing Capacity: -Method

Using Terzaghi’s bearing capacity equation, the bearing capacity at the base of the pile

can be calculated: = � ′ + ′ (2.11)

Where (� ′ ) is the vertical effective stress at the base of the pile, is the cohesion of

the soil under the base of the pile, and and are bearing capacity coefficients.

The corresponding load capacity is = = [ � ′ + ′ ] (2.12)

Where, is equal to the cross-sectional area of the base of the pile.

Janbu (1976) presented equations to estimate and for various soils: = ( �′ + √ + tan � ) exp � �′ (2.13) = − �′ (2.14)

Where η is an angle defining the shape of the shear surface around the tip of a pile as

shown in figure 2-7 .The angle η ranges from π/γ for soft clays to 0.58π for dense sands.

The ultimate load capacity of a pile is the sum of its friction capacity and end-bearing

capacity: = + (2.15)

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Figure 2. 6 Piles’ side friction and end bearing, Sam Helwany, (2007)

2.1β.β Method for Group Pile

Piles are generally used in groups. The arrangements, such as rectangular and circular, are

possible. The spacing, s, between two piles center to center should be greater than 2D,

where D is the pile diameter. A concrete cap is generally used to connect the heads of the

piles in a pile group. Loads are applied to the cap that transfers them to the piles. There are

two possible mechanism of failure in pile group.

1. Single-pile failure mechanism: In this mechanism each single pile in the group

fails individually, and the failure of all piles occurs simultaneously. In this case the

pile group capacity, � , is equal to , where n is the number of

piles in the group and is the load capacity of a single pile. For a single

pile can be calculated using the α-method and/or the -method but for this study

method is take into consideration.

2. Block failure mechanism: In this mechanism the pile group, along with the soil

between the piles, fails as a monolith (big block) that has the dimensions × × defined in figure 2-7. The group load capacity for this failure mechanism

can be calculated using the α-method and/or the -method applied to a “mammoth”

pile having the dimensions of the failing block. By using method, calculation of

block failure is as follows: = ∑�=�= � ′ � � � � � ℎ �] + [ � ′ + ′ ] (2.16)

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Where ( block is the pile group capacity with block failure, n is the number of piles,

perimeter and area of the group is as follows :

= + (2.17) = × . (2.18)

Figure 2.7 Pile group With Pile Cap, Helwany, (2007)

2.13 Boundary Conditions

The boundary conditions differ according to the type of loading. In static analyzing the

bottom of the model which demonstrates the top of the bedrock layer was fixed in all

directions. However the top face of the model was free to move in all directions in both

static and dynamic analyzing. The symmetry surfaces were free to move on the surface of

the symmetry plane, but fixed against the normal displacement to the plane. In order to

illustrate a horizontally infinite soil medium during static and dynamic analysis, the

elements along the sides of the model were simulated as Kelvin elements (spring and

dashpot), and they were free to move in vertical direction as shown in the figure 2-9.

(a) eight-nodded element (b) two-nodded Element (c) Five nodded element

Figure 2. 8 KELVIN element type with node (ABAQUS, 2010)

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2.14 Location of the Neutral Plane

Neutral Point: The point where the shear stress along the pile changes over from negative

skin friction into positive shaft resistance is called the neutral point, Saha (2015) . He also

suggested that about neutral plane is the depth where the shear stress along the pile

changes over from negative skin friction into positive shaft resistance. According to

Fellenius and Siegel (2008) the neutral plane is the plane where there is no relative

movement between the pile and the soil. He also indicated that the greater the pile toe

resistance, the deeper the neutral plane, and the larger the drag-load. The neutral plane is

the location where NSF transits into PSF and is also the point where the drag-load, PN is

at its maximum since it signifies the plane of force equilibrium, Gwee Boon Hong (2013)

figure 2.9 .The neutral plane, where the pile settles the same amount as surrounding soil, it

is also an important parameter in estimating the drag-load in a pile Liu, Gao et al. (2012)

.The neutral plane is located where the negative skin friction changes over to positive shaft

resistance (the point of equilibrium). Its location is determined by the requirement that the

sum of the applied dead load plus the drag-load is in equilibrium with the sum of the

positive shaft resistance and the toe resistance of the pile. Fellenius (1984) also reported

that the influence of upper load on neutral point position. The settlement of a pile due to

skin friction eventually leads to equilibrium where the upper soil layers exert a downward

force while the lower layers exert an upward force on the pile. The location of the

transition between negative shear and positive shear is referred to as the neutral plane. A

ratio of the depth of the neutral plane to the pile length in compressible strata, LNP/L, is

suggested to be taken approximately as 0.75 if no test data is available NAVFAC (1986).

This value is not conservative for an end-bearing pile, where the neutral plane is expected

to be close to the toe of the pile. NAVFAC (1986) also suggests calculating the depth of

neutral plane by trial and error procedure by comparing the settlement of soil to that of

pile. Endo et al. (1969) demonstrated clearly that for piles subjected to NSF, there exists a

point where the NSF transits into PSF and at this point, the soil and pile displacement

equalizes. In the case of Indraratna, Balasubramaniam et al. (1992) the final NP was found

to be at the bottom of the soft consolidating clay as beyond this depth, relatively stiff clay

was present. Shen (2008) suggested that although ZNP would generally shift upward upon

application of load at pile head, the extent of this shift is very much dependent on other

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factors such as the end-bearing condition and should therefore be treated with caution in

design.

Figure 2. 9 Illustration, of NSF mechanism Gwee Boon Hong, (2013)

2.15 Physical Properties of Typical Sand Soil

Several manuals and studies have been published regarding the physical properties of

typical sands. Empirical correlations or values for the necessary material characteristics

were employed in the present study. The sand soil is modeled as elasto-plastic material

and the interacting concrete as perfectly elastic material. The young’s modulus and

poison’s ratio define a given perfectly elastic material. Whereas, if one uses the Mohr-

Coulomb plastic constitutive model, then cohesion and angle of internal friction will

define the plastic behavior of a given material like soil and rocks. In the present study, the

Mohr-coulomb constitutive model was employed. In the subsequent sections, each

parameter that defines elastic and plastic behavior of soils is reviewed.

Table2. 2 typical elastic moduli of sand soils after USACE table D-3

Soil ,

Loose sand

Dense sand

9,500-23,750

23,750-95,000

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β.16 Poisson’s Ratio

Poisson's ratio, named after Siméon Poisson, is the negative ratio of transverse to axial

strain. When a material is compressed in one direction, it usually tends to expand in the

other two directions perpendicular to the direction of compression. This phenomenon is

called the poisons effect.

Table 2. 3 Typical Poisson’s ratio of soils after Bowles, 1996

soil Poisson’s ratio

Most clay soils 0.4 to 0.5

Saturated clay soils 0.45 to 0.5

Cohesion-less ,medium and dense 0.2 to 0.35

Cohesion-less ,loose to medium 0.3 to 0.4

2.17 Angle of Internal Friction

Angle of internal friction for a given soil is the angle on the graph (Mohr's Circle) of the

shear stress and normal effective stresses at which shear failure occurs or it is the

maximum angle of obliquity at which sliding of unstable soil mass over a stable soil mass

will occur. One of the empirical correlations of angle of internal frictions with SPT

numbers for sands has been given. The relation is summarized (table 2-4)

Table 2. 4 typical angle of internal friction for sand soils after Meyerhof, 1956

SPT penetration ,

N value (blows/foot) Density of sand ϕ (degrees)

<4

4-10

10-30

30-50

>50

Very loose

Lose

Medium

Dense

Very dense

<30

30-35

35-40

40-45

>45

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Another correlation of SPT numbers with the angle of internal friction was given in the

table 2.5.

Table 2. 5 typical angle of internal friction for sand soils after Peck, 1974

SPT penetration ,

N value (blows/foot)

Density of sand

ϕ (degrees)

<4

4-10

10-30

30-50

>50

Very loose

Lose

Medium

Dense

Very dense

<30

30-35

35-40

40-45

>45

2.18 Unit Weight of the Soil

Unit weight of a soil mass is the ratio of the total weight of soil to the total volume of soil.

Empirical values for , of granular soils based on the standard penetration number are

given in table 2-6.

Table 2. 6 typical unit weight values of granular soils after Bowles, 1996

SPT penetration ,N value / /

0-4 70-100 11-16

4-10 90-115 14-18

10-30 110-130 17-20

30-50 110-140 17-22

>50 130-150 20-24

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2.19 Computation of the Soil Settlement

The pile settlement can be calculated if the load carried by skin friction and the load

transferred to the base at the working load can be reliably estimated. The head settlement

is then given by the sum of elastic shortening of the shaft and compression of the soil

beneath the base as follows: = ��+ � �� � + . � . ( − )�� ………… (16)

Where S = settlement of the pile, Eb = deformation modulus of the soil, Qs and Qb loads

on the pile shaft and base respectively, L = shaft length, Ep = elastic modulus of pile

material, D = the pile diameter, = Poisson’s ratio, � = is influence factor related to the

ratio of L/R, if L/D > 5 � is taken as 0.5, M.J.Tmlinson (2004).

The settlement of the single pile is governed largely by the following dimensionless

parameters:

The length to diameter ratio

The pile stiffness factor K, the ratio of the young’ modulus of the equivalent solid

pile sections, Ep, to the young’ modulus of the soil, Es.

The Eb/Es, the ratio of the young’ modulus of the bearing stratum at the pile tip to

the young’s modulus of the soil. Settlement of a single pile floating in a

homogenous sand soil layer using the concepts of theory of elasticity was

computed from the equation provided by Poulos, 1989). = / ∗ �

Where P is the load applied at the top of the pile, L is the length of the pile (solid cross-

section), D is the diameter of the pile, Es is the modulus of elasticity of the soil at the tip of

the pile, Ep is the modulus of elasticity of the pile, Ip is the influence factor for settlement,

K is pile stiffness factor and is given by: = /

The influence factor for settlement is a function of stiffness factor and L/d ratio. The

diagram below is used to get the influence factor for settlement.

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Figure 2. 10 Influence factor for settlement, after Poulos, (1989)

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3. METHODOLOGY

3.1Finite Element Method

According to Poulos and Davis (1980) FEM offers the most powerful analytical approach

for pile design as both the non-linear behavior of soil and the complete history of pile can

be modeled. However, one should recognize that FEM is a complex tool which requires

the user to have a good understanding of the specific engineering problem to be solved.

On the other hand, the problem domain should also be kept as small as possible so as to

minimize computation time.

ABAQUS is one type of finite element method which is powerful engineering simulation

programs. It is the finite element method that can solve problems ranging from relatively

simple linear analyses to the most challenging nonlinear simulations. ABAQUS contains

an extensive library of elements that can model virtually any geometry. Designed as a

general-purpose simulation tool, it can be used to study more than just structural

(stress/displacement) problems. Problems with multiple components are modeled by

associating the geometry defining each component with the appropriate material models

and specifying component interactions. In a nonlinear analysis it automatically chooses

appropriate load increments and convergence tolerances and continually adjusts them

during the analysis to ensure that an accurate solution is obtained efficiently (ABAQUS

user manuals 6.13.).

3.3 Finite Element Modeling

For the investigation of the behavior of vertical piles under vertical loading conditions a

three-dimensional (3D) numerical model was used. The finite element software ABAQUS

2011 was applied. The finite element soil models used in this study were the linear elastic

(LE) and Mohr Coulomb (MC) model. The Mohr–Coulomb model was selected in this

research due to its wide use in practice and a limited number of input parameters. A non-

associated elastic-perfectly plastic model with Mohr–Coulomb failure criterion is used for

soils. It has five input parameters, i.e., elastic modulus (E) and Poisson’s ratio (v) for soil

elasticity, friction angle (φ) and cohesion (c) for soil plasticity and dilatancy angle (ψ). An

isotropic elastic model is used for modeling of pile and pile cap. The analysis was

calculated in analytical and numerical method. For this analysis: First, the self-weight of

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the pile and soil is applied using the ‘‘gravity’’ option. Since the initial ground stress is

important in geotechnical engineering problems, the ‘‘geostatic’’ command is invoked to

make sure that equilibrium is satisfied within the layered soil and the pile. Second, a

uniform surcharge is applied on the pile cap in the form of pressure load and no drainage

is allowed in this step. As indicated above the excess pore water pressure assumed

completely dissipated and used drained (long term) condition. Solid reinforced concrete

piles and pile caps were used for this study by using isotropic elastic concrete model.

