total hip replacement

12
Bulletin on the effectiveness of health service interventions for decision makers Nuffield Institute for Health, University of Leeds, NHS Centre for Reviews and Dissemination, University of York OCTOBER 1996 VOLUME 2 NUMBER 7 ISSN: 0965-0288 Total hip replacement Effective Health Care The rate of elective total hip replacement is increasing. Around 40,000 were carried out by the NHS in 1994/95 and a substantial number by the private sector. Total hip replacement is a highly cost-effective procedure, however outcomes vary across the country. Decision aids to identify patients suitable for referal for total hip replacement have been developed. A large number of hip prostheses are used in Britain widely differing in price. Very few of these have had proper long-term evaluation. The cheaper, standard cemented, implants such as the ‘Charnley’ and the ‘Stanmore’ have been the most thoroughly evaluated and have been shown to have the lowest long-term failure rates over 10–20 years follow-up. Purchasers and providers should promote the use of those prostheses which have been shown to perform best in long-term follow-up. New prostheses should only be used after they have been thoroughly evaluated or as part of a national coordinated study. There is some evidence that patients operated on by trainees and surgeons with low volume of activity have poorer outcomes. Purchasing ‘lifetime hip care’ rather than individual procedures may provide an incentive to promote quality.

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Total Hip Replacement

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Bulletin on the effectiveness of health serviceinterventions fordecision makers

Nuffield Institute for Health,University of Leeds,

NHS Centre for Reviewsand Dissemination, University of York

OCTOBER 1996 VOLUME 2 NUMBER 7 ISSN: 0965-0288

Total hip replacement

EffectiveHealth Care

■ The rate of elective totalhip replacement isincreasing. Around 40,000were carried out by theNHS in 1994/95 and asubstantial number by theprivate sector.

■ Total hip replacement is ahighly cost-effectiveprocedure, howeveroutcomes vary across thecountry.

■ Decision aids to identifypatients suitable for referalfor total hip replacementhave been developed.

■ A large number of hipprostheses are used inBritain widely differing inprice. Very few of thesehave had proper long-termevaluation.

■ The cheaper, standardcemented, implants such asthe ‘Charnley’ and the‘Stanmore’ have been the

most thoroughly evaluatedand have been shown tohave the lowest long-termfailure rates over 10–20years follow-up.

■ Purchasers and providersshould promote the use ofthose prostheses whichhave been shown toperform best in long-termfollow-up.

■ New prostheses shouldonly be used after theyhave been thoroughlyevaluated or as part of anational coordinated study.

■ There is some evidencethat patients operated onby trainees and surgeonswith low volume of activityhave poorer outcomes.

■ Purchasing ‘lifetime hipcare’ rather than individualprocedures may provide anincentive to promotequality.

2 EFFECTIVE HEALTH CARE Total hip replacement OCTOBER 1996

A. BackgroundElective total hip replacement(THR) surgery is performedprimarily to relieve pain, stiffnessand deformity caused by disease ofthe hip joint.

There has been an increase in theoverall rate of THRs performedover the last decade (Fig. 1) withover 38,000 elective THRsperformed by the NHS in Englandin 1994/5. Over three-quarters ofthese were performed as a primaryprocedure.1 The demand forprimary THR may increase furtherbecause disease of the hip is age-related and people are livinglonger (Table 1).

Some hip replacements fail after aperiod of time by breaking,loosening, wearing or becominginfected. Hip replacements toreplace a failed one (revisionprocedure) form about 11% of allelective THRs and are likely toincrease as the length of life of

those receiving hip replacementsincreases.

In a study of three English healthdistricts in 1991, 20% of THRs hadbeen performed privately.2 This isconfirmed by a recent estimatethat around 11,000 operations areundertaken in the private sectoreach year. (Houghton, personalcommunication, 1995)

This bulletin considers theresearch evidence on whetherhealth care needs are being met,the effectiveness and cost-effectiveness of different types ofTHR surgery and suggests howthis evidence can be used bypurchasers, providers and policymakers to improve the quality of

care. Relevant literature wasidentified by electronic andmanual searches, as detailed inAppendix 2.

There are important aspects of thissubject that are not dealt with inthis bulletin:

• Rehabilitation after surgery:whilst the quality of surgery isimportant, the degree to which itcan improve physical and socialfunctioning may be affected bythe programme of post-operativerehabilitation. Research onrehabilitation was not reviewedas part of this bulletin.

• Antibiotics to prevent infection:One of the complicationsfollowing THR is loosening ofthe prosthesis due to infection

which may result in the need fora revision. A systematic reviewof the research on antibioticprophylaxis in THR is beingconducted by the NHS Centrefor Reviews and Disseminationon behalf of the Standing Groupon Health Technology and willbe available at the end of 1997.

• Prevention of deep veinthrombosis: Anothercomplication of major surgerylike THR is the development ofdeep vein thrombosis and, morerarely, pulmonary embolus.There is a widely held view thatall patients should be giventhromboprophylaxis (such as thelow molecular weight heparin orwarfarin). There is a concernhowever, that the incidence ofserious complications is now solow, and the costs and risk ofusing the drugs relative topotential benefits too high tojustify routinethromboprophylaxis.

The whole question ismethodologically complex andmany of the studies and reviewsin this area are of doubtfulquality or relevance tocontemporary practice. On thebasis of existing knowledge wefeel that it is not possible toproduce valid evidence-basedrecommendations on this issueas part of this bulletin.

