tips research proposal - prof. shahwahid
TRANSCRIPT
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TIPS MENULIS CADANGAN
PROJEK PENYELIDIKAN
TIPS MENULIS CADANGAN
PROJEK PENYELIDIKAN PROF DR MOHD SHAHWAHID HAJI
OTHMAN
[INSTITUTE OF TROPICL FORESTRY
AND FOREST PRODUCTS]
PROF DR MOHD SHAHWAHID HAJI
OTHMAN
[INSTITUTE OF TROPICL FORESTRY
AND FOREST PRODUCTS]
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RESEARCH PROPOSALRESEARCH PROPOSAL As academicians we know this From
1.0 Title
2.0 Introduction/Background to theIssues/Problem/Types of proposal:
internal or external (who ask and who isto do the research)
3.0 Problem Statement
Research Question
4.0 Research Objective
Justification & Importance/Benefits ofStudy
As academicians we know this From
1.0 Title
2.0 Introduction/Background to theIssues/Problem/Types of proposal:
internal or external (who ask and who isto do the research)
3.0 Problem Statement
Research Question
4.0 Research Objective
Justification & Importance/Benefits ofStudy
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RESEARCH PROPOSALRESEARCH PROPOSAL
5.0 Literature Review on:
Similar issues, problems and solutions
Methods used by others; strengths &weakness of each ending with possible
suggestions of the best technique 6.0 Research Design
What kind of studies e.g. descriptive, causaletc
Theoretical and Empirical Model Adopted Hypotheses
Sampling design: census or sampling. Ifsampling, what techniques e.g simple random,
systematic
5.0 Literature Review on:
Similar issues, problems and solutions
Methods used by others; strengths &weakness of each ending with possible
suggestions of the best technique 6.0 Research Design
What kind of studies e.g. descriptive, causaletc
Theoretical and Empirical Model Adopted Hypotheses
Sampling design: census or sampling. Ifsampling, what techniques e.g simple random,
systematic
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RESEARCH PROPOSALRESEARCH PROPOSAL 7.0 Data Sources/Collection:
Survey, secondary data
Measurement Scale of variables
8.0 Analysis of Data
Data Preparation and description
Statistical techniques selection e.g. frequency, factoranalysis
Analysis and hypotheses testing
9.0 Expected Results
10.0 Report presentations 11.0 Budget
12.0 Schedule
13.0 Personnel Vitae
14.0 Bibliography
7.0 Data Sources/Collection:
Survey, secondary data
Measurement Scale of variables
8.0 Analysis of Data
Data Preparation and description
Statistical techniques selection e.g. frequency, factoranalysis
Analysis and hypotheses testing
9.0 Expected Results
10.0 Report presentations 11.0 Budget
12.0 Schedule
13.0 Personnel Vitae
14.0 Bibliography
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Project Title
The title should be concise, clearly indicating the subject of
the investigation and reflecting the key idea(s) of the project.
Project Objectives
This section describes the measurable objectives of theproject and defines the expected results.
Research Background
The research background should cover the followingelements:
o The major issues and problems to be addressed by the
research.
o Research necessity and importance.
Guidelines
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o Variables and parameters of the research.
o Hypothesis or theory, if any.
o Setting the limits or boundaries of the proposed researchin order to provide a clear focus.
The literature review should be addressed in this section to
meet the requirements below:
o The application must be novel (should not "reinvent the
wheel").
o Demonstrates knowledge of the research problem.
o Demonstrates understanding of the theoretical and
research issues related to the research question.
o Critically analyse, integrate and synthesise the relevant
literature information.
Guidelines
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Socio-economic objectives (SEO)
The socio-economic objectives (SEO) represent the purpose
or sectoral beneficiaries for which R&D activities areconducted. The SEO classification allows a systematic
analysis of R&D funding at three different levels under the
SEO Divisions. There are 5 SEO Divisions, namely Defence,
Economic Development, Society, Environment andAdvancement of Knowledge.
The appropriate divisions will determine the SEO
Classification that best describes the beneficiary group of the
project from the Malaysian Research and DevelopmentClassification, 4th Edition or the latest edition.
Guidelines
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To classify the research project, please use the following
definitions:
o SEO Category
The SEO Category describes the sector of the national
economy for which it will be the main beneficiary of the R&D
being practised.
o SEO Group
A sub-division under the SEO Category, which groups
socioeconomic activities that have common characteristics.
o SEO Area
A sub-division under the SEO Group, which represents a
specific area of research.
Guidelines
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Fields of Research (FOR)
The fields of research (FOR) represent R&D activities
classified according to their scientific and academic
disciplines.
Please choose the FOR classification which most
appropriately describes the scientific discipline being
practised.
Please select the FOR from the Malaysian Research and
Development Classification, 4th Edition according to the
following:
o FOR Category
A sub-division of scientific or academic disciplines.