Circular section pile with linear elastic properties was used in this study. The piles were

embedded through consolidating clay soil and loose sand with the length of 19.5 m. The

pile cap was direct contact with the ground surface. One of the most important issues in

geotechnical numerical modeling is the simulation of the soil’s stress-strain-behavior.

3.4 Pile –Soil- Pile Interaction

Zhan, Wang et al. (2012) suggested the contact behaviors at the pile-soil surface include

load transfer mechanisms both in the normal and tangent direction. The normal force is

transferred only when pile and soil are contact tightly; otherwise, it becomes zero. This

kind of normal contact behavior can be modeled by “hard” contact option provided by

ABAQUS. The tangent behavior can range from rough contact with no relative sliding

between soil and pile due to frictionless sliding conditions with no friction develops along

the shaft of the pile. For contact between these two ideal cases, coulomb frictional model

built in ABAQUS can be selected to depict the interaction at the pile-soil interface

condition which has frictional coefficient . In this study the modeling is take in to

consideration penalty contact type which has frictional coefficient value of 0.385. In an

ABAQUS/Standard simulation possible contact is defined by assigning the surface names

to a contact interaction (contact pair approach) or by invoking an automatically-defined

all-inclusive element-based surface as the contact domain (general contact approach). The

soil (more flexible surface) is slave surface, pile and pile cap (the more rigid surface) is

the Master surface. The small-sliding formulation (available only for contact pairs) is

appropriate if the relative motion of the two surfaces is less than a small proportion of the

characteristic length of an element face.

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Table 3. 1 Reynolds guideline chart of pile cap thickness with pile dia. Pile dia. (mm) 300 350 400 450 500 550 600 750

Thickness (mm) 700 800 900 1000 1100 1200 1400 1800

3.5 Material Model

Sheng L. (2018) suggested that soil is unacceptable to reach plastic stage under the design

load for the pile foundation. He also stated that getting the plastic range, the pile fails and

excessive deformation may happen. For this research, elastic model can be adopted for the

pile when dealing with design load. Considering past engineering practices, Mohr-

Coulomb Model has been chosen for this study. Parameters of pile and soil can be seen in

table 3.2

Table 3. 2 Material properties used in the analysis

Soil

, Ф(de

gree)

Cohesion

Poisons

ratio ,

Unit weight

ɣ /

Soft clay 5000 20 10 0.3 18 0.65

Loose sand 12000 30 0.01 0.3 18 0.6

Medium sand 50000 35 0 0.3 20 0.5

Concrete � --- 0.25 25 ---

3.6 3D Finite Element Modeling Technique of Piles and Pile Cap

A pile cap is an important structural element in pile foundation designed to transfer loads

from a column to a group of piles. In the present study the reinforcement square pile cap is

considered to be elasto-plastic with elastic modulus Ec. The diameter of the steel bar in

this study is selected ф mm .The center-to-center distances between the piles were kept

equal to 3D, 4D and 5D. Iskander, Hanna et al. (2001) stated that the pile cap should

extend for distance of 100 to 150 mm outside the outer face of the pile in the group. The

clear overhang of the pile cap beyond the external face of pile was assumed as 3/8-times

the side dimension of the pile .The pile cap should overhang the outer piles by at least 150

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mm but should not be excessive, generally not more than the pile diameter. Elastic

concrete material was used to simulate the pile and pile cap materials. Table 2-8 shows

material properties of the piles and pile cap. Weight of the pile cap was ignored as it is

small to the ranges of loads that the pile group was subjected. The boundary conditions of

x, y, and z plane was as follows: The boundary condition of the bottom plane was fixed

(ECASTRE U1= U2 =U3 = UR1 = UR2 = UR3 = 0). The displacement /rotation in the y

direction become zero, the displacement of x direction become free to move. Similarly

when the displacement /rotation of x become zero, the displacement of y was free. In

general this model was free from strain –stress boundary influence. The shape and plan

dimensions of the pile cap depend on the number of piles in the group and the spacing

between each pile. Concrete strength grade of pile cap and pile is C-25. The concrete

cover for reinforced pile cap was 300 mm, the parametric values for the elastic behavior of

the soil is shown in the table 2-8.The material of pile was simulated by using elastic

constitute model with young’s modulus E equal to 30 � and poison’s ratio 0.β5. For

bearing sand soil young’s modulus is 50 MPa and poison’s ratio 0.γ. Its internal frictional

angle ϕ is 350 and dilatancy angle is taken as 0.1. A small cohesion 1 and 3 were set

for bearing and loose sand respectively to avoid divergence in analysis. For soft clay soil

in drained condition, the value of the elastic modulus and poison’s is 5 MPa and 0.3

respectively. For dense sand, dilation parameter was used with a value of 100. The model

has three different layered soils which are soft clay, loose sand and bearing sand which

have 15.25 m, 15.25, and 5.5 m respectively.

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Table 3. 3 Types of model which were performed in this research

Pile spacing Pile length (m) Load (kN) Model type

3D

20 4,350 1

15 4,350 2

10 4,350 3

4D

20 7,733 1

15 7,733 2

10 7,733 3

5D

20 12,083 1

15 12,083 2

10 12,083 3

3.7 Basic Assumptions Used in 3D Numerical Modeling

a) The piling has its own effect to the stress –strain behavior of the soil stratum but

for this analysis the effect was ignored.

b) The piles are installed through soft clay and loose sand with the pile tip located at

the interface between loose sand and bearing sand layer.

c) The consolidation analysis requires more calculation time and memory space, only

drained analyses have been conducted

d) All analyses were carried out with a groundwater table equal to the ground surface.

e) The excess pore water pressure assumed completely dissipated and used drained

(long term) condition

f) An isotropic elastic model is used for modeling of pile and pile cap

g) Uniform surcharge loading is applied on the pile cap in the form of pressure load

and no drainage is allowed in this step

h) Solid reinforced concrete piles and pile caps were used for this study by using

isotropic elastic concrete model

i) The piles were embedded through consolidating clay and loose sand soil with the

length of 19.5m

j) The pile cap was direct contact with the ground surface.

k) An elasto-plastic material law with Mohr-Coulomb failure criterion was used to

describe the behavior of clay and sand soil.

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l) The pile diameters of the pile for this study were 800, 600 and 300mm.

m) The pile length which is used for this research were 20 m,15 m and 10 m

n) The dimension of the soil layer which is used for this research 86 m x 86 m x 36 m

3.8 Theoretical Estimation of Vertical Load Capacity of Piles

The design philosophy for resisting vertical load is accomplished by calculating the

ultimate pile capacity Qu to determine the load to cause bearing failure, then using factor

of safety (FS) to estimate the allowable pile capacity that can limit the settlement to

permissible level, U.S Army Corps of Engineers, (2004). It is necessary to divide the

calculated ultimate resistance of the pile (or the ultimate resistance derived from load

testing) by a safety factor to obtain the design working load on the pile, M. J. Tomlinson,

(2004). As indicated above from literature review, method is selected for this paper.

3.8.1 Friction capacity: Method

This method considers the pile embedded in thick homogenous soil which is fully

saturated.

stress is taken as the lateral effective stress at the mid-point of the pile. The friction stress

fs between the pile and the surrounding soil can be calculated by multiplying the friction

factor µ, between the pile and the soil with the value h’. Thus = µ�ℎ′ �ℎ′ =� ′ where σv’ is the vertical effective stress at the pile mid-point and ko is the lateral

earth pressure coefficient at rest so the friction stress is equal to: = µ � ′………… (4.1)

The skin friction force between the pile surface and soil is calculated as follows

= = µ � ′ × � × ℎ ……….. (4.β) = µ ……… (19)

= − � �′ . …………. (4.γ)

OCR is over consolidation ratio, for normally consolidating clay soil OCR is 1 Eq. 4.3 = tan / ∗ = .

From the given Eq. (19) the value of isμ = . ∗ . = . .

The value of which was calculated above is almost similar to the value that suggested by

Liu, Gao et al. (2012) which was 0.2. For sands, McClelland (1974) suggested values of

ranging from 0.15 to 0.35. Meyerhof (1976) suggested values of = 0.44, 0.75, and 1.β

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for ϕ'= β8◦, γ5◦, and γ7◦, respectively. The calculated value 0.182 is in the range of

McClelland (1974). The additional literature which was provided the different value is:

Vesic (1977) assumed that the drag-load is proportional to the effective vertical stress and

proposed that the value to be adopted for compressible strata of clay and silt to be in the

range of 0.15 to 0.30. The value varies depending on the type of soil: from 0.2 to 0.25

for clay, from 0.25 to 0.35 for silt, and from 0.35 to 0.50 for sand. Canadian foundation

engineering design manual (2006), suggests the application of value in the range of 0.2–

0.3. The calculated value is almost similar with literatures which provided above. So the

selected value of is equal to 0.2.

The friction capacity of the piles at the middle point is calculated as follows Eq. 4.1 = ′ ′ = −� � = ′� = − . ��/ ∗ . = = ∗ . = .

The skin friction force between the pile surface and soil is calculated as follows eq.4.2 = . ∗ ∗ ∗ . = . ∗ ∗ . ∗ . = .

End bearing capacity calculation by using method

Using Terzaghi, Peck et al. (1996) bearing capacity equation, the bearing capacity at the

base of the pile can be calculated Eq. (9). The end bearing capacity is calculated as

follows:

= = [ ′ + ′ ] ……… (4.4)

Jambu (1976) presented equation to estimate and for various soils Eq. (2.10).

Where; is an angle defining the shape of the shear surface around the pile tip. The value

is ranges from /3 for soft clays to 0.58 for dense sands .The base of the pile tip was at

the dense sand so the value is equal to 0.58.

= . = . = ( + √ + tan ) exp ∗ . = . …….. (4.5)

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= − = . − = . …………….. (4.6) For this thesis the value of is 0.1 kPa

The pile is symmetrical throughout the given model; the area of the base is similar to the

area of the pile head which was . = = ∗ . = . ………….. (4.7)

The vertical effective stress at the base of the pile

′ = ℎ = − . / ∗ . = . = . ∗ . + . ∗ . ∗ . = .

To calculate the ultimate capacity of the pile, the self-weight of the pile should be

subtracted from the summation of shaft resistance and the end-bearing resistance; = + − � ……….. (4.8) � = ′ ……….. (4.9)

Where W is the weight of pile, is the cross-sectional area of pile base, ’ = vertical

effective stress eq.4.9: � = ∗ / − . / ∗ . = = . + . − = .

The pile spacing and the number of piles were 3D, 4D, 5D and 5x5, 4x4, 3x3,

respectively. The factor of safety was 2. Then calculate the working load by dividing the

ultimate pile capacity ( ) by factor of safety.

Working load for single pile is eq.4.8

The allowable pile group capacity is: = ��� = . �� = . …………… (4.10)

For 9 piles groups (3 x 3) = . ∗ = . kN

For 16 piles groups (4 x 4)

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= . ∗ = .

For 25 pile groups (5 x 5) = . ∗ = , .

The maximum allowable load which was used for this study in a given software package

was 4348.8 kN (3 x 3) pile group, 7732.8 kN (4 x 4) pile group and 12,082.5 kN (5 x 5)

pile group.

3.9 Estimation of Pile Group Efficiency

Piles are generally used in groups. The arrangements, such as rectangular and circular, are

possible. The pile spacing, s, between two piles center to center should be greater than 2D,

where D is the pile diameter. A concrete cap is generally used to connect the heads of the

piles in a pile group. Loads are applied to the cap that transfers them to the piles.

Feld (1943) proposed a rule of thumb to determine the efficiency of a pile group. In his

method, the capacity of a pile group is defined as the summation of the capacities of the

individual piles in the group multiplied by a factor ranging between 0.72 and 0.94

according to the number of piles.

The converse –Laborre Bolin (1941) formula is one of the most widely used formulas for

evaluating pile group behavior. According to this formula the efficiency of the pile group

is equal to = − − + −

Where = Efficiency of the pile group, m = Number of rows, n = Number of columns

α = tan -1(d/s), s = center to center spacing.

