u.s. district court southern district of new york (foley...

US District Court Civil Docket as of 5/13/2011Retrieved from the court on May 17, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:06-cv-00643-GEL

In re Refco Capital Markets, Ltd. Brokerage Customer Date Filed: 01/26/2006Securities Litigation Date Terminated: 01/27/2009Assigned to: Judge Gerard E. Lynch Jury Demand: NoneLead case: 1:07-md-01902-JSR Nature of Suit: 850Member case: (View Member Case) Securities/CommoditiesRelated Cases: 1:05-cv-08626-JSR Jurisdiction: Federal Question

1:07-cv-08688-JSR1:06-cv-03347-GEL1:08-cv-09810-JSR1:07-cv-08686-JSR1:07-md-01902-JSR

Cause: 15:78m(a) Securities Exchange Act

Lead Plaintiff

Global Management Worldwide represented by Ira M. PressLimited Kirby McInerney LLPindividually and on behalf of all others 825 Third Avenuesimilarly situated 16th Floor

New York, NY 10022(212) 371-6600Fax: (212) 751-2540Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Mark Allen StraussKirby McInerney LLP825 Third Avenue16th FloorNew York, NY 10022(212) 371-6600Fax: (212) 751-2540Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Richard L. StoneKirby McInerney LLP825 Third Avenue16th FloorNew York, NY 10022

(212)-371-6600Fax: (212)-751-2540Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Scott Alexander EdelmanMilbank, Tweed, Hadley & McCloy LLP(NYC)1 Chase Manhattan PlazaNew York, NY 10005(212) 530-5149Fax: (212) 822-5149Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Sander BakMilbank, Tweed, Hadley & McCloy LLP(NYC)1 Chase Manhattan PlazaNew York, NY 10005212-530-5000Fax: 212-530-5219Email: [email protected] TO BE NOTICED

Plaintiff

Arbat Equity Arbitrage Fund Limited represented by Scott Alexander Edelman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Ira M. Press(See above for address)ATTORNEY TO BE NOTICED

Mark Allen Strauss(See above for address)ATTORNEY TO BE NOTICED

Richard L. Stone(See above for address)ATTORNEY TO BE NOTICED

Sander Bak(See above for address)ATTORNEY TO BE NOTICED

Plaintiff

Russian Investors Securities Limited represented by Scott Alexander Edelman(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Ira M. Press(See above for address)ATTORNEY TO BE NOTICED

Mark Allen Strauss(See above for address)ATTORNEY TO BE NOTICED

Richard L. Stone(See above for address)ATTORNEY TO BE NOTICED

Sander Bak(See above for address)ATTORNEY TO BE NOTICED

V.

Movant

Jonathan Lee Riches

V.

Defendant

Philip R. Bennett represented by Jeffrey T. GolenbockTERMINATED: 09/13/2007 Golenbock Eiseman Assor Bell & Peskoe

LLP437 Madison AvenueNew York, NY 10022212-907-7373Fax: 212-754-0777Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

Gerald M. Sherer represented by Matthew Joel SavaTERMINATED: 09/13/2007 Shapiro Mitchell Forman Allen & Miller

LLP380 Madison AvenueNew York, NY 10017(212)-972-4900Fax: (212)-883-1941Email: [email protected]

LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

Leo R. Breitman represented by Greg A. DanilowTERMINATED: 09/05/2006 Weil, Gotshal & Manges LLP (NYC)

767 Fifth Avenue, Suite 3358-2New York, NY 101532123108000Fax: 2128333148Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

David V. Harkins represented by Greg A. Danilow(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Mark Floyd PomerantzPaul, Weiss, Rifkind, Wharton & GarrisonLLP (NY)1285 Avenue of the AmericasNew York, NY 10019212.373.3010Fax: 212.373.0010Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Paul Ivor DutkaWeil, Gotshal & Manges LLP (NYC)767 Fifth Avenue, Suite 3358-2New York, NY 101532123108000Fax: 2128333148Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Richard A. RosenPaul, Weiss, Rifkind, Wharton & GarrisonLLP (NY)1285 Avenue of the AmericasNew York, NY 10019212-373-3305Fax: 212-373-2359Email: [email protected] ATTORNEY

ATTORNEY TO BE NOTICED

Kerry Lauren QuinnPaul, Weiss, Rifkind, Wharton & GarrisonLLP (NY)1285 Avenue of the AmericasNew York, NY 10019(212)-373-3438Fax: (212)-492-0438Email: [email protected] TO BE NOTICED

Defendant

Scott L. Jaeckel represented by Greg A. Danilow(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Mark Floyd Pomerantz(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Paul Ivor Dutka(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Richard A. Rosen(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Kerry Lauren Quinn(See above for address)ATTORNEY TO BE NOTICED

Defendant

Thomas H. Lee represented by Greg A. DanilowTERMINATED: 09/13/2007 (See above for address)



Paul Ivor Dutka(See above for address)




Defendant

Ronald L. O'Kelley represented by Greg A. DanilowTERMINATED: 09/05/2006 (See above for address)


Defendant

Scott A. Schoen represented by Greg A. Danilow(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED





Defendant

Nathan Gantcher represented by Greg A. DanilowTERMINATED: 09/05/2006 (See above for address)


Defendant

Joseph J. Murphy represented by Matthew Joel SavaTERMINATED: 09/13/2007 (See above for address)


Defendant

William M Sexton represented by Elizabeth D. MeachamTERMINATED: 09/13/2007 Friedman & Wittenstein, P.C.

600 Lexington AvenueNew York, NY 10022(212)750-8700Fax: (212)223-8391Email:[email protected] TO BE NOTICED

Ivan O. KlineFriedman & Wittenstein, P.C.600 Lexington AvenueNew York, NY 10022(212)750-8700Fax: (212)223-8391Email: [email protected] TO BE NOTICED

Stuart I. FriedmanFriedman & Wittenstein, P.C.600 Lexington AvenueNew York, NY 10022(212) 750-8700Fax: (212) 223-8394Email:[email protected] TO BE NOTICED

Defendant

Santo C. Maggio represented by Scott Edward HershmanTERMINATED: 12/08/2008 Hunton & Williams, LLP(NYC)

200 Park Avenue, 52nd FloorNew York, NY 10166212-309-1053Fax: 212-309-1859Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

Dennis Klejna represented by Helen Byung-Son KimTERMINATED: 09/05/2006 Baker & Hostetler LLP (LA )

12100 Wilshire Blvd.

15th floorLos Angeles, CA 90025(310) 820-8800Fax: (310) 820- 8859Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Marc Dennis PowersBaker & Hostetler LLP (NYC)45 Rockefeller PlazaNew York City, NY 10111(212) 589-4216Fax: (212) 589-4201Email: [email protected] ATTORNEY

Richard Edward NathanNathan Law Office123 South June StreetLos Angeles, CA 90004(323)-931-8080Fax: (323)-931-8008Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

Perry RotkowitzTERMINATED: 09/05/2006

Defendant

Thomas H. Lee Partners, L.P. represented by Greg A. DanilowTERMINATED: 09/13/2007 (See above for address)




Richard A. Rosen(See above for address)LEAD ATTORNEY



Defendant

Thomas H. Lee Equity Fund V, L.P. represented by Greg A. DanilowTERMINATED: 09/13/2007 (See above for address)






Defendant

Thomas H. Lee Parallel Fund V, L.P. represented by Greg A. DanilowTERMINATED: 09/13/2007 (See above for address)




Richard A. Rosen(See above for address)LEAD ATTORNEY



Defendant

Thomas H. Lee Equity (Cayman) Fund represented by Greg A. DanilowV, L.P. (See above for address)TERMINATED: 09/13/2007 LEAD ATTORNEY






Defendant

Credit Suisse GroupTERMINATED: 09/05/2006

Defendant

Credit Suisse First BostonTERMINATED: 09/05/2006

Defendant

Goldman Sachs Group, Inc.TERMINATED: 09/05/2006

Defendant

Goldman, Sachs, Co.TERMINATED: 09/05/2006

Defendant

Banc of America Securities, L.L.C.

