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TRANSPORTATIONSAFETYBOARD
WASHINGTON, D.C. 20594
AIRCRAFT ACCIDENT REPORT
TRANS-COLORADO AIRLINES, INC., FLIGHT 2286FAIRCHILD METRO Ill, SA227 AC, N68TCBAYFIELD, COLORADO
I JANUARY 19,1988
NTSBIAAR-89/O?
UNITED STATES GOVERNMENT
I. Report No. 2. Government Accession No. 3. Recipient’s Catalog No.NTSB/AAR-89101 I PB89-910401
5. Title and Subtitle Aircraft Accident Report--Trans-Colorado Airlines Inc., Flight 2286 Fairchild o III, SA2274C, N68TC, Bayfield, Colorado, January 19,
7. Author(s)
TECHNICAL REPORT DOCUMENTATION PAGE
9. Performing Organization Name and Address
National Transportation Safety BoardBureau of Accident InvestigationWashington, D.C. 20594
12. Sponsoring Agency Name and Address
NATIONAL TRANSPORTATION SAFETY BOARDWashington, D.C. 20594
5. Report DateFebruary 4,1989
6. Performing OrganizationCode *:‘;
8. Performing OrganizationReport No.
10. Work Unit No.4808A
11. Contract or Grant No.
13. Type of Report andPeriod Covered
Aircraft Accident ReportJanuary 19,198B
14. Sponsoring Agency Code
15. Supplementary Notes16. Abstract: About 1920 mountain standard time on January 19, 1988, N68TC, a Trans-Colorado’Airlines Inc., Fairchild Metro III, operating as Continental Express flight 2286 from StapletonInternational Airport Denver, Colorado, with 2 flightcrew members and 15 passengers on board,crashed on approach to Durango, Colorado. The two flightcrew members and seven passengerswere killed as a result of the accident.
The National Transportation Safety Board determines that the probable cause of thisaccident was the first officer’s flying and the captain’s ineffective monitoring of an unstabilizedapproach which resulted in a descent below the pu.blished descent profile. Contributing to theaccident was the degradation of the captain’s performance resulting from his use of cocaine beforethe accident.
The safety issues examined in this investigation include the execution of a special approachmy flightcrews and the effects of cocaine on human performance.
17. Key Words: 18. Distribution StatementThis document is available to
pre-employment verification; special approach; cocaine; the public through the Nationalinstrument meteorological conditions Technical Information Service,
Springfield, Virginia 22161
19. Security Classification 20. Security Classification(of this report) (of this page)
UNCLASSIFIED UNCLASSIFIED
JTSB Form 1765.2 (Rev. 5/88)
21. No. of Pages 22. Price
88
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CONTENTS
EXECUTIVE SUMMARY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . V
1.1.11.21.3
:41:5.1IS.21.61.71.81.91.101.111.121.131.141.151.161.171.17.11.17.21.17.31.17.41.17.51.17.61.17.7
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4.
FACTUAL INFORMATIONHistory of the Flight . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .InjuriestoPersons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .DamagetoAircraft . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .OtherDamaPersonnel In4
e . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .ormation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
TheCaptain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .The First Officer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Aircraft Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Meteorological Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .AidstoNavigation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Communications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Aerodrome Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .FlightRecorders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Wreckage and Impact Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Medical and Pathological Information . . . . . . . . . . . . . . . . . . . . . . . . . . .Fire . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .SurvivalAspects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .TestsandResearch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Additional Information . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Trans-Colorado Airlines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Trans-Colorado Training and Procedures . . . . . . ;. . . . . . . . . . . . . . . . . .DRO VOR/DM E 20 Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .FAAOversi
8ht . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
HumanPer ormance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .Cocaine and its Behavioral Pharmacology . . . . . . . . . . . . . . . . . . . . . . . .Aircraft Performance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
ANALYSISGeneral . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .VOR DME Runway 20 Approach . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .CrewPerformance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .CocaineFAASurve’iils;;;e.::::::::::::
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .ATCProcedures . . . . . . . . . . . . . . . . . . . . . . . ..‘......................Ground Proximity Warning System . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
CONCLUSIONSFindings . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .ProbableCause . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
RECOMMENDATIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
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ii14141515151516
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I’:23
262628fSs:3434
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APPENDIXESAppendix A--lnvestiAppendix B--Air Tra!f
ation and Hearing . . . . . . . . . . . . . . . . . . . . . . . . . . 37ic Control Transcript
Appendix C--Personnel Information . . . . . . : : : : : : : : : : : : : : : : : : : : : : :38
Appendix D--Aircraft Information . . . . . . . . . . . . . . . . . . . . . . , . . . . . . . .78
Appendix E--FAA Authorization for VOR DME Approach to DRO . . .79
Appendix F--Trans-Colorado Descent Checklist80
Appendix G--Side View of Fairchild Metro III . . : : : : : : : : : : : : * ’ * m W s ’. . . . . . . :;
i v
EXECUTIVE SUMMARY
About 1920 mountain standard time on January. 19, 1988, N68TC, a Trans-Colorado Airlines Inc.,Fairchild Metro Ill, operating as Continental Express flight 2286, on a flight from StapletonInternational Airport, Denver, Colorado, with 2 flightcrew members and 15 passengers on board,crashed on approach to Durango, Colorado. The two flightcrew members and seven passengerswere killed as a result of the accident.
The National Transportation Safety Board determines that the probable cause of this accidentwas the first officer’s flying and the captain’s ineffective monitoring of an unstabilized approachwhich resulted in a descent below the published descent profile. Contributing to the accident wasthe degradation of the captain‘s performance resulting from his use of cocaine before the accident.
The safety issues examined in this investigation include the execution of a special approach byflightcrews and the effects of cocaine on human performance.
As a result of its investigation, the Safety Board issued three recommendations to the FederalAviation Administration urging it to inform principal operations inspectors of the United StatesStandard for Terminal Instrument Procedures (TERPs criteria) and require them to personally observean operator’s conduct of a special instrument approach, to provide guidance to operators onconducting pre-employment verification of pilots’ backgrounds, and to provide information on druguse and detection to aviation medical examiners.
V
NATIONAL TRANSPORTATION SAFETY BOARDWASHINGTON, D.C. 20594
AIRCRAFT ACCIDENT REPORT
TRANS-COLORADO AIRLINES, INC., FLIGHT 2286FAIRCHILD METRO Ill, SA227 AC, N68TC
BAYFIELD, COLORADOJANUARY 19,1988
1. FACTUAL INFORMATION
1.1 History of the Flight
At 1820 mountain standard time, on January 19, 1988, N68TC, a Trans-Colorado Airlines, Inc.,19-passenger Fairchild Metro III, operating as Continental Express flight 2286, departed StapletonInternational Airport Denver, Colorado (DEN), with 2 flightcrew members and 15 passengers onboard. Trans-Colorado 2286, en route from DEN to Cortez, Colorado, with a stop in Durango,Colorado (DRO), was a regularly scheduled flight conducted under 14 Code of Federal Regulations(CFR) Part 135. Trans-Colorado Airlines was providing Rocky Mountain Airways, a wholly ownedsubsidiary of Continental Airlines, with aircraft and flightcrews to operate scheduled passengerflights on routes flown by Rocky Mountain Airways.
The captain and first officer had reported for duty at 1230 to the DEN operations facility ofRocky Mountain Airways. The crew was scheduled to fly N68TC on a flight from DEN to Rivet-ton,Wyoming, then to Casper, Wyoming, before returning to DEN. That flight, scheduled to depart DENat 1315, did not depart until 1425 due to weather delays at DEN and the late arrival of the airplanethere. It returned to DEN at 1757,42 minutes behind the scheduled arrival time.
Trans-Colorado 2286 was scheduled to depart DEN at 1740 for the 72-minute flight to DRO.The planned route of the flight was from DEN to the SO-nautical mile distance measuring equipment(DME) fix of its 185“ radial, direct to the Blue Mesa VORTAC (very high frequency omni-directionalrange with TACAN navaid capabilities for DME use) direct to DRO. The planned cruising altitude wasto be 22,000 feet mean sea level (msl). The landing alternate was Cortez.
Trans-Colorado 2286 departed DEN around 1820 and climbed to its assigned cruise altitude,23,000 feet, without incident. At 1853:09, the captain, who was performing all communicationswith air traffic control, reported that “Trans-Colorado 2286 [is] level at [flight level] 230” or23,000 feet pressure altitude: (See appendix B.) The Federal Aviation Administration’s (FAA) DEN AirRoute Traffic Control Center (ARTCC) acknowledged and informed the flight that “Durango zeroone zero three [1803 local] observation: indefinite ceiling eight hundred sky obscured visibility onemile light snow and fog temperature two five dew point two five altimeter er correction wind iscalm.” The captain acknowledged.
At 1900:40 DEN ARTCC asked Trans-Colorado if they would “rather shoot the ILS [instrumentlanding system] or ah will the ah [VOR] DME approach to runway two zero be ah sufficient?” Thecaptain responded that they would plan on the DME approach. DEN ARTCC then told the
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flight, I’. . .if you want to proceed direct to the [DRO] zero two three radial eleven mile fix that’sapproved.” The captain acknowledged. (See figure 1.)
The Rocky Mountain Airways station agent at DRO stated that about 1905 the captain ofTrans-Colorado 2286 told her on the company radio frequency that the flight was 25 minutes out,was full on water (i.e., engine water injection fluid used for increased engine power on takeoff),would be landing with 1,400 pounds of fuel, and would not be needing more fuel. She gave theflightcrew the current DRO weather.
At 1903: 11, DEN ARTCC cleared the flight to descend at pilot’s discretion to 16,000 feet msl,and the captain acknowledged that they would be leaving flight level 230 to descend to 16,000 feetmsl. At 1910: 19, DEN ARTCC cleared Trans-Colorado to descend to 15,000 feet and the captainacknowledged the clearance. Three minutes 28 seconds later, the DEN ARTCC told the flight to crossthe DRO 023” radial 1 l-mile fix, at or above 14,000 feet, and cleared it for the VOR DME runway 20approach to DRO. The captain did not respond immediately and the clearance was repeated at1914:28. The captain responded that they were “down to 14 (i.e., 14,000 feet msl) and we’re clearedfor the approach.” At 1916: 15, DEN ARTCC informed the flight that radar coverage was terminated.Six seconds later, the captain responded, “Twenty two eighty six Wilco.” This was the lasttransmission from the flight.
Passengers on the flight remembered a crewmember announcing that they were 65 milesfrom Durango and they would be landing in about 20 minutes. Later, the crewmember announcedthat they were beginning their initial descent into DRO and requested that passengers fasten theirseatbelts. One passenger observed flap extension; recognized Pagosa Springs and Bayfield,Colorado; and saw houses and lights on the ground. Passengers consistently characterized the flightas uneventful until the final moments. They said that the airplane leveled off briefly, then hit hard,followed by an abrupt pitch up and an increase in engine power. They reported that the airplanerolled several times laterally before it hit the ground and slid to a stop about 5 miles from theairport.
The accident occurred during the hours of darkness at 3713 N longitude and 107”41’ Wlatitude.
1.2 Injuries to Persons
lniuries Crew Passenaers Total
Fatal 2 7 9Serious 0 1 1Minor 0 6 6None 0 1 1
Total 2 15 17
1.3 Damage to Aircraft
The airplane was destroyed in the accident. Its value was estimated at $3 million.
1.4 Other Damage
Several trees were damaged and several others were destroyed in the accident.
ROS Colorado
IENVER Center 133.4IRAN0 JUNCTION Radio 122.1G 108.2TURANGO-LA PLATA CO UtWOM CTAF 122.8Vhen Control Zone not effective, except forperatorr with approved weather service,Nrocedure not authorized.
r-20 3%8912’
DURANGO, CO10-LA PLATA CO
15,100’
09s=-m -250° VOR DME Rwy 20
,,o ,10,000’
VOR 108.2 DROMSA
m., .m. B-eDRO VOR Apt. Elev 6685’
D11.0
'0960cl(IAF I $
8551’l
6925’ 7563’
Radar vectoring.Pilot controlled lighting.
V O R 0 3 . 0 D5.0. 0 7 . 5 D11.0
MSED APPROACH: Climb outbound on DRO VOR R-203 to 8000’, then climbingLEFT turn to 10600’ direct DRO VOR and hold.
STRAIGHT.IN LANDING RWY 20I
CIRCLE-TO-LAND
1 7200’(515’) - i
1 % C 7200’(515’) - 1 !h1% D 7240’(55S) -2
I 1 I I I1 I I I I 1 -fI I I I I I
MP at VOR I 1 I I I I IANGES: Center frqmuy. @JEPPESSN s*NDERSON INC., toss. I9
ALL RIGHTS RESdRVEDIS,.
Figure 1 .--VOR DME approach to runway 20 of DRO.Copyright Jeppeson-Sanderson Company.
Reprinted with permission.
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1.5 Personnel Information
The captain and first officer had, in accordance with the policy of Trans-Colorado Airlines,been flying together for the l-month period beginning December 12, 1987. In this period, the firstofficer also had flown with other captains on January 11, 1988, and on January 13, 1988, when hewas on reserve status. (See appendix C.)
1.5.1 The Captain
The captain had been employed as a captain on the Metro III by Pioneer Airways, which ceasedoperations on May 14, 1986. Pioneer had conducted scheduled revenue passenger service inColorado under 14 CFR Part 135. The captain was then hired by Trans-Colorado Airlines onMay 27, 1986, and was assigned to the position of first officer on the Fairchild Metro III. Due to hisprevious experience as a captain on a Metro III with Pioneer, he upgraded to the position of captainon that airplane a month later. As part of his training at Pioneer Airways, the captain completed2 hours of recurrent training in a Phase I, Metro III simulator, administered by a company checkairman.
At the time of the accident, the captain had accrued about 4,184 hours of flight time, of which3,028 hours were in the Metro Ill. He served as pilot-in-command for 1,707 of those hours.
Personnel at Trans-Colorado described the captain as a highly skilled pilot. A first officerindicated that he enjoyed flying with the captain and had jokingly offered to switch assignmentswith the first officer on January 19. Other pilots commented favorably on the captain’s skill as a pilotbut criticized his tendency to rush. Two first officers commented on the captain’s taxiing at highspeeds. The chief pilot at Trans-Colorado characterized the captain as a good pilot, very intelligent,self confident, and with a casual style; however, he suggested that the captain liked to stay onschedule and at times operated a little too quickly. Other pilots who had flown with the captaindescribed him as a better than average captain but one who had a reputation for being in a hurryand taxiing quickly. A dispatcher stated that the captain had a reputation for taking an airplane thatwas behind schedule and getting it back on schedule by the end of the day. A note to that effect wasfound in Trans-Colorado’s personnel file on the captain. It stated, “My compliments to the crew of842/43 _ . . Silver/Rhoades . . . off DEN at 1056 into GUC 1132 and out at 1139.. . Gotta like it. . .SMJ.” The Safety Board was unable to acquire additional information about the events surroundingthis note.
Trans-Colorado records contained three items that contained critical or negative comments onthe captain. In September 1987, the captain complained to a Continental Airlines customer serviceagent that he and his companion’s baggage had been lost while the two were traveling on aContinental flight from Houston to DEN. The agent noted that the captain was “angry” and “carriedon” while “his wife was interrupting another agent. . .I’ The captain did not identify himself to theagent as a nonrevenue passenger nor did he state that he was not married and as a result, histraveling companion was not his wife. This violated company and industry rules prohibitingnonrevenue travel by a someone not in the immediate family of a company employee. Trans-Colorado’s Pilot Policy Manual, in effect at the time, stated that:
All TCA [TraneColorado Airlines] Company personnel, while traveling on eitherTCA aircraft or another domestic carrier, are representing Trans-ColoradoAirlines. Employees and family members are required to conduct themselves ina professional and courteous manner. Any abuse whatsoever of any travelbenefit . . . will result in suspension of all benefits for at least six (6) months.Repeated abuses are grounds for dismissal!
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In November 1987, in violation of a contract agreement with the fueling company, the captainpersonally refueled an airplane in Houston that was behind schedule because he believed that therewere no fuelers available. One day later, the captain boarded a late passenger with one of theairplane’s engines operating, in violation of company procedure.
Safety Board records indicate that, on February 11, 1983, the captain was involved in anairplane accident near Burlington, Colorado. The airplane, a Cessna 182, was destroyed and onepassenger received minor injuries. The Safety Board determined that the factors involved in theprobable cause of the accident were the pilot-in-command’s selection of the wrong runway,improper compensation for wind conditions, misjudging distance, and delaying a go-around. TheFAA required the captain to be reexamined by an FAA inspector. The captain completed thereexamination satisfactorily on March 2, 1983.
The captain’s first-class medical certificate was issued on November 13, 1987. It contained alimitation requiring the captain to wear corrective lenses while performing his airman duties. Thecaptain answered “no” to all medical history questions (contained within question 21) on theapplication for an FAA airman medical certificate. Question 2ln asked the applicant whether he orshe ” . . . ever had or have . . . any drug or narcotic habit,” and question 21~ asked for “record oftraffic convictions.”
According to records of the Florida Department of Highway Safety and Motor Vehicles, thecaptain’s drivers license had been suspended on November 1, 1980. Because the State did notmaintain records beyond a certain number of years, the Safety Board could not determine the reasonfor the suspension. The captain later moved to Colorado and, after his Florida license had beensuspended, obtained a Colorado drivers license. Records of the Colorado Motor Vehicles Divisionindicate that the captain did not inform Colorado, as required, that his previous driver’s license hadbeen suspended. From March 1983 through January 1986 the captain received five convictions formoving violations: one for speeding, two for improper yielding of the right of way, and two fordisobeying a traffic signal or sign. Two violations involved traffic accidents. Trans-Colorado’s vice-president of operations told Safety Board investigators that the company was unaware of anyprevious aviation accidents or driving convictions of either the captain or the first officer.
1.5.2 The First Officer
The first officer had been hired by Trans-Colorado on June 23, 1987 and assigned to theposition of first officer on the Metro III. At that time, he had accrued about 8,500 total hours offlight time, of which about 3,300 hours were in multiengine airplanes, with about 1,500 of thosehours in turbine equipment. At the time of the accident, he had accrued about 305 hours in theFairchild Metro.
