ts1860 developing a wind turbine condition monitoring system.pdf

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    A Systematic Approach to Wind Turbine

    Prognostics & Health Management (PHM)

    Mohamed AbuAli, Ph.D.

    Postdoctoral Fellow

    Center for Intelligent Maintenance Systems (IMS)

    University of Cincinnati

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    3

    Introduction and Background

    Smart Wind Turbine PHM Platform

    Overall Approach

    Global Health Estimator Local Damage Estimator

    Turbine-to-Turbine Prognostics Technique for Wind Farms

    Case Study

    IMS Wind Turbine Fact Sheet

    Outline

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    By the end of 2010, the cumulativeinstalled capacity has risen to 40,180

    MW [AWEA].

    This represents 0.38% of thepotential wind capacity of10,459 GW

    from the contiguous states of the

    USA [DOE].

    Survey of Wind Energy in the US

    Market Share of

    Wind Turbine Manufacturers in 2009

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    Wind Turbine Criticality Analysis4-Quadrant Chart

    Probability

    of

    Failure

    Downtime Distribution

    Rotor

    Blades

    Generator

    Gearbox

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    6

    SURVEY OF

    CRITICAL

    WIND TURBINECOMPONENTS

    GEARBOX

    GENERATOR

    ROTOR

    ELECTRONICS

    Bearing Faults

    Gear Abrasion

    Gear Eccentricity

    Axle Misalignment

    Stator Faults

    Rotor Misalignment

    Bearing Faults

    Shorted Winding Coil

    Short Circuit

    Rotor Unbalance

    Bearing Faults

    Mass Imbalance

    Aerodynamic Asymmetries

    Surface Roughness

    Overload

    Thermo-mechanical Fatigue

    ANN, BPNN

    STFT / FFT / Envelope

    Fuzzy Logic + PMP

    Wavelet Analysis

    Time Domain Analysis

    Wavelet + FFT

    Radial Basis NN

    Time Series Tech.

    Time Domain Analysis

    Fuzzy Logic

    Spectral Analysis

    Order Analysis

    Time-Domain Analysis

    Thermal Analysis

    COMPONENT FAULT TYPE ANALYSIS

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    ISSUE 1: Lack of a performance metrics that compels maintenance activities.

    Traditional CBM can track feature progression, but does not offer definitive informationwhen to initiate repair/replacement.

    ISSUE 2: Dynamic wind turbine operating conditions and behavior.

    Various operating states of wind turbine components, their environmental conditions,and their effect on system reliability need to be well studied.

    Dynamic prognostics is needed for rotating wind turbine components working under

    dynamic loads.

    NEEDS - Reconfigurable and systematic PHM platforms are required toimprove overall wind turbine reliability.

    Need for system-level (global) and component-level (local) prognostics.

    Issues & Unmet Needs

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    Smart Wind Turbine PHM Platform

    Operating

    Conditions:Wind Speed

    Wind

    Direction

    Pitch Angle

    Load

    etc.

    R2

    R1

    Condition

    Data:Acceleration

    Acoustic

    Emission

    Temperature

    Oil Analysis

    etc.

    Signal Processing & Feature Extraction Fault Localization Fault Type Identification

    Regime Density Estimation

    Operating Regime IdentificationPerformance Prediction

    Turbine Revenue Prediction

    PerformanceAssessment

    Output

    Variable:Actual Output

    Power

    GLOBAL HEALTH ESTIMATOR

    LOCAL DAMAGE ESTIMATOR

    R2R1

    InitiateMaintenanceW

    orkOrder

    SCADA

    CMS

    R2 R1

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    It is based on the wind generation performance of a wind turbine.

    The health information can be directly correlated with the wind production revenue.

    The IMS approach is based on a multi-regime modeling health assessment that

    considers the wind turbines dynamic operating conditions.