B. Need forsurgeryB.1 Who should receive THRsurgery?: Although severity ofpain and disability are theprincipal indications for surgery,few studies have examined theappropriate indications for surgeryin detail.

According to the US NationalInstitutes for Health ConsensusDevelopment ConferenceStatement,3 ‘Candidates forelective THR should haveradiographic evidence of jointdamage and moderate to severe

Age Male Female

45-54 0.4 0.5

55-64 1.6 1.9

65-74 2.5 3.8

75-84 3.4 4.6

85+ 1.7 1.9

Table 1 Age and sex-specific electiveTHR rates per thousand population,English NHS hospitals 1994/51

Fig. 1 Rate of Elective Total Hip Replacement in England (Age-sex standardisedrate/1,000 population 45+)1

1990/91

0

.5

1

1.5

2

1991/92 1992/93 1993/94 1994/95

Total hip replacement EFFECTIVE HEALTH CARE 3OCTOBER 1996

pain and/or disability that is notrelieved by an extended course ofnon-surgical management.’However, this does not provideclear indications for referal ortreatment. A recent study4

employed a structured approach todevelop consensus indications forthe appropriateness of surgerybased primarily on the Charnleyscore of severity.5

Particularly helpful, especially forgeneral practitioners andpurchasers, is a recent set ofpatient referal appropriatenessratings and urgency rankings.6

Structured as a decision tree, itallows GPs to take into accountimportant clinical and socialfactors which indicate the likelybenefit patients will derive from aTHR. These include factors such asthe patientís age, level offunctioning, degree of pain,problems with work or caregivingand the likely survival of theprosthesis based on patientcharacteristics. This decision aidcan be used by practitioners andmanagers to rapidly assess theneed and urgency for referral, andthe degree of appropriateness ofreferral for hip or kneereplacement in audit.

B.2 Unmet need for THR: Astudy of Oxford districts showedthat there has been a trend

towards greater equity in localNHS THR surgery in the decadefrom 1976–85.7 Recent nationaldata however, show that there arestill significant variations in districtage and sex adjusted rates (Fig. 2and Appendix 1).

Various community surveys havebeen carried out to estimate thedegree of unmet need for THR inthe population. A postalquestionnaire and follow-uptelephone interview of a generalpractice population in Oxford in1993 estimated that 3.3% had hipsymptoms which warrantedsurgery.8 A large postalquestionnaire survey in NorthYorkshire has estimated that about2% of people over 55 may benefitfrom knee replacement9 and thatover 1% had levels of pain anddisability consistent with the needto consider THR.10

These studies are limited by theirsole reliance on a limited set ofsymptoms. A population study of28,000 adults has recently beenundertaken in Avon and Somerset,which screened a randomlyselected sample of the population.Five per cent reported symptomsof hip disease11 and these will befollowed up with detailed history,clinical and radiologicalexamination with the aim ofestimating the population

requirements for THR surgery. Thefull results will be available at theend of 1996 and may give morereliable estimates of levels ofunmet need.

It is not clear the extent to whichidentified unmet need is the resultof a backlog created by insufficientsurgery in the past or whethercurrent rates of surgery are failingto meet the needs of new orincident cases. Estimates of need arealso likely to vary over time ascritiera change in reponse tochanges such as advances inanaesthetic technique which reducethe risk of surgery for older patients.

C. Effectivenessof THRThere is no doubt that total hipreplacement results in a significantand sustained improvement in thequality of life for the majority ofpatients who have the operation.12

Because of the dramatic andimmediate effects on pain andmobility there is no need forplacebo-controlled trials toestablish the effectiveness of theprocedure.

The outcomes of primary THRsurgery however, in terms oftechnical success, morbidity andpatient satisfaction, are highlyvariable.13,14 The success of THRdepends inter alia on the type ofprosthesis used, method of fixation(whether cement is used and whattype), the surgical technique, and arange of measurable andunmeasurable patient andclinician factors.

C.1 Large number ofunevaluated prostheses: It hasbeen estimated that there arearound 62 different replacementhip joints available in Britainmanufactured by 19 differentcompanies, ranging in cost from£250 to £2000; half of these havebeen introduced since 1990.15

Most of these prostheses have notbeen properly evaluated and so noone knows how long they will last.

Fig. 2 Rate of elective total hip replacement in England by region and district(Age-sex standardised rate/1,000 population 45+)1

4 EFFECTIVE HEALTH CARE Total hip replacement OCTOBER 1996

There are broadly three classes ofhip replacement, definedaccording to the method by whichthe prosthesis is fixed (Fig. 3). Incemented THR the prosthesis isfixed by cement at both theacetabulum (hip socket) andfemur; for cementless THR, theprosthesis is not fixed by cementat all; for hybrid THR there is acementless socket with acemented femoral component.

C.2 Difficulties in evaluatingthe evidence: There are manyproblems in trying to assess therelative effectiveness of differenttypes of THR surgery. Firstly, thereare few high quality prospectivecomparative studies. In most of theresearch there is short follow-up,groups of patients and surgeonsare very selective, and patientsreceiving different types ofprosthesis and their surgeons maydiffer in important ways. Apartfrom the more sophisticatedregisters in Sweden16 and Norway17

which collect a lot of relevantpatient data and use these toadjust for the effects of case-mix,most comparisons are likely to beheavily confounded by differencesin patient and practitionercharacteristics.18 This brings intoquestion the validity of thecomparisons.