The first officer began his professional aviation activities in 1974 as a flight instructor inColorado. He held the position until 1980 when he became a fir&officer with a commuter airline inColorado believed to be Pioneer Airways; the airline terminated the first officer about a year later.The FAA’s principal operations inspector (POI) of the airline stated that the first officer wasterminated because he demonstrated a lack of proficiency in his attempt to upgrade to captain. Aflight instructor of that airline said that the first officer “demonstrated period[s] of inaction as theflight regime required change[s in] the aircraft’s configuration or attitude or a change of phase offlight.”
Trans-Colorado requested and was given information by the first officer regarding hisemployment for the 5 years before he submitted his application for employment with Trans-Colorado. However, the first officer did not list his 1980-81 employer, nor was he required to list thatinformation, on the S-year employment verification form that was part of his application foremployment. The Safety Board was unable to determine the extent to which Trans-Colorado
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obtained information about the first officer’s background. Company personnel informed the SafetyBoard that they were unaware of deficiencies in the first officer’s performance before he joinedTrans-Colorado.
The first officer then flew for 5 years as an instructor pilot at a fixed base operator in Colorado.In 1985 he moved to Anchorage, Alaska, where he was employed as a charter pilot and flightinstructor at a fixed-base operator. On February 12, 1986, while employed at the Alaska facility, thefirst officer failed to perform satisfactorily on a 14 CFR Part 135 proficiency check. The areas ofdifficulty involved ILS and nondirectional beacon (NDB) approaches. The first officer satisfactorilycompleted the proficiency check on March 18, 1986; however, because instrument approaches werenot reviewed the first officer was limited to visual flight rules (VFR) flight operations. In September1986, he returned to Colorado. According to friends, he moved because of the depressed state ofthe local economy and his desire to be near his family. After working for 9 months at several oddjobs, including some piloting jobs, he joined Trans-Colorado. His ground school training was withoutincident. The following comments were included in the record of his simulator training, “Averageperformance--A little more time spent on cockpit procedures would be benificial (sic)--Had noproblems flying the sim.” In his record of flight training of July 14, 1987, the instructor wrote:“Okay/weak.” On July 15, the instructor wrote, “weak but improving.” On July 17, a differentinstructor recommended the first officer for a checkride and added the following comments,“Overcorrecting and chasing needles during ILS.” On July 17, 1987, the first officer satisfactorilycompleted a 14 CFR Part 135 proficiency check with Trans-Colorado. No difficulties were noted in hisperformance in the proficiency check, which included demonstration of ILS and VOR approaches.
The first officer was issued a first-class medical certificate on June 15, 1987. It contained nolimitations but it did contain Statement of Demonstrated Ability (waiver) No. 40lD8515 for defectivehearing in his left ear. On the application for the FAA medical certificate he responded “yes” toquestion 21v, Record of Traffic Convictions. On his September 18, 1985, application for an FAAmedical certificate, the first officer responded “yes” to question 2lv as well as to question Zlw,Record of Other Convictions. On an application for an FAA medical certificate dated January 13,1984, in addition to responding “yes” to questions 21~ and Zlw, he noted, in the “Remarks” sectionof question 21, “Feb 1982 DWI (driving while intoxicated) received; never lost license.” The airmanmedical examiner (AME) noted, on question 61 of the application of January 1984, Report of MedicalExamination--Comments on History and Findings; Recommendations: “Discussed DWI; He is aconvert Now. ”
Colorado records indicate that the first officer was convicted twice, in 1976 and 1983, ofalcohol-related driving offenses, and in 1972, of one nondriving, alcohol-related offense. All recordspertaining to the first officer indicate that he experienced no further alcohol-related difficultiesafter 1983.
The first officer’s most recent physical examination was completed the day before the accidentin preparation for a pre-employment examination by Rocky Mountain Airways. The examination,which included toxicological analyses, indicated that he was in good physical condition, and free ofalcohol and licit or illicit drugs. (See section 1.17.4, Human Performance Information, for moreinformation.)
1.6 Aircraft Information
The airplane, serial No. AC 457, United States Registry N68TC, was manufactured by theFairchild Aircraft Corporation in 1981. It initially entered service on October 1, 1981. Trans-Coloradoobtained the airplane from Fairchild and entered it into service in June 1986. (See appendix D.)
The takeoff weight of Trans-Colorado 2286 was 13,227 pounds and its center of gravity (CC)was 269 inches. The maximum landing weight for the airplane was 14,000 pounds, and the CC range
at 13,227 pounds was from 262.1 to 274.7 inches. As a result, both the weight and CG were withinacceptable limits throughout the flight.
The airplane was equipped with two altimeters: one digital type and one three-pointer type.The digital altimeter, which was used by the captain, showed the altitude in IO-foot increments, aswell as the approximate closest lOO-foot reading with a pointer. The three-pointer altimeter wasused by the first officer. The airplane was equipped with an altitude alerting device located in thecenter of the glareshield, which illuminated when the airplane approached within 100 feet of thealtitude selected. The airplane had area navigation (RNAV) cbpabilities. A light emitting diode(LED) DME display, which showed either distance remaining, ground speed, or time to station, waslocated just under the captain’s vertical speed indicator. The airplane was not equipped, nor was itrequired to be equipped, with a ground proximity warning system (GPWS).
The Metro III, SA227, is derived from the Metro and Metro II airplanes. The earlier Metro andMetro II airplanes are basically identical, except for some minor differences in appearance, such aswindow shape. The Metro III and Metro II share an approximate 57-foot fuselage, but the Metro IIIhas an approximately lo-foot longer wingspan than its predecessor and is equipped with higherrated Garrett engines and four-bladed propellers compared to three-bladed propellers of the earlierMetro airplanes. As of July 1988, 15 Metros, 156 Metro II, 10 Metro IIA, and 205 Metro III airplaneswere in service worldwide.
1.7 Meteorological Information
The 1700 surface weather map, prepared by the National Weather Service (NWS), showed alarge, low-pressure area centered over Missouri. The low-pressure area influenced virtually all of theweather of the continental United States east of the Rocky Mountains. Colorado, east of theescarpment, was under the influence of the northerly flow west of the low-pressure area. A troughextended south through Colorado, approximately along the escarpment. The winds in this areawere light to moderate and variable in direction, primarily due to the influence of the mountains.Conditions in the Four Corners area were characterized by broken to overcast skies with snowshowers.
The 1700, 700 millibar map, approximately 10,000 feet msl, showed a deep low oversouthwestern Iowa with a trough extending southwest through the Texas Panhandle intosoutheastern New Mexico. The atmosphere at this level, over southwestern Colorado, the FourCorners area, and northeastern Texas was moist with a temperature/dew point spread of less than4O c.
Weather observations at Durango-La Plata County Airport were taken by Rocky MountainAirways personnel under a cooperative agreement between the airline and the NWS. The followingsurface observations were taken at the airport on the night of the accident:
1803--Surface Aviation: Ceiling--indefinite 800 feet obscured; visibility--l mile;weather--light snow and fog; temperature--24“ F; dew point--missing; wind--calm; altimeter--29.80 inches.
1905--Surface Aviation: Ceiling--partial obscuration estimated 800 feetovercast; visibility--S miles; weather--light snow; temperature--24” F; dewpoint--missing; wind--calm; altimeter--29.80 inches; remarks--snow showersintensity unknown all quadrants.
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1950--Surface Aviation: Ceiling--partial obscuration estimated 600 feetovercast; visibility--S miles; weather--light snow; temperature--22” F; dewpoint--missing; wind--130” at 3 knots; altimeter--29.89 inches; remarks--snowshowers intensity unknown all quadrants.
The 1905 observation was not available on the NWS network and was apparently nottransmitted. It was later learned that this observation was not passed on to the NWS office in GrandJunction, Colorado, for transmission. Nevertheless, it was transmitted to the flight.
The following winds aloft were measured in the 1700 sounding taken at Grand Junction,located about 125 nautical miles (nm) northwest of DRO:
Altitude Direction Speedfeet msl (desrees true) (knots1
4,8295,6157,1328,0159,094
10,19311,31412,22613,12713,92614,74715,55616,38517,20418,02418,85219,67620,535
(surface) 010 14017 15031 18051 15058 12050 9044 8052 13OS6 19051 22044 23047 20045 17033 18035 20031 21018 19359 15
The 1700 sounding also showed a shallow surface inversion with a mixed layer to an inversionbetween the approximate altitudes of 13,800 and 14,600 feet msl. The atmosphere was moistbetween the approximate altitudes of 11,200 and 13,000 feet msl. The freezing level was at thesurface.
1.8 Aids to Navigation
At the time of the accident, a notice to airmen (NOTAM) was issued for the glideslope to theILS of runway 2 which indicated that it was out of service. This was due to an excessive amount ofsnow forward of the antenna which caused spurious glideslope signals. After the accident, the DENARTCC, Durango sector controller who on was duty at the time of Trans-Colorado 2286’s approach,told the Safety Board that, although he did not so inform the flight, he was aware of the NOTAM,what it referred to and would have so informed the flight, as required, had the crew decided toexecute what would have been a localizer approach to runway 2. Three hours after the accident,FAA personnel performed a ground check of the ILS and found no out-of-tolerance parameters.
Three days after the accident, a flight inspection was performed of the navigation aidsassociated with the instrument approaches to DRO. The navigational aids included those used byTrans-Colorado 2286, along the same routes and at the same altitudes of the flight. The SafetyBoard found that all navigational aids were operating within acceptable parameters.
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1.9 Communications
There were no known communications difficulties at the time of the accident.
1 .I 0 Aerodrome Information
Durango-La Plata County Airport, elevation 6,685 feet msl, has one hard surfaced runway,2/20,9,200 feet by 150 feet. The runway has high intensity runway edge lights and a visual approachslope indicator (VASI) at either end. Runway 20 also has runway end identifier lights (REIL) whilerunway 2 has a medium intensity approach light system with runway alignment indicator lights(MALSR). Witnesses reported seeing the REIL operating about the time of the accident. There is nocontrol tower on the field; pilots can control the runway lighting on frequency 122.8 MHz.
There are three public use instrument approaches to the airport: VOR-DME runway 2, VOR-A,and an ILS-DME to runway 2. The VOR-DME runway 20 approach was a private use approach,considered a “special approach.” (See section 1.17.2, Trans-Colorado Training and Procedures, formore information.)
1 .I 1 Flight Recorders
The airplane was not equipped, nor was it required to be equipped, with either a cockpit voicerecorder (CVR) or a flight data recorder (FDR).
1 .I2 Wreckage and Impact Information
The wreckage path extended about 1,000 feet, on an approximate heading of 198”. (Seefigure 2.) The airplane initially contacted several trees about 6 to 8 feet below the top of a hill, flewover the top of the hill, and impacted the ground near the bottom of the opposite side of the hill.The elevations at the location of initial impact and the final resting point were 7,180 and 7,100 feetmsl, respectfully. The airplane slid about 300 feet along snow-covered terrain after it struck theground on the second impact.
The main wreckage was found on a heading of 104”. The fuselage was essentially upright,although lying nose down on a hill. (See figure 3.) The wing had separated from the fuselage at theattachment fittings and was lying inverted above the fuselage. (The Metro III is constructed of asingle wing that is mated to the fuselage.) The right engine and its nacelle were hanging nose downfrom the wing, restrained primarily by control cables, tubing, and torn sheet metal. The left enginehad been torn from its mounting and was found buried in the snow, adjacent to the right forwardfuselage.
The fuselage was crushed and fragmented from the radome to the first cabin window, withadditional crushing to just aft of the trailing edge of the wing. The aft l/3 of the ventral fin was bentto the left. The upper 2 l/2 feet of the vertical stabilizer and the upper end of the rudder were bentto the right.
About 2/3 of the left part of the wing was fragmented from the tip inward. The left wing tipwas found away from the main wreckage near the site of the initial impact with the trees. About l/4of the right part of the wing from the tip inward had separated from the remainder of the wing andcame to rest about 250 feet from the fuselage within the wreckage path. The left flap actuator wasfound extended 5 inches, corresponding to a fully extended position.
The left aileron and trim tab were destroyed. The right aileron and trim tab were deflectedfully downward and compressed forward. The horizontal stabilizer trim actuator had come apart inthe accident and the drive gears were visible. The horizontal stabilizer trim position was about
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Figure 3.--Wreckage of Tram-Colorado 2286
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Figure 3.--Wreckage of Tram-Colorado 2286
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1 inch above the green takeoff arc. The trim actuating arms were extended to different lengths,with the right arm about 1 inch further extended than the left.
Both main landing gear strut castings failed. The four main gear and one nose gear actuatorswere found, all in the extended position. The gear was found in the wreckage path.
The instrument panel was substantially damaged. The first officer’s altimeter was set to29.88 inHg. and read 16,290 feet. The captain’s altimeter was set to 29.82 inHg. and read 7,100 feet.Both were disassembled. The first officer’s altimeter showed substantial impact-related damagewhich affected its setting, the captain’s did not. The altitude alert was set to 7,500 feet. The DMEwas destroyed and no useful information could be obtained from it. All communication andnavigation radios were set to appropriate frequencies.
The speed levers were found in the full forward setting with the power levers at flight idle.
The left propeller was found about 200 feet east of the airplane wreckage south of thewreckage path. Three blades of the left propeller were bent toward the thrust face in anglesranging from almost no bend to 45”; one blade was bent toward the camber face at an approximate4P angle. The right propeller was found about 35 feet south of the left propeller. The right propellerblades exhibited bending toward the thrust face. The blade bending angles ranged from 15” to 60”.
The engines were disassembled after the accident. Both engines showed evidence ofingestion of wood and other debris. All internal damage in both engines was consistent with post-impact type damage.
I,‘9.13 Medical and Pathological Information
Autopsies indicated that both crewmembers of Trans-Colorado 2286 died from multipleimpact trauma consistent with an airplane accident.
Blood, urine, vitreous, and bile samples from each of the crewmembers were submitted fortoxicological examination to the Center for Human Toxicology of the University of Utah. Thesamples from the body of the first officer were negative for alcohol and all drugs. The blood samplefrom the captain showed 22 nanograms (ng)/milliliter (ml) of benzoylecgonine; the urine sampleshowed 22 ng/ml of cocaine and 1,800 ng/ml of benzoylecgonine. Benzoylecgonine is the principlemetabolite of cocaine. (See section 1.17.5.) Additional samples from the body of the captain werethen submitted to a private laboratory in Sacramento, California, for a second toxicological analysiswhich was performed over a month later. The results showed the presence of 26 ng/ml ofbenzoylecgonine in the blood and 1 lng/ml of cocaine and 1,596 ng/ml of benzoylecgonine in theurine. The analyses were able to detect amounts of cocaine in the blood as low as 10 ng/ml. Thedifference in the blood measurements between the two samples was attributed to measurementvariation. The difference in the amounts of cocaine and benzoylecgonine in the urine of the twosamples was attributed to measurement variation and/or the continued breakdown in the urine ofthe two substances.
The autopsy of the first officer’s body included an examination of the liver. It showed notissue pathology characteristic of alcohol abuse.
1.14 Fire
There was no evidence of preimpact or postimpact fire.
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1 .15 Survival Aspects
The airplane was crushed from the nose to the first row of passenger seats. Survivors’ injuriesranged in severity from a fractured vertebrae to muscle strains. One survivor also sustained firstdegree frostbite of both feet.
The Durango-La Plata County Airport contacted the Durango Central Dispatch at 2002 andreported that the flight was overdue. At 2004, the airport called again and reported that the flightwas 25 minutes overdue. The Civil Air Patrol was notified but, because the airplane’s location wasnot known, a search was not initiated. At 2032, a Civil Air Patrol official from Denver informedCentral Dispatch that the last DEN ARTCC radar contact with the flight showed Trans-Colorado 2286at a point 6 miles east of DRO. At 2034, a local resident contacted Central Dispatch and informed itthat a man had just reported surviving a plane crash. Central Dispatch sent a rescue vehicle to thesurvivor and it’arrived at 2045. The survivor had walked until he arrived at the residence. Five otherpassengers, including a 23-month-old who was carried by another survivor, walked together about1 l/2 miles over 1 l/2 hours to a highway. They then met a motorist who transported them about amile until he met a responding rescue vehicle. The group of survivors was transported to a localhospital.
About 2226 the crash site was located. Rescue units from various local agencies, usingsnowmobiles, ambulances, ski patrol sleds, and a bulldozer arrived at the site 48 minutes later. Tenpassengers and crew were at the site. The crewmembers and 4 passengers had been killed. Rescueof the survivors was hampered by the snow, darkness, extreme cold and the remote location of thesite. Two additional passengers died during extrication and one died a day later. Rescue effortscontinued for over 1 hour after the first rescue personnel arrived at the site. The last survivor wastransported from the scene at 0030.
1.16 Tests and Research
Not applicable.
1.17 Additional Information1 .17.1 Trans-Colorado Airlines
Trans-Colorado Airlines was incorporated on August 25, 1980, as Commuter Airlines ofColorado, Inc., and began operations on December 23, 1980, with one Metro II. It served and wasbased in Gunnison, Colorado, with scheduled flights to and from Denver. The company inauguratedservice to Montrose, Colorado, in May 1981 and acquired a second airplane, a Metro III, in November1981. On February 1, 1982, it acquired its second Metro Ill and, 1 month later, inaugurated service toCortez, Colorado. On May 11, 1982, the company changed its name to Trans-Colorado Airlines, Inc.In 1983, the company began service to Durango and to Albuquerque, New Mexico, on June 15 andDecember 16, respectively. It also acquired its third Metro III on May 2. In 1984, Trans-Coloradobegan service to Colorado Springs, where it eventually moved its corporate headquarters andperformed all maintenance activities. At the end of 1984, the company operated one Metro II andfour Metro Ill airplanes. One year later, the company operated one Metro II and five Metro IIIairplanes.
