tl digest sec news - sec.gov | home 1987 registrant, aided and abetted by amir, violated the credit...

8
t Tl..."" ..... sec news digest .; iANG£ COMft~I~ _ Issue 89-73 April 19, 1989 OFFERS OF SETTLEMENT ACCEPTED FROM LEUMI SECURITIES CORPORATION AND NOAH AMIR In public administrative proceedings under Sections 15(b) and 19(h) of the Securities Exchange Act of 1934, Leumi Securities Corporation (Registrant), a registered broker- dealer located in New York, New York, and its former vice president and registered rep- resentative, Noah Amir, submitted Offers of Settlement which the Commission accepted. Registrant and Amir, without admitting or denying the allegations in the Order Insti- tuting Public Administrative Proceedings, Making Findings and Imposing Remedial Sanc- tions (Final Order), consented to findings that from about November 1986 to about January 1987 Registrant, aided and abetted by Amir, violated the credit extension pro- visions of the Exchange Act. Registrant consented to a censure and the implementation of, and compliance with, certain undertakings as outlined in the Final Order that will help prevent the recurrence of similar violations. Amir consented to a 30-day suspen- sion from association with any broker, dealer, investment adviser, investment company, or municipal securities dealer. (Rel. 34-26716) INJUNCTION ENTERED AGAINST TAX PROFESSIONALS, INC. AND N. GORDON FRANDSEN The Seattle Regional Office announced that on March 27 Federal District Court Judge Barbara J. Rothstein, Western District of Washington, entered an Order of Permanent Injunction and Ancillary Relief against Tax Professionals, Inc., a washington corpora- tion registered with the Commission as an investment adviser, and N. Gordon Frandsen of Seattle, Washington, its sole shareholder. The Order prohibits defendants from future violations of the antifraud provisions of the SeCUrities Exchange Act of 1934 and the Investment Advisers Act of 1940. The Court also ordered defendants to pay restitution to defrauded clients in the amount of $131,447, plus interest. Defendants consented to the Order without admitting or denying the allegations in the Commission's Complaint. The Complaint alleged that defendants, while acting as investment advisers, violated the antifraud provisions by engaging in a scheme to defraud elderly customers. The customers were induced to sell securities and reinvest the proceeds in shares of money market funds. Without the customers' knowledge, Frandsen put himself on the aCCOUr;ts as well, then liquidated shares from the accounts and used the money for his perso;,,] benefit and that of his company, Tax Professionals. (SEC v. Tax Professionals, 1"1C. and N. Gordon Frandsen, WDWA, Civil Action No. 88-1223). (LR-12066) ••• 41. PlOCEE ... ROGER G. COLEMAN, SR. FINED The Denver Regional Office, the Salt Lake City Branch Office, and the u.s. Attorney for the District of Utah announced that on March 30 Chief U.S. District Judge Bruce S. Jenkins fined Roger G. Coleman, Sr., of West Jordan, Utah, $3,000 as a result of his having entered a plea of guilty to a one-count misdemeanor Information. If paid within six months of March 30, the fine will be reduced by $500.

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Page 1: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

t Tl..."" .....

sec news digest.; iANG£ COMft~I~ _Issue 89-73 April 19, 1989

OFFERS OF SETTLEMENT ACCEPTED FROM LEUMI SECURITIES CORPORATION AND NOAH AMIR

In public administrative proceedings under Sections 15(b) and 19(h) of the Securities Exchange Act of 1934, Leumi Securities Corporation (Registrant), a registered broker-dealer located in New York, New York, and its former vice president and registered rep-resentative, Noah Amir, submitted Offers of Settlement which the Commission accepted.

Registrant and Amir, without admitting or denying the allegations in the Order Insti-tuting Public Administrative Proceedings, Making Findings and Imposing Remedial Sanc-tions (Final Order), consented to findings that from about November 1986 to about January 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and the implementationof, and compliance with, certain undertakings as outlined in the Final Order that will help prevent the recurrence of similar violations. Amir consented to a 30-day suspen-sion from association with any broker, dealer, investment adviser, investment company, or municipal securities dealer. (Rel. 34-26716)

INJUNCTION ENTERED AGAINST TAX PROFESSIONALS, INC. AND N. GORDON FRANDSEN

The Seattle Regional Office announced that on March 27 Federal District Court JudgeBarbara J. Rothstein, Western District of Washington, entered an Order of Permanent Injunction and Ancillary Relief against Tax Professionals, Inc., a washington corpora-tion registered with the Commission as an investment adviser, and N. Gordon Frandsen of Seattle, Washington, its sole shareholder. The Order prohibits defendants from future violations of the antifraud provisions of the SeCUrities Exchange Act of 1934 and the Investment Advisers Act of 1940. The Court also ordered defendants to payrestitution to defrauded clients in the amount of $131,447, plus interest. Defendants consented to the Order without admitting or denying the allegations in the Commission's Complaint.

