u.s. district court district of new jersey...

28
US District Court Civil Docket as of 01/18/2007 Retrieved from the court on Monday, May 07, 2007 U.S. District Court District of New Jersey (Newark) CIVIL DOCKET FOR CASE #: 2:00-cv-00621-JAP-MCA In Re: LUCENT SECURITIES, et al v. , et al Assigned to: Judge Joel A. Pisano Referred to: Magistrate Judge Madeline C. Arleo Demand: $0 Cause: 15:78m(a) Securities Exchange Act Date Filed: 02/09/2000 Date Terminated: 07/21/2004 Jury Demand: Both Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question In Re IN RE LUCENT TECHNOLOGIES INC. SECURITIES LITIGATION Movant THOMAS M. CASTELLONE represented by THOMAS J. DECKER DECKER & MAGAW, ESQS. 507 WESTFIELD AVENUE WESTFIELD, NJ 07090 (908) 301-9399 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Movant JOHN DAIDONE represented by JOHN DAIDONE C/O DAIDONE ELECTRIC 200 RAYMOND BLVD. NEWARK, NJ 07105 PRO SE Lead Plaintiff Lead Plaintiffs represented by J. ERIK SANDSTEDT BERNSTEIN, LITOWITZ, BERGER & GROSSMANN, LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NY 10019 (212) 554-1495 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Upload: others

Post on 18-Jul-2020

3 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

US District Court Civil Docket as of 01/18/2007 Retrieved from the court on Monday, May 07, 2007

U.S. District Court District of New Jersey (Newark)

CIVIL DOCKET FOR CASE #: 2:00-cv-00621-JAP-MCA

In Re: LUCENT SECURITIES, et al v. , et al Assigned to: Judge Joel A. Pisano Referred to: Magistrate Judge Madeline C. Arleo Demand: $0 Cause: 15:78m(a) Securities Exchange Act

Date Filed: 02/09/2000 Date Terminated: 07/21/2004 Jury Demand: Both Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question

In Re IN RE LUCENT TECHNOLOGIES INC. SECURITIES LITIGATION Movant THOMAS M. CASTELLONE represented by THOMAS J. DECKER

DECKER & MAGAW, ESQS. 507 WESTFIELD AVENUE WESTFIELD, NJ 07090 (908) 301-9399 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

JOHN DAIDONE represented by JOHN DAIDONE C/O DAIDONE ELECTRIC 200 RAYMOND BLVD. NEWARK, NJ 07105 PRO SE

Lead Plaintiff

Lead Plaintiffs represented by J. ERIK SANDSTEDT BERNSTEIN, LITOWITZ, BERGER & GROSSMANN, LLP 1285 AVENUE OF THE AMERICAS NEW YORK, NY 10019 (212) 554-1495 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 2: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Plaintiff

ROBERT ELAN Individually and On Behalf of all Others Similarly Situated

represented by JOSEPH E. SAUL GELLERSTEIN & SAUL, ESQS. 1485 TEANECK ROAD SUITE 300 TEANECK, NJ 07666 (201) 837-1090 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

TEMASTERS LOCALS 175 & 505 D&P PENSION TRUST FUND

Consol Plaintiff

JOHN M. RAZZANO represented by WILLIAM J. PINILIS KAPLAN FOX & KILSHEIMER LLP 237 SOUTH STREET MORRISTOWN, NJ 07962 (973) 401-1111 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

ZIPORA BARON WEBER represented by JAMES V. BASHIAN LAW OFFICE OF JAMES V. BASHIAN, PC FAIRFIELD COMMONS 271 ROUTE 46 WEST SUITE F207 FAIRFIELD, NJ 07004 (973) 227-6330 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

OREN GISKAN on behalf of himself and all others similarly situated

represented by ANDREW ROBERT JACOBS EPSTEIN, FITZSIMMONS, BROWN, GIOIA, JACOBS & SPROULS, PC 245 GREEN VILLAGE ROAD PO BOX 901 CHATHAM TOWNSHIP, NJ 07928-0901

Page 3: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

(973) 593-4900 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

BERNICE BERNICE SEIDEN ON BEHALF OF HIMSELF AND ALL OTHERS SIMILAELY SITUATED

represented by ANDREW ROBERT JACOBS (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

JOHN P. CLIFFORD, JR. individually and on behalf of all others similarly situated

represented by GARY S. GRAIFMAN KANTROWITZ, GOLDHAMER & GRAIFMAN, ESQS. 210 SUMMIT AVENUE MONTVALE, NJ 07645 (201) 391-7000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

STEPHEN SCHOEMAN Individually and on behalf of all others similarly situated

represented by ROBERT J. BERG BERNSTEIN LIEBHARD & LIFSHITZ, LLP 2050 CENTER AVENUE SUITE 200 FORT LEE, NJ 07024 (201) 592-3201 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

SUSAN KAUFMAN Individually and on behalf of all others similarly situated

represented by ROBERT A. HOFFMAN BARRACK, RODOS & BACINE, ESQS. 49 BRIDGE STREET LAMBERTVILLE, NJ 08530 609 773-0104 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

Page 4: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

JAMES V. BIGLAN represented by JOSEPH J. DEPALMA LITE, DEPALMA, GREENBERG & RIVAS, LLC TWO GATEWAY CENTER 12TH FLOOR NEWARK, NJ 07102-5003 (973) 623-3000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

FMWL ENTERPRISES, INC. represented by ROBERT A. HOFFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

RACHEL STERN represented by ROBERT J. BERG (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

JAMES COURTRIGHT represented by GARY S. GRAIFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

MIRIAM SARNOFF represented by GARY S. GRAIFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

PETER S. POWERS represented by LISA J. RODRIGUEZ TRUJILLO, RODRIGUEZ & RICHARDS, LLP 8 KINGS HIGHWAY WEST HADDONFIELD, NJ 08033 (856) 795-9002 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 5: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Consol Plaintiff

ELLIOTT MAYERHOFF represented by ROBERT A. HOFFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

DAVID PLOTKIN represented by GARY S. GRAIFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED ROBERT A. HOFFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

THOMAS PEARLMAN individually and on behalf of all others similarly situated

represented by ROBERT A. HOFFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

TOM CHAPLINSKI represented by JOSEPH E. SAUL (See above for address) TERMINATED: 08/28/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED LEO W. DESMOND THIRTEEN MAIN STREET SUITE FOUR SPARTA, NJ 07871 (973) 726-4242 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

DOMINIE MORELLI represented by LISA J. RODRIGUEZ (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 6: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Consol Plaintiff

JEFFREY MARKS represented by ELLEN M. MCDOWELL MCDOWELL & RIGA 46 WEST MAIN STREET PO BOX 127 MAPLE SHADE, NJ 08052 (856) 482-5544 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

DENNIS PASPARAGE represented by GARY S. GRAIFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

RALPH M. STONE represented by ELLEN M. MCDOWELL (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

DONALD PRESS represented by JAMES V. BASHIAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

JACQUELINE BRAGIN represented by JOSEPH J. DEPALMA (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

DANIEL MURPHY represented by GARY S. GRAIFMAN (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

HOWARD DAVIS represented by BRUCE G. MURPHY

Page 7: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

On behalf of himself and all others similarly situated

COUNSEL NOT ADMITTED TO USDC-NJ BAR 265 LLWYD'S LANE VERO BEACH, FL 32963-3252 (516) 231-4202 LEAD ATTORNEY ATTORNEY TO BE NOTICED MICHAEL J. KANE MAGER WHITE & GOLDSTEIN, LLP ONE PITCAIRN PLACE 165 TOWNSHIP LINE ROAD SITE 2400 JENKINTOWN, PA 19046 (215) 481-0273 Fax: (215) 481-0271 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

JOHN J. WIZBICKI individually and on behalf of all others similarly situated

represented by JOSEPH J. DEPALMA (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

NAOMI RAPHAEL represented by JOSEPH J. DEPALMA (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