On July 15, 1986, Trans-Colorado became a Continental Express carrier, serving ContinentalAirlines flights at Denver. Under the terms of the agreement between Trans-Colorado andContinental, Trans-Colorado flights were listed under the CO designation of Continental in airlines’computer reservations systems. In addition, Continental provided Trans-Colorado with ticketing,baggage handling, and passenger boarding at Denver and Colorado Springs and with passengerreservations through its own reservations system. Trans-Colorado was responsible for all aspects of
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the operations and all maintenance on the airplanes. Trans-Colorado revised its schedule to providefeed to Continental at DEN, Colorado Springs, and, as planned, eventually at Albuquerque. Trans-Colorado records indicate that its load factor (percentage of available seats filled by revenuepassengers) increased, as a result of this arrangement, from 36.6 percent during the first 6 months of1986, to 55.6 percent in August of that year.
Continental Airlines later purchased Rocky Mountain Airlines, a regional operatorconsiderably larger than Trans-Colorado and, as Trans-Colorado, was also based at DEN. OnMay 13,1987, Trans-Colorado entered into an agreement with Rocky Mountain Airways to provide itwith flights under the Continental Express designation. Under the terms of the contract, which wasin effect through February 28, 1988, Trans-Colorado provided Rocky Mountain with airplanes andcrews for $400 per block hour for flights operated from May 15, 1987, through December 31, 1987,and $357 per block hour for flights operated from December 31 through February 28, 1988, with aminimum of 245 block hours per aircraft per month guaranteed, averaged over the period of thecontract. In addition, Rocky Mountain paid Trans-Colorado a fee for its aircraft that were not leasedand for aircraft that were not flown due to weather, air traffic control, and related factors. RockyMountain provided the flight schedules and ground handling and support services for the flights.Flights were to be operated in accordance with Trans-Colorado policies and procedures. Thecontract specified that Trans-Colorado could not be sold or control of the voting stock transferredwithout the approval of Rocky Mountain. However, the contract stated that, “Continental’switholding of consent will not be unreasonable. . .‘I
In the early summer of 1987 Trans-Colorado began to experience serious financial difficulties.In a September 30 letter to a financial organization, a company official stated that, ” . . . the onlycash that is paid out will be only that which is essential to fulfilling the requirements of theContinental contracts.‘: On December 3, Trans-Colorado’s chief executive wrote employees that:
We have begun working on our long term restructure plan, which deals withboth creditors and revenue sources. Please hang in with us, as great strides havebeen taken the last few weeks to stabilize the Company, but we still have a lotof work to do.
After the contract with Rocky Mountain Airways expired, Trans-Colorado then moved itsoperations and maintenance facilities to Houston, Texas, in anticipation of a contract to operate as afeeder to Continental Airlines through another wholly owned Continental subsidiary, Britt Airways.For several months, Trans-Colorado operated flights for Britt; however, no long-term contractmaterialized. In April 1988, the company filed Chapter 11 bankruptcy protection from its creditors.In July 1988, it ceased operations and voluntarily surrendered its operating certificate to the FAA,according to Trans-Colorado, -as a direct result of the economic hardship imposed by ContinentalAirlines (Britt Airways, Continental Express) when they prematurely terminated our contract withthem.”
1.17.2 Trans-Colorado Training and Procedures
Trans-Colorado conducted about 64 hours of ground school instruction for newly hiredflightcrew members. The company performed flight training in an FAA-approved, Phase I, Metro Illsimulator. All initial simulator training was conducted until proficiency was achieved. First officersreceived annual recurrent training, and captains received semi-annual training, all in the simulator,for a minimum of 2 hours. Because of limitations in the Phase I simulator, certain flight check andflight training proficiency maneuvers were performed in the airplane, including: circle-to-landapproaches, takeoffs, landings, and single engine ILS approaches. Vision restricting devices wereused for training conducted in the airplane.
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Trans-Colorado’s FAA-accepted flight operations manual required the flying pilot, as an itemin the descent checklist, to complete an approach briefing. (See appendix F.) The briefing was toinclude the following: approach chart date, approach to be used, approach frequency, procedureturn heading and altitude, final approach course, decision height or minimum descent altitude, andthe missed approach procedure.
Company procedures required the flying pilot, when on vectors to intercept the finalapproach course of a nonprecision approach, to set engine rpm at 100 percent, extend the flaps l/4,and maintain an airspeed of 160 knots which was to be reduced to about 135 knots to cross the finalapproach fix. At the final approach fix, the flying pilot was to extend the flaps to l/2, lower thelanding gear, and maintain a 135-knot airspeed while descending to the minimum descent altitude(MDA). When the runway was in sight and landing ensured, the flaps were to be.fully extended andan airspeed of Vref plus 10 knots maintained.
The nonflying pilot was to perform all radio communications and make certain callouts to theflying pilot. These callouts included deviations of 5 knots or more from the desired airspeed, leaving10,000 feet msl and 1,000 feet to go to the desired altitude.
Trans-Colorado supplied each of its pilots with sets of approach charts. In addition, pilots usednoise attenuating headsets with intra-cockpit communications capabilities to facilitatecommunication between crewmembers.
1 .17.3 DRO VOWDME 20 Approach
The VOWDME approach to runway 20 at DRO had been developed by Frontier Airlines for itsexclusive use in accordance with applicable provisions of the United States Standard for TerminalInstrument Procedures (FAA TERPS) and submitted to the FAA for its acceptance. It passed acommissioning flight inspection on October 28, 1977, and was approved for use by Frontier onNovember 17. In 1985, Frontier Airlines, which had been purchased by People Express Airlines, wasacquired with People Express by Continental Airlines and subsequently ceased operations. The FAAthen authorized Trans-Colorado Airlines to fly the approach, considered a “special approach,” onOctober 3, 1986. (See appendix E.) (FAA records indicate that, as of late 1988, there was a total of332 special approaches to 172 different locations, independent of the Reno, Nevada, airport whichhad over 40 special approaches, many of which are similar approaches used by different operators.)
The intermediate approach fix of the procedure was the 11 DME fix of the DRO 096” radial.The minimum sector altitude for aircraft located generally south of this fix was 15,100 feet msl andfor those located generally north, 10,000 feet msl. The minimum altitude for the 11 DME arc was10,400 feet. Aircraft were to be established at or above that altitude by the time they reached the023” radial, 11 DME of DRO. The final approach fix was the 5 DME of the 023” radial; the minimumaltitude at that point was 8,400 feet msl. The MDA for a straight in landing on the approach was7,200 feet msl. TERPS criteria establish an optimum descent gradiant of 250 feet/nm and a maximumgradient of 500 feeffnm. At 135 knots, those gradients result in descent rates of 562. feet per minute(fpm) and 1,125 fpm, respectively. Pilots are required to remain at or above all altitudes specifiedthroughout the approach profile, the approach path, and sectors leading to the approach path.
Federal aviation regulations direct pilots to fly an approach as published according to astandard instrument approach procedure for that airport, However, if ATC provides the pilot withradar vectors, then, according to 14 CFR 91.119(i), “Radar vectors may be authorized to providecourse guidance through the segments of an approach procedure to the final approach course orfix.” In addition, according to paragraph 365(c) of the January 1988 edition of the Airman’sInformation Manual:
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If a route of flight directly to the initial approach fix is desired, it should be sostated by the controller with phraseology to include the words “direct . . .,‘I“proceed direct” or a similar phrase which the pilot can interpret withoutquestion. If the pilot is uncertain of his clearance, he should immediately queryATC as to what route of flight is desired.
After the accident, the Safety Board asked Trans-Colorado, pilots about the approach and thetechniques they employed in flying it. Eleven pilots responded. All but one had flown the approachat least once; one pilot had flown it approximately 30 times with most of the respondents flying itabout 7 times. The pilots did not characterize the prevailing weather conditions at the times thatthey had flown the approach nor did they describe their positions in the cockpit, although two werefirst officers and three were captains.
The pilots used different techniques for flying the DRO VOR DME approach as well as whichpilot, the captain or the first officer, actually flew it. One captain said that in instrumentmeteorological conditions (IMC) he would fly it. Another captain said that he would let the firstofficer fly it if it was his leg and “talk him through it.” Two pilots said that the determination ofwhich pilot flew the approach was made according to whose turn it was, that is, they employednormal captain-first officer flying of alternate flight legs and did not modify that system for thisapproach.
One pilot said that by ZEANS intersection, 15 miles from DRO, flaps are set to l/2, with thegear down so that “you don’t have to play catch up” when cleared for the approach. Another pilotsaid that when cleared for the approach, generally when at 14,000 or 16,000 feet msl, he reducespower to 10 to 20 percent, extends flaps to l/2, lowers the gear, and establishes a 140-knot airspeedwith a 2,000 to 3,000 fpm descent rate. A pilot said that when established on the radial, about20 DME, and cleared for the approach, he reduces power sufficiently to slow the airplane, extendsflaps to the full setting, lowers the gear, and establishes an airspeed of 160 to 180 knots with a3,500 fpm descent rate. Another pilot said that he extends the flaps to l/4 when reaching about the17 DME fix and established on the final approach course. He extends the flaps to l/2 and lowers thegear when descending to 14,000. When leaving 11 DME, he extends flaps to the full position andmaintains a 140-knot airspeed. Another pilot said that he begins the descent about 40 miles out,maintains high propeller rpm, and extends flaps l/4, as required, to reach the assigned altitude at asufficiently slow airspeed. At 11 DME, flaps are extended to l/2 and the gear-is lowered. When therunway is in sight, the flaps are fully extended.
Pilots also expressed different opinions about the DRO VOR DME approach. One pilot, whohad seen the approach demonstrated but had not actually flown it, said that because of the highdescent rate required in the approach he would fly the ILS approach to runway 2 if IMC prevailed.Another pilot, who had flown the approach between 10 and 20 times, said that because flying theDME arc is too time consuming he flies the approach straight in. However, because of the highdescent rate required, a pilot must plan for the approach “way ahead.” Another pilot, who hadflown the approach about 30 times, said that the biggest difficulty in flying the approach is gettingthe airplane slowed up and properly configured by the 11 DME fix. Another pilot, who had flownthe approach 2 or 3 times in “pretty good weather” said that he usually was too high when hereached the runway and had to circle to land. A first officer, who had flown the approach 5 to 7times, said that the approach saved 10 minutes of flying time when arriving from the north. Hebelieved that pilots fly the approach to stay on schedule since only 70 minutes was allotted for theflight from DEN to DRO. A captain, who had flown the approach “numerous times,” said theapproach was “safe, as long as you’re set up in advance and there’s a minimal tail wind component.”
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1.17.4 FAA Oversight
FAA Flight Standards District Office (FSDO) No. 60, located in Aurora, Colorado, had theprimary responsibility for oversight of Trans-Colorado. FAA records indicate that its inspectorsperformed 323 surveillance activities of the airline between September 1987 and January 22, 1988.No major items of significance were found.
The FAA’s principal operations inspector (POI) of Trans-Colorado had served in that capacitysince 1981. He was type-rated in the Metro III and, at the time of the accident, was current in theairplane. During August 1987, the POI observed and monitored the airline’s ground instruction andinitial flight training.
The POI haci neither flown nor observed the DRO VOWDME runway 20 approach, nor was herequired to fly or observe the flying of the approach. He said that he reviewed the airline’s requestto fly the approach and approved the request because it appeared to be similar to other VOWDMEapproaches that the airline was using. He assumed that Trans-Colorado pilots were flying theapproach as portrayed in the instrument approach procedures, i.e., direct to the DRO VOR, thenproceeding outbound on the 096’ radial to intercept the 11 DME arc. The POI was not aware of thewaiver which allowed a descent rate of 400 feet/nautical mile (nm) rather than 300 feeVnm betweenthe 7.5 DME fix and the 5 DME fix, that had been part of the original request for the approach byFrontier Airlines. The POI told Safety Board investigators that, had he been aware of the waiver, hewould have examined the approach more closely. POls are not required to be aware of FAA TERPScriteria and the POI of Trans-Colorado was not aware of those criteria.
There was no FAA policy guiding POI action on an operator’s request for a special instrumentapproach procedures or on the transferring of special approaches from one carrier to another. Afterthe accident, the POI stated that he would no longer approve a special instrument approachprocedure without first flying it himself and describing to the operator how he expected theapproach to be flown.
.The manager of FSDO 60 stated that FAA personnel found the airline to be stable and well run
through about 1986. Thereafter, the airline began to manifest financial difficulties, primarily inmaintenance-related areas such as spare parts inventories. According to the FAA manager, Trans-Colorado’s situation had deteriorated to the point that the FSDO decided, before the accident, toperform a special inspection of the airline. The inspection, which included a financial audit, wasperformed in February 1988.
The results of the inspection were discussed with Trans-Colorado personnel after it wascompleted. These included the determination that the airline was in very poor financial conditionand the finding of 21 instances of alleged violations of maintenance-related procedures. In a March11, 1988, letter to the FSDO manager, the president of Trans-Colorado stated that he agreed withthe results, which, as he understood them, found the airline’s ” . . . procedures are acceptable. Ourimplementation is unacceptable. Our management appears to be adequate in the operations phaseof our business, and inadequate in the maintenance phase, particularly in Houston.” He thendescribed the steps taken to respond to the FAA requests. Subsequently, FSDO 60 directed inspectorsto oversee all Trans-Colorado maintenance, which by then was being performed in Houston. Inaddition, in April the FSDO began enforcement proceedings against the airline for the violationscited. FAA personnel estimated that the full value of the violations as initially cited amounted toseveral hundred thousand dollars. However, before the enforcement actions could be finalized, thecompany declared bankruptcy and voluntarily surrendered its certificate.
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1 .17.5 Human Petformance
The Captain.--The captain had dinner with his parents in the Denver area the night before theaccident. They stated that the conversation was normal and that he intended to go to bed early thatnight in anticipation of the next day’s flying activities. He then left his parent’s residence for his ownresidence, also in the Denver area. Trans-Colorado employees who saw the captain before the flightstated that he was friendly and in good spirits, characteristics of his typical behavior.
After the accident, a corporate pilot contacted the Safety Board. He said that on February 24,while staying at a hotel in the Phoenix, Arizona area, he met a woman who said that she had beenthe fiance of the captain of the Trans-Colorado airplane involved in the accident near Durango. Thewoman had the same name as that of the woman who had accompanied the captain, as his wife, onthe trip to DEN in which the captain’s bags were lost. The corporate pilot stated that the womantold him that she and the captain had been living together and that he had flown for a commuterairline based in DEN. Further, he stated that she said “I’m sure glad that we were able to bury himright after the accident, because the night before we had done a bag of cocaine . . . and I wasworried that the autopsy would say there were traces of this in his system before he died.” Sheadmitted to him that she and the captain had used cocaine periodically. The corporate pilot addedthat he did not consider the woman to have been incoherent or inebriated. However, the corporatepilot, who had been a former drug counselor in the military, characterized her appearance asindicative of a “burn[ed] out look,” typical of someone with a drug problem. The woman gave thecorporate pilot her address and phone number.
The Safety Board attempted to contact the woman at the address that she had given to thecorporate pilot. However, an attorney representing her informed the Safety Board that the womanhad no information that could help the investigation, that she had not been with the captain duringthe 24hour period before the accident, and that, in the woman’s opinion, the captain was ” . . . notan habitual user of cocaine, alcohol or other similar drugs.”
The captain’s parents told Safety Board investigators that they were unaware that their sonhad ever used cocaine. A close acquaintance of the captain, who had seen him almost daily fromearly 1984 through mid-1986, saw him again in the summer of 1987. In the interim between 1986and 1987, she talked to him over the telephone.but did not see him. She described him in the 1984through 1986 period as “a very stable person . . . a nice guy . . . fun to be with.” She described hisdemeanor, over a year later, as quite different than what it had been earlier:
He wasn’t himself any more. I knew right off that there was some kind of drugproblem. He acted, oh very nervous like he was scared of something. He’d lookover his shoulder a lot as if there was someone behind him when there wasn’t.When I was over at his house, every time a car came through he’d jump up andlook out that window. I thought he gained more weight than I had ever seenhim gain before. And he was just real jittery.
In the course of their conversation, the close acquaintance reminded him that he had changedhis phone number three times. The acquaintance said that when she told the captain that he mustbe consuming “a lot” of drugs, he responded, “She’s like a sickness, it’s all a disease and there is nocure.” The acquaintance believed that the captain’s girlfriend and the use of cocaine were“combined together.” The acquaintance added that her perception of the captain’s behavior hadbeen influenced by the close relationship that she had established with him. Because he was aprivate person, the acquaintance believed that others, such as those who had worked with him,would probably have been unable to detect changes in his behavior resulting from his use ofcocaine.
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Trans-Colorado personnel who supervised the captain and those who worked with him wereunaware of the captain’s use of cocaine. None reported observing behavior that could beconsidered unusual or indicative of drug use.
The AME who had performed the captain’s recent FAA medical examinations told SafetyBoard investigators that he had been surprised to learn of the results of the toxicological analyses.He described himself as unaware of the captain’s drug use. He said that the captain’s speech wascoherent and that his behavior was unremarkable during the examinations.
The First Officer.--Friends and acquaintances described the first officer as being in good spiritsbefore the accident. He had successfully completed a pre-employment physical examination the daybefore the accident and was looking forward to employment with Rocky Mountain Airlines.
The first officer was reported to have regularly attended Alcoholics Anonymous meetings. Inthe late 197Os, the FAA received several anonymous reports that the first officer had violated theprohibition against consuming alcohol at least 8 hours before operating an aircraft. FAA inspectorsinvestigated the reports but could not obtain evidence to support the allegations.
1 .17.6 Cocaine and its Behavioral Pharmacology
Cocaine is a concentrate derived from leaves of the coca plant, which is grown primarily in theAndean regions of South America.1 It was introduced to Europe as early as the 16th century. In thelate 19th century and early 20th century, cocaine was widely available in the United States in tonicsand in soft drinks. It then became a controlled substance, was prohibited for nonmedical use, andexperienced a decline in general, nonmedical use.
In the early 197Os, cocaine consumption underwent a resurgence in nonmedical use. Sincethen, cocaine consumption has changed in the number of the people consuming it, the nature ofthat consumption, and the potency of the dose being ingested. These reflect the evolution in its usefrom the “social-recreational user” in the early to late 197Os, to the often compulsive and addictiveuse of more pure (and therefore more potent) concentrations of the drug in the late 1980s.2
Cocaine has been found, in a variety of research settings, to be a potent reinforcer, i.e., aconsequence of a behavior which increases the likelihood of its reoccurrence, for all animals,regardless of species.3 In fact, if forced to choose between cocaine and food, higher primates willconsistently select cocaine, to the point where physical impairment will occur. Animals givenunlimited access to the drug will self-administer it in erratic bursts, characterized as similar to cocainebinging seen in humans.