TERMINATED: 09/05/2 0 0 6

Defendant

Bank of America Corp.TERMINATED: 09/05/2006

Defendant

Merrill Lynch & Co.TERMINATED: 09/05/2006

Defendant

Merrill Lynch, Pierce, Fenner & Smith,Inc.TERMINATED: 09/05/2006

Defendant

Grant Thornton, L.L.P. represented by Bradley E. LermanTERMINATED: 09/13/2007 Winston & Strawn LLP (IL)

35 West Wacker DriveChicago, IL 60601(312) 558-5600Fax: (312) 558-5700`Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Bruce Roger BraunWinston & Strawn LLP (IL)35 West Wacker DriveChicago, IL 60601(312) 558-5600Fax: (312)-558-5700Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Catherine W. JoyceWinston & Strawn LLP (IL)35 West Wacker DriveChicago, IL 60601(312)-558-6158Fax: (312)-558-5700Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

David Emilio MollonWinston & Strawn LLP (NY)200 Park Avenue

New York, NY 10 166(212)-294-4748Fax: (212)-294-4700Email: [email protected]: 03/02/2010LEAD ATTORNEYATTORNEY TO BE NOTICED

James David Reich , JrWinston & Strawn LLP (NY)200 Park AvenueNew York, NY 10166(212)-294-4765Fax: (212)-294-4700Email: [email protected]: 03/03/2011LEAD ATTORNEY

Linda T. CoberlyWinston & Strawn LLP (IL)35 West Wacker DriveChicago, IL 60601(312)-558-8768Fax: (312)-558-5700Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Beth Ann TagliamontiWinston & Strawn LLP (NY)200 Park AvenueNew York, NY 10166(212)-294-6732Fax: (212)-294-6700Email: [email protected] TO BE NOTICED

Ruth Anne BraunWinston & Strawn LLP (NY)200 Park AvenueNew York, NY 10166(212)-294-2640Fax: (212)-294-4700Email: [email protected] TO BE NOTICED

Defendant

J.P. Morgan Chase & Co.TERMINATED: 09/05/2006

Defendant

J.P. Morgan Securities, Inc.TERMINATED: 09/05/2006

Defendant

Sandler O'Neill & Partners, L.P.TERMINATED: 09/05/2006

Defendant

HSBC Holdings, PLC.TERMINATED: 09/05/2006

Defendant

HSBC Holdings, PLCTERMINATED: 09/05/2006

Defendant

HSBC Securities (USA), Inc.TERMINATED: 09/05/2006

Defendant

William Blair & Company, L.L.C.TERMINATED: 09/05/2006

Defendant

Harris Nesbitt, Corp.TERMINATED: 09/05/2006

Defendant

CMG Institutional Trading, L.L.C.TERMINATED: 09/05/2006

Defendant

Samuel A. Ramirez & Company, Inc.TERMINATED: 09/05/2006

Defendant

The Williams Capital Group, L.P.TERMINATED: 09/05/2006

Defendant

Utendahl Capital Partners, L.P.TERMINATED: 09/05/2006

Defendant

Refco Securities, L.L.C. represented by Kenneth Ian SchacterTERMINATED: 12/10/2007 Bingham McCutchen LLP (NYC)

399 Park Avenue

New York, NY 10022212-705-7487Fax: 212-752-5378Email: [email protected]: 01/15/2008LEAD ATTORNEY

Diane C HertzBingham McCutchen LLP (NYC)399 Park AvenueNew York, NY 10022212-705-7000Fax: 212-752-5378Email: [email protected]: 01/15/2008

Defendant

Tone N. Grant represented by Norman L. EisenTERMINATED: 09/13/2007 Zuckerman Spaeder LLP

1800 M Street, N.WWashington, DC 20036(202)-778-1824Fax: (202)-822-8106Email: [email protected]: 02/09/2009LEAD ATTORNEY

Blake Tyler HannafanZuckerman Spaeder LLP1540 BroadwaySuite 1604New York, NY 10036(212) 704-9600Fax: (212) 704-4256Email: [email protected] TO BE NOTICED

Laura Elizabeth NeishZuckerman, Spaeder LLP(NYC)1540 BroadwaySuite 1604New York, NY 10036-4039(212)-704-9600Fax: (212)-704-4256Email: [email protected] TO BE NOTICED

Michael T. HannafanHannafan & Hannafan, Ltd.One East Wacker Drive

Suite 1208Chicago, IL 60601(312) 527-0055ATTORNEY TO BE NOTICED

Nicholas A. PavichZuckerman Spaeder LLp1540 BroadwaySuite 1604New York, NY 10036(212) 704-9600Fax: (212) 704-4256ATTORNEY TO BE NOTICED

Defendant

Phillip Silverman represented by Holly Kay KulkaTERMINATED: 09/13/2007 Heller Ehrman, LLP (NYC)

Times Square Tower7 Times SquareNew York, NY 10036-6524212-832-8300Fax: 212-763-7600Email: [email protected] TO BE NOTICED

Defendant

Robert C. Trosten represented by Barbara MosesTERMINATED: 08/28/2008 Morvillo, Abramowitz, Grand, Iason,

Anello & Bohrer, P.C565 Fifth AvenueNew York, NY 10017(212) 880-9540Fax: (212) 856-9494Email: [email protected]: 01/29/2010LEAD ATTORNEY

Judith Leonore MogulMorvillo, Abramowitz, Grand, Iason,Anello & Bohrer, P.C565 Fifth AvenueNew York, NY 10017(212)-856-9600Fax: (212) 856-9494Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Gates Salyers HurandMorvillo, Abramowitz, Grand, Iason,

Anello & Bohrer, P.C565 Fifth AvenueNew York, NY 10017(212)-880-9536Fax: (212)-856-9494Email: [email protected] TO BE NOTICED

James Spiegel DarrowMorvillo, Abramowitz, Grand, Iason,Anello & Bohrer, P.C565 Fifth AvenueNew York, NY 10017(212)-880-9430Fax: (212)-856-9494Email: [email protected]: 09/16/2008

Rachel Marissa KorenblatMorvillo, Abramowitz, Grand, Iason,Anello & Bohrer, P.C565 Fifth AvenueNew York, NY 10017(212)-880-9525Fax: (212)-856-9494Email: [email protected] TO BE NOTICED

Defendant

Phillip R. Bennett represented by Jeffrey T. GolenbockTERMINATED: 09/13/2007

(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

Thomas H. Lee Partners, L.P.TERMINATED: 09/13/2007

Defendant

Phillip R. BennettTERMINATED: 09/13/2007

Defendant

Tone N. GrantTERMINATED: 09/13/2007

Defendant

Robert C. Trosten represented by Barbara MosesTERMINATED: 09/13/2007

(See above for address)TERMINATED: 01/29/2010

LEAD ATTORNEY

Judith Leonore Mogul(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Gates Salyers Hurand(See above for address)ATTORNEY TO BE NOTICED

Defendant

Richard N. Outridge represented by Claire Perlman GutekunstTERMINATED: 08/28/2008 Proskauer Rose LLP (NY)

11 Times SquareNew York, NY 10036212.969.3000Fax: 212.969.2900Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Jessica MastrogiovanniProskauer Rose LLP (NY)11 Times SquareNew York, NY 10036(212) 969-3707Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

Thomas H. Lee Partners, L.P.TERMINATED: 09/13/2007

Defendant

THL EntitiesTERMINATED: 08/28/2008

Defendant

Thomas H. LeeTERMINATED: 09/13/2007

Defendant

Thomas H. Lee Equity Advisors V, represented by Thomas H. Lee Equity Advisors V,LLC LLC

PRO SE

Greg A. Danilow(See above for address)



Defendant

THL Managers V, LLC represented by Greg A. Danilow(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Thomas H. Lee Equity Fund V, L.P.

