unabomber's manifesto
TRANSCRIPT
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Unabomber'sManifesto
ThefollowingisfulltextoftheUnabomber'sManifesto.
_________________________________________________________________
INTRODUCTION
1.TheIndustrialRevolutionanditsconsequenceshavebeenadisaster
forthehumanrace.Theyhavegreatlyincreasedthelifeexpectancyof
thoseofuswholivein"advanced"countries,buttheyhave
destabilizedsociety,havemadelifeunfulfilling,havesubjected
humanbeingstoindignities,haveledtowidespreadpsychological
suffering(intheThirdWorldtophysicalsufferingaswell)andhave
inflictedseveredamageonthenaturalworld.Thecontinued
developmentoftechnologywillworsenthesituation.Itwillcertainly
subjecthuman
beings
to
greater
indignities
and
inflict
greater
damage
onthenaturalworld,itwillprobablyleadtogreatersocial
disruptionandpsychologicalsuffering,anditmayleadtoincreased
physicalsufferingevenin"advanced"countries.
2.Theindustrialtechnologicalsystemmaysurviveoritmaybreak
down.Ifitsurvives,itMAYeventuallyachievealowlevelof
physicalandpsychologicalsuffering,butonlyafterpassingthrougha
longandverypainfulperiodofadjustmentandonlyatthecostof
permanentlyreducinghumanbeingsandmanyotherlivingorganismsto
engineeredproducts
and
mere
cogs
in
the
social
machine.
Furthermore,
ifthesystemsurvives,theconsequenceswillbeinevitable:Thereis
nowayofreformingormodifyingthesystemsoastopreventitfrom
deprivingpeopleofdignityandautonomy.
3.Ifthesystembreaksdowntheconsequenceswillstillbevery
painful.Butthebiggerthesystemgrowsthemoredisastrousthe
resultsofitsbreakdownwillbe,soifitistobreakdownithad
bestbreakdownsoonerratherthanlater.
4.We
therefore
advocate
arevolution
against
the
industrial
system.
Thisrevolutionmayormaynotmakeuseofviolence:itmaybesudden
oritmaybearelativelygradualprocessspanningafewdecades.We
can'tpredictanyofthat.Butwedooutlineinaverygeneralwaythe
measuresthatthosewhohatetheindustrialsystemshouldtakein
ordertopreparethewayforarevolutionagainstthatformof
society.ThisisnottobeaPOLITICALrevolution.Itsobjectwillbe
tooverthrownotgovernmentsbuttheeconomicandtechnologicalbasis
ofthepresentsociety.
5.
In
this
article
we
give
attention
to
only
some
of
the
negative
developmentsthathavegrownoutoftheindustrialtechnological
system.Othersuchdevelopmentswementiononlybrieflyorignore
altogether.Thisdoesnotmeanthatweregardtheseotherdevelopments
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asunimportant.Forpracticalreasonswehavetoconfineour
discussiontoareasthathavereceivedinsufficientpublicattention
orinwhichwehavesomethingnewtosay.Forexample,sincethereare
welldevelopedenvironmentalandwildernessmovements,wehavewritten
verylittleaboutenvironmentaldegradationorthedestructionofwild
nature,eventhoughweconsiderthesetobehighlyimportant.
THEPSYCHOLOGYOFMODERNLEFTISM
6.Almosteveryonewillagreethatweliveinadeeplytroubled
society.Oneofthemostwidespreadmanifestationsofthecrazinessof
ourworldisleftism,soadiscussionofthepsychologyofleftismcan
serveasanintroductiontothediscussionoftheproblemsofmodern
societyingeneral.
7.Butwhatisleftism?Duringthefirsthalfofthe20thcentury
leftismcouldhavebeenpracticallyidentifiedwithsocialism.Today
themovementisfragmentedanditisnotclearwhocanproperlybe
calledaleftist.Whenwespeakofleftistsinthisarticlewehavein
mindmainlysocialists,collectivists,"politicallycorrect"types,
feminists,gayanddisabilityactivists,animalrightsactivistsand
thelike.Butnoteveryonewhoisassociatedwithoneofthese
movementsisaleftist.Whatwearetryingtogetatindiscussing
leftismisnotsomuchamovementoranideologyasapsychological
type,or
rather
acollection
of
related
types.
Thus,
what
we
mean
by
"leftism"willemergemoreclearlyinthecourseofourdiscussionof
leftistpsychology(Also,seeparagraphs227230.)
8.Evenso,ourconceptionofleftismwillremainagooddealless
clearthanwewouldwish,buttheredoesn'tseemtobeanyremedyfor
this.Allwearetryingtodoisindicateinaroughandapproximate
waythetwopsychologicaltendenciesthatwebelievearethemain
drivingforceofmodernleftism.Webynomeansclaimtobetelling
theWHOLEtruthaboutleftistpsychology.Also,ourdiscussionis
meantto
apply
to
modern
leftism
only.
We
leave
open
the
question
of
theextenttowhichourdiscussioncouldbeappliedtotheleftistsof
the19thandearly20thcentury.
9.Thetwopsychologicaltendenciesthatunderliemodernleftismwe
call"feelingsofinferiority"and"oversocialization."Feelingsof
inferiorityarecharacteristicofmodernleftismasawhole,while
oversocializationischaracteristiconlyofacertainsegmentof
modernleftism;butthissegmentishighlyinfluential.
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FEELINGSOFINFERIORITY
10.By"feelingsofinferiority"wemeannotonlyinferiorityfeelings
inthestrictestsensebutawholespectrumofrelatedtraits:low
selfesteem,feelingsofpowerlessness,depressivetendencies,
defeatism,guilt,
self
hatred,
etc.
We
argue
that
modern
leftists
tend
tohavesuchfeelings(possiblymoreorlessrepressed)andthatthese
feelingsaredecisiveindeterminingthedirectionofmodernleftism.
11.Whensomeoneinterpretsasderogatoryalmostanythingthatissaid
abouthim(oraboutgroupswithwhomheidentifies)weconcludethat
hehasinferiorityfeelingsorlowselfesteem.Thistendencyis
pronouncedamongminorityrightsadvocates,whetherornottheybelong
totheminoritygroupswhoserightstheydefend.Theyare
hypersensitiveaboutthewordsusedtodesignateminorities.Theterms
"negro,""oriental,"
"handicapped"
or
"chick"
for
an
African,
an
Asian,adisabledpersonorawomanoriginallyhadnoderogatory
connotation."Broad"and"chick"weremerelythefeminineequivalents
of"guy,""dude"or"fellow."Thenegativeconnotationshavebeen
attachedtothesetermsbytheactiviststhemselves.Someanimal
rightsadvocateshavegonesofarastorejecttheword"pet"and
insistonitsreplacementby"animalcompanion."Leftist
anthropologistsgotogreatlengthstoavoidsayinganythingabout
primitivepeoplesthatcouldconceivablybeinterpretedasnegative.
Theywanttoreplacetheword"primitive"by"nonliterate."Theyseem
almostparanoid
about
anything
that
might
suggest
that
any
primitive
cultureisinferiortoourown.(Wedonotmeantoimplythat
primitiveculturesAREinferiortoours.Wemerelypointoutthe
hypersensitivityofleftishanthropologists.)
12.Thosewhoaremostsensitiveabout"politicallyincorrect"
terminologyarenottheaverageblackghettodweller,Asianimmigrant,
abusedwomanordisabledperson,butaminorityofactivists,manyof
whomdonotevenbelongtoany"oppressed"groupbutcomefrom
privilegedstrataofsociety.Politicalcorrectnesshasitsstronghold
amonguniversity
professors,
who
have
secure
employment
with
comfortablesalaries,andthemajorityofwhomareheterosexual,white
malesfrommiddleclassfamilies.
13.Manyleftistshaveanintenseidentificationwiththeproblemsof
groupsthathaveanimageofbeingweak(women),defeated(American
Indians),repellent(homosexuals),orotherwiseinferior.Theleftists
themselvesfeelthatthesegroupsareinferior.Theywouldneveradmit
ittothemselvesthattheyhavesuchfeelings,butitisprecisely
becausetheydoseethesegroupsasinferiorthattheyidentifywith
their
problems.
(We
do
not
suggest
that
women,
Indians,
etc.,
ARE
inferior;weareonlymakingapointaboutleftistpsychology).
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14.Feministsaredesperatelyanxioustoprovethatwomenareas
strongascapableasmen.Clearlytheyarenaggedbyafearthatwomen
mayNOTbeasstrongandascapableasmen.
15.Leftiststendtohateanythingthathasanimageofbeingstrong,
goodandsuccessful.TheyhateAmerica,theyhateWestern
civilization,theyhatewhitemales,theyhaterationality.The
reasonsthat
leftists
give
for
hating
the
West,
etc.
clearly
do
not
correspondwiththeirrealmotives.TheySAYtheyhatetheWest
becauseitiswarlike,imperialistic,sexist,ethnocentricandso
forth,butwherethesesamefaultsappearinsocialistcountriesorin
primitivecultures,theleftistfindsexcusesforthem,oratbesthe
GRUDGINGLYadmitsthattheyexist;whereasheENTHUSIASTICALLYpoints
out(andoftengreatlyexaggerates)thesefaultswheretheyappearin
Westerncivilization.Thusitisclearthatthesefaultsarenotthe
leftist'srealmotiveforhatingAmericaandtheWest.Hehates
AmericaandtheWestbecausetheyarestrongandsuccessful.
16.Wordslike"selfconfidence,""selfreliance,""initiative",
"enterprise,""optimism,"etc.playlittleroleintheliberaland
leftistvocabulary.Theleftistisantiindividualistic,
procollectivist.Hewantssocietytosolveeveryone'sneedsforthem,
takecareofthem.Heisnotthesortofpersonwhohasaninnersense
ofconfidenceinhisownabilitytosolvehisownproblemsandsatisfy
hisownneeds.Theleftistisantagonistictotheconceptof
competitionbecause,deepinside,hefeelslikealoser.
17.Art
forms
that
appeal
to
modern
leftist
intellectuals
tend
to
focusonsordidness,defeatanddespair,orelsetheytakean
orgiastictone,throwingoffrationalcontrolasiftherewerenohope
ofaccomplishinganythingthroughrationalcalculationandallthat
wasleftwastoimmerseoneselfinthesensationsofthemoment.
18.Modernleftistphilosopherstendtodismissreason,science,
objectiverealityandtoinsistthateverythingisculturally
relative.Itistruethatonecanaskseriousquestionsaboutthe
foundationsofscientificknowledgeandabouthow,ifatall,the
conceptof
objective
reality
can
be
defined.