The variability of results hasincreased the demand for auditdata on the THR failure rates inorthopaedic units. There havebeen recent calls for a nationalarthroplasty register which willcollect comparative data onimplants and outcomes.19 One hasbeen developed in the TrentRegion.20

Length of follow-up

Many of the complications arisingfrom THR and failure rates arelong-term phenomena. Someimplants, for example, hadpromising short term (e.g. fiveyear) results but have been shownsubsequently to have high failurerates between 5 and 10 years aftersurgery.21 This means that reliableevidence on the clinicaleffectiveness of a prosthesis canonly be obtained by long-term (atleast 10 years) follow-up.Therefore, case series reporting theoutcomes of different prosthesesare only reported in this bulletinwhen there has been at least 10years follow-up and where at least200 patients were included.

Various intermediate or surrogateoutcome measures, are beingdeveloped in order to try andpredict longer-term outcomes. Forexample, those prostheses whichare likely to fail early tend to showa more rapid rate of migration (orsinking into the femur or pelvis) ofthe prosthetic components, asdetected by standard radiographsor more sophisticated spatialimaging techniques such as three-dimensional stereoradiogrammetry (RSA).22-24 Thesetechniques if properly validated,will allow more rapid evaluation ofnew prostheses at around 2 years,by predicting the longer-termsurvival of the implant.

Outcome measures

Lack of standardisation in outcomemeasurement for THR surgery hasmade comparisons betweenpublished series difficult. Forexample, some studies use clinicaloutcomes or revision as a finaloutcome measure while others use

X-ray evidence. Most gradingsystems for assessing outcomeinclude measures of pain, jointgeometry and function. Theseover-emphasise physician-definedpain relief and measures oftechnical success rather than morepatient-centred outcomes such asquality of life and the extent towhich the goals and expectationsof the patient are met by surgery.25

Use of different endpoints mayinfluence the results.27 Qualitativeresearch has shown that patientsmay be disappointed by theoutcome if function is notimproved, even if substantial painrelief is achieved.28 Howeverrecently some studies havemeasured health-related quality oflife,29,30 and a feasible validatedoutcome measure - the OxfordHip-Score - is now available.31

D. Differentprostheses andmethods offixationD.1 Charnley and othercemented prostheses: The mostcommonly used cementedprosthesis - the Charnley - hasbeen evaluated in several long-term studies. However, as withother prostheses, what is called‘the Charnley’ has been modifiedover time and so studies are notalways evaluating identicalprostheses. Also the techniques forinserting it and applying thecement have changed over time.In earlier case series for example,procedures were performed usinghand-packing cement methodsand the prostheses were madewith older metallurgic technology.In addition, many of the surgeonsperforming the operations hadlittle experience with theprocedure.

Despite these early shortcomings,at a minimum of 15 years follow-up, 80-90% of surviving patientsexperienced little or no pain,

Cement

Femur(thigh bone)

Acetabulum(hip socket)

Fig. 3 Total hip replacement usingbone cementReprinted by permission of The New England Journalof Medicine 1990; 323:725-731, MassachusettsMedical Society.

Total hip replacement EFFECTIVE HEALTH CARE 5OCTOBER 1996

though X-ray results, showingchanges in the bone, were lessencouraging. More experience,new techniques for insertion(including pressurization ofcement), improved design andnewer metallurgy have led tominimal loosening rates at 5 and10 year follow-up. Altogether, 20series meeting our criteria (C.2)were found for the Charnleyprosthesis (Table 2a).16,21,26,32-49

A further two series examinedoutcomes for acetabularcomponents only (Table 2b).45,50

Most of these studies show that at10-20 years follow-up, around 90%or more of patients followed havereasonably good clinical outcomes.

Implant survivorship at a level of90% or better has been found withsome alternative cementedimplants, notably the Stanmore,and the Lupinus (Table 3).21,26,51-53

The comparability of the Stanmoreand the Charnley was alsosuggested by a recent randomisedcontrolled trial.54 In contrast, the10 year follow-up results of othercemented implants such as theMcKee-Farrar, the Exeter mattsurface, Muller curved and theChristiansen are not so impressive(Table 3).21

D.2 Non-cemented prostheses:Tables 4a and 4b summarize thefour series which assessed theoutcome of primary surgery with acementless femoral component or acementless acetabulum and meetthe criteria.53,55-57 These prosthesesare generally poorer than thecemented prostheses. Non-cemented prostheses are not ahomogeneous group. The earlygeneration of, mainly, porousimplants gave disappointing results.Failure rates were generally higherthan for cemented prostheses,partly because they were not fixingwell into the bone. Newer ones,which have a hydroxyapatitecoating in order to promote boneingrowth, are producing moreencouraging results which remainto be confirmed in trials withlonger follow-up.58

Cemented and uncementedprostheses have also beencompared in randomisedcontrolled trials (Table 5)12,59-63

Results from the trials aremarginally in favour of cementedprostheses, but are inconclusivebecause of small numbers,inadequate adjustment of riskfactors and limited duration offollow-up.