MILTON ABOWITZ on behalf of himself and all others similarly situated

represented by PETER S. PEARLMAN COHN, LIFLAND, PEARLMAN, HERRMANN & KNOPF, LLP PARK 80 PLAZA WEST ONE SADDLE BROOK, NJ 07663 (201) 845-9600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

WAYNE E. MEYER represented by WILLIAM J. PINILIS (See above for address)

Page 8: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

THE PARNASSUS FUND represented by ELLEN M. MCDOWELL (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

DAVID M. FEDER represented by JOSEPH J. DEPALMA (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

RICHARD SAKKAL

Consol Plaintiff

Riddle and Bennett Corporation

Consol Plaintiff

FLORIDA STATE BOARD OF ADMINISTRATION TERMINATED: 12/18/2003

represented by ANDREW J. ENTWISTLE ENTWISTLE & CAPPUCCI, LLP 30 COLUMBIA TURNPIKE PO BOX 95 FLORHAM PARK, NJ 07932 (973) 236-0666 Email: [email protected] TERMINATED: 12/18/2003 LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

LUCENT TECHNOLOGIES INC. represented by JOHN H. SCHMIDT, JR. LINDABURY, MCCORMICK & ESTABROOK, PC 53 CARDINAL DRIVE PO BOX 2369 WESTFIELD, NJ 07091-2369 (908) 233-6800

Page 9: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Fax: (908) 233-5078 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

RICHARD A. MCGINN TERMINATED: 12/18/2003

represented by JOHN H. SCHMIDT, JR. (See above for address) TERMINATED: 12/18/2003 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

DONALD K. PETERSON TERMINATED: 12/18/2003

represented by JOHN H. SCHMIDT, JR. (See above for address) TERMINATED: 12/18/2003 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Defendant

HENRY B. SCHACHT

Consol Defendant

DEBORAH C. HOPKINS TERMINATED: 12/18/2003

Claimant

CLARA KOZOL represented by CLARA KOZOL 117 CLINTON ROAD BROOKLINE, MA 02445 PRO SE

Claimant

MD ELIAS G. DEBBAS represented by ELIAS G. DEBBAS 4104 N. GARLAND STREET ALEXANDRIA, VA 22304 PRO SE

Date Filed # Docket Text

02/09/2000 1 COMPLAINT filed; jury demand FILING FEE $ 150.00 RECEIPT # 280154 (femp) (Entered: 02/10/2000)

Page 10: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

02/09/2000 2 NOTICE of Allocation and Assignment filed. Magistrate Judge DENNIS M. CAVANAUGH (femp) (Entered: 02/10/2000)

02/10/2000 SUMMONS(ES) issued for LUCENT TECHNOLOGIES, RICHARD A. MCGINN, DONALD K. PETERSON ( 20 Days) (Mailed to Counsel) (femp) (Entered: 02/10/2000)

02/22/2000 3 Minute entry: Proceedings recorded by Ct-Reporter: Joanne Caruso; Minutes of: 02/22/00; The following actions were taken, conference - deft to submit order of consolidation (00-156, 00-157, 00-158, 00-177, 00-204, 00-227, 00-265, 00-314, 00-354, 00-448, 00-465, 00-529, 00-610 to be consolidated under 00-621 & entitled In re Lucent Technologies) Counsel to submit applications for lead pltf & counsel, etc. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 02/23/2000)

02/25/2000 4 ORDER, consolidating cases cv-00-156, 157,158,177,204,227,314,265,354,418,448,529,465,610, w/cv-00-621 for all purposes , & shall be captioned IN RE LUCENT TECHNOLOGIES INC. SECURITIES LITIGATION ( signed by Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 02/28/2000)

02/28/2000 Consolidated Lead Case (sr) (Entered: 02/28/2000)

03/08/2000 5 ORDER, for DAVID J. BERSHAD to appear pro hac vice ( signed by Judge Alfred J. Lechner, Jr. ) n/m (femp) (Entered: 03/09/2000)

03/08/2000 6 Notice of MOTION for David J. Bershad, Steven G. Schulman and Samuel H. Rudman to appear pro hac vice by ROBERT ELAN, Motion set for 4/10/00 on [6-1] motion cert of service (Brief/PO Subm) (jd) (Entered: 03/09/2000)

03/08/2000 7 AFFIDAVIT of David J. Bershad on behalf of ROBERT ELAN in support of [6-1] motion for David J. Bershad, Steven G. Schulman and Samuel H. Rudman to appear pro hac vice (jd) (Entered: 03/09/2000)

03/08/2000 8 AFFIDAVIT of Steven G. Schulman on behalf of ROBERT ELAN in support of [6-2] hearing Motion set for 4/10/00 on [6-1] motion (jd) (Entered: 03/09/2000)

03/08/2000 9 AFFIDAVIT of Samue; H. Rudman on behalf of ROBERT ELAN in support of [6-1] motion for David J. Bershad, Steven G. Schulman and Samuel H. Rudman to appear pro hac vice (jd) (Entered: 03/09/2000)

03/08/2000 10 ORDER, for Steven G. Schulman to appear pro hac vice ( signed by Judge Alfred J. Lechner, Jr. )n.m. (bl) (Entered: 03/09/2000)

03/08/2000 11 ORDER, for SAMUEL H. Rudman to appear pro hac vice ( signed by Judge Alfred J. Lechner, Jr. )n.m. (bl) (Entered: 03/09/2000)

03/16/2000 12 ORDER, consolidating cases 00cv857 with 00cv621 for all purposes ( signed by Judge Alfred J. Lechner, Jr. ) n/m (jd) (Entered: 03/16/2000)

03/16/2000 Consolidated Lead Case (jd) (Entered: 03/16/2000)

03/16/2000 13 ORDER, consolidating case with civil no. 00-995 for all purposes ( signed by Judge Alfred J. Lechner, Jr. ) (nr) (Entered: 03/17/2000)

03/16/2000 14 ORDER, consolidating cases cv-00-985 w/cv-00-621 for all purposes ( signed by

Page 11: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 03/17/2000)

03/31/2000 15 RETURN OF SERVICE executed as to DONALD K. PETERSON (consolidated action 00-985, served 3/17/00) (sr) (Entered: 03/31/2000)

03/31/2000 16 RETURN OF SERVICE executed as to RICHARD A. MCGINN (consolidated action 00-985 - served 3/17/00) (sr) (Entered: 03/31/2000)

03/31/2000 17 RETURN OF SERVICE executed as to LUCENT TECHNOLOGIES (consolidated action 00-985 served 3/17/00) (sr) (Entered: 03/31/2000)

03/31/2000 18 RETURN OF SERVICE executed as to DONALD K. PETERSON (consolidated action 00-314 served 2/9/00) (sr) (Entered: 03/31/2000)

03/31/2000 19 RETURN OF SERVICE executed as to LUCENT TECHNOLOGIES (consolidated action 00-314 served 2/9/00) (sr) (Entered: 03/31/2000)

03/31/2000 20 RETURN OF SERVICE executed as to RICHARD A. MCGINN (consolidated action 00-314 served 2/9/00) (sr) (Entered: 03/31/2000)

04/03/2000 21 ORDER, for Lee A. Weiss, Esq. to appear pro hac vice ( signed by Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 04/03/2000)

04/03/2000 22 ORDER, for Jerome M. Congress, Esq. to appear pro hac vice ( signed by Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 04/03/2000)

04/03/2000 23 Notice of MOTION for Jerome M. Congress, Esq. & Lee A. Weiss, Esq. to appear pro hac vice by ROBERT ELAN, Motion set for <date not set> on [23-1] motion . (clerk's note: motion granted 4/3/00 - see doc #22) (sr) (Entered: 04/03/2000)

04/27/2000 24 LETTER OPINION ( signed by Judge Alfred J. Lechner, Jr. ) cc:NJLJ (aa) Modified on 04/27/2000 (Entered: 04/27/2000)

04/27/2000 25 ORDER provisionally granting lead pltfs. motion to the extent it sought the appointment of the Pension Trust Fund as lead pltf.; denying lead pltfs. motion to the extent it sought the appointment of Altman & Clevenger; denying lead counsel's motion, instead a sealed-bid auction will occur. Any law firm seeking to be designated class counsel shall submit a proposal to the office of the clerk by 6/2/00 at 4:00 under seal. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (aa) (Entered: 04/27/2000)