But
it
is
obvious
that
modernleftistphilosophersarenotsimplycoolheadedlogicians
systematicallyanalyzingthefoundationsofknowledge.Theyaredeeply
involvedemotionallyintheirattackontruthandreality.Theyattack
theseconceptsbecauseoftheirownpsychologicalneeds.Forone
thing,theirattackisanoutletforhostility,and,totheextent
thatitissuccessful,itsatisfiesthedriveforpower.More
importantly,theleftisthatesscienceandrationalitybecausethey
classifycertainbeliefsastrue(i.e.,successful,superior)and
otherbeliefsasfalse(i.e.failed,inferior).Theleftist'sfeelings
of
inferiority
run
so
deep
that
he
cannot
tolerate
any
classification
ofsomethingsassuccessfulorsuperiorandotherthingsasfailedor
inferior.Thisalsounderliestherejectionbymanyleftistsofthe
conceptofmentalillnessandoftheutilityofIQtests.Leftistsare
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antagonistictogeneticexplanationsofhumanabilitiesorbehavior
becausesuchexplanationstendtomakesomepersonsappearsuperioror
inferiortoothers.Leftistsprefertogivesocietythecreditor
blameforanindividual'sabilityorlackofit.Thusifapersonis
"inferior"itisnothisfault,butsociety's,becausehehasnotbeen
broughtupproperly.
19.The
leftist
is
not
typically
the
kind
of
person
whose
feelings
of
inferioritymakehimabraggart,anegotist,abully,aselfpromoter,
aruthlesscompetitor.Thiskindofpersonhasnotwhollylostfaith
inhimself.Hehasadeficitinhissenseofpowerandselfworth,but
hecanstillconceiveofhimselfashavingthecapacitytobestrong,
andhiseffortstomakehimselfstrongproducehisunpleasant
behavior.[1]Buttheleftististoofargoneforthat.Hisfeelings
ofinferiorityaresoingrainedthathecannotconceiveofhimselfas
individuallystrongandvaluable.Hencethecollectivismofthe
leftist.Hecanfeelstrongonlyasamemberofalargeorganization
oramass
movement
with
which
he
identifies
himself.
20.Noticethemasochistictendencyofleftisttactics.Leftists
protestbylyingdowninfrontofvehicles,theyintentionallyprovoke
policeorraciststoabusethem,etc.Thesetacticsmayoftenbe
effective,butmanyleftistsusethemnotasameanstoanendbut
becausetheyPREFERmasochistictactics.Selfhatredisaleftist
trait.
21.Leftistsmayclaimthattheiractivismismotivatedbycompassion
orby
moral
principle,
and
moral
principle
does
play
arole
for
the
leftistoftheoversocializedtype.Butcompassionandmoralprinciple
cannotbethemainmotivesforleftistactivism.Hostilityistoo
prominentacomponentofleftistbehavior;soisthedriveforpower.
Moreover,muchleftistbehaviorisnotrationallycalculatedtobeof
benefittothepeoplewhomtheleftistsclaimtobetryingtohelp.
Forexample,ifonebelievesthataffirmativeactionisgoodforblack
people,doesitmakesensetodemandaffirmativeactioninhostileor
dogmaticterms?Obviouslyitwouldbemoreproductivetotakea
diplomaticandconciliatoryapproachthatwouldmakeatleastverbal
andsymbolic
concessions
to
white
people
who
think
that
affirmative
actiondiscriminatesagainstthem.Butleftistactivistsdonottake
suchanapproachbecauseitwouldnotsatisfytheiremotionalneeds.
Helpingblackpeopleisnottheirrealgoal.Instead,raceproblems
serveasanexcuseforthemtoexpresstheirownhostilityand
frustratedneedforpower.Indoingsotheyactuallyharmblack
people,becausetheactivists'hostileattitudetowardthewhite
majoritytendstointensifyracehatred.
22.Ifoursocietyhadnosocialproblemsatall,theleftistswould
have
to
INVENT
problems
in
order
to
provide
themselves
with
an
excuse
formakingafuss.
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23.Weemphasizethattheforegoingdoesnotpretendtobeanaccurate
descriptionofeveryonewhomightbeconsideredaleftist.Itisonly
aroughindicationofageneraltendencyofleftism.
OVERSOCIALIZATION
24.Psychologistsusetheterm"socialization"todesignatethe
processbywhichchildrenaretrainedtothinkandactassociety
demands.Apersonissaidtobewellsocializedifhebelievesinand
obeysthemoralcodeofhissocietyandfitsinwellasafunctioning
partofthatsociety.Itmayseemsenselesstosaythatmanyleftists
areoversocialized,sincetheleftistisperceivedasarebel.
Nevertheless,thepositioncanbedefended.Manyleftistsarenotsuch
rebelsastheyseem.
25.Themoralcodeofoursocietyissodemandingthatnoonecan
think,feelandactinacompletelymoralway.Forexample,wearenot
supposedtohateanyone,yetalmosteveryonehatessomebodyatsome
timeorother,whetherheadmitsittohimselfornot.Somepeopleare
sohighlysocializedthattheattempttothink,feelandactmorally
imposesasevereburdenonthem.Inordertoavoidfeelingsofguilt,
theycontinuallyhavetodeceivethemselvesabouttheirownmotives
andfindmoralexplanationsforfeelingsandactionsthatinreality
haveanonmoralorigin.Weusetheterm"oversocialized"todescribe
suchpeople.
[2]
26.Oversocializationcanleadtolowselfesteem,asenseof
powerlessness,defeatism,guilt,etc.Oneofthemostimportantmeans
bywhichoursocietysocializeschildrenisbymakingthemfeel
ashamedofbehaviororspeechthatiscontrarytosociety's
expectations.Ifthisisoverdone,orifaparticularchildis
especiallysusceptibletosuchfeelings,heendsbyfeelingashamedof
HIMSELF.Moreoverthethoughtandthebehavioroftheoversocialized
personaremorerestrictedbysociety'sexpectationsthanarethoseof
thelightly
socialized
person.
The
majority
of
people
engage
in
asignificantamountofnaughtybehavior.Theylie,theycommitpetty
thefts,theybreaktrafficlaws,theygoofoffatwork,theyhate
someone,theysayspitefulthingsortheyusesomeunderhandedtrick
togetaheadoftheotherguy.Theoversocializedpersoncannotdo
thesethings,orifhedoesdothemhegeneratesinhimselfasenseof
shameandselfhatred.Theoversocializedpersoncannoteven
experience,withoutguilt,thoughtsorfeelingsthatarecontraryto
theacceptedmorality;hecannotthink"unclean"thoughts.And
socializationisnotjustamatterofmorality;wearesocializedto
confirm
to
many
norms
of
behavior
that
do
not
fall
under
the
heading
ofmorality.Thustheoversocializedpersoniskeptonapsychological
leashandspendshisliferunningonrailsthatsocietyhaslaiddown
forhim.Inmanyoversocializedpeoplethisresultsinasenseof
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constraintandpowerlessnessthatcanbeaseverehardship.Wesuggest
thatoversocializationisamongthemoreseriouscrueltiesthathuman
beingsinflictononeanother.
27.Wearguethataveryimportantandinfluentialsegmentofthe
modernleftisoversocializedandthattheiroversocializationisof
greatimportanceindeterminingthedirectionofmodernleftism.
Leftistsof
the
oversocialized
type
tend
to
be
intellectuals
or
membersoftheuppermiddleclass.Noticethatuniversity
intellectuals(3)constitutethemosthighlysocializedsegmentofour
societyandalsothemostleftwingsegment.
28.Theleftistoftheoversocializedtypetriestogetoffhis
psychologicalleashandasserthisautonomybyrebelling.Butusually
heisnotstrongenoughtorebelagainstthemostbasicvaluesof
society.Generallyspeaking,thegoalsoftoday'sleftistsareNOTin
conflictwiththeacceptedmorality.Onthecontrary,thelefttakes
anaccepted
moral
principle,
adopts
it
as
its
own,
and
then
accuses
mainstreamsocietyofviolatingthatprinciple.Examples:racial
equality,equalityofthesexes,helpingpoorpeople,peaceasopposed
towar,nonviolencegenerally,freedomofexpression,kindnessto
animals.Morefundamentally,thedutyoftheindividualtoserve
societyandthedutyofsocietytotakecareoftheindividual.All
thesehavebeendeeplyrootedvaluesofoursociety(oratleastof
itsmiddleandupperclasses(4)foralongtime.Thesevaluesare
explicitlyorimplicitlyexpressedorpresupposedinmostofthe
materialpresentedtousbythemainstreamcommunicationsmediaand
theeducational
system.
Leftists,
especially
those
of
the
oversocializedtype,usuallydonotrebelagainsttheseprinciplesbut
justifytheirhostilitytosocietybyclaiming(withsomedegreeof
truth)thatsocietyisnotlivinguptotheseprinciples.
29.Hereisanillustrationofthewayinwhichtheoversocialized
leftistshowshisrealattachmenttotheconventionalattitudesofour
societywhilepretendingtobeinrebellionagainstit.Manyleftists
pushforaffirmativeaction,formovingblackpeopleinto
highprestigejobs,forimprovededucationinblackschoolsandmore
moneyfor
such
schools;
the
way
of
life
of
the
black
"underclass"
they
regardasasocialdisgrace.Theywanttointegratetheblackmaninto
thesystem,makehimabusinessexecutive,alawyer,ascientistjust
likeuppermiddleclasswhitepeople.Theleftistswillreplythatthe
lastthingtheywantistomaketheblackmanintoacopyofthewhite
man;instead,theywanttopreserveAfricanAmericanculture.Butin
whatdoesthispreservationofAfricanAmericancultureconsist?It
canhardlyconsistinanythingmorethaneatingblackstylefood,
listeningtoblackstylemusic,wearingblackstyleclothingandgoing
toablackstylechurchormosque.Inotherwords,itcanexpress
itself
only
in
superficial
matters.
In
all
ESSENTIAL
respects
more
leftistsoftheoversocializedtypewanttomaketheblackmanconform
towhite,middleclassideals.Theywanttomakehimstudytechnical
subjects,becomeanexecutiveorascientist,spendhislifeclimbing
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thestatusladdertoprovethatblackpeopleareasgoodaswhite.
Theywanttomakeblackfathers"responsible."theywantblackgangs
tobecomenonviolent,etc.Buttheseareexactlythevaluesofthe
industrialtechnologicalsystem.Thesystemcouldn'tcarelesswhat
kindofmusicamanlistensto,whatkindofclotheshewearsorwhat
religionhebelievesinaslongashestudiesinschool,holdsa
respectablejob,climbsthestatusladder,isa"responsible"parent,
isnonviolent
and
so
forth.
In
effect,
however
much
he
may
deny
it,
theoversocializedleftistwantstointegratetheblackmanintothe
systemandmakehimadoptitsvalues.
30.Wecertainlydonotclaimthatleftists,evenofthe
oversocializedtype,NEVERrebelagainstthefundamentalvaluesofour
society.Clearlytheysometimesdo.Someoversocializedleftistshave
gonesofarastorebelagainstoneofmodernsociety'smostimportant
principlesbyengaginginphysicalviolence.Bytheirownaccount,
violenceisforthemaformof"liberation."Inotherwords,by
committingviolence
they
break
through
the
psychological
restraints
thathavebeentrainedintothem.Becausetheyareoversocialized
theserestraintshavebeenmoreconfiningforthemthanforothers;
hencetheirneedtobreakfreeofthem.Buttheyusuallyjustifytheir
rebellionintermsofmainstreamvalues.Iftheyengageinviolence
theyclaimtobefightingagainstracismorthelike.