Overall the case series and trialsfavour the routine use ofcemented prostheses, in particularthe Charnley and the Stanmore.This is supported by data collectedfrom all 64 Norwegian hospitalsperforming THR.64 24,408 primaryTHR operations were registeredbetween September 1987 andFebruary 1993. The cumulativefailure after 4.5 years was 2.7% forcemented, compared with 6.5% forcementless.

D.3 Revisions: Generally thereare much poorer outcomesfollowing revision of THR, thanwith primary THR, with looseningrates ranging from 20%65 to 29%66

and with re-revision rates of 6.7%and 19% respectively. Results ofcemented revisions with orwithout bone grafting appearinadequate in the intermediate (5-10 years) and long run (greaterthan 10 years). The overall datarelevant to cementless revisionsurgery are short-term, of poorquality and inconclusive.

E. Volume andspecialisationE.1 Skills: Implant design andthe method of fixation are not theonly aspects of surgery whichaffect the outcomes of care. It islikely that surgical skill andtechnique are also important. Arandomised controlled trialcomparing the Charnley with theStanmore implant, for example,found that the THRs carried outby trainees in England were over11 times more likely to need arevision than those carried out bya consultant (P=0.005).54

E.2 Volume: Ten studies wereidentified which have examinedthe relationship between the shortterm outcome of patientsundergoing hip or kneereplacement and hospital orsurgeon volume of surgicalactivity.16, 67-75 Most were carriedout in the USA and were mainlybased on retrospective analyses ofdischarge abstract data. Only 6 ofthem made any serious attempt toadjust for differences in case mixbetween high and low volumeinstitutions or clinicians.16,67,69,70,72,73

All but two of the better studies12,69

found that higher hospital volumeand/or clinician volume of jointreplacement surgery wasassociated with a lower rate of postoperative death, shorter length ofstay or post-op complications.However the level at which thisoccurs appears to be relatively low.Only the study based on a largeSwedish Registry, examined anyassociation with medium- or long-term outcomes. It foundsignificant variations in the rate ofaseptic loosening betweenconsultants. This could not beexplained however, by differencesin the volume of activity.16

F. EconomicaspectsF.1 Cost-effectiveness of THR:THR results in a considerableimprovement in quality of life in ahigh proportion of patients whichis sustained for several years.29,30

THR has also been estimated to behighly cost-effective.

Williams76 (assuming a failure andrevision rate of 2% per year)estimated the cost utility of THR atabout £750 per Quality AdjustedLife Year (QALY) gained. Thiscompared favourably with acost/QALY gained of £14,000 forone year of hospital haemodialysis,and of £5,000 for hearttransplantation. Broadly similarconclusions have been reached inother studies.12,77,78 A recent UScost-effectiveness analysis from a

6 EFFECTIVE HEALTH CARE Total hip replacement OCTOBER 1996

Authors/study design/age of patients

Britton et al (1996)26

Descriptive (prospective)

Older (1986)32

Descriptive (prospective)including pre-op status

42-55 yrs (median=64)

Johnston & Crowninshield(1983) 33

Descriptive (retrospective)

Age not stated

Neumann et al (1994)34

Descriptive (prospective)including pre-op status

34-79 yrs (median=62)

Older & Butorac (1992)35

42-85 yrs (mean=68)

Wroblewski & Siney(1993)36

Descriptive (prospective)post-op status only

23-68 yrs (mean=47)

Dall et al (1993)37

Descriptive (retrospective)

Mean age = 60 yrs

Schulte et al (1993) 38

Descriptive (prospective)including pre-op status

29-86 yrs (mean=65)

Skeie et al (1991)39

Descriptive (prospective)post-op status only

23-88 yrs (mean=66)

Thomas & McMinn(1991)40

Descriptive (retrospective)

Ages not stated

Charnley (1979)41

Ages not available

Stauffer (1982)42

Descriptive (retrospective)

39-84 yrs (mean=64)

Johnsson et al (1988)43

Descriptive (retrospective)

M 36-87 yrs (median=65)F 47-84 yrs (median=67)

No. of operations/% follow-up/duration offollow-up (yr)

20894% (amongst alive)24% died1-16 yrs

21770.5%10-12 yrs

32655.8%10 yrs

24196% survivors (n=103)15-20 yrs

38834%17-21 yrs

1324 -18-26 yrs (av 10 yrs)

811 66.2%10-12 yrs

32298.5%20+ yrs

629 89.7%10-15 yrs

1069 -10+ yrs

302-12-15 yrs

20790%10 yrs

204100%4-14 yrs

Other risk factors

Diagnosis OA,diagnosis RA

Age at surgery, sex,diagnosis OA,diagnosis RA,surgical approach,patient risks:infection

-

Age at surgery, sex,body mass index,diagnosis OA,diagnosis RA,surgical approach,previous surgery,weight

