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    1112003, Cisco Systems, Inc. All rights reserved.Upstream RFTroubleshooting

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    22003, Cisco Systems, Inc. All rights reserved.Upstream RFTroubleshooting

    Upstream RF Troubleshooting

    Ron Hranac

    Technical Leader

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    3332003, Cisco Systems, Inc. All rights reserved.Upstream RFTroubleshooting

    CMTS Configuration

    Check this firstincorrect cable modemtermination system (CMTS) configurationis a common problem!

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    4/664442003, Cisco Systems, Inc. All rights reserved.Upstream RFTroubleshooting

    Upstream Challenges

    Most cable systems use a sub-split bandplan

    50-860 MHz downstream, 5-42 MHz upstream

    Problems with sub-split in two-way

    networks:Upstream noise funneling

    Prevalence of manmade noise in upstreamfrequency spectrum

    Lack of upstream reference signals

    Difficult to locate problems

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    5/665552003, Cisco Systems, Inc. All rights reserved.Upstream RFTroubleshooting

    Check the Upstream at the CMTS

    Connect a spectrum

    analyzer to the

    upstream test points

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    Upstream Integrity

    Verify that the upstream digitallymodulated carrier amplitude at the input tothe CMTS upstream port is within spec

    A typical value is 0 dBmV, but this may vary

    depending on the CMTS manufacturers specsand CMTS configuration

    Check the upstream carrier-to-noise,

    carrier-to-ingress, and carrier-to-interference ratios

    DOCSIS assumes a minimum of 25 dB for all

    three parameters

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    Digitally Modulated Carrier Amplitude

    The zero-span method isthe easiest way to obtain

    an accurate amplitudemeasurement

    Because of the burstynature of upstream

    digitally modulatedcarriers, its diff icult tomeasure average powerlevel

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    Upstream Spectrum

    Does the upstreamlook like this?

    or like this?

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    Upstream RFTroubleshooting

    Check the Upstream at the CMTS

    Specialty test

    equipment may beused to evaluate

    upstream

    constellations

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    Upstream RFTroubleshooting

    Upstream Constellations

    Ideal QPSK and 16-QAM constellations

    Graphics courtesy of Filtronic Sigtek, Inc.

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    Upstream RFTroubleshooting

    Upstream Constellations

    Poor carrier-to-noise ratio

    Graphics courtesy of Filtronic Sigtek, Inc.

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    Upstream Constellations

    CW carrier interference

    Graphics courtesy of Filtronic Sigtek, Inc.

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    Upstream RF Impairments

    Stationary Impairments

    Thermal noise

    Intermodulation distortion

    Frequency response

    Transit delay

    Group delay

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    Upstream RF Impairments

    Transient Impairments

    RF ingress

    Impulse noise

    Signal clipping

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    Upstream RF Impairments

    Multiplicative Impairments

    Transient hum modulation

    Intermittent connections

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    Thermal Noise

    Characteristic of all active components:

    Optoelectronics

    Upstream amplifiers

    In-home devices

    Improper network alignment or defectiveequipment can cause high levels ofthermal noiseas can improper upstreamcombiningwhich will degrade carrier-to-noise ratio

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    Thermal Noise

    Good carrier-to-noiseratio (~50 dB)

    Poor carrier-to-noise

    ratio (~12 to 15 dB)

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    Intermodulation Distortion

    Second and third order distortions mostprevalent

    Active devices Passive components: common path

    distortion, passive device intermodulation

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    Intermodulation Distortion

    An example ofcommon path distortion

    Note large 2nd order beats spaced every 6 MHz,

    and smaller 3rd order beats +/-1.25 MHz from2nd order beats

    2nd order beats

    3rd order beats

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    Frequency Response

    Amplifier alignment

    Input and output levels

    Proper pads and equalizers

    Sweep versus multiple carriers

    Alignment-related problems

    Frequency response problems can cause group delay

    errorsMisalignment can cause increase in noise anddistortions

    Microreflections

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    Frequency Response

    Defective coaxial cable caused frequency

    response problem

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    Microreflections

    Microreflectionsalso called reflections or echoesare caused by impedance mismatches

    In the real world of cable networks, impedance can atbest be considered nominal

    Impedance mismatches are everywhere: connectors,amplifiers inputs and outputs, passive device inputsand outputs, and even the cable itself

    Upstream cable attenuation is lower than

    downstream cable attenuation, so upstreammicroreflections tend to be worse

    Anywhere an impedance mismatch exists, some of

    the incident energy is reflected back toward thesource

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    Microreflections

    The reflected and incident energy interact toproduce standing waves, which manifestthemselves as the standing wave amplituderipple one sometimes sees in sweep receiverdisplays