31.Werealizethatmanyobjectionscouldberaisedtotheforegoing
thumbnailsketchofleftistpsychology.Therealsituationis
complex,andanythinglikeacompletedescriptionofitwouldtake
severalvolumes
even
if
the
necessary
data
were
available.
We
claim
onlytohaveindicatedveryroughlythetwomostimportanttendencies
inthepsychologyofmodernleftism.
32.Theproblemsoftheleftistareindicativeoftheproblemsofour
societyasawhole.Lowselfesteem,depressivetendenciesand
defeatismarenotrestrictedtotheleft.Thoughtheyareespecially
noticeableintheleft,theyarewidespreadinoursociety.And
today'ssocietytriestosocializeustoagreaterextentthanany
previoussociety.Weareeventoldbyexpertshowtoeat,howto
exercise,how
to
make
love,
how
to
raise
our
kids
and
so
forth.
THEPOWERPROCESS
33.Humanbeingshaveaneed(probablybasedinbiology)forsomething
thatwewillcallthe"powerprocess."Thisiscloselyrelatedtothe
needforpower(whichiswidelyrecognized)butisnotquitethesame
thing.
The
power
process
has
four
elements.
The
three
most
clear
cut
ofthesewecallgoal,effortandattainmentofgoal.(Everyoneneeds
tohavegoalswhoseattainmentrequireseffort,andneedstosucceed
inattainingatleastsomeofhisgoals.)Thefourthelementismore
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difficulttodefineandmaynotbenecessaryforeveryone.Wecallit
autonomyandwilldiscussitlater(paragraphs4244).
34.Considerthehypotheticalcaseofamanwhocanhaveanythinghe
wantsjustbywishingforit.Suchamanhaspower,buthewill
developseriouspsychologicalproblems.Atfirsthewillhavealotof
fun,butbyandbyhewillbecomeacutelyboredanddemoralized.
Eventuallyhe
may
become
clinically
depressed.
History
shows
that
leisuredaristocraciestendtobecomedecadent.Thisisnottrueof
fightingaristocraciesthathavetostruggletomaintaintheirpower.
Butleisured,securearistocraciesthathavenoneedtoexert
themselvesusuallybecomebored,hedonisticanddemoralized,even
thoughtheyhavepower.Thisshowsthatpowerisnotenough.Onemust
havegoalstowardwhichtoexerciseone'spower.
35.Everyonehasgoals;ifnothingelse,toobtainthephysical
necessitiesoflife:food,waterandwhateverclothingandshelterare
madenecessary
by
the
climate.
But
the
leisured
aristocrat
obtains
thesethingswithouteffort.Hencehisboredomanddemoralization.
36.Nonattainmentofimportantgoalsresultsindeathifthegoalsare
physicalnecessities,andinfrustrationifnonattainmentofthegoals
iscompatiblewithsurvival.Consistentfailuretoattaingoals
throughoutliferesultsindefeatism,lowselfesteemordepression.
37.Thus,inordertoavoidseriouspsychologicalproblems,ahuman
beingneedsgoalswhoseattainmentrequireseffort,andhemusthavea
reasonablerate
of
success
in
attaining
his
goals.
SURROGATEACTIVITIES
38.Butnoteveryleisuredaristocratbecomesboredanddemoralized.
Forexample,theemperorHirohito,insteadofsinkingintodecadent
hedonism,devotedhimselftomarinebiology,afieldinwhichhe
becamedistinguished.
When
people
do
not
have
to
exert
themselves
to
satisfytheirphysicalneedstheyoftensetupartificialgoalsfor
themselves.Inmanycasestheythenpursuethesegoalswiththesame
energyandemotionalinvolvementthattheyotherwisewouldhaveput
intothesearchforphysicalnecessities.Thusthearistocratsofthe
RomanEmpirehadtheirliterarypretentions;manyEuropeanaristocrats
afewcenturiesagoinvestedtremendoustimeandenergyinhunting,
thoughtheycertainlydidn'tneedthemeat;otheraristocracieshave
competedforstatusthroughelaboratedisplaysofwealth;andafew
aristocrats,likeHirohito,haveturnedtoscience.
39.Weusetheterm"surrogateactivity"todesignateanactivitythat
isdirectedtowardanartificialgoalthatpeoplesetupfor
themselvesmerelyinordertohavesomegoaltoworktoward,orletus
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say,merelyforthesakeofthe"fulfillment"thattheygetfrom
pursuingthegoal.Hereisaruleofthumbfortheidentificationof
surrogateactivities.Givenapersonwhodevotesmuchtimeandenergy
tothepursuitofgoalX,askyourselfthis:Ifhehadtodevotemost
ofhistimeandenergytosatisfyinghisbiologicalneeds,andifthat
effortrequiredhimtousehisphysicalandmentalfacilitiesina
variedandinterestingway,wouldhefeelseriouslydeprivedbecause
hedid
not
attain
goal
X?
If
the
answer
is
no,
then
the
person's
pursuitofagoalXisasurrogateactivity.Hirohito'sstudiesin
marinebiologyclearlyconstitutedasurrogateactivity,sinceitis
prettycertainthatifHirohitohadhadtospendhistimeworkingat
interestingnonscientifictasksinordertoobtainthenecessitiesof
life,hewouldnothavefeltdeprivedbecausehedidn'tknowallabout
theanatomyandlifecyclesofmarineanimals.Ontheotherhandthe
pursuitofsexandlove(forexample)isnotasurrogateactivity,
becausemostpeople,eveniftheirexistencewereotherwise
satisfactory,wouldfeeldeprivediftheypassedtheirliveswithout
everhaving
arelationship
with
amember
of
the
opposite
sex.
(But
pursuitofanexcessiveamountofsex,morethanonereallyneeds,can
beasurrogateactivity.)
40.Inmodernindustrialsocietyonlyminimaleffortisnecessaryto
satisfyone'sphysicalneeds.Itisenoughtogothroughatraining
programtoacquiresomepettytechnicalskill,thencometoworkon
timeandexertverymodesteffortneededtoholdajob.Theonly
requirementsareamoderateamountofintelligence,andmostofall,
simpleOBEDIENCE.Ifonehasthose,societytakescareofonefrom
cradleto
grave.
(Yes,
there
is
an
underclass
that
cannot
take
physicalnecessitiesforgranted,butwearespeakinghereof
mainstreamsociety.)Thusitisnotsurprisingthatmodernsocietyis
fullofsurrogateactivities.Theseincludescientificwork,athletic
achievement,humanitarianwork,artisticandliterarycreation,
climbingthecorporateladder,acquisitionofmoneyandmaterialgoods
farbeyondthepointatwhichtheyceasetogiveanyadditional
physicalsatisfaction,andsocialactivismwhenitaddressesissues
thatarenotimportantfortheactivistpersonally,asinthecaseof
whiteactivistswhoworkfortherightsofnonwhiteminorities.These
arenot
always
pure
surrogate
activities,
since
for
many
people
they
maybemotivatedinpartbyneedsotherthantheneedtohavesome
goaltopursue.Scientificworkmaybemotivatedinpartbyadrive
forprestige,artisticcreationbyaneedtoexpressfeelings,
militantsocialactivismbyhostility.Butformostpeoplewhopursue
them,theseactivitiesareinlargepartsurrogateactivities.For
example,themajorityofscientistswillprobablyagreethatthe
"fulfillment"theygetfromtheirworkismoreimportantthanthe
moneyandprestigetheyearn.
41.
For
many
if
not
most
people,
surrogate
activities
are
less
satisfyingthanthepursuitofrealgoals(thatis,goalsthatpeople
wouldwanttoattaineveniftheirneedforthepowerprocesswere
alreadyfulfilled).Oneindicationofthisisthefactthat,inmany
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ormostcases,peoplewhoaredeeplyinvolvedinsurrogateactivities
areneversatisfied,neveratrest.Thusthemoneymakerconstantly
strivesformoreandmorewealth.Thescientistnosoonersolvesone
problemthanhemovesontothenext.Thelongdistancerunnerdrives
himselftorunalwaysfartherandfaster.Manypeoplewhopursue
surrogateactivitieswillsaythattheygetfarmorefulfillmentfrom
theseactivitiesthantheydofromthe"mundane"businessof
satisfyingtheir
biological
needs,
but
that
it
is
because
in
our
societytheeffortneededtosatisfythebiologicalneedshasbeen
reducedtotriviality.Moreimportantly,inoursocietypeopledonot
satisfytheirbiologicalneedsAUTONOMOUSLYbutbyfunctioningas
partsofanimmensesocialmachine.Incontrast,peoplegenerallyhave
agreatdealofautonomyinpursuingtheirsurrogateactivities.have
agreatdealofautonomyinpursuingtheirsurrogateactivities.
AUTONOMY
42.Autonomyasapartofthepowerprocessmaynotbenecessaryfor
everyindividual.Butmostpeopleneedagreaterorlesserdegreeof
autonomyinworkingtowardtheirgoals.Theireffortsmustbe
undertakenontheirowninitiativeandmustbeundertheirown
directionandcontrol.Yetmostpeopledonothavetoexertthis
initiative,directionandcontrolassingleindividuals.Itisusually
enoughtoactasamemberofaSMALLgroup.Thusifhalfadozen
peoplediscuss
agoal
among
themselves
and
make
asuccessful
joint
efforttoattainthatgoal,theirneedforthepowerprocesswillbe
served.Butiftheyworkunderrigidordershandeddownfromabove
thatleavethemnoroomforautonomousdecisionandinitiative,then
theirneedforthepowerprocesswillnotbeserved.Thesameistrue
whendecisionsaremadeonacollectivebasesifthegroupmakingthe
collectivedecisionissolargethattheroleofeachindividualis
insignificant[5]
43.Itistruethatsomeindividualsseemtohavelittleneedfor
autonomy.Either
their
drive
for
power
is
weak
or
they
satisfy
it
by
identifyingthemselveswithsomepowerfulorganizationtowhichthey
belong.Andthenthereareunthinking,animaltypeswhoseemtobe
satisfiedwithapurelyphysicalsenseofpower(thegoodcombat
soldier,whogetshissenseofpowerbydevelopingfightingskills
thatheisquitecontenttouseinblindobediencetohissuperiors).
44.Butformostpeopleitisthroughthepowerprocesshavingagoal,
makinganAUTONOMOUSeffortandattainingtthegoalthatselfesteem,
selfconfidenceandasenseofpowerareacquired.Whenonedoesnot
have
adequate
opportunity
to
go
throughout
the
power
process
the
consequencesare(dependingontheindividualandonthewaythepower
processisdisrupted)boredom,demoralization,lowselfesteem,
inferiorityfeelings,defeatism,depression,anxiety,guilt,
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frustration,hostility,spouseorchildabuse,insatiablehedonism,
abnormalsexualbehavior,sleepdisorders,eatingdisorders,etc.[6]
SOURCESOFSOCIALPROBLEMS
45.Anyoftheforegoingsymptomscanoccurinanysociety,butin
modernindustrialsocietytheyarepresentonamassivescale.We
aren'tthefirsttomentionthattheworldtodayseemstobegoing
crazy.Thissortofthingisnotnormalforhumansocieties.Thereis
goodreasontobelievethatprimitivemansufferedfromlessstress
andfrustrationandwasbettersatisfiedwithhiswayoflifethan
modernmanis.Itistruethatnotallwassweetnessandlightin
primitivesocieties.AbuseofwomenandcommonamongtheAustralian
aborigines,transexualitywasfairlycommonamongsomeoftheAmerican
Indiantribes.