Humans can administer cocaine through any of several routes. The contemporary method ofchoice appears to be intranasally, that is, “snorted” through the nasal passages. The drug can alsobe injected subcutaneously, intramuscularly, or intravenously, and it can be smoked, either in a pureform (free-base) or as a coca paste where the leaves are mixed with tobacco or marijuana. Themethod of administration affects the levels of the drug in the bloodstream and the rate at whichthose levels are achieved. It has been suggested4 that the popularity of intranasal administrationmay be due not only to the relatively high percentage of the cocaine that reaches the bloodstream,(comparable to that of oral ingestion but below that of intravenous injection) but perhaps more
‘Siegel. RX., “New Patterns of Cocaine Use: Changing Doses and Routes” In N-J. Kozel & E. Ii. Adams (Eds.) Cocaine Use inAmerica: Eoidemiolooic and Clinical Perspectives. National Institute on Drug Abuse Monograph 61, Washington, DC,Government Printing Office, 1985.204 -222.%iegel, ‘New Patterns of Cocaine Use.”JFishman, M. W., Behavioral Pharmacology of Cocaine. Journal of Clinical Psychiatry, 1988,4A 7- 10.
22
important, to the rapidity with which subjective and physiological effects are felt. These occurwithin 1 minute of its administration.
The effects of the drug on the central nervous system are complex and not fully understood.Current research suggests that it alters the metabolism of the neurochemical processes that form thebasis for the functioning of the nervous system. In addition, some researchers have proposed theexistence of a cocaine receptor within the brain. In this way, cocaine is positively reinforcing as areother activities, such as eating, which are necessary for survival, but, it provides no tangible benefitsto the body. Perhaps as a result, heavy users of cocaine have been known to forgo food, sex, andother pleasurable activities to acquire the drug, and ” . . . will relegate all other drives and pleasuresto a minor role in their lives.“5
While there is no evidence that cocaine can produce physiological addiction, there isconsiderable evidence that, even in relatively small. doses, it can produce a dependence as strong asthat produced by physiologically addicting drugs.6 The demonstrated general physiological effectsthat follow cocaine ingestion include increased heart rate, blood pressure, and altered brain waves.The subjective effects of the drug are analogous to those of other stimulants, e.g., amphetamine.Cocaine, as amphetamine, is a psychomotor stimulant that can produce feelings of alertness and asense of enhanced performance, particularly if the user is fatigued. Moreover, cocaine is aeuphoriant, a substance than can enhance the mood of the user and produce feelings of friendliness,vigor, and elation.7
Although cocaine has been reported by users to enhance both physical and cognitiveperformance, there is no empirical evidence to support this, with one notable exception. Cocaine
will enhance the performance of fatigued subjects being ‘I. . . generally successful in returning to itspre-deprivation level performance which has deteriorated due to fatigue.“8
Regardless, these effects are rather short lived, lasting only minutes, a function of the doseand method of administration. If the user was fatigued before ingesting the drug, that fatigue willreturn after the effects have worn off. Moreover, the user’s mood will return, at best, to pre-uselevels. This phenomenon, which has been referred to by users as a “cocaine crash,” often leads toadditional cocaine administration.
As with any drug, tolerance to cocaine will develop after sustained administration. This willhave a profound effect on the reinforcing properties of the drug to the habitual user. That personmay then administer cocaine to avoid the crash. This will produce “a stimulant withdrawal syndrome. . . the major manifestation of which is a marked psychological depression. The depression demandsmore cocaine for symptomatic relief, despite the transient nature of the mood elevation”9 Inaddition, suspiciousness and paranoia have been found to follow cocaine ingestion in direct relationto the amount ingested.10 In terms of behavioral theory, the drug will cease being positively
‘Jones, R.T., “The Pharmacology of Cocaine,w in J. Grabowski (Ed.) Cocain : PharmacoloNational Institute on Drug Abuse Monograph 50, Washington, DC, Government Printing Off ice, 1984,34 -53.sCohen, S., “Reinforcement and Rapid Delivery Systems: Understanding Adverse Consequences of Cocaine. In N.J. Kozel & E. H.Adams (Eds.) Cocaine Use in America: Epidemiologic and Clinical Perspectives. National Institute on Drug Abuse Monograph61, Washington, DC, Government Printing Office, 1985.151-l 57.wise, R.A., “Neural Mechanisms of the Reinforcing Action of Cocaine,“. in J. Grabowski (Ed.) Cocaine: Pharmacoloqv, Effects,and Treatment of Abuse. National Institute on Drug Abuse Monograph 59, Washington, DC, Government Printing Office,1984,l s-33.‘Fishman, M.W. The Behavioral Pharmacology of Cocaine in Humans. in 1. Grabowski (Ed.) Cocaine: Pharmacoloqv, Effects, andTreatment of Abuse. National Institute on Drug Abuse Monograph 50, Washington, DC, Government Printing Office, 1984, 72-91.aFishman, “The Behavioral Pharmacology of Cocaine in Humans.”
23
reinforcing, i.e., the user ingests cocaine to gain the consequences of use, and will becomenegatively reinforcing, i.e., the user ingests cocaine to avoid the consequences of non-use.
The negative reinforcing qualities of cocaine have been well documented in the clinicalliterature. For example:
Finally . . . [after repeated administration] cocaine can no longer evoke thehoped-for euphoria. Instead, dysphoria dominates. The same inability toachieve feelings of pleasure in response to ordinarily rewarding events extendsinto the post-cocaine period. Anhedonia, the inability to enjoy, can persist forweeks. The prognosis for successful treatment is obviously diminished whenevery aspect of the conditioning process serves to intensify a return to cocaine-using behavior: the desire for euphoria, the effort to avoid dysphoria, the self-treatment of depression and the painful anhedonic period. If we were todesign deliberately a chemical that would lock people into perpetual usage, itwould probably resemble the neurophysiological properties of cocaine.11
1 .17.7 Aircraft Performance
The Safety Board examined data on the flight of Trans-Colorado 2286 that had been collectedby the DEN ARTCC. (See figures 4 and 5.) The data indicate that at 1910:30 the airplane was at anapproximate altitude of 16,500 feet msl. It began to descend at an approximate rate of 1,000 fpm,which it maintained until 1911:40, when it leveled off at 15,000 feet msl. Trans-Colorado 2286maintained this altitude until shortly before 1914:00 when it began a descent at an approximate ~1,000 fpm rate, until approximately 1915:lO when it reached 14,000 feet msl. Its ground speedduring this period was about 240 knots; its indicated airspeed in knots (KIAS) was about 184 knots.
About 1915:50, Trans-Colorado 2286 began the approach to DRO from an altitude of14,000wfeet msl. At that time, the airplane began a descent at a rate which increased to over3,00Ofpm, which it maintained until 1917:30. The data from the last valid radar return, at 1917:24,shows the airplane at 9,000 feet msl. Analysis of the radar data indicates that, in the last seconds offlight, the ground speed of Trans-Colorado 2286 increased from 175 to over 190 knots or 137 to183 KIAS.
Representatives of the airplane manufacturer indicated that the airplane, fully configured forlanding with flaps fully extended and the gear lowered, will descend at an approximate rate of 1,700to 1,850 fpm at an approximate 115-knot airspeed. The airplane’s maximum safe descent rate,reached during an emergency descent, can reach 4,000 fpm with flaps extended l/2, and gearlowered, at KIAS of about 173. Airspeed limitations were due to the maximum gear extended speedof 173 KIAS. Maximum flap extension speeds were 179 and 159 KIAS for flaps l/2 and fully extended,respectively.
Xohen, “Reinforcement and Rapid Delivery Systems: Understanding Adverse Consequences of Cocaine.”Wherer, M.A., Kumor, K.K., Cone, E.J., & Jaffe, J.J. Suspiciousness induced by four-hour intravenous infusions of cocaine.Archives of General Psvchiatry, 1988,s 673-677.rr ‘Cohen, “Reinforcement and Rapid Delivery Systems: Understanding Adverse Consequences of Cocaine., p.153”
1915146 IQ5 KT/ N6TE: SPEEDS FLABBED ARE GROUNDSPEEDS
,lQtS~Si 100 Kt
- Id /1916r15 RADAR SERVICE TERMINATED
12500.0 Q\ I916rlf 175 KT
/8
i‘3000 FfY DESCENT \ 1916:26 176 KT
t:a 11000 .0
t ,1917105 169 KTw2t-
2 9500.0
- i8000.0
t
10400’
6500.0 !I 12.00
/Q
1917124 194 KT
9400’
PUBLISHED PROFILE
6400’
TERRAIN PROFILE FIRST IMPACT
xi%+
I II 1I
. 9.00 7.50 6 .00
FINAL A/C
I
LOCATION
INDEFINITE CEILING AT DURANGQ
,/
7500’ YSL
- - MDA 7200’TDZE 6885’
1 I I 1I4.50
I3 .00 1.50 0 .00
RADIAL DISTANCE FROM DURANW VOR (NM)
Figure k--Profile of the approach of Trans-Colorado 2286with ground speeds, altitudes, and local times.
,
i
Figure S.-Overhead view of approach of Trans-Colorado 2286with local times and altitudes using unprocessed, secondary radar returns
26
2. ANALYSIS
2.1 General
The airplane was maintained in accordance with Federal aviation regulations. There was noindication of preexisting defects in the airplane systems, powerplants, or airframe. The evidenceindicates that because the captain of Trans-Colorado 2286 had been performing all communicationswith air traffic control, in keeping with Trans-Colorado procedures, he was the pilot not flying theairplane while the first officer was the pilot flying.
The first officer was properly certificated and qualified for the flight. Due to the captain’s useof cocaine before the flight, he was not medically qualified to act a a flight crewmember.
The evidence indicates that the flightcrew of Trans-Colorado 2286 had descended below MDAwithout ensuring ground clearance in flying the VOR DME approach to runway 20 of DRO. Theinvestigation examined the approach itself and the crew conduct of that approach to determine whythe airplane descended below the published descent profile. In addition, the investigation focusedon FAA surveillance of Trans-Colorado’s use of the VOR DME approach to DRO and on the air trafficcontrol handling of the flight to determine if either was improper or contributed to the accident.
The investigation was limited in its ability to learn precisely what communications had takenplace between the captain and the first officer due to the absence of both a CVR and an FDR onTrans-Colorado 2286. However, since the accident, the FAA has mandated the installation of flightrecorders in aircraft operating scheduled flights under 14 CFR Part 135. The Safety Board is pleasedwith the actions of the FAA and hopes that all regional carriers comply quickly with the newrequirements.
2.2 VOR DME Runway 20 Approach
At 1915:48, when Trans-Colorado 2286 was at the 11 DME fix on the 023” radial of the VORDME approach to DRO, the flight was at an approximate altitude of 14,000 feet with a ground speedof 195 knots, or 143 KIAS. In fact, at that location, the airplane should have been at 10,400 feet msl.Had Trans-Colorado 2286 been at 10,400 feet, the crew would have had to descend 3,715 feet toarrive at the airport elevation, or 3,200 feet to the MDA. The approach profile required a minimumaltitude of 7,600 feet when crossing the 3 DME fix, after which a descent to 7,200 feet, the MDA, waspermissible. Had the crew flown the final approach course at the speed appropriate for thatsegment of flight, about 135 KIAS, the resultant descent rate would have been 900 fpm withoutconsidering wind velocity or direction. By contrast, when Trans-Colorado 2286 began the approachfrom 14,000 feet msl, its ground speed ranged from 240 to 175 knots (180 to 142 KIAS) whiledescending through 12,000 feet msl to over 190 knots (165 KIAS) almost to impact. Moreover, itsdescent rate, which it maintained almost throughout the approach, was approximately 3,000 fpm.The airplane would have been required to descend at a rate over 1,910 fpm to reach the MDA at the3 DME fix from an altitude of 14,000 feet msl, at the 11 DME fix, with a ground speed of 135 knots.The descent rate increases over the same distance to 2,125 and 2,550 fpm at ground speeds of 150and 180 knots, respectively.
The evidence indicates that from the outset the flightcrew of Trans-Colorado 2286 flew theapproach at an altitude that was too high to fly it safely within the parameters established for theapproach. Moreover, the difficulties in flying the approach that the crew created for themselves bythe excessive altitude from which they began the approach were exacerbated by the tailwind whichthey were likely encountering. The evidence indicates that, at the altitude from which the approachwas begun, almost to the point of impact, the velocity of the tailwind was at least 10 to 15 knots.
2 7
The initial approach fix for the approach was on the 096” radial at 11 OME from the DRO VOR.Had the flightcrew flown the approach as published, they would have flown the 11 DME arc for adistance which would have enabled them to descend without difficulty from their altitude of14,000feet and reach 10,400 feet on the 203’ heading. Because they did not, they flew straight inand descended at a rate more than three times the rate intended for the approach.
Trans-Colorado pilots who described their procedures for flying the approach differed in themanner in which they flew it. One said that he used descent rates and airspeeds similar to thoseflown by Trans-Colorado 2286. Moreover, there was no consistency among the answers the pilotsgave as to which pilot, captain or first officer, flew this approach, and under what weatherconditions the particular pilot flew it. The variability in techniques and procedures reflects the lackof company procedures for flying this approach.
However, respondents were consistent in some answers. They had to be prepared in advancefor flying the approach, and they flew it straight in when arriving from DEN because flying the1 l-mile DME arc was considered to be too time consuming. Since Trans-Colorado 2286 was arrivingfrom DEN, located northeast of DRO, flying the arc would have required backtracking with itsattendant increase in flying time. Had the flight been arriving from a point southwest of DRO, asmay have been true for the routes flown by Frontier Airlines when it designed the approach, perhapsthe crew would have flown the procedure as published. The evidence indicates that beginning theapproach from the northeast and flying it as published would have added perhaps as much aslominutes to the flight. Since the flight was only scheduled for 70 minutes, the Trans-Coloradoschedule for the flight, as published, would have discouraged pilots from flying the full approachwhen conditions warranted. The Safety Board believes that such scheduling works against prudentdecisionmaking by flightcrews.
,
Since the captain of Trans-Colorado 2286 had a reputation both as a highly skilled pilot and asone who could make up for lost time and attempt to arrive on schedule, the Safety Board concludesthat the captain chose the VOR DME and not the ILS approach because it saved time. Moreover, asother company pilots had done, he allowed the first officer to fly the approach into the restrictedvisual conditions around DRO. Since the crew was given full weather information, they should haveknown that they would encounter a tailwind on the approach. The Safety Board believes that, whilethe approach was challenging, the combination of a low ceiling, tailwinds, and the high altitudefrom which the approach was initiated, required particular crew coordination and attention toexecute it properly. Given these conditions, the flightcrew would have had to configure the airplanefor an extraordinarily high descent rate, which would have reached over 2,550 fpm at 150 KIAS,twice the optimum descent rate specified for the approach, but still within the airplane capabilities.As a result, they should have been reluctant to execute the approach as flown. Irrespective ofcompany scheduling policy, the flightcrew was still required to act in the best interests of flightsafety. Therefore, the Safety Board believes that they should have either flown the full approach aspublished or informed DEN ARTCC that they could not fly the approach straight in and requested orsuggested alternatives. However, having made the decision to allow the first officer to fly theapproach from 14,000 feet msl, with the prevailing winds, the captain should have recognized thecompelling need to monitor closely the first officer’s conduct of the approach to ensure that he wasmaintaining altitude and situational awareness and not prematurely descending below thepublished descent profile.
The evidence indicates that the first officer, perhaps recognizing the potential influence of thetailwinds and the high altitude, allowed the airplane to reach an over 3,000-fpm descent and anindicated airspeed over 165 knots. Given the documented, repeated instances of deficiencies in hisinstrument flying abilities, the evidence suggests that he maintained a poor instrument scan anddiverted his attention from his altimeter, his DME, or both and allowed the airplane to descendprematurely below the published descent profile.
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Given the 800-foot overcast ceiling at the time and an altitude 515 feet above the airport,either flightcrew member could have seen the airport once the flight had reached MDA and, due tothe apparently rushed nature of the approach, proceeded toward it without assurance of properground clearance between their location and the airport. Given the nature of the overcast in theDRO area, which would have created a particularly dark night and prevented the moonlight fromshowing the ridge that the airplane struck and the scarcity of ground lights, the crew may have beenled to believe that a direct descent to the runway would have been safe. Had they been looking outthe windscreen instead of monitoring their instruments, their ability to determine their proximity toterrain could have been compromised. Despite the fact that DRO was equipped with a VASI, whichwould have provided external visual vertical guidance to a crew, the ridge that the airplane struckmay have obscured the VASI from the crew, or the crew may not have had sufficient time to perceivethe VASI among the airport lights. As a result, the crew could have lost their awareness of theirproximity to the ground during a very rapid descent. The Safety Board believes that because thecrew flew the approach straight in with a tail wind, they flew the approach at a high descent rate atan excessive groundspeed. Further, because they failed to adequately monitor their instruments,they allowed the airplane to descend below the permissible altitude and strike the ground whichcaused the accident.
2.3 Crew Performance
Given the challenging nature of the approach on the night of the accident due to theprevailing conditions and the requirement for extreme vigilance and intense concentration on flightparameters, the Safety Board examined the factors that could have compromised the flightcrew’sability to effectively fly the approach. The evidence indicates a record of deficiencies in the firstofficer’s piloting abilities, particularly in instrument flight skills. Although he had considerablepiloting experience, several years before the accident he had failed to upgrade to captain due to hispoor performance in instrument approaches on a flight check. Less than 1 year before the accident,the first officer failed a 14CFR Part 135 proficiency check, also due to his poor performance oninstrument approaches. During his training at Trans-Colorado, the first officer continued todemonstrate deficiencies in instrument skills.
The Safety Board believes that flying the VOR DME approach to runway 20 at DRO straight infrom 14,000 feet at the 11 DME fix in IMC required a high level of skills and abilities. The evidence ofhis past performance and descriptions of his flying abilities by those who had worked with himindicates that the first officer did not possess these abilities.