As shown in the figure bellow the configuration of the piles were 3x3 and the total

numbers of piles in the group were nine. Two basic scenarios were taken into

consideration about pile center to center spacing; the pile spacing was 3D and 2.5D.

For a given spacing of 3D, 4D and 5D and a pile diameter of 0.6 m, the spacing is 1.8, 2.4

and 3 m respectively. = tan− .. = . eq. (2.3)

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As shown in the pile location the number or rows and the number of columns are equal: = = By substituting the value, the total efficiency of the group is as:

= − . − + −∗ = . %

For 4D pile spacing by using Laborre -Bolin formula the pile group efficiency is

calculated as:

= − − + −

= tan− .. = .

= − . − + −∗ = . %

In similar formulae and calculation for 3D pile spacing the pile group efficiency was 80

%. Efficiency also increases. 5D, 4D and 3D pile spacing have a group efficiency of

72.7%, 76.6 % and 80% respectively. For this pile spacing the value of spacing to

diameter ratio (s/d) was greater than 2. This value indicate that when the number of pile

and spacing increase, the pile group efficiency also increase. For these three different piles

spacing the efficiency was less than unity. Generally, higher efficiencies occur with an

increase in the number of piles in the group.

Several efficiency formulas have been proposed to relate the behavior of a pile group to

that of the individual piles in the group. These formulas are mostly based on relating the

group efficiency to the spacing between the piles and always yield -g values of less than

unity, regardless of the pile/ soil conditions and it also depends on spacing to diameter

ratio(s/d) where “s” is the pile spacing and “d” is the pile diameter. A major apparent

shortcoming in most of the available efficiency formulas is that they do not account for the

characteristics of the soil in contact with the pile group. The most acceptable formulas for

pile groups in clay are briefly summarized in literature review.

Feld proposed a rule of thumb to determine the efficiency of a pile group. In his method,

the capacity of a pile group is defined as the summation of the capacities of the individual

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piles in the group multiplied by a factor ranging between 0.72 and 0.94 according to the

number of piles.

The pile group efficiency is calculated by using Poulos and Davis (1980) method: The pile

group efficiency is defined:

� = + ( ∗ ∗� )� ………….. (4.11)

Where is the ultimate load capacities of the block of piles (equivalent large pile), is

a single pile capacity, m is number of rows, n is number of columns.

= . = eq. (4.10)

= + ∗ ∗ . = + ( .. ) = . The pile group efficiency for the given pile is 99.8 %

For 4 x 4 pile groups efficiency is calculated as follows by using eq. (4.13)

= + ∗ ∗ .. = + ( .. ) = . The pile group efficiency for the given pile is 99.7 %

For 5 x 5 pile group the pile group efficiency is calculated as follows:

= + ∗ ∗ .. = + ( .. ) = .

The pile group efficiency for the given pile is 99.3%

The group efficiency value which is calculated by using Poulos and Davis formulae is

greater than the value which is calculated by using Laborre –Bolin formulae. I conclude

that the efficiency of the pile group which is calculated by using Poulos and Davis

formulae is better than Laborre –Bolin formulae. Poulos consider the block capacity of the

pile and single pile capacity beyond to Laborr-Bolin.

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3.10 Analytical Estimation of Drag-Loads

The method will be suggested for design, since it is based on the effective stress theory

and coincides more with engineering circumstances. Fellenius (2006) summarized the

drag load of several history cases and gave the average value along the whole pile length

for each case. In present study, the values are calculated at the middle of effective stress

or unit weight and compare the results from the other literature and field measurement

values. The constant value can be applied from the ground surface to the neutral plane to

calculate the drag-load, though the decrease of value is noticed in the areas close to the

neutral plane Liu, Gao et al. (2012) . Based on his study, a simple design procedure is

proposed for estimating the drag-load in a single pile as follows:

a) Select an appropriate value based on soil and pile conditionsμ 0.β suggested for

an uncoated pile and 0.09 for a bitumen-coated pile.

b) Identify the neutral plane based on the soil modulus ratio between the bearing layer

and the consolidating layer. A conservative value of 0.8 can be selected if no soil

modulus available.

c) Calculate the drag-load at the neutral plane level = ∫ ∗ ∗ ′ ���� where

C is the perimeter of the pile, ’ is the average vertical effective stress in the soil

along the pile to the neutral plane.

d) Modify the drag-load by multiplying a factor due to surcharge.

e) Modify the drag-load by multiplying a factor due to relative pile/soil stiffness. = . , = ∗ . = ∗ . =

Where LNp is the Neutral plane, this value is not conservative its value may change

according to the value of soil stiffness.

3.11 Model Discretization Numerical analyses have been conducted examining pile groups in 3D conditions. A

relatively fine mesh is used near the pile–soil interface, and it becomes coarser further

from the pile Lee, Bolton et al. (2002). Wriggers and Nackenhorst (2006) stated that the

surface to surface scheme was used for discretization of the continuum for contact in the

model such that the pile, pile cap and soil surface were considered the master and slave

surface respectively. The contact constraint was fulfilled by using the penalty approach.

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To avoid excess penetrations of the slave node into the master surface, the slave surface

should be densely meshed. The value of the friction coefficient for a penalty parameter

was 0.385 which was chosen for pile-soil interaction from a depth of 0-19.5 m.

Geotechnical and other discipline software ABAQUS is used to create a model of pile

group with pile cap. In the 3D analyses 3 x 3, 4 x 4 and 5 x 5 pile groups have been

considered with a typical minimum and maximum pile spacing, S, of 3D, 4D and 5D

(where D is the pile diameter). An elastic model is used for the pile and a non-associated

Mohr– Coulomb model for the clay and sand. The finite element meshing of 3×3 pile

group with cap is shown in figure 3.1. The model was developed using solid elements,

entitled C3D20R in ABAQUS/CAE, meaning brick elements with quadratic

approximation with 20 nodes and reduced integration. A preliminary mesh for both the

full and symmetric model was generated. Soil and pile are modeled by node brick

elements.

Figure 3. 1 3D mesh generations and calculation model with given pressure

3.12 Pile Configuration

As indicated above from the given methodology, the model had different pile spacing

with fixed dimension of pile cap. Proper arrangement of pile with in the given spacing was

take in to consideration. The number of piles was changing according to pile spacing. As

shown in the figure 3.2 for 5D pile spacing the center, side and corner pile configuration

was written according to the given pile number and spacing . Also as shown in the figure

3.3 the 3D pile spacing the center, side and corner pile was written in the form of plane

dimension with the numbers piles as the given configuration.

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(a) 3 x 3 and 600 mm dia. Model (b) 3 x 3 and 800 mm dia

Figure 3. 2 Pile group layout and cross sectional view

Model Parametric study also states pile group having different number of piles. The

number of piles located in c-ø soil is conducted by varying parameters like pile length (l)

and spacing (s) of piles and thickness (t) of pile cap. Cross sectional view and plan of pile

group are shown in Figures 3.3 a,b, respectively. Material properties are listed in table 2.8.

(a) 4 x 4 plan geometry (b) 5 x 5 plan geometry

Figure 3. 3 Pile group configuration with different pile spacing

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3.13 Pile Cap Sensitivity Analysis

A pile cap is a thick concrete mat that rests on concrete or timber piles that has been

driven in to soft or unstable ground to provide a suitable foundation. El-Garhy et al. Nath

and Hazarika (2013) , a pile cap is mostly reinforced concrete slab or block to resist the

given load which comes from super structure and interconnects a group of piles. It should

normally be rigid so as to distribute the forces equally on the pile group .But in reality no

completely rigid and completely flexible pile cap. To determine the cap rigidity and

capacity of load transfer which comes from supper structure has taken in to consideration

the pile group settlement and cap settlement itself. The piles settle equal amount when the

cap become relatively rigid. To chick up its rigidity and load transfer capacity has taken

three different types of model which dimension were 8 m x 8 m x 0.8 m, 8 m x 8 m x 1 m

and 8 m x 8 m x 1.5 m. The Settlement of the pile cap was varying according to its given

dimension. As shown in the figure 3.4 the cap settlements vary with respect to the cap

thickness. For 8 m x 8 m x 0.8 m, the maximum settlements were at the center of the pile

cap. For 8 m x 8m x 1 m the cap settlement distribution was show less variation with

respect to 0.8 m cap thickness but high variation from the pile cap of 1.5 m.

Figure 3. 4 Pile cap settlement with different thickness

0 1 2 3 4 5 6 7 8-80

-78

-76

-74

-72

-70

-68

-66

-64

-62

-60

Pile Cap Length (m)

Pile

Ca

p s

ett

lem

en

t (m

m)

t = 1.5 m

t = 1 m

t = 0.8 m

settlement at the center of cap

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Table 3. 4 pile settlement with different pile cap thickness

For t = 0.8 m For t = 1m For t = 1.5 m

Corner Side Center Corner Side Center Corner Side Center

-8.8 -9.3 -9.8 -9.0 -9.0 -9.1 -7.5 -7.6 -7.7

-8.7 -9.1 -9.7 -8.9 -8.9 -9.1 -7.5 -7.5 -7.6

-8.6 -9.1 -9.7 -8.8 -8.9 -9.0 -7.4 -7.4 -7.6

-8.5 -9 -9.6 -8.7 -8.8 -9.0 -7.3 -7.4 -7.6

-8.5 -8.9 -9.5 -8.7 -8.8 -9.0 -7.2 -7.3 -7.5

-8.4 -8.9 -9.5 -8.6 -8.7 -8.9 -7.2 -7.3 -7.5

-8.4 -8.8 -9.4 -8.6 -8.7 -8.9 -7.2 -7.2 -7.4

-8.4 -8.8 -9.4 -8.6 -8.6 -8.8 -7.1 -7.2 -7.4

-8.3 -8.8 -9.3 -8.5 -8.6 -8.8 -7.1 -7.2 -7.3

-8.3 -8.8 -9.3 -8.5 -8.6 -8.8 -7.0 -7.1 -7.3

-8.3 -8.8 -9.4 -8.4 -8.6 -8.8 -7.0 -7.1 -7.3

As stated from figure 3.4 the cap settlement distribution of 1.5 m thickness was slightly

uniform throughout the pile cap thickness and has minimum deferential settlement from

one edge to the other edge of pile cap. Generally when the thickness was 1.5 m, the

settlement of the cap curve changed to straight line compare to the other thickness. The

pile cap selection was done by considering constant pile cap settlement distribution

throughout pile cap length. This value stated that proper load transfer mechanism from

pile cap to the pile. The minimum settlement to thickness ration of the cap was stated .The

settlement ratio are 4.3 % , 6.6 %, and 8.1 % for 1.5 m ,1 m and 0.8 m respectively. The

minimum settlement ratio was occurred from the cap dimension of 8 m x 8 m x 1.5 m so

this pile cap dimension was taken for this model. Figure 3.5 states that the pile settlement

throughout the pile cap length was almost similar when the pile thickness is equal to 1.5

m.

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Figure 3. 5 The Pile Settlement with Different Thickness

3.14 Numerical Model Verification

In order to verify the feasibility of 3D FEM model for NSF problems, FEM model which

is developed from known case Indraratna, Balasubramaniam et al. (1992) and the model

results are compared with the field measurements. Group pile model was calculated with

assuming the elastic modulus of pile Ep was 30 GPa and Poisson’s ratio υ was 0.β5, other

parameters were chose the same to table 2.8. Through the comparison between the

numerical model of this paper and the numerical model built on literature to prove that the

study on the NSF of pile foundation is correctness through this paper’s numerical model.

Figure 4.6 showed that when surface load (S.L.) equal to 25 kPa, the skin friction

distributions along pile depth were in good agreement between the results obtained by this

paper and the results obtained by literature Hanna and Sharif (2006) and after Indraratna,

Balasubramaniam et al. (1992) Furthermore, it can be noted that the predicted normalized

neutral plane depth (LNP/L) is 0.75, whereas the average numerical result of this paper

0.74 (see table 4.3). It should be mentioned here that this agreement is testimony to the

validity of the numerical model under all possible loading conditions since skin friction

incorporate the settlements, effective stresses, and the axial loads acting on the pile. As

shown in the figure 3.6, the validity of present study from two known scholar in-situ test

model shows good agreement.