Defendant

Thomas H. Lee Parallel Fund V, L.P. represented by Greg A. Danilow(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


Defendant

Thomas H. Lee Investors Limited represented by Greg A. DanilowPartnership (See above for address)



Defendant

The 1997 Thomas H. Lee Nominee represented by Greg A. DanilowTrust (See above for address)



Defendant

Thomas H. Lee Advisors LLC represented by Greg A. Danilow(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED


V.

Consolidated Defendant

Bank Fur Arbeit Und Wirtschaft UndOsterrecihische PostparkasseAktiengesellsehaftTERMINATED: 09/05/2006

Date Filed # Docket Text

01/26/2006 1 COMPLAINT against Scott L. Jaeckel, Thomas H. Lee, Ronald L. O'Kelley, Scott A.Schoen, Nathan Gantcher, Joseph J. Murphy, William M Sexton, Santo C. Maggio,Dennis Klejna, Perry Rotkowitz, Thomas H. Lee Partners, L.P., Thomas H. Lee EquityFund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman)Fund V, L.P., Credit Suisse Group, Credit Suisse First Boston, Goldman Sachs Group,Inc., Goldman, Sachs, Co., Banc of America Securities, L.L.C., Bank of AmericaCorp., Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith, Inc., GrantThornton, L.L.P., J.P. Morgan Chase & Co., J.P. Morgan Securities, Inc., SandlerO'Neill & Partners, L.P., HSBC Holdings, PLC., HSBC Holdings, PLC, HSBCSecurities (USA), Inc., William Blair & Company, L.L.C., Harris Nesbitt, Corp.,CMG Institutional Trading, L.L.C., Samuel A. Ramirez & Company, Inc., TheWilliams Capital Group, L.P., Utendahl Capital Partners, L.P., Refco Securities,L.L.C., Philip R. Bennett, Gerald M. Sherer, Leo R. Breitman, David V. Harkins.(Filing Fee $ 250.00, Receipt Number 568570)Document filed by Global ManagementWorldwide Limited.(jeh, ) (Entered: 01/27/2006)

01/26/2006 SUMMONS ISSUED as to Scott L. Jaeckel, Thomas H. Lee, Ronald L. O'Kelley,Scott A. Schoen, Nathan Gantcher, Joseph J. Murphy, William M Sexton, Santo C.Maggio, Dennis Klejna, Perry Rotkowitz, Thomas H. Lee Partners, L.P., Thomas H.Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. LeeEquity (Cayman) Fund V, L.P., Credit Suisse Group, Credit Suisse First Boston,Goldman Sachs Group, Inc., Goldman, Sachs, Co., Banc of America Securities,L.L.C., Bank of America Corp., Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner &L

Smith, Inc., Grant Thornton, L.L.P., J.P. Morgan Chase & Co., J.P. Morgan Securities,Inc., Sandler O'Neill & Partners, L.P., HSBC Holdings, PLC., HSBC Holdings, PLC,HSBC Securities (USA), Inc., William Blair & Company, L.L.C., Harris Nesbitt,Corp., CMG Institutional Trading, L.L.C., Samuel A. Ramirez & Company, Inc., TheWilliams Capital Group, L.P., Utendahl Capital Partners, L.P., Refco Securities,L.L.C., Philip R. Bennett, Gerald M. Sherer, Leo R. Breitman, David V. Harkins. (jeh,) (Entered: 01/27/2006)

01/26/2006 Case Designated ECF. (jeh, ) (Entered: 01/27/2006)

01/26/2006 Magistrate Judge Ronald L. Ellis is so designated. (jeh, ) (Entered: 01/27/2006)

01/26/2006 2 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Global ManagementWorldwide Limited.(jeh, ) Additional attachment(s) added on 1/31/2006 (mbe, ).(Entered: 01/27/2006)

01/26/2006 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Ira M. Press fornoncompliance with Section (3) of the S.D.N.Y. 3rd Amended Instructions For FilingAn Electronic Case or Appeal and Section 1(d) of the S.D.N.Y. Procedures ForElectronic Case Filing. E-MAIL the PDF for Document 2 Rule 7.1 DisclosureStatement to: [email protected]. (jeh, ) (Entered: 01/27/2006)

02/09/2006 3 NOTICE OF CASE REASSIGNMENT to Judge Gerard E. Lynch. Judge Thomas P.Griesa no longer assigned to the case. (laq, ) (Entered: 02/10/2006)

02/09/2006 Mailed notice to the attorney(s) of record. (laq, ) (Entered: 02/10/2006)

02/09/2006 CASE ACCEPTED AS RELATED TO 1:05-cv-8626. (laq, ) (Entered: 02/10/2006)

03/02/2006 4 STIPULATION AND ORDER that the time for dft Grant Thomson LLP to answermove or otherwise respond to the class action complaint in this action is extendedthrough and including the later tof sixty days after the assignment of lead plaintiff'scounsel or the filing of a consolidated amended complaint in this action. Nothingherein shall be deemed to constitute a waiver of service or any objection to service byGrant Thomson. (Signed by Judge Gerard E. Lynch on 3/1/06) (dle, ) Additionalattachment(s) added on 3/2/2006 (dle, ). (Entered: 03/02/2006)

03/03/2006 5 NOTICE OF APPEARANCE by David Emilio Mollon on behalf of Grant Thornton,L.L.P. (Mollon, David) (Entered: 03/03/2006)

03/03/2006 6 NOTICE OF APPEARANCE by James David Reich, Jr on behalf of Grant Thornton,L.L.P. (Reich, James) (Entered: 03/03/2006)

03/06/2006 7 STIPULATION AND ORDER that the time for the dfts set forth in this stipulation toanswer, move or otherwise respond to the class action complaint in this action isextended through and including the later of sixty days after the appointment of leadplaintiff's counsel, the filing of a consolidated amended complaint in this action or theservice of the complaint upon the underwriter dft. (Signed by Judge Gerard E. Lynchon 3/6/06) (dle, ) (Entered: 03/07/2006)

03/31/2006 8 MOTION to Appoint Global Management Worldwide Ltd., Arbat Equity ArbitrageFund Ltd., Russian Investors Securities Ltd. to serve as lead plaintiff(s) and ApproveLead Plaintiffs' Selection of Lead Counsel. Document filed by Global ManagementWorldwide Limited. (Attachments: # 1 Exhibit A - Proposed Order)(Strauss, Mark)L

(Entered: 03/31/2006)

03/31/2006 9 MEMORANDUM OF LAW in Support re: 8 MOTION to Appoint GlobalManagement Worldwide Ltd., Arbat Equity Arbitrage Fund Ltd., Russian InvestorsSecurities Ltd. to serve as lead plaintiff(s) and Approve Lead Plaintiffs' Selection ofLead Counsel.. Document filed by Global Management Worldwide Limited. (Strauss,Mark) (Entered: 03/31/2006)

03/31/2006 10 DECLARATION of Mark A. Strauss in Support re: 8 MOTION to Appoint GlobalManagement Worldwide Ltd., Arbat Equity Arbitrage Fund Ltd., Russian InvestorsSecurities Ltd. to serve as lead plaintiff(s) and Approve Lead Plaintiffs' Selection ofLead Counsel.. Document filed by Global Management Worldwide Limited.(Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 ExhibitE)(Strauss, Mark) (Entered: 03/31/2006)

