tracking climate aid in malawi: results from pilot program on geomapping and climate coding justin...

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Tracking Climate Aid in Malawi: Results from Pilot Program on Geomapping and Climate Coding Justin Baker, University of Texas at Austin ([email protected] ) Christian Peratsakis, Development Gateway ( cperatsakis @ developmentgateway.org ) Kate Weaver, University of Texas at Austin ( [email protected] )

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Tracking Climate Aid in Malawi:

Results from Pilot Program on Geomapping and Climate Coding

Justin Baker, University of Texas at Austin([email protected])

Christian Peratsakis, Development Gateway ([email protected])

Kate Weaver, University of Texas at Austin ([email protected])

Tracking Climate Aid in Malawi

Driving Questions:– How is aid addressing climate vulnerability in

Malawi?– Is aid going to the places/areas/people most in

need?– How does our tracking method compare to other

methods (pilot study of tracking methodology)?– Can this methodology extended to other

situations?

What did we do?

• Partnered with Ministry of Finance in Malawi and Development Gateway (Aid Management Platform system) to gain access to available project documents across donors in Malawi.

• Geocoded all aid projects in AMP system• Coded all projects for climate adaptation aid,

using own methodology • Used project documents where possible, coded

at the activity level, rather than the project level

Geocoding

• Identify multiple activities within aid projects

• Subnational location of aid activities (8 levels of proximity)

• Sector tags• Donor tags

• Layer indicators (e.g. aid activities on top of poverty levels)

• Interactive map on CCAPS Dashboard http://strausscenter.org/ccaps/

Climate Coding - Process

SHOW PORTRAIT FLOWCHART

•Activities coded between four ‘poles’ (definitions available)•Weighted scores give continuous numerical score, which can be placed back on spectrum for comparison•Numbers deliberately chosen to facilitate comparison to OECD Adaptation Markers•Coding at activity level gives greater ‘granularity’ (insight into where money is actually being spent)•Most detailed analysis possible (without detailed budget information, etc)•Uses established method of AidData activity coding

Coding Process (continued) - Rationale

Climate and Geocoding

•How targeted is climate aid?•Overlay on CCAPS Vulnerability Team maps•Need refinement for Malawi-specific vulnerability

Dataset Description

• 754 Projects Climate Coded– Correspond to >2500

coded locations, >2900 activities

• ~83% agreement between coders

• ~4 activities per project– large variation between

donors

United St

ates A

gency

for Inte

rnati

onal Deve

lopment

United N

ations D

evelopment P

rogra

mme

Euro

pean Union

Irelan

d

United N

ations P

rogra

mme on HIV and AIDS

134

91

7064

494746

2524231918181716

Top 15 Donors by number of projects

Project Findings

The distribution of climate scores changes according to how it is viewed. Interestingly, there is not a significant difference overall between the number of CD/CO projects and CD/CO dollars committed. Yet there is variation within donors.

% by activity % by projects % by Dollars Commited

0%

10%

20%

30%

40%

50%

60%

70%

80%

90%

100%

1 2 2

7280 79

2114 18

6 4 1

Climate Score distribution viewed by: # of activities, by # of projects, by financial

amounts

COCDGDAD

The distribution is dominated by general development projects, even after projects have been weighted for activity scores. This is likely due to emphasis on health, infrastructure, budget support sectors.

0.0000.148

0.2960.444

0.5930.741

0.8891.037

1.1851.333

1.4811.630

1.7781.926

0

100

200

300

400

500

600

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

Distribution of Final Weighted Scores

Frequency

Cumulative %

Final Score

Freq

uenc

y

$0

$20,000,000

$40,000,000

$60,000,000

$80,000,000

$100,000,000

$120,000,000

$140,000,000

$160,000,000

$180,000,000

Capacity Development

Climate Oriented

0

2

4

6

8

10

12

14

16

18

20

Capacity Development

Climate Oriented

Distribution of Climate Aid by DonorNumber of Climate Projects across Donors (all Climate Projects)

Only climate aid (CO, CD), by US$ commitment amount (Top 20)

By number of projects and commitment amounts, we see USAID, the European Union, the World Bank, and Norway near the top in each case.Ireland also shows strong climate adaptation emphasis, yet does not have the same resources as the others).

Activity/Project level coding

Activity coding gives an extra level compared to coding a project overall.

For example, Norway’s CO share nearly doubles when activities are considered rather than projects.

This is important, as climate adaptation activities within broader projects can be missed as they are crowded out by the broader thrust of the project.

Project Level Activity Level

$0 $500,000,000 $1,000,000,000BADEA2Kuwait FundIFAD2CanadaGIZ2OPEC FundUNDPKFWUNHCRJICAMulti-Donor Trust FundRepublic of IndiaWorld Food Program (WFP)NorwayAfDB2World BankGlobal FundUSAIDDfID2European Union

$0$500,000,000$1,000,000,000

Ambiguous Development

Capacity Development

Climate Oriented

General Development

Committed Financial AmountsBy Project By Activity*

(Millions of Dollars)

*Activities were assigned financial amounts by dividing each project amount by the number of activities contained by the project.

*~3% of project commitment amounts are not available on the AMP system currently.