    16-QAM is affected by microreflections to a muchgreater degree than QPSK is

    Microreflections and group delay may becompensated for using adaptive equalization, afeature available in DOCSIS 1.1 and 2.0 cablemodems

    Adaptive equalization is not supported by most

    DOCSIS 1.0 modems

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    Microreflections

    Damaged or missing end-of-line terminators

    Damaged or missing chassis terminators ondirectional coupler, splitter, or multiple-outputamplifier unused ports

    Loose center conductor seizure screws

    Unused tap ports not terminatedthis is

    especially critical on low value taps Unused drop passive ports not terminated

    Use of so-called self-terminating taps at feederends-of-line

    Causes:

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    Microreflections

    Kinked or damaged cable (includes cracked

    cable, which causes a reflection and ingress)

    Defective or damaged actives or passives (water-damaged, water-fi lled, cold solder joint,

    corrosion, loose circuit board screws, etc.)

    Cable-ready TVs and VCRs connected directly tothe drop (return loss on most cable-ready

    devices is poor)

    Some traps and fi lters have been found to havepoor return loss in the upstream, especially

    those used for data-only service

    Causes:

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    Microreflections

    In this example,an approx. -23dBc echo at~720 ns causesvisible

    amplituderipple acrossthe 5-40 MHzspectrum

    Group delayripple also ispresent

    Echo

    Ampl itude ripple

    Group delay ripple

    Courtesy of Holtzman, Inc.

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    Microreflections

    Heres anotherexample: An

    approx. -33 dBcecho at just over 1sec

    This echo meets

    the DOCSISupstream -30 dBcat >1.0 secparameter

    Here, too, theecho is sufficientto cause someamplitude andgroup delay ripple

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    Transit Delay

    Electromagnetic signals travel at thespeed of light

    In free space the speed of light is 299,792,458meters/second

    In CATV coaxial cable, it s about 87% of thefree space value

    In optical fiber, its about 67% of the free space

    value

    RF and optical signals take a finite amount oftime to travel through a CATV network

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    Transit Delay (contd)

    Signals traveling one waysay, from the subscriberto the headendthrough 1 km of coax and 18 km of

    fiber: about 95 microseconds (sec) transit delay The DOCSIS transit delay specification is

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    Group Delay

    From the IEEE Standard Dictionary of

    Electrical and Electronics Terms:

    Group delay is the derivative of radian phasewith respect to radian frequency. It is equal tothe phase delay for an ideal non-dispersivedelay device, but may differ greatly in actualdevices where there is a ripple in the phaseversus frequency characteristic.

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    Group Delay (contd)

    Group delay is defined in units of time,

    typically nanoseconds (ns)

    In a system, network or component with

    no group delay, all frequencies aretransmitted through the system, networkor component with equal time delay.

    Frequency response problems in a CATVnetwork will cause group delay problems.

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    Group Delay (contd)

    If a cable networks group delay exceeds acertain amount, data transmission and biterror rate may be affected.

    As long as group delay remains below adefined thresholdDOCSIS specifies 200

    nanoseconds/MHz in the upstreamgroupdelay-related BER shouldnt be a problem.

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    Group Delay vs. MER

    DOCSIS 200 ns/MHZ

    QPSK16-QAM

    QPSK typicallyrequires a

    minimum MER of10~13 dB,depending on

    CMTS make/model 16-QAM typically

    requires a

    minimum MER of17~20 dB,depending onCMTS make/model

    Courtesy of Holtzman, Inc.

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    Group Delay (contd)

    Upstream

    group delaymeasurementsrequirespecializedequipment

    When obvious

    problems havebeen ruled out,check group

    delay

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    Group Delay

    Specialized

    test equipmentcan be used tocharacterizeupstream in-

    channelperformance

    In thisexample, in-

    channel groupdelay ripple isabout 60 ns

    Courtesy of Sunrise Telecom

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    RF Ingress

    Upstream spectrum is shared with over-the-air

    usersShort-wave broadcasts

    Citizens band (CB ) radio

    Amateur ( ham ) radio

    Ship and aeronautical communications

    Government communications RF signals can enter network through cable

    shielding defect

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    Upstream Over-The-Air Spectrum, 5-30 MHz

    Source: NTIA (http://www.ntia.doc.gov/osmhome/allochrt.pdf)