04/27/2000 26 Notice of MOTION for appointment of lead pltf and for appointment of lead counsel by ROBERT ELAN, et al Motion set for <date not set> on [26-1] motion w/cert of service . (Brief/PO Subm) (fld. per chambers) (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 04/28/2000)

04/27/2000 27 AFFIDAVIT of Steven G. Schulman, Esq. Re: [26-1] motion for appointment of lead pltf and for appointment of lead counsel (sr) (Entered: 04/28/2000)

05/17/2000 28 Minute entry: Proceedings recorded by Ct-Reporter: Joanne Caruso; Minutes of: 05/17/00; The following actions were taken, Conference By Judge Alfred J. Lechner, Jr. (sr) (Entered: 05/17/2000)

05/24/2000 29 ORDER directing firm of Milberg, Weiss Bershad Hynes & Lereach LLP to publish supplemental notice in national edition of Wall Street Journal, etc. ( signed

Page 12: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 05/26/2000)

06/02/2000 30 Ex Parte bid * * * (sr) (Entered: 06/05/2000)

06/02/2000 31 Ex Parte Bid fld. * * * (sr) (Entered: 06/08/2000)

06/02/2000 32 Ex Parte Bid fld. * * * (sr) (Entered: 06/08/2000)

06/13/2000 33 Minute entry: Proceedings recorded by Ct-Reporter: Joanne Caruso; Minutes of: 06/13/00; The following actions were taken, Conference * * * By Judge Alfred J. Lechner, Jr. (sr) (Entered: 06/13/2000)

08/02/2000 34 LETTER OPINION fld. ( signed by Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 08/02/2000)

08/02/2000 35 ORDER granting [26-1] motion for appointment of lead counsel - MILBERG WEISS BERSHAD HYNES & LERACH, LLP ( signed by Judge J. Lechner, Jr. ) n/m (sr) (Entered: 08/02/2000)

08/28/2000 36 NOTICE OF APPEARANCE for TOM CHAPLINSKI added, LEO W. DESMOND (sr) (Entered: 08/28/2000)

09/28/2000 37 ORDER directing pltfs to file consolidated amended complt. on or before 10/27/00, motion for class certification shall not be fld. until Court has denied motion to dismiss amended complt or defts have answered, whichever occurs first, etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 10/02/2000)

10/03/2000 38 Substitute attorney for OREN GISKAN ; Terminated attorney ANDREW ROBERT JACOBS for OREN GISKAN ; Added, ANDREW ROBERT JACOBS (consolidated action cv-00-157) (sr) (Entered: 10/03/2000)

10/03/2000 39 Substitute attorney for BERNICE SEIDEN ; Terminated attorney ANDREW ROBERT JACOBS for BERNICE SEIDEN ; Added, ANDREW ROBERT JACOBS (consolidated action 00-610) (sr) (Entered: 10/03/2000)

10/23/2000 41 RETURN OF SERVICE executed as to LUCENT TECHNOLOGIES 2/17/00 Answer due on 3/8/00 for LUCENT TECHNOLOGIES (consolidated action cv-00-418) (sr) (Entered: 10/30/2000)

10/25/2000 40 SCHEDULING ORDER setting Amending of pleadings on 11/2/00; etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 10/27/2000)

11/03/2000 42 AMENDED COMPLAINT by lead pltf Teamsters Locals 175 & 505 D&P Pension Trust Fund, amending [1-1] complaint (sr) (Entered: 11/08/2000)

11/14/2000 43 SCHEDULING ORDER NO. 3, granting lead pltf leave to file second amended complt. , etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 11/16/2000)

11/22/2000 44 SECOND CONSOLIDATED AMENDED COMPLAINT & SUPPLEMENTAL CLASS ACTION COMPLAINT FLD. (sr) (Entered: 11/29/2000)

11/30/2000 45 SCHEDULING ORDER NO. 4, granting pltf leave to file third amended complt. etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 12/04/2000)

12/01/2000 46 THIRD AMENDED COMPLAINT by ROBERT ELAN fld. (sr) (Entered:

Page 13: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

12/04/2000)

12/26/2000 47 ORDER, consolidating case cv-00-621 w/ cv-5874,5834,5838,5930,5953 for all purposes ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 12/26/2000)

12/26/2000 48 SCHEDULING ORDER NO. 5, permitting lead pltf leave to file fourth amended complt. , defts to file answer to Fourth Amended Complt. on or before 1/22/01, etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 12/26/2000)

01/04/2001 49 FOURTH CONSOLIDATED AMENDED COMPLAINT & supplemental class action complaint by lead Pltf, Teamsters Locals 175 & 505 D&P Pension Trust Fund fld. (sr) (Entered: 01/05/2001)

01/23/2001 50 ANSWER to Complaint by LUCENT TECHNOLOGIES, RICHARD A. MCGINN, DONALD K. PETERSON; jury demand (sr) (Entered: 01/29/2001)

01/26/2001 51 Minute entry: Proceedings recorded by Ct-Reporter: Joanne Caruso; Minutes of: 01/26/01; The following actions were taken, Conf. Re: parties request to consolidate newly fld. Lucent cases into cv-00-621. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 01/29/2001)

02/06/2001 52 RETURN OF SERVICE executed as to LUCENT TECHNOLOGIES, RICHARD A. MCGINN, HENRY B. SCHACHT, DEBORAH C. HOPKINS 12/19/00 Answer due on 1/8/01 for DEBORAH C. HOPKINS, for HENRY B. SCHACHT, for RICHARD A. MCGINN, for LUCENT TECHNOLOGIES (mh) (Entered: 02/06/2001)

02/13/2001 53 TRANSCRIPT of Proceedings taken on 1/26/01 by Court Reporter Joanne M. Caruso (DS) (Entered: 02/15/2001)

03/07/2001 54 Minute entry: Proceedings recorded by Ct-Reporter: Joanne Caruso; Minutes of: 03/07/01; The following actions were taken, Hrg. on pltf's motion(s) to create two separate class actions (Lucent I & Lucent II). Court indicates time to move for lead pltf & lead counsel of potential Lucent II matter is closed. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 03/08/2001)

03/09/2001 55 TRANSCRIPT of Proceedings taken on 3/7/01 by Court Reporter Joanne M. Caruso (DS) (Entered: 03/09/2001)

03/12/2001 56 NOTICE of Firm Name Change RE: out of state counsel (sr) (Entered: 03/13/2001)

03/13/2001 57 Minute entry: Proceedings recorded by Ct-Reporter: Joanne Caruso; Minutes of: 03/13/01; The following actions were taken, Telephone Conf. Parties granted leave to reply to briefs submitted 3/12/01 no later than 3/19/01 at 12:00 p.m. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 03/14/2001)

03/13/2001 59 APPLICATION for Entwistle & Cappucci to withdraw as attorney for pltf w/affsvc (mh) Modified on 03/21/2001 (Entered: 03/21/2001)

03/13/2001 60 ORDER granting [59-2] application/motion for Entwistle & Cappucci, LLP to withdraw as counsel for pltf ( signed by Judge Alfred J. Lechner, Jr. ) n/m (mh) (Entered: 03/21/2001)

03/19/2001 58 ORDER, for Daniel Slifkin, Michael A. Paskin, Kevin A. Burke, Victor F. Caldwell, Jeff E. Butler, Samira Shah, Scott W. Parker & Garland A. Kelley to

Page 14: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

appear pro hac vice ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 03/19/2001)

04/19/2001 61 LETTER-OPINION fld. ( signed by Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 04/19/2001)

04/19/2001 62 ORDER, consolidating cases 00-cv-621 w/00-cv-6111,00-cv-6123,00-cv-6282,00-cv-6285,00-cv-6295,01 - cv-255,01-cv-304,01-cv-344,01-cv-477,01-cv-796,01-cv-952 , denying Motion to vacate, denying lead pltf Seward's motion, denying Tortell/Garg lead pltf's Motion, granting in part & denying in part Institutional Lead Pltf's Motion, denying Institutional Lead pltf's motion to the extent it sought the appointment of Anchorage & Louisiana, denying Lead Counsels Motions; instead a sealed-bid action will occur, etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 04/19/2001)