0 5 10 15 20-10

-9.5

-9

-8.5

-8

-7.5

-7

-6.5

Pile Depth (m)

Pile

Set

tlem

ent (

mm

)

t = 1 m ( Corner Pile)

t = 0.8 m (Side Pile)

t = 0.8 m ( Center Pile)

t = 1 m (Side Pile )

t = 1 m (Center Pile)

t = 0.8 m ( corner PIle)

t = 1.5 m (Corner Pile )

t = 1.5 m (Side Pile)

t = 1.5 ( Center Pile)

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Figure 3. 6. Model verification

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-40 -30 -20 -10 0 10 20 30 40 50

Z/L

Skin Friction (kPa)

Adel M.Hanna et.al 2006

Present Model

Indraratna et.al1992

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4. CHAPTER FOUR

4.1 Parametric Analysis

4.2 General

Parametric study is mainly carried out to investigate the variation of solutions to the

problem at hand on the variation of different input parameters. The sensitivity of the

solutions was studied. Parameters such as diameter of piles, spacing of piles, pile length

and length to diameter ratios were altered and the solutions were investigated. The

solutions were mainly ultimate bearing capacities, skin and tip resistances at the ultimate

load and pile group settlements .A grid configuration of square pile group 3x 3, 4 x 4 and

5 x 5 were considered throughout this chapter. Hence, the number of piles is 9, 16 and 25

with respect to its configuration.

4.3 The Distribution of Load in a Pile and its Neutral Plane

There must always be equilibrium between the sum of the dead load applied to the pile

head and the drag-load, and the sum of the positive shaft resistance and the toe resistance.

The depth where the shear stress along the pile changes over from negative skin friction

into positive shaft resistance is called the neutral plane Fellenius and Siegel (2008) . He

also suggested that this plane is where there is no relative displacement between the pile

and the soil. The location along the pile at which the sustained forces (i.e., drag load plus

sustained) structure load are in equilibrium with the combination of (positive direction

shaft resistance) below the neutral plane and toe resistance. This is the location where the

maximum compressive load occurs in the pile. It is also the location at which there is zero

relative movement between the pile and soil.

Fig.4.1 illustrates the distribution of load in a pile subjected to a service load, Qd, and

where the shear stress along the pile induced by a relative displacement is a function of the

effective overburden stress. For reasons of simplicity, the shear stress along the pile is

assumed to be independent of the direction of the displacement, i.e., the negative skin

friction, qn, is equal to the unit positive shaft resistance, rs. Assume, also, that a toe

resistance, Rt, is available. The drag-load Qn is the sum of the negative skin friction along

the pile, and the total shaft resistance Rs, is the sum of the unit shaft resistance. These

conditions are used to determine the location of the neutral plane.

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Figure 4. 1 Positive and Negative Shaft Resistance

4.4 Self-Weight Stress Field

The weight of pile and soil was calculated by using the same value of density 2 x 103

kg/m3 for bearing sand soil ,1.8 x103 kg/m3 for loose sand, and 1.8 x 103 kg/m3 for soft

clay soil in order to obtain a balance state of self-weight stress easily. The self-weight

stress field can be established through two methods. One is using the “geostatic” option provided by ABAQUS, which need to specify the coefficient of lateral earth pressure ko.

In the study, ko was set as (v/1-v), and is Poisson’s ratio of soil. The lateral earth

pressure coefficient ko is equal to 0.538 for loose sand and 0.428 for bearing sand soils

separately. The other is to change the soil into elastic material and set the material of pile

as soil. Then the weight of pile and soil were obtained through elastic analysis and the

stresses in centroid of each element were output. The initial self-weight stress field for the

next analysis step of bearing capacity of pile was established by inputting the centroid

stresses. The self-weight stress field for pile cap and pile is calculated by using ABAQUS

software package (fig. 4.2).

Figure 4. 2 Self-weight stress fields for elastic analysis method

NP

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4.5 Normal Pressure and Friction Interface

The modeling of normal pressure in pile-soil contact surface is important for this kind of

problem because the shear resistance interface is dependent on it. It can be seen that there

is only a little bit difference between them, which perhaps was arisen by the adjusting of

contact of pile and soil. One can deduce that the shear resistance in the interface will be

fully mobilized, and this is confirmed by the friction and normal pressure along the shaft

of pile (see fig.4.3).

Figure 4. 3 Normal pressure

4.6 Effect of Variable Load on the Pile Group

4.6.1 Pile and Soil Settlement in Different Pressure Loads

Saha (2015) suggested that down-drag is the downward movement on a deep foundation

unit due to negative skin friction and expressed in term of settlement. When soil moves

downward relative to the pile, it creates a drag force on and within the pile. The downward

soil movement creates the potential for downward pile movement. This downward pile

movement is referred to as down-drag. As shown in the table 4.2, the pile settlement was

almost similar for one given load. According to the given load, the pile settlement was

different from one surcharge load to the other. As shown in table. 4-1 the maximum pile

head settlement was developed at the center pile which is 4.9 mm after pile load 50 kPa

was applied. When the surrounding load was applied and increased to 75 kPa, the pile

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50

head settlement increases and reaches 8.9 mm. When the pressure load increased to 100 to

200 kPa, the pile head settlement increased to 13.1 mm to 34.4 mm respectively (see table

4.1). The axial force of pile indicates that the neutral plane varies from 0.6L to 0.8L (table

4.1) and drag-load varies from 265 kN to 1170 kN (fig. 4.4). Due to the great stiffness of

pile-end soil in this model, the maximum neutral plane is reached 80% of pile length for

200 kPa surcharge load. This result indicated that the maximum negative skin (shaft)

resistance developed due to maximum surcharge load and excessive soil settlement. The

increment of soil settlement is larger than that of pile when the surrounding loads

increases, which cause neutral plane moves down to the pile tip.

Table 4. 1 Pile and soil settlement with neutral plane for constant pile length (20m)

Pressure

Load

Pile head Settlement

(mm)

Max. Soil surface

Settlement (mm)

Neutral plane to

Length Ratio / Corner Side Center

50 4.8 4.9 4.9 50.2 0.6

75 8.7 8.8 8.9 75.8 0.6

100 13 13 13.1 140.2 0.56

200 34 34 34.4 1308 0.8

4.6.2 Drag -Load Distribution for Different Pressure Loads

For relatively small surcharge load of 50 kPa , the drag-load attained the value of 265 kN

(8.2 % of the ultimate capacity of the pile). The drag-load becomes maximum value of

1170 kN (9.14 % of ultimate capacity of the Pile) when a surcharge load of 200 kPa .This

indicates that a non-linear relation between the surface loads and resulting drag load. The

decreasing trend after the maximum value of the drag load is due to the change of the

shear-stress direction (the neutral line or plane) in the pile skin. Negative skin friction

developed along the pile shaft till the drag load completely overcome (see figure 4.4).

When the axial pressure load was 50 kPa and 75 kPa, the drag-load around the pile tip was

negative. This implies that the axial load was relatively small and the drag force

dominated the allowable load of the pile.

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Figure 4. 4 Drag load along the pile group with normalized depth

4.6.3 Neutral Plane Determination Due to Load Variation

Fellenius and Siegel (2008) stated that the movement at the pile toe must be equal to or

exceed the movement required to mobilize the ultimate toe resistance of the pile. Beneath

to the neutral plane, there would be the usual positive skin friction as the pile settles more

than the adjacent soil below this elevation C.F. Leung (2009). In most soils, this required

movement is about 1 % to 2 % of the pile toe diameter of driven piles and about 5 % to 10

% of the toe diameter for bored piles. Fig 4-5 stated that the pressure load which is applied

to the piles were 50 kPa, 75 kPa, and 100 kPa. The corresponding maximum pile head

settlement was 4.9, 8.9 and 13.1 mm respectively. This pile settlement increment is the

result of axial load increment and down-drag. When the axial load is increase, the pile

settlement also increases in the case of down drag from the surrounding soil. The down

drag increment is the cause of the neutral plane variation but the neutral plane variation is

insignificant for these two axial loads. When the load was 50 kPa, the neutral plane was

12 m. This value stated that the point of equilibrium developed at 60% of the pile length.

This value also shows that the negative shaft resistance covers 60 % from total pile length.

When the axial load was 75 kPa, the neutral plane was also 12 m. Bellow the neutral plane

the pile settlement is greater than the soil settlement which was the result of the soil

settlement at neutral plane plus the elastic shortening of the pile (fig 4.5a). Generally the

load increment was the cause of the change of the negative and positive shaft resistance of

the pile due to load transfer mechanism from soil to pile and pile to soil. Therefore, the

0

0.2

0.4

0.6

0.8

1

-400 -200 0 200 400 600 800 1000 1200

Z/L

Drag-Load (kN)

S.L = 75 kPa

S. L = 100 kPa

S.L = 50 kPa

S. L = 200 kPa

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soil settlement transfers load to the pile. Below the neutral plane, the settlement of the soil

is less than the settlement of the pile and load is transferred from the pile to the soil.

Accordingly, pile settlement equals soil settlement at the neutral plane. Therefore, pile

settlement is controlled by the soil compressibility below the neutral plane and the

magnitude of the load application. At an elevation where the pile and soil settlements are

the same, there would be no load transfer at this elevation.

(a) (b)

Figure 4. 5 Location of Neutral Plane for different axial load

As previously stated, the neutral plane is the depth at which the sum of the un-factored

permanent load plus the negative shaft resistance is equal to the positive shaft resistance

plus the toe resistance. The neutral plane is not only the result of the relative movement of

single pile in the group but also the result of corner, side and center pile. Pile cap

sensitivity analysis is used for this purpose. When the axial load was 200 kPa, the

settlement of corner, side and center pile was 34, 34 and 34.4 mm respectively (see

fig.4.6). Similarly when the axial load was 200 kPa the neutral plane was 16 m. This value

also shows that negative shaft resistance covers 80% of the pile length. The settlement of

corner, side and center pile are almost similar in the given pressure load. This similar pile

group settlement shows the pile cap rigidity as stated at pile cap sensitivity analysis. At

lower portion of neutral plane, load transfer from pile to soil and above the neutral plane is

vice versa. The settlement of the pile is equal to the settlement of the soil at the elevation

of the neutral plane plus the elastic compression of the pile due to the dead load and the

drag-load in combination.

0

0.2

0.4

0.6

0.8

1

-60-50-40-30-20-1001020

Z/L

Settlement (mm)

Neutral PLane

Pile Toe Penetration

Pile Settlement= soil settlement at neutral plane + Elastic pile shortening

Soil Settlement

Pile Head Settlement

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-160-140-120-100-80-60-40-20020

Z/L

Settlement (mm)

Soil settlement (50 kPa)

Pile Settlement (50 kPa)

Soil Settlement (75 kPa)

Pile Settlement (75 kPa)

Soil Settlement (100 kPa)

Pile Settlement (100 kPa)

NP

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Figure 4. 6 Neutral plane location for 200 kPa

4.6.4 Negative Skin Friction Determination

Fig. 4.7 (a, b) presents that when the upper loads P are different, the distribution

patterns of NSF of piles in the pile group are different. The maximum negative skin

friction was developed in the center pile. As shown from this figure the minimum

negative skin friction also develops in the center pile. The pressure load of 50 kPa

results the minimum positive shaft resistance at the ratio of Z/L from 0.2 to 0.9. Fig

4.7 (b) presents the pressure load of 75 kPa results minimum positive shaft

resistance at the ratio of Z/L from 0.4 to 0.8. When the ratio of Z/L was equal to 0.9

and extends to pile tip, the positive shaft resistance of center pile was larger than

side and corner pile. But the value of negative and positive skin friction in the

center, side and corner piles was depending on the value of Z/L ration. The first

maximum value of negative skin friction was developed in the center pile .The

second maximum negative skin friction developed in the side pile and the least

value was developed in the side pile. The maximum axial load made visible

difference between side, corner and center of NSF.

0

0.2

0.4

0.6

0.8

1

-1000-5000500

Z/L

Settlement (mm)

Pile Settlment

Soil Settlement

Neutral Plane

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54

(a) (b)

Figure 4. 7 Skin Friction Distribution with Different Axial Load

When the upper load is small, the value of positive skin friction on lower part of each pile

is small (fig. 4.8). With the increase of upper load; the value of positive skin friction

improves. Fig. 4.8 a, b also shows that the upper load is small, the NSF on upper part of

each pile generally coincides each other. With the increase of upper load, the coincidence

disappears, and NSF of the upper part of each pile was different.