Financial Commitments vs Activity Numbers

AfDB2

Australian Agency for International Development

Canada, Department for International Development, Norway, World Bank

Department for International Development, KFW, Norway, UNFPA, World Bank

European Union

FICA2

Global Fund (HIV/AIDS & Malaria)

International Fund for Agricultural Development

Japan International Cooperation Agency

Kuwait Fund

OPEC Fund

Saudi OPEC Funds

United Nations Educational, Scientific and Cultural Organisation

United Nations Industrial Development Organisation

United States Agency for International Development

World Bank

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Percent by number of Activities

0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%

Percent by Dollars Committed per ac-tivity

Climate Oriented

Capacity Development

General Development

Relying on numbers of projects alone can be misleading, as financial data gives better insight into the breakdown of projects. Ideally, activity-level budget information would allow the most detailed and rigorous assessment of adaptation funding within development projects. Huge variation in scope and resources of donors, therefore solid financial commitments and disbursements are necessary for an accurate picture of aid.

Sector Analysis

Maternal Health

Food aid/Food security programmes, activity unspecified

Credit lines, FSFIs

Irrigation

Malaria control

Public sector financial management, specified

Health policy and administrative management, activity unspecified

Agricultural inputs, activity unspecified

Testing, STDs

Contraceptives

Infant and child health

Tuberculosis control

STD and HIV/AIDS, activity unspecified

Prevention, STDs

Treatment, care, STDs

All other activities when sector is not specified

All emergency food aid items or activities

Support for implementation of macroeconomic reforms

Road infrastructure, road vehicles

General budget support, activity unspecified

$0 $100,000,000 $200,000,000 $300,000,000

•Top sector is general budget support, activity unspecified

•Impossible to code well•Transparency of activity• >$400 million in unspecified aid altogether (~7%)

•Within specified sectors, focus is largely on health, with some infrastructure and food aid.

Top Activity Codes by Financial Amount Committed

Formal education/training, Agriculture

Institution capacity building, Agriculture

Irrigation

Environmental policy, laws, regulations and economic instruments

Agricultural services

Food crop production

Basic water supply, low-cost technologies

Agricultural extension

Water sector policy, planning and programs

Agricultural sector policy, planning and programmes

Water supply and sanitation - large systems, activity unspecified

Soil improvement

General environmental protection, activity unspecified

Supply of seeds

Agricultural co-operatives

0 10 20 30 40 50 60

Top 15 Activities by Climate Code (number of projects)

Capacity Development Climate Oriented

Top Activities in AMP Portfolio

• Sectors with most climate projects are unsurprising: Water & Irrigation, Agricultural training, Environmental Protection, etc.

Comparison to OECD Adaptation Marker2010 OCED Adaptation Marlers recorded only 42 projects as having “significant” (1) or “primary” (2) adaptation content. - Large variation in reporting practice makes it nearly

impossible to match up AMP projects (reported in country) with OECD projects (different titles, ID numbers, different languages).

- Missing Data: Some donors missing from AMP; many donors missing from OECD Adaptation Marker reporting

Greece

Netherlands

Luxembourg

Switzerland

Spain

Sweden

Belgium

Ireland

Germany

United Kingdom

EU Institutions

0 50 100 150 200 250 300

2010 Committed Aid reported to OECD, Rio Markers [excludes unmarked aid]

012

Furthermore, we noted several problems even within the small number of coded projects:

- Inconsistency – many donors, including the United States, did not report any marked projects at all (unlikely that the US did not have any adaptation-related projects in 2010)

- Over-coding –e.g. Denmark projects on Democratic Participation and Basic Health Care.

Germany

Canada

EU Institutions

Japan

Finland

Sweden

Norway

United Kingdom

Belgium

Ireland

Denmark

Distribution of ‘1’ and ‘2’ Projects across Donors

12

91%

9%

1%

Analytical Findings

• Breakdown by financial amount, number of activities, or number of projects yield different results– Higher variation would be expected with more detailed and accessible

project documents

• Climate aid (narrowly defined) makes up just 1-2% of aid to Malawi. This is consistent with our previous analysis of adaptation aid across Africa

• Norway, the World Bank, USAID, and the European Union are among the donors most involved in adaptation aid. Japan and Ireland have several adaptation-related projects, yet their financial contributions are much smaller than the others mentioned.

Lessons

• Variation in quality and quantity of donor reporting constrains coding efforts

• Updated, activity-level budget information would be ideal standard for use in tracking climate aid

• OECD Rio and Adaptation Marker reporting practices still problematic

Geocoding and Aid Transparency:Maps, Gaps, and Traps

• Maps– What we cannot tell from looking at maps

• Transparency Gaps– Holes in data– Inconsistencies (project IDs, titles, etc)– Lack of consistent and timely disbursement data– Lack of detailed/activity level budget

• Transparency Traps– Politicization of reporting (self-reporting creates credibility issues)– Maps are not comprehensive and difficult to keep updated, limiting utility for aid

coordination and country level budget management and planning.– Limited to ODA donors. Need NGO, government and CSO tracking to capture full

picture of adaptation work in countries.– Tracking channels of delivery/implementation partners needed to follow money and

effectively evaluate allocation and impact