04/19/2001 63 APPLICATION/MOTION by Robert Seward for appointment of lead pltf and appointment of lead counsel (sr) (Entered: 04/19/2001)

04/19/2001 64 APPLICATION/MOTION by proposed lead pltfs to consolidate related actions, for appointment of lead pltfs and to appoint lead counsel (sr) (Entered: 04/19/2001)

04/19/2001 65 APPLICATION/MOTION of Anchorage, Louisiana & Parnassus to be appointed lead pltfs (sr) (Entered: 04/19/2001)

04/19/2001 66 LETTER by counsel representing several large public pensions funds requesting the Court vacate its Order consolidating actions. (fld. per chambers) (sr) (Entered: 04/19/2001)

04/19/2001 67 LETTER by Steven J. Toll requesting the Court to vacate consolidation orders (fld. per chambers) (sr) (Entered: 04/19/2001)

05/11/2001 68 STIPULATION governing the production and exchange of confidential material (sr) (Entered: 05/15/2001)

05/11/2001 69 ORDER, for protective order ( signed by Magistrate Judge Madeline C. Arleo ) n/m (clerk' note: entered on 5/11/01) (sr) (Entered: 05/15/2001)

06/13/2001 70 Bids fld. under seal (sr) (Entered: 06/13/2001)

06/13/2001 71 LETTER-OPINION fld. under seal ( signed by Judge Alfred J. Lechner, Jr. ) (sr) Modified on 06/13/2001 (Entered: 06/13/2001)

06/13/2001 72 ORDER appointing the firm of Bernstein Litowitz Berger & Grossman LLP to serve as co-lead counsel, filing under seal Letter-Opinion filed on this date, etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 06/13/2001)

06/25/2001 73 ORDER unsealing the 6/12/01 Letter-Opinion ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 06/27/2001)

06/27/2001 76 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 06/27/01; The following actions were taken, Status Conf. Pltf to file amended complt. by 7/6/01, etc. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 07/06/2001)

06/28/2001 75 REVISED ORDER governing the production and exchange of confidential meterial fld. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 06/29/2001)

Page 15: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

06/29/2001 74 SCHEDULING ORDER NO. 6 setting Trial with jury 1/28/02 ; Pretrial Submission Due on or before 1/19/02; etc. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 06/29/2001)

07/11/2001 77 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 07/11/01; The following actions were taken, Phone Status Conf. Briefs due by mid September. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 07/12/2001)

07/12/2001 78 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 07/12/01; The following actions were taken, Phone Conf. re: motion briefing schedule. Parties directed to work out schedule. Briefs due early Sept. By Judge Alfred J. Lechner, Jr. (sr) (Entered: 07/17/2001)

07/12/2001 80 APPLICATION/MOTION by lead pltfs for a sealing order (sr) (Entered: 08/24/2001)

08/10/2001 82 FIFTH AMENDED COMPLAINT by THE PARNASSUS FUND, TEAMSTERS LOCALS (sr) (Entered: 08/24/2001)

08/13/2001 81 Lead Pltfs' NOTICE of withdrawl of Motion for sealing order (sr) (Entered: 08/24/2001)

08/23/2001 79 ORDER, consolidating cases cv-00-621 w/01-3790 ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 08/23/2001)

08/23/2001 83 ORDER TO SHOW CAUSE Re: Why the respective bids submitted under seal should not be unsealed in accordance with 4/17/01 Letter Opinion Show Cause Hearing set for 9/14/01 ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) Modified on 10/01/2001 (Entered: 08/24/2001)

08/24/2001 121 Notice of MOTION to dismiss fifth amended class action complt. by LUCENT TECHNOLOGIES, et al Motion set for <date not set> on [121-1] motion w/cert of service, brief subm. (per chambers) (see doc #114 for order) (sr) Modified on 07/31/2002 (Entered: 07/31/2002)

08/24/2001 122 DECLARATION of Michael A. Paskin, Esq. Re: motion to dismiss (sr) (Entered: 07/31/2002)

09/12/2001 84 STIPULATION & ORDER, for protective order ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 09/12/2001)

09/21/2001 85 COURT'S LETTER RE: assignment to Magistrate Judge Chesler (sr) (Entered: 09/24/2001)

09/24/2001 86 AMENDED NOTICE of Allocation and Assignment filed. Magistrate Judge STANLEY R. CHESLER (sr) (Entered: 09/24/2001)

09/25/2001 87 Lead Plaintiff's Reply Memorandum of law in support of their motion for an extension of scheduling Order No. 6 or, in the alternative, for an Order vacating Scheduling Order No. 6 (sr) (Entered: 09/27/2001)

09/27/2001 88 NOTICE of Change of Address by Law Offices of Bernard M. Gross, Esq. (sr) (Entered: 09/27/2001)

09/28/2001 89 OPINION fld. ( signed by Judge Alfred J. Lechner, Jr. ) (sr) (Entered: 10/01/2001)

Page 16: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

09/28/2001 90 ORDER unsealing counsels' Bids with the exception of Section 5.D of the bid submitted by Bernstein, Litowitz, Berger & Grossman LLP, & that the unsealing of Section 5.D is delayed until 10/26/01 in order to permit Bernstein Litowitz the opportunity to seek further review of the decision. ( signed by Judge Alfred J. Lechner, Jr. ) n/m (sr) (Entered: 10/01/2001)

10/05/2001 91 Notice of MOTION for Vincent R. Cappucci, Esq. to appear pro hac vice by FLORIDA STATE BOARD, Motion set for 11/13/01 on [91-1] motion SILB, w/cert of service. (PO Subm) (sr) (Entered: 10/09/2001)

10/05/2001 92 DECLARATION of Vincent R. Cappucci, Esq. Re: [91-1] motion for Vincent R. Cappucci, Esq. to appear pro hac vice (sr) (Entered: 10/09/2001)

10/05/2001 93 CERTIFICATION of Andrew J. Entwistle, Esq. Re: [91-1] motion for Vincent R. Cappucci, Esq. to appear pro hac vice (sr) (Entered: 10/09/2001)

10/24/2001 94 SCHEDULING ORDER No. 7 setting Pretrial conference 11:00 4/23/02 Status conference 10:30 12/4/01 ; etc. ( signed by Mag. Judge Stanley R. Chesler )n/m (aa) (Entered: 10/25/2001)

10/25/2001 97 ORDER granting [91-1] motion for Vincent R. Cappucci, Esq. to appear pro hac vice ( signed by Mag. Judge Stanley R. Chesler )n/m (ak) (Entered: 10/30/2001)

10/29/2001 98 NOTICE of attorney appearance for conpla., HOWARD DAVIS by BRUCE G. MURPHY (cs) (Entered: 10/31/2001)

10/30/2001 95 ORDER reassigning action from Judge Lechner to Judge Pisano ( signed by Chief Judge John W. Bissell ) n/m (jd) (Entered: 10/30/2001)

10/30/2001 CASE reassigned to Judge Joel A. Pisano (jd) (Entered: 10/30/2001)

10/30/2001 96 ORDER that pltfs may file opposition to the Motion to Dismiss and simultaneously serve a copy upon defts by 1/7/02; defts may file a reply to the opposition and simultaneously serve a copy upon the pltfs by 1/28/02; motion to dismiss will be returnable on date to be dertermined by the court. ( signed by Judge Joel A. Pisano ) n/m (jd) (Entered: 10/30/2001)

11/13/2001 99 NOTICE of Change of Address by Weinstein Kitchenoff Scarlato & Goldman (out of state counsel) (sr) (Entered: 11/27/2001)

12/27/2001 100 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 12/27/01; The following actions were taken, Status Conf.-on/off the record By Judge Joel A. Pisano (sr) (Entered: 01/03/2002)

01/10/2002 101 ORDER indicating defts may file reply of not more than 40 pgs. to pltfs' opposition, & Motion to Dismiss will be returnable on a date to be determined by the Court. ( signed by Judge Joel A. Pisano ) n/m (sr) (Entered: 01/11/2002)

01/14/2002 102 ORDER w/respect to pltfs' request to compel production of documents sought in pltfs' 12/14/01 letter brief, those documents are to be submitted to the Court for its in camera review; denying defts' request to compel production of documents sought in defts' 12/14/01 letter brief. ( signed by Mag. Judge Stanley R. Chesler ) n/m (sr) (Entered: 01/14/2002)

01/15/2002 103 TRANSCRIPT of Proceedings taken on 12/27/01 by Court Reporter Joanne M.