(a) (b)

Figure 4. 8 Skin friction distribution for different pressure loads

In general the negative skin/shaft resistance covers 3/5 of the total pile length when the

axial load of 50, 75 and 100 kPa. This shows that the equilibrium point found at Z/L was

equal to 0.6. When the axial load was 200 kPa the amount of negative shaft resistance

covered 80 % of the total length of the pile. As stated above from literature review, the

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-100 -50 0 50 100 150

Z/L

Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-100 -50 0 50 100 150 200 250

Z/L

Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-300 -200 -100 0 100 200 300

Z/L

Skin Friction(kPa)

Corner Pile

Side Pile

Center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-600 -400 -200 0 200 400 600 800 1000 1200

Z/L

Negative Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

100 kPa

200 kPa

P = 50 kPa P = 75 kPa

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55

neutral plane is equal to 0.75 L where L is the total pile length. So the load of 200 kPa was

greater than the given limit as compared to given literature with respect to numerical value

of maximum amount of drag-load and excessive downward soil movement.

4.8 Effect of Pile Cap on The Pile Group

4.8.1 Neutral Plane Determination

Figure 4.9 presents the same pressure load of 75 kPa and the neutral plane was different

with this load. For the capped model the amount of neutral plane was approximately 11 m

and for uncapped model the value of neutral plane moves downward which was equal to

13.2 m. As shown in the figure 4.9 (a, b) The pile settlements of corner ,side and center

pile were almost similar for capped model but for uncapped model the settlement of

corner ,side and center pile had little different among them . Generally the pile settlement

has no significant difference which the model with pile caps. The pile cap is used to

balance the load which comes from the supper structure and used to form similar pile

settlement. As shown in the figure 4.9 (a, b) for similar pressure load which was 75 kPa,

the soil surface settlements was different. When the load was 75 kPa and the model has no

pile cap, the amount of surface settlement was 185 mm. In the same load, the model with

pile cap, the amount of soil surface settlement was 123.7 mm. The pile cap has significant

effect in pile and soil settlement. The pile group with pile cap can partly constrain the

displacement of piles at different positions, though the effect of constraint is smaller than

that of pile group with if the model has no pile cap.

(a) (b)

Figure 4. 9 Location of neutral Plane (S.L = 75 kPa)

0

0.2

0.4

0.6

0.8

1

-140-120-100-80-60-40-2002040

Settlement (mm)

Z/L

Side Pile

Center Pile

Corner Pile

Soil Settlement

NSF

NP

PSR

0

0.2

0.4

0.6

0.8

1

-200-150-100-500

Setllement (mm)

Z/L

Pile Settlement

Soil Setllemetnt

NP

Uncapped Model Capped Model

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56

4.8.2 Negative Skin Friction Determination

The negative skin friction distribution along the pile length with and without pile cap for

the load applied of 50 kPa was stated at the figure 4-10a. For the model without pile cap,

negative skin friction was developed from pile head at which Z/L is equal to 0.6 of the

total pile depth. As shown from figure 4.10a, the negative skin friction distribution from

the model without pile cap, there was big difference among corner, side and center pile

above the neutral plane. For the formation of this difference among side, corner and center

pile negative skin friction was the absence of pile cap. The maximum negative skin

friction was developed at the side pile. From this figure, the model with pile cap the

negative skin friction distribution coincide each other. The amount of negative skin

friction distribution among side, corner and center pile was almost the same.

(a) (b)

Figure 4. 10 Negative Skin Frictions with and without Pile Cap

The negative skin friction distribution along the pile length with and without pile cap for

the load applied of 75 kPa was stated at the figure 4-10b. For the model without pile cap,

negative skin friction was developed from pile head to at which Z/L is equal to 0.7 of the

total depth. As result of the model without pile cap, negative skin friction distribution

among the corner, side, and center pile forms visible difference. From figure 4.8 the

negative skin friction from 0.1% of the total piles length to 0.7 %, has similar distributions

for caped model. When the applied axial load increases from 50 kPa to 75 kPa the drag

load distribution made big difference at which the model was absence of pile cap (see

fig.4.10 a,b). In general for similar axial load application into the model, the negative skin

friction distribution made visible difference.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-200 -150 -100 -50 0 50 100 150 200 250 300

Z/L

Skin Friction (kPa)

Corner pile with cap

Side pile with cap

Center Pile with cap

Cornet pile without cap

Side pile without cap

Center pile without cap

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-400 -300 -200 -100 0 100 200 300 400 500

Z/L

Skin Feiction (kPa)

Corne pile without cap

Side pile without cap

Center pile without cap

corner pile with cap

side pile with cap

Center pile with cap

P = 50 kPa P = 75 kPa

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4.9 Numerical Analysis of Pile Group With variable Pile Lengh and Diametres

4.9.1 Pile Group

Barnes (2016) Stated that the loads applied by a structure are quite large and usually

cannot be supported by a single pile, so a number of piles are placed together to form a

pile group, with a substantial reinforced concrete pile cap placed on top to transfer and

distribute the loadings from the structure to the piles. Piles are always arranged in a group

of three or more. Moreover, these groups of piles are tied together by a structure known as

pile cap. The pile cap is attached to the heads of each pile and makes them act together as

pile foundation. If two piles are driven close together, soil stresses caused by the piles

tend to overlap, and the bearing capacity of the pile group consisting of two piles which

was less than the sum of the individual capacities. As many Scholars stated that piles

should be spaced relatively far apart and this consideration is offset, however, the unduly

large pile caps that would be required for the wider spacing. As stated from pile cap

sensitivity analysis, the pile group configuration by using the given spacing and cap

dimension should be taken in consideration. Pile group capacities and settlements are

discussed thoroughly within the scope of this study. Parameters that affect the behavior of

piles in group like diameter, pile length and spacing of piles and material behavior were

taken in to consideration. The numerical results are listed in the table 4.3.

4.9.2 Pile Group Settlement

Comodromos, Papadopoulou et al. (2009) suggested that the pile groups in stiff or even

hard clays with a relative length L/D<25 and normalized spacing S/D higher than 3.0 a

settlement of the order of 10% of the pile diameter (D) is sufficient to reach the bearing

capacity of the group, while for higher values of the ratio L/D and closer pile dispositions

increased settlement level is required. The settlement of the group is major criterion that

can specify the working load in addition to the shear failure criterion. The settlement of

piles in the group was investigated at the heads and tips of each pile in the group

independently. The effect of spacing, load variation, and length of piles was investigated

to assess the group behavior in this regard. The pile cap was rigid and it didn’t allow differential settlements at the pile heads. But, the settlements at the bottom were different

at each pile due to the ends were free to either elongate or shorten depending on the extent

of stress overlap by the soil-pile-soil interaction. Group settlement is considered as the

settlement of the group as a whole monitored just at the point of application of the load or

just at the center of the pile cap. Table 4.3 summarizes the group settlements of each pile

spacing and pile length at the ultimate loads.

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58

(a) (b)

Figure 4. 11 The pile group settlement with different pile diameter and spacing

4.9.3 Ultimate Pile Group Capacity

Figure 4.12a presents 3D, 4D and 5D pile spacing and the pile diameter was 6000 mm

.For this pile spacing and pile diameter, the result of pile head and pile toe penetration has

not visible difference. This means the value of the pile settlement at the head is almost

similar to the pile settlement at the pile toe .The pile settlement at the pile head and the

settlement at the pile toe makes visible difference when the pile diameter is small(d =

300mm) see fig.4.12b . The pile diameter has significant effect on pile settlement.

(a) (b)

Figure 4. 12 Group Pile Settlement and its maximum capacity of the pile group

As shown in the fig. 4-14a the maximum pile tip settlement is equal to 98.8.mm. From this

figure the ultimate capacity of the pile group is equal to 7074 kN at the pile length of 10

m. Figure 4.14b states that the pile tip settlement and the amount of axial load at the pile

tip. At l/d ratio 67 (300mm dia.), maximum axial load was developed as compared to l/d

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-15-14-13-12-11-10-9-8-7-6-5

Z/L

Pile Settlement (mm)

5D pile spacing

4D pile spacing

3D pile spacing

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-40-35-30-25-20-15-10-50

Z/L

Pile Settlement (mm)

3D pile spacing

4D pile spacing

5D pile spacing

0 500 1000 1500 2000 2500

-25

-20

-15

-10

-5

0

Axial Load (kN) for S = 5D

Pile

Tip

S

ett

lem

en

t (m

m)

L =20 m, L/D = 33

L= 15 m , L/D =25

L =10 m , L= 17

0 1000 2000 3000 4000 5000 6000

-50

-45

-40

-35

-30

-25

-20

-15

-10

-5

0

Axial Load (kN) for S = 4D

Pile

Tip

Se

tt.(

mm

)

L= 20 m ,L/D = 33

L= 15 m , L/D = 25

L =10 m , L/D = 17

S = 4D

S = 5D

Page 72: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

59

ratio is equal to 25(800 mm dia.). The minimum pile settlement was developed at the

small value of L/D ratio this value indicated that axial load at the pile tip also minimum.

In general the pile diameter has its own effect for the pile -soil relative settlement. For

similar pile spacing and surcharge load with different l/d ratio the soil –pile relative

settlement made visible difference

Figure 4-13 (a) presents the ultimate capacity of the pile group is equal to 2467 kN for 5D

pile spacing. The axial load distribution through the pile length covers 56.8 % from the

total pile length when the pile length become 10m (L/D = 17). The axial load distribution

through the pile length covers 58.6 % from the total pile length with the pile length of 10

m (L/D =17). For 3D pile spacing and 3 x 3 pile group, the theoretical ultimate capacity of

the pile group was 12080.5 kN. The pile length of 20 m and 15 m can carry the load which

comes from supper structure (applied axial load) but the pile group developed excessive

pile settlement at the minimum pile length of 10 m. The load distribution and the load

carrying capacity are also depending on the pile length and its settlement.

(a) (b)

Figure 4. 13 Determination of Pile Capacity for 3D Pile Spacing

The pile settles the same amount as surrounding soil at the neutral plane. A ratio of the

depth of the neutral plane to the pile length in compressible strata, LNP/L, is suggested to

be taken approximately as 0.75 if no test data is available NAVFAC (1986). This is the

location where the maximum compressive load occurs in the pile .It is also the location at

which there is zero relative movement between the pile and the soil, Fellenius and Siegel

(2008).The neutral plane is the location where there is no relative displacement between

the pile and the soil. Consequently, whatever the settlement in the soil is as to magnitude

and distribution, the settlement of the pile head is equal to the settlement of the neutral

plane plus the compression of the pile caused by the applied dead load plus the drag-load

(fig 4.1). For similar l/d ratio the pile settlement was vary according to axial load

distribution. If the pile spacing was minimum, the axial load distribution into the pile toe

0 1000 2000 3000 4000 5000 6000 7000 8000

-100

-90

-80

-70

-60

-50

-40

-30

-20

-10

0

Axial Load (kN) for S = 3D

Pile

Tip

Se

ttle

me

nt

(cm

)

Ultimate capacity of pile = 7074 kNpile group settlement at failure = 98.8 cm s = 3D, L =10 m ,L/D =17

0.0

500.0

1000.0

1500.0

2000.0

2500.0

3000.0

1 6 11 16

Axia

l L

oad

(kN

)

Pile Tip Settlement (mm)

3D-300mm dia. 3D- 800 mm dia.

l/d = 67

l/d = 25 l/d = 17

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become bigger and bigger at minimum l/d ratio in the case of load transfer from soil to

pile around pile toe.

Figure 4. 14 Pile group settlements at failure stage with minimum l/d ratio

4.10 Axial Load Distribution For Different Pile Diameter

Fig. 4.15 illustrates the axial load distribution through entire length of the pile with 5D

pile spacing. Constant pile length and 600 mm pile diameter developed maximum axial

load the side pile. The minimum pile diameter (300 mm) developed maximum axial load

at side pile. The maximum axial load developed at the side pile was different with

different pile diameter. Fig. 4.15b states that the maximum l/d ratio results maximum axial

load at the point of Z/L ratio of 0.1 Due to prior over coming of drag-load ,the axial load

distribution at maximum l/d ratio was low bellow the middle point of the pile length. In

general the pile diameter has its own effect on axial load distribution throughout the pile

depth.