Age, sex, diagnosisOA, diagnosis RA,patient risks:infection

Age at surgery,diagnosis OA,diagnosis RA,surgical approach

Age at surgery, sex,diagnosis OA,diagnosis RA,bilateral/unilateral

Diagnosis OA,diagnosis RA

Diagnosis OA,diagnosis RA

-

-

Age, sex, diagnosisOA, diagnosis RA,surgical approach

Age, sex, diagnosisOA, surgicalapproach, other

Status ofsurgeon/typeof hospital

Consultant/District generalhospital

Consultant/Specialist centre

-/Teachinghospital

Consultant/Teaching hospital

-/Districtgeneral hospital

-/Specialistcentre

-/Teachinghospital

Consultant/Teaching hospital

-/Districtgeneral hospital

-/Specialistcentre

-

-/Specialistcentre

-/Teachinghospital

Outcomemeasures

Survivorship,pain, observer-defined function,gait, jointgeometry

Survivorship,pain, observer-defined function,gait, jointgeometry, X-raycriteria

X-ray criteria

Survivorship,pain, observer-defined function,joint geometry,X-ray

Survivorship,X-ray

Survivorship,pain, observer-defined function,joint geometry,X-ray definedcriteria

Survivorship,pain, observer-defined function(d’Aubigne), jointgeometry, X-raydefined criteria

Survivorship,pain, observer-defined function,joint geometry,X-ray definedcriteria

Survivorship,pain, observer-defined function,joint geometry,X-ray definedcriteria

Survivorship

-

Survivorship,X-ray

Survivorship

Results

Survivorship at 10yrs 84%(revision); at 10yrs and14yrs 84% and 79%(revision, moderate orsevere pain)

88% satisfactory, 6%revision, 92% satisfied

9% femoral loosening,7.9% acetabular loosening

Probability of revision10.7% at 20 yrs, 7% <3for pain movement(Charnley score), 30%loosening

Revision 6%, loosening17% cups, survivorship89% at 20 yrs (cup & stem)

Dislocation 0.63%, revision0.11%, infection 0.3-1.5%,pain free 85%; normalfunction 60%

Survivorship 87% 10-12yrs, 8% revised

90% survivorship (retainedimplant), 85% pain free,53% no walking aids, 10%revised

92% survivorship at 13years; 86% patients goodresult, 7% revised

92% survivorship at 10 yrs,no improvement followingchanges of cementtechniques

>5.8% revisions

Revisions 10.8%, cuploosening 11.3%, stemloosening 29.9%

Revision 14.7%

Table 2a Charnley primary total hip replacement series with at least 200 THRs and 10 years follow-up (with trochanteric osteotomy) using old cementation

societal perspective, estimated thatfor most people the procedure wasrelatively cost-effective.79 Forwomen under 60 the ratio rangedfrom $16,000 per QALY gained,(cost saving) to $27,000 per QALYgained in the best and worst casescenarios respectively. Even formen over 84 years the costeffectiveness ranged from $4,600to $80, 000 per QALY gained.These estimates vary according toa number of factors such as theseverity of the pre-operative state,

potential for achieving benefit,length of remaining life and co-existing disease.

F.2 Cost containment andpromoting quality: In view of theexpanding costs of THR, costcontainment programmes havebeen established in some UShospitals. Because the cost of theprosthesis is becoming anincreasing proportion of the totalhospital THR costs, theseprogrammes have tended to

concentrate on keeping down thecost of the prosthesis. A 14%reduction in prosthesis costs wasreported in one hospital in theUSA by adopting a structuredapproach to the choice ofprosthesis.80 Standardisation of thehip prosthesis has been estimatedto be able save about 25% of thecost of implants in some UShospitals.81

Because the Charnley andStanmore prostheses are both

Total hip replacement EFFECTIVE HEALTH CARE 7OCTOBER 1996

Authors/study design/age of patients

Malchau et al (1993)21

(incorporates Ahnfelt et al,1990 16)

Descriptive (prespective),Swedish national registry

M median = 66 yrsF median = 64 yrs

Carter et al (1991) 44

Descriptive (retrospective)

Ages not stated

Garcia-Cimbrelo &Munera (1992)45

Descriptive (retrospective)

18-79 yrs (mean=56)

Wejkner & Stenport(1988) 46

Descriptive (retrospective)

>30 <80 yrs (mean=64)

Eftekhar (1987) 47

Descriptive (retropective)

Ages not stated

Kavanagh et al (1989) 48

Descriptive (retrospective)

M 35-85 yrs (mean=65)F 39-84 yrs (mean=64)

Iannoti et al (1986) 49

Descriptive (retrospective)

mean=62.2 (SD=10.8)

No. of operations/% follow-up/duration offollow-up (yr)

92,675100%?10 yrs

1616 31%10-20 yrs

68060% at 10 yrs18 yrs

32550%10-14 yrs

1009 (20% revision/conversions)69%5-15 yrs

33349.8%15 yrs

258 (primary)100%3-10 yrs

Other risk factors

Age, sex, diagnosisOA, diagnosis RA,other

Not stated

Age, sex, diagnosisOA, diagnosis RA,body mass index,surgical approach

Age at surgery, sex,body mass index,diagnosis OA, otherdiagnoses, previoussurgery, surgicalapproach

Surgical approach

Age at surgery, sex,body mass index,diagnosis OA,surgical approach,previous surgery

Age at surgery, sex,body mass index,diagnosis OA, otherdiagnoses

Status ofsurgeon/typeof hospital

All grades ofsurgeon/Alltypes of hospital

-/Districtgeneral hospital

Seniorsurgeons/specialist centre

-/Teachinghospital, 86%hip surgeons

-/Specialistcentre, Singlesurgeon

-/Specialistcentre

-/Teachinghospital

Outcomemeasures

Survivorship

Survivorship

Survivorship,pain, observer-defined function,gait, jointgeometry, X-ray

Pain, observer-defined function,gait, X-raycriteria

Survivorship

Pain, observer-defined function,gait, X-raycriteria

Pain, observer-defined function,gait, X-raycriteria

Results

Revisions around 9%.Similar results for C.A.D.and Lubinus.Worse results for othercemeneted implants: Mullercurved, Exeter, Spectron,PCA and the Christiansen.