04/24/2006 11 STIPULATION AND ORDER that the time for defts Thomas H. Lee Partners,Thomas H. Lee Equity Fund V, Thomas H. Lee Parallel Fund V, Thomas H. LeeEquity (Cayman) Fund V, Thomas H. Lee, David V. Harkins, Scott A. Schoen, ScottL. Jaeckel, Leo R. Breeitman, Nathan Gantcher and Ronald L. O'Kelley to answer thecomplaint is extended through and including the later of 60 days after the appointmentof lead plntf' s counsel or (ii) the filing of a consolidated amended complaint in thisaction. (Signed by Judge Gerard E. Lynch on 4/20/06) (cd, ) (Entered: 04/24/2006)

04/25/2006 12 NOTICE OF APPEARANCE by Marc Dennis Powers on behalf of Dennis Klejna(Powers, Marc) (Entered: 04/25/2006)

04/26/2006 13 NOTICE OF APPEARANCE by Helen Byung-Son Kim on behalf of Dennis Klejna(Kim, Helen) (Entered: 04/26/2006)

04/26/2006 14 NOTICE OF APPEARANCE by Richard Edward Nathan on behalf of Dennis Klejna(Nathan, Richard) (Entered: 04/26/2006)

04/28/2006 15 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Bruce Roger Braunfor Grant Thornton, L.L.P., Bradley E. Lerman for Grant Thornton, L.L.P., Linda T.Coberly for Grant Thornton, L.L.P., Catherine W. Joyce for Grant Thornton, L.L.P.admitted Pro Hac Vice. (Signed by Judge Gerard E. Lynch on 4/25/06) (sac, )(Entered: 04/28/2006)

04/28/2006 Transmission to Attorney Admissions Clerk. Transmitted re: 15 Order AdmittingAttorney Pro Hac Vice,, to the Attorney Admissions Clerk for updating of AttorneyInformation. (sac, ) (Entered: 04/28/2006)

06/06/2006 16 NOTICE OF APPEARANCE by Elizabeth D. Meacham on behalf of William MSexton (Meacham, Elizabeth) (Entered: 06/06/2006)

06/06/2006 17 NOTICE OF APPEARANCE by Ivan O. Kline on behalf of William M Sexton (Kline,Ivan) (Entered: 06/06/2006)

06/06/2006 18 NOTICE OF APPEARANCE by Stuart I. Friedman on behalf of William M Sexton(Friedman, Stuart) (Entered: 06/06/2006)

06/08/2006 19 STIPULATION AND ORDER, by and among the attorneys for the undersignedparties to this action, as follows: The time for defendants to answer, move, orotherwise respond to the Class Action Complant in this action is extended through andL

including the later of sixty (60) days after (i) the assignment of lead plaintiff's counsel;or (ii) the filing of a consolidated amended compalint in this action. Nothing hereinshall be deemed to constitute a waiver of service or any objection to service by theDefendants above. Defendants retain all defenses or objections to the law suit or tojurisdiction or venue. This Stipulation may be may be executed in counterparts and byfacsilime signature, which shall have the same force and effect as an originalsignature. (Signed by Judge Gerard E. Lynch on 6/7/2006) (jmi, ) (Entered:06/09/2006)

06/13/2006 20 NOTICE OF APPEARANCE by Greg A. Danilow on behalf of Scott L. Jaeckel,Thomas H. Lee, Ronald L. O'Kelley, Scott A. Schoen, Nathan Gantcher, Thomas H.Lee Partners, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel FundV, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., Leo R. Breitman, David V.Harkins (Danilow, Greg) (Entered: 06/13/2006)

06/15/2006 21 STIPULATION AND ORDER; that the time for dfts Dennis A. Klejna, William MSexton, Joseph J. Murphy and Gerald M. Sherer to answer, move, or otherwiserespond to the Class Action is extended through and including the later of 60 daysafter (1) the assignment of lead plaintiff's counsel; or (ii) the filing of a consolidatedamended complaint in this action. (Signed by Judge Gerard E. Lynch on 6/12/06) (pl, )(Entered: 06/15/2006)

06/15/2006 22 NOTICE OF APPEARANCE by Jeffrey Daniel Hummel on behalf of PerryRotkowitz (Hummel, Jeffrey) (Entered: 06/15/2006)

06/19/2006 23 STIPULATION AND ORDER: The time for defendant Refco Securities, LLC toanswer, move or otherwise respond to the Class Action Complaint in this action isextended through and including the later of 60 days after the assignment of leadplaintiff's counsel; or the filing of a consolidated complaint in this action... (Signed byJudge Gerard E. Lynch on 6/12/2006) (lb, ) (Entered: 06/20/2006)

06/20/2006 24 STIPULATION AND ORDER; that the time for dft. Perry Rotkowitz to answer,move, or otherwise respond to the Class Action Complaint is extended in the mannerthat is set forth in this order. (Signed by Judge Gerard E. Lynch on 6/30/06) (pl, )(Entered: 06/21/2006)

06/26/2006 25 STIPULATION AND ORDER; that the time for dfts Perry Kotkowitz to answer,move, or otherwise respond to the Class Action Complaint in this action is extendedthru and including the later of 60 days in the manner that is set forth in this Stipulationand Order. (Signed by Judge Gerard E. Lynch on 6/26/06) (pl, ) (Entered: 06/28/2006)

07/05/2006 26 NOTICE of OF SUBMISSION OF PROPOSED ORDER. Document filed by GlobalManagement Worldwide Limited. (Strauss, Mark) Modified on 7/6/2006 (gf, ).(Entered: 07/05/2006)

07/10/2006 27 ORDER: It is herby ordered that the 2 actions are consolidated for all purposes. Everypleading filed in this consolidated action shall bear the new caption. The GMWLGroup is appointed Lead Plaintiff in this consolidated securities action. The Courtapproves the Lead Plaintiff's selection of Kirby McInerney & Squire, LLP as LeadCounsel for the class in this consolidated securities action. Plaintiff shall file aconsolidated amended complaint no later than 9/5/2006. Defendants shall answer orotherwise respond to the consolidated amended complaint by 11/6/2006. (Signed byJudge Gerard E. Lynch on 7/7/2006) Filed In Associated Cases: 1:06-cv-00643-

GEL,1:06-cv-03347-GEL(lb, ) (Entered: 07/11/2006)

07/11/2006 28 NOTICE OF APPEARANCE by Beth Ann Tchilinguirian on behalf of GrantThornton, L.L.P. (Tchilinguirian, Beth) (Entered: 07/11/2006)

07/11/2006 29 NOTICE OF APPEARANCE by Ruth Anne Braun on behalf of Grant Thornton,L.L.P. (Braun, Ruth) (Entered: 07/11/2006)

09/05/2006 30 AMENDED COMPLAINT amending 1 Complaint against Tone N. Grant, PhillipSilverman, Robert C. Trosten, Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen,Joseph J. Murphy, William M Sexton, Santo C. Maggio, Thomas H. Lee Partners,L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Equity (Cayman) Fund V, L.P., Grant Thornton, L.L.P., RefcoSecurities, L.L.C., Philip R. Bennett, Gerald M. Sherer, David V. Harkins.Documentfiled by Arbat Equity Arbitrage Fund Limited, Russian Investors Securities Limited,Global Management Worldwide Limited. Related document: 1 Complaint filed byGlobal Management Worldwide Limited. (Attachments: # 1 amended complaint partII# 2 amended complaint part III# 3 amended complaint part IV)(db, ) Additionalattachment(s) added on 9/12/2006 (db, ). (Entered: 09/12/2006)