The Safety Board could find no evidence that Trans-Colorado had conducted a thoroughpreemployment verification of the first officer’s employment. While the company may have beenaware of his prior piloting activities, it apparently was unaware of his previous deficiencies inpiloting, which may have been due to weaknesses in the method in which the preemploymentverification was carried out. The Safety Board believes that the FAA should provide guidance tooperators of scheduled revenue passenger service to assist them in obtaining relevant informationfrom previous employers about the piloting skills and abilities of prospective pilots.
With the first officer flying the airplane, the captain was responsible for monitoring the flightparameters and ensuring that the approach was flown in a stabilized manner. The evidenceindicates that the captain had used cocaine before the accident, most likely the night before. TheSafety Board believes that, based on the reports about his use of the drug, the captain was not anovice cocaine user.
The amount of cocaine and its metabolite in his system indicates that the captain had ingestedthe drug before the accident. The evidence from literature on the rate of cocaine metabolismsuggests that he had consumed the drug at least 10 hours before the accident, most likely in the
29
period 12 to 18 hours before. As a result, his piloting skills were likely degraded from his use of thedrug before the accident.
The Safety Board believes that the research into the effects of cocaine use on performancesuggest possible avenues of cocaine-related impairment of the captain’s perceptual skills andabilities at the time of the accident. These include withdrawal effects, such as significant moodalteration and degradation, craving for the drug, and post-cocaine induced fatigue. Each of theseeffects, either alone or in combination, could have degraded the captain’s abilities to fly as well asmonitor the first officer’s flying of Trans-Colorado 2286.
However, the research into the behavioral effects of cocaine use, while extensive, is relativelyrecent as compared with research into the effects of the use of other drugs. Moreover,generalizations into the behavioral effects of cocaine use, as with most drugs, are made difficult dueto a variety of factors, including the difficulty in understanding the manner in which it effects theneural system, the variability in cocaine metabolism among users, as well as the variability in effectsresulting from ingestion methods. Without information about the amount of cocaine the captainingested, when he ingested it, and his recent and long term history of cocaine use, the Safety Boardis unable to conclude the extent of the cocaine-related impairment of his piloting and perceptualabilities.
Nevertheless, the evident suggests that he had used the drug the night before the accident. If,as the corporate pilot related to the Safety Board, the captain and his friend had done a “bag” ofcocaine the night before the accident, then according to a representative of the Drug EnforcementAdministration, the couple had sufficient cocaine to stay up a good part of the night ingesting thedrug. Given the known stimulant effects of the drug, the fact that he was not at rest while using thedrug, and the likelihood of insomnia following cocaine use, with the fatiguing effects of flying forseveral hours before the accident, the Safety Board believes that the captain’s use of cocaine thenight before the accident impaired his abilities to both fly and monitor the first officer’s flying of theTrans-Colorado 2286, most likely due to fatigue. Therefore, the Safety Board concludes that thecaptain contributed to the accident by his use of cocaine.
Despite the inability to conclude the precise effects of the captain’s cocaine use on his abilitiesat the time of the accident and despite the difficulty in making such conclusions following evidenceof cocaine use, the Safety Board strongly condemns the use of cocaine by an airman or by anyindividual involved in public transportation. The use of any illicit drug has no place in thetransportation system.
Moreover, the captain’s record also demonstrates other repeated instances of violations ofrules and procedures, exemplifying what the Safety Board believes was a cavalier attitude to theneed for rigorous adherence to rules and procedures. His relatively large number of trafficconvictions, and his falsification of both a State driver’s license application and an FAA airmanmedical certificate application support this. Such an attitude appears to have applied also to hisviolating relatively routine company procedures. For example, the captain created an incident as anonrevenue passenger when his baggage did not arrive at the airport in an instance in which he hadclaimed that his companion on the flight was his wife when she was not. He twice violated companyoperating procedures by fueling an airplane himself and loading a passenger with an engineoperating; both instances also supporting his reputation as a pilot who liked to hurry.
2.4 Cocaine
The literature on cocaine indicates that its use is still evolving in this country, both in the typeof use, habitual vs. occasional, as well as the quality or purity of the drug. Certainly, publicperception of the use of the drug has changed over the last few years with the cocaine-related
30
deaths and injuries of public figures. However, as this accident demonstrates, its use by pilots poses athreat to the safety of the flying public.
To exacerbate the problem, cocaine use is difficult to detect, even by individuals who interactdaily with an abuser. Moreover, the behavioral manifestations of cocaine use, which are often quitesubtle, are affected by several factors in addition to dosage. These include the method of ingestion,tolerance to the drug, and other factors which interact to create the variability in behavioral andphysiological effects following both cocaine use and withdrawal from its use. Further, thecomplexity of the effects of cocaine ingestion and subsequent performance impairment extend to ahost of licit and illicit drugs. As a result, this accident demonstrates both the danger of cocaine use inaviation and the difficulty faced by the aviation community in attempting to control that use.
The Safety Board previously examined the use of illicit drugs in its investigation of an airplaneaccident at Newark, New Jersey on March 30, 1984.12 As a result of that accident, the Safety Boardrecommended that the FAA:
A-84-95
In coordination with the Office of the Secretary, U.S. Department ofTransportation, institute appropriate research to further the understanding ofpotential effects on pilot performance of both licit and illicit drugs, in boththerapeutic and abnormal levels, and actively disseminate those findings.
The FAA responded that a working group with the Department of Transportation (DOT) wascreated and a literature search was funded and began. On December 29, 1988, the FAA informedthe Safety Board that the literature search had been completed and that distribution of the report,Data Available on the impact of Drug Use on Transportation Safety, would be accomplished throughthe regional flight surgeons. As a result, the Safety Board is changing the status of therecommendation to “Closed--Acceptable Action” with publication of this accident report and theissuance of a safety recommendation included in this report. The new safety recommendation isdirected at dissemination of the report specifically to the AMES. However, the Safety Board believesthat research must be carried out to determine the effects of different blood levels of a variety ofdrugs, including therapeutic drugs, on human performance in transportation modes. Thisresponsibility is more appropriately done within the confines of the Secretary of Transportation.
The Safety Board also issued a companion recommendation (A-84-96) to the Office of theSecretary, DOT to:
A-84-96
Review the existing research and literature in this area and institute research to:(1) determine the potential effects of both licit and illicit drugs, especiallymarijuana, in both therapeutic and abnormal levels, on human performance;(2) obtain correlations between toxicological findings of drug levels in blood,urine, and other specimens and various behavioral measurements; and (3) assessthe effects of various drugs on the specific tasks performed by the operator inall transportation modes.
On August 8, 1988, the Office of the Secretary, DOT, responded to Safety RecommendationA-84-96, by transmitting a copy of a May 1988 DOT report, Data Available on the impact of Drug Use
f2Aircraft Accident Report-Central Airlines Night 27, Hughes Charter Air, Gates Learjet Model 25 (NSlCA) NewarkInternational Airport, Newark, NewJersey, March30, 1984 (NTSBIAAR-84411).
31
on Transportation Safety. The report contains considerable information that the Safety Boardbelieves would be valuable to all segments of the aviation industry, particularly AMES. However, theSafety Board’s review of the DOT study resulted in the following evaluation which was sent to theSecretary of the DOT on September 29,’ 1988:
While the Safety Board appreciates the effort that went into producing the May1988 final report, ‘Data Available on the Impact of Drug Use on TransportationSafety,” we believe it represents only a first step in doing what we asked for inSafety Recommendation A-84-96. Our review of the Department ofTransportation (DOT) study shows it as a full review of existing literature andresearch related to alcohol use, measurement, and effect; but there is nothingin the report that suggests future research into a correlation of toxicologicalfindings of a drug levels in blood, urine, other specimens, and variousbehavioral measurements. There is nothing in the DOT study assessing theeffects of drugs on specific tasks performed by operators in various modes oftransportation.
We were disappointed to see that the conclusions and recommendations in thestudy were all directed at the level of drug use in the transportation industryand at obtaining a “drug-free transportation system” and not at furthering theunderstanding of the effects of drug use on an individual and how to measure itaccurately in the aftermath of an accident.
We had hoped that this study would launch further research in the areas weoutline in the safety recommendation. The only possibility we see in this regardis in the seventh recommended action which proposes experimental drugstudies under conditions that closely simulate the transportation jobs ofinterest, using subjects representative of the employee populations of interest.We encourage you to move ahead with such research and suggest again thatthe other areas of research listed in Safety Recommendation A-84-96 beadvanced.
Safety Recommendation A-84-96 was placed in an “Open--Unacceptable Action” status, pending theSecretary’s decision to initiate badly needed research into the aforementioned areas.
On January 17, 1989, the Assistant Secretary for Policy and International Affairs,DOT,responded to Safety Recommendation A-84-96 with a letter which contained information aboutvarious DOT programs on performance and drug use. One of the programs cited seeks to identifycritical abilities that are necessary for safe vehicle operation. Based on this letter and subsequentconversations with DOT personnel, the Safety Board believes that programs are in progress whichidentify drugs in fatal vehicle accidents and which measure the effects of selected drugs on drivingskills, skills which likely relate to piloting skills. These DOT programs are critical to understanding theeffects of drugs on performance and appear to be responsive to the Safety Board’srecommendations. Safety Recommendation A-84-96 will remain open pending a review of theresults from these programs.
This accident also demonstrated the need for AMES to more vigorously pursue the detectionof drug use among applicants for medical certificates. Had this occurred, perhaps the captain’s useof cocaine would have been detected by his AME and his application for a medical certificatedisapproved. The Safety Board believes that, because of the valuable information contained withinthe DOT report, the report should be periodically updated as required and disseminated to all AMES.In addition, information on the detection of drug use also should be disseminated to AMES.
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On November 21, 1988, the FAA published its final drug testing rule, “Anti-Drug Program forPersonnel Engaged in Specified Aviation Activities” (Docket No. 25148, 53 FR 47024). This final rulesets forth regulations to require operators under 14 CFR Parts 121 and 135 to establish anti-drugprograms for employees (including pilots) who perform safety-related functions. Testing under therule will be conducted by an employer before employment, randomly following employment, afteran accident, and based on reasonable cause. Employers also are required to provide employeeassistance programs (EAP) education and training services to employees and supvervisors. The SafetyBoard supports the efforts of the FAA to eradicate drug use in aviation-related activities.
In its Notice of Proposed Rulemaking (NPRM), the FAA proposed requiring periodic testing tobe conducted in conjunction with the medical examination required of airmen (53 FR 8368, 8386).However, in the final rule, the FAA significantly limited the requirement for periodic testing. A drugtest is now required as part of the first medical evaluation of the employee during the first calendaryear of implementation of the employer’s anti-drug program. However, an employer maydiscontinue periodic testing of employees after that year if a random testing program has beenimplemented, Thereafter, random testing program will take the place of periodic testing inconjunction with medical exams.
In its June 14,1988 comments on the NPRM, the Safety Board said:
The NTSB believes that aggressive reasonable cause testing (triggered by any ofa wide range of potentially safety-related errors), combined with effectivemanagement supervision of employees, post-accident/incident testing, pre-employment testing, periodic (medical) testing, and competent drug/alcoholeducation and treatment, are the essential components of an effective anti-drug/alcohol abuse program. The Board recommends that the FAA first requireaviation employers to fully implement and utilize these critical programmeasures before embarking on more unproven, costly, and constitutionallyuncertain measures such as random testing.
The Safety Board continues to believe, particularly in light of the findings of this investigation,that a program that incorporates both aggressive reasonable cause testing and effectivemanagement oversight of employees would be more effective in addressing the problem of drug usein aviation than what the FAA has proposed.
2.5 FAA Surveillance
The evidence indicates that the FAA pursued adequately its surveillance responsibility ofTrans-Colorado. However, its POI did not, nor was he required to, personally observe how thecompany was flying its special VOR DME approach to runway 20 of DRO. He approved it since theapproach, as portrayed, appeared similar to others flown by Trans-Colorado and because he wasunaware of the TERPs criteria. However, he may have been unaware of how Trans-Colorado pilotswere in fact flying the approach to DRO in IMC when arriving from DEN. The Safety Board believesthat the FAA should inform POls of TERPs criteria and require them to personally observe anoperator’s conduct of a special approach before it gives the carrier authorization to fly the approach.
2.6 ATC Procedures
After the crew had informed DEN ARTCC of their desire to fly the VOR DME approach, theARTCC cleared the flight to proceed directly to the intermediate approach fix, the 1 l-mile DME pointon the 023’ radial of DRO. As a result, according to Federal aviation regulations, the crew did nothave to fly the complete published approach. Consequently, it was the responsibility of theflightcrew and not ATC, according to Federal aviation regulations, to determine if they could safely
33
fly the approach from that point and from that altitude. Therefore, the Safety Board concludes thatair traffic control actions did not contribute to the accident.
2.7 Ground Proximity Warning System
Since December 1, 1975, the FAA has required that large, turbine powered airplanes beequipped with ground proximity warning systems (GPWS) to alert pilots to the possibility ofinadvertent impact with terrain. Since the requirement was established, ample evidence has beengathered to indicate that GPWS has fulfilled its intended function with regard to those airplanes.However, the FAA did not extend that requirement to smaller airplanes, such as those oftenoperated in scheduled, passenger service under 14 CFR Part 135.
On October 9, 1986, following the investigation of of three approach phase accidentsinvolving scheduled domestic passenger commuter flights operating under 14 CFR 135, whichoccurred in August 1985, September 1985, and March 1986, and in which 30 persons were fatallyinjured,rJthe Safety Board recommended that the FAA :
A-86- 109
Amend 14 CFR 135.153 to require, after a specified date, the installation and useof ground proximity warning devices in all multiengine, turbine-powered,fixed-wing airplanes certificated to carry 10 or more passengers.
The FAA, since this recommendation was issued, has initiated a program to evaluate thepotential availability of a GPWS device that would be practical and cost effective for installation anduse on the category of airplanes carrying 10 to 30 passengers, such as the Fairchild Metro Ill. TheSafety Board has learned that the initial stage of the program, to evaluate the practicality of such asystem on this size airplane, has been completed. The FAA has initiated a rulemaking project whichwill result in requiring the installation of a ground proximity warning system in airplanes with 10 to30 passenger seats that are operated under 14 CFR Part 135. As a result, the Safety Board classifiedthe recommendation as “Open--Acceptable Action.”
As an example of the terrain protection afforded by the GPWS, the Safety Board examined thealerting features of a GPWS product and applied the specifications to the flightpaths of the twoairplanes involved in the Henson and Bar Harbor accidents. In the Henson accident, the GPWS wouldhave alerted approximately 29 seconds, before impkt. The same GPWS would have alerted at least10 seconds, and possibly as much as 17 seconds, before impact in the Bar Harbor accident. Analysis ofthe flight profile of Trans-Colorado 2286 indicates that had the airplane been equipped with a GPWSdevice, the excessive closure rate of the airplane with terrain would have triggered an alert over 23seconds before impact.
The Safety Board believes that the millions of passengers who annually fly on aircraft similarto that operated as Trans-Colorado 2286, deserve the level of safety provided to passengers onlarger, air carrier aircraft. Consequently, the Safety Board urges the FAA to expedite efforts torequire the installation of GPWS devices on aircraft operating under 14 CFR Part 135.
“Aircraft Accident Reports-Bar Harbor Airlines, Beech 899, N3OOWP, Auburn, Maine, August 25, 1985 (NTSBJAAR-86K)6);Henson Airlines, Beech B99, Grottoes, Virginia, September 23, 1985 (NTSBJAAR-86/07); and Simmons Airlines, EmbraerEMB-11 OPl, near Alpena, Michigan, March 13‘1986 (NTSBIAAR-87102).
3.1
1.
2.
Findinqs
The airplane was properly maintained for the flight.
There was no evidence of preexisting damage to the airplane systems, structure, orpowerplants that could have contributed to the accident. .
3. The captain was medically unqualified to serve as a crewmember on the flight due to his use ofcocaine before the accident.
4. The captain falsified his application for an airman’s medical certificate due to his failure to citehis previous traffic convictions.
5. The flight encountered a lo- to 15-knot tailwind while flying most of the VOR DME approachto runway 20 at DRO.
6. The flightcrew flew the VOR DME approach to runway 20 at Durango straight in from analtitude and a speed too high to achieve a stabilized approach.
7.
8.
The first officer was at the controls of Trans-Colorado 2286.
The first officer’s record prior to his employment with Trans-Colorado and during his trainingwith the company indicated deficiencies in performing instrument procedures.
9. The captain’s performance was degraded due to the adverse effects of his use of cocainebefore the accident.
10.
11.
Air traffic control did not contribute to the accident.
A ground proximity warning device probably would have alerted the crew to the airplane’sincreasing proximity to terrain and may have prevented the accident.
3.2 Probable Cause
34
3. CONCLUSIONS
The National Transportation Safety Board determines that the probable cause of this accident-. _ _. . _.was the first officer’s flying and the captain’s ineffective monitoring of an unstabilized approachwhich resulted in a descent below the published descent profile. Contributing to the accident wasthe degradation of the captain’s performance resulting from his use of cocaine before the accident.
4. RECOMMENDATIONS
As a result of its investigation, the Safety Board recommended that the Federal AviationAdministration:
Inform principal operations inspectors of the United States Standard forTerminal Instrument Procedures (TERPs criteria), and require them to personallyobserve an operator’s conduct of a special approach before they give theauthorization to fly the approach. (Class II, PriorityAction) (A-89-3)
35
Provide guidance to operators of scheduled revenue passenger service to assistthem in obtaining relevant information from previous employers about thepiloting skills and abilities of prospective pilots. (Class II, Priority Action)(A-89-4)
Distribute and periodically update, as needed, the Department ofTransportation study, Data Available on the Impact of Drug Use onTransportation Safety, to all aviation medical examiners. In addition,information on the detection of drug use should be disseminated to aviationmedical examiners. (Class II, Priority Action) (A-89-5)
BY THE NATIONAL TRANSPORTATION SAFETY BOARD
IS/
1st
ISI
ISI
Id
February 4,1989
James L. KolstadActing Chairman
Jim BurnettMember
John K. LauberMember
Joseph T. NallMember
Lemoine V. Dickinson, Jr.Member
37
APPENDIXES
APPENDIX A
INVESTIGATION AND HEARING
1. Investigation
The National Transportation Safety Board’s Denver field office was notified at 2045 mountainstandard time on January 19, 1988, that Trans-Colorado 2286 was missing. An investigative teamfrom its Washington, D.C., headquarters was dispatched to the site the following morning.investigative groups were established for operations, air traffic control, human performance,structures/systems, powerplants, survival factors, and weather. In addition, an aircraft performancespecialist was assigned to the investigation.
