c.a.>

Washington, D.C.

CHAMelEJt9w BRUCE W. l<AUFFMAN

JVOG1£

SG13 UNITED STATES COURTHOUSE 60t MAA'Klirr S'TAlmT

PHILADELPHIA. PENNSYLVANIA. 19106-1776

21 ?1 97-0888 FAX: 21 ?1·?18().228 1

.. . ..

UNITED STATES DISTRICT COURT EAs'TERN OIS"l"RtC'r OF PEHNSYLYANtA

May23,2005

SB.FINITJATEO AMENDMENr

Judicial Conference of the United States Committee on Financial Djsclosure One Columbus Circle, N.E. Suite2-301 ···

Washington, DC 20544

0Re: 2004 Financial Disclosure Report Q> - ::0

0 r-...,.. rn·o-(1.>Z (") c> <...> rnDear Committee Members: .;!) ::z -v12 ..n -

.., < -.,I write to amend the 2004 Financial Disclosure Reportas follows :=: ,.,,

• 0<=> ....,..

l. Part I . .. Director, Federal Judges Associatio.n ·

,. ·2. Part IV Federal Judges Association.,; Annual Board Meeting Ritz Carlton Hotel

- ..... -

4 . Title (Article IU Judges indicate active or senior stat us ; mag.istratc judges indicate full- or part-time)

W.S. DISTRICT COURT, EASTERN P

5 . ReportType (check appropriate type)

(5 U.S.C. app. §§ 1 0 1-111)

6. Reporting, Period

to 12131 /2004

_ _________ _ Date, ____ _

IMPORT ANT NOTES: The instructions acc<impanying Ib is form must be fo llowed. Complete all parts, checking the NONE box for each part where you have no reportable infonn.ation. Sign on last page.

. ..

NAME OF OROANJZATIONIEN'TlTY

PARTIES AND TERMS

2.

0 =

r.1<J 0-

C-7>

....., <")

;- .,

rin

<

A0-10 Rcv.112004

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

1. Person Reporting (Last n Fic$tname, MiddJe initial)

KAUFFMAN, BRUCE W

U.S. DISTRICT JUDGE - ACTIVE

2. Court or Organization

Q Nominatioo, Date

Q·hiliial 0 Ftn.l

Report Rr:qu.irtd by th'Ethics

in Government Att of 1978

3. il1lte of Report

S/5/20llS

1/1/2004

7. Chambcn or Office Address

ROOM 5613,U.S. COURTiiOUSE

601 MARXETSTitEET

PHILADELPHIA, PA 19106

8. On the basis of the infomJatioO cootained inthis Re;;ortand any modifications pertaining thereto, it js, in my opinion, in compliance with applicable l aws and TCg.ulations.

ReviewingOffiocr

l. POSITIONS. (Reporting individual only; see pp. 9·13 of filing instructions)

li2J NONE · (Nor<portllble positions.)

POSIDON

I.

...._,

c;; = ...,..." r-., ;;:0- -<\';Z-:.=-: ;,;.";=

u-:"jr-

.e w

rn C)

rn 0

(Reporting individual only; see pp. 14· I 6 of filing inst:roCrions) II. AGREE:MENTS. /'

..0 NONE (No rcponable agroemerus.)·

I..

SOURCE AND TYPE GRQSS !NCQME

.,. ..

/

SO!JRCE AND IDE

SELF-EMPWYED · MARKETING DESIGN

NEW YORK NTEU.ECTUAL PROPERTY LAW ASSOCIATION

O O

2.

FINANCIAL DISCLOSURE REPORT NameorPttson Reporting

KAUFFMAN. BRUCE W

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 17-24 offiling ill$!7Uctions)

A. Filer's Non-Investment Income

0 NONE · (No reportable non-invcs1mcn1 income.)

I. 2004 PENN MUTUAL LIFE INSURANCE ·ANNUITY DISTRIBUTION (SEE NOTE)

Date ofReport

S/512005

U-.. "°' spouse's) 100,000.00

B. Spouse's Non-Investment Income -Qf)'OU married during anyportion oflhc reporting year,please complete this section. Dollar amount oot requiredexcept for hoooraria.} • ;

0 NONE - (No reportable nDCl-invcsnnent income.)

I. 2004

N. REIMBURSEMENTS -lranspol1Jllion, lodging, food. cntcrtainmcn;.

(Includesthooc to spouse and dependent childftn. Sec pp. 25-27 of insb\lcilOns.)

0 NONE - (No such r<portablc rcimbur>emcnis.)

I.