10/11/2006 31 STIPULATION AND ORDER defendants answer to amended complaint due on orbefore 12/15/06. Lead plaintiffs shall file any opposition or otherwise respond todefendants' motion to dismiss the amended complaint on or before 2/16/07.Defendants shall file any reply in further support of their motion to dismiss theamended complaint on or before 3/16/07. So Ordered. (Signed by Judge Gerard E.Lynch on 10/10/06) (jco, ) (Entered: 10/12/2006)

10/17/2006 32 NOTICE OF APPEARANCE by Laura Elizabeth Neish on behalf of Tone N. Grant(Neish, Laura) (Entered: 10/17/2006)

10/30/2006 33 MOTION for Nicholas A. Pavich to Appear Pro Hac Vice. Document filed by Tone N.Grant. (jco, ) (Entered: 10/31/2006)

10/30/2006 34 MOTION for Michael T. Hannafan to Appear Pro Hac Vice. Document filed by ToneN. Grant. (jco, ) (Entered: 10/31/2006)

10/30/2006 35 MOTION for Blake T. Hannafan to Appear Pro Hac Vice. Document filed by Tone N.Grant. (jco, ) (Entered: 10/31/2006)

11/02/2006 36 ORDER granting 35 Motion for Blake T. Hannafan to Appear Pro Hac Vice . (Signedby Judge Gerard E. Lynch on 11 / 1 /2006) (jmi, ) (Entered: 11/02/2006)

11/02/2006 Transmission to Attorney Admissions Clerk. Transmitted re: 36 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (jmi, ) (Entered: 11/02/2006)

11/02/2006 37 ORDER granting 33 Motion for Nicholas A. Pavich to Appear Pro Hac Vice . (Signedby Judge Gerard E. Lynch on 11 / 1 /2006) (jmi, ) (Entered: 11/02/2006)

11/02/2006 Transmission to Attorney Admissions Clerk. Transmitted re: 37 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (jmi, ) (Entered: 11/02/2006)

11/02/2006 38 ORDER granting 34 Motion for Michael T. Hannafan to Appear Pro Hac Vice .

F(Signed by Judge Gerard E. Lynch on 11/2/06) (kco, ) (Entered: 11/03/2006)

11/03/2006 Transmission to Attorney Admissions Clerk. Transmitted re: 38 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (kco, ) (Entered: 11/03/2006)

11/03/2006 39 NOTICE OF APPEARANCE by Barbara Moses on behalf of Robert C. Trosten(Moses, Barbara) (Entered: 11/03/2006)

11/03/2006 40 NOTICE OF APPEARANCE by Rachel Marissa Korenblat on behalf of Robert C.Trosten (Korenblat, Rachel) (Entered: 11/03/2006)

11/07/2006 CASHIERS OFFICE REMARK on 37 Order on Motion to Appear Pro Hac Vice, 38Order on Motion to Appear Pro Hac Vice, 36 Order on Motion to Appear Pro HacVice in the amount of $75.00, paid on 10/30/2006, Receipt Number 595481. Filed InAssociated Cases: 1:06-cv-00643-GEL,1:06-cv-03347-GEL(jd, ) (Entered:11/07/2006)

11/08/2006 41 MOTION for Norman L. Eisen to Appear Pro Hac Vice. Document filed by Tone N.Grant. (jco, ) (Entered: 11/09/2006)

11/15/2006 42 ORDER granting 41 Motion for Norman L. Eisen to Appear Pro Hac Vice . (Signedby Judge Gerard E. Lynch on 11/15/06) (js, ) (Entered: 11/16/2006)

11/15/2006 Transmission to Attorney Admissions Clerk. Transmitted re: 42 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. Filed In Associated Cases: 1:06-cv-00643-GEL,1:06-cv-03347-GEL(js, )(Entered: 11/16/2006)

11/22/2006 43 STIPULATION AND ORDER; defendant shall answer the amended complaint by1/19/2007. Opposition papers due by 3/23/2007. Reply papers due by 4/20/2007.(Signed by Judge Gerard E. Lynch on 11/20/06) (kco, ) (Entered: 11/22/2006)

11/22/2006 Set/Reset Deadlines: Scott L. Jaeckel answer due 1/19/2007; Thomas H. Lee answerdue 1/19/2007; Scott A. Schoen answer due 1/19/2007; Tone N. Grant answer due1/19/2007; Phillip Silverman answer due 1/19/2007; Robert C. Trosten answer due1/19/2007; Joseph J. Murphy answer due 1/19/2007; William M Sexton answer due1/19/2007; Santo C. Maggio answer due 1/19/2007; Thomas H. Lee Partners, L.P.answer due 1/19/2007; Thomas H. Lee Equity Fund V, L.P. answer due 1/19/2007;Thomas H. Lee Parallel Fund V, L.P. answer due 1/19/2007; Thomas H. Lee Equity(Cayman) Fund V, L.P. answer due 1/19/2007; Grant Thornton, L.L.P. answer due1/19/2007; Refco Securities, L.L.C. answer due 1/19/2007; Philip R. Bennett answerdue 1/19/2007; Gerald M. Sherer answer due 1/19/2007; David V. Harkins answer due1/19/2007. Replies due by 4/20/2007. Responses due by 3/23/2007 (kco, ) (Entered:11/22/2006)

12/05/2006 CASHIERS OFFICE REMARK in the amount of $25.00, paid on 11/08/2006, ReceiptNumber 596380. NORMAN L. EISEN (gm, ) (Entered: 12/05/2006)

01/16/2007 44 STIPULATION AND ORDER that defts Refco Securities, Sherer, Murphy,Silverman, Trosten, GRant, and Sexton may file, in support of motions to dismiss theAmended Complaint, a joint memo of law of up to 25 pages in order to addressarguments common to all defts. Each of the Joint Brief defts may also file a separatememo oflaw of up to 25 pages in support of such deft's motion to dismiss the

FI complaint. (Signed by Judge Gerard E. Lynch on 1/12/07) (cd) (Entered: 01/17/2007)

01/16/2007 45 STIPULATION AND ORDER that RSL's time to answer the AmendedComplaint,now set for 1/19/07, is hereby extended to 3/19/07. (Signed by JudgeGerard E. Lynch on 1/12/07) (cd) (Entered: 01/17/2007)

01/16/2007 Set Answer Due Date purs. to 45 Stipulation and Order as to Refco Securities, L.L.C.answer due on 3/19/2007. (cd) (Entered: 01/17/2007)

01/19/2007 46 JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strike byDefendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M. Sherer,Philip Silverman, and Robert C. Trosten). Document filed by Tone N. Grant, PhillipSilverman, Robert C. Trosten, Joseph J. Murphy, William M Sexton, Gerald M.Sherer.(Kulka, Holly) (Entered: 01/19/2007)

01/19/2007 47 JOINT MEMORANDUM OF LAW in Support re: 46 JOINT MOTION to Dismiss(Joint Notice of Motion to Dismiss and/or Strike by Defendants Tone N. Grant, JosephJ. Murphy, William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C.Trosten) .JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strikeby Defendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M.Sherer, Philip Silverman, and Robert C. Trosten).. Document filed by Tone N. Grant,Phillip Silverman, Robert C. Trosten, Joseph J. Murphy, William M Sexton, GeraldM. Sherer. (Kulka, Holly) (Entered: 01/19/2007)

01/19/2007 48 DECLARATION of Holly Kay Kulka in Support re: 46 JOINT MOTION to Dismiss(Joint Notice of Motion to Dismiss and/or Strike by Defendants Tone N. Grant, JosephJ. Murphy, William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C.Trosten) .JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strikeby Defendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M.Sherer, Philip Silverman, and Robert C. Trosten).. Document filed by PhillipSilverman. (Attachments: # 1 Exhibit A (Disclosure Statement))(Kulka, Holly)(Entered: 01/19/2007)