Survivorship 91% 10 yrs,Survivorship 82% 20 yrs

Survivorship 81% at 18 yrs,survivorship 91.6% at 10yrs, pain 4.6 at 17 yrs(Aubigne/Postel &Charnley), walking 4.6 at17 yrs, ROM 4.4 at 17 yrs

56% excellent, 28% good,8% fair, 8% failure(Charnley scores)

Mechanical failure andinfectious causes

Probability of failure: 1 yr,0.9%; 5 yrs, 4.1%; 10 yrs,8.9%; 15 yrs, 12.7%

75% satisfactory pain; 95%satisfactory function

Table 2a Continued

Carlsson et al (1986) 50

Descriptive (retrospective)

Garcia-Cimbrelo &Munera (1992) 45

Descriptive (retrospective)

20768.7% (207 OA, 34RA)5-12.5 yrs (OA)3.4-12 yrs (RA)

79186%12.8 yrs (mean)

Age at surgery, sex,diagnosis OA,diagnosis RA, other

Age at surgery, sex,diagnosis OA,diagnosis RA, other

-/Teachinghospital

-/Teachinghospital

OA 26% loosening, RA34% loosening

81% survivorship at 18 yrs

X-ray criteria

Survivorship, X-ray criteria

Table 2b Primary surgery with a Charnley cemented acetabulum (with at least 200 THRs and 10 years follow-up)

8 EFFECTIVE HEALTH CARE Total hip replacement OCTOBER 1996

Authors/study design

August et al (1986) 51

Descriptive(retrospective)

Jantsch et al (1991)52

Descriptive(retrospective)

Britton et al (1996)26

Descriptive (prospective)

Comparison withCharnley (Table 2a)

Bryant et al (1991) 53

Descriptive (prospective)

Prosthesis

McKee-Farrar

McKee-Farrar

Stanmore

Ring

No. ofoperations/% follow-up/duration offollow up (yr)

80828.4%13.9 yrs (mean)

33056%14 yrs (mean)

98294% (amongstalive) 24% died1-16 yrs

25390.5%1-21 yrs

Other riskfactors

Age atsurgery,diagnosis OA,diagnosis RA,surgicalapproach

Age atsurgery, sex,weight,diagnosis OA,diagnosis RA

Diagnosis OA,diagnosis RA

Age atsurgery,diagnosis OA,diagnosis RA

Status ofsurgeon/typeof hospital

-/Districtgeneralhospital, 72%by consultant

-/Specialistcentre

Consultant/District generalhospital

-/Teachinghospital

Outcomemeasures

Pain,observer-definedfunction,gait, jointgeometry,X-ray criteria

Pain,observer-definedfunction,gait, jointgeometry

Survivorship,pain,observer-definedfunction,gait, jointgeometry

Survivorship

Results

Good/excellent (Harris),49%; survivorship 91% 10yrs, 84% 15 yrs, 49% 19yrs

62% excellent/good (Mayoscore); 22% poor.35% of those followed uprevised

Survivorship at 10yrs 93%(revision); at 10yrs and14yrs 88% and 80%(revision, moderate orsevere pain)

70% and 60.4% cumulativesurvivorship (revision) after10 yrs and 20 yrsrespectively

Table 3 Primary surgery with other cemented prostheses (with at least 200 THRs and 10 years follow-up)*

Authors/Study design

Engh et al (1990)55

Descriptive (prospective)

Bryant et al (1991)53

Descriptive(retrospective)

Engh et al (1990)55

Descriptive(retrospective)

Prosthesis

AML

Ring Mark2

PCA

No. ofoperations/% follow-up/duration offollow up (yr)

1048 (primary)91.5%2-11 yrs

25346.7%11-21 yrs

95991.5%2-12 yrs

Status ofsurgeon/typeof hospital

-/Specialistcentre

-/Teachinghospital

-/Specialistcentre

Outcomemeasures

Survivorship,pain,observer-definedfunction,gait, jointgeometry,X-ray criteria(Postel-d’Aubigne)

Survivorship,pain,observer-definedfunction,gait, jointgeometry

Survivorship,pain,observer-definedfunction,gait, X-raycriteria

Results

Survivorship: 96.4%(revision) at 10 yrs; 90.8%(mechanical failure) at 10yrs 19.5% revision

Survivorship 60.4% at 21yrs; 26.5% revisions; 6.4%excellent, 31.9% good,40.4% fair, 21.3% poor

Survivorship at 10 yrs:96.4% (revision); 90.8%(revision and loosening)

Table 4a Primary surgery with cementless femoral prostheses (with at least 200 THRs and 10 years follow-up)

*Also see Malchau et al 199321 Table 2a

Other riskfactors

Age atsurgery, sex,weight,diagnosis OA,diagnosis RA,surgicalapproach,patient co-morbidity,patient risks:Type femoralstemthromboembolism?

