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    Excavations and Trenching

    29 CFR 1926 Subpart P

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    Objectives

    In this course, we will discuss the following: Excavat ions /Trenching: Subpart P

    1926.650 - Scope, application, and definitions

    applicable to this subpart

    1926.651 - Specific excavation requirements

    1926.652 - Requirements for protective

    systems

    1926 Subpart P

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    Subpart P - Appendices

    Appendix A - Soil Classification

    Appendix B - Sloping and Benching

    Appendix C - Timber Shoring for Trenches

    Appendix D - Aluminum Hydraulic Shoring

    Appendix E - Alternatives to Timber Shoring

    Appendix F - Selection of Protective Systems

    1926 Subpart P

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    Definitions

    Excavation Man-made cut, cavity, trench, or depression formed

    by earth removal.

    Trench

    Narrow excavation

    Depth is greater than the width, but not wider than 15

    feet.

    Shield Structure able to withstand a cave-in and protect

    employees.

    1926.650(b)

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    Definitions

    Shoring Structure that supports the sides of an excavation

    and protects against cave-ins.

    Sloping

    Technique that employs a specific angle of incline

    on the sides of the excavation.

    1926.650(b)

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    Competent person Must have specific training in and be knowledgeable

    about:

    Soils classification

    Use of protective systems

    Requirements of the

    standard

    Must be capable of

    identifying hazards,andauthorized to

    eliminate them.

    1926.650(b)Definitions

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    Weight of Soil

    Weight of soil varies with type and moisture content.

    One cubic foot weighs 110 pounds to 140 pounds.

    One cubic yard (27 cubic

    feet) of soil can weighmore than 3,000 pounds.

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    Excavation Hazards

    Cave-ins are the greatest risk.

    Other hazards include: Asphyxiation due to lack of oxygen

    Inhalation of toxic materials/fumes

    Fire

    Machinery moving near edge of

    excavation causing a collapse

    Severing underground utility lines

    Falls

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    Injury and Death

    Excavating is one of themost hazardous

    construction operations.

    Most accidents occur intrenches 5-15 feet deep.

    Usually no warning before

    a cave-in.

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    Specific Excavation Requirements

    (a) Surface encumbrances

    (b) Underground installations

    (c) Access and egress

    (d) Exposure to vehicular traffic

    (e) Exposure to falling loads

    (f) Warning system for mobile equipment (g) Hazardous atmospheres

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    Specific Excavation Requirements

    (h) Protection from hazards associatedwith water accumulation

    (i) Stability of adjacent structures

    (j) Protection of employees from loose rock orsoil

    (k) Inspections

    (l) Fall protection

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    Surface Encumbrances

    All surface encumbrancesthat create a hazard toemployees must beremoved or supported tosafeguard employees.

    1926.651(a)

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    Estimated location ofutility installations [sewer,

    telephone, fuel, electric,

    water lines] must be

    determined prior toopening an excavation.

    1926.651(b)(1)Underground Installations

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    Exact location ofunderground

    installations must be

    determined by safe and

    acceptable means.

    1926.651(b)(3)Underground Installations

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    1926.651(b)(3)Underground Installations

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    Underground Installations 1926.651(b)(3)

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    1926.651(b)(4)Underground Installations

    Undergroundinstallations must be

    protected, supported or

    removed as necessary

    to safeguard employees.

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    1926.651(c)(1)(i)Structural Ramps

    Structural ramps used for access or egressof equipment must be designed by a

    competent person.

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    1926.651(c)(2)Egress - Trench Excavation

    Stairway, ladder, ramp,or other safe means of

    egress must be located

    in trench.

    Required if trench 4 feet

    or more in depth.

    Lateral travel distanceno more than 25 feet.

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    Ramp, ladder or stairs required at 4 feet or deeper.

    25 feet 25 feet

    1926.651(c)(2)Egress - Trench Excavation

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    1926.651(c)(2)Egress - Trench Excavation

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    Is this correct?

    1926.651(c)(2)Egress - Trench Excavation

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    Exposure to Vehicle Traffic

    Employees exposed to public vehicular traffic

    must wear warning vests or other suitable

    garments marked with

    or made of reflectorized

    or high-visibility material.

    1926.651(d)

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    1926.651(e)

    Employees must not be permitted to workunder loads handled by lifting or digging

    equipment.