01/19/2007 49 MOTION to Dismiss. Document filed by William M Sexton.Responses due by3/23/2007(Kline, Ivan) (Entered: 01/19/2007)

01/19/2007 50 MEMORANDUM OF LAW in Support re: 49 MOTION to Dismiss.. Document filedby William M Sexton. (Kline, Ivan) (Entered: 01/19/2007)

01/19/2007 51 DECLARATION of Ivan Kline in Support re: 49 MOTION to Dismiss.. Documentfiled by William M Sexton. (Kline, Ivan) (Entered: 01/19/2007)

01/19/2007 52 NOTICE OF APPEARANCE by Scott Edward Hershman on behalf of Santo C.Maggio (Hershman, Scott) (Entered: 01/19/2007)

01/19/2007 53 ANSWER to Amended Complaint. Document filed by Santo C. Maggio. Relateddocument: 30 Amended Complaint,,, filed by Arbat Equity Arbitrage Fund Limited,Russian Investors Securities Limited, Global Management WorldwideLimited. (Hershman, Scott) (Entered: 01/19/2007)

01/19/2007 54 MOTION to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint.Document filed by Joseph J. Murphy, Gerald M. Sherer. (Sava, Matthew) (Entered:01/19/2007)

01/19/2007 55 DECLARATION of Matthew J. Sava in Support re: 54 MOTION to DismissPlaintiffs' Consolidated Amended Class Action Complaint.. Document filed by JosephJ. Murphy, Gerald M. Sherer. (Sava, Matthew) (Entered: 01/19/2007)

01/19/2007 56 MEMORANDUM OF LAW in Support re: 54 MOTION to Dismiss Plaintiffs'Consolidated Amended Class Action Complaint.. Document filed by Joseph J.Murphy, Gerald M. Sherer. (Sava, Matthew) (Entered: 01/19/2007)

01/19/2007 57 MOTION to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint.Document filed by Grant Thornton, L.L.P..Responses due by 3/23/2007(Mollon,David) (Entered: 01/19/2007)

01/19/2007 58 MEMORANDUM OF LAW in Support re: 57 MOTION to Dismiss Plaintiffs'Consolidated Amended Class Action Complaint.. Document filed by Grant Thornton,L.L.P.. (Mollon, David) (Entered: 01/19/2007)

01/19/2007 59 MOTION to Dismiss Notice of Motion. Document filed by Phillip R.Bennett.(Golenbock, Jeffrey) (Entered: 01/19/2007)

01/19/2007 60 MEMORANDUM OF LAW in Support re: 59 MOTION to Dismiss Notice of Motion.Memorandum of Law in Support of Motion to Dismiss Consolidated Amended ClassAction Complaint by Defendant Phillip R. Bennett. Document filed by Phillip R.Bennett. (Golenbock, Jeffrey) (Entered: 01/19/2007)

01/19/2007 61 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Thomas H. LeeAdvisors, LLC, and Marsh & McLennan Companies, Inc. as Corporate Parent.Document filed by Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, Thomas H. LeePartners, L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V,L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., David V. Harkins.(Dutka, Paul)(Entered: 01/19/2007)

01/19/2007 62 MOTION to Dismiss the Consolidated Amended Class Action Complaint0. Documentfiled by Scott L. Jaeckel, Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners,L.P., Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Equity (Cayman) Fund V, L.P., David V. Harkins.Responses due by3/23/2007(Dutka, Paul) (Entered: 01/19/2007)

01/19/2007 63 MEMORANDUM OF LAW in Support re: 62 MOTION to Dismiss the ConsolidatedAmended Class Action Complaint0.. Document filed by Scott L. Jaeckel, Thomas H.Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Equity Fund V,L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V,L.P., David V. Harkins. (Dutka, Paul) (Entered: 01/19/2007)

01/19/2007 64 FILING ERROR - DEFICIENT DOCKET ENTRY - (WRONG PDF ATTACHED) -MOTION to Dismiss. Document filed by Phillip Silverman.(Kulka, Holly) Modifiedon 1/22/2007 (Fusco, Gladys). (Entered: 01/19/2007)

01/19/2007 65 FILING ERROR - DEFICIENT DOCKET ENTRY - (WRONG PDF ATTACHED) -MEMORANDUM OF LAW in Support re: 64 MOTION to Dismiss.. Document filedby Phillip Silverman. (Kulka, Holly) Modified on 1/22/2007 (Fusco, Gladys).(Entered: 01/19/2007)

01/19/2007 66 DECLARATION of Paul Dutka in Support re: 62 MOTION to Dismiss theConsolidated Amended Class Action Complaint0.. Document filed by Scott L. Jaeckel,

Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., David V. Harkins. (Attachments: # 1 Exhibit A Part 1# 2Exhibit A Part 2# 3 Exhibit A Part 3# 4 Exhibit B)(Dutka, Paul) (Entered: 01/19/2007)

01/19/2007 67 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.i Document filed by Grant Thornton, L.L.P..(Mollon, David) (Entered: 01/19/2007)

01/22/2007 68 MOTION to Dismiss (replaces docket number 64 with document filed as docketnumber 65). Document filed by Phillip Silverman.(Kulka, Holly) (Entered:01/22/2007)

01/22/2007 69 MEMORANDUM OF LAW in Support re: 68 MOTION to Dismiss (replaces docketnumber 64 with document filed as docket number 65). (replaces docket number 65with document filed as docket number 64). Document filed by Phillip Silverman.(Kulka, Holly) (Entered: 01/22/2007)

01/24/2007 70 STIPULATION AND ORDER; defendants shall be permittedto file a memorandum oflaw of up to forty (40) pages in support of their motion to dismiss the consolidatedclass action complaint (amended complaint). (Signed by Judge Gerard E. Lynch on1/19/07) (kco) (Entered: 01/25/2007)

01/30/2007 71 STIPULATION AND ORDER of Substitution of Counsel, that Bingham McCutchenLLP is substituted as counsel of record for deft Refco Securities LLC in place ofSkadden, Arps et al. (Signed by Judge Gerard E. Lynch on 1/29/07) (cd) (Entered:01/31/2007)

03/08/2007 72 STIPULATION AND ORDER: Lead plts shall file any opposition or respond to Defts'motion to dismiss the amended complaint by 4/30/2007. Lead Plts shall be permittedto file a single consolidated memo of law up to 150 pgs in opposition to the motion todismiss the Amended Complaint. Defts shall file any replies in further support of theirmotions to dismiss the amended complaint by 6/22/2007. SO ORDERED. (Signed byJudge Gerard E. Lynch on 3/8/2007) (jar) (Entered: 03/09/2007)

03/08/2007 Set/Reset Deadlines: Responses due by 4/30/2007. Replies due by 6/22/2007. (jar)(Entered: 03/09/2007)

03/13/2007 Set Answer Due Date purs. to 73 Stipulation and Order, as to Refco Securities, L.L.C.answer due on 4/19/2007. (dle) (Entered: 03/14/2007)

03/14/2007 73 STIPULATION AND ORDER that the time within which dft Refco Securities LLCshall answer, move with respect to or otherwise respond to the consolidated amendedclass action complaint is extended to and including 4/19/07. (Signed by Judge GerardE. Lynch on 3/13/07) (dle) (Entered: 03/14/2007)

04/19/2007 74 ANSWER to Amended Complaint. Document filed by Refco Securities, L.L.C..(Attachments: # 1 Certificate of Service)(Hertz, Diane) (Entered: 04/19/2007)