The Complaint alleged that defendants, while acting as investment advisers, violated the antifraud provisions by engaging in a scheme to defraud elderly customers. The customers were induced to sell securities and reinvest the proceeds in shares of money market funds. Without the customers' knowledge, Frandsen put himself on the aCCOUr;ts as well, then liquidated shares from the accounts and used the money for his perso;,,] benefit and that of his company, Tax Professionals. (SEC v. Tax Professionals, 1"1C. and N. Gordon Frandsen, WDWA, Civil Action No. 88-1223). (LR-12066)

••• 41. PlOCEE ... ROGER G. COLEMAN, SR. FINED

The Denver Regional Office, the Salt Lake City Branch Office, and the u.s. Attorneyfor the District of Utah announced that on March 30 Chief U.S. District Judge Bruce S. Jenkins fined Roger G. Coleman, Sr., of West Jordan, Utah, $3,000 as a result of his having entered a plea of guilty to a one-count misdemeanor Information. If paid within six months of March 30, the fine will be reduced by $500.

Page 2: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

The Information charged Coleman with one count of securities fraud without knowledgeof the regulation cited (Rule 10b-S). According to court records, Coleman's company,Efficient Transfer, Inc., served as the initial transfer agent for Protecto Indus-tries, Inc. Coleman was aware that a few individuals controlled 90% of Protecto stock and took no action concerning such knowledge. Protecto was run as part of an FBI sting operation which has resulted in the indictment of three persons and in the pleas to felony and misdemeanor Informations by seven other persons. (U.S. v. Roger G. Coleman, Sr., USDC DUT, Central Division, Criminal Action No. 89-CR-0020J). (LR-12067)

INVESTMENT COMPANY ACT RELEASES

MERRILL LYNCH KECALP L.P. 1986

An order has been issued granting an exemption from the provisions of Section 17(a)of the Investment Company Act to permit Merrill Lynch KECALP L.P. 1986 (the Partner-ship) to acquire certain securities issued by EMC Holdings, Inc. from Merrill LynchInterfunding Inc., an affiliated persons of the Partnership. (Rel. IC-16918 - Apr. 17)

Another order has been issued (1) granting an exemption from the provisions of Sec-tion 17(a) of the Investment Company Act to permit the Partnership to acquire certain securities from Merrill Lynch & Co., Inc. (ML&Co.) and Merrill Lynch Interfunding Inc., each of which is an affiliated person of the Partnership~ and (2) permitting the acqui-sition of come of the foregoing securities in a joint transaction with ML&Co. (Rel.IC-16919 - Apr. 17)

VIGILANT FUND, INC.

A notice has been issued g1v1ng interested persons until May 11 to request a hearingon an application filed by Vigilant Fund, Inc., an open-end diversified managementinvestment company, for an order declaring that it has ceased to be an investment company. (ReL, IC-16920 - Apr. 17)

SELF-REGUUTORY ORGANIZAnONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval of a proposed rule change by the MBS Clearing Corporation (SR-MBS-89-2) amending its Clearing Division's By-Laws to reduce the number of di rectors on the Board of Directors from 15 to 11. (ReI. 34-26729)

NOTICE OF PROPOSED RULE CHANGES

A proposed rule change has been filed under Rule 19b-4 by: The Depository Trust Com-~ (SR-DTC-89-1) describing its planned elimination of most Certificate-on-Demand urgent withdrawals of corporate issues settling in next-day funds that are not full Fast Automated Securities Transfer issues and the institution of a new rush transfer service for those issues. (Rel. 34-26730)~ and The Philadelphia Stock Exchange (SR-Ph1x-88-32) that would amend its Rule 515 to provide that equity specialist units whose quarterly performance ratings fall below the designated threshold will not automatically be deemed to have performed below minimum acceptable performance levels. (Re!. 34-26731)

Publication of the proposals are expected to be made in the Federal Register during the week of April 17.

SECURmES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securi-ties Act of 1933. The reported information appears as follows: Por., Hame, Address and Phone Number (if available) of the issuer of the security, Title and the number and/or face amount of the securities being offered, Hame of the managing underwriter or depositor (if applicable), pile number and date filed, Assigned Branch, and a designation if the statement is a New Issue.

