ts1860 developing a wind turbine condition monitoring system.pdf
TRANSCRIPT
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A Systematic Approach to Wind Turbine
Prognostics & Health Management (PHM)
Mohamed AbuAli, Ph.D.
Postdoctoral Fellow
Center for Intelligent Maintenance Systems (IMS)
University of Cincinnati
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Introduction and Background
Smart Wind Turbine PHM Platform
Overall Approach
Global Health Estimator Local Damage Estimator
Turbine-to-Turbine Prognostics Technique for Wind Farms
Case Study
IMS Wind Turbine Fact Sheet
Outline
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By the end of 2010, the cumulativeinstalled capacity has risen to 40,180
MW [AWEA].
This represents 0.38% of thepotential wind capacity of10,459 GW
from the contiguous states of the
USA [DOE].
Survey of Wind Energy in the US
Market Share of
Wind Turbine Manufacturers in 2009
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Wind Turbine Criticality Analysis4-Quadrant Chart
Probability
of
Failure
Downtime Distribution
Rotor
Blades
Generator
Gearbox
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SURVEY OF
CRITICAL
WIND TURBINECOMPONENTS
GEARBOX
GENERATOR
ROTOR
ELECTRONICS
Bearing Faults
Gear Abrasion
Gear Eccentricity
Axle Misalignment
Stator Faults
Rotor Misalignment
Bearing Faults
Shorted Winding Coil
Short Circuit
Rotor Unbalance
Bearing Faults
Mass Imbalance
Aerodynamic Asymmetries
Surface Roughness
Overload
Thermo-mechanical Fatigue
ANN, BPNN
STFT / FFT / Envelope
Fuzzy Logic + PMP
Wavelet Analysis
Time Domain Analysis
Wavelet + FFT
Radial Basis NN
Time Series Tech.
Time Domain Analysis
Fuzzy Logic
Spectral Analysis
Order Analysis
Time-Domain Analysis
Thermal Analysis
COMPONENT FAULT TYPE ANALYSIS
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ISSUE 1: Lack of a performance metrics that compels maintenance activities.
Traditional CBM can track feature progression, but does not offer definitive informationwhen to initiate repair/replacement.
ISSUE 2: Dynamic wind turbine operating conditions and behavior.
Various operating states of wind turbine components, their environmental conditions,and their effect on system reliability need to be well studied.
Dynamic prognostics is needed for rotating wind turbine components working under
dynamic loads.
NEEDS - Reconfigurable and systematic PHM platforms are required toimprove overall wind turbine reliability.
Need for system-level (global) and component-level (local) prognostics.
Issues & Unmet Needs
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Smart Wind Turbine PHM Platform
Operating
Conditions:Wind Speed
Wind
Direction
Pitch Angle
Load
etc.
R2
R1
Condition
Data:Acceleration
Acoustic
Emission
Temperature
Oil Analysis
etc.
Signal Processing & Feature Extraction Fault Localization Fault Type Identification
Regime Density Estimation
Operating Regime IdentificationPerformance Prediction
Turbine Revenue Prediction
PerformanceAssessment
Output
Variable:Actual Output
Power
GLOBAL HEALTH ESTIMATOR
LOCAL DAMAGE ESTIMATOR
R2R1
InitiateMaintenanceW
orkOrder
SCADA
CMS
R2 R1
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It is based on the wind generation performance of a wind turbine.
The health information can be directly correlated with the wind production revenue.
The IMS approach is based on a multi-regime modeling health assessment that
considers the wind turbines dynamic operating conditions.
Global Health Estimator (GHE)
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Local Damage Estimator (LDE)CRITICAL COMPONENTS
FILTERING &
SIGNAL PROCESSING
3 4 5 6 7 8 92
3
4
5
6
7
8
9
Feature 1
Feature
2
Baseline
Current Data
PRINCIPAL COMPONENTS/
FEATURES
HEALTH ASSESSMENTFAULT LOCALIZATIONFAULT DIAGNOSIS
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PHM Data Challenge 2009 Gearbox Monitoring
Method 1A Systematic Approach for
Gearbox Health Assessment andFault Classification
Student Division
Winning Technique
Challenge: to determine for each
mechanical component, whether it is in
the healthy or fault state, and if it is inthe fault state, what problem is it
experiencing.
IMS Researchers won first and second
place. First place in both student and
professional division.
Method 2Information Reconstruction
Method
Professional Division
Winning Technique
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Gearbox Schematic and Description
Gear Components (4 Gears):
4 states (healthy, chipped tooth, manufacturing error, or broken tooth)
Bearing Components (6 Bearings): 4 states (healthy, inner race, outer race, ball defect)
Input Shaft:
3 states (healthy, imbalance, bent shaft)
Output Shaft:
2 States (healthy or bad key)
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Method 1 - Introduction
Signal Processing &
Feature Extraction
Regime Segmentation
Health Assessment
Fault Diagnosis
1. Features related to Overall Health: Mean and sum of spectral kurtosis features
RMS value from raw time signal (input and output
accelerometer).
Peak-to-peak level from TSA signal (input and
output accelerometer).
Energy operator from TSA signal (input and
output accelerometer).
Peaks for shaft related problems (10X, 15X, 20X).2. Features related to Shaft Problems:
Peak at 5X from input and output accelerometer
from TSA FFT.
3. Features related to Gear Problems: Mean, max and sum of a set of features related to
peaks corresponding to sidebands around gear
mesh frequency. Mean and sum of the set of features related to
sideband index and sideband level.