(a) (b)

Figure 4. 15 axial load distribution for different pile diameter for 5D pile spacing

S = 4D

S =3D

S = 5DL/D = 17

Axial Load

Settlement

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-200 0 200 400 600 800 1000 1200

Z/L

Axial Load (kN)

Corner pile

Side pile

Center pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

0 1000 2000 3000 4000 5000 6000

Z/L

Axial Load (kN)

Corner Pile

Side Pile

Center pile

600 mm diameter

800 mm diameter

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61

Fig. 4.16 illustrates the axial load distribution through entire length of the pile with 800

mm diameter pile with 5D pile spacing and 300 mm pile diameter with 3D pile spacing.

As shown from the fig.4.16a the pile diameter was 800 mm and constant pile length the

maximum axial load was developed at the side pile. When the pile diameter was 300 mm

and constant pile length, the maximum axial load developed at corner pile. The maximum

axial load developed at the side pile from different pile diameter but the value is not the

same. As shown fig. 4.16b illustrates that the maximum l/d ratio results maximum axial

load at the point of Z/L ratio of 0.1 at the corner pile. The maximum axial load developed

at the small diameter and minimum pile spacing and the pile spacing. Due to prior over

coming of drag-load the axial load distribution at maximum l/d ratio the axial load

becoming low bellow the middle point of the pile length.

(a) 5D- 800 mm dia. (b) 3D -300mm and 800 mm dia.

Figure 4. 16 axial load distribution for different pile diameter

4.11 Effect of Pile Diametre to NSF

Figure 4.17 a, b Presents NSF development in different pile diameter and spacing with

constant pile length, the maximum and minimum negative and positive shaft resistance

was developed at l/d ratio 25, 33 and 67(4D and 5D). The maximum negative skin friction

was developed at the result of pile length to diameter ratio of 67. Decreasing l/d ratio from

67 to 33 and 25, the negative skin friction was minimum (see fig.4.17a). Fig.4.17b

presents length to diameter ratio of 67and the maximum negative skin friction was

developed. If l/d ratio decreases from 67 to 33 and 25, this decreasing value shows that the

minimum negative skin friction (see fig.4.17b). The maximum negative skin friction was

developed at the point which l/d ratio was minimum (l/d =25) .But similar l/d ratio and

different pile spacing have developed different value of negative skin friction. For the

same pile diameter which was 300 mm and different pile spacing of 5D and 4D, the

negative skin friction which was developed for the given spacing and diameter has big

difference. But for similar pile spacing which was 4D and different value of diameters

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-150 -100 -50 0 50 100 150 200 250

Z/L

Axial Load (kN)

Corner Pile

Side Pile

Center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-1000 0 1000 2000 3000 4000 5000 6000 7000 8000

Z/L

Axial Load (kN)

Corner pile ( d =300 mm)

Side Pile ( d = 300 mm)

Center Pile ( d= 300 mm)

Corner Pile ( d = 800 mm)

Side Pile ( d = 800 mm)

Center Pile ( d = 800 mm)

Page 75: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

62

which was 300 mm and 800 mm, the negative skin friction developed at the dia. of 800

mm was greater than the negative skin friction developed at 300mm (see fig. 4.17b).

(a) (b)

Figure 4. 17 NSF distribution with respect to pile diameter and its l/d ratio

Figure 4.18 Presents NSF developments in constant pile spacing and different pile

diameter, the maximum and minimum negative and positive shaft resistance was

developed at l/d ratio of 25, 33 and 67. The result of pile length to diameter ratio of 25 was

developed maximum negative skin friction. The minimum negative skin friction was

developed as compared to negative skin friction which was indicated in fig.4.18b .The

cause of the formation of different negative skin friction for constant pile length and

diameter was pile spacing and pile numbers. The maximum negative skin friction was

developed at the point which l/d ratio was minimum (l/d =25) with 3D pile spacing. In

similar pile spacing and different value of diameters which was 300 mm, 600 mm and 800

mm, the negative skin friction developed at the dia. of 800 mm was greater than the

negative skin friction developed at 300mm (see fig. 4.18). In general the pile spacing, pile

number and diameters have its own effect for the development of NSF.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-150 -100 -50 0 50 100 150 200

Z/L

Maximum Negative Skin Friction

l/d = 33

l/d = 25

l/d = 67

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-600 -500 -400 -300 -200 -100 0 100 200 300 400

Z/L

Skin Friction (kPa)

l/d = 33 ( dia. = 600 mm)

l/d = 25 ( dia. = 800 mm)

l/d = 67 (dia. = 300 mm)

Page 76: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

63

Figure 4. 18 Distribution of NSF with different pile diameter (3D).

Table 4.2 shows the model types with their respective variable quantities used in the

analyses of pile group and its numerical results. Table 4.2 shows the model which contains

constant diameter and different value of pile length. Table 4.3 also shows the models

which have different pile diameters of 800, 600 and 300 mm with constant pile length

with respect to numerical value of pile settlement and neutral plane.

Table 4. 2 Pile and soil settlement for different pile length.

Pile

spacing

Pile

Length

(m)

Pile group

Settlement

(mm)

Max.

Soil

surface

Settl.(m

m)

Neutral

Plane

(m)

LNP/L

L/D

5D

20 7.7 63.8 12.5 0.625 33

15 15.1 63.8 8.5 0.56 25

10 22.2 63.8 7.65 0.765 17

4D

20 12.4 237.5 14.5 0.725 33

15 25.8 237.5 12 0.80 25

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-800 -600 -400 -200 0 200 400 600

Z/L

Skin Friction (kN)

l/d = 33 (600 mm dia.)

l/d = 25 (800 mm dia.)

l/d = 67 (300 mm dia)

Page 77: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

64

10 47.7 237.5 None - 17

3D

20 14.4 404.4 15 0.75 33

15 37.2 660.2 14 0.93 25

10 98.8 1126 None - 17

Table 4. 3 Pile settlements and neutral plane with different pile diameter

Pile

Spacing

Pile diameter

(mm)

Max. Pile

Settlement

(mm)

Neutral Plane

(m)

L/D

5D

300 24.1 9.0 67

600 7.7 12.5 33

800 8.3 13.0 25

4D

300 29.1 15.0 67

600 12.4 14.5 33

800 23.1 12.8 25

3D

300 35.7 15.5 67

600 14.4 15.0 33

800 20.6 14.0 25

4.13 Effect of Pile Length and Diamatre on the Neutral Plane

As stated in the pile cap analysis, the rigidity of the pile cap has own significant role for

the determination of the pile settlement. In real situation no complete flexible and

complete rigid pile caps. But if the pile was relatively rigid, the corner, side and center pile

developed almost the same settlement.

Fig. 4-19a shows that under the condition of 5D pile spacing and 20 m, 15 m and 10 m

pile length. The displacements of pile on the top of corner, side and center pile for 20 m

pile length are 7.5 mm, 7.6 mm and 7.7 mm. The pile settlement at the pile head is almost

similar to the pile settlement at the pile toe (see fig 4.19a). The settlement of pile on the

top of corner, side and center pile for 15 m pile length are 15 mm, 15.1 mm and 15.2 mm

respectively. The displacements of pile on the top of corner pile side pile and center pile

for 10 m pile length are 22.0 mm, 22.2 mm and 22.4 mm respectively. Fig. 4.19a presents

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65

the minimum pile length was developed maximum settlement with a constant pile spacing

and pressure load. The pile settlement increment shows large pile tip mobilization and the

neutral plane approach to the pile tip. The pile settlement increment also shows the pile

approaches to failure. This maximum pile and soil settlement hove no neutral point

(equilibrium point) and the soil bearing capacity is very low. When the pile length was 20

m for constant pile spacing 5D, the neutral plane was 12.5m. For 15 m pile length, the

neutral plane was 8.25. In similar fashion when the pile length was 10 m, the neutral plane

was 7.25 m. The same pile length and different pile spacing have significance effect on

pile settlement with minimum l/d ratio. So the length and spacing is significant factor for

negative skin friction of pile groups.

Fig.4.19b presents similar pile length and different value of l/d ratio. The neutral plane

was 9m for 300mm diameter pile with maximum l/d ratio. In similar manner l/d ratio was

minimum for 800mm pile diameter and the neutral plane was 12 m. Under this condition

when the pile diameter was 300 mm and 800 mm with the same pile spacing of 5D, the

maximum pile settlements were 24.1 mm and 8.3 mm. In general the maximum value of

l/d ratio has maximum pile settlement and minimum value of neutral plane. As the result

of minimum value of l/d ratio the neutral plane moves down as compared to maximum

value of l/d ratio.

(a) With different pile length (b) with different value of pile diameters

Figure 4. 19 Location of neutral plane for 5D pile spacing (S = 5D)

Fig. 4-20a shows that under the condition when the pile spacing is 4D and the pile length

are 20m, 15 m and 10 m. The displacements of 20 m pile on the top of corner, side and

center pile are 12.4 mm, 12.4 mm and 12.8 mm respectively. The settlement of pile on the

top of corner, side and center pile for 15 m pile length are 25.0 mm, 25.5 mm and 25.8

mm respectively. The settlement of pile head in the corner side and center pile for 10 m

pile length are 47.0 mm, 47.4 mm and 47.7 mm. respectively. As stated above for the

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-60-40-20020

Z/L

Settlement (mm)

Soil Settlement

Pile Settlement (20 m)

Pile Settlement (15 m)

Pile Settlement (10 m)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-70-60-50-40-30-20-10010

Z/L

Settlement (mm)

Soil Settlement

Pile Settlement (dia.= 600mm)

Pile settlement (dia. = 300 mm)

Pile Settlement (dia. = 800 mm)

NP

NP

Page 79: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

66

same pile length and spacing from the given pile head settlement, the settlement of corner,

side and center pile for each pile length was nearly the same. This may be explained by

the fact that in the case of a short pile, the negative skin friction may cover the entire

length, and accordingly, the down-drag force was transmitted to the pile’s tip in the form of penetration to the underlying strata, whereas for a long pile, the down-drag force is

mainly taken by the compression of the pile’s material and little or none is transmitted to the pile’s tip.

Fig 4.20a stated that for 4D pile spacing which was short pile length 10 m , the negative

skin friction may cover the entire length, and accordingly, the down-drag force was

transmitted to the pile’s tip in the form of penetration to the underlying strata as a result no neutral plane .

Fig. 4-20b shows that under the condition of 4D pile spacing with constant pile length of

20 m ,the pile head settlement was differ from the pile toe settlement when l/d ratio was

25 and 67. The maximum pile settlement for the pile diameter of 300 mm and 600 mm

was 29.1 and 23.1 mm respectively.

(a) Different Pile Lengths (b) Different Pile Diameters.

Figure 4. 20 Location of neutral plane with different pile length and diameters

Fig. 4-21a presents that under the condition of 3D pile spacing with the pile length of

20m, 15 m and 10 m. The pile head displacements in the corner pile, side pile and center

pile for 20 m pile length are 14.1 mm, 14.1 mm and 14.3 mm respectively .The pile head

settlement in the corner, side and center pile for 15 m pile length are 36.2 mm, 36.6 mm

and 37.1 mm respectively. The pile head displacements in the corner pile, side pile and

center pile for 10 m pile length are 119 mm, 119.3 mm and 119.9 mm respectively. The

negative skin friction covers the entire length of the pile for short pile length. The absence

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-250-200-150-100-500

Z/L

Settlemet (mm)

Soil Settlement (20 m)

Pile Settlement (20 m)

Soil Settlement(15 m)

Pile Settlement (15 m)

Soil Settlement (10 m)

Pile Settlement (10 m)

NP

NP

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-250-200-150-100-50050

Z/L

Settlement (mm)

Soil Settlement

Pile Settlement (dia. = 600 mm)

Pile Settlement (dia. = 300 mm)

Pile Settlement (dia. = 800mm)

NP

NP

Page 80: THREE-DIMENSIONAL NUMERICAL INVESTIGATION OF …

67

of neutral plane stated that the amount of drag load excessively increase up to the pile tip

and greater than pile positive shaft resistance.

Fig. 4-21b shows that under the condition of 3D pile spacing with constant pile length and

different pile diameters. The maximum pile settlements for 300 mm and 800 mm pile

diameter were 35.7 mm and 20. 6 mm respectively. Maximum value of l/d ratio was the

cause of the formation of excessive soil settlement and maximum drag-load.

