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Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr. Mahmood Adil National Health Service, England Diane Huntley - Kaiser Permanente, CA Pascal Briot - Intermountain Healthcare, UT [email protected] Hospital Engagement Network Falls Affinity Group Call – March 7, 2013

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Page 1: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations

The business case for preventing inpatient falls

Dr. Mahmood Adil – National Health Service, England

Diane Huntley - Kaiser Permanente, CAPascal Briot - Intermountain Healthcare, UT

[email protected]

Hospital Engagement NetworkFalls Affinity Group Call – March 7, 2013

Page 2: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Process and Methods

• Align on definition of fall severity between organizations*

• Develop methods to track incremental cost of harm that could be standardized and easily used by other global systems

• Generate effective partnerships between clinical, finance, and analytic experts in three organizations

• Demonstrate that international collaboration is an effective sharing and learning tool to make a difference in reducing patient harm around the globe

* See Appendix I

Page 3: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Journey of our collaboration

IdeaSept 2010

WillMay 2010

ExecutionNov-Dec 2010

OutcomesJan-May 2011

Cost of Falls Calculator 2012

IHI Forum 2011: Poster Presentation

International Forum & ISQua 2012: Oral Presentation

Sept. 2010: Initial Meeting with NHS, Kaiser Permanente, and Intermountain

Refining Falls project Starting ADE project 2013

Upcoming NPS Congress 2013: Oral Presentation

Page 4: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Challenges for All 1. How to identify rate and severity of falls

Impact of information measurement system and professional cultures

2. How to identify savings associated with reduction in rate of fallsMatched cohort comparison of length of stay, labs, imaging and Rx

utilization

3. How to track intervention “cost”Identification of intervention & accounting methodologies

4. How to “put it all together” Cost of falls calculator

B-C=DBenefits(costs of poor quality or service)

Costs (costs of improvement intervention)

Dividends (Case for Change)

Page 5: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

1. Fall prevalence rate per 1000 patient days 2010 data

No Injury Minor Moderate Major0.0

0.5

1.0

1.5

2.0

2.5

1.95

0.72

0.140.03

1.74

0.63

0.03 0.02

2.09

1.37

0.64

0.07

NHS KP IH

Severity of Injury

Prev

alen

ce R

ate

per

1,00

0 Pa

tient

Day

s

N = 399 773 285 N = 873 1969 524

N = 83 40 29

N = 15 24 4 *

* IH sample size for major injury not statistically significant

Page 6: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

2. Mean extended length of stay 2010 data

* IH sample size for major injury not statistically significant

No Injury Minor Moderate Major0

5

10

15

20

25

7.38.0

10.2

23.0

6.67.4

9.1

20.0

4.73.3

1.6

6.1

NHS KP IHSeverity of Injury

Day

s

N = 873 1,969 524 N = 399 773 285 N = 83 40 29 N = 15 24 4*

Page 7: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

3. Tracking of interventionsIntermountain example

1998.1

1998.3

1999.1

1999.3

2000.1

2000.3

2001.1

2001.3

2002.1

2002.3

2003.1

2003.3

2004.1

2004.3

2005.1

2005.3

2006.1

2006.3

2007.1

2007.3

2008.1

2008.3

2009.1

2009.3

2010.1

2010.3

2011.1

2011.3

2012.10

0.5

1

1.5

2

2.5

3

3.5

4

4.5

Rate of Falls with Injury per 1000 Patient Days

InjuryNo Injury

Year, Quarter

Falls

per

100

0 Pa

tient

Day

s

1998Creation of Patient Safety Team Meeting Prep and Follow-upNursing Falls EducationDevelop protocol

2005 - 2007Creation Safe Patient Handling team (earnedMagnet status, gait belts & lift system,awareness signs) Standardize Fall definitionAdded electronic risk scoring/protocolto event systemDeveloped web reports for front lineInclusion of falls on nurse manager dashboard

2010 - 2011Board Goal (2010)Designated Fall ChampionsPost Falls Assessment ImplementationMini-RCA for Falls (Falls Assessment Huddle)Patient Safety IndexSkill Pass Off for bed typesNew Bed (with integrated bed alarm)Nurse Call System Integration

Page 8: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

3. Tracking of InterventionDimensions Intermountain

1998 - 2010Kaiser

2007-2010NHS

2009-2011

Leadership Teams and Champions•Creation of Patient Safety Team (1998) •Creation Safe Patient Handling Team (2005) •Board Goal & Designated Fall Champions (2010)