Guidelines
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o FOR Group
A sub-division under the FOR Category.
o FOR Area
A specific discipline within an FOR Group which describes a
science or a technology area.
Guidelines
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Research Approach
o Research Methodology
The research methodology demonstrates how the applicant
plans to tackle the research problem. It should have details of
the analytical techniques, research design and description of
research activities. Specialised equipment, facilities andinfrastructure, whether new or existing, required for the project
should also be identified at this stage.
The applicant should compare the methodology with
alternative methods and justify that the approach chosen is
the most appropriate.
Guidelines
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o Project Activities
It will provide the work plan and the list of the activitiesnecessary for the project, including those associated with the
transfer of the research results to customers / beneficiaries. It
should also outline the sequence of the proposed activities
and identify them in numbered stages, steps or phases.
The research activities as well as the timing and duration will
be reflected in the Gantt chart.
Guidelines
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o Milestone**
A milestone is achieved when a significant phase in the
project is reached, for example completion of testing,commissioning of equipment, etc. There must be at least 2
milestones per calendar year. The first milestone at the start of
the project is optional while the last milestone denotes the end
/ completion of the project.
The timings of the milestones will be reflected in the Gantt
chart.
o Risk of the Project
Describe the factors that may cause delays or prevent
implementation of the project as proposed. Give an estimate
on the degree of risk.
Guidelines
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Benefits Of The Project
o Output ExpectedThe output expected varies amongst the different types of
research.
Forstrategic basic research projects, use the following list
of outputs:
Hypotheses
Theories
Algorithm Structure
Data
IPR
Guidelines
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Forapplied research (technology development) projects,
use the following list of outputs:
Method / technique
Demonstrator / prototype
New / improved product / device New / improved process
New / improved software
New / improved material
New / improved service
IPR
Guidelines
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o Human Capital Development
The indicators are as follows:
Post doctorate
Doctorate
Master
Bachelor Research staff with new specialisation
Guidelines
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o Economic Contribution
The indicators are as follows:
Sales of manufactured product / device / equipment Royalties from licensing
Revenue from consultancies
Cost savings
Time savings Others
o Infrastructural contribution
The indicators are as follows: New equipment
New / improved facility
New information networks
Others
Guidelines
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Research Collaboration
The collaboration is in the form of sharing of expertise andresearch facilities, marketing opportunities and other related
research resources. Details on the role of key collaborators
should be provided. Such commitment should be
substantiated by documentation proof such as memorandum
of agreement, letter of consent or any other form ofagreement.
For the project team, state all the collaborators involved
based on their roles and time allocated. The man month of
the project team will be automatically calculated based on
the staff cost estimation worksheet.
Guidelines
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APPLICATION PROCESS FLOWAPPLICATION PROCESS FLOWRECEIPT OF APPLICATION DOCUMENTS
INSTITUTIONALSCREENING:
TECHNICAL AND FINANCIAL
SUBMISSION OF
ENDORSED PROPOSAL TO
MOSTI
ACCEPTANCE AND SIGNING OF CONTRACT
PROJECT IMPLEMENTATION
Administrative compliance
Eligibility check
Technical aspects
Financial assessment
Competency and conceptualassessment
MOSTI evaluation and approval Payment
Reports
Audit
Deadline 26 May 2006
Deadline 16 June 2006
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INSTITUTIONAL SCREENING CHECKLISTINSTITUTIONAL SCREENING CHECKLIST Does the proposed project fall under Research Priority Area?
Does the applicant have the professional qualifications andteam members (if applicable) necessary for satisfactoryperformance of the proposed activity?
Is there any funding sources to supplement the fund providedby ScienceFund?
Adequate literature review?
Does Research Methodology reflect project activities? Complete research activities and milestones in Gantt chart?
Total project cost tally with detailed cost breakdown?
Correct addition of project cost?
Justification of purchase of equipment?
Incomplete information in form?
Viability of research objectives? Commercialisation potential?
Is the applicant currently heading any research project? If yes,please state source and number
Is the applicant employed on a contract basis? If yes, pleaseindicate date of expiry of contract.
Does the proposed project fall under Research Priority Area?
Does the applicant have the professional qualifications andteam members (if applicable) necessary for satisfactoryperformance of the proposed activity?
Is there any funding sources to supplement the fund providedby ScienceFund?
Adequate literature review?
Does Research Methodology reflect project activities? Complete research activities and milestones in Gantt chart?
Total project cost tally with detailed cost breakdown?
Correct addition of project cost?
Justification of purchase of equipment?
Incomplete information in form?
Viability of research objectives? Commercialisation potential?
Is the applicant currently heading any research project? If yes,please state source and number
Is the applicant employed on a contract basis? If yes, pleaseindicate date of expiry of contract.