But
is
does
appear
that
GENERALLY
SPEAKING
the
kinds
of
problemsthatwehavelistedintheprecedingparagraphwerefarless
commonamongprimitivepeoplesthantheyareinmodernsociety.
46.Weattributethesocialandpsychologicalproblemsofmodern
societytothefactthatthatsocietyrequirespeopletoliveunder
conditionsradicallydifferentfromthoseunderwhichthehumanrace
evolvedandtobehaveinwaysthatconflictwiththepatternsof
behaviorthatthehumanracedevelopedwhilelivingundertheearlier
conditions.Itisclearfromwhatwehavealreadywrittenthatwe
considerlack
of
opportunity
to
properly
experience
the
power
process
asthemostimportantoftheabnormalconditionstowhichmodern
societysubjectspeople.Butitisnottheonlyone.Beforedealing
withdisruptionofthepowerprocessasasourceofsocialproblemswe
willdiscusssomeoftheothersources.
47.Amongtheabnormalconditionspresentinmodernindustrialsociety
areexcessivedensityofpopulation,isolationofmanfromnature,
excessiverapidityofsocialchangeandthebreakdownofnatural
smallscalecommunitiessuchastheextendedfamily,thevillageor
thetribe.
48.Itiswellknownthatcrowdingincreasesstressandaggression.
Thedegreeofcrowdingthatexiststodayandtheisolationofmanfrom
natureareconsequencesoftechnologicalprogress.Allpreindustrial
societieswerepredominantlyrural.TheindustrialRevolutionvastly
increasedthesizeofcitiesandtheproportionofthepopulationthat
livesinthem,andmodernagriculturaltechnologyhasmadeitpossible
fortheEarthtosupportafardenserpopulationthaniteverdid
before.(Also,technologyexacerbatestheeffectsofcrowdingbecause
it
puts
increased
disruptive
powers
in
people's
hands.
For
example,
a
varietyofnoisemakingdevices:powermowers,radios,motorcycles,
etc.Iftheuseofthesedevicesisunrestricted,peoplewhowant
peaceandquietarefrustratedbythenoise.Iftheiruseis
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restricted,peoplewhousethedevicesarefrustratedbythe
regulations...Butifthesemachineshadneverbeeninventedthere
wouldhavebeennoconflictandnofrustrationgeneratedbythem.)
49.Forprimitivesocietiesthenaturalworld(whichusuallychanges
onlyslowly)providedastableframeworkandthereforeasenseof
security.Inthemodernworlditishumansocietythatdominates
naturerather
than
the
other
way
around,
and
modern
society
changes
veryrapidlyowingtotechnologicalchange.Thusthereisnostable
framework.
50.Theconservativesarefools:Theywhineaboutthedecayof
traditionalvalues,yettheyenthusiasticallysupporttechnological
progressandeconomicgrowth.Apparentlyitneveroccurstothemthat
youcan'tmakerapid,drasticchangesinthetechnologyandthe
economyofasocietywithoutcausingrapidchangesinallother
aspectsofthesocietyaswell,andthatsuchrapidchangesinevitably
breakdown
traditional
values.
51.Thebreakdownoftraditionalvaluestosomeextentimpliesthe
breakdownofthebondsthatholdtogethertraditionalsmallscale
socialgroups.Thedisintegrationofsmallscalesocialgroupsisalso
promotedbythefactthatmodernconditionsoftenrequireortempt
individualstomovetonewlocations,separatingthemselvesfromtheir
communities.Beyondthat,atechnologicalsocietyHASTOweakenfamily
tiesandlocalcommunitiesifitistofunctionefficiently.Inmodern
societyanindividual'sloyaltymustbefirsttothesystemandonly
secondarilyto
asmall
scale
community,
because
ifthe
internal
loyaltiesofsmallscalesmallscalecommunitieswerestrongerthan
loyaltytothesystem,suchcommunitieswouldpursuetheirown
advantageattheexpenseofthesystem.
52.Supposethatapublicofficialoracorporationexecutiveappoints
hiscousin,hisfriendorhiscoreligionisttoapositionratherthan
appointingthepersonbestqualifiedforthejob.Hehaspermitted
personalloyaltytosupersedehisloyaltytothesystem,andthatis
"nepotism"or"discrimination,"bothofwhichareterriblesinsin
modernsociety.
Would
be
industrial
societies
that
have
done
apoor
jobofsubordinatingpersonalorlocalloyaltiestoloyaltytothe
systemareusuallyveryinefficient.(LookatLatinAmerica.)Thusan
advancedindustrialsocietycantolerateonlythosesmallscale
communitiesthatareemasculated,tamedandmadeintotoolsofthe
system.[7]
53.Crowding,rapidchangeandthebreakdownofcommunitieshavebeen
widelyrecognizedassourcesofsocialproblems.butwedonotbelieve
theyareenoughtoaccountfortheextentoftheproblemsthatare
seen
today.
54.Afewpreindustrialcitieswereverylargeandcrowded,yettheir
inhabitantsdonotseemtohavesufferedfrompsychologicalproblems
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tothesameextentasmodernman.InAmericatodaytherestillare
uncrowdedruralareas,andwefindtherethesameproblemsasinurban
areas,thoughtheproblemstendtobelessacuteintheruralareas.
Thuscrowdingdoesnotseemtobethedecisivefactor.
55.OnthegrowingedgeoftheAmericanfrontierduringthe19th
century,themobilityofthepopulationprobablybrokedownextended
familiesand
small
scale
social
groups
to
at
least
the
same
extent
as
thesearebrokendowntoday.Infact,manynuclearfamilieslivedby
choiceinsuchisolation,havingnoneighborswithinseveralmiles,
thattheybelongedtonocommunityatall,yettheydonotseemto
havedevelopedproblemsasaresult.
56.Furthermore,changeinAmericanfrontiersocietywasveryrapidand
deep.Amanmightbebornandraisedinalogcabin,outsidethereach
oflawandorderandfedlargelyonwildmeat;andbythetimehe
arrivedatoldagehemightbeworkingataregularjobandlivingin
anordered
community
with
effective
law
enforcement.
This
was
adeeper
changethatthatwhichtypicallyoccursinthelifeofamodern
individual,yetitdoesnotseemtohaveledtopsychological
problems.Infact,19thcenturyAmericansocietyhadanoptimisticand
selfconfidenttone,quiteunlikethatoftoday'ssociety.[8]
57.Thedifference,weargue,isthatmodernmanhasthesense
(largelyjustified)thatchangeisIMPOSEDonhim,whereasthe19th
centuryfrontiersmanhadthesense(alsolargelyjustified)thathe
createdchangehimself,byhisownchoice.Thusapioneersettledona
pieceof
land
of
his
own
choosing
and
made
it
into
afarm
through
his
owneffort.Inthosedaysanentirecountymighthaveonlyacoupleof
hundredinhabitantsandwasafarmoreisolatedandautonomousentity
thanamoderncountyis.Hencethepioneerfarmerparticipatedasa
memberofarelativelysmallgroupinthecreationofanew,ordered
community.Onemaywellquestionwhetherthecreationofthis
communitywasanimprovement,butatanyrateitsatisfiedthe
pioneer'sneedforthepowerprocess.
58.Itwouldbepossibletogiveotherexamplesofsocietiesinwhich
therehas
been
rapid
change
and/or
lack
of
close
community
ties
withouthekindofmassivebehavioralaberrationthatisseenin
today'sindustrialsociety.Wecontendthatthemostimportantcause
ofsocialandpsychologicalproblemsinmodernsocietyisthefact
thatpeoplehaveinsufficientopportunitytogothroughthepower
processinanormalway.Wedon'tmeantosaythatmodernsocietyis
theonlyoneinwhichthepowerprocesshasbeendisrupted.Probably
mostifnotallcivilizedsocietieshaveinterferedwiththepower'
processtoagreaterorlesserextent.Butinmodernindustrial
societytheproblemhasbecomeparticularlyacute.Leftism,atleast
in
its
recent
(mid
to
late
20th
century)
form,
is
in
part
a
symptom
ofdeprivationwithrespecttothepowerprocess.
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DISRUPTIONOFTHEPOWERPROCESSINMODERNSOCIETY
59.Wedividehumandrivesintothreegroups:(1)thosedrivesthat
canbesatisfiedwithminimaleffort;(2)thosethatcanbesatisfied
butonlyatthecostofseriouseffort;(3)thosethatcannotbe
adequatelysatisfied
no
matter
how
much
effort
one
makes.
The
power
processistheprocessofsatisfyingthedrivesofthesecondgroup.
Themoredrivesthereareinthethirdgroup,themorethereis
frustration,anger,eventuallydefeatism,depression,etc.
60.Inmodernindustrialsocietynaturalhumandrivestendtobe
pushedintothefirstandthirdgroups,andthesecondgrouptendsto
consistincreasinglyofartificiallycreateddrives.
61.Inprimitivesocieties,physicalnecessitiesgenerallyfallinto
group2:
They
can
be
obtained,
but
only
at
the
cost
of
serious
effort.
Butmodernsocietytendstoguarantythephysicalnecessitiesto
everyone[9]inexchangeforonlyminimaleffort,hencephysicalneeds
arepushedintogroup1.(Theremaybedisagreementaboutwhetherthe
effortneededtoholdajobis"minimal";butusually,inlower to
middleleveljobs,whatevereffortisrequiredismerelythatof
obedience.Yousitorstandwhereyouaretoldtositorstandanddo
whatyouaretoldtodointhewayyouaretoldtodoit.Seldomdo
youhavetoexertyourselfseriously,andinanycaseyouhavehardly
anyautonomyinwork,sothattheneedforthepowerprocessisnot
wellserved.)
62.Socialneeds,suchassex,loveandstatus,oftenremainingroup
2inmodernsociety,dependingonthesituationoftheindividual.
[10]But,exceptforpeoplewhohaveaparticularlystrongdrivefor
status,theeffortrequiredtofulfillthesocialdrivesis
insufficienttosatisfyadequatelytheneedforthepowerprocess.
63.Socertainartificialneedshavebeencreatedthatfallintogroup
2,henceservetheneedforthepowerprocess.Advertisingand
marketingtechniques
have
been
developed
that
make
many
people
feel
theyneedthingsthattheirgrandparentsneverdesiredorevendreamed
of.Itrequiresseriousefforttoearnenoughmoneytosatisfythese
artificialneeds,hencetheyfallintogroup2.(Butseeparagraphs
8082.)Modernmanmustsatisfyhisneedforthepowerprocesslargely
throughpursuitoftheartificialneedscreatedbytheadvertisingand
marketingindustry[11],andthroughsurrogateactivities.