    Exposure to Falling Loads

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    1926.651(e)Exposure to Falling Loads

    Stand away from equipment that is being loaded or

    unloaded.

    Equipment operators may

    stay in their equipment

    during loading and unloadingif equipment has proper cab

    shield or canopy.

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    1926.651(f)Warning System - Mobile Equipment

    Mobile equipment operated adjacent toexcavation and operator cannot see edge ofthe excavation:

    Warning systemmust be utilized.

    Barricades

    Hand or mechanicalsignals

    Stop logs

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    Warning System - Mobile Equipment 1926.651(f)

    Is this correct?

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    Hazardous Atmospheres

    Testing conducted before employees enter the

    trench and regularly thereafter.

    1926.651(g)(1)

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    1926.651(g)(1)

    Less than 19.5% or more than 23.5% oxygen

    A combustible gas concentration greater than

    20% of the Lower Flammable Limit (LFL)

    Concentrations of hazardous substances that

    exceed OSHAs Permissible Exposure Limits

    (PEL)

    Hazardous Atmospheres

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    Test at 4 feet if suspected LEL

    Oxygen

    CO

    H2S

    Petroleum

    Other toxics

    1926.651(g)(1)Hazardous Atmospheres

    http://www.msanorthamerica.com/catalog/catalog537.htmlhttp://www.msanorthamerica.com/catalog/catalog500083.html
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    Emergency Rescue Equipment 1926.651(g)(2)(i)

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    1926.651(g)(2)(i)Emergency Rescue Equipment

    Emergency rescue

    equipment must be

    readily available where

    hazardous atmospheric

    conditions exist orexpected to develop

    during work.

    Breathing apparatus

    Safety harness and line

    Basket stretcher

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    1926.651(h)(1)Water Accumulation

    Employees must not work inexcavations where there is

    accumulated water, or where

    water is accumulating.

    Unless precautions taken toprotect workers:

    Water removal to control level of

    water

    Special support or shieldsystems

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    Water Accumulation 1926.651(h)(1)

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    Water removalequipment and

    operations must be

    monitored by a

    competent person toensure proper

    operation.

    1926.651(h)(2)Water Accumulation

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    1926.651(h)(3)Water Accumulation

    Excavations subject torunoff from heavy

    rains require an

    inspection by a

    competent person.

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    Well Points Used to Remove Ground Water

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    What are the hazards?

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    1926.651(i)(1)Stability of Adjacent Buildings

    Support systems suchas shoring, bracing, or

    underpinning must be

    provided to ensure

    stability of structures.

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    Stability of Adjacent Structures

    Excavation below thefoundation that could

    pose a hazard shall not

    be permitted except:

    Underpinning provided

    Stable rock

    Registered professional

    engineer (RPE) has

    approved

    1926.651(i)(2)

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    Underpinning toprevent structural

    failure.

    1926.651(i)(2)(i)Underpinning

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    Stability of Adjacent Structures

    Sidewalks, pavements and appurtenant

    structure must not be undermined unless

    supported to protect

    employees from

    collapse of suchstructures.

    1926.651(i)(3)

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    Adequate protection

    provided to protect

    employees from loose rock

    or soil that could pose a

    hazard by falling or rollingfrom an excavation face.

    Protection of Employees 1926.651(j)(1)

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    Belly bulgeFissures

    Extra load from

    spoil pile

    Potential Problems

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    Employees must be protected from equipment

    or materials that could fall or roll into

    excavations.

    Materials and

    equipment must bekept 2 feet from edge

    of excavation or use

    retaining devices.

    Protection of Employees 1926.651(j)(2)

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    Rule: 2 Feet 1926.651(j)(2)

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    Two Feet From Edge 1926.651(j)(2)

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    Extra Surface Loading

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    1. Whats the Hazard?

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    2. See it now

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    1926.651(k)(1)Inspections Competent Person

    Daily and before the start of each shift.

    As dictated by the work

    being done in the trench.

    After every rain storm andother events that could

    increase hazards, e.g.,

    snowstorm, windstorm,

    thaw, earthquake, etc.

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    Inspections

    Frequency of testing should be increased ifequipment is operating in trench as well as if

    welding, cutting, or burning is done in trench.

    1926.651(k)(1)

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    Fall Protection 1926.651(l)(1)

    Walkways provided when crossing over

    excavation.