SO!JRCE DESCRIP110N

ANNUAL DINNER WALD RF AST RIA

SOVRCE

DE$CR!P1JQN

V. GIFTS. (lncludcs1hose to <pousc and dependent ch.ildten. S<e pp. 28-31 ofinslruetioos.)

0 NONE (No such n:pc<1ablc gifts.) -

FINANCIAL DISCLOSURE REPORT NamcotPc"°"Rcporting

KAUFFMAN, BRUCE W

VI. LIABil.JTIES. (Includesthoseofspousc and dependent children. Sec pp. 32- 4ofinstructions.)

0 NONE - (No n:pona1>1e liabilities.)

CREPIIOR I. ACSINC. STUDENT LOAN

. .

DateofR0pm

515/2005

VAJJIEOODE K

QESCRIPIJQN

I.

A.

(No rq>ONbk income. wets. or transactiocs)

I . HUNTINGTON ASSOCIATES (LTD

2. PENNSYl. VANIA BUSINESS BANK • CHECKING

3 . !RA ROLLOVER 1985 (SEEN OTI!)

4 . · C0MMA:ND INSURED INCOME ACCOUNT

s . - SG HOIDINOS, INC. • BONDS

6 . · AT&T CORP

7 . · COMMAND MONEY FUND

· GENERAL ELECTRIC

9. ·JOHN HANCOCK CORE EQUITY l'.1JND CLASSB

1 0. • JOIJN HANCOCK SER TR ttCHNOLOOY FD CLB(X)

11. - GENERAL MOTOR ACCEPTANCE NOttS

12. - TECO ENERGY INC

13. WACHOVIA • 6!>-T6 (S EE NOTI!)

14. - HllALlHFUSION.COM (X)

J S. - AT&T CORP

16. - ARTEMIS INTL (X)

17. - SG HOLD!NGS, INC

18 . · COCA COLA CO DELAWARE

N•ine of Per>on Reporting

KAUFFMAN , BRUCE W

B. c.

"""""" pa;od ""'°""' period

(l) (2) (l ) (2)

T"" Code l div. teat. or · Code2 Melbod (A•H) int.) (J.l')

A

A Inter est 1 T

c DIV &:INT N T

c DIV&:INT ] T

(l)

Type (<g. buy, s<ll,

.,,-. n:d=plion)

SEU.

ROLLO VE

D.

Date ofRcpod

Sf5(ZO<ll

U DOI txcapC: u.,..... disdosurt: (3) (4) (S)

Dale : v- Gain Mon.th .. Codo2 Cod. I Doy (J·P) (A-l'l

owacti"')

09/02 F

12131 K

FINANCIALDISCLOSURE REPORT

Page 1 of3

VIl. INVESTMENTS and TRUSTS

Oclc:rlptionor Assets (oocbli,ewsuuets)

l"lx:c"'(X)•after each I.UC! cxanpt li'om. prior disclowre

DNONE

!ncomc durin& Gmu value a-tad of Trms:actions cbrioi rePortine period

(2) - (c.c. V&lue Value 1""'"" "'

l>U)<d$cllaCode3 (irpcivatc(Q.W)

.8.

PARTNERSHIP)-(SEE NOTE)

. .

R

A..

19. • COMCAsTCORP NEW CL A (X)

20. ·COMMAND MONEY FUND

2L · GENERAL El.ECTIUC CO.

22. ·WI'ELCORP

23. • SEUGMAN OOMU&I FDB

24. ·SAFEGUARD SCIEN11FI C

25. • rvY INTI. FUND CL A (X)

26. • fVY INT'L FUND CLASS B

27. ·CISCO SYSTEM, INC.

28. · • EMllRGE INTERACTIVE, INC.

29. • DAJMLRCHRYSLR ClN RO MP

30 . - GENMTRACC

31. - EVERGREENS ADJRTE A

32. ·MORGAN STANLEY MfNRO MP

33. • U S INTERACTIVE INC (X)

34. WACHOVIA· 51-T6 (NOTE)

35 . ·AT&T CORP

36. · COCA COLA CO DELAWARE

Name of P e rson Reporting

KAIJFFMJ\N , BRUCE W

B. c.

n:portiog period reporting pc:rfod (1) (2) (I) (2)

Amount Typ< ( e.g. div. rt tll . or Code2 0..)

.

,

:

A D i v i dend L T

(I)

merger.. rod_,;o.)

MATIJRIT

MATIJRJT

BUY

SELL

ROLLO VE

D .

D a t e of Report

S/5/20llS

JI no t ota:opt from m ··-· (l) (4 ) (

D.!.te: va1 .. ()>in Moolh· Co4c2 Code I Day (J.P) (A.Jl)

04/15 L A

04/15 K A

04/19 L

09/29 l

1213 1 M

!E1 illl t;i, ll!l l\111 ·:; ; -va10e:Mel.bOO: CCides:; ..; '> ·_ :a ::,;.; ;1;.FisaJ :·..;:; ,:· ::- .. - ::::: CReaJ 'Eitate Only) : :· s· __ ' i=. . · ""'' · T '. · Cn S!iM'nrt.e(: ::: ; ;1 ". : ) ." ; : J : : · .: : :; (S Co lu;,'ID j:. . . - il : &ru:v ·tue : : .. · ··: '. . '.\'<

.0th:·; .. ·: . l · : : . .. · ; .. ·B.miat d: .: : ·

.