4. Features related to Bearing Problems: Mean of a set of features related to bearing fault
frequency peaks.
PHM Approach
Feature List
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Sample Diagnosis with Method 1
0 50 100 150 200 250 300 350 400-0.04
-0.03
-0.02
-0.01
0
0.01
0.02
0.03
0.04
0.05
0.06
Ouput Shaft Rotation (degree)
InputAccelerometer(g)
Vibration Time Synchronous Signal Input Accelerometer
File # 155 (Bent Shaft)
Signature of Broken Gear ToothSignature of Bent Shaft
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Method 2 - Introduction
Information Reconstruction Method
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Scheme of Reconstructing FFT spectrum
FFT spectrum of File-29 Reconstructed FFT spectrum of File-29
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Definition and Selection of Filter Functions
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A holo-coefficients radar chart consists of all the energy coefficients.
In the map, the contribution rate of each coefficient can be revealed very
clearly along with its variation with operating conditions.
Holo-coefficients Radar Chart
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Patent filed on May 13, 2011 (International Application # PCT/US11/36402)
Inventors: Edzel Lapira, Hassan Al-Atat & Jay Lee
Turbine-to-Turbine Prognostics for Wind Farms (1)
Partitioning of
Operating
Regimes
Selection of
Best Unit
Model
Identification
Feature
SetWorking
Conditions
Similarity of
Operating
Regimes
Peer
Aggregation
Output
Variable
Model Prep
for Peers
Distance
Measurement
& Health
EstimationTesting
Training
Similarity to
Best Unit
Clustering
Best Unit(s) Selection
Peer-to-Peer
Comparison:
Degradation
Assessment
Modeling
1
2
3
Clustering Selection of Best
& Suspect Units
Peer-to-Peer
Comparison
1 2 3
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Turbine-to-Turbine Prognostics for Wind Farms (2)
Clustering1
Global
HealthEstimator
Selection of Best
& Suspect Units
2
Suspect Unit
Baseline Units
Local
Damage
EstimatorSuspect Unit
Peer-to-Peer
Comparison
3
Baseline Units
Fault
Localization
& Diagnosis
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Data was sampled every 10 minutes from a large scale, On-shore Wind
Turbine. The collected data spanned approximately 26 months (Jan. 1,
2008 to March 2, 2010). Within the duration of the data collection, there arefour downtime events (gray-shaded regions).
Data Description: Temperature (gearbox oil, gearbox bearing, gen slip ring, etc.)
Environmental Conditions (wind speed, wind direction, ambient temp, etc.)
Turbine Output Power (active power, reactive power, etc.)
Case Study - Power Performance Assessment
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Instance Filtering Data instances were removed when
active power is below 0 W
Sample points (blue dots), when
wind turbines pitch control
mechanism is engaged, areremoved (red asterisks).
Data Segmentation
Test data was divided into week long
intervals.
Data Pre-processing
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Health Assessment - SOM vs. GMM (1)
Method No. Multi-regime Modeling Baseline Comparison
1 Self-organizing Map (SOM) Minimum Quantization Error (MQE)2 Gaussian Mixture Model (GMM) 2 Distance3 Neural Network Analysis of Residues
Status 2
NormalStatus 1
Faulty
Status 3
Critical
Classification Health Assessment
Self-
Organizing
Maps
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Health Assessment - SOM vs. GMM (2)
Method No. Multi-regime Modeling Baseline Comparison
1 Self-organizing Map (SOM) Minimum Quantization Error (MQE)2 Gaussian Mixture Model (GMM) 2 Distance3 Neural Network Analysis of Residues
Gaussian
Mixture
Models
In feature space
Normal
Behavior
Most RecentBehavior
Calculate Health CV based on the
overlap of two distributions22
2
)()(
)()(
LL
L
xGxH
xGxHCV
)(xH )(xG
0 100 200 300 400 500 600-0.2
0
0.2
0.4
0.6
0.8
1
Gaussian 3
Gaussian 2Gaussian 1
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Results
SOM-MQE (lower) shows an abrupt increase of MQE distance.
More suitable for anomaly detection.
Self-
Organizing
Map (SOM)
Gaussian
MixtureModel (GMM)
GMM-L2 (upper) shows a more gradual degradation trend.
More suitable for degradation modeling.
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Wind Turbine PHM Platform - Simulation
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IMS Wind Turbine PHM - Factsheet1. Wind Turbine PHM Simulator
IMS has developed an NI LabVIEW-based wind turbine health monitoring simulator , based
on a real 2-MW onshore turbinehttp://www.imscenter.net/windturbinephm/WTPHMDemo
2. PHM Platform Validation on Off-shore Wind Farm
Global Health Estimator (GHE) and Local Damage Estimator (LDE) approach is going to be
validated using a fleet of off-shore wind turbines from a new IMS member company.
3. PHM Data Challenge 2011
IMS researchers places 1st, 3rd and 4th in the 2011 PHM Data Challenge Competition. The
task is anemometer health assessment for wind resource evaluation.
4. NREL Gearbox Reliability Collaborative (GRC)
IMS Center is one of only 19 partners (NI included) worldwide that participated in the NREL
Gearbox Reliability Collaborative (GRC) round robin with high ranking.
5. Turbine-to-Turbine (T2T) Intellectual Property
IMS has filed a non-provisional patent on Turbine-to-Turbine Prognostics for Wind Farms.
http://www.imscenter.net/windturbinephm/WTPHMDemohttp://www.imscenter.net/windturbinephm/WTPHMDemohttp://www.imscenter.net/windturbinephm/WTPHMDemo -
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