64.Itseemsthatformanypeople,maybethemajority,these
artificialformsofthepowerprocessareinsufficient.Athemethat
appears
repeatedly
in
the
writings
of
the
social
critics
of
the
second
halfofthe20thcenturyisthesenseofpurposelessnessthatafflicts
manypeopleinmodernsociety.(Thispurposelessnessisoftencalled
byothernamessuchas"anomic"or"middleclassvacuity.")Wesuggest
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thatthesocalled"identitycrisis"isactuallyasearchforasense
ofpurpose,oftenforcommitmenttoasuitablesurrogateactivity.It
maybethatexistentialismisinlargepartaresponsetothe
purposelessnessofmodernlife.[12]Verywidespreadinmodernsociety
isthesearchfor"fulfillment."Butwethinkthatforthemajorityof
peopleanactivitywhosemaingoalisfulfillment(thatis,a
surrogateactivity)doesnotbringcompletelysatisfactory
fulfillment.In
other
words,
it
does
not
fully
satisfy
the
need
for
thepowerprocess.(Seeparagraph41.)Thatneedcanbefully
satisfiedonlythroughactivitiesthathavesomeexternalgoal,such
asphysicalnecessities,sex,love,status,revenge,etc.
65.Moreover,wheregoalsarepursuedthroughearningmoney,climbing
thestatusladderorfunctioningaspartofthesysteminsomeother
way,mostpeoplearenotinapositiontopursuetheirgoals
AUTONOMOUSLY.Mostworkersaresomeoneelse'semployeeas,aswe
pointedoutinparagraph61,mustspendtheirdaysdoingwhattheyare
toldto
do
in
the
way
they
are
told
to
do
it.
Even
most
people
who
are
inbusinessforthemselveshaveonlylimitedautonomy.Itisachronic
complaintofsmallbusinesspersonsandentrepreneursthattheirhands
aretiedbyexcessivegovernmentregulation.Someoftheseregulations
aredoubtlessunnecessary,butforthemostpartgovernment
regulationsareessentialandinevitablepartsofourextremely
complexsociety.Alargeportionofsmallbusinesstodayoperateson
thefranchisesystem.ItwasreportedintheWallStreetJournalafew
yearsagothatmanyofthefranchisegrantingcompaniesrequire
applicantsforfranchisestotakeapersonalitytestthatisdesigned
toEXCLUDE
those
who
have
creativity
and
initiative,
because
such
personsarenotsufficientlydociletogoalongobedientlywiththe
franchisesystem.Thisexcludesfromsmallbusinessmanyofthepeople
whomostneedautonomy.
66.TodaypeoplelivemorebyvirtueofwhatthesystemdoesFORthem
orTOthemthanbyvirtueofwhattheydoforthemselves.Andwhat
theydoforthemselvesisdonemoreandmorealongchannelslaiddown
bythesystem.Opportunitiestendtobethosethatthesystem
provides,theopportunitiesmustbeexploitedinaccordwiththerules
andregulations
[13],
and
techniques
prescribed
by
experts
must
be
followedifthereistobeachanceofsuccess.
67.Thusthepowerprocessisdisruptedinoursocietythrougha
deficiencyofrealgoalsandadeficiencyofautonomyinpursuitof
goals.Butitisalsodisruptedbecauseofthosehumandrivesthat
fallintogroup3:thedrivesthatonecannotadequatelysatisfyno
matterhowmucheffortonemakes.Oneofthesedrivesistheneedfor
security.Ourlivesdependondecisionsmadebyotherpeople;wehave
nocontroloverthesedecisionsandusuallywedonotevenknowthe
people
who
make
them.
("We
live
in
a
world
in
which
relatively
few
people maybe500or1,00 maketheimportantdecisions" PhilipB.
HeymannofHarvardLawSchool,quotedbyAnthonyLewis,NewYork
Times,April21,1995.)Ourlivesdependonwhethersafetystandards
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atanuclearpowerplantareproperlymaintained;onhowmuch
pesticideisallowedtogetintoourfoodorhowmuchpollutioninto
ourair;onhowskillful(orincompetent)ourdoctoris;whetherwe
loseorgetajobmaydependondecisionsmadebygovernment
economistsorcorporationexecutives;andsoforth.Mostindividuals
arenotinapositiontosecurethemselvesagainstthesethreatsto
more[than]averylimitedextent.Theindividual'ssearchfor
securityis
therefore
frustrated,
which
leads
to
asense
of
powerlessness.
68.Itmaybeobjectedthatprimitivemanisphysicallylesssecure
thanmodernman,asisshownbyhisshorterlifeexpectancy;hence
modernmansuffersfromless,notmorethantheamountofinsecurity
thatisnormalforhumanbeings.butpsychologicalsecuritydoesnot
closelycorrespondwithphysicalsecurity.WhatmakesusFEELsecure
isnotsomuchobjectivesecurityasasenseofconfidenceinour
abilitytotakecareofourselves.Primitiveman,threatenedbya
fierceanimal
or
by
hunger,
can
fight
in
self
defense
or
travel
in
searchoffood.Hehasnocertaintyofsuccessintheseefforts,but
heisbynomeanshelplessagainstthethingsthatthreatenhim.The
modernindividualontheotherhandisthreatenedbymanythings
againstwhichheishelpless;nuclearaccidents,carcinogensinfood,
environmentalpollution,war,increasingtaxes,invasionofhis
privacybylargeorganizations,nationwidesocialoreconomic
phenomenathatmaydisrupthiswayoflife.
69.Itistruethatprimitivemanispowerlessagainstsomeofthe
thingsthat
threaten
him;
disease
for
example.
But
he
can
accept
the
riskofdiseasestoically.Itispartofthenatureofthings,itis
noone'sfault,unlessisthefaultofsomeimaginary,impersonal
demon.ButthreatstothemodernindividualtendtobeMANMADE.They
arenottheresultsofchancebutareIMPOSEDonhimbyotherpersons
whosedecisionshe,asanindividual,isunabletoinfluence.
Consequentlyhefeelsfrustrated,humiliatedandangry.
70.Thusprimitivemanforthemostparthashissecurityinhisown
hands(eitherasanindividualorasamemberofaSMALLgroup)
whereasthe
security
of
modern
man
is
in
the
hands
of
persons
or
organizationsthataretooremoteortoolargeforhimtobeable
personallytoinfluencethem.Somodernman'sdriveforsecuritytends
tofallintogroups1and3;insomeareas(food,shelter,etc.)his
securityisassuredatthecostofonlytrivialeffort,whereasin
otherareasheCANNOTattainsecurity.(Theforegoinggreatly
simplifiestherealsituation,butitdoesindicateinarough,
generalwayhowtheconditionofmodernmandiffersfromthatof
primitiveman.)
71.
People
have
many
transitory
drives
or
impulses
that
are
necessary
frustratedinmodernlife,hencefallintogroup3.Onemaybecome
angry,butmodernsocietycannotpermitfighting.Inmanysituations
itdoesnotevenpermitverbalaggression.Whengoingsomewhereone
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maybeinahurry,oronemaybeinamoodtotravelslowly,butone
generallyhasnochoicebuttomovewiththeflowoftrafficandobey
thetrafficsignals.Onemaywanttodoone'sworkinadifferentway,
butusuallyonecanworkonlyaccordingtotheruleslaiddownby
one'semployer.Inmanyotherwaysaswell,modernmanisstrapped
downbyanetworkofrulesandregulations(explicitorimplicit)that
frustratemanyofhisimpulsesandthusinterferewiththepower
process.Most
of
these
regulations
cannot
be
disposed
with,
because
thearenecessaryforthefunctioningofindustrialsociety.
72.Modernsocietyisincertainrespectsextremelypermissive.In
mattersthatareirrelevanttothefunctioningofthesystemwecan
generallydowhatweplease.Wecanbelieveinanyreligionwelike
(aslongasitdoesnotencouragebehaviorthatisdangeroustothe
system).Wecangotobedwithanyonewelike(aslongaswepractice
"safesex").WecandoanythingwelikeaslongasitisUNIMPORTANT.
ButinallIMPORTANTmattersthesystemtendsincreasinglytoregulate
ourbehavior.
73.Behaviorisregulatednotonlythroughexplicitrulesandnotonly
bythegovernment.Controlisoftenexercisedthroughindirect
coercionorthroughpsychologicalpressureormanipulation,andby
organizationsotherthanthegovernment,orbythesystemasawhole.
Mostlargeorganizationsusesomeformofpropaganda[14]to
manipulatepublicattitudesorbehavior.Propagandaisnotlimitedto
"commercials"andadvertisements,andsometimesitisnoteven
consciouslyintendedaspropagandabythepeoplewhomakeit.For
instance,the
content
of
entertainment
programming
is
apowerful
form
ofpropaganda.Anexampleofindirectcoercion:Thereisnolawthat
sayswehavetogotoworkeverydayandfollowouremployer'sorders.
Legallythereisnothingtopreventusfromgoingtoliveinthewild
likeprimitivepeopleorfromgoingintobusinessforourselves.But
inpracticethereisverylittlewildcountryleft,andthereisroom
intheeconomyforonlyalimitednumberofsmallbusinessowners.
Hencemostofuscansurviveonlyassomeoneelse'semployee.
74.Wesuggestthatmodernman'sobsessionwithlongevity,andwith
maintainingphysical
vigor
and
sexual
attractiveness
to
an
advanced
age,isasymptomofunfulfillmentresultingfromdeprivationwith
respecttothepowerprocess.The"midlifecrisis"alsoissucha
symptom.Soisthelackofinterestinhavingchildrenthatisfairly
commoninmodernsocietybutalmostunheardofinprimitivesocieties.
75.Inprimitivesocietieslifeisasuccessionofstages.Theneeds
andpurposesofonestagehavingbeenfulfilled,thereisno
particularreluctanceaboutpassingontothenextstage.Ayoungman
goes
through
the
power
process
by
becoming
a
hunter,
hunting
not
for
sportorforfulfillmentbuttogetmeatthatisnecessaryforfood.
(Inyoungwomentheprocessismorecomplex,withgreateremphasison
socialpower;wewon'tdiscussthathere.)Thisphasehavingbeen
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successfullypassedthrough,theyoungmanhasnoreluctanceabout
settlingdowntotheresponsibilitiesofraisingafamily.(In
contrast,somemodernpeopleindefinitelypostponehavingchildren
becausetheyaretoobusyseekingsomekindof"fulfillment."We
suggestthatthefulfillmenttheyneedisadequateexperienceofthe
powerprocess withrealgoalsinsteadoftheartificialgoalsof
surrogateactivities.)Again,havingsuccessfullyraisedhischildren,
goingthrough
the
power
process
by
providing
them
with
the
physical
necessities,theprimitivemanfeelsthathisworkisdoneandheis
preparedtoacceptoldage(ifhesurvivesthatlong)anddeath.Many
modernpeople,ontheotherhand,aredisturbedbytheprospectof
death,asisshownbytheamountofefforttheyexpendtryingto
maintaintheirphysicalcondition,appearanceandhealth.Weargue
thatthisisduetounfulfillmentresultingfromthefactthatthey
haveneverputtheirphysicalpowerstoanyuse,havenevergone
throughthepowerprocessusingtheirbodiesinaseriousway.Itis
nottheprimitiveman,whohasusedhisbodydailyforpractical
purposes,who
fears
the
deterioration
of
age,
but
the
modern
man,
who
hasneverhadapracticaluseforhisbodybeyondwalkingfromhiscar
tohishouse.Itisthemanwhoseneedforthepowerprocesshasbeen
satisfiedduringhislifewhoisbestpreparedtoaccepttheendof
thatlife.