NEWS DIGEST, April 19, 1989 2

Page 3: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

S-18 SABLE VENTURES INC, 3233 AUSTI" DRIVE, COLORADO SPRINGS, CC 80909 (7191 473-2479 -100,000 ($600,0001 COMMON STOCK. 3,000,000 ($900,000) COMMON STOCK. 3,000,000($1,200.000) COMMON STOCK. 300,000 ($1001 WARRANTS, OPTIONS CR RIGHTS. 300,000($72,0001 COMMON STOCK. UNDERWRITER: A~STIN STONE SECURITIES INC. (FILE 33-27823-0 -APR. 031 (BR. 11 - NEW ISSUE J

5-18 ATlANTA COMMeRCIAL REAL ~STATE FUND l P, 2179 MORRIS AVE, TUCKER, GA 30085 (404) 491-7572 - 13,200 U6,600,OQO' lI~ITED PARTNERSHIP CERTIFICATE. (FILE33-27857-A - MAR. 29) CBR. 6 - "EW ISSUE.

S-l COMPTRONIX COPPORATION, 1800 GUNTER AVE, GUNTERSVILLE, Al 35916 12051 582-18GO -200,000 ($1,100,000) COMMON STOCK. 2,100,000 ($11,550,0001 COMMON STOCK. UNDERWRITER: EQUITABlE SECURITIES CORP, MORG_N KEEGN & CO tNC, ROBINSON HUMPHREY CO INC. (FILE33-27914 - APR. 101 CBR. 1 - N:~ ISSUEI

F-3 BP EXPLORATION INC, 900 E BE"SON BLVD, ANCHORAGE, AK 99519 (9071 561-5111 -8,040,000 ($217,080,000) LIMITEC PARTNERSHIP CERTIFICATE. U~CERWRITER: FIRST 8lSTON CORP, GOLDMAN SACHS s CO, MERRIll LYNCH CAPITAL MARKETS. (FILE 33-27923 -APR. 10) (BR.:3 - NEW ISSUE)

F-3 BARCLAYS PLC, 75 WAll ST, CIC JOHN A KERSLUE, NEW YORK, NY 10265 (212) 412-4000 -20,000,000 ('500,000,000) FCREIGN PREFERREC STOCK. (FILE 33-27924 - APR. 11) (BR. 11

F-6 BARCLAYS BANK PLC IENGI, 23 ~ALl ST, CIC MORGAN GUARANTY TRUST ca OF NEW YORK,NEW YORK, ~y 10015 (212) 581-6018 - 20,QOO,000 ($1,000,000)DEPOSITARY RECEIPTS FOR CC~MON STOCK. (FILE 33-27925 - APR. 111 (RR. 941

$-3 RYLAND ACCEPTANCE CORP THREE, 10221 WINCOPIN CIRClE, COLUMBIA, MO 21044 (301) Q64-8260 - 200,000,000 ($~OO,JOO,OOO) STRAIGHT BCNDS. (FILE 33-21921 - APR. 11)(BR. 1lJ

S-8 SECON~ BANCORP INC, 108 MAIN AVE SW, WARREN, OH 44482 (216) 841-~123 - lJ,OvO($450.000) COMMON STOCK. (FILE 33-21956 - APR. 03) (BR. 2)

5-1' ICI ~ORTGAGE caRP, 622 EAGLE ROCK AVE, WEST OPANGE. NJ 01052 (201) 669-0J80 -325,000 ($3,250,0001 COMMON STOCK. 65,000 ($211,250) COMMON STOCK. 100,000($325,0001 COMMON STOCK. UNDER ..RITER: RICKEL s ASSOCUTES TNC. (FILE 33-27963-NY -APR. 031 (BR. 12 - NEW ISSUE)

5-11 ML REAL ESTATE RECOVERY II FUND t p. TWO BROADWAY, NEW YORK, NV 1)004 - 15,00J($75,000,000) COMMON SHARES OF eENEFICIAl INTEREST. UNDERWRITER:MERRILL LYNCH PIERCE FENNER (. SI'ITH INC. (FILE 33-21990 - APR. 01) IBR. 5 - NEW ISSUE)

$-1 RALPl-tIE CORPORATION, 1420 28TH STREEl, BOULDER, CO 80303 (303) 441-9849-25,OOO.O()l U750, 000) CC"MON sr ces , (FILE 33-21992 - ~PR. 011 (BR. 11 - NEW ISSUE)