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    RF Ingress

    CB radio operator had installed his own

    cable outlets

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    Impulse Noise

    Most upstream data transmission errorscaused by bursts of impulse noise

    Fast risetime, short duration (

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    Impulse Noise

    Impulse noise from arc welder in

    machine shop

    Si l Cli i

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    Signal Clipping

    RF ingress and impulse noise may cause

    signal clipping Excessive signals from in-home devices

    such as pay-per-view converters also maycause signal clipping

    Clipping (compression) occurs in

    upstream amplifiers and fiber opticsequipment

    Upstream lasers most susceptible

    Si l Cli i ( td)

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    Signal Clipping (contd)

    Most energy that causes compression isin 5 MHz to 15 MHz range

    Signals at all other frequencies are

    affected by cross-compressionCross-compression affects all upstreamfrequencies

    Can reduce data throughput

    Si l Cli i ( td)

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    Signal Clipping (contd)

    Noise above ~40 MHz (~65 MHz in a

    Euro-DOCSIS network) is most likely caused

    by laser clipping

    I l N i & Cli i P k t L

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    Impulse Noise & Clipping: Packet Loss

    Some QAM analyzers support upstream

    packet loss measurements

    Graphics courtesy of Acterna, Sunrise Telecom and Tril ithic

    Transient H m Mod lation

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    Transient Hum Modulation

    Ferrite components in network and droppassive devices

    High current causes ferrite material to saturate

    Switching power supply noise and

    harmonics

    Transient Hum Modulation

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    4646462003, Cisco Systems, Inc. All rights reserved.Upstream RFTroubleshooting

    Transient Hum Modulation

    Hum modulation problem caused by

    defective connector on customers VCR

    Intermittent Connections

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    Intermittent Connections

    Self-induced

    Network maintenance: changing pads &equalizers, amplifier modules

    Craft-relatedLoose or damaged connectors

    Poor quality installation

    Sweep Transmitter Operation

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    Sweep Transmitter Operation

    Many cable operators usebroadband sweep equipmentfor network maintenance.

    Sweep transmitter interference toupstream digitally modulated carriers is a

    common problem. When it happens,degraded BER performance occurs.

    To avoid sweep interference problems,make sure the reverse sweep transmitterhas appropriate guard bands programmedaround each upstream digitally modulatedcarrier.

    Still Having Problems?

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    Still Having Problems?

    If everything appears to check out OK inthe headend but cable modem operationalproblems still exist in the field, it may be a

    cable network problem This can be verified by connecting the

    CMTS to a six-foot plant

    Six Foot Plant

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    Six-Foot Plant

    Upconverter

    10 dB to

    15 dB

    atten.

    33 dB

    atten.

    30 dB

    atten.

    Diplexfilter

    8-waysplitter

    Common

    Low

    High

    Upstream

    Downstream

    +25 to +35 dBmVI.F. input

    +55 to +58 dBmVRF output

    CMTS

    Cable modems

    10 dB

    atten.

    Still Having Problems?

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    Still Having Problems?

    If CMTS configurationis correct and headend

    problems have beenruled out, its time tomove to the outside

    plant.

    Out in the Field

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    Out in the Field

    Use appropriate test equipment tocharacterize the return path between thesubscriber premises and CMTS.

    Out in the Field

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    Out in the Field

    Verify that the amplitude of the upstreamdigitally modulated carrier at the cable

    modem output is in the +8 dBmV to +58dBmV range for QPSK, and +8 dBmV to+55 dBmV for 16-QAM.

    Correct levels at the first upstream active?

    Out in the Field

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    Out in the Field

    Use the divide and conquer method to

    locate problems in the network

    Headend Fiber Node

    A CB D E

    A Few Potential Problems

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    A Few Potential Problems

    Improper RF levels

    Poor carrier-to-junk ratio (the DOCSISminimum spec is 25 dB for both QPSK and 16-QAM, as well as for all of the new upstreammodulation formats in DOCSIS 2.0)

    Headend upstream combining/splitting

    Too many nodes or homes passed per CMTS upstreamport

    Upstream fiber links not correctly aligned

    Forward and reverse amplifiers not correctly

    aligned

    A Few Potential Problems

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    A Few Potential Problems

    Ingress, impulse noise, spurious interference,distortions, laser clipping

    Loose or intermittent connections

    Hum modulation (the DOCSIS maximum spec is7%, or 23 dBc)

    Microreflections (analogous to multipath orghosting in analog TV pictures)

    DOCSIS 1.0 Assumed Upstream RFChannel Transmission Characteristics

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    Channel Transmission Characteristics