    Standard guardrail

    installed when more

    than 6 feet abovea lower level.

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    1926.652(a)(1)Protection of Employees

    Employees in an

    excavation must be

    protected from cave-ins

    by adequate protective

    system. Except when:

    Made entirely in stable rock

    Excavation is less than 5

    feet deep and examined by

    competent person

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    Sliding

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    Toppling

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    Tension Crack

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    Bulging

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    Heaving or Squeezing

    Soil

    Weight

    SoilWeight

    M th d f P t ti

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    Methods of Protection

    Sloping and benching

    Shoring (spaced sheeting, closed sheeting)

    Trench shield

    Other occasionally used systems

    1926.652

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    1926.652(a)(2)Protective Systems

    Protective systems

    shall have capacity toresist without failure

    all loads applied or

    transmitted to the

    system.

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    1926.652(e)(1)(ii)Installation and Removal

    Support systems must be installed and

    removed in a manner that protects employeesfrom cave-ins.

    I t ll ti d R l

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    Removal must begin

    at, and progress from,

    the bottom of the

    excavation.

    Members released

    slowly to note any

    indication of possible

    failure of remainingmembers.

    Installation and Removal 1926.652(e)(1)(V)

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    1926.652(e)(2)(i) and (g)(2)Installation and Removal

    Excavations of material to a level not greater

    than 2 feet below

    the bottom of the

    support system or

    shield must not bepermitted.

    Deadl Trench Collapse

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    Deadly Trench Collapse

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    Wh t th h d?

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    Whats the hazard?

    Wh t th h d?

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    Whats the hazard?

    Wh t th h d?

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    Whats the hazard?

    Wh t th h d?

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    Whats the hazard?

    Wh t th h d?

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    Whats the hazard?

    Whats the hazard?

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    Whats the hazard?

    Whats the hazard?

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    Whats the hazard?

    Soil Classification

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    Contains definitions

    Sets forth requirements

    Describes acceptable visual and

    manual test for use in classifying

    soils

    Soil Classification Appendix A

    Definitions A di A

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    Definitions

    Cohesive soil

    Clay, or soil with a high clay content, which has

    cohesive strength

    Does not crumble

    Can be excavated with vertical side slopes

    Plastic when moist

    Hard to break up when dry

    Appendix A

    Soil types

    Definitions A di A

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    Definitions

    Granular soil

    Gravel, sand, or silt, with little or no clay content

    No cohesive strength

    Cannot be molded when moist

    Crumbles easily when dry

    Note: Some moist granular soils exhibit

    apparent cohesion

    Appendix A

    Definitions A di A

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    Definitions

    Unconfined compressive strength Load per unit area at which a soil will fail in

    compression

    Note: Estimated in the field by use of a pocketpenetrometer, thumb penetration test, and other

    methods

    Appendix A

    Thread Test A di A

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    Roll into thread

    At least 2 inches in length

    Longer unbroken

    thread means more

    cohesive

    Thread Test Appendix A

    Ribbon Test A di A

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    Roll soil into a cigar shape

    Pinch between thumb and finger

    Longer ribbon means

    more cohesive

    Ribbon Test Appendix A

    Thumb Penetration Test Appendix A

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    Thumb Penetration Test Appendix A

    Pocket Penetrometer Appendix A

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    Pocket Penetrometer Appendix A

    Type A Soil Appendix A

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    Type A Soil

    Most stable: clay, silty clay, and hardpan

    Not fissured

    Not subjected to vibrationof any type

    Never been previouslydisturbed

    No seeping water

    Unconfined compressive strength

    greater than 1.5 tons per square foot

    (tsf)

    Appendix A

    Type B Soil Appendix A

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    Type B Soil

    Medium stability: silt, sandy

    loam, medium clay andunstable dry rock

    Previously disturbed soils

    unless otherwise classified

    as type C

    Soils that meet the

    requirements of Type A

    but are fissured or subject

    to vibrationUnconfined compressive strength

    less than 1.5 tsf and greater than

    0.5 tsf

    Appendix A

    Type C Soil Appendix A

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    Type C Soil

    Least stable: gravel, loamy sand, soft clay

    Submerged soil or dense,heavy unstable rock

    Soil from which water is

    freely seeping

    Unconfined compressive strength 0.5

    tsf or less

    Appendix A

    Sloping and Benching Appendix B

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    Contains definitions

    Sets forth requirements

    Configurations of sloping and benching

    Sloping and Benching Appendix B

    Allowable Slopes Table B-1

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    Allowable Slopes

    Soil Type Height/Depth

    Ratio

    Slope Angle

    Stable rock Vertical 90

    Type A : 1 53

    Type B 1 : 1 45

    Type C 1 : 1 34

    Type A (short term) : 1 63

    (For a maximum excavation depth of 12 ft)