S-1 SEALED POWER TECHNOLOGIES l P, 2025 SANFORD STREET, '-USKEGCN HE IGHTS, M I 49444 (616) 724-5100 - lOO,ooe,oco ($100 ,000 ,000) STRAIGHT BONDS. UNDERWRITER:GOLDMAN SACHS & CO. (FILE 33-21994 - APR. 01) CBR. 4 - NEW ISSUE)

S-8 HAWAIIAN ELECTRIC INDUSTRIES INC, 900 RICHARDS ST, HONOLULU, HI q6813 (808) 548-1171- 250,000 UZ2,OOO,000) COMMON STOCIC. (FILE 33-27995 - APR. 10) (BR. 1)

5-18 CA~TERBURY CORPORATION, 6925 UNION P~RK CTR STE 365, ~IDVAlE, UT 94041(8011 562-5556 - 50,000 (S300.QOOI COM~CN STOCK. 600,OOG (Sl,500,OOJ) COMMON STOCK.30,000 ($36,000) COMMON STQCK. UNDERW~ITER: ALLIANCE SECURITIES CORP. (FILE 33-21997- APR. 071 (BR. 12 - NEW ISSUEI

S-3 INDEPENOE~T 8lNK CORP IMAI, 288 UNICN ST, ROCKLAND, ~A 02310 (611) 878-6100 -300,1),)0 ($3,337,500' COM'40N STOCK. (FI LE 33-27t199 - APP. 10) (BR. Z)

5-8 FIRST COM~ERCF CORP IlA/. 21e BARONNE ST. NEft ORLEANS. lA 70112 (504) 561-1311 -100,000 ($1,831,250) COMMON STOCK. (F ILE 33-28002 - APR. 10) (BR. 1)

S-1 PIERCE INTERNATIONAL GOLD INC, 9250 EAST COSTILLA AVENUE SUITE 650, ENGLEWOOD, c~80112 (303) 792-0119 - 10,000,OGO ($500,000) CO~MON STOCK. 2,000,000 ($300,000)COMMON STOCK. 1,000,000 ($10D) WARRANTS. CPTIOhS OR RIGHTS. 1,000,000 ($60.000)COMMON STOCK. UNDERWRITER: STEPltNG J B CCRP. (FILE 3;-28003 - APR. 01) (BR. 1- NEW ISSUE)

S-1 fHP INTERNATIONAL CORP, 9900 TALBERT AVE. CIO FHP I"TERNATIONAl CORP,FOUNTAIN VALLEY, CA 92728 (714) 963-7233 - 1,000,000 ($22,625,000) COMMeN STOCK.2,45(),OO'l ($55,431,250) tOMMON STOCK. (FILE 33-28015 - APR. 11) (BP. 61

NEWS DIGEST, April 19, 1989 3 .\ 1

I

Page 4: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

5-4 ~OMNEV BANKSHUES INC, ~A1N STREET, ROMhEV, WV UT!7 (3041 122-3541 - 40,000(14,464,4001 CCMIIIONSTOCK. (Ft LE 33-28017 - APR. 10. ceR. 2 - NEW ISSUEI

S-8 WESTERN PUBLISHING GROUP INC, 444 M.CISON AVE, NEW YORK, NY 10022 (2121 688-4500 -296,800 (14,325,8501 COMMON STOCK. 303,20Q 1'5,141,8501 COMMCh STOCK. IFILE 33-21019 - APR. 111 (BR. U'

s-a INVESTORS FINANCIAL CORPIVAI, 9201 FOREST Hill AVE, RICHMOND, VA 23235ca04) !23-4500 - 125,378 (14,2U,2601 CCMMCN STCCK. IFILE 33-28022 - APR. 111 IBR. 21

$-1 FIII,STAMFED COII,P,1900 ~ MEMCRUL PKWV, P a BOX 448, HUNTSVILLE, AL 35801 (205) ~39-5161 - 243,750 (12.92~,OOOI CCMMeN STOCK. (FILE 33-28023 - APR. 111 (8R. 21

$-8 OHM CORP, 16406 US RTE 224 EAST, FINDLAY, OH 45840 (419' 423-3529 - 250,~00(S2,6QC;,3751 C(MMON STOCK. (FILE 33-28025 - APR. 11' ceR. 61