    Global Health Estimator (GHE)

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    Local Damage Estimator (LDE)CRITICAL COMPONENTS

    FILTERING &

    SIGNAL PROCESSING

    3 4 5 6 7 8 92

    3

    4

    5

    6

    7

    8

    9

    Feature 1

    Feature

    2

    Baseline

    Current Data

    PRINCIPAL COMPONENTS/

    FEATURES

    HEALTH ASSESSMENTFAULT LOCALIZATIONFAULT DIAGNOSIS

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    PHM Data Challenge 2009 Gearbox Monitoring

    Method 1A Systematic Approach for

    Gearbox Health Assessment andFault Classification

    Student Division

    Winning Technique

    Challenge: to determine for each

    mechanical component, whether it is in

    the healthy or fault state, and if it is inthe fault state, what problem is it

    experiencing.

    IMS Researchers won first and second

    place. First place in both student and

    professional division.

    Method 2Information Reconstruction

    Method

    Professional Division

    Winning Technique

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    Gearbox Schematic and Description

    Gear Components (4 Gears):

    4 states (healthy, chipped tooth, manufacturing error, or broken tooth)

    Bearing Components (6 Bearings): 4 states (healthy, inner race, outer race, ball defect)

    Input Shaft:

    3 states (healthy, imbalance, bent shaft)

    Output Shaft:

    2 States (healthy or bad key)

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    Method 1 - Introduction

    Signal Processing &

    Feature Extraction

    Regime Segmentation

    Health Assessment

    Fault Diagnosis

    1. Features related to Overall Health: Mean and sum of spectral kurtosis features

    RMS value from raw time signal (input and output

    accelerometer).

    Peak-to-peak level from TSA signal (input and

    output accelerometer).

    Energy operator from TSA signal (input and

    output accelerometer).

    Peaks for shaft related problems (10X, 15X, 20X).2. Features related to Shaft Problems:

    Peak at 5X from input and output accelerometer

    from TSA FFT.

    3. Features related to Gear Problems: Mean, max and sum of a set of features related to

    peaks corresponding to sidebands around gear

    mesh frequency. Mean and sum of the set of features related to

    sideband index and sideband level.

    4. Features related to Bearing Problems: Mean of a set of features related to bearing fault

    frequency peaks.

    PHM Approach

    Feature List

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    Sample Diagnosis with Method 1

    0 50 100 150 200 250 300 350 400-0.04

    -0.03

    -0.02

    -0.01

    0

    0.01

    0.02

    0.03

    0.04

    0.05

    0.06

    Ouput Shaft Rotation (degree)

    InputAccelerometer(g)

    Vibration Time Synchronous Signal Input Accelerometer

    File # 155 (Bent Shaft)

    Signature of Broken Gear ToothSignature of Bent Shaft

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    Method 2 - Introduction

    Information Reconstruction Method

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    Scheme of Reconstructing FFT spectrum

    FFT spectrum of File-29 Reconstructed FFT spectrum of File-29

    16

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    Definition and Selection of Filter Functions

    1717

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    A holo-coefficients radar chart consists of all the energy coefficients.

    In the map, the contribution rate of each coefficient can be revealed very

    clearly along with its variation with operating conditions.

    Holo-coefficients Radar Chart

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    Patent filed on May 13, 2011 (International Application # PCT/US11/36402)

    Inventors: Edzel Lapira, Hassan Al-Atat & Jay Lee

    Turbine-to-Turbine Prognostics for Wind Farms (1)

    Partitioning of

    Operating

    Regimes

    Selection of

    Best Unit

    Model

    Identification

    Feature

    SetWorking

    Conditions

    Similarity of

    Operating

    Regimes

    Peer

    Aggregation

    Output

    Variable

    Model Prep

    for Peers

    Distance

    Measurement

    & Health

    EstimationTesting

    Training

    Similarity to

    Best Unit

    Clustering

    Best Unit(s) Selection

    Peer-to-Peer

    Comparison:

    Degradation

    Assessment

    Modeling

    1

    2

    3

    Clustering Selection of Best

    & Suspect Units

    Peer-to-Peer

    Comparison

    1 2 3

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    Turbine-to-Turbine Prognostics for Wind Farms (2)

    Clustering1

    Global

    HealthEstimator

    Selection of Best

    & Suspect Units

    2

    Suspect Unit

    Baseline Units

    Local

    Damage

    EstimatorSuspect Unit

    Peer-to-Peer

    Comparison

    3

    Baseline Units

    Fault

    Localization

    & Diagnosis

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    Data was sampled every 10 minutes from a large scale, On-shore Wind

    Turbine. The collected data spanned approximately 26 months (Jan. 1,

    2008 to March 2, 2010). Within the duration of the data collection, there arefour downtime events (gray-shaded regions).