Parties to the investigation were the Federal Aviation Administration; TraneColorado, Inc.;and the Fairchild Aircraft Corporation.
2. Public Hearing
The Safety Board did not hold a public hearing on this accident.
38
APPENDIX B
AIR TRAFFIC CONTROL TRANSCRIPT
M E M O R A N D U MAUTOMATED FLIGHTSERVICE STATION
7300 S. Peoria Street _Englewood, Co 80112
U.S. Departmentof Transportation
Federal AviationAdministration
Subject: INFORMATION: Transcription Date:Concerning the Accident of TCE 2286
February 8, 1988
SW4 on January 20, 1988, at 0225 UTC
From: Quality Assurance SpecialistReply to
Attn.DEN AFSS
o f : G i a m b r o n e (8020)
To:
This transcription covers the following time period fromJanuary 20, 1988, 0022:10 UTC, to0033:00 January 20,UTC. 1988,
Aqencies Making Transmissions Abbreviations
Flight Watch, Denver AFSS FWTrans Colorado 2286 TCE2286
I HEREBY CERTIFY that the following is a true transcription ofthe recorded conversations pertaining to the subject accident.
‘A&i &. .$A /-de.; ,I=*:;Anthony Giambrone
Quality Assurance SpecialistDenver AFSS
Denver Automated FlightService Station
39 APPPENDIX B
(0022)
(0023)
(0024)
(0025)
(0026)
(0027)
0027:10
0027:22 FW
0027:25
0027:48
0028:00
6028:07
TCE2286 Denver Flight Watch Trans Coloradotwenty two eighty six over Denver
Braniff twenty two eighty six Denverflight watch go ahead
TCE2286 I'd like the ah latest ah weather fromDurango and Cortez please
FW Durango the latest we have is at twentythree fifty zulu indefinite ceiling onethousand two hundred sky obscuredvisibility two light snow fog
temperature and dew point two fivewinds calm altimeter two niner sevensix don't have any reports out ofCortez last three hours I haveFarmington New Mexico will that help
TCE2286 Ah no ah I think ah 1'11 wait til weget closer to Durango and company willgive it to us thank you
0028:12 FW You're welcome appreciate any pilotreports
APPPENDIX B
0028:lS TCE2286
0028:23 FW
0028:40
(0029)
(0030)
(0031)
(0032)
(0033)
TCE2286
40
OK on ah climb out smooth it’s ahthat’s about all I can tell you now
OK thanks alot if you have any of thaticing they’re still forecastingmoderate icing below ah eighteenthousand appreciate a pilot report ifyou have any of that
Alright will do
END OF TRANSCRTPT
41 APPPENDIX B
DENVER AIR ROUTE TRAFFIC CONTROL CENTER2211 - 17th AvenueLongmont, Colorado 80501
slbject: INFORMATION: Transcription Concerning Date: March 11, 1988the Accident Involving TCE2286 SwearingerMetro IV, on February 20, 1988, at 9225 UTC
From: Wayne A. SmithManager, Denver Center
2;:: DV-505:Bookout
10:
This transcription covers the time period from February 20, 1988,0125 UTC to February 20, 1988, 0230 UTC.
Agencies Making Transmissions
Continental Airlines FlightEleven Forty Three
Denver ARTCC Sector Twenty SevenRadar Controller Position
Continental Airlines FlightFive Twenty Five
Denver ARTCC Sector Twenty Eight
Trans.World Airlines Flight Three Zero Two
Continental Airlines FlightFive Sixty SevenDenver Approach Control
General Aviation Flight November SixEight Eight One Lima
Denver ARTCC Sector Forty One
Denver ARTCC Sector Twenty SevenSector Controller Position
Trans-Colorado Airlines FlightTwenty Two Eighty Six1America West Airlines Flight Thirty Four
Abbreviation
COA1143
ZDV 27R
COA525
ZDV 28
TWA302
COA567
D84
N6881L
ZDV 41
ZDV 275
TCE2286
CACTUS34
APPPENDIX B 42
2Denver ARTCC Sector Twenty Nine
Denver ARTCC Sector Twenty FiveRadar/Sector Controller Position
Continental Airlines Flight SixteenSeventy Five
Denver ARTCC Sector Twelve Radar/SectorController Position
Flying Tiger Airlines FlightTwo Seventy Six
Unknown Agency
Continental Airlines Flight EightSeventy Sierra
Northwest Airlines FlightThree Thirty Seven
General Aviation Flight November FiveZero Zero Sierra Whiskey
Rocky Mountain Airlines Flight TwentyOne Thirty One
Denver ARTCC Sector Six
Denver ARTCC Sector Unknown
General Aviation Flight November EightZero Whiskey Papa
General Aviation Flight November EightEcho Foxtrot
Rocky Mountain Airlines FlightTwenty One Thirty Seven
Denver ARTCC Sector Thirty EightRadar/Sector Controller Position
General Aviation Flight November FourOne Four Alfa Romeo
Denver ARTCC Sector Fourteen
Grand Junction Approach Control
ZDV 29
ZDV 25R/S
COA1675
ZDV lZR/S
FTL276
UNKN
COA870S
NWA337
NSBBSW
RMA2131
ZDV 6
ZDV/UNKN
N88WP
NBEF
RMA2137
ZDV 30R/S
N414AR
ZDV 14
GJT A/C
43
3
Rocky Mountain Airlines Flight TwentyOne Ninety Seven
Farmington, New Mexico, ATCT
Salt Lake ARTCC Sector Forty
Mesa Aviation Services Flight EighteenGeneral Aviation Flight November OneTwo Eero Four November
Mesa Aviation Services Flight Seven TwelveAlbuquerque ARTCC Sector Sixteen
Air Today Flight Eighty Six
General Avaiation Flight November ThreeNiner Papa Whiskey
General Aviation Flight November FourTwo One Romeo Kilo
RMA2197
FMN/TWR
ELC 48
RISE18
112048
MSE712
ZAB 16
TDY86
N39PW
,
N421RK
I HEREBY CERTIFY that the following is a true transcription ofthe recorded conversation pertaining to the subject accident.!
Air Traffic AssistantTitle
APPPENDIX B 44___ -
4
(0125)
(8126)
8126:89 COA1143
8126t12 ZDV 27R
0126r16
0126:42
0126:46
0126:54
(8127)
8127t26
0127:30
8127t31
COA1143
COA525
ZDV 27R
COA525
ZDV 27R
ZDV 28
ZDV 27R
Evening Denver Continental elevenforty three leveling two four oh
Continental eleven forty threeDenver, Cen.ter expect lower altitudein four minutes
Eleven forty three
Good evening Denver Continentalfive twenty five is out of threeone oh pilots discretion two fouroh
Continental five twenty five DenverCenter cleared profile descentexcept to cross Kiowa at one seventhousand Denver altimeter is threezero zero eight
Cleared for the profile exceptcross Kiowa at one seven thousandon three zero zero eightContinental five twenty five
Yw
Twenty eight
This is ah (unintelligible) twentyseven TWA three oh two did notremove strips kontact(unintelligible)
45
50127:36 ZDV 28 (Unintelligible) I
0127:41 TWA302
0127:44 ZDV 27R
@127:48 TWA302
TWA three oh two out of eleven forfourteen
TWA three oh two Denver Centerclimb and maintain flight levelone niner zero say your heading
One nine zero we’re about ah(unintelligible) actually we’regain direct to Hugo we’re onseventy right now
0127:54 ZDV 27R Three zero two fly heading zeroseven zero vector to Hill Cityrest of the route unchanged
0127:59 TWA302 Zero seven zero for Hill City TWAthree oh two
(01281
0128:05 ZDV 27R Continental five sixty sevencontact Denver approach one twozero point eight
fl128:09 COA567 Two zero point eight forContinental five sixty sevengood night sir
0128:37 ZDV 27R Continental eleven thir ahContinental eleven forty three iscleared for a profile descentexcept cross Kiowa at one seventhousand Denver altimeter threezero zero eight
0128345 COA1143 Three zero zero eight cleared forprofile descent except to cross atseventeen Continental eleven fortythree
APPPENDIX B 46
6
(0129)
8129:ai
0129:03
ei29:04
0129:07
0129:08
0129:09
0129: 25
0129:34
0129:37
0129:41
0129:45
0i29:sa
0129:54
ZDV 27R
D84
ZDV 27R
D84
ZDV 27R
D84
ZDV 27R
COA1143
ZDV 27R
2DV 27R
N6881L
ZDV 27R
ZDV 27R
Kiowa twenty seven two line
Kiowa
Continental five sixty seven wasgiven the crossing restriction hedid not say he couldn’t make it
All right thanks
Looks like he’s kinda doggfn itthere
Hope so
TWA three oh two climb and maintainflight level two one zero
Continental eleven forty three outof twenty four on profile
Continental eleven forty threethank you
November eight one lima say headingdirect to ah Garden City
(Unintelligible) eight one lima Ishow ah one oh eight
Thank you
TWA three oh two I can take you offcourse vector about thirty degreesright to conpinue climb or a higheraltitude in ah four minutes yourchoice
47 APPPENDIX B
7
(0130)
0130r03
0130~05
0130:ll
0130:16
0130:18
0130:29
0130:29
ai30:30
ai30:31
0130:38
0130:45
TWA302
ZDV 27R
TWA3 0 2
ZDV 41
ZDV 275
ZDV 41
ZDV 28
ZDV 27R
ZDV 27R
ZDV 28
ZDV !7R
Make turn and climb TWA three ohtwo
TWA three oh two turn right headingone one zero vector for your climbmaintain flight level two two zero
One one zero and on up to two twozero TWA three oh two
Forty one
, Th this is sector twenty seven witha point out two zero east ColoradoSprings TWA three oh two turninright to a one eight zero headingvector for his climb
Point out approved TWA three oh two
(Unintelligible) sector twentyeight
Sector twenty twenty nine fortytwenty seven point out west of HugoTWA three oh two ah point outreleased for higher and I I’d likehigher to fit somebody here whatcan you approve climbin to
*x L
TWA three zero two point outapproved GS wait a minute climb hi?nto two niner zero
Two niner zero heading one one zeronow be .direct Hill City when youget him
APPPENDIX B 48
8
0130:47 ZDV 28
0130:47 TCE2286
0130: 52 ZDV 27R
0130:55
(0131)
0131008
013ka2
0131:26
0131:34 N6881L
0131:Sl ZDV 27R
1131:55
0131t56
TCE2286
All right
Trans Colorado twenty two eightysix ah sixteen for twenty
Trans Colorado twenty two eightysix Denver Center climb andmaintain flight level two two zero
All right twenty two
ZDV 27R TWA three oh two climb and maintainflight level two nfner zero
TWA302 Two nine zero TWA three oh two
ZDV 27R November eight one lima if a fly aheading of one zero eight this willbe a vector for traffic
CoA1143
ZDV 27R
Zero eight six eight eight one lima
Continental eleven forty threecontact Denver approach one twozero point eight we’ll see ya
So long twenty point eight
TWA three oh two upon leavingflight level two four zero flyheading zero seven zero direct HillCity when able
(0132)
49 APPPENDIX B
9
0132:02
0132t45
0132:Sl
0132:52 N6881L
0132353 ZDV 275
0132t54 D84
0132:57
0132:58
TWA302 Out of two four go zero seven zeroand Hill City when able TWA threeoh two
ZDV 27R November six eight eight one limaresume your own navigation directGarden City contact Denver Centerone two six point six we’ll see ya
D84
ZDV 27s
D84
South departure four line
Twenty six point six good day
South departure
CACTUS thirty four is heading oneninety your control reference TransColorado
x L
S E
_ (0133)
0133:01 ZDV 27R TWA three oh two contact DenverCenter one two eight point sevenwe’ll see ya
0133:09 2DV 27R TWA three oh two contact DenverCenter one two eight point seven
(01341
0134:21 ZDV 27R Continental five twenty fivecontact Denver approach one twozero point eight
APPPENDIX B 50
0134:25 COA525
0134:28 ZDV 27R
@134:42 ZDV 25R/S
@134:44 ZDV 25R/S
0134:45
8134:50
CACTUS34
ZDV 27R
0134:53 iDV 25R/S
0134~54 ZDV 12R/S
0134:54 CACTUS34
(0135)
0135:07
0135:08
0135:09
ZDV 25R/S
ZDV 29
ZDV 27s
Twenty point eight Continental fivetwenty five good night
Good night
Twenty five
Yeah twenty six (unintelligible)Denver Center (unintelligible)seventy six heavy level three threezero zero (unintelligible) twentyone thirty one flight level oneeight zero
Ah Denver CACTUS thirty four iswith you cfimbin thru ah fourteenfive for two zero zero
CACTUS thirty four Denver Centerclimb and maintain flight level twothree zero
Approved RV
RJ.
Up two three zero CACTUS thirtyfour
(Unintelligible) international twoseventy six heavy Denver Centerroger
Twenty nine
Twenty seven CACTUS thirty fourvector one niner zero when abledirect Alamosa X L
51 APPPENDIX B
11
0135t13
0135:14
013st19
0135:24
0135r29
0135r38
0135:40
0135:42
8135: 45
8135: 50
0135: 51
8135: 52
(0136)
em? 29
FTL276
ZDV 2%/S
TCE2286
ZDV 27R
UNKN
ZDV 25R/S
ZDV 27s
ZDV 27R
CACTUS34
ZDV 25R/S
ZDV 27s
JB
And Denver Flying Tiger two seventysix heavy level three three zero
Flying Tiger two seventy six heavyah Denver Center roger sorry aboutthat
Trans Colorado twenty two thirtyfive request direct Durango at twothree zero
Trans Colorado twenty two eightyrix stand by
(Unintelligible)
Twenty five
Sector twenty seven CACTUS ahcorrection Trans Colorado twentytwo eighty six requesting flightlevel two three zero direct Durangohe’ll be your control
CACTUS thirty four fly heading oneniner tero proceed direct Alamosawhen able rest of the routeunchanged
Okay one nine Zero direct Alamosawhen able CACTUS thirty four
R V
X L
APPPENDIX B 52
12
0136: 05 ZDV 27R
@136:07 2DV 25R/S
0136t10
0136:14
0136:lB
0136:22
0136:26
8136r29
B136:32
0136: 34
0136:35
TCE2286
COA87flS
2DV 25R/S
COA870S
ZDV 25R/S
COA870S
ZDV 41
ZDV 275
TCE2286
Trans Colorado twenty two eightysix contact Denver Center one twoeight point two they have yourrequest
Continental eight seventy sierradescend and maintain flight leveltwo four zero change to myfrequency one two eight point two
Thank you sir good night
Twenty eight two and down to twofour zero do you need us down now
Continental eighty seventy sierraaffirmative start your descent now
Eight seven zero sierra is out ofthree seven oh for two four zerosay the frequency again
Change to my frequency one twoeight point two
Twenty eight two okay we’ll come upon that one
Sector forty one
Sector twenty seven point out onefive miles northwest ColoradoSprings VORTAC CACTUS thirty fourclimbin to flight level two threezero he’s on a one nine zero vectorwhen able direct Alamosa
Trans Colorado twenty two eightysix twenty one five for two twozero
0136:40
0136t43
8136:45
0136:Sl
0136:54
(0137)
0137:00
0137:01
0137:01 ZDV 28.
0137:fll NWA337
0137:02
0137:03
0137: 05
0137:05
53 APPPENDIX B
ZDV 25R/S .Trans Colorado twenty two eightysix Denver Center roger cleareddirect ah stand by for directDurango
ZDV 41 Point out approved (unintelligible)
ZDV 27s X L
COA870S Right seven zero sierra is up ontwenty eight two
ZDV 25R/S Continental eight seventy sierraDenver Center roger
ZDV 27s
ZDV 27R
ZDV 275
ZDV 28
CACTUS34
ZDV 25R/S
Twenty seven
CACTUS thirty four contact DenverCenter one three two point two two
Sector twenty eight two speeds
Denver Center Northwest threethirty seven three niner zero
Go ahead
Continental sixteen seventy fivetwo hundred eightsy knots or greater
One three two point two two CACTUSthirty four
Northwest three thirty seven DenverCenter roger
APPPENDIX B 54
14
@137:66 ZDV 27s Go
0137:06 ZDV 28 Continental eight twenty three twohundred and eighty knots
8137:08 ZDV 27s X L
0137:09 ZDV 28 (Unintelligible)
0137:lB ZDV 25R/S ! Lear zero sierra whiskey descendand maintain flight level threeniner zero
0137: 23
8137: 29
0137:32
0137t33
0137:38
0137:39
0137:40
8137:41
N500SW Zero zero sierra whiskey down tothree niner zero
ZDV 12R/S Twelve Denver Center Rocky Mouqtain
COA1675 Denver Center Continental sixteenthirty five with you we’re levelthree one zero cleared P D down totwo four zero
ZDV 25R/S This is twenty five and twenty sixAPREQ Trans Colorado twenty twoeighty six direct Durango
ZDV lZR/S At twenty two
ZDV 27R Calling Denver say again
ZDV 25R/S Ah flight level two three zero if Icould
COA1675 Continental sixteen seventy fivejust checkin in with you we'relevel three one zero cleared P Ddown to two four zero
55 APPPENDIX B
15
8137:43
0137r43 ZDV 25R/S R V
@137:44 ZDV lZR/S R J
0137:47
8137:47
0137: 50
0137:53
0137: 54
4 6137: 54
(0138)
6138:ll
8138:17
(0139)
ZDV lZR/S Approved
ZDV 25R/S Lear zero sierra whiskey say again
ZDV 27R Continental sixteen seventy fiveDenver Center cleared profiledescent except cross Kiowa at oneseven thousand Denver altimeterthree zero zero eight
NSBBSW Is that pilots discretion for threenine zero or do you need us downnow
ZDV 25R/S Lear zero sierra whiskey start yourdescent now
COA1675 Zero zero eight cross Kiowa at oneseven thousand Continental sixteenseventy five.