S-3 NEW PLAN REALTY TRUST, 1120 .VE OF THE .I4ERICAS, NEW YORK, NV 10036 (212) 869-3000- 3,795,000 (160,720,000) COMMO~ SHARES OF BENEFICIAL INTEREST. (FILE 33-28026 -APR. 121 (BR. 61

$-'3 KELLEY OIL & GAS PARTNERS LTC, 1100 DReSS!R TWR, 601 JEfFERSON ST, HOUSTON, TX 77002 (7131 652-5200 - 1,560,294 ($22,624,263) LIMITED PARTNERSHIP CERTIFICATE. (FILE'33-28029 - APR. 121 (BR. 121

S-8 NATIONAL FUEL GAS CO, 30 ROCKEFELLER PLl, NEW YORK, NV 10112 (212) 541-7533 -20,000,000 (120,000,000) OTHER SECURITIES INCLUCING VOTING TRUST. (FILE 33-28037 -APR. 111 (BR. 131

S-8 GROUNDWATER TECHNOLOGV INC, 220 NORWOOD PARK SOUTH, NORWOCC, MA 02062 (617) 769-7600 - '500,000 ISll, 750 ,000 t COMMON STOCK. IFILE 33-28059 - APR. 11) (BR. 9)

S-1 JO~ES GRONTH PARTNERS L 1', 9697 E MINERAL AVE, CIO JONES SPACELINK CABLE CORP,ENGLEWOOD, CA 80112 (3031 792-9191 - 50,000 (S50,000,0001LIMITED PARTNERSHIP CERT1FICATE. (FILE 33-28062 - APR. 111 (SR. 7)

S-8 BALL CORP, 345 S HIGH ST, HU~CIE, IN 47307 (317) 747-6100 - 1,500,000 1542,187,500)COMMON STOCK. (FILE 33-28064 - APR. 10) (SR. 9)

S-~ WASHINGTON TRUST BANCQRP INC, 23 BReAD ST, WESTERLY, RI 02891 (401) 348-1200 -120,000 ($3,450,000) COM~ON STOCK. (FILE 33-28065 - APR. 10) (BR. 21

ACQUlsmONS OF SECURmES

Companies and individuals must report to the Commission within ten days on Schedule 130 if after the acquisition of equity securities of a public company their benefi-cial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 130 file a Schedule 13G within 4S days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 140-1.

Below is a list of recent filings of Schedules 130 and 140, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser, Column 2 - the type of security purchased, Column 3 - the type of form filed, Column 4 - the date the transaction occurred, Column S - the current number of shares (in ODD's) owned (top) and the current percent owned, Column 6 - the CUSIP number (top) and the prior percent owned, and Column 7 - the status of the filing,i.e., new, update or revision.

EVEliT :HP:'OOO' CU: IP FILIril.:; t~Ht'1E 81m CLA:: OF ~TO(f OI,lt{EP FoPI~ DATE ·.ol,lt1ED PPIOP·. :THTU:

copp. : 'j': 6 -,c:-GOLDMHt~ :ACH: ,- CD 1 ~:D 4 ;"' 89 20.0 22.1 UPIIATE

AL:A E:ID ELECTPC uu r : C_' 0220::,1540

At'1E"PI CAli t'lED ItiTL !tiC COI'l ;'" '366 02;-'42910E:A: : : In P.ET AL 13D 4"-13 29 11.6 11. C. UPDATE

NEWS DIGEST, April 19, 19894

Page 5: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

ACQUISITIONS REPORTS CONT.

AMEPICAN METALS ~VC INC COM BPAUN MARVIN L

AVALON CORP COM AUHRALIAN GAS LIGHT ET AL

AVALON CORP PFD AUSTRALIAN GAS LIGHT ET AL

CALPPOP COPP DEL COM :FlCCRGLIN IiIcroP ET AL

CENTEL CABLE TELEVISION CO CL A GAMCO INVESTOP: INC ET AL

COMM BANCORP INC COM MOORE JO:EPH P JP

(ONNAUGHT PIO~C IEtKES HK COM INSTITUT MEPIEUX _ A ET AL

FGIC CORP COM GENERAL ELEC CAP COPP ET AL

HEAL THC A~E INTL ItiC CL A I(IHELANDAVID L ET AL

INTEPNATIONRL BAN~NOTE INC COM KUROSAWA CD ET AL

-,I(IPINC DEL COM ALLEN ~ CO INC ET AL

~NAPE e V06T MFG CO COM NEIA/ELLCO

L10~DELL PETPDCHEMICAL CO CDI'! ATLANTIC PICHFIELD CO

MCCAI,1CELLULAP COMMUtilCRTIDti CL A PEPI"','!.IAYNEM

NFS FINL CDPP COM PIKE MILD L

NEW 10pr BAN(OPP INC (OMBIA:E NICOLA

NEW 'I'OPKBAMe OPP IMC CDt~ FIN-DIM OVH':EFI:

OHIO MATTPES: CD DEL COM GGVA ACQUI~ITIO~

POPTA :Y: COPP COM TP PAPTNEPS ET AL

PHEOMETP Ir : ItiC con ?TAR ITA JOS EPH r1

SAL ANT COPP DEL COM t../ ILL IFlMS PA'( 1(1

SCIEN-TIFIC INDS INC COM SEGASTUPE JAMES : ET AL

Tt=lCOMABOATBUIL!fING rue COM DOCTEPOFF MORMAN

HEWS DIGSBr, April 19, 1989

13D

13D

13I1

13I1

13D

13D 4/10 89

13D

14D-l

13D

13D

13D

13D

13D

13D

13D 4 11'8-:<

13!J 4 11 8-:<

NElt! 13I1

115 0274871 0 5.8 0.0 NEW

:,. ':191 05343510 60.4 35.3 UPDATE

1-262 05343520 80.5 100. (J UPDATE

1,509 1~:13'521(I 36.1 3~.1 UPDATE

b570 150':11210 34.1 33.0 UPDATE

4 2004':'.310 9.8 0.0 NEW

2,750 20:'':1':1010 12.6 12.6 UPDATE

30,024 302':<1510 9':<.0 85.4 UPDATE

1,965 421-:<2010 56.7 56.7 UPDATE

1-98E: 45~10110 11.0 10.1 UPDATE

1.255 46':.2':.510 10.0 9.8 UPDATE

o 4~t:7821 (I 0.0 4.5 UPDATE

3,?,576 5520('8104~.5 4~.~ UPDATE

3. 047 57~4t.c:1 0 2.3 2.4 UPDATE

280 62-:<10410-:<.1 ~.9 UPDATE

65 ':.4':",::.e'?lo 1.9 1.3 UPDATE

9.3 8.0 UPDATE

o 6('7401100.0 0.0 UFDATE

;-'00 73564:'1012.8 12.5 UPDATE

1.578 ;-'':'20;-'310 51.1 51.1 UPDATE

188 ;-'9?8':<7105.5 0.0 NEW

9~ 80875710 12.3 11.8 UPD~lE

0;:.-660 873452201'5.9 0.0 FiEld

5

Page 6: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

ACQUISITIONS REPORTS CONT.

TPAt~:C0 EtlEPG',' Ot1CDC CoPPoPATE ADVI~oPS ET AL

VON: CO: INC (OMACADIA PARTNER: ET AL

vnn: CO: me COM WAPBUPG PINCU: A::OC ET AL

"'EPC0 EtlEPG'(CO COM :CHPEIDEP t CO

ADAC LAB: COM PPELET= MICHAEL 0

RMEPICR~ MED INTL INC CD~1

BA:: :ID P.ET AL

AMEPICAti :VG: FINL CORP COM E:ftt~~ C OPPA~'ERI C A

APTPA I::;POUP COMINC ELGHArHAti PHILIP

ATLA: CON3 MNG a DEV COPP CL B MIT:UPI:HI METAL COPP

PPIN~MANN IN3TRS INC NEW COM BEIJEP IND AB ET AL

CHAMPION PPOD~ INC COM GEN ELEC ~A:TEP PETIPE

CHAPTEP CRELLIN INC COM GTC riF-'PLA:TIC:: HLI'G COPP

(0: 1'10 COMMUN I CATI m;: COPP COM H-~ COMPANY L P IV

DAVIN COMPUTER (ORP COM (OPR IGAti 1.1ILFPED -'