Age atsurgery, sex,diagnosis OA,diagnosis RA

Age atsurgery, sex,weight, bodymass index,diagnosis OA,diagnosis RA,other

Hauser et al (1993)56

Descriptive (prospective)including pre-op status

Scmitt et al (1993)57

Descriptive(retrospective)

EndlerBelgrist

Spiked 134Screw rings77

715-5-10 yrs

227-9.5 yrs (mean)

-/Teachinghospital

-/TeachingHospital

X-ray criteria

Revision,X-ray criteria

Probability of survival after5 yrs: Endler 94% Balgrist88-91% after 10 yrs: Endler44%

Screw: 1/3 migration, 13%revisionSpikes: 15% migration, 2%revision

Table 4b Primary surgery with a cementless acetabulum (at least 200 THRs and 10 years follow-up)

-

-

amongst the cheapest and bestperforming prostheses for mostpatients, cost minimisation andthe promotion of quality can beachieved by standardising onthese implants. A survey of 261NHS hospitals showed that 30types of cemented and 35 types ofcementless hip replacements arecurrently used in orthopaedicpractice.82 The Charnley lowfriction implant was only used in

about 75% of the hospitals. Asurvey of Fellows of the BritishOrthopaedic Association alsosuggests that only around aquarter of surgeons use ‘modern’cementing techniques.83

An increasing proportion of thetotal expenditure on hipreplacement surgery is onrevisions due to the failure of hipprostheses. One approach put

forward for increasing quality ofsurgery is for purchasers to buy alifetime care package whichincludes the present cost of thesurgery plus a premium for anyfuture surgery due to failure.84

The lowest price will be offered byproviders who, because they knowthat their surgery is of highquality, are less likely to have tocarry out a revision in the short-term. Thus, rather than the price

Total hip replacement EFFECTIVE HEALTH CARE 9OCTOBER 1996

Authors/Study design

Godsiff et al (1992)59

UK

Wykman et al (1991)60

(incorporates 119patients in Olsson et al,198561)

Sweden

Onsten & Carlsson(1994)62

Sweden

Rorabeck et al (1996)63

(4 year follow up ofRorabeck, 1994 12 andsame results as Mulliken,1996)

Canada

Marston et al (1996)54

England

Prosthesis

Ringfemoralcemented,acetabulumcementlessv femoralandacetabulumcementless

Charnleycemented vHonartPatel-Garches(press fit).

AllpolythenecementedCharnleysocket vsuncemeneted porousHarris-Galantetype 1socket.

Mallorycemented vMalloryuncemented

Charnleycemented vsStanmorecemented

No. ofoperations/% follow-up/duration offollow up (yr)

Cemented 30.Uncemented 284 months (81%),1 year (100%), 2years (81%)

75 v 756 months1 year5 yearsCharnley 91%HP Garches 93%

30 Charnley vs30 H-G100%12 years

125 cemented126 cementlessup to 6 (59% followedup for at least 4years)

200 vs 213 hips(360 patients)5-10 years(mean 6.5)5yrs 80% Ch,70% Stan10yrs 8% Ch,7% Stan

Other riskfactors

Age atsurgery, sex

Age atsurgery, sex,weight,diagnosis OA,diagnosis RA,surgicalapproach,infectionbilaterial andunilateraldisease

Sex, side, age,weight

Age atsurgery, sex,weight,diagnosis OA,diagnosis RA,surgicalapproach,patient risks:infection/thromboembolism

Age atsurgery, sex,weight,diagnosis OA,diagnosis RA,surgicalapproach,seniority ofsurgeon

Status ofsurgeon/typeof hospital

Consultant/District generalhospital

Major hospital

Specialist unit

Consultant/Teachinghospital

Specialisthospital

Outcomemeasures

Pain, use ofwalkingaids, activity

Pain,observer-definedfunction,gait, jointgeometry, X-ray criteria.Harris hipscore,patientsatisfaction,re-operation

Socketmigrationand rotationbyradiostereometry (RSA).

Pain andfunction byHarrisScore)

Pain,observer-definedfunction(Harris hipscore,d’Aubigne).Patientdefinedarthritisscore,SIP,TTO

Clinical andradiologicalassessment,revision

Results

Pain-free at 4 months: 58%cemented, 43%uncemented; pain free at 1yr: 63% cemented, 50%uncemented; pain free at 2yrs: 65% cemented, 63%uncemented. Walkingwithout support at 2 yrs:96% cemented, 62%uncemented (p<0.05).(Difference not significant at4 months or at 1 year

At 2 years, excellent orgood (Harris Hip Score)79% Charnley, 70% HPGarches. Revisions formechanical loosening in6.7% Charnley and 18.7%HP Garches (11% and 19%overall)

No revisions after 2 years.Mean Harris Hip score wasequal at baseline and after2 years.No difference in migrationor rotation

Both showed large andsustained increases inhealth related quality of life. No difference at 4 years indisease specific andpatient-centred measures. Cemented metal-backedacetabular componentshave high rate ofradiographic failure

Mean Harris Score postoperatively = 46 91 in bothgroups.Revision rate the same inboth groups. In all but onerevisions the operatingsurgeon was atrainee.(P<0.005)

Slightly higher radiologicalevidence of subsidence ofthe Stanmore stem than inthe Charnley in the first 6months (P=0.003)

Table 5 Randomised controlled trials comparing prostheses

of a THR being the determinant ofpurchaser choices, total futureexpected expenditure and benefitswould be more important. Noresearch evaluating such a schemehas been identified.