N500SW Okay out of four five for threenine
ZDV 25R/S Trans Colorado twenty two eiqhtysix climb and maintain flight leveltwo three zero cleared directDuranqo
TCE2286 Two three zero and direct Duranqotwenty two eighty six thank you.
APPPENDIX B 56 ‘!
16
8139:24
B139t29
ZDV 2%/S
FTL276
0139:33 ZDV ZSR/S
(0140)
@148:14 ' ZDV 25R/S
Tiger two seventy six heavy contactDenver Center one three two pointtwo two
Okay three thirty twenty two forTiger two seventy six heavy goodday
Good day
Continental eight seventy sierracross Byson at one seven thousandDenver altimeter three zero zeroeight
0140:22 COA87BS Thirty oh eight Byson at one seventhousand for Continental eightseventy sierra
0140:34 ZDV 25R/S Continental eight seventy sierraalso at Byson maintain two fivezero knots
@140:39 COA87flS Two fifty also at Byson I’ll dothat .
(alal)
0141222 ZDV 25R/S Lear zero sierra whiskey descenddnd maintain one seven thousand.Denver ‘altimeter three zero zeroeight
0141:32 NSBBSW
ei4i:35 RMA2131
Seventeen thousand three zero zeroeight
Denver Center Rocky Mountain twentyone thirty one one eight zero
APPPENDIX B
17
0141:40
014lt44
8.014lr46
9141:52
(8142)
@142:27
8142~32
B142:43
0142: 51*
(8143)
0143:m
6143318
8143rl6
ZDV 25R/S
ZDV 25R/S
RMA2131
ZDV 25R/S
ZDV 25R/S
NSB0SW
NSBBSW
ZDV 25R/S
NS@BSW
NS8BSW
ZDV 25R/S
Rocky Mountain twenty one thirtyone Denver Center roger
Rocky Mountain twenty one thirtyone say heading
Twenty one thirty one is ehowinabout zero seven zero
Rocky Mountain twenty one thirtyone toger
Lear five zero zero sierra whiskeychange to my frequency one twoeight point two
Twenty eight two with you
Yeah five hundred sierra whiskey iswith you ah one two eight point two
Lear five zero zero sierra whiskeyroger cross three six south ofDenver at one five thousand
Three six miles south at one fivethousand thanks very much
Ah Denver five zero zero ah sierrawhiskey request
Lear zero sierra whiskey go ahead
APPPENDIX B 58
18
8143:19 N580SW Ah yes sir ah is there any chanceyou can get us into Stapleton ahthere ah any positions open to getin there
6143:27
(0144)
0144:03
ZDV 25R/S
ZDV 25R/S
0144r13 NSBBSW
0144:48 ZDV 25R/S
0144:54 NSBBSW
(0145)
814S:BS ZDV 12R/S
8145:16 ZDV 6
8145:17 ZD+ 25R/S
0145:20 ZDV 6 Released lower R Y
0145:21 ZDV 25R/S R V
Lear zero sierra whiskey stand by
Lear five zero zero sierra whiskeycleared to the Denver StapletonAirport via present position directByson direct maintain flight levelone niner zero
Okay its one niner zero directByson direct thank you
Lear zero sierra whiskey crossByson at flight level one ninerzero and two five zero knots
One niner zero two five zero knotsroger
Rocky Mountain twenty one ninetyseven Denver Center roger
Sector six’
Twenty five request control forlower on Rocky Mountain twenty onethirty one
59 APPPENDIX B
19
0145: 26 NSBWP
0145:28 ZDV 25R/S
0145:32 ZDV 12R/S
@145:35 RMA2131
8145:37 ZDV 12R/S
Hello Denver King Air eight zerowhiskey papa is out of one nine ohfor two three zero
Rocky Mountain twenty one thirtyone descend and maintain one seventhousand Denver altimeter threezero zero eight
King Air eight zero whiskey papaDenver Center roger
Twenty one thirty one down to oneseven thousand zero zero eight
Salt Lake thirty one Denver twelvelow line
(0146)
0146321 ZDV 12R/S Rocky Mountain twenty one thirtyseven is radar contact ten milesnorthwest of the Aspen Airport showyou leaving one four thousand fourhundred
@146:30 RMA2137 I only show fourteen two RockyMountain twenty one thirty sevenwith two nine nine nine
0146:31 ZDV 25R/S Lear eero sierra whiskey turn leftheading three six zero interceptthe Denver two one three radialinbound
0146:36
8146:38
ZDV 12R/S Okay thanks
NSBBSW Okay intercept the two one three(unintelligible) two one threeDenver radial inbound and threesixty on the heading
APPPENDIX B 60
20
@146:45
0146:49 NSOBSW
#h46:57
0146:59
(0147)
0147:02
9147:06
0147:87
0147:87
0147:09
8147~12
8147:13
0147:LI
ZDV 25R/S Zero sierra whiskey what was yourheading before
Zero two zero was our previousheading
ZDV 2SR/S Lear tero sierra whiskey ah turnleft heading three four zerointercept the Denver two one threeradial inbound for spacing
ZDV lZR/S Salt Lake thirty one Denver twelvelow line
NSBBSW Okay three four zero to interceptthe two one three inbound
ZDV lZR/S Twelve
ZDV/UNKN You did terminate that Today sixtysix didn’t you
ZDV 25R/S Trans Colorado twenty two eightysix contact Denver Center one twoseven point eight
ZDV 12R/S Yeah he's gonna I told him to callyou (unintelligible)
ZDV/UNKN Yeah I been talkin to him but ah
ZDV 12R/S Okay
ZDV/ONKN He keeps givin me hints like I gothim in radar ha ha ha ha
61 APPPENDIX B
21
0147314
0147:16 ZDV lZR/S Okay ha ha ha
0147:18 ZDV 25R/S Northwest three thirty sevencontact Denver Center one threefive point four seven
0147~21 TCE2286
0147t23 NWA337
0147:25 ZDV 12R/S
0147: 29
0147:31 ZDV 38R/S Thirty eight
@147:32 ZDV 12R/S Twelve APREQ twenty Trans Coloradotwenty two eighty six at two threezero
0147:36 ZDV 38R/S Approved (unintelligible)
0147:36 N8EF Ah roger eight echo fox is up onetwo eight point two
0147337
0147:40
ZDV 12R/S RJ
ZDV 25R/S King Air eight echo foxtrot roger
TCE2286
ZDV 25R/S
Twenty seven eight ah for twentytwo eighty six goodnight
Trans Colorado twenty two eightysix two three zero
One thirty five four seven forNorthwest three three seven goodday
Trans Colorado twenty two eightysix Denver Center roger
King Air eight echo f,oxtrot changeto my frequency one two eight pointtwo
APPPENDIX B 62
22
0147r49 ZDV lZR/S
0147:so 2DV 25R/S
0147:57 COA870S
(0148)
8148:BS ZDV 12R/S
0148:09
0148:13
0148:19
0148:21
0148:30
N8BWP
ZDV 12R/S
N414AR
ZDV lZR/S
ZDV 25R/S
Salt Lake thirty one Denver twelvelow line
Continental eight seventy rierracleared profile descent exceptcross Byson at one seven thousand
Byson one seven on the profileContinental eighteight seven sierra
seventy three
Yes sir whiskey papa expect higherin about two minutes
Okay thanks much
Twin Cessna four one four alfaromeo contact Denver Center one twoeight point two
One twenty eight point two roger solong
See ya
Rocky Mountain twenty one thirtyone descend and maintain one fivethousand
0148:35 RMA2131 Rocky Mountain twenty one thirtyone down to one five thousand
0148:49 ZDV 14 Fourteen
0148:SB ZDV 12R/S fs climbing to twenty seven okay(unintelligible)
63 APPPENRIX B
230148:SB RNA21 31 Center Rocky Mountain twenty one.I,)a ‘; thirty five one verify one five
thousand is the altitude
0140tS3 ...r,ZDV .12R/S Okay
fjli8 i 54” ” ’ “& ‘12R/S They shipped to me and they won’tgive me control for higher so I’llwait just a second hereI,.
,-.. (unintelligible).,
0148:55 ZDV 25R/S Rocky Mountain twenty one thirtyone ah maintain one six thousand
0148r58 zpv 14.: I,
Your control
(0149)
0149:lS ZDV ltR/S King Air eight zero whiskey papaclimb and maintain flight level twoseven zero
0149:18 N8BWP Up to two seven zero eight zero_/ .,’ whiskey pop
0149:sa ZDV ZSR/S Twenty five
0149:Sl ZDV 12R/S Sector twelve.
ei49& ’ N414AR Denver Center November four onefour alfa romeo would like to getback down to one seven thousand assoon as traffic permits ah thewinds are better down there
(0150)
01~0:01 ZDV 25R/S Twin Cessna four alfa romeo standbytwenty five and twenty six
APPPENDIX B
240190t04
0150:08
@150:09
@150:19
01SBt25
0150:28
0150:35
01SBt41
BlSBt42
8150t47
0150t48
015Qt50
0150r52
ZDV 12R/S
ZDV 25R/S
ZDV 128/S
RMA2137
ZDV lZR/S
RMA2137
ZDV 12R/S
ZDV 6
ZDV lZR/S
ZDV 6
ZDV 12R/S
ZDV 12R/S
RMA2137
Point out Mooney two three oneromeo papa direct Tinker
C.
Point out approved RV
RJ
And ah Denver.Center Rocky Mountaintwenty one thirty seven
Rocky Mountain twenty one thirtyseven go ahead
Ah yes with your approval we’d liketo go direct Denver and with thebeat of intentions to cancel fortywest of Denver
Rocky twenty one thirty seven standby just a minute
S ector six
Sector twelve at Red Table Rockytwenty one thirty seven wants tocome direct Denver at Seventeencancel forty west
That’s approved (unintelligible)
RJ
Rocky Mountain twenty one thirtyseven is cleared direct Denver
Direct Denver twenty one.thirtyseven
(BlSl)
65 APPPENDIX B
King Air eight zero whiskey papastand by just a minute ,
ZDV 12R/S
Four teen
(Unintelligible) want to talk to em0151:ll
0151rl8
ZDV 14
ZDV 12RfS
(Unintelligible)ZDV 14
OkayZDV 12R/S01Slt19
ZDV 12R/S I hate those guys twelve0151t23
Is is he is i s some kind a King Airover there
ZDV/UNKN
Yeah what you want to do to himZDV 12R/S0151327
0151:30
0151r32
0151t33
Just curiousZDV/UNKN
ZDV lZR/S Okay
Go ahead0DV 12R/S
Continental seventeen sixty six toDenver off‘ at five six
GJT A/C
Continental seventeen sixty sixcleared to Denver as filed jay onethirty climb and maintain flightlevel two three zero squawk fivefive six seven
ZDV 12R/S0151:36
GJT A/C Thanks L N0151r42
BlSlr43 ZDV lZR/S RJ
APPPENDIX 6 66
26
0151:55 ZDV 12R/S.(Y
King Air eight zero whiskey papacontact Salt Lake Center one oneniner point two five
(0152)
9152:01 W80WP Nineteen twenty five eight zerowhiskey papa good day sir .Y -:.
@152:04 ZDV lZR/S Good day ‘, :
0152:40 ZDV/UNKN Thru seventeen
0152:41 ZDV lZR/S Approved;; :
0152:42 ZDV/UNKN (Unintelligible)
0152343 2DV lZR/S RJ
0152:56 'ZDV lZR/S Trans Colorado twenty two eightysix contact Denver Center one threethree point four
(9153)
0153:01 TCE2286 Twenty two eight six switching goodnight sir
0153:03 ZDV 12R/S Good night
0153:09 TCE2286 Trans Colorado twenty two eightysix level at two three zero
.A
67 APPPENDIXl3-
27
8153013
8153r29
BlS3:31
8153t46
8153t50
0153:52
0153t59
(BlS4)
8154:02
(0155)
(0156)
8156:26
8DV 38R/S
WE2286
RMA2197
2DV 12R/S
ZDV lZR/S
RMA2197
ZDV 12R/S
RMA2197
ZDV 38R/S
Trans Colorado twenty two eightysix Denver Center roger Durangozero one zero three observationindefinite peiling eight hundredsky obscured visibility one milelight snow and fog temperature twofive dew point two five altimeterer correction wind is calm
Thank you
Rocky Mountain twenty one ninetyseven is ah (unintelligible)northeast of Blue Mesa
Sierra Pacific twenty three fiftyfour Denver Center roger
I missed the other call say itagain
Rocky Mountain twenty one ninetyseven was lookin to see if I couldturn about fifteen degrees right tointercept northeast of Blue Mesa
Rocky twenty one ninety sevencleared as requested
Twenty one ninety seven
Denver Center
APPPENDIX B 68
28
6156:27 FMN/TWR This is Farmington Tower requestclearance Shuttle eighteen offrunway two five to Gallup
1156:35 ZDV 38R/S Shuttle eighteen cleared to theGallup Airport via victor fourtwenty one climb and maintain onefour thousand and you want to giveme a time off here I’ll give you acode on him
b156:46 FMN/TWR
@156:47 ZDV 38R/S Okay - - - - machines a little slowtonight here we go one four fourone
(8157)
0157~03
0157te7
(#158)
(0159)
(0200)
8200:18
0280:31
8280:34
On the hour
FMN/TWR One four four one and ah fourteenthousand show well I've alreadytold you twelve hundred C D
ZDV 38R/S Okay
2LC 40 Denver twenty two Salt Lake fortyon the low
MSE18 (Unintelligible) hundred for onefour thousand off Farmington
2DV 38R/S Shuttle eighteen Denver Centerroger 1
69 APPPENDIX B
29
0200:40
0200:55
(0201)
B201:00
ZDV 38R/S Trans Colorado twenty two eightysix ah .for your approach intoDurango would you rather shoot theI L S or ah will the ah DMEapproach to runway two zero be ahsufficient
TCE2286 And ah Center twenty two eighty sixwe’ll plan on a DME to two zero
ZDV 38R/S Trans Colorado twenty two eightysix I show you slant romeo if youwant to proceed direct to the zerotwo three radial eleven mile fixthat’s approved
0201:07 TCE2286 Twenty two eighty six thank you
0201:17 ZDV 38R/S Golden Eagle one two zero fournovember contact Albuquerque Centerone two eight point four five
02alt22
0201r24
B201:45
0201:47
0201:53
N1204N Zero four November good night
ZDV 38R/S Good night sir
ZDV 38R/S Denver Center
FMN/TWR Center Farmington Tower requestclearance Shuttle seven twelve offrunway two five to Albuquerque
ZDV 38R/S Okay let me get call you back herein a minute Shuttle has talked tome but I haven’t seen him yet I’llhave to qive you a call in about aminute or so
APPPENDIX B 70
368201:59 FMN/TWR
(0202)
8262:02
8202:10
0202:16
@282:20
0202: 31
0202:33
0202: 39
0202:42 ZDV 38R/S
0202: 53 ZDV 38R/S
ZDV 38R/S
ZDV 38R/S
Okay K 2
Shuttle eighteen not receiving yourtransponder yet verify squawkingone four four one normal sayaltitude leaving
Shuttle eighteen not receivingtransponder yet verify squawkingone four four one normal sayaltitude leaving
MSEl8 One four four one out of ah one twothousand two hundred
ZDV 38R/S Thank you very much
FMN/TWR Go ahead Shuttle seven twelve
ZDV 38R/S Seven twelve cleared to Albuquerquevia victor one eighty seven climband maintain one one thousandsquawk two seven three four
FMN/TWR Two seven three four one onethousand show him off zero five K 2
MG
Air Shuttle eighteen radar contactone two miles sout$lwest FarmingtonVOR show leaving one two thousandseven hundred for,one four thousand
(0203)
8203~03 MSEl8 Shuttle eighteen
71
31
0283 : 11 ZDV 38R/S Trans Colorado twenty two eightysix descend at pilots discretionmaintain one six thousand Durangoaltimeter two niner eight zero
8283t19 TCE2286 All right we’re leaving two threezero for one six thousand two ninereight zero twenty two eighty six
(9204)
--e B204:37 ZDV 38R/S Call thirty eight
(820s)
8205: 18 MSE712 And Denver Cen ah this is Shuttleseven twelve we are off Farmingtonah seven point two for one onethousand
0205: 24 ZDV 38R/S Shuttle seven twelve Denver Centerroger radar contact one zero milessouthwest of the Farmington VORaltitude checks climb and maintainone seven thousand
‘-4 @205:34 ME712 And Shuttle seven twelve is up toone seven thousand
(8206)
0206:ll ZLC 40
@206:20 2LC 40
0206:42 ZLC 40
Denver twenty two Salt Lake fortyon the low
Denver twenty two Salt Lake fortylow line
Denver twenty two Salt Lake fortyon the low
APPPENDIX B
32
(0207)
0207: 23 ZDV 38R/S
8287:28 EAB 16
0207: 38 ZDV 38R/S
0287:34 ZAB 16
8287: 35 ZDV 38R/S
B287:35 ZAB 16
0207:38 ZDV 38R/S
B2B7: 39 ZAB 16
6287:48 EDV 38R/S
(0208)
(02PJ9)
0209:53
0209t57
0209: 59
WE712
ZDV 38R/S
NE712
72
Albuquerque sixteen thirty eight onthe low line
Sixteen
I just want to verify that AGONEfive five is descending into I Rone ten
Yes
Okay
Yes he’s a should:be entering inthe next within a minute
Okay
(Unintelligible)
(Qnintelligible)
And ah Denver Center this isShuttle seven twelve
Shuttle seven twelve go ahead
Ah seven twelve would like torequest ah one nine xero
73 APPPENDIX B
33
(0218)
6210:03
821~~6
8210119
0210t24
(0211)
02llt07
BZlltll
0211r38s
8211t42
0211:48
(0212)
0212:84
ZDV 38R/S
MS&312
EDV 18R/8
TCg2286
LDV 386/S
l46E18
TDY 86
ZDV 38R/8
@Of? 38R/6
IDV 38R/6
Air Shutt le leven twelve c l imb rndmainta in f l i gh t l eve l one ninerget0
And one nine zero thank you
Trans Colorado twenty two eighty&ix dercend and maintain one fivethousand
ff; five thourand twenty two eighty
Shut t l e tiighteen contac tAlbuquerque Center one two fivepoint twq
Twenty five two Shuttle eighteen
Denver Center Air Today eighty sixis checkiir in et one n ine zero
Air l’oday eighty six roger
Air Today eighty six cleared to theCententiibl Airport from overAlamora via the Alamora ,three fourone radial jay ten Denver directCentennial
Air Today aighty six Denver did youCOPY
APPPENDIX B 74
34
0212:07 TDY86
0212:08
8212:18
Stand by please
ZDV 38R/S Roger
TDY86 I copied ah (unintelligible)cleared the eighty six out thethree forty one off Alamosa tointercept ah jay ten ah and whatwas after that
0212r25 ZDV 38R/S
@212:33
0212r41
(0213)
9213:47
TDY86
ZDV 38R/S
ZDV 38R/S
Okay after J ten J ten to Denverdirect Centennial and just verifythat's the three four one out ofAlamosa for jay ten
Okay jay ten on the three forty onedegree radial for Air Today eightysix over to Centennial
Roger
Trans Colorado twenty two eightysix cross the Durango zero twothree zero one one mile fix at orabove one four thousand cleared VORDME runway two zero approach to theDurango Airport
(0214) 1
0214:98 ZDV 38R/S Thirty eight
0214:10 ZAB 16 AGONE five six entering I R one tenone seven thousand and below
@214:14 2DV 38R/S M G
9214:lS ZAB 16 E Y
75 APPPENDIX B
35
8214:19 RDV 38R/S Trans Colorado twenty two eightysix Denver
0214:27 TCE2286 Two eighty six go ahead
0214r28 ZDV 38R/S Okay Trans Colorado twenty twoeighty six cross the Durango zerotwo three zero one one mile fix ator above one four thousand clearedVOR DME runway two zero approach tothe Durango Airport
0214141 TCE2286
0214t46 TCE2286
Okay we’re down to one four andwe’re cleared for the approach
Twenty two eighty six how do youhear this transmitter
0214148 ZDV 38R/S Yeah I have you loud and clear Ithink my other transmitter is ahstarting to fail me now would yorigive me a short count please
0214:55 TCE2286 Five four three (unintelligible)four five
0214:59 2DV 38R/S Okay thank you sir
(0215)
0215:07 2DV 38R/S Trans Colorado twenty two eightysix how do you hear thistransmitter
0215:ll TCE2286 That8 five by five
0215:12 tDV 38R/S Thank you
/
APPPENDIX B 76
36
@215:19
@215:23
0215:29
0215:33
(9216)
0216:lS
8216:21
(0217)
0217:14
0217:18
(0218)
(a2191
(022s)
(0221)
ZDV 38R/S
MSE712
ZDV 38R/S
MSE712
ZDV 38R/S
TCE2286
ZDV 38R/S
N39PW
Air Shuttle. seven ah twelve Denverwould you give me a short countplease
Ah one two three four fi five fourthree two one
Shuttle seven twelve thanks foryour help Albuquerque now on onetwo five point two
Twenty five two we’ll see you
Trans Colorado twenty two eightysix radar service terminatedcleared from Center frequencyreport downtime or cancellationwith (unintelligible) or throughradio
Twenty two eighty six wilco
Golden Eagle three niner papawhiskey Alamosa altimeter two ninerniner two
Nine niner two
77 APPPENDIX B
37
0221:ll
0221:lS
(0222)
0222:02
0222:08
(0223)
(0224)
(0225)
(0226),
(0227)
(0228)
(0229)
(0230)
ZDV 38RlS Golden Eagle three niner papawhiskey contact Denver Center onetwo six point six
N39PW
N421RK
Two six point six thank you goodday
Denver Center ah Twin CessnaNovember four twenty one romeo kilowith you at two zero zero
ZDV 38R/S Golden Eagle four twenty one romeokilo Denver Center roger
END OF TRANSCRIPT
78
APPENDIX C
PERSONNEL INFORMATION
Stephen S. Silver, Captain
Captain Stephen 5. Silver, 36, was employed by Trans-Colorado on May 27, 1986. He heldairline transport certificate No. 523667862 with SA227 and airplane multiengine land type ratings.His first-class medical certificate, dated November 13, 1987 contained the limitation, “Holder shallwear correcting lenses while exercising the privileges of his airman certificate.”