Page 17: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Caruso (DS) (Entered: 01/22/2002)

01/29/2002 104 OPINION AND ORDER denying pltfs' request for an order compelling deft Lucent & deft's counsel Cravath, Swaine & Moore to produce documents prepared by counsel in connection with counsel's investigation of Lucent's accounting practices, etc. ( signed by Judge Joel A. Pisano ) n/m (sr) (Entered: 01/29/2002)

02/11/2002 105 DECLARATION (filed under seal) (sr) (Entered: 02/13/2002)

05/03/2002 106 ORDER allowing pltfs to retain copies of certain documents, compelling defts to produce complete copies of transcripts & exhibits, etc. ( signed by Mag. Judge Stanley R. Chesler ) (NM) (sr) (Entered: 05/03/2002)

05/09/2002 107 LETTER OPINION AND ORDER denying Lucent's request to compel production of documents; etc. ( signed by Mag. Judge Stanley R. Chesler ) n/m (sr) (Entered: 05/09/2002)

05/28/2002 108 NOTICE of APPEAL by LUCENT TECHNOLOGIES, RICHARD A. MCGINN, DONALD K. PETERSON, DEBORAH C. HOPKINS of Magistrate decision to District Court RE: [107-1] order Hearing on magistrate appeal set for 6/24/02 (nr) Modified on 05/29/2002 (Entered: 05/29/2002)

05/28/2002 109 DECLARATION of MICHAEL A. PASKIN on Re: [109-1] Magistrate appeal (nr) Modified on 05/29/2002 (Entered: 05/29/2002)

06/05/2002 111 NOTICE of change of address by counsel on behalf of FLORIDA STATE BOARD (sr) (Entered: 06/06/2002)

06/24/2002 112 NOTICE of change of firm name & address re: out of state counsel (sr) (Entered: 06/25/2002)

06/27/2002 113 OPINION fld. ( signed by Judge Joel A. Pisano ) (sr) (Entered: 06/28/2002)

06/27/2002 114 ORDER denying defts Lucent Tech, McGinn, Peterson & Hopkins' motion to dismiss under Rule 12(b)(6) of the FRCP ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 06/28/2002)

07/03/2002 115 LETTER ORDER, setting status conference for 10:00 7/18/02 ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 07/03/2002)

07/12/2002 116 CO-LEAD COUNSEL'S NOTICE of ATTORNEYS OF RECORD BY J. Erik Sandstedt (sr) (Entered: 07/17/2002)

07/16/2002 117 OPINION fld. ( signed by Judge Joel A. Pisano ) (sr) (Entered: 07/17/2002)

07/16/2002 118 ORDER denying [108-1] Magistrate appeal; & affirming Magistrate Judge Chesler's Opinion & Order dated 5/7/02. ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 07/17/2002)

07/16/2002 119 STIPULATION & ORDER, extending time for deft to answer fifth amended complt. to 9/3/02 ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 07/17/2002)

07/22/2002 120 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 07/22/02; The following actions were taken, Stat cnf on the record & off the record

Page 18: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

regarding scheduling of motions & settlement conf. By Judge Joel A. Pisano (sr) (Entered: 07/25/2002)

08/12/2002 123 TRANSCRIPT of Proceedings taken on 7/22/02 by Crt Rep J. Caruso (DS) (Entered: 08/12/2002)

08/19/2002 124 Notice of MOTION for partial summary judgment by LUCENT TECHNOLOGIES, RICHARD A. MCGINN, DONALD K. PETERSON, DEBORAH C. HOPKINS, Motion set for 9/23/02 on [124-1] motion w/cert of service . (Brief/PO Subm) (sr) (Entered: 08/21/2002)

08/19/2002 125 DECLARATION of Michael A. Paskin, Esq. Re: [124-1] motion for partial summary judgment (sr) (Entered: 08/21/2002)

08/19/2002 126 AFFIDAVIT of Elaine S. Kusel, Esq. in support of pltfs' brief in opposition to defts' [124-1] motion for partial summary judgment (sr) (Entered: 08/21/2002)

08/23/2002 127 Notice of MOTION certifying action as a class action & for appointment of class representatives by THE PARNASSUS FUND, TEAMSTERS LOCALS, Motion set for 9/23/02 on [127-1] motion w/cert of service. (Brief/PO Subm) (sr) (Entered: 08/28/2002)

08/23/2002 128 DECLARATION of J. Erik Sandstedt Re: [127-1] motion certifying action as a class action & for appointment of class representatives (sr) (Entered: 08/28/2002)

09/05/2002 129 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 09/05/02; The following actions were taken, Status Conf. on the record. By Judge Joel A. Pisano (sr) (Entered: 09/09/2002)

09/06/2002 130 STIPULATION AND ORDER, extending time for defts to file answer to pltfs fifth amended complt. until 9/16/02 ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 09/09/2002)

09/10/2002 131 ORDER, staying all proceedings, including discovery , dismissing all pending motions w/out prejudice. In the event that mediation is unsuccessful, the parties may refile these motions w/out additional or further briefing in accordance with District's Local Rules. David Bershad, Esq., Daniel Berger, Esq., Olimpio Squitieri, Esq., Todd Collins, Esq. are designated to meet with Lucent Technologies' counsel & corporate representatives to discuss issues of Lucent's funding capabilities and/or ability to pay into settlement fund, etc. ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 09/13/2002)

09/17/2002 132 Minute entry: Proceedings recorded by Ct-Reporter: none; Minutes of: 09/17/02; The following actions were taken, at call for [127-1] motion certifying action as a class action & for appointment of class representatives taken under advisement, purs to Rule 78 By Judge Joel A. Pisano (sr) (Entered: 09/17/2002)

10/03/2002 134 NOTICE of Change of Address by out of state counsel on behalf of pltfs (sr) (Entered: 10/10/2002)

10/07/2002 133 LETTER by Mr. & Mrs. Salvatore Aprea re: status of case ( copy to JAP) (jd) (Entered: 10/10/2002)

10/18/2002 135 COURT'S LETTER w/attached correspondence of Mr. Salvatore Aprea inquiring

Page 19: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

about status of case, & indicating inquiry will be referred to David Bershad, Esq. (sr) (Entered: 10/22/2002)

12/04/2002 136 NOTICE of change of firm address by Daniel L. Berger, Esq. (co-lead counsel for the class) (sr) (Entered: 12/06/2002)

01/10/2003 137 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 01/10/03; The following actions were taken, Status Conference-Counsel to report on 3/5/03 at 10:00 a.m. for further report status on this matter. By Judge Joel A. Pisano (sr) (Entered: 01/13/2003)

01/24/2003 138 SUPPLEMENTAL STIPULATION AND protective order fld. ( signed by Judge Joel A. Pisano ) (NM) (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 01/24/2003)

03/05/2003 139 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 03/05/03; The following actions were taken, Status/Settlement Conf. on & off the record. Ordered counsel to return for further conference 3/6/03 @ 9:30 a.m. By Judge Joel A. Pisano (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 03/07/2003)

03/06/2003 140 Minute entry: Proceedings recorded by Ct-Reporter: none; Minutes of: 03/06/03; The following actions were taken, Status/Settlement Conf. off the record. By Judge Joel A. Pisano (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 03/07/2003)