The Safety and Efficacy Register ofNew Interventional Procedures(SERNIP) recently established bythe Medical Royal Colleges mayplay a role in helping to controlthe diffusion of untestedprostheses.85

G. Implicationsfor services andresearch• A wide variety of untested

prostheses are in use in the NHS.Commissioners should be awareof what prostheses are beingused by those with whom theycontract for THR and shouldensure that cheap andthoroughly evaluated standardimplants like the Charnley lowfriction or the Stanmore areroutinely used unless there isadequate justification for anexception.

• Commissioners and providersshould ensure that new implantsand techniques, that have notbeen demonstrated to be morecost-effective than the standard,ones are not introduced withoutproper evaluation.

• In order to promote quality,providers and purchasers shouldrequire information on and ormonitor the outcomes of THR,and require audit of adversecases and high rates of revision.One aspect of potentialimportance is the grade ofsurgeon carrying out theoperation and the level ofsupervision.

• Commissioners might wish toconsider contracting for thelifetime hip care of patientsincluding a premium to cover

the risk of future costs due torevision of surgery.

Research Areas

• The likely impact of populationageing, changes in thresholds forsurgery, and trends in hipdisease to assess future need fororthopaedic services.

• The effect of a range ofenvironmental factorsinfluencing outcomes such asskills, training and supervision ofjunior staff.

• Validation of ‘pro-active’methods of predicting the long-term success of hip surgerywhich can be carried out usingfeasible measures within a fewyears of the operation. This willfacilitate more rigorous testingof new equipment.

• The use of these early indicatorsof failure in order to identifypatients who would benefitfrom earlier revision, thusavoiding more complex surgeryat a later date and improvinglong-term outcomes.

• Evaluation of approaches topromoting quality such aspurchasing ‘lifetime hip care’

Appendix 1: Routine hospital data

Data on the number of procedurescame from the Hospital EpisodeStatistics for the relevant years.Total Hip Replacement proceduresand prosthetic replacement of thehead of femur (OPCS codes W37,W38, W39, W46, W47, and W48and all subsidiary codes).Emergency cases and those wherethe primary diagnosis wasfractured neck of femur (ICDcodes 820 and 821) were excluded.

Appendix 2: Search strategy

The following databases weresearched: Medline (1966-1995);EM-base (1981-1995); ScienceCitation Index (1975-1995).

A manual search was made ofIndex Medicus and of referenceslisted in other publications.

For the general search the keywords used were: hip replacement,hip arthroplasty, hip prosthesis.The searches were limited tohuman subjects and Englishlanguage articles. Foreign articleswere reviewed if there was anabstract in English.

Studies using experimental andobservational data which followedup patients and measured patientoutcomes, including radiographicchanges, were identified.

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Statistics (HES) and population data provided bythe statistics division, DOH, 1996.

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Total hip replacement EFFECTIVE HEALTH CARE 11OCTOBER 1996

12 EFFECTIVE HEALTH CARE Total hip replacement OCTOBER 1996

The Research Team:

This bulletin is based on a reviewcommissioned from theDepartment of Social Medicine,University of Bristol.

Writing of the bulletin and additionalresearch by the Effective Health Careresearch team:NHS Centre for Reviews andDissemination, University of York

■ Professor Trevor Sheldon, JointManager of Effective Health Care

■ Alison Eastwood

■ Dr Amanda Sowden

■ Frances Sharp

Members of the Steering Group:■ Dr Peter Bourdillon, Head of Specialist

Clinical Services Division, NHSExecutive

■ Dr Jenny Carpenter, Health CareDirectorate Public Health, NHSExecutive

■ Ian Donnachie, Chief Executive,Bradford Health Authority

■ Professor Mike Drummond, Centre forHealth Economics, University of York

■ Jane Emminson, Chief Executive,Wolverhampton Health Executive

■ Mr Philip Hewitson, Leeds FHSA/NHSExecutive

■ Dr Anthony Hopkins, Director ofResearch Unit, RCP

■ Dr Liz Kernohan, Deputy Director ofPublic Health, Bradford HealthAuthority

■ Andrew Long, Joint Manager ofEffective Health Care, NuffieldInstitute for Health, University ofLeeds

■ Dr Diana McInnes, Principal MedicalOfficer, DoH

■ Dr Tom Mann, Head of Division,Health Care Directorate Public Health,NHS Executive

Acknowledgements:Effective Health Care would like toacknowledge the helpful assistance of thefollowing, who commented on earlierdrafts of the bulletin:

■ Annie Britton, London School ofHygiene and Tropical Medicine,London

■ Mr Christopher Bulstrode, NuffieldOrthopaedic Centre, Oxford

■ Professor Peter Croft, NorthStaffordshire Medical Institute

■ Dr Ray Fitzpatrick, Nuffield College,Oxford

■ Mr Michael Freeman, Harley Street,London

■ Professor P.J. Gregg, Glenfield Hospital,Leicester

■ Dr Rajan Madhok, Gateshead andSouth Tyneside Health Authority

■ Mr David Murray, NuffieldOrthopaedic Centre, Oxford

We gratefully acknowledge thecontribution of staff in the StatisticsDivision (SD2A) of the Department ofHealth who provided data for thisbulletin.

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