    Data Description: Temperature (gearbox oil, gearbox bearing, gen slip ring, etc.)

    Environmental Conditions (wind speed, wind direction, ambient temp, etc.)

    Turbine Output Power (active power, reactive power, etc.)

    Case Study - Power Performance Assessment

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    Instance Filtering Data instances were removed when

    active power is below 0 W

    Sample points (blue dots), when

    wind turbines pitch control

    mechanism is engaged, areremoved (red asterisks).

    Data Segmentation

    Test data was divided into week long

    intervals.

    Data Pre-processing

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    Health Assessment - SOM vs. GMM (1)

    Method No. Multi-regime Modeling Baseline Comparison

    1 Self-organizing Map (SOM) Minimum Quantization Error (MQE)2 Gaussian Mixture Model (GMM) 2 Distance3 Neural Network Analysis of Residues

    Status 2

    NormalStatus 1

    Faulty

    Status 3

    Critical

    Classification Health Assessment

    Self-

    Organizing

    Maps

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    Health Assessment - SOM vs. GMM (2)

    Method No. Multi-regime Modeling Baseline Comparison

    1 Self-organizing Map (SOM) Minimum Quantization Error (MQE)2 Gaussian Mixture Model (GMM) 2 Distance3 Neural Network Analysis of Residues

    Gaussian

    Mixture

    Models

    In feature space

    Normal

    Behavior

    Most RecentBehavior

    Calculate Health CV based on the

    overlap of two distributions22

    2

    )()(

    )()(

    LL

    L

    xGxH

    xGxHCV

    )(xH )(xG

    0 100 200 300 400 500 600-0.2

    0

    0.2

    0.4

    0.6

    0.8

    1

    Gaussian 3

    Gaussian 2Gaussian 1

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    Results

    SOM-MQE (lower) shows an abrupt increase of MQE distance.

    More suitable for anomaly detection.

    Self-

    Organizing

    Map (SOM)

    Gaussian

    MixtureModel (GMM)

    GMM-L2 (upper) shows a more gradual degradation trend.

    More suitable for degradation modeling.

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    Wind Turbine PHM Platform - Simulation

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    IMS Wind Turbine PHM - Factsheet1. Wind Turbine PHM Simulator

    IMS has developed an NI LabVIEW-based wind turbine health monitoring simulator , based

    on a real 2-MW onshore turbinehttp://www.imscenter.net/windturbinephm/WTPHMDemo

    2. PHM Platform Validation on Off-shore Wind Farm

    Global Health Estimator (GHE) and Local Damage Estimator (LDE) approach is going to be

    validated using a fleet of off-shore wind turbines from a new IMS member company.

    3. PHM Data Challenge 2011

    IMS researchers places 1st, 3rd and 4th in the 2011 PHM Data Challenge Competition. The

    task is anemometer health assessment for wind resource evaluation.

    4. NREL Gearbox Reliability Collaborative (GRC)

    IMS Center is one of only 19 partners (NI included) worldwide that participated in the NREL

    Gearbox Reliability Collaborative (GRC) round robin with high ranking.

    5. Turbine-to-Turbine (T2T) Intellectual Property

    IMS has filed a non-provisional patent on Turbine-to-Turbine Prognostics for Wind Farms.

    http://www.imscenter.net/windturbinephm/WTPHMDemohttp://www.imscenter.net/windturbinephm/WTPHMDemohttp://www.imscenter.net/windturbinephm/WTPHMDemo
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