    Table B-1

    Excavations Made in Type A Soil

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    Excavations Made in Type A Soil

    Simple Slope

    Excavations Made in Type A Soil

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    Excavations Made in Type A Soil

    Simple Slope Sho rt Term

    Excavations Made in Type A Soil

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    Simple Bench

    Excavations Made in Type A Soil

    Excavations Made in Type A Soil

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    Unsupported Vert ical ly-Sided Lower Port ion

    Excavations Made in Type A Soil

    Excavations Made in Type A Soil

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    Excavations Made in Type A Soil

    Unsupported Vert ical ly-Sided Lower Port ion

    Excavations Made in Type A Soil

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    Excavations Made in Type A Soil

    Mult ip le Bench

    Excavations Made in Type A Soil

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    ca at o s ade ype So

    Support o r Shield System

    Excavations Made in Type B Soil

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    Simple Slope

    Excavations Made in Type B Soil

    Excavations Made in Type B Soil

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    Sing le Bench

    Excavations Made in Type B Soil

    Excavations Made in Type B Soil

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    Excavations Made in Type B Soil

    Mult ip le Bench

    Excavations Made in Type B Soil

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    Support o r Shield System

    Excavations Made in Type B Soil

    Excavations Made in Type C Soil

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    Excavations Made in Type C Soil

    Simple Slope

    Excavations Made in Type C Soil

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    Excavations Made in Type C Soil

    Support o r Shield System

    Excavations Made in Layered Soils

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    Excavations Made in Layered Soils

    A over B

    Excavations Made in Layered Soils

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    Excavations Made in Layered Soils

    A over C

    Excavations Made in Layered Soils

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    y

    B over A

    Excavations Made in Layered Soils

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    y

    B over C

    Excavations Made in Layered Soils

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    y

    C over A

    Excavations Made in Layered Soils

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    y

    C over B

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    Benching and SlopingBenching

    Timber Shoring for Trenches Appendix C

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    g

    Need to determine soil classification

    Presentation of information

    Basis and limitations of the data

    Use of tables

    Examples to illustrate the use of tables

    Notes for all tables

    Aluminum Hydraulic Shoring Appendix D

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    y g

    Need to determine soil classification

    Presentation of information

    Basis and limitations of the data

    Use of tables

    Example to illustrate the use of the tables

    Footnotes, and general notes

    Vertical Aluminum Hydraulic Shoring (Spot Bracing)Figure No. 1

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    18 Max..

    Vertical

    Spacing

    4 Max.

    2 Max.

    Vertical Rail

    Hydraulic Cylinder

    Vertical Aluminum Hydraulic Shoring (With Plywood)Figure No. 2

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    Vertical

    Rail

    18 Max.

    Vertical

    Spacing

    4 Max.

    Plywood

    Hydraulic

    Cylinder

    2 Max.

    Horizontal

    Spacing

    Vertical Aluminum Hydraulic Shoring (Stacked)Figure No. 3

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    Horizontal Spacing

    Vertical

    Spacing

    4 Max.2 Max.

    Hydraulic

    Cylinder

    Vertical Rail

    Aluminum Hydraulic Shoring Waler System (Typical)Figure No. 4

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    Horizontal Spacing

    2 Max.

    Vertical

    Spacing

    4 Max. Hydraulic

    Cylinder

    Waler

    Upright

    Sheeting

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    Alternatives to Timber Shoring Appendix E

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    Selection of Protective Systems Appendix F

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    Illustrates a graphic summary of requirements

    contained in subpart P for excavations 20 feet or

    less in depth.

    Protective systems for use in excavations more

    than 20 feet in depth must be designed by a

    registered professional engineer in accordance

    with 1926.652(b) and (c).

    Thank You For Attending!

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    Final Questions?

    1-800-NC-LABOR

    (1-800-625-2267)

    www.nclabor.com

    Handouts

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    Place all handouts at the end of this presentation.