E~<:ECUTI\/EHoU~E INC COM CEPT ILMAr~ ~lOPTOtiLET AL

FAPAD'OlE ELECTJ;''3 Cor'1(Of;Pf AMEN ~'ENEE

HAL:E','DPUG CO COM A t1A FItlL COj;'PET AL

INCOME OPPoPTUrHTY ~'EAL1',' TP SH BEN POLICE FIPE PET ~Y:'DET ET AL

INTEPNATIONAL HUll::; COPPCAF COM A: 'ELROD EUGENE

t'lEI:IVE~ T ItiC COM -'EriNWG: 1,1ILLI At" J

MID A~1EPtlL rns ; INC COM ALLEN HADI,[lrl ALt.ET

OLD j;'EPItHL COJ;'P COM HARRI: A:~OCIATE: INC

PHOT;;'Oti COMIC LAE': INCPEICH -'O:EP~ H ET AL

3.030 89353210 13D 10.0 0.0 NEW

13D 3.465

8.9 928l:::6'?1(I

0.0 NEW

3.883 92886910 13D 10.0 10.0 UPDATE

13D 108t-2

22.2 9507':;:7'1(I

0.0 NEW

2. 221 5.4

(1053131 I) 6.3 UPDATE

7.966 02742910 13D 11.6 11.2 UPDATE

'547 02941210 13D 4~ 9 8'? 2'5.1 O.0 r~EI.1

13D 4. 5-89 328 04314(10

11.3 9.0 UPDATE

131) 2,8;-'0 04":'24'?30

3.4 O. (I HE!.I

14D-l (I

0.0 10969210

0.0 NEW

13D I)

0.0 158t-2(,1 (I

17.9 UPDATE

14D-l 1• 47(192.5

1":'12 021 0 0.0 UPDATE

UD 1.Oe'8 20.3

2212,?51020.1 UPDATE

3.042 23e78110 13D 5.3 0.0 HEM

238 30156910 13D 11.":' 9.3 UPDATE

33 307?6910 13I1 2,15 ..89 N.·A N- A UPDATE

13D 30::,4 40E,30::.~11) 7.2 0.0 NEW

INT 950 45333710 14D-l 25.7 25.7 UPDATE

13D I)

0.0 45964710

H,A UPDATE

13D 31)fI5~:4~331(Ia, ::: 0. 0 ~iEbI

338 59522810 44.5 40.6 UPDATE

13D 1,053

5.8 68022::'1 I)

7'.3 LIPIIATE

236 71940510 7.4 5.2 UPDATE

RBWS DIGEST, April 19, 1989 6

Page 7: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

---------------------------------------- ------------- -------

ACQOISITIONS REPORTS CONT., !

PECO INTL INC COM 1,275 75622510 YORI( HLDGS COPP ET FlL 13D 4/ 2/8!l 43.S 0.0 NEW

S'.>MCINC COM 5,436 78468710 SEMI TECH MICI"OELECTP ET AL 14[1-1 4/13/89 ~6.8 0.0 UF'DATE

• ??SCOPE INDS COM .. 80916310 HENIGSON ROBEPT 13D 3/13/89 5.5 O. (I r'lE""

SILICON SYS INC COM (I 82705810 TDt< USA COl"P ET AL 14[1-1 4/14/89 O. (I 0.0 r'iEW

TACOMA BOATBUILDING INC COM NEl.' 4,140 87345220 C'HAPFtCHMAt-IUELREI,DC Af:LE TRST 13D 3....31-89 5.6 0.0 NEI,I

TELEPHONE jj. DATA <.:YSINC COM ,3,615 8(943~:10 GAMCO INVEHOPS INC ET AL 13D 4/12/89 18.2 19.0 UPDATE

YORI( ~'ESH COpp ET

COM 13D

1,955 98704810 UF'I)ATBENINGSON I"OBEI"TM AL 1-' 27-'8~ 31. !l 24.2 E

'y'OPI( COF'P 1,1)00 !lE:704810PESH COM JOSEPHSON GEPALD J 13D 1/27/89 lE.• 3 9.8 UP[IATE

RECENT II( FIUNGS ' Form 8-K is used by companies to file current reports on the following events:

Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying ~ccountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.

The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.

STATE 8K I TE~ NO. ~'A\,I': OF !SS 'J~P CODE 123456 7 :JA T c:: COMMENT

AME~ ICAN HOUSING TRUST III X 03/27189ANODYNE ENE~GY CORP IDEI DE X 01103/89 A~END ARIZONA PUBLIC SERVICE CD AZ X 04/06/89ASIA~ERICA EQUITIES LTD WA X X 01/11/89 AMEND AV!:RY INC DE X X 03/31189BOULEVARD BANCORP INCIOE DE X 03123/89CARDINAL TECHNOLOGIES INC UT X X X 02105188 AMEND CARNEGIE INTERNATIONAL CORP IN NO ITEMS 02128/89CENTRAL PENNSYLVANIA FINA~CIAL CCRP PA X X 04/07189CENTURY PENSION INCOME FU~D XXIV CA X X 04/03/89CITIZENS HOLDING CO OH X 03/27189CLEAN HARBOR~ INC MA X X 01/26/89CRYOOYNAMICS INC DE X X 03/21189CYTRX CORP DE X X X 03/20/89OATPONIC RENTAL CORP IILI Il X X 03114/88 AMEND DAV IN ENTERPRI SE S INC DE X 04/04/89DIllA~D DEPAPTMENT STOPES INC DE X 03/24/89 AMEND ReCTRO CATHETER CORP NJ X 03/30/89FIRST AMERI CABLE COpp IOHI DE NO ITEMS 02115189 AMEND FIRST CONSTITUTION FINANCIAL CORP DE X 04/04/89FIRST SAVINGS BANCORP OH X X 04/01/89