(a) With different pile length (b) With different pile diameter

Figure 4. 21 Location of neutral plane for 3D Pile Spacing

4.14 Cause of Minimum l/d Ratio to Excessive Pile Settlement

Saha (2015) suggested that down-drag is the downward movement on a deep foundation

unit due to negative skin friction and expressed in term of settlement. When soil moves

downward relative to the pile, it creates a drag force on and within, the pile. The

downward soil movement creates the potential for downward pile movement. It is visible

that when the upper load was the same for one given pile spacing and length. Under the

constraint of pile cap, the displacement was almost the same among corner pile, side pile

and center pile. With the decreasing of pile length, the displacement of each pile in the pile

group was almost the same, but increase proportionally. That indicates the displacement of

corner pile was the same that of side pile and the displacement of side pile was nearly

similar with center pile.

As shown in the fig.4.22 the pile length was 10 m and the surrounding soil settlement and

pile settlement doesn’t coincide each other in the case of excessive load transfer from soil

to pile. As stated by many scholars, the neutral plane is the location at which there is zero

relative movement between the pile and the soil. Figure 4-22 illustrates when the pile

length was 10 m for both 4D and 3D pile spacing, there was no neutral plane by the cause

of excessively increase pile and soil settlement without coincides each other. Bellow the

neutral plane the pile settlement was greater than the soil settlement and the load transfer

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-1200-1000-800-600-400-2000200

Z/L

Setttlement (mm)

Soil Settlement (20 m)

Pile Settlement (20 )

Soil Settlement (15 m)

Pile Settlement (15 m)

Soil Settlement (10 m)

Pile Settlement (10 m)

NP

NP

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-450-400-350-300-250-200-150-100-50050100

Z/L

Settlement (mm)

Soil Settlement

pile Settlement (dia. = 600mm)

Pile Settlement (dia. = 300mm)

Pile Settlement (dia. = 800 mm)

NP

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68

mechanism was from pile to soil. The absence of neutral plane stated that the amount of

drag load excessively increase up to the pile tip and the dominance of drag-loads over

positive shaft resistance and the applied surcharge load moves towards the pile settlement.

Figure 4. 22 The Failure Stage for 4D and 3D Pile and Soil settlement

4.15 Effect of group Pile Spacing on NSF

The position of pile has significant influence on the pile groups under NSF, and the group

effect coefficient which increases sequentially in order of corner, side and center pile. The

results show that group effect coefficient and neutral plane depth increase with the

increase of pile spacing because of the less interaction of piles. Furthermore, group effect

coefficient and neutral plane depth increase with the increase of surrounding load.

Figure 4.23 illustrates that for the pile spacing of 3D, 4D, and 5D, the pile group have

different negative skin friction. When the pile spacing increase from 3D to 4D then 5D,

the negative skin friction was decrease due to less interaction effect between pile groups

with a constant pile length of 20 m. The pile spacing 5D, 4D and 3D have different

number of piles 3 x 3, 4 x 4 and 5 x 5 respectively. The maximum negative skin friction

obtained from 3D pile spacing with 20 m pile length at the center pile was 188 kPa (See

fig.4-23). The negative skin friction distribution/ pile soil mobilization mostly developed

at the pile head. Decreasing pile spacing was the cause of soil mobilization and the

development of negative shaft resistance. So pile group spacing was one governing factor

of negative shaft resistance development. For constant pile length and different value of

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-1200-1000-800-600-400-2000

Z/L

Settlement (mm)

4D-Soil Settlement

4D- Pile Settlement

3D- Soil Settlement

3D- Pile Settlement

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69

spacing to diameter ratio (s/d), as a result the pile group with minimum value of s/d ratio

develops maximum negative shaft resistance. The absence of neutral plane stated that the

amount of drag load excessively increase up to the pile tip and the dominance of drag-

loads over positive shaft resistance and the applied surcharge load moves towards the pile

settlement.

Figure 4. 23 Skin friction distribution through pile length of 20 m

The maximum negative skin friction develops at the center pile and 3D pile spacing. In

similar fashion for constant pile length and different value of spacing to diameter ratio

(s/d), the minimum value of s/d ratio develops maximum negative shaft resistance. This

value stated that the minimum value of s/d ratio aggravates the interaction between pile-

soil –pile interaction and was the cause of maximum drag- load. The amount of negative

and positive skin friction in 3D- pile spacing for 15 m pile length was 156.7 and 175.5 kPa

respectively. The negative shaft resistance covers 89.3% of positive shaft resistance. As

the result, the neutral plane approaches to the pile tip and the drag down movement goes

to down-ward. In 5D pile spacing, the amount of negative and positive skin friction was

54 kPa and 175.5 kPa respectively. This value shows that the negative skin friction was

30.7 % of the positive shaft resistance. This was good proportion of negative and positive

skin friction. The amount of negative and positive skin friction in 4D- pile spacing and 15

m pile length was 49.6 and 27 kPa respectively. As a result the neutral plane approaches to

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-250 -200 -150 -100 -50 0 50 100 150 200 Z

/L

Maximum Skin friction (kPa)

5D-20 m ,Center Pile

4D-20 m, Corner Pile

3D- 20 m ,Center Pile

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70

the pile tip and the drag down movement increased alarmingly over positive shaft

resistance.

(a) (b)

Figure 4. 24 Skin friction distributions through pile length of

The maximum negative skin friction has developed at the center pile with 3D pile spacing

(fig 4-24b).This value shows that the spacing to diameter ratio (s/d) has significant effect

for the development negative skin friction. Rather than the spacing difference l/d ratio has

its own effect to the development of down-drag load and down ward movement of the

soil. The result of decreasing of pile length (l/d) ratio was the major cause of the formation

of maximum negative skin friction in 3D pile spacing and minimum pile length. Figure (4-

24 b) states that all maximum negative skin friction developed at the center pile with the

same pile length. In general pile spacing has significant effect for the formation of

negative skin friction with respect to pile length. Mostly maximum negative skin friction

develops in the center pile and minimum s/d and L/D.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-250 -200 -150 -100 -50 0 50 100 150 200

Z/L

Maximum Skin friction (kPa)

5D-15 m , Side pile

4D- 15 m ,Corner pile

3D- 15 m ,Center pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-150 -100 -50 0 50 100 150

Z/L

Maximum Negative Skin Friction (kPa)

5D- Center Pile

4D-Center Pile

3D-Center Pile

10 m pile length

15 m pile length

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4.16 Effect of Pile Length on NSF (5D)

A ratio of the depth of the neutral plane to the pile length in compressible strata, LNP/L, is

suggested to be taken approximately as 0.75 if no test data is available NAVFAC (1986).

Figure 4.25 presents NSF is developed on the pile’s shaft after applying the surcharge load, and continues to exist until the completion of the consolidation of the surrounding

soil. Under surcharge loading, negative skin friction is induced on the top of the pile and

extends progressively to the mid part of the pile, until it reaches a maximum value at an

intermediate depth and finally decreases. As some intermediate depth above the neutral

plane, the maximum negative skin friction developed bellows the neutral plane around the

pile tip. Increasing the ratio LNP/L was significant in decreasing the pile length from 20 m

to 10 m for similar pile spacing of 5D (table 4.2). The negative skin friction distribution in

corner, side and center pile was different in 3x3 pile configuration. The maximum

negative skin friction of corner, side and center pile was developed at Z/L is equal to 0.1.

The amount of negative skin friction for 5D pile spacing with the pile length of 20 m, the

corner, side and center pile was 22.9, 7 and 29.5 kPa respectively. The maximum negative

skin friction was 29.5 kPa which was developed at the center pile but the minimum

negative skin friction was developed in the side pile. The negative skin friction

distribution through the entire length of the pile was different among corner, side and

corner pile. The maximum positive and negative skin friction also develops in the side pile

(figure 4.25 a). The minimum and maximum negative skin friction was varying according

to the given pile length. Figure 4.25 (a) presents the pile length was 20 m and the positive

skin friction distribution through the entire length of the center pile at the ratio of Z/L

from 0.3 to 0.9 was very small.

(a) (b)

Figure 4. 25 Skin frictions on pile’s shaft with the same spacing and variable pile length

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-40 -20 0 20 40 60 80 100

Z/

L

Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-100 -50 0 50 100 150 200

Z/L

Skin Friction (kPa)

Corner Pile

Side Pile

center Pile

S= 5D, L = 20 m S = 5D, L=15 m

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Figure 4.25 presents the maximum negative skin friction of corner, side and center pile

was developed around Z/L ratio was 0.15 when the pile length was 15 m. The amount of

negative skin friction for 5D pile spacing with the pile length of 15 m for corner, side and

center pile was 52.5, 53.8 and 53.8 kPa respectively. As stated above the maximum

negative skin friction is 53.8 kPa which is found at the side and center pile but the

minimum negative skin friction was in the corner pile. But the negative skin friction

between corner, side and center pile has insignificant difference. The negative skin friction

distribution from the pile head to maximum negative value in the corner, side and center

pile was coincides each other. Figure 4.25 (b) presents the pile length was 15 m and the

positive skin friction distribution through the entire length of the center pile at the ratio of

Z/L from 0.55 to 65 was very small. But the negative skin friction distribution among

corner, side and center pile have nearly similar up to the maximum negative skin friction

point. Consequently, soil settled more than the pile resulting in negative skin friction

(NSF) along the upper portion of the pile (0 ≤ Z/L ≤ 0.65 and 0<=Z/L<= 0.42) at fig

4.25(a, b) respectively. This suggests that this portion of the pile is subjected to drag-load

by the surrounding soil. To maintain vertical equilibrium of the pile, the soil surrounding

the lower part of the pile (Z/L>0.65 and Z/L > 0.42) is resisted its settlement by

mobilizing positive skin friction (PSF) at the pile-soil interface and end-bearing resistance

at the toe of the pile.

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Table 4. 4 Maximum Negative and positive skin friction

Pile Spacing Pile Length (m) Maximum Negative

Skin Friction (kPa)

Maximum Positive

Skin friction ( )

5D

20 m 30.5 95.8

15 m 53.9 175.5

10 m 46.9 187.5

4D

20 m 47.3 21.5

15 m 49.6 27

10 m 56.3 none

3D

20 m 188.5 50.3

15 m 156.7 175.5

10 m 80.5 none

The amount of negative skin friction for 5D pile spacing with the pile length of 10 m for

corner, side and center pile was 45.2, 46.6 and 46.9 kPa respectively. As stated above the

maximum negative skin friction is 46.9 kPa which is found at the center pile but the

minimum negative skin friction was in the corner pile. The negative skin friction

distribution from the pile head to maximum negative value in the corner, side and center

pile was coincides each other.

Figure 4.26 also stated that in the case of a short pile, the negative skin friction may cover

the entire length, and the down-drag force was transmitted to the pile’s tip in the form of

penetration to the underlying strata, whereas for a long pile, the down-drag force was

mainly taken by the compression of the pile’s material and little or none is transmitted to

the pile’s tip. Consequently, soil settled more than the pile resulting in negative skin

friction (NSF) along the upper portion of the pile (0 ≤ Z/L ≤ 0.45 for corner and side pile

but as stated above the minimum negative skin friction distribution developed up to the

ratio of Z/L was equal to 0.8. This suggests that this portion of the pile was subjected to

drag-load by the surrounding soil.