76.Inresponsetotheargumentsofthissectionsomeonewillsay,
"Societymustfindawaytogivepeopletheopportunitytogothrough
thepowerprocess."Forsuchpeoplethevalueoftheopportunityis
destroyedbytheveryfactthatsocietygivesittothem.Whatthey
needis
to
find
or
make
their
own
opportunities.
As
long
as
the
system
GIVESthemtheiropportunitiesitstillhasthemonaleash.Toattain
autonomytheymustgetoffthatleash.
HOWSOMEPEOPLEADJUST
77.Noteveryoneinindustrialtechnologicalsocietysuffersfrom
psychologicalproblems.
Some
people
even
profess
to
be
quite
satisfied
withsocietyasitis.Wenowdiscusssomeofthereasonswhypeople
differsogreatlyintheirresponsetomodernsociety.
78.First,theredoubtlessaredifferencesinthestrengthofthe
driveforpower.Individualswithaweakdriveforpowermayhave
relativelylittleneedtogothroughthepowerprocess,oratleast
relativelylittleneedforautonomyinthepowerprocess.Theseare
dociletypeswhowouldhavebeenhappyasplantationdarkiesinthe
OldSouth.(Wedon'tmeantosneerat"plantationdarkies"oftheOld
South.
To
their
credit,
most
of
the
slaves
were
NOT
content
with
their
servitude.WedosneeratpeoplewhoAREcontentwithservitude.)
79.Somepeoplemayhavesomeexceptionaldrive,inpursuingwhich
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theysatisfytheirneedforthepowerprocess.Forexample,thosewho
haveanunusuallystrongdriveforsocialstatusmayspendtheirwhole
livesclimbingthestatusladderwithoutevergettingboredwiththat
game.
80.Peoplevaryintheirsusceptibilitytoadvertisingandmarketing
techniques.Somepeoplearesosusceptiblethat,eveniftheymakea
greatdeal
of
money,
they
cannot
satisfy
their
constant
craving
for
theshinynewtoysthatthemarketingindustrydanglesbeforetheir
eyes.Sotheyalwaysfeelhardpressedfinanciallyeveniftheir
incomeislarge,andtheircravingsarefrustrated.
81.Somepeoplehavelowsusceptibilitytoadvertisingandmarketing
techniques.Thesearethepeoplewhoaren'tinterestedinmoney.
Materialacquisitiondoesnotservetheirneedforthepowerprocess.
82.Peoplewhohavemediumsusceptibilitytoadvertisingandmarketing
techniquesare
able
to
earn
enough
money
to
satisfy
their
craving
for
goodsandservices,butonlyatthecostofseriouseffort(puttingin
overtime,takingasecondjob,earningpromotions,etc.)Thusmaterial
acquisitionservestheirneedforthepowerprocess.Butitdoesnot
necessarilyfollowthattheirneedisfullysatisfied.Theymayhave
insufficientautonomyinthepowerprocess(theirworkmayconsistof
followingorders)andsomeoftheirdrivesmaybefrustrated(e.g.,
security,aggression).(Weareguiltyofoversimplificationin
paragraphs8082becausewehaveassumedthatthedesireformaterial
acquisitionisentirelyacreationoftheadvertisingandmarketing
industry.Of
course
it's
not
that
simple.
83.Somepeoplepartlysatisfytheirneedforpowerbyidentifying
themselveswithapowerfulorganizationormassmovement.An
individuallackinggoalsorpowerjoinsamovementoranorganization,
adoptsitsgoalsashisown,thenworkstowardthesegoals.Whensome
ofthegoalsareattained,theindividual,eventhoughhispersonal
effortshaveplayedonlyaninsignificantpartintheattainmentof
thegoals,feels(throughhisidentificationwiththemovementor
organization)asifhehadgonethroughthepowerprocess.This
phenomenonwas
exploited
by
the
fascists,
nazis
and
communists.
Our
societyusesit,too,thoughlesscrudely.Example:ManuelNoriegawas
anirritanttotheU.S.(goal:punishNoriega).TheU.S.invaded
Panama(effort)andpunishedNoriega(attainmentofgoal).TheU.S.
wentthroughthepowerprocessandmanyAmericans,becauseoftheir
identificationwiththeU.S.,experiencedthepowerprocess
vicariously.HencethewidespreadpublicapprovalofthePanama
invasion;itgavepeopleasenseofpower.[15]Weseethesame
phenomenoninarmies,corporations,politicalparties,humanitarian
organizations,religiousorideologicalmovements.Inparticular,
leftist
movements
tend
to
attract
people
who
are
seeking
to
satisfy
theirneedforpower.Butformostpeopleidentificationwithalarge
organizationoramassmovementdoesnotfullysatisfytheneedfor
power.
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84.Anotherwayinwhichpeoplesatisfytheirneedforthepower
processisthroughsurrogateactivities.Asweexplainedinparagraphs
3840,asurrogateactivitythatisdirectedtowardanartificialgoal
thattheindividualpursuesforthesakeofthe"fulfillment"thathe
getsfrompursuingthegoal,notbecauseheneedstoattainthegoal
itself.Forinstance,thereisnopracticalmotiveforbuilding
enormousmuscles,
hitting
alittle
ball
into
ahole
or
acquiring
a
completeseriesofpostagestamps.Yetmanypeopleinoursociety
devotethemselveswithpassiontobodybuilding,golforstamp
collecting.Somepeoplearemore"otherdirected"thanothers,and
thereforewillmorereadilyattackimportancetoasurrogateactivity
simplybecausethepeoplearoundthemtreatitasimportantorbecause
societytellsthemitisimportant.Thatiswhysomepeoplegetvery
seriousaboutessentiallytrivialactivitiessuchassports,or
bridge,orchess,orarcanescholarlypursuits,whereasotherswhoare
moreclearsightedneverseethesethingsasanythingbutthe
surrogateactivities
that
they
are,
and
consequently
never
attach
enoughimportancetothemtosatisfytheirneedforthepowerprocess
inthatway.Itonlyremainstopointoutthatinmanycasesa
person'swayofearningalivingisalsoasurrogateactivity.Nota
PUREsurrogateactivity,sincepartofthemotivefortheactivityis
togainthephysicalnecessitiesand(forsomepeople)socialstatus
andtheluxuriesthatadvertisingmakesthemwant.Butmanypeopleput
intotheirworkfarmoreeffortthanisnecessarytoearnwhatever
moneyandstatustheyrequire,andthisextraeffortconstitutesa
surrogateactivity.Thisextraeffort,togetherwiththeemotional
investmentthat
accompanies
it,
is
one
of
the
most
potent
forces
actingtowardthecontinualdevelopmentandperfectingofthesystem,
withnegativeconsequencesforindividualfreedom(seeparagraph131).
Especially,forthemostcreativescientistsandengineers,worktends
tobelargelyasurrogateactivity.Thispointissoimportantthatis
deservesaseparatediscussion,whichweshallgiveinamoment
(paragraphs8792).
85.Inthissectionwehaveexplainedhowmanypeopleinmodern
societydosatisfytheirneedforthepowerprocesstoagreateror
lesserextent.
But
we
think
that
for
the
majority
of
people
the
need
forthepowerprocessisnotfullysatisfied.Inthefirstplace,
thosewhohaveaninsatiabledriveforstatus,orwhogetfirmly
"hooked"orasurrogateactivity,orwhoidentifystronglyenoughwith
amovementororganizationtosatisfytheirneedforpowerinthat
way,areexceptionalpersonalities.Othersarenotfullysatisfied
withsurrogateactivitiesorbyidentificationwithanorganization
(seeparagraphs41,64).Inthesecondplace,toomuchcontrolis
imposedbythesystemthroughexplicitregulationorthrough
socialization,whichresultsinadeficiencyofautonomy,andin
frustration
due
to
the
impossibility
of
attaining
certain
goals
and
thenecessityofrestrainingtoomanyimpulses.
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86.Butevenifmostpeopleinindustrialtechnologicalsocietywere
wellsatisfied,we(FC)wouldstillbeopposedtothatformof
society,because(amongotherreasons)weconsideritdemeaningto
fulfillone'sneedforthepowerprocessthroughsurrogateactivities
orthroughidentificationwithanorganization,ratherthenthrough
pursuitofrealgoals.
THEMOTIVESOFSCIENTISTS
87.Scienceandtechnologyprovidethemostimportantexamplesof
surrogateactivities.Somescientistsclaimthattheyaremotivatedby
"curiosity,"thatnotionissimplyabsurd.Mostscientistsworkon
highlyspecializedproblemthatarenottheobjectofanynormal
curiosity.Forexample,isanastronomer,amathematicianoran
entomologistcurious
about
the
properties
of
isopropyltrimethylmethane?Ofcoursenot.Onlyachemistiscurious
aboutsuchathing,andheiscuriousaboutitonlybecausechemistry
ishissurrogateactivity.Isthechemistcuriousaboutthe
appropriateclassificationofanewspeciesofbeetle?No.That
questionisofinterestonlytotheentomologist,andheisinterested
initonlybecauseentomologyishissurrogateactivity.Ifthe
chemistandtheentomologisthadtoexertthemselvesseriouslyto
obtainthephysicalnecessities,andifthateffortexercisedtheir
abilitiesinaninterestingwaybutinsomenonscientificpursuit,
thenthey
couldn't
giver
adamn
about
isopropyltrimethylmethane
or
the
classificationofbeetles.Supposethatlackoffundsforpostgraduate
educationhadledthechemisttobecomeaninsurancebrokerinsteadof
achemist.Inthatcasehewouldhavebeenveryinterestedin
insurancemattersbutwouldhavecarednothingabout
isopropyltrimethylmethane.Inanycaseitisnotnormaltoputinto
thesatisfactionofmerecuriositytheamountoftimeandeffortthat
scientistsputintotheirwork.The"curiosity"explanationforthe
scientists'motivejustdoesn'tstandup.
88.The
"benefit
of
humanity"
explanation
doesn't
work
any
better.
Somescientificworkhasnoconceivablerelationtothewelfareofthe
humanrace mostofarchaeologyorcomparativelinguisticsfor
example.Someotherareasofsciencepresentobviouslydangerous
possibilities.Yetscientistsintheseareasarejustasenthusiastic
abouttheirworkasthosewhodevelopvaccinesorstudyairpollution.
ConsiderthecaseofDr.EdwardTeller,whohadanobviousemotional
involvementinpromotingnuclearpowerplants.Didthisinvolvement
stemfromadesiretobenefithumanity?Ifso,thenwhydidn'tDr.
Tellergetemotionalaboutother"humanitarian"causes?Ifhewassuch
a
humanitarian
then
why
did
he
help
to
develop
the
H
bomb?