7NEWS DIGBST, April 19, 1989

Page 8: Tl digest sec news - SEC.gov | HOME 1987 Registrant, aided and abetted by Amir, violated the credit extension pro-visions of the Exchange Act. Registrant consented to a censure and

---------------------------------------- ----- -------- -------- -----

RECENT 8K FILINGS CONT.

STATE 8K ITEM NO. " I'\A\o!= O~ ISSUEQ CODE 1Z345b 7 04TE COMMENT

FORO MOTOR (C- DE X 12130/88 AME..D fORD MCTOR CREDIT CO DE X X 04/10/89FPL GROUP CAPITAL INC fl X 03/21/89 AMEND GEMCO NATI(,N~L INC NV X 04/03189HIGH CASH PARTNERS l P DE X X 02/ 10/89 AMEND HIGH CASH PARTNERS L P DE X X 02110/89 AMEND HO~E SAVINGS ~F AMERICA F~ X X a3/21189HORN & HARDART CO INVI NV X X 04/04/89I~TEX SOFTWARE SYSTEMS IN1ERNATlOML LTl) NV X X 03/28/89ITT FINANCIAL CORP DE X 03/29/89JONES INTEPOBLE INC CO X X 03/21/89JONES SPACEllNK LTD CO X X 03/21/89LIND WALDOCK COMHCOITV PARTNERS LIMITED n, X 03/21189~ARG AUX INC IDEI DE X X 03120/89flELlON BANK CORP PA X X 04/01189 Ml. TRUST Xl DE X X 04/03/89~RAN J T FINANCIAL CORP DE X 03/15/89MORGAN J P & CO INC DE X X 04112189 MORGAN STEWART CORP CA X 121 14/88 MOTION CONTROL TECHNOlOGV INC CO X X 03/17189MSE CABLE SYSTEMS INC DE X 08/11/88 AMEND NATIONAL BANCSHARES CORP CF TEXAS TX X X 04/03/89Nl INDUSTRIES INC I NJI NJ X X 04103/89t.K:lRTH TElECOMMUNICAT IONS INC NV X 03/30/89WEST )(

NSC SERVICE GROUP INC DE X 02114189 AMEND NUCLEAR DATA INC IOEI DE X X X 03123/89PACIFICORP OR X X 04/10/89PARALLEL PETROLEUM CORP ItEI DE X X 03121189 PARTECH HJLDI~GS CORP DE x 04/01t/89PAVL INE SYSTEMS INC OR X 04/03/89PIER 1 IMPORTS INCIDE DE X X 03120/89PlANT GENETICS INC ILAI CA X 1( 03124/89ROCK A BYE BABY OF FlORID~ tNC DE X X X 01125/8BSCRIBE SYSTEMS INC MA X X 04/04/89SECURITY INVESTORS lTD II WI X X 03/15/89SH~ARSON LEHMAN HUTTON HOLDINGS ac DE X 04/07/89SHEARSON LEHMAN HUTTON INC IDEI DE X 04/01189SHUR SCAPE SYSTEM INC CD X X X 03/28/89SSMC INC DE X X X 04/05189SUN ELECTRIC CORP DE X 03/31189SUNGARD DATA SYSTEMS INC DE X 04/04/89SVNALLDY COQP DE X X 04/06/89THOR ENERGY RESOURCES INC DE X 01/16/89 AMEND TI~TORETTO INC DE X X 03128189 TRUSTCORP INC DE X X 03/30/89UNIVERSITY REAL ESTATE FU~D 12 LTD CO X X X 05/29/88~IVERSITY ~EAl ESTATE FU~D 12 LTC CO X X X 09/06/88IoISPY DIP INC DE X 03/22189ZIEGLER ~aRTGAGE SECURITIES INC II WI X X 02102189

RBMS DIGBST, April 19, 1989 8