04/30/2007 75 MEMORANDUM OF LAW in Opposition re: 62 MOTION to Dismiss theConsolidated Amended Class Action Complaint0., 54 MOTION to Dismiss Plaintiffs'Consolidated Amended Class Action Complaint., 49 MOTION to Dismiss., 46 JOINTMOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strike by DefendantsTone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M. Sherer, PhilipSilverman, and Robert C. Trosten) .JOINT MOTION to Dismiss (Joint Notice of

Motion to Dismiss and/or Strike by Defendants Tone N. Grant, Joseph J. Murphy,William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C. Trosten)., 68MOTION to Dismiss (replaces docket number 64 with document filed as docketnumber 65)., 57 MOTION to Dismiss Plaintiffs' Consolidated Amended Class ActionComplaint. and to Strike Class Allegations. Document filed by Global ManagementWorldwide Limited. (Strauss, Mark) (Entered: 04/30/2007)

06/01/2007 76 STIPULATION AND ORDER: Defendants Gerald M. Sherer, Joseph J. Murphy,Philip Siverman, Robert C. Tosten, Tone N. Grant and William Sexton may file insupport of motions to dismiss the consolidated Amended Class Action Complaint.Each of the Joint Brief Defendants may also file a separate reply memorandum of lawup to 10 pages in support of such defendants motion to dismiss the complaint, in orderto address arguments particular to such defendant. (Signed by Judge Gerard E. Lynchon 6/1/07) (js) Modified on 6/6/2007 (js). (Entered: 06/04/2007)

06/14/2007 77 STIPULATION AND ORDER: It is hereby stipulated and agreed by and between theattorneys for the undersigned parties, that Defendants Thomas H. Lee Equity Fund V,L.P.; Thomas H. Lee Parallel Fund V, L.P. Thomas H. Lee Equity (Cayman) Fund VL.P.; THL Equity Advisors V; Thomas H. Lee Investors Limited Partnership; The1977 Thomas H. Lee Nominee Trust; THL Refco Aquisition Partners; THL RefcoAquisition Partners III; THL Managers V LLC; Thomas H. Lee David V. Harkins;Scott L. Jackel and Scott A. Schoen shall be permitted to file a reply memorandum oflaw of up to twenty pages in further support of their motion to dismiss theConsolidated Amended Class Action Complaint (the Amended Complaint). SoOrdered. (Signed by Judge Gerard E. Lynch on 6/14/07) (js) (Entered: 06/15/2007)

06/22/2007 78 REPLY MEMORANDUM OF LAW in Support re: 49 MOTION to Dismiss..Document filed by William M Sexton. (Friedman, Stuart) (Entered: 06/22/2007)

06/22/2007 79 REPLY MEMORANDUM OF LAW in Support re: 59 MOTION to Dismiss Notice ofMotion.. Document filed by Philip R. Bennett. (Golenbock, Jeffrey) (Entered:06/22/2007)

06/22/2007 80 AFFIDAVIT OF SERVICE of Reply Memorandum of Law in Support of Motion toDismiss the Consolidated Amended Class Action Complaint by Defendant Phillip R.Bennett served on Michael T. Hannafan, Catherine W. Joyce, Nicholas A. Pavich on6/22/07. Service was made by Mail. Document filed by Philip R. Bennett. (Golenbock,Jeffrey) (Entered: 06/22/2007)

06/22/2007 81 REPLY MEMORANDUM OF LAW in Support re: 62 MOTION to Dismiss theConsolidated Amended Class Action Complaint0.. Document filed by Scott L. Jaeckel,Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., David V. Harkins. (Dutka, Paul) (Entered: 06/22/2007)

06/22/2007 82 REPLY MEMORANDUM OF LAW in Support re: 57 MOTION to DismissPlaintiffs' Consolidated Amended Class Action Complaint.. Document filed by GrantThornton, L.L.P.. (Mollon, David) (Entered: 06/22/2007)

06/22/2007 83 REPLY MEMORANDUM OF LAW in Support re: 46 JOINT MOTION to Dismiss(Joint Notice of Motion to Dismiss and/or Strike by Defendants Tone N. Grant, JosephJ. Murphy, William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C.Trosten) .JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strike

by Defendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M.Sherer, Philip Silverman, and Robert C. Trosten).. Document filed by Tone N. Grant,Phillip Silverman, Robert C. Trosten, Joseph J. Murphy, William M Sexton, GeraldM. Sherer. (Hannafan, Blake) (Entered: 06/22/2007)

06/22/2007 84 REPLY AFFIRMATION of David E. Mollon in Support re: 57 MOTION to DismissPlaintiffs' Consolidated Amended Class Action Complaint.. Document filed by GrantThornton, L.L.P.. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C)(Mollon,David) (Entered: 06/22/2007)

06/22/2007 85 REPLY MEMORANDUM OF LAW in Support re: 68 MOTION to Dismiss (replacesdocket number 64 with document filed as docket number 65).. Document filed byPhillip Silverman. (Kulka, Holly) (Entered: 06/22/2007)

06/22/2007 86 CERTIFICATE OF SERVICE of Reply Memorandum of Law in Further Support ofGrant Thornton LLP's Motion to Dismiss the Consolidated Amended Class ActionComplaint served on Michael T. Hannafan and Nicholas A. Pavich on June 22, 2007.Service was made by Mail. Document filed by Grant Thornton, L.L.P.. (Mollon,David) (Entered: 06/22/2007)

06/22/2007 87 REPLY MEMORANDUM OF LAW in Support re: 54 MOTION to DismissPlaintiffs' Consolidated Amended Class Action Complaint. Defendants Joseph J.Murphy and Gerald M. Sherer's Reply Memorandum of Law in Further Support ofTheir Motion to Dismiss Plaintiffs' Consolidated Amended Class Action Complaint.Document filed by Joseph J. Murphy, Gerald M. Sherer. (Miller, Yoram) (Entered:06/22/2007)

08/20/2007 88 NOTICE of Appearance and of Withdrawal. Document filed by Phillip Silverman.(Cashman, Richard) (Entered: 08/20/2007)

08/27/2007 89 NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Scott L. Jaeckel,Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., David V. Harkins (Attachments: # 1 Affidavit ofService)(Rosen, Richard) (Entered: 08/27/2007)

08/27/2007 90 NOTICE OF APPEARANCE by Mark Floyd Pomerantz on behalf of Scott L. Jaeckel,Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., David V. Harkins (Attachments: # 1 Affidavit ofService)(Pomerantz, Mark) (Entered: 08/27/2007)

08/27/2007 91 NOTICE OF APPEARANCE by Kerry Lauren Quinn on behalf of Scott L. Jaeckel,Thomas H. Lee, Scott A. Schoen, Thomas H. Lee Partners, L.P., Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., David V. Harkins (Attachments: # 1 Affidavit ofService)(Quinn, Kerry) (Entered: 08/27/2007)

08/28/2007 92 NOTICE of Submission of Letter. Document filed by Global Management WorldwideLimited. (Attachments: # 1 Exhibit Part 1# 2 Exhibit Part 2# 3 Exhibit Part 3# 4Exhibit Part 4# 5 Exhibit Part 5)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 08/28/2007)

09/07/2007 93 NOTICE of Submission of Letter. Document filed by Global Management WorldwideLimited. (Attachments: # 1 Exhibit PART 1# 2 Exhibit PART 2)Filed In AssociatedCases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered:09/07/2007)