At the time of the accident, the captain had accrued approximately 4,184 flight hours, ofwhich about 3,028 were in the Fairchild Metro, with about 1,707 of these as pilot-in-command. Inthe previous 90 days, 30 days, and 24 hours, the captain had flown 165.1, 49.3, and 3.8 hours,respectively.
Ralph D. Harvey,First Officer
First Officer Ralph D. Harvey, 42, was employed by Trans-Colorado on June 23, 1987. He heldairline transport pilot certificate No. 523585484 with an airplane multiengine land rating. His first-class medical certificate, dated June 15,1987, contained a statement of demonstrated ability, with awaiver for defective hearing in his left ear.
At the time of the accident, the first officer had accrued about 8,500 total flight hours, ofwhich about 305 were in the Fairchild Metro, all as second-in-command. In the previous 90 days,30 days, and 24 hours, the first officer had flown 170.2, 58.2 and 1.5 hours, respectively.
79
APPENDIX D
AIRCRAFT INFORMATION
The airplane, a Fairchild SA227 AC, Metro Ill, United States Registry N68TC, entered service onOctober 1, 1981. At the time of the accident, it was owned by M,etro Credit Corporation of Chantilly,Virginia, and leased to Trans-Colorado. The airframe had accumulated about 11,895.5 flight hours atthat time.
The airplane was powered by two Garrett TPE 331-1 lU-611G engines, each with a Dowty-Rotol R321/4-82-F/8 four-bladed propeller. The engines were rated at 1,100 equivalent shafthorsepower, at sea level, given standard atmospheric conditions.
Enaines No. No.
Serial No.Total TimeTime Since OverhaulTotal CyclesCycles Since Overhaul
P-44066 P-440 1514,276.6 10.428.78318.9 4410.718,866 13,17810,525 5,168
Propellers
Serial No.Total TimeTime Since Overhaul
1338181 2306/81NA 12,479.63,327.2 1,448.6
80
APPENDIX EFAA AUTHORIZATION FOR VOR DME APPROACH TO DRO
O.S.Dcpartrcatof Trantportation
federal AviationAdknistratioe
lorthoest lcuntain Begioa11900 Pacific Bi#hray SouthC-66966Seattie, Yarbington 96:68
ISJFQF’W7 : Fespotiee to NTSb Request Dare* Mat--h 17s . w. . . 193.9for Information.
Beply toKanager. Flight. FraceJures Branch, ANM-220 Attn. of: Chspx:ax
F’fS 446-221,
Manager. Accident. Invesoigation D i v i s i o n , ASF-100ATTN. Mr. David Brown
The at.?.ac!>ed answers 3re i n r e s p o n s e to YDiilFekrusry 23. 1358 cGneerning a TramsColoradoL'drarigo! C,Jlorado.
Fresto!) C. Gardner, Jr.
81 APPPENDIX E
Answers to questions concerning the TransColorado accicient atDurnango, Colorado.
1.
2.
3LJ.
4.
c.J.
6.
7.
Our records do not contain a copy of the original request farthe VOR/DME Rwy 20; however, other correspondence, theoriginal instrument approach procedure and the originalwaiver are all for Frontier Airlines.
According to our records the VOR/DME Runway 20, Origins:instrument approach procedure was developed in accordancewith the applicable paragraphs in chapters 2, 3 and 5 of8260.3 "TERPS" with one waiver for descent gradient. Theinstrument approach procedure pacsscd the commi88ic.riir:g fli;L:inspection in accordance with the applicable paragraphs c,fsectione 104 and 214 of the Flight Inspecsion Manual 820J.lon la/28/??.
The instrument approach procedure was approve? f::r Fvr-*'::%;r- e - .aAirlines use on 11./17/'77 with an effective date of ll~'?<l,;~-and submitted to the POI.
The instrument approach procedure was approved f;:;rTranaC+oloradc. Airiines use on 10/3/85.
The procedure was amended on 5/4/86 resulting in the VCbR/DMERwy 20, AKDT 1 being approved for Frontier Airlinea nndTranaColorado Airlines on g/30/86.
inc waiver for descent gradient in the intermediate aegz,er+(TERPS paragraph 2425) was approved in accordsnce withchapter 2. section 10 of 8260.19.
Our records df:J not indicate that ?his procedures w:~::l:? belimited tc any certain type(s) of aircraft.
The Flight Procedures Bran& reviewed an3 dis-ribu?.?z? :k.~VGR/DME Rwy 20 epecial instrument approat:h prl::s:o:J!.irt ?-TransColorado in accordance with 8260.19 paragrap:'; ?3:::. Tkaoriginal waiver was not modified and no additional wai-erewere required.
NON RADAR - The inetrument approach procedure would be floalas published with the procedure commencing at (DRW R-~l~~z 11DME (the IAF) at or above the V-A311 minimum enr3ut.e altitu.55(MEA) of 11000 west bound or 13000 east bound.
Distance IAF to IF = 14nm (2x3.14xllnm)/36Ox~73=36-231Required altitude loss on 11 DME arc = 2600 (13OOc'J-l04~~(~!Descent gradient between IAF and IF = 186'/NM (26r~O./14~
RADAR - Air Traffic advised me that procedures are flc>wn Inthe same manner with or without radar.
TERPS 8260.3 para 232~ Cbstacle Clearance 1000para 231 established in 100 ft increments
not lower than intermediate or fin31para 232d DESCENT GRADIENT - Optimum 251! ft nnr.
&jaximum 500 ft /':iK
APPPENDIX E 82
8 . The FAA might have approved this procedure with a minimumaltitude.of 14000 vice 1.0400 on the 11 DME arc under certab.conditions: need, aircraft capabilities, aircrewqualifications, aircrew initial and recurrent training suchother requirements as deemed necessary.
c)c . All Flight Inspection is conduct in accordance with theUnited States Standard Flight Inspection Manual 8200.1Sections 104 and 214. Non public use or "Special" instrumentapproach procedures are flight inspected in tho sane mameras public use or "Standard" instrument approach procedures asfollows:(1)(2)(3)
(4)
8200.1 para 104.3 COMMISSIONING - Prior to publishingthe original Instrument Approach Procedure.8200.1 para 104.4 PERIODIC - Annually on a VW3procedure. (Final approach only)8200.1 para 104.5 SPECIAL - Conducted on an as neededbases by special request for a variety of ie: afteraccident, facility modification or restoration, prier t:publishing an amendment to an existing instrumentapproach procedure.8200.1 para 104.51 AFTER ACCIDENT - Verify that thefacility performance is satisfactory that it suppartethe instrument approach procedure.
*Noa
R-096 DRD VOR (CCU)( IAF)
R-023 DRO VOR
couast nwo ooslANCL
11 DME ARC Climb on R-203 to 8DDD, thee clintbino*40U left turn to 10,600 dcrect DlMJ VOR
and hold.
- -t.#TT AM0 stnta cl.cY~tlOY 66&f---blI)COPl
D u t a n g o , UJ
ET
to*c~-yifT-
Durango-LaPlata County~~J(1.T~) SUPEE(lSEOES CRCvlous colTloH
1
ld SW, R turn, 030 inbound.I
I. rr~rcatoFccw * GutaN --. It IlTuI(I -lIl.OC cum m PAS Obetaclc:
f-mw&-et PRO R-021111 Pa= 1 . T e r r a i n 371306/1074 106 7 2 2 0
TNl.0 2 .I. cat 2Q& FaF OIST FAF tot m*c Terrain 37 1123/ 1074%6 6869
I. UIN A&t _ R-o~J34w;5i-~~4oo;-~nne-7Mm-1. omtTOtNl.OFaoM. Q)- *r - I* -MS nrt ($0 Ml? ,-, GS AN t FM iatercepto 8 p o i n t off& 500’
I. *on QI IIITCC GsM.TLT: _ 0) Y I* SR of RUY C/L 3DDO’ froa thre+ld
es arorrChart VASI Ruy-20
I. .--v---w vaa 143 *a 75
- -I I I I I I I I I I I. I I I
IWOTCB
RADAR VlEfDRftKi* when control tone not in effect, the following applica. 1. USC Famington, New Mexico altimeter setting
2. e Alternate minimums not authorized. 3. Increase a!1 HDAs 140 feet. Activate R?XL Rwy 20-122.8
November 18, 1977VOR/DiiE Rwy 20 OhTLO
1 a*0 rnD.n**
m
APPPENDIX E 84
LI” CAanltn YOTLI
TramColorado Mrllncs Use Only
H. FERZR
oPtr*tlons sPtCICIC*tlONs. AIRPORT
DY OIRCCTIDM OC TWC 4~lNlSTRATOl ,
DEPARTYEUT OF TRAUSPORlAT10)(FEOkR4L AVIATIOW ADMIWISTRAtlOW - FLNMT STAHOAROS SRRWCR I
,...----VOR SPECIAL IWStRUMLWt APPROACH PROCEDURC
,-AFRDU t o- -
R-096 OR0 VOR CCU -R-023 OR0 VOR(fAF)
" I
CDUOC AND OISTAKCR
11DMEARC 10400 Climb on R-203 to 8000, then climbingleft turn to 10,600 direct OR0 VORand hold.
-p-b - -..1
ADOttton4L FLIOMT DITA
Hold SW, R'T, 030 inbound.1.
I. PTA!!!@ sloe OF cus DutDno ,- IT wtntn -Ul.OF (IN) I FAS Obot: 2220 Terrain371306/10741086869 Terrain371123/1074356
OS ALtAt: _ _ -w-m IY FAC intercepts a point offset 500'SE of RUY C/L 3OOO' from THLO.
I I I I I I I I I
When CTLZ not in effect, exceptActivate IWSR, REII, VASI RWY 2, VASI RWY 20 and Iii?;. RUY 2-20 - CTAF. for operators with approved -When control zone not in effect, except for operators with approved weather weather reporting, alternatereporting service, procedure RA. minimums RA.
___ ______- .--_ - ._-.. -.-- - __-._.---cttv 4wo l lATe '*:=z;:"" 6685 TOlL 6685 CACILITY CIIOC. WO..AYOT. NO..CFFI TlVL 011s
IOEY.. 9- 3b86 SUP.Durango, CO Ourango-La Plata County OR0 VOR/DME RWY 20, Amdt. 1 z!!!E&ma-.
OATLO 19 w 77FAA Foe @26.-T (J-761 SUPLKSEOES PKtVIOUS EDITION OCO 000.MI
86
APPENDIX F
TRANS-COLORADO DESCENTCHECKLIST
5-1-m CRUISE - S1. POWER . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
PRESSURIZATIONSET
2. -.-.................*........ SET3. BOOST PUMPS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .4. LIGHTS
As REQUIRED. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5. PASSENGER BRIEFINGAS REQUIRED
. . . . . . . . . . . . . . . . . . . . . . . . . C0HPLETE
DESCENT - C/R (leaving FL 180)1. ALTMETERS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SET2. PRESSURIZATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SET3. NOSE WHEEL STEERING . . . . . . . . . . . . . . . . . . . . . . . . ON4. LANDING LIGHTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . .5. CURTAIN
AS REQUIRED. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6. CABIN SIGNCLOSED
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .7. PASSENGER BRIEFING
AS REQUIRED. . . . . . . . . ..*....*........
8. APPROACH BRIEFINGCONPLETE
. . . . . . . . . . . . . . . . . . . . . . . . . CDHPLETE
BEFORE LANDING - C/RBRAKES
:: LIGHTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . CHECKED. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
43:YAW DAMPER
AS REQUIRED. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . OFF
PROP SYNC 1 SPEED LEVERS . . . . . . . . . . . . . . . . . . .5. GEAR
OFF 6 HIGH. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6. FLAPSDOWN 3 GREEN
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . SET
::3.4.5.
;:C/R 8.C/R 9.C/R 10.
:::
AFTER LANDING - sFLAPS ......................................SPEED LEVERS ............................... i!iuTRANSPONDER AND RADAR ...................... STANDBYSAS CLUTCH ................................. OFFBOOST PUMPS ................................ OFFTRIMS ...................................... 3 RESETCABIN DUMP .................................YINDSHIELD HEAT ............................ 2'ANTI-ICE ................................... OFFLANDING LIGHTS .............................MSSENGER BRIEFING
As REQUIRED.........................
FLIGHT ?LAN -................................ZyE
SHUT DOWN - s1. ALL SWITCHES (EXCEPT BATTERIES) . . . . . . . . . . . . OFF2. ENGINES ..*.....*........................... STOP
BATTERIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .:: 6UST LOCKS 8 CHOCKS
OFF. . . . . . . . . . . . . . . . . . . . . . . . SET
Vl V2 Vxse** V l 6BSERVE YOUR MAXTAKEOFF AND LANDING
-FLIGHT INTO ICING ADDLB'KNOtS TO Vref AND5 UfOT5 TO Vmc
87
APPENDIX G
SIDE VIEW OF FAIRCHILD METRO Ill
.-SW loSasS- ST& 114,760
WA. 133.s73 - sm. 146.660STA. 147.170
STA. 169.247 - -
STA. 174.090---
STA. 242.27211STA. 294.521WA. 299.521 STA. 272.271STA. 291.521 6tA. 274.079
sgA. g.E
STA: 30914236TA. 309.676
STA. 317.271 - ‘STA. Sl1.041STA. 332.271 -
STA. 347.271 -STA, 362.271 - *STA. 377.271STA. 392.271SrA. 407.271 -
STA. 436.060 - - -STA. 436.0806TA. 454.5016TA. 469.726 -
STA. 473.392 -STA. 474.997 & j - q - STA. 4Sl.OSOSrA. 4 9 3 . 2 4 7 - - -
+& S.GOVERNMENT PRINTING Of f Icct1999-242-320:80150