03/07/2003 141 Notice of MOTION for Stephen D. Oestreich to appear pro hac vice by FLORIDA STATE BOARD, Motion set for 4/14/03 on [141-1] motion SILB, w/cert of service. (PO Subm) (sr) (Entered: 03/10/2003)

03/07/2003 142 DECLARATION of Adam F. Jachimowski, Esq. on behalf of FLORIDA STATE BOARD Re: [141-1] motion for Stephen D. Oestreich to appear pro hac vice (sr) (Entered: 03/10/2003)

03/07/2003 143 DECLARATION of Stephen D. Oestreich on Re: [141-1] motion for Stephen D. Oestreich to appear pro hac vice (sr) (Entered: 03/10/2003)

03/10/2003 144 ORDER granting [141-1] motion for Stephen D. Oestreich to appear pro hac vice ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 03/11/2003)

03/25/2003 145 Minute entry: Proceedings recorded by Ct-Reporter: none; Minutes of: 03/25/03; The following actions were taken, Status-Conf. counsel to report for further conf. 3/27/03 at 9:30 a.m. By Judge Joel A. Pisano (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 03/31/2003)

03/27/2003 146 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 03/27/03; The following actions were taken, Status Conf. on & off the record-Counsel reported case settled & OTBS By Judge Joel A. Pisano (sr) (Entered: 03/31/2003)

04/08/2003 147 TRANSCRIPT of Proceedings taken on March 27, 2003 Honorable Joel A. Pisano (ce) (Entered: 04/08/2003)

04/16/2003 148 Minute entry: Proceedings recorded by Ct-Reporter: none; Minutes of: 04/16/03;

Page 20: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

The following actions were taken, at call for granting [141-1] motion for Stephen D. Oestreich to appear pro hac vice By Judge Joel A. Pisano (sr) (Entered: 04/21/2003)

05/19/2003 149 NOTICE of registration & name change as to Cravath, Swaine & Moore LLP out of state counsel on behalf of Lucent Technologies (sr) (Entered: 05/20/2003)

06/04/2003 150 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 06/04/03; The following actions were taken, Status Conf. held on the record. By Judge Joel A. Pisano (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 06/05/2003)

06/16/2003 151 TRANSCRIPT of Proceedings taken on June 4, 2003 Honorable Joel A. Pisano (ce) (Entered: 06/16/2003)

07/17/2003 152 TRANSCRIPT of Proceedings taken on 9/5/02 Honorable Pisano****(SEALED)**** (ce) (Entered: 07/18/2003)

07/17/2003 153 TRANSCRIPT of Proceedings taken on 9/5/02 Hon. Joel A. Pisano (ce) (Entered: 07/18/2003)

08/12/2003 154 Minute entry: Proceedings recorded by Ct-Reporter: Caruso; Minutes of: 08.12.03; The following actions were taken, Status/Settlement conference 6.0 hours By Judge Joel A. Pisano (nr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 08/14/2003)

09/05/2003 155 NOTICE of Change of Address by Lisa J. Rodriguez, Esq. on behalf of pltfs fld. (sr) (Entered: 09/08/2003)

09/23/2003 156 PRELIMINARY ORDER in connection with Settlement Proceedings fld. ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 09/24/2003)

09/23/2003 157 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 09/23/03; The following actions were taken Status Conf. on the record-Orders regarding settlement submitted to the Court for signature on various matters; Class hrg. 12/12/03 at 9:30a.m. By Judge Joel A. Pisano (sr) (Entered: 09/26/2003)

11/07/2003 158 AMENDMENT/ORDER in connection with settlement proceedings; etc. ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 11/12/2003)

11/12/2003 159 NOTICE of Request for Exclusion & Opt-Out of Proposed Settlement Class by FLORIDA STATE BOARD (cc: JAP) (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 11/13/2003)

11/18/2003 160 Notice of MOTION for final approval of class action settlement and plan of allocation by lead pltfs THE PARNASSUS FUND, D&P PENSION TRUST FUND Motion set for 12/22/03 on [160-1] motion w/cert of service. (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 11/19/2003)

11/18/2003 161 Notice of APPLICATION/MOTION for award of attorney fees & Reimbursement of Expenses by THE PARNASSUS FUND, D&P PENSION TRUST FUND Motion set for 12/22/03 on [161-1] motion w/cert of service. (sr) (Entered: 11/19/2003)

11/18/2003 162 Compendium of Declarations & Affidavit of Lead Counsel, Lead Pltfs, & Experts

Page 21: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

in support of lead pltfs' Motion for Final Approval of Class Action Settlement & Plan of Allocation, & lead counsel's Motion for an Award of Attys' Fees & Reimbursements of Expenses (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 11/19/2003)

11/18/2003 163 Compendium of Affidavits of pltfs' counsel in support of Application of lead counsel for Award of Attys' Fees & Reimbursement of Expenses (Volume I) (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 11/19/2003)

11/18/2003 164 Compendium of Affidavits of pltfs' counsel in support of Application of Lead counsel for Award of Attys' Fees & Reimbursement of Expenses (Volume II) (sr) Additional attachment(s) added on 1/19/2006 (ev, ). (Entered: 11/19/2003)

11/18/2003 165 Compendium of Unreported Cases & other Authorities fld. (sr) (Entered: 11/19/2003)

11/24/2003 166 LETTER by Ernest M. Thayer objecting to proposed settlement (cc: JAP) (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 11/24/2003)

11/24/2003 167 LETTER/NOTICE by Henry J. Jones re: persons named requesting exclusion from class {Henry J. JOnes & Roldie Cantave-Jones JT TEN at Vanguard Discount Brokerage Services, IRA FBO Henry J. Jones VFTC as Custodian Roth Account, IRA FBO Roldie Cantave-Jones VFTC as Custodian Roth Account} (cc: JAP) (sr) Modified on 12/01/2003 (Entered: 12/01/2003)

11/24/2003 168 NOTICE/REQUEST by Mary Louise Brady, Julian S. Brady requesting exclusion from the Class (cc: JAP) (sr) (Entered: 12/01/2003)

11/24/2003 169 LETTER by Sanford L. Hawkins objecting to settlement of Class Action (cc: JAP) (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 12/01/2003)

11/24/2003 170 LETTER by T. Tucker Hobgood in opposition to proposed settlement (cc: JAP) (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 12/01/2003)

11/24/2003 171 LETTER by Edward Gordon objecting to class action settlement (cc: JAP) (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 12/01/2003)

11/25/2003 173 NOTICE of Intention to Appear & Filing by counsel for Objectors Rinis Travel Service, Profit Sharing Trust & Michael J. Rinis, IRRA w/preliminary objections to proposed class action settlement attached thereto (cc: JAP) (sr) (Entered: 12/02/2003)

12/01/2003 172 LETTER by Patricia R. Smith objecting to class action settlement (cc: JAP) (sr) Additional attachment(s) added on 10/24/2005 (ev, ). (Entered: 12/02/2003)

12/08/2003 174 Notice of MOTION for Edward W. Cochran to appear pro hac vice , proof of service Motion set for 1/12/04 on [174-1] motion (PO Subm) (nr) (Entered: 12/10/2003)

12/08/2003 175 CERTIFICATION of STEPHEN TSAI Re: [174-1] motion for Edward W. Cochran to appear pro hac vice (nr) (Entered: 12/10/2003)

12/09/2003 178 CERTIFICATE OF SERVICE re brief in response to objections to proposed settement and decl. John C. Coffe, Jr. (bl) (Entered: 12/11/2003)

Page 22: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

12/09/2003 179 DECLARATION of John C. Coffe Jr. with exhibits 1-12 and cert. of service. (bl) (Entered: 12/11/2003)

12/10/2003 176 Notice of MOTION for John J. Pentz to appear pro hac vice ; fld. on behalf of Edward Gordon (objector) Motion set for 1/12/04 on [176-1] motion w/cert of service (PO Subm) (jd) (Entered: 12/11/2003)

12/10/2003 177 CERTIFICATION of John J. Pentz in support of [176-1] motion for John J. Pentz to appear pro hac vice (jd) (Entered: 12/11/2003)