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Figure 4. 26 Skin frictions on pile’s shaft with short pile length

4.16.2 Effect of Pile Length in Negative Skin Friction (4D )

Negative skin friction is induced from the top of the pile and extends progressively

downward until the maximum negative shaft resistance was achieved. As some

intermediate depth above the neutral plane the maximum negative skin friction developed

and decrease up to neutral plane. With 20 m pile length and 4D pile spacing, the minimum

positive skin friction was developed bellow the neutral plane around the pile tip. From the

pile top to some depth of the pile which is called neutral plane, the negative skin friction

decreases to a zero value. For 4D pile spacing and 20 m pile length, the neutral plane

value was 14.5 m (tab.4.3). This value shows that the negative shaft resistance covers

72.5 % of the total pile length (Lnp/L= 0.725). With respect to the given depth and pile

spacing and compare to the other pile spacing which is 5D, the positive skin friction

developed bellow neutral plane is going to minimum when L/D ratio become small and

small. The negative skin friction distribution in corner, side and center pile was different

in 4 x 4 pile configuration. As shown in the figure 4.26(a, b) the pile spacing was 4D and

pile length 20 m, and 15 m respectively. The maximum negative skin friction of corner,

side and center pile was developed around Z/L ratio is equal to 0.1 for 20 m pile length

with similar pile spacing (see fig. 4-27a). As shown in the fig. 4-27 (b) the maximum

negative skin for corner pile, side and center pile was developed around the ratio of Z/L is

equal to 0.15. The amount of negative skin friction for 4D pile spacing with the pile length

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-150 -100 -50 0 50 100 150 200

Z/L

Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

S = 5D, L =10 m

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of 20 m for corner, side and center pile was 47.3 kPa, 39.8 kPa and 5.1 kPa respectively

(fig 4.27a). The amount of negative skin friction for 4D pile spacing with pile length of 20

m for corner, side and center pile was 49.7 kPa, 44.7 kPa and 7 kPa respectively

(fig.4.27b). The maximum negative skin friction is 47.3 kPa which is developed at the

corner pile but the minimum negative skin friction was in the center pile. The negative

skin friction which was stated at figure 4.27a and 4.27b the point of application of the

maximum and minimum negative skin friction or shaft resistance was shift when the pile

spacing changed from 5D to 4D for similar pile length. But at the pile tip, the maximum

positive and minimum positive shaft resistance was developed at the side pile and corner

pile. For 4D pile spacing with 20 m pile length, the minimum and maximum negative

shaft resistance developed at center and corner pile respectively. For this pile spacing and

length, the minimum and maximum positive shaft resistance developed at center and side

pile. Figure 4.27 (a, b) presents the minimum and maximum negative skin friction was

varying according to the given pile length and pile spacing with pile soil interacting or pile

configuration. The pile length was 15m and the positive skin friction distribution through

the entire length of the center pile at the ratio of Z/L from 0.7 to 0.8 was very small.

The negative skin friction (NSF) mobilization was formed above these indicated points

due to stress release and soil movement as mentioned towards the pile movement. This

implies that this portion of the pile is “dragged” down by the surrounding soil. To

maintain vertical equilibrium of the pile, the soil surrounding the upper part of the pile

resists from settling, by mobilizing PSF at the soil–pile interface. Figure 4.27 (a) the

neutral plane, where the zero shaft resistance is mobilized, is located at a depth of Z/Lp =

0.75 (above formation level). Figure 4.24(b) presents neutral plane, where the zero shaft

resistance was mobilized at a depth of Z/Lnp = 0.8 (above formation level).This location

was consistent with the depth where the maximum axial load was induced. To maintain

vertical equilibrium of the pile, the soil surrounding the lower part of the pile (Z/L>0.8 for

corner and side pile and Z/L > 0.75 for center pile is resisted its settlement by mobilizing

positive skin friction (PSF) at the pile-soil interface and end-bearing resistance at the toe

of the pile.

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(a) (b)

Figure 4. 27 Skin frictions on pile’s shaft with different pile length

Fig. 4.28 presents the maximum negative and minimum positive shaft resistance of corner,

side and center pile. The maximum negative shaft resistance was developed at the ratio of

Z/L is equal to 0.2. The amount of negative shaft skin friction corner, side and center pile

was 56.3, 56.3 and 37.1 kPa respectively. Negative skin friction distribution coincides

each other from the ratio of Z/L is equal 0.6 at the negative side to 0.8 from the positive

side. The minimum positive shaft resistance was developed from the point Z/L is equal to

0.8 below the neutral plane. For this pile length the positive shaft resistance which was

developed at the point of Z/L is equal to 0.8 was influenced by drag down (drag-load).

The ratio of LNP/L is increasing when the pile length decrease from 20 m to 10 m for

similar pile spacing (table 4.2). The excessive pile settlement was the major cause of the

development of minimum positive skin friction. This excessive settlement causes the

parallel increment of pile and soil settlement and there was no equilibrium point between

pile and soil. This drag-load domination change the value of positive resistance to

negative resistance again fig. (4.28). When the pile length decrease to 10 m, the negative

shaft skin friction distribution cover 90 % of the total amount of skin friction. The rate of

increase of the ratio LNP/L due to decrease of the ratio L/D is significantly increase the

negative shaft resistance (table 4.2).

Figure 4.28 also stated that in the case of a short pile, the negative skin friction may cover

the most entire length, and accordingly, the down-drag force was transmitted to the pile’s

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-60 -50 -40 -30 -20 -10 0 10 20 30

Z/L

Skin Friction (kPa)

Corner Pile

side Pile

center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-60 -50 -40 -30 -20 -10 0 10 20 30

Z/L

Skin Friction (kPa)

Corner Pile

side Pile

Center Pile

S= 4D, L = 20 m S = 4D, L = 15 m

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tip in the form of penetration to the underlying strata, whereas for a long pile, the down-

drag force is mainly taken by the compression of the pile’s material and little or none is

transmitted to the pile’s tip. At 10 m pile length, the pile was pulling out from the cap.

Figure 4. 28 Skin frictions on pile’s shaft with 10 m pile length (S= 4D)

4.16.3 Effect of Pile Length on NSF (3D )

Figure 4.28 presents negative skin friction is developed from the top of the pile and

extends progressively downward, until it reaches a maximum value at an intermediate

depth. The maximum negative skin friction developed and starting to minimum at some

intermediate depth above the neutral plane. Bellows the neutral plane around the pile tip

the minimum positive skin friction was developed for 20 m pile length for given pile

spacing. The negative skin friction decreases to a zero value at the neutral plane. For 3D

pile spacing and 20 m pile length, the neutral plane value was 15 m. But with respect to

the given depth and pile spacing as compared to the other pile spacing which are 5D and

4D, minimum positive skin friction developed bellow neutral plane. Figure 4.28 illustrate

that, the excessive pile settlement which was developed when pile length and pile spacing

was 10m and 3D respectively. When the pile length and pile spacing changed from 20 m

to 10, the drag-down movement of the surrounding soil with respect to pile was

increasing. When the pile length become 10 m for 4D and 3D pile spacing rather than 5D,

the drag load was excessively increase with maximum pile settlement. This excessive drag

down movement of soil with respect to pile causes the parallel increment of pile and soil

settlement. Due to this parallel increment of pile and soil settlement, there was the absence

of equilibrium point between pile and soil. Due to this reason negative skin friction

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-80 -60 -40 -20 0 20 40 60 80

Z/L

Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

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distribution in corner, side and center pile was different in 5 x 5 pile configuration with 3D

pile spacing. The maximum negative shaft resistance was developed at the center pile.

This maximum shaft resistance developed around the ratio of Z/L is equal to 0.1 for 20 m

pile length. But when the pile length become 15 m the maximum negative shaft resistance

was developed around Z/L ratio is equal to 0.2.This value indicate that when the negative

skin friction distribution moves down ward with pile length minimum pile length.

Figure.4.29 (a) presents the amount of negative skin friction for 3D pile spacing with the

pile length of 20 m for corner, side and center pile was 30.4 kPa, 22.7 kPa and 188.5 kPa

respectively. The maximum negative skin friction is 188.5 kPa which is found at the

center pile but the minimum negative skin friction was developed in the side pile. The

minimum positive skin friction distribution through the entire length of the center pile at

the ratio of Z/L from 0.3 to 0.7

Figure .4.29b presents the amount of negative skin friction for corner, side and center pile

were 52.9 kPa, 10.7 kPa and 156.7 kPa respectively. The maximum negative skin friction

is 156.7 kPa which was found at the center pile but the minimum negative skin friction

was in the side pile. Generally, the point of application of the maximum and minimum

negative skin friction or shaft resistance was shift when the pile spacing changed from 5D,

4D to 3D for similar pile length. For 3D pile spacing with 20 m pile length, the minimum

and maximum negative shaft resistance developed at side and center pile respectively. For

this pile spacing and length, the minimum and maximum positive shaft resistance

developed at side and center pile.

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(a) (b)

Figure 4. 29 Skin frictions on pile’s shaft (a) 20 m and (b) 15 m with (3D)

Figure 4.30 presents the pile length of 10 m and the NSF for corner, side and center pile

was 77.2, 71.1 and 80.5 kPa respectively. The maximum negative shaft skin friction was

80.5 kPa which developed at the center pile but the minimum negative shaft skin friction

was in the side pile. The pile length which was 10 m and the positive shaft resistance

which was developed at the ratio of Z/L was equal to 0.6 but this was influenced by drag

down (drag-load) .When the pile length decrease to 10 m, the negative shaft friction

distribution cover 90 % of the total pile length. The rate of increasing the ratio of LNP/L

due to decrease of the ratio L/D was significantly increases the negative shaft resistance

(table 4.2). This figure also stated that in the case of a short pile, the negative skin friction

may cover the most entire length, and the down-drag force is transmitted to the pile’s tip

in the form of penetration to the underlying strata, whereas for a long pile, the down-drag

force is mainly taken by the compression of the pile’s material and little or none is

transmitted to the pile’s tip. Generally excessive pile settlement was developed and the

load transfer from pile to soil reaches at the pile tip. The pile starts to pull out from the cap

at this short pile.

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-250 -200 -150 -100 -50 0 50 100 150 200 250

Z/L

Negative Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-250 -200 -150 -100 -50 0 50 100 150 200 250

Z/L

Negative Skin Friction ( kPa)

Corner Pile

Side Pile

Center Pile

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Figure 4. 30 Skin frictions on piles shaft with 10 m pile length (3D)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-200 -150 -100 -50 0 50 100 150 200

Z/L

Skin Friction (kPa)

Corner Pile

Side Pile

Center Pile

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5. CONCLUSIONS AND RECOMMENDATION

5.1 CONCLUSION

The major parameters highly influencing the negative shaft resistance are pile

length, pile diameter, number of piles and pile spacing.

For uncapped model, the negative skin friction distribution of side, corner and

center pile made visible difference above the neutral plane.

For capped model the negative skin friction distribution coincide each other and

the amount of negative skin friction distribution among side, corner and center pile

nearly same.

For similar axial load application into the capped and uncapped model the negative

skin friction distribution made visible difference

In the case of a short pile, the negative skin friction may cover the entire length,

and accordingly, the down-drag force is transmitted to the pile’s tip in the form of

penetration

In the case of a long pile, the down-drag force is mainly taken by the compression

of the pile’s material and little or none is transmitted to the pile’s tip. The normalized depths (Z/L) increase the mobilized negative shaft resistance

decrease up to the neutral point.

At the working load level with minimum l/d ratio, the drag force may be large

enough to reduce the pile capacity or to overstress the pile’s material, causing fractures or perhaps structural failure of the pile, or possibly pulling out the pile

from the cap

For different pile spacing and constant pile length the negative skin friction

distribution/ pile soil mobilization mostly developed around pile head but the point

of maximum NSF goes down to the pile tip when l/d ratio was minimum

For constant pile length and different value of spacing to diameter ratio (s/d), as a

result of minimum value of s/d ratio develops maximum negative shaft resistance.

At the minimum value of l/d ratio, the negative skin friction distribution cover 90

% of the total pile length and the minimum negative skin friction distribution

develop at the center pile.

The shorter pile socket length may result in a higher elevation of neutral plane thus

lower drag-loads and, induced pile settlement can be more severe as compared to a

pile with a longer socket length.

When the upper load is small, the NSF on upper part of each pile generally

coincides each other, with the increase of upper load, the coincidence disappears,

that is, the NSF of the upper part of each pile become different.

At constant pile diameter and different pile spacing which are 5D, 4D and 3D,

maximum negative skin friction was developed due to interaction effect.

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At constant pile spacing and different value of pile diameter the maximum

negative skin friction developed at the point of minimum l/d ratio.

In general the pile spacing, number of piles and diameters have its own effect for

the development of negative shaft resistance (NSF).

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5.2 RECOMENDATION

The following recommendations are given for future research:

1. Try to use laboratory experimental value and validation of the analyses outputs obtained

from ABAQUS on the distribution of load to pile group based on physical modeling but

there are so many constraint to get the laboratory result in our country.

2. Extending the present study to complex loading patterns like eccentric, lateral loadings

and dynamic loading cases.

3. Extending the present study to complex soil strata conditions.

4. Extending the present study to pile –soil-pile interaction.

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