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Notes to ScienceFund applicationsNotes to ScienceFund applications Project duration is max. 24 months
For V21000 (Travel and Transportation), max.allocation is 15% of total budget. Project leader andcollaborator is allowed to travel overseas onceduring project duration
For V11000 (Temporary and Contract Personnel), aproject is allowed a max. of 3 contract personnel
For V35000 (Special Equipment and Accessories), aproject is allowed to procure a maximum of 40% oftotal cost of project or RM100,000 whichever islower.
Project duration is max. 24 months
For V21000 (Travel and Transportation), max.allocation is 15% of total budget. Project leader andcollaborator is allowed to travel overseas onceduring project duration
For V11000 (Temporary and Contract Personnel), aproject is allowed a max. of 3 contract personnel
For V35000 (Special Equipment and Accessories), aproject is allowed to procure a maximum of 40% oftotal cost of project or RM100,000 whichever islower.
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No limitation on number of project a researcher canapply for. (Max duration per project is 24 months)
Sea to Space includes Agriculture, Oceanography National Oceanography Directorate, Medicine,Healthcare and Management, Forestry, Food,Mathematics, Pure Sciences, Conservation Biology,Astronomy, Social Sciences, Management,
Economics, etc and covers anything not covered inlisted priority areas
Previous track record in research (IRPA RMK7 & 8)taken into consideration by MOSTI panel.
Institution screening panel is advised to give properrecommendation to MOSTI during institutionalscreening.
No limitation on number of project a researcher canapply for. (Max duration per project is 24 months)
Sea to Space includes Agriculture, Oceanography National Oceanography Directorate, Medicine,Healthcare and Management, Forestry, Food,Mathematics, Pure Sciences, Conservation Biology,Astronomy, Social Sciences, Management,
Economics, etc and covers anything not covered inlisted priority areas
Previous track record in research (IRPA RMK7 & 8)taken into consideration by MOSTI panel.
Institution screening panel is advised to give properrecommendation to MOSTI during institutionalscreening.
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Young researchers advised to have SeniorResearchers/ Professors as collaborators tostrengthen project team. This will ensure
satisfactory progress of project
Senior Researchers / Professors required as projector program leaders. Research team to include Young
/ Junior Researchers.
Institutional Screening Panel will act as auditors/project monitors. This is a requirement of MOSTI.
Monthly accounting by Bendahari to MOSTI.
Quarterly report on activity by researchers to MOSTI.
Project monitoring every 6 (six) months
Young researchers advised to have SeniorResearchers/ Professors as collaborators tostrengthen project team. This will ensure
satisfactory progress of project
Senior Researchers / Professors required as projector program leaders. Research team to include Young
/ Junior Researchers.
Institutional Screening Panel will act as auditors/project monitors. This is a requirement of MOSTI.
Monthly accounting by Bendahari to MOSTI.
Quarterly report on activity by researchers to MOSTI.
Project monitoring every 6 (six) months
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Inferred from V21000 (Travel & Transportation) andV35000 (Equipment and Accessories), max. total ofScienceFund applicable is RM 250,000 per project.
Reasonable figure is max. RM 250,000 per project
Major research output:
Publications in journals
HRD
Capacity building including infrastructure andnetworking
Economic contribution
Research products (if achieved), should apply forTechnoFund
Inferred from V21000 (Travel & Transportation) andV35000 (Equipment and Accessories), max. total ofScienceFund applicable is RM 250,000 per project.
Reasonable figure is max. RM 250,000 per project
Major research output:
Publications in journals
HRD
Capacity building including infrastructure andnetworking
Economic contribution
Research products (if achieved), should apply forTechnoFund
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Samples of Technical and Financial questions asked
during proposed project evaluation
Samples of Technical and Financial questions asked
during proposed project evaluation Financial and operational capacity
Do the applicant and partners have sufficient experience ofproject management?
Do the applicant and partners have sufficient managementcapacity? (including staff, equipment, ability to handle the budget
for the action) Relevance
How relevant is the proposal to the objectives and one or moreof the priority areas?
How relevant is the proposal to the needs and constraints of thetargets?
Methodology Are the activities proposed appropriate, practical, and consistent
with the objectives and expected results?
Does the proposal contain objectively verifiable indicators for theoutcome of the action?
Financial and operational capacity
Do the applicant and partners have sufficient experience ofproject management?
Do the applicant and partners have sufficient managementcapacity? (including staff, equipment, ability to handle the budget
for the action) Relevance
How relevant is the proposal to the objectives and one or moreof the priority areas?
How relevant is the proposal to the needs and constraints of thetargets?
Methodology Are the activities proposed appropriate, practical, and consistent
with the objectives and expected results?
Does the proposal contain objectively verifiable indicators for theoutcome of the action?
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Sustainability
Is the action likely to have an impact on the target area/group?
Is the proposal likely to have a multiplier effects? (including
transfer of technology and extension of the outcome) Budget and Cost-effectiveness
Is the ratio between the estimated costs and the expected results
satisfactory?
Is the proposed expenditure necessary for the implementation of
the project?