HEROES (Hospital & Emergency Dept Reliability & Operational Excellence for Safety) • Create reliable clinical practices in all 21

medical centers • Standards of practice & successful

practices shared on Monthly Collaborative Calls (2009)

The Strategic Team•Improvement Leader•Trust Chief Executive/Senior Sponsor•Medical Director •Finance Director•Dir of Nursing and Clinical Governance•Head of Health Informatics

Process improvement

Education & Assessment• Develop Protocol & Nursing Falls Education

(1998)• Standardize Fall Definition (2005) • Post Falls Assessment Implementation & Patient

Safety Index (2010)

Fall Prevention Bundle 2007•Start-of-shift huddle•Schmid assessment•Purposeful hourly rounding•Toileting assistance•Alignment with Pharmacy and PT•Staff, patient, and family education•Vital BehaviorsFalls Prevention Bundle May 2009• Schmid Plus ABCs Age, Bone, Coagulation,

Recent Surgery• Ongoing requirement for nurses to attend

yearly training

Multi-faceted Fall interventions Checklist(March 2010)•Toilet & Mobility• Environment• Assessment•Medication

•Raising Awareness•Education & Training

Infrastructure Patient Equipment & Staff Awareness• Magnet status, gait belts & lift system,

awareness signs (2005)• New Bed (with integrated bed alarm) • Nurse Call System Integration (2010)

Patient Equipment & Staff Awareness•Specialty low beds •Gait Belts•Chair alarms, bed alarm s•Door signs, yellow armbands•Care board

Patient Equipment & Staff Awareness•Low profile beds•New bed rails•Care board

Information system & reporting

Electronic Reporting• Added electronic risk scoring /protocol to event

system• Developed web reports for front line. Inclusion

of falls on nurse manager dashboard (2005)

Electronic Reporting•Electronic Responsible Reporting Form• KP Health Connect (Kaiser Permanente

electronic medical record)

Data Intelligence & Review System• Develop and integrate the safety fields in

clinical , administrative and financial patient level costing) data electronically

• Improve data availability and accessibility to frontline staff

• Regular audits to review performance and update protocols

Page 9: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

4. Fall risk calculator

Page 10: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Pre-requisite to use the calculator1. Accurate identification of falls

Robust event system to identify falls and severity.

Culture of safety and no-blame

2. Calculating associated cost due to a fall Incremental length of stay by using cohort matching methodology

Convert incremental resource use into actual cost

3. Track & cost your intervention to reduce fall Identify intervention in terms of leadership, process improvement, infrastructure,

information system and reporting

Estimate the cost of intervention (allocated equipment cost over time)

4. Putting it all together using the calculator

Page 11: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Lessons learned due to our collaboration1. Accurate and consistent identification of falls

Agreed on use of standard definition of severity of falls and methodology to measure falls rate.

The WHO should include new codes for hospital associated falls in its next version of ICD classification system.

2. Track and cost your intervention to reduce fall Quality Improvement culture to track intervention: clinical and finance teams need to find ways to

share data and work together for creating the ‘business case for safety’ and achieving sustainable outcomes.

Need a good activity based cost accounting system. If it is not possible to separate out the effect of an intervention and the cost of it because interventions are cumulative, it may be best to look at impact over time.

3. Degree of similarity of interventions across institutions ‘Extended Length of Stay’ is a good indicator to quantify harm-related incremental cost and

resource utilization.

Page 12: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Multidisciplinary Team

California Analytics

Northern California Region Sponsors

Program Office Quality DeptProject Management

Northern California Risk and

SafetyHEROESInitiative

NCAL Quality

NCAL Finance

Institute for Health Care

Delivery Research

Patient Harm Reduction Program

Clinical ProgramLeadership

Patient SafetyClinical Quality

AnalyticsFinance

Wrightington, Wigan and LeighHospital

Finance

Analytic

Quality

ROI Tactical Team

Page 13: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Intermountain ROI tactical initiatives

• Led by our Asst. VP for quality and patient safety and reported to our CNO / VP for clinical operation

• Mission: – To build a partnership between clinical and financial experts to use the best

available data and expertise– To provide careful ROI analysis of quality and patient safety initiatives in order to

give leadership insight into strategic opportunities– To build a standardized approached to calculating ROI that can be “exported” to

other initiatives on a system, regional or facility level– To quantify existing quality improvement projects that may assist in meeting

Intermountain’s goal of maintaining a low rate of cost increases to CPI+1%

• Areas of concentrations:– Falls– Adverse Drug Events (ADE)– Central Line Associated Blood Stream Infection (CLABSI)

Page 14: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Intermountain fall with injury rate