As
with
manyotherscientificachievements,itisverymuchopentoquestion
whethernuclearpowerplantsactuallydobenefithumanity.Doesthe
cheapelectricityoutweightheaccumulatingwasteandriskof
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accidents?Dr.Tellersawonlyonesideofthequestion.Clearlyhis
emotionalinvolvementwithnuclearpowerarosenotfromadesireto
"benefithumanity"butfromapersonalfulfillmenthegotfromhis
workandfromseeingitputtopracticaluse.
89.Thesameistrueofscientistsgenerally.Withpossiblerare
exceptions,theirmotiveisneithercuriositynoradesiretobenefit
humanitybut
the
need
to
go
through
the
power
process:
to
have
agoal
(ascientificproblemtosolve),tomakeaneffort(research)andto
attainthegoal(solutionoftheproblem.)Scienceisasurrogate
activitybecausescientistsworkmainlyforthefulfillmenttheyget
outoftheworkitself.
90.Ofcourse,it'snotthatsimple.Othermotivesdoplayarolefor
manyscientists.Moneyandstatusforexample.Somescientistsmaybe
personsofthetypewhohaveaninsatiabledriveforstatus(see
paragraph79)andthismayprovidemuchofthemotivationfortheir
work.No
doubt
the
majority
of
scientists,
like
the
majority
of
the
generalpopulation,aremoreorlesssusceptibletoadvertisingand
marketingtechniquesandneedmoneytosatisfytheircravingforgoods
andservices.ThusscienceisnotaPUREsurrogateactivity.Butitis
inlargepartasurrogateactivity.
91.Also,scienceandtechnologyconstituteamasspowermovement,and
manyscientistsgratifytheirneedforpowerthroughidentification
withthismassmovement(seeparagraph83).
92.Thus
science
marches
on
blindly,
without
regard
to
the
real
welfareofthehumanraceortoanyotherstandard,obedientonlyto
thepsychologicalneedsofthescientistsandofthegovernment
officialsandcorporationexecutiveswhoprovidethefundsfor
research.
THENATUREOFFREEDOM
93.Wearegoingtoarguethatindustrialtechnologicalsocietycannot
bereformedinsuchawayastopreventitfromprogressively
narrowingthesphereofhumanfreedom.Butbecause"freedom"isaword
thatcanbeinterpretedinmanyways,wemustfirstmakeclearwhat
kindoffreedomweareconcernedwith.
94.By"freedom"wemeantheopportunitytogothroughthepower
process,withrealgoalsnottheartificialgoalsofsurrogate
activities,andwithoutinterference,manipulationorsupervisionfrom
anyone,
especially
from
any
large
organization.
Freedom
means
being
in
control(eitherasanindividualorasamemberofaSMALLgroup)of
thelifeanddeathissuesofone'sexistence;food,clothing,shelter
anddefenseagainstwhateverthreatstheremaybeinone's
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environment.Freedommeanshavingpower;notthepowertocontrol
otherpeoplebutthepowertocontrolthecircumstancesofone'sown
life.Onedoesnothavefreedomifanyoneelse(especiallyalarge
organization)haspoweroverone,nomatterhowbenevolently,
tolerantlyandpermissivelythatpowermaybeexercised.Itis
importantnottoconfusefreedomwithmerepermissiveness(see
paragraph72).
95.Itissaidthatweliveinafreesocietybecausewehavea
certainnumberofconstitutionallyguaranteedrights.Buttheseare
notasimportantastheyseem.Thedegreeofpersonalfreedomthat
existsinasocietyisdeterminedmorebytheeconomicand
technologicalstructureofthesocietythanbyitslawsoritsformof
government.[16]MostoftheIndiannationsofNewEnglandwere
monarchies,andmanyofthecitiesoftheItalianRenaissancewere
controlledbydictators.Butinreadingaboutthesesocietiesonegets
theimpressionthattheyallowedfarmorepersonalfreedomthanout
societydoes.
In
part
this
was
because
they
lacked
efficient
mechanismsforenforcingtheruler'swill:Therewerenomodern,
wellorganizedpoliceforces,norapidlongdistancecommunications,
nosurveillancecameras,nodossiersofinformationaboutthelivesof
averagecitizens.Henceitwasrelativelyeasytoevadecontrol.
96.Asforourconstitutionalrights,considerforexamplethatof
freedomofthepress.Wecertainlydon'tmeantoknockthatright:it
isveryimportanttoolforlimitingconcentrationofpoliticalpower
andforkeepingthosewhodohavepoliticalpowerinlinebypublicly
exposingany
misbehavior
on
their
part.
But
freedom
of
the
press
is
of
verylittleusetotheaveragecitizenasanindividual.Themass
mediaaremostlyunderthecontroloflargeorganizationsthatare
integratedintothesystem.Anyonewhohasalittlemoneycanhave
somethingprinted,orcandistributeitontheInternetorinsome
suchway,butwhathehastosaywillbeswampedbythevastvolumeof
materialputoutbythemedia,henceitwillhavenopracticaleffect.
Tomakeanimpressiononsocietywithwordsisthereforealmost
impossibleformostindividualsandsmallgroups.Takeus(FC)for
example.Ifwehadneverdoneanythingviolentandhadsubmittedthe
presentwritings
to
apublisher,
they
probably
would
not
have
been
accepted.Iftheyhadbeenacceptedandpublished,theyprobablywould
nothaveattractedmanyreaders,becauseit'smorefuntowatchthe
entertainmentputoutbythemediathantoreadasoberessay.Evenif
thesewritingshadhadmanyreaders,mostofthesereaderswouldsoon
haveforgottenwhattheyhadreadastheirmindswerefloodedbythe
massofmaterialtowhichthemediaexposethem.Inordertogetour
messagebeforethepublicwithsomechanceofmakingalasting
impression,we'vehadtokillpeople.
97.
Constitutional
rights
are
useful
up
to
a
point,
but
they
do
not
servetoguaranteemuchmorethanwhatcouldbecalledthebourgeois
conceptionoffreedom.Accordingtothebourgeoisconception,a"free"
manisessentiallyanelementofasocialmachineandhasonlya
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certainsetofprescribedanddelimitedfreedoms;freedomsthatare
designedtoservetheneedsofthesocialmachinemorethanthoseof
theindividual.Thusthebourgeois's"free"manhaseconomicfreedom
becausethatpromotesgrowthandprogress;hehasfreedomofthepress
becausepubliccriticismrestrainsmisbehaviorbypoliticalleaders;
hehasarightstoafairtrialbecauseimprisonmentatthewhimof
thepowerfulwouldbebadforthesystem.Thiswasclearlythe
attitudeof
Simon
Bolivar.
To
him,
people
deserved
liberty
only
if
theyusedittopromoteprogress(progressasconceivedbythe
bourgeois).Otherbourgeoisthinkershavetakenasimilarviewof
freedomasameremeanstocollectiveends.ChesterC.Tan,"Chinese
PoliticalThoughtintheTwentiethCentury,"page202,explainsthe
philosophyoftheKuomintangleaderHuHanmin:"Anindividualis
grantedrightsbecauseheisamemberofsocietyandhiscommunity
liferequiressuchrights.BycommunityHumeantthewholesocietyof
thenation."Andonpage259TanstatesthataccordingtoCarsumChang
(ChangChunmai,headoftheStateSocialistPartyinChina)freedom
hadto
be
used
in
the
interest
of
the
state
and
of
the
people
as
a
whole.Butwhatkindoffreedomdoesonehaveifonecanuseitonly
assomeoneelseprescribes?FC'sconceptionoffreedomisnotthatof
Bolivar,Hu,Changorotherbourgeoistheorists.Thetroublewithsuch
theoristsisthattheyhavemadethedevelopmentandapplicationof
socialtheoriestheirsurrogateactivity.Consequentlythetheories
aredesignedtoservetheneedsofthetheoristsmorethantheneeds
ofanypeoplewhomaybeunluckyenoughtoliveinasocietyonwhich
thetheoriesareimposed.
98.One
more
point
to
be
made
in
this
section:
It
should
not
be
assumedthatapersonhasenoughfreedomjustbecauseheSAYShehas
enough.Freedomisrestrictedinpartbypsychologicalcontrolof
whichpeopleareunconscious,andmoreovermanypeople'sideasofwhat
constitutesfreedomaregovernedmorebysocialconventionthanby
theirrealneeds.Forexample,it'slikelythatmanyleftistsofthe
oversocializedtypewouldsaythatmostpeople,includingthemselves
aresocializedtoolittleratherthantoomuch,yettheoversocialized
leftistpaysaheavypsychologicalpriceforhishighlevelof
socialization.
SOMEPRINCIPLESOFHISTORY
99.Thinkofhistoryasbeingthesumoftwocomponents:anerratic
componentthatconsistsofunpredictableeventsthatfollowno
discerniblepattern,andaregularcomponentthatconsistsof
longtermhistoricaltrends.Hereweareconcernedwiththelongterm
trends.
100.FIRSTPRINCIPLE.IfaSMALLchangeismadethataffectsa
longtermhistoricaltrend,thentheeffectofthatchangewillalmost
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alwaysbetransitory thetrendwillsoonreverttoitsoriginal
state.(Example:Areformmovementdesignedtocleanuppolitical
corruptioninasocietyrarelyhasmorethanashorttermeffect;
soonerorlaterthereformersrelaxandcorruptioncreepsbackin.The
levelofpoliticalcorruptioninagivensocietytendstoremain
constant,ortochangeonlyslowlywiththeevolutionofthesociety.
Normally,apoliticalcleanupwillbepermanentonlyifaccompaniedby
widespreadsocial
changes;
aSMALL
change
in
the
society
won't
be
enough.)Ifasmallchangeinalongtermhistoricaltrendappearsto
bepermanent,itisonlybecausethechangeactsinthedirectionin
whichthetrendisalreadymoving,sothatthetrendisnotaltered
butonlypushedastepahead.
101.Thefirstprincipleisalmostatautology.Ifatrendwerenot
stablewithrespecttosmallchanges,itwouldwanderatrandomrather
thanfollowingadefinitedirection;inotherwordsitwouldnotbea
longtermtrendatall.
102.SECONDPRINCIPLE.Ifachangeismadethatissufficientlylarge
toalterpermanentlyalongtermhistoricaltrend,thanitwillalter
thesocietyasawhole.Inotherwords,asocietyisasysteminwhich
allpartsareinterrelated,andyoucan'tpermanentlychangeany
importantpartwithoutchangealltheotherpartsaswell.
103.THIRDPRINCIPLE.Ifachangeismadethatislargeenoughto
alterpermanentlyalongtermtrend,thentheconsequencesforthe
societyasawholecannotbepredictedinadvance.(Unlessvarious
othersocieties
have
passed
through
the
same
change
and
have
all
experiencedthesameconsequences,inwhichcaseonecanpredicton
empiricalgroundsthatanothersocietythatpassesthroughthesame
changewillbeliketoexperiencesimilarconsequences.)
104.FOURTHPRINCIPLE.Anewkindofsocietycannotbedesignedon
paper.Thatis,youcannotplanoutanewformofsocietyinadvance,
thensetitupandexpectittofunctionasitwasdesignedto.
105.Thethirdandfourthprinciplesresultfromthecomplexityof
humansocieties.