. ··:'. : · · ' ":> · .,._;:: : ; : : .. · · .. : -

FINANCIAL DISCLOSURE REPORT Page2 of3

VII. INVESTiyIBNTS and TRUSTS

Description of Asset$ (ll)clutli11stru;t assets)

Place "(X)" a.ftcr each llS$ct cxtll\'( &om prior disdoswe

Iccorucdurioi: Gross vallle at end of

Value Value Code I Melhod (A·H) Q.P) Codel

(Q·W)

. . /

Type (e.g. buy, sell,,

y

y

R

Transac:tions dwing rcportiog period

(2) td,.;,,,w buya:fscllct (ifpivcuc

tnm:actiOD)

Name of Pason Reporting KAUFFMAN, BRUCE W

Dale of Repat Sl5!'1J)(J5

B. c. o. Gross value at end of

repon:U:ig period <cpor1ing period

(I) (2) ( l ) (2) {l) u-00( cc.empt from <lm.1-u:t ( (3) (4) (

- 1)p< Vah>o v.i .. Gain Code l div. reoc . or Mdhod buy . .. o. Moolh · Code2 Cod • I (A -II) mt.) (J·P) Doy (l·P) (A·H)

)

37. · COMMAND MONEY FUND

38. · COMCAST CORP NEW CL A (X)

39. ·GENERAL ELECTRIC

40. ·INTEL CORP

41. • PFlZER CORP. "

. j

42. CSP DEBT ACCOUNT D ln1=St ] u

43. CITIZENS BANK OF P ENN S YI.. VANIA (SEE lnttfeSt

44. ROYAL BANK OF PENNSYLVANIA (IRA B lntctest · M T

4 S.' HP H • POPIJ\R STREET ASSOCIATES Nooe K u

46. KJILC' BUY . 7f29 ]

47.

/

h

·

.i !r $i ; : ; i 1 /1 1 : i 1i£ t i i1i: (Ste CollUWls Cland:Dl) . 'N .. :i s2 sO;ooo.ssoo .ooo r: . . : :.. 0 . . , O&li$.J ,(l(l(l,OOO_ ,.;p1 1;qo&,O() jSS.oQO;OO.Q : :·: . .O!)O,OOO s;o,oo..cio:o : ;.: :;,: _ :; , :·:-.:;.;: : ::.::::!'.:i7: . fr;,1 - .::

· ; .. •· ::i:= !- ;oPo: :: ;; ·lt�]�Lo.i,i , : : oQ.Q9:o,oo :;;:1:�L:.:.

( Sec ColumnO) · U · ·..:Boot:Vah1c v > • .othc; ;. ·: w ·· c:d ··· · · · · · · · · ····· ··

FINANCIAL DISCLOSURE REPORT 'Page3 of3

A. Dcscriptioa or As5cts locomeduring TD11$3clkns dOOn, «:pOl1'.itlg period

(indudiog....usds)

2)Place-oo· a1\cr each as;et cxc:mpl (c-g. v.i .. T_nie (e.g. Dato: l�!yol&ocnpior dixlosur�

• Codcl boya/;ellcrCod•l '""""· (i!pivole(Q-W tCdC039tiOO) tra::action.)

A NOTE)

ACCOUNl)

"

" �... . · · ��[:;{>:; ;; .···•• .. .• ,:.· ·· ·

bon·orari a

Signature

"

FINANCIAL DISCLOSURE REPORT NamcorP<...,nRcpaning

KAUFFMAN. BRUCE W

Date o( Report

r IX. CERTIFICATION.

I certify that all information given above (including infoll])ation pcnaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to lhe best of my knowled ge Md belief, and that any information not rcponed was withheld because it met applicable statutory provisions pell])itting non-disclosure.

I funher cenify lhat earned income from outside employment and and the acceptance of gifts which have been reported arc in compliance wilh the provisions of5 U.S.C. § 501et.seq.,5 U.S.C. § 7353, and Judicial Conference regulations.

Date._..5,,__.-JA-"--'--/o-=-g--=-NOTB: ANY INDNIDUAL WHO KNO AND WJLFULL y FALSIFIES ORF AILS TO FILE nns REPORT MA y BB SUBJECT TO CNIL AND CRIMJNAL SANCTIONS (5 U.S.C. app. § I04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Couns

Suite 2-30 I

One Columbus Circle, N.E.

WaslringtOn, O.C. 20544