2007 2008 2009 2010 2011 20120.0

0.5

1.0

1.5

2.0

2.5

Falls with InjuryIntermountain System

Average Falls with Injury LCL UCL

Falls

Rat

e pe

r 100

0 Pa

tient

Day

s

Falls Risk

TrainingSafe Patient

Handling

New beds with

alarmNurse call system

integrationFalls on nurse

manager dashboard

Page 15: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Methodology for ROI calculationSavings:

– Decrease payment on legal claims– Decrease variable cost due to

• reduction in complication associated with fall reduction• reduction in LOS

Potential impact on revenue stream?Expenses:

– Costs of implementation of falls prevention initiatives• Personnel (new staff, education, training, …)• IT / information / measurements (Risk event system, data tracking

and reporting, …)• Infrastructure (equipment, supply, …)

How to allocate capital expenditure?

Page 16: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Decreased Payment on Legal Claims

Page 17: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Reduced Patient Costs Savings

Page 18: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Approximation of Financial Outcome

Page 19: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Next Steps1. Refine Patient Cost Reduction Calculations

• Verify whether charges related to falls are billable• Determine appropriate comparison

I. No Falls : Falls II. No Falls : Falls with Injury

2. Investigate employee injury claims3. Refine allocation of capital costs

• Beds, remodeling• Across applicable risk events (pressure ulcer,…)

4. Create methodology for budgeting utilization changes at dept. level

5. Apply ROI methodology to other risk events

Page 20: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Lessons learned for a successful international collaboration

1. Clear and simple objective to be agreed from the outset2. Staged approach to build the momentum and measurable

goals for each stage3. An effective coordinator able to leverage the use of web

technology4. Establish common ground for data sharing and

incorporating each others standards in a practical manner5. Act like one team with commitment and flexibility to achieve

common results across the organizations

Page 21: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Questions

Thank you!

Page 22: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

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Appendix I -Severity of Falls DefinitionsSeverity

Categorization National Health Service Intermountain Healthcare Kaiser Permanente Northern CaliforniaNo harm/injury Where no harm came to the

patient.Absence of harm or injury, with no requirement of care or treatment

An event not resulting in no harm or injury coupled with no explicit expression of dissatisfaction by affected member, visitor, or family; a reoccurrence of this event is not likely to result in a serious adverse outcome

Low/Minor harm/injury

Where the fall resulted in harm that required first aid, minor treatment, extra observation or medication.

Detectable harm or injury. Without treatment, the patient would have fully recovered

No Treatment An event resulting in an injury requiring no treatment, e.g. bruises, scrapes or bumpsWith Treatment An event that required minor intervention (e.g. application of a dressing, ice, cleaning of a wound, limb elevation, topical medication, or x-ray), no loss of function;

Moderate harm/injury

Where the fall resulted in harm that was likely to require outpatient treatment, admission to hospital, surgery or a longer stay in hospital.

Detectable harm, injury, or functional impairment lasting for a limited time only. Injury or impairment would not restore itself if untreated

An event that resulted in an injury requiring physician treatment, such as sutures, splints, casts, minor surgical repair, closed reduction, or prescription for an antidote; An injury, which requires minor intervention to remain temporary;

Severe/Major harm/injury

Where permanent harm, such as brain damage or disability, was likely to result from the fall.

Temporary Non-treatment would result in the loss of life or permanent loss of function. Patient returns to baseline status without permanent injuryPermanentNon-treatment would result in the loss of life or permanent/long-term loss of function. Patient does not return to baseline

An event that resulted in a permanent injury or one that is life threatening, or requires close monitoring at an increased level of care, or intervention such as major surgery to keep injury from becoming permanent.

Page 23: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

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Appendix II - Schmid Plus ABCS

Page 24: Trans-Atlantic alliance to compare patient safety performance between the UK and US organizations The business case for preventing inpatient falls Dr

Appendix III - Collaboration Team

KP Intermountain NHS

Leaders Mike RoweBarbara Crawford

Pascal BriotJefrey Huntington

Mahmood Adil Andrew Foster

Quality Improvement

Maureen HanlonDiane HuntleyJason Jones, PhD

Marlyn ContiEric CrawfordJan Orton

Christina Heaton Micky Milohtra Pat O’Brien

Finance/Analytics

Sabrina DahlgrenPatricia KipnisTom Winn Rebecca Gambetese

Andrew SorensonAndy Merrill

Keith Griffiths Claire Jacobson

Patient Care Services

Nancy CorbettCecelia CrawfordLorraine Woo

Marlyn ContiRobin Betts

Pauline JonesGill Harris