A
change
in
human
behavior
will
affect
the
economy
of
asocietyanditsphysicalenvironment;theeconomywillaffectthe
environmentandviceversa,andthechangesintheeconomyandthe
environmentwillaffecthumanbehaviorincomplex,unpredictableways;
andsoforth.Thenetworkofcausesandeffectsisfartoocomplexto
beuntangledandunderstood.
106.FIFTHPRINCIPLE.Peopledonotconsciouslyandrationallychoose
theformoftheirsociety.Societiesdevelopthroughprocessesof
socialevolutionthatarenotunderrationalhumancontrol.
107.Thefifthprincipleisaconsequenceoftheotherfour.
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108.Toillustrate:Bythefirstprinciple,generallyspeakingan
attemptatsocialreformeitheractsinthedirectioninwhichthe
societyisdevelopinganyway(sothatitmerelyacceleratesachange
thatwouldhaveoccurredinanycase)orelseitonlyhasatransitory
effect,sothatthesocietysoonslipsbackintoitsoldgroove.To
makealastingchangeinthedirectionofdevelopmentofanyimportant
aspectofasociety,reformisinsufficientandrevolutionis
required.(A
revolution
does
not
necessarily
involve
an
armed
uprising
ortheoverthrowofagovernment.)Bythesecondprinciple,a
revolutionneverchangesonlyoneaspectofasociety;andbythe
thirdprinciplechangesoccurthatwereneverexpectedordesiredby
therevolutionaries.Bythefourthprinciple,whenrevolutionariesor
utopianssetupanewkindofsociety,itneverworksoutasplanned.
109.TheAmericanRevolutiondoesnotprovideacounterexample.The
American"Revolution"wasnotarevolutioninoursenseoftheword,
butawarofindependencefollowedbyaratherfarreachingpolitical
reform.The
Founding
Fathers
did
not
change
the
direction
of
developmentofAmericansociety,nordidtheyaspiretodoso.They
onlyfreedthedevelopmentofAmericansocietyfromtheretarding
effectofBritishrule.Theirpoliticalreformdidnotchangeany
basictrend,butonlypushedAmericanpoliticalculturealongits
naturaldirectionofdevelopment.Britishsociety,ofwhichAmerican
societywasanoffshoot,hadbeenmovingforalongtimeinthe
directionofrepresentativedemocracy.AndpriortotheWarof
IndependencetheAmericanswerealreadypracticingasignificant
degreeofrepresentativedemocracyinthecolonialassemblies.The
politicalsystem
established
by
the
Constitution
was
modeled
on
the
Britishsystemandonthecolonialassemblies.Withmajoralteration,
tobesure thereisnodoubtthattheFoundingFatherstookavery
importantstep.ButitwasastepalongtheroadtheEnglishspeaking
worldwasalreadytraveling.TheproofisthatBritainandallofits
coloniesthatwerepopulatedpredominantlybypeopleofBritish
descentendedupwithsystemsofrepresentativedemocracyessentially
similartothatoftheUnitedStates.IftheFoundingFathershadlost
theirnerveanddeclinedtosigntheDeclarationofIndependence,our
wayoflifetodaywouldnothavebeensignificantlydifferent.Maybe
wewould
have
had
somewhat
closer
ties
to
Britain,
and
would
have
had
aParliamentandPrimeMinisterinsteadofaCongressandPresident.
Nobigdeal.ThustheAmericanRevolutionprovidesnota
counterexampletoourprinciplesbutagoodillustrationofthem.
110.Still,onehastousecommonsenseinapplyingtheprinciples.
Theyareexpressedinimpreciselanguagethatallowslatitudefor
interpretation,andexceptionstothemcanbefound.Sowepresent
theseprinciplesnotasinviolablelawsbutasrulesofthumb,or
guidestothinking,thatmayprovideapartialantidotetonaiveideas
about
the
future
of
society.
The
principles
should
be
borne
constantly
inmind,andwheneveronereachesaconclusionthatconflictswith
themoneshouldcarefullyreexamineone'sthinkingandretainthe
conclusiononlyifonehasgood,solidreasonsfordoingso.
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INDUSTRIALTECHNOLOGICALSOCIETYCANNOTBEREFORMED
111.Theforegoingprincipleshelptoshowhowhopelesslydifficultit
wouldbetoreformtheindustrialsysteminsuchawayastoprevent
itfrom
progressively
narrowing
our
sphere
of
freedom.
There
has
been
aconsistenttendency,goingbackatleasttotheIndustrial
Revolutionfortechnologytostrengthenthesystematahighcostin
individualfreedomandlocalautonomy.Henceanychangedesignedto
protectfreedomfromtechnologywouldbecontrarytoafundamental
trendinthedevelopmentofoursociety.
Consequently,suchachangeeitherwouldbeatransitoryone soon
swampedbythetideofhistory or,iflargeenoughtobepermanent
wouldalterthenatureofourwholesociety.Thisbythefirstand
secondprinciples.
Moreover,
since
society
would
be
altered
in
away
thatcouldnotbepredictedinadvance(thirdprinciple)therewould
begreatrisk.Changeslargeenoughtomakealastingdifferencein
favoroffreedomwouldnotbeinitiatedbecauseitwouldrealizedthat
theywouldgravelydisruptthesystem.Soanyattemptsatreformwould
betootimidtobeeffective.Evenifchangeslargeenoughtomakea
lastingdifferencewereinitiated,theywouldberetractedwhentheir
disruptiveeffectsbecameapparent.Thus,permanentchangesinfavor
offreedomcouldbebroughtaboutonlybypersonspreparedtoaccept
radical,dangerousandunpredictablealterationoftheentiresystem.
Inother
words,
by
revolutionaries,
not
reformers.
112.Peopleanxioustorescuefreedomwithoutsacrificingthesupposed
benefitsoftechnologywillsuggestnaiveschemesforsomenewformof
societythatwouldreconcilefreedomwithtechnology.Apartfromthe
factthatpeoplewhomakesuggestionsseldomproposeanypractical
meansbywhichthenewformofsocietycouldbesetupinthefirst
place,itfollowsfromthefourthprinciplethatevenifthenewform
ofsocietycouldbeonceestablished,iteitherwouldcollapseor
wouldgiveresultsverydifferentfromthoseexpected.
113.Soevenonverygeneralgroundsitseemshighlyimprobablythat
anywayofchangingsocietycouldbefoundthatwouldreconcile
freedomwithmoderntechnology.Inthenextfewsectionswewillgive
morespecificreasonsforconcludingthatfreedomandtechnological
progressareincompatible.
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RESTRICTIONOFFREEDOMISUNAVOIDABLEININDUSTRIALSOCIETY
114.Asexplainedinparagraph6567,7073,modernmanisstrapped
downbyanetworkofrulesandregulations,andhisfatedependson
theactionsofpersonsremotefromhimwhosedecisionshecannot
influence.This
is
not
accidental
or
aresult
of
the
arbitrariness
of
arrogantbureaucrats.Itisnecessaryandinevitableinany
technologicallyadvancedsociety.ThesystemHASTOregulatehuman
behaviorcloselyinordertofunction.Atwork,peoplehavetodowhat
theyaretoldtodo,otherwiseproductionwouldbethrownintochaos.
BureaucraciesHAVETOberunaccordingtorigidrules.Toallowany
substantialpersonaldiscretiontolowerlevelbureaucratswould
disruptthesystemandleadtochargesofunfairnessdueto
differencesinthewayindividualbureaucratsexercisedtheir
discretion.Itistruethatsomerestrictionsonourfreedomcouldbe
eliminated,but
GENERALLY
SPEAKING
the
regulation
of
our
lives
by
largeorganizationsisnecessaryforthefunctioningof
industrialtechnologicalsociety.Theresultisasenseof
powerlessnessonthepartoftheaverageperson.Itmaybe,however,
thatformalregulationswilltendincreasinglytobereplacedby
psychologicaltoolsthatmakeuswanttodowhatthesystemrequires
ofus.(Propaganda[14],educationaltechniques,"mentalhealth"
programs,etc.)
115.ThesystemHASTOforcepeopletobehaveinwaysthatare
increasinglyremote
from
the
natural
pattern
of
human
behavior.
For
example,thesystemneedsscientists,mathematiciansandengineers.It
can'tfunctionwithoutthem.Soheavypressureisputonchildrento
excelinthesefields.Itisn'tnaturalforanadolescenthumanbeing
tospendthebulkofhistimesittingatadeskabsorbedinstudy.A
normaladolescentwantstospendhistimeinactivecontactwiththe
realworld.Amongprimitivepeoplesthethingsthatchildrenare
trainedtodoareinnaturalharmonywithnaturalhumanimpulses.
AmongtheAmericanIndians,forexample,boysweretrainedinactive
outdoorpursuits justthesortofthingsthatboyslike.Butinour
societychildren
are
pushed
into
studying
technical
subjects,
which
mostdogrudgingly.
116.Becauseoftheconstantpressurethatthesystemexertstomodify
humanbehavior,thereisagradualincreaseinthenumberofpeople
whocannotorwillnotadjusttosociety'srequirements:welfare
leeches,youthgangmembers,cultists,antigovernmentrebels,radical
environmentalistsaboteurs,dropoutsandresistersofvariouskinds.
117.Inanytechnologicallyadvancedsocietytheindividual'sfate
MUST
depend
on
decisions
that
he
personally
cannot
influence
to
any
greatextent.Atechnologicalsocietycannotbebrokendowninto
small,autonomouscommunities,becauseproductiondependsonthe
cooperationofverylargenumbersofpeopleandmachines.Sucha
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societyMUSTbehighlyorganizedanddecisionsHAVETObemadethat
affectverylargenumbersofpeople.Whenadecisionaffects,say,a
millionpeople,theneachoftheaffectedindividualshas,onthe
average,onlyaonemillionthshareinmakingthedecision.What
usuallyhappensinpracticeisthatdecisionsaremadebypublic
officialsorcorporationexecutives,orbytechnicalspecialists,but
evenwhenthepublicvotesonadecisionthenumberofvoters
ordinarilyis
too
large
for
the
vote
of
any
one
individual
to
be
significant.[17]Thusmostindividualsareunabletoinfluence
measurablythemajordecisionsthataffecttheirlives.Theirisno
conceivablewaytoremedythisinatechnologicallyadvancedsociety.
Thesystemtriesto"solve"thisproblembyusingpropagandatomake
peopleWANTthedecisionsthathavebeenmadeforthem,butevenif
this"solution"werecompletelysuccessfulinmakingpeoplefeel
better,itwouldbedemeaning.
118Conservativesandsomeothersadvocatemore"localautonomy."
Localcommunities
once
did
have
autonomy,
but
such
autonomy
becomes
lessandlesspossibleaslocalcommunitiesbecomemoreenmeshedwith
anddependentonlargescalesystemslikepublicutilities,computer
networks,highwaysystems,themasscommunicationsmedia,themodern
healthcaresystem.Alsooperatingagainstautonomyisthefactthat
technologyappliedinonelocationoftenaffectspeopleatother
locationsfaraway.Thuspesticideorchemicalusenearacreekmay
contaminatethewatersupplyhundredsofmilesdownstream,andthe
greenhouseeffectaffectsthewholeworld.
119.The
system
does
not
and
cannot
exist
to
sati