12/11/2003 180 AFFIDAVIT of SHANDARESE GARR w/exhibits regarding Exclusions (cs) (Entered: 12/12/2003)

12/12/2003 181 ORDER granting [174-1] motion for Edward W. Cochran to appear pro hac vice ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 12/15/2003)

12/12/2003 182 ORDER granting [176-1] motion for John J. Pentz to appear pro hac vice ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 12/15/2003)

12/12/2003 183 ORDER and FINAL JUDGMENT fld. ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 12/15/2003)

12/12/2003 185 Minute entry: Proceedings recorded by Ct-Reporter: JoAnn Caruso; Minutes of: 12/12/03; The following actions were taken, Court conducted fairness hrg for approval on settlement & allocation plan; etc. By Judge Joel A. Pisano (sr) (Entered: 12/18/2003)

12/17/2003 184 DE-CONSOLIDATION ORDER that the matter Florida State Board of Administration (cv-01-3790) v. Lucent Technologies Inc. (cv-00-621) shall be de-consolidated from In re Lucent Technologies, & that a reassignment order shall be submitted to Chief Judge Bissell reassigning action to Judge Pisano. ( signed by Judge Joel A. Pisano ) (NM) (sr) (Entered: 12/18/2003)

01/08/2004 186 NOTICE OF APPEAL w/cert svc filed by Objectors Rinis Travel Service, Profit Sharing Trust U.A. 6-1-89 and Michael J. Rinis, IRRA as to [183] Order. filing fee; not paid. Copies of Notice of appeal sent Clerk, USCA and to all counsel on record. (ce, ) (Entered: 01/09/2004)

02/02/2004 187 NOTICE by class member Ceclia K. Hogue, requesting to "opt out" from the class (sr, ) (Entered: 02/04/2004)

02/02/2004 188 NOTICE by class member Betty F. Tate requesting to "opt out" from the class. (drc, ) Additional attachment(s) added on 2/6/2004 (mj, ). (Entered: 02/04/2004)

02/02/2004 189 NOTICE by class member Ronald L. Luka requesting to "opt out" from the class. (drc, ) (Entered: 02/04/2004)

02/02/2004 190 NOTICE by class member Lonnie Ray Fink requesting to "opt out" from the class. (drc, ) (Entered: 02/04/2004)

02/02/2004 191 NOTICE by class member Hubert W. Caldwell requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 192 NOTICE by class member James D. Brice requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

Page 23: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

02/02/2004 193 NOTICE by class member Donna May Kirby requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 194 NOTICE by class member Sandra Taylor Flenner requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 195 NOTICE by class member Ahmad Mobarakzadeh requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 197 NOTICE by class member Carole W. Covert requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 198 NOTICE by class member Chris D. Seymour requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 199 NOTICE by class member Sandra Jagosh requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 200 NOTICE by class member Kathryn R. Johnson requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 201 NOTICE by class member Charles Seymour requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 202 NOTICE by class member Ora Sharon Patterson requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 203 NOTICE by class member Nan Franklin requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 204 NOTICE by class member Toan Tran requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 205 NOTICE by class member Thomas Vergis requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 206 NOTICE by class member Gladys Anne Shirley requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 207 NOTICE by class member Loretta M. Smith requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 208 NOTICE by class member Theral Rogers requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 209 NOTICE by class member Jan D. Bonham requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 210 NOTICE by class member Jerry Elton Miles requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 211 NOTICE by class member Glenn Gray requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 212 NOTICE by class member Varghese K. Yohannan requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

Page 24: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

02/02/2004 213 NOTICE by class member Wilbert Wallace requesting to "opt out" from the class. (drc, ) Additional attachment(s) added on 2/6/2004 (mj, ). (Entered: 02/05/2004)

02/02/2004 214 NOTICE by class member Donald W. Fiorda requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 215 NOTICE by class member Sue M. Le requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 216 NOTICE by class member Richard Becerril requesting to "opt out" from the class. (drc, ) Additional attachment(s) added on 2/6/2004 (mj, ). (Entered: 02/05/2004)

02/02/2004 217 NOTICE by class member Chyrl W. Davis requesting to "opt out" from the class. (drc, ) Additional attachment(s) added on 2/6/2004 (mj, ). (Entered: 02/05/2004)

02/02/2004 218 NOTICE by class member Alta M. Kasparek requesting to "opt out" from the class. (drc, ) (Entered: 02/05/2004)

02/02/2004 219 NOTICE by class member Susanne Crenshaw requesting to "opt out" from the class. (drc, ) (Entered: 02/09/2004)

02/02/2004 220 NOTICE by class member Victoria G. Daniels requesting to "opt out" from the class. (drc, ) (Entered: 02/09/2004)

02/03/2004 196 NOTICE of Docketing Record on Appeal from USCA re 186 Notice of Appeal. USCA Case Number 04-1120 (ce, ) (Entered: 02/05/2004)

02/03/2004 221 NOTICE/SUGGESTION OF BANKRUPTCY fld. (sr, ) (Entered: 02/11/2004)

02/09/2004 USCA Appeal Fees received $ 255.00 re 186 Notice of Appeal (ce, ) (Entered: 02/10/2004)

02/09/2004 222 TRANSCRIPT REQUEST indicating unnecessary for appeal purposes (ce, ) (Entered: 02/18/2004)

02/18/2004 RECORD COMPLETE FOR PURPOSES OF APPEAL- Supplemental Record on Appeal transmitted to US Court of Appeals re 186 Notice of Appeal (ce, ) (Entered: 02/18/2004)

02/24/2004 223 OPINION re: settlement. Signed by Judge Joel A. Pisano on 2/24/04. (sr, ) (Entered: 02/25/2004)

02/25/2004 224 Letter from George N. Styliades re: settlement. (sr, ) (Entered: 02/25/2004)

02/25/2004 225 Letter from Paul C. Sanders re: settlement w/proposed order attached thereto. (sr, ) (Entered: 02/25/2004)

03/10/2004 226 Minute Entry for proceedings held on 3-10-04 before Judge Joel A. Pisano : OKLAHOMA plaintiff's application to be excluded from the Class Settlement be and is hereby DENIED.(Court Reporter CARUSO.) (tt, ) (Entered: 03/10/2004)

03/10/2004 227 ORDER that the Oklahoma pltfs did not timely request to be excluded from the class in this action and therefore, as members of the class, they are bound by the terms of the Final Order & Judgment, the Settlement and all related documents. Signed by Judge Joel A. Pisano on 3/10/04. (jd, ) (Entered: 03/11/2004)

Page 25: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

03/10/2004 228 ORDER that Michael Wayne Speck is admitted to appear pro hac vice on behalf of Oklahoma pltfs . Signed by Judge Joel A. Pisano on 3/10/04. (jd, ) (Entered: 03/11/2004)

04/20/2004 229 NOTICE of Appearance on behalf of claimant Clara Kozol by Eric J. Kozol (out of state counsel Boston, MA) (sr, ) (Entered: 04/21/2004)

04/20/2004 230 NOTICE/MOTION for acceptance of late filing of Proof of Claim by CLARA KOZOL (Attachments: # 1 p/o)(sr, ) (Entered: 04/21/2004)

06/01/2004 231 NOTICE of Change of Law Firm Name re: lead counsel to Milberg Weiss Bershad & Schulman, LLP (sr, ) (Entered: 06/14/2004)

06/21/2004 232 NOTICE of Appearance of the Braun Law Group, P.C. (Los Angeles, CA) on behalf of pltf Dennis Pasparage (sr, ) (Entered: 06/22/2004)

07/08/2004 Motions Taken Under Advisement: [161] Motion for Attorney FeesMotion for Miscellaneous Relief (tt, ) (Entered: 07/08/2004)

07/21/2004 233 OPINION . Signed by Judge Joel A. Pisano on 7/19/04. (jd, ) (Entered: 07/21/2004)

07/21/2004 234 Final ORDER approving counsel's joint petition for an award of attorney's fees and reimbursement of expenses. Signed by Judge Joel A. Pisano on 7/19/04. (jd, ) (Entered: 07/21/2004)