09/13/2007 94 OPINION AND ORDER: for reasons further set forth in said Order, the 46 jointmotion to dismiss by defendants Tone M. Grant, Joseph J. Murphy, William M.Sexton, Gerald M. Sherer, Philip Silverman, and Robert C. Trosten; and the Motionsto Dismiss by defendants William M. Sexton 49 ; Joseph J. Murphy and Gerald M.Sherer 54 ; Grant Thornton, L.L.P. 57 ; Phillip R. Bennett 59 ; the THL defedants 62 ;and Phillip Silverman 68 are all GRANTED. Leave to replead is GRANTED as to alldefendants EXCEPT Silverman, Sexton, Murphy and Sherer. Accordingly, the Clerkof the Court is respectfully directed to mark the case closed as to those defendants.Plaintiffs are directed to advise the Court by 10/8/07, as to whether they intend to filean amended complaint. If so, the parties are directed to meet and confer regarding aschedule for the filing of an amended complaint and subsequent motions to dismiss,and submit a stipulated schedule, or competing proposed schedules, to the Court by10/22/07. (Signed by Judge Gerard E. Lynch on 9/13/07) (db) (Entered: 09/14/2007)

09/25/2007 95 NOTICE of Change Of Law Firm Name. Document filed by Global ManagementWorldwide Limited. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 09/25/2007)

10/01/2007 96 NOTICE of SUBMISSION OF LETTER. Document filed by Global ManagementWorldwide Limited. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 10/01/2007)

10/18/2007 97 MOTION to Consolidate Cases 06-cv-643- 07-cv-8686 and 07-cv-8688. Documentfiled by Global Management Worldwide Limited. (Attachments: # 1 Exhibit A)FiledIn Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark)(Entered: 10/18/2007)

10/18/2007 98 DECLARATION of Mark A. Strauss in Support re: (10 in 1:06-cv-03347-GEL, 10 in1:06-cv-03347-GEL, 10 in 1:06-cv-03347-GEL, 10 in 1:06-cv-03347-GEL, 97 in1:06-cv-00643-GEL, 97 in 1:06-cv-00643-GEL, 97 in 1:06-cv-00643-GEL, 97 in1:06-cv-00643-GEL) MOTION to Consolidate Cases.. Document filed by GlobalManagement Worldwide Limited. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3Exhibit B-1# 4 Exhibit B-2# 5 Exhibit B-3# 6 Exhibit C# 7 Exhibit C-1# 8 Exhibit C-2# 9 Exhibit C-3# 10 Exhibit C-4# 11 Exhibit D# 12 Exhibit D-1# 13 Exhibit D-2# 14Exhibit E# 15 Exhibit E-1# 16 Exhibit E-2# 17 Exhibit E-3# 18 Exhibit E-4# 19Exhibit F)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 10/18/2007)

10/18/2007 99 MEMORANDUM OF LAW in Support re: (10 in 1:06-cv-03347-GEL, 10 in 1:06-cv-03347-GEL, 10 in 1:06-cv-03347-GEL, 10 in 1:06-cv-03347-GEL, 97 in 1:06-cv-00643-GEL, 97 in 1:06-cv-00643-GEL, 97 in 1:06-cv-00643-GEL, 97 in 1:06-cv-00643-GEL) MOTION to Consolidate Cases.. Document filed by Global ManagementWorldwide Limited. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 10/18/2007)

10/18/2007 100 NOTICE of Submission of Letter. Document filed by Global Management WorldwideLimited. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:06-cv-00643-GEL,

FI 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 10/18/2007)

10/22/2007 101 NOTICE of SUBMISSION OF LETTER. Document filed by Global ManagementWorldwide Limited. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL(Strauss, Mark) (Entered: 10/22/2007)

10/24/2007 102 ORDER: That counsel in all parties shall appear for a Status Conference set for11/30/2007 at 03:30 PM in Courtroom 6B, 500 Pearl Street, New York, NY 10007before Judge Gerard E. Lynch. (Signed by Judge Gerard E. Lynch on 10/24/07) (db)(Entered: 10/24/2007)

10/24/2007 103 NOTICE of Submission of Letter. Document filed by Global Management WorldwideLimited. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:06-cv-00643-GEL,1:06-cv-03347-GEL(Strauss, Mark) (Entered: 10/24/2007)

10/31/2007 104 ORDER: the time for plaintiffs in the individual actions to file opposition papers to themotion to consolidate filed by the lead plaintiff in the RCM class action is extended upto and including 11/14/2007. The status conference scheduled for 10/31/2007 at 3:00PM is adjourned to 11/20/2007 at 3:00 PM. Lead plaintiff in the RCM class actionshall file and serve a second amended class action complaint by 12/21/2007. In boththe RCM class action and the individual actions: Motions due by 2/21/2008.Responses due by 4/21/2008. Replies due by 5/21/2008. (Signed by Judge Gerard E.Lynch on 10/30/07) (kco) (Entered: 10/31/2007)

10/31/2007 Set Deadlines as to 97 MOTION to Consolidate Cases 06-cv-643- 07-cv-8686 and 07-cv-8688. Responses due by 11/14/2007 (kco) (Entered: 10/31/2007)

11/02/2007 105 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Kerry L. Quinndated 11/1/07 re: The THL defendants request an extension of time until 11/14/07 tofile their opposition to the Motion to Consolidate. ENDORSEMENT: SOORDERED., Set Deadlines as to 97 MOTION to Consolidate Cases 06-cv-643- 07-cv-8686 and 07-cv-8688. MOTION to Consolidate Cases: Responses due by 11/14/2007.(Signed by Judge Gerard E. Lynch on 11/1/07) (db) (Entered: 11/02/2007)

11/05/2007 106 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT.Document filed by Thomas H. Lee Partners, L.P..(Danilow, Greg) (Entered:11/05/2007)

11/05/2007 107 ENDORSED LETTER addressed to Judge Gerard E. Lynch from David E. Mollondated 11/2/07 re: Counsel for defendant Grant Thornton, LLP request an extension oftime from November 1, 2007 up to and including November 14, 2007 to file anyopposition papers to the Consolidation Motion. ENDORSEMENT: SO ORDERED.,Set Deadlines/Hearing as to 97 MOTION to Consolidate Cases 06-cv-643- 07-cv-8686and 07-cv-8688. MOTION to Consolidate Cases: Responses due by 11/14/2007(Signed by Judge Gerard E. Lynch on 11/2/07) (tro) (Entered: 11/06/2007)

11/14/2007 108 NOTICE of Submission of Letter. Document filed by Global Management WorldwideLimited. (Attachments: # 1 Exhibit A)Filed In Associated Cases: 1:06-cv-00643-GEL,1:06-cv-03347-GEL(Strauss, Mark) (Entered: 11/14/2007)

11/20/2007 109 CONSOLIDATION ORDER: the individual actions shall be consolidated for pretrialpurposes only with the Class Action. The individual actions are not stayed. Thebriefing schedule for any motions to dismiss the individual actions or the class action

are set forth in the Court's order dated 10/30/2007. The master file shall be civil action06cv643 (Signed by Judge Gerard E. Lynch on 11/20/07) Filed In Associated Cases:1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(kco) (Entered:11/21/2007)

11/27/2007 110 ORDER: It is hereby ordered that the status conference is rescheduled for December10, 2007, at 3:00 p.m. So Ordered. (Signed by Judge Gerard E. Lynch on 11/27/07)(js) (Entered: 11/28/2007)

12/03/2007 112 AMENDED CONSOLIDATION ORDER: The Individual Actions shall beconsolidated for pre-trial purposes only with the Class Action. The Individual Actionsare not stayed. The briefing schedule for any motions to dismiss the Individual Actionsor the Class Action are set forth in the Court's Order, dated October 30, 2007. LeadCounsel and counsel to the plaintiffs in Individual Actions will coordinate regardingtheir conduct of discovery matters in the Class Action and Individual Actions. Noaction taken hereunder shall have the effect of making any person, firm or corporationa party to any action in which the person or entity has not been named, served, oradded as such in accordance with the Federal Rules of Civil Procedure. A Master Fileis established for this proceeding and any other Related Case subsequentlyconsolidated with them either for all purposes