    Parameter ValueFrequency range 5 to 42 MHz edge to edgeTransit delay from the most distant CM to the

    nearest CM or CMTS

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    Parameter Value

    Frequency 5 to 42 MHz edge to edge

    Level range (one channel) +8 to +55 dBmV (16QAM)

    +8 to +58 dBmV (QPSK)

    Modulation type QPSK and 16QAM

    Symbol rate (nominal) 160, 320, 640, 1,280 and 2,560 ksym/sec

    Bandwidth 200, 400, 800, 1,600 and 3,200 kHz

    Output impedance 75 ohms

    Output return loss >6 dB (5-42 MHz)

    Connector F connector per [IPS-SP-406] (commonwith the input)

    DOCSIS 1.1 Assumed Upstream RFChannel Transmission Characteristics

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    Parameter Value

    Frequency range 5 to 42 MHz edge to edge

    Transit delay from the most distant CM to thenearest CM or CMTS

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    Parameter Value

    Frequency 5 to 42 MHz edge to edge

    Level range (one channel) +8 to +55 dBmV (16QAM)

    +8 to +58 dBmV (QPSK)

    Modulation type QPSK and 16QAM

    Symbol rate (nominal) 160, 320, 640, 1,280 qne 2,560 ksym/sec

    Bandwidth 200, 400, 800, 1,600 and 3,200 kHz

    Output impedance 75 ohms

    Output return loss >6 dB (5-42 MHz)

    Connector F connector per [ISO-169-24] (commonwith the input)

    Useful ReferencesMagazine Articles

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    g

    Hranac, R. 16-QAM Success Story. CommunicationsTechnology, September 2002

    www.broadband-pbimedia.com/ct/archives/0902/0902_broadband.html

    Hranac, R. More on 16-QAM. Communications Technology,January 2003

    www.broadband-pbimedia.com/ct2/archives/0103/0103_broadband.html

    Hranac, R. Mystified by Return Path Activation? Get YourUpstream Fiber Links Aligned. Communications Technology,March 2000

    www.broadband-pbimedia.com/ct2/archives/0300/feature1.htm

    Hranac R. Seek Balance in All Things: A Look at Unity Gain inthe Upstream Coax Plant. Communications Technology, June2000

    www.broadband-pbimedia.com/ct2/archives/0600/0600fe8.htm

    Useful ReferencesMagazine Articles

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    g

    Hranac, R. Hum Got You Down? Block Capacitors Fix ReversePath Woes Communications Technology, May 1999www.broadband-pbimedia.com/ct2/archives/0599/ct0599d.htm

    Hranac, R., M. Mil let. Upstream Power Measurements: Watts UpDoc? Communications Technology, December 2000

    www.broadband-pbimedia.com/ct2/archives/1200/064_upstream.htm

    Hranac, R. Two-Way Success Secrets Revealed CommunicationsTechnology, April 2001

    www.broadband-pbimedia.com/ct2/archives/0401/034_broadband.htm

    Useful ReferencesMagazine Articles

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    Hranac, R. Understanding Reverse Path Problems, Part 1Communications Technology, September 2000www.broadband-pbimedia.com/ct2/archives/0900/0900col01.htm

    Hranac, R. Understanding Reverse Path Problems, Part 2Communications Technology, October 2000www.broadband-pbimedia.com/ct2/archives/1000/032_broadband.htm

    Hranac, R. Understanding Reverse Path Problems, Part 3Communications Technology, November 2000www.broadband-pbimedia.com/ct2/archives/1100/038_broadband.htm

    Useful ReferencesMagazine Articles

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    From back issues prior to January 1999 (not available in publishers

    on-line archives):

    Hranac, R. A Unique Approach to Reverse Path TestingCommunications Technology, December 1997

    Hranac, R. Impulse Noise in Two-Way Systems CommunicationsTechnology, July 1996

    Hranac, R. Combating Impulse Noise With Common Mode

    Suppression Communications Technology, August 1996

    Hranac, R. Passive Device Intermod CommunicationsTechnology, September 1998

    Useful ReferencesBooks

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    Farmer, J., D. Large, and W. Ciciora. Modern CableTelevision Technology: Video, Voice and DataCommunications. Morgan Kaufmann Publishers; 1998

    Raskin, D. and D. Stoneback. Broadband ReturnSystems for Hybrid Fiber/Coax Cable TV systems.Prentice Hall; 1997

    Thomas J.L. Cable Television Proof of Performance: APractical Guide to Cable TV Compliance MeasurementsUsing a Spectrum Analyzer. Prentice Hall; 1995.

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    [email protected]

    Upstream RFTroubleshooting 6666662001, Cisco Systems, Inc. All rights reserved.