07/21/2004 ***Civil Case Terminated. (jd, ) (Entered: 07/21/2004)

07/23/2004 235 Amended OPINION . Signed by Judge Joel A. Pisano on 7/19/04. (bl, ) (Entered: 07/23/2004)

07/23/2004 236 Amended Final ORDER approving counsel's joint petiton for an award of attorney's fees and reimbursment of expenses. Signed by Judge Joel A. Pisano on 7/22/04. (bl, ) (Entered: 07/23/2004)

08/20/2004 237 ORDER of USCA as to 186 Notice of Appeal dismissing apeal with the agreement of both parties conferred upon her by Rule 42(b) without cost to either party (USCA# 04-1120) (ce, ) (Entered: 08/23/2004)

09/30/2004 238 Pltf's STATEMENT purs to F.R.C.P. 23(e)(2)fld. (sr, ) (Entered: 10/01/2004)

11/09/2004 240 APPLICATION/MOTION for Class Distribution Order. (Attachments: # 1 brief in support# 2 Affidavit of Shandarese Garr# 3 cert. of service) (sr, ) (Entered: 11/10/2004)

11/10/2004 239 ORDER re: Distribution of Class Settlement Fund fld.. Signed by Judge Joel A. Pisano on 11/8/04. (sr, ) (Entered: 11/10/2004)

11/16/2004 241 ORDER re: filing class member lists under seal. Signed by Judge Joel A. Pisano on 11/9/04. (sr, ) (Entered: 11/16/2004)

12/09/2004 242 Letter from Douglas E. Basharn requesting to participate in the distribution of Net Settlement Fund. (sr, ) (Entered: 12/10/2004)

12/28/2004 243 MOTION for Leave to File proof of claim by THOMAS M. CASTELLONE. (Attachments: # 1 proof of mailing# 2 Certification of Thomas M. Castellone# 3 p/o)(sr, ) (Entered: 12/29/2004)

Page 26: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

12/28/2004 244 NOTICE of Appearance by Thomas J. Decker, Esq. on behalf of movant, THOMAS M. CASTELLONE (sr, ) (Entered: 12/29/2004)

12/29/2004 Set Deadline as to 243 MOTION for Leave to File. Motion Hearing set for 1/24/2005 before Judge Joel A. Pisano. (PLEASE BE ADVISED THAT THIS MOTION WILL BE DECIDED ON THE PAPERS UNLESS OTHERWISE NOTIFIED BY THE COURT) (sr, ) (Entered: 12/29/2004)

01/04/2005 245 Letter from Alfred Dresner re: proof of claim & release. (sr, ) (Entered: 01/05/2005)

01/11/2005 Motions No Longer Referred to Judge Arleo - Judge Pisano will decide this Motion: 243 MOTION for Leave to File. (jl, ) (Entered: 01/11/2005)

01/14/2005 248 Copy of Letter addressed to Lucent Technologies c/o Claims Administrator submitted by Claimant Donald G. Daus. (sr, ) (Entered: 01/26/2005)

01/21/2005 246 NOTICE/Proof of Claim re: Flolman R. Wilson, Jr. (sr, ) (Entered: 01/21/2005)

01/21/2005 247 APPLICATION/MOTION requesting that the Court accept claim for participation in the settlement by ELIAS G. DEBBAS. (sr, ) (Entered: 01/26/2005)

01/26/2005 249 Lead pltfs BRIEF in response to Motions for acceptance of untimely claims fld. . (Attachments: # 1 cont.)(sr, ) (Entered: 01/27/2005)

01/28/2005 250 APPLICATION/MOTION by John E. Daidone for leave to file proof of claim. (Attachments: # 1 proof of mailing# 2 Certification of John E. Daidone# 3 p/o)(sr, ) (Entered: 01/31/2005)

02/10/2005 251 Lead pltfs' brief in response to additional Motions for acceptance of untimely claims fld. . (sr, ) Additional attachment(s) added on 2/14/2005 (sr, ). (Entered: 02/14/2005)

02/15/2005 252 APPLICATION/MOTION by lead pltfs for distribution of SEC settlement fund along with distribution of class settlement fund. (Attachments: # 1 brief# 2 cont.)(sr, ) (Entered: 02/16/2005)

02/16/2005 255 ORDER that John E. Daidone's motion for leave to file proof of claim is denied, & that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

02/17/2005 253 ORDER Re: distribution of SEC Settlement Fund along with distribution of Class Settlement Fund; etc. Signed by Judge Joel A. Pisano on 2/17/05. (sr, ) (Entered: 02/18/2005)

02/18/2005 254 ORDER that John Steven Beauchamp's request for leave to file proof of claim is denied, & that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by the Court; etc . Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

02/18/2005 256 ORDER that Elias G. Debbas, M.D.'s motion for leave to file a proof of claim is denied, and that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

Page 27: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

02/18/2005 257 ORDER that Alfred Dresner's motion for leave to file a proof of claim is denied, & that proof of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

02/18/2005 258 ORDER that George Hassman, M.D.'s mtoion for leave to file a proof of claim is denied, and that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

02/18/2005 259 ORDER that Thomas M. Castellone's motion for leave to file a proof of claim is denied, and that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

02/18/2005 260 ORDER that Axel Timm's motion for leave to file a proof of claim is denied, and that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order, are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

02/18/2005 261 ORDER that Holman R. Wilson's motion for leave to file a proof of claim is denied, and that proofs of claim received after 10/21/04, the deadline set forth in the Class Distribution Order are untimely and shall not be entertained by this Court; etc. Signed by Judge Joel A. Pisano on 2/16/05. (sr, ) (Entered: 02/18/2005)

10/21/2005 262 MOTION for Disbursement of Funds From Combined Settlement Funds by Lead Plaintiffs. (Attachments: # 1 Affidavit in Support of Motion# 2 Exhibit A to Affidavit in Support of Motion# 3 Exhibit B to Affidavit in Support of Motion# 4 Exhibit C to Affidavit in Support of Motion# 5 Exhibit D to Affidavit in Support of Motion# 6 Exhibit E to Affidavit in Support of Motion# 7 Brief in Support of Motion# 8 Text of Proposed Order # 9 Certificate of Service)(SANDSTEDT, J.) (Entered: 10/21/2005)

10/24/2005 Set Deadline as to 262 MOTION for Disbursement of Funds From Combined Settlement Funds. Motion Hearing set for 11/14/2005 before Judge Joel A. Pisano. (PLEASE BE ADVISED THAT THIS MTOION WILL BE DECIDED ON THE PAPERS UNLESS OTHERWISE NOTIFIED BY THE COURT) (sr, ) (Entered: 10/24/2005)

10/31/2005 263 ORDER Re: Distribution of combined settlement funds with respect to claims in process and adjusted claims. Signed by Judge Joel A. Pisano on 10/28/05. (sr, ) (Entered: 10/31/2005)

01/04/2007 264 MOTION Payment of Additional Claims and Payment of Interest by Lead Plaintiffs. (Attachments: # 1 Exhibit 1 - Affidavit of Shandarese Garr# 2 Exhibit A to Garr Affidavit# 3 Exhibit B to Garr Affidavit# 4 Exhibit C part 1 to Garr Affidavit# 5 Exhibit C part 2 to Garr Affidavit# 6 Exhibit 2 - Proposed Order)(SANDSTEDT, J.) (Entered: 01/04/2007)

01/04/2007 265 BRIEF in Support re 264 MOTION Payment of Additional Claims and Payment of Interest filed by Lead Plaintiffs. (SANDSTEDT, J.) (Entered: 01/04/2007)

01/18/2007 266 ORDER granting 264 Motion for payment of certain claims and interest; Signed by

Page 28: U.S. District Court District of New Jersey (Newark)securities.stanford.edu/filings-documents/1013/LU00/2005218_r01k_00621.pdfD&P PENSION TRUST FUND Consol Plaintiff JOHN M. RAZZANO

Judge Joel A. Pisano on 1/8/07 (DH) (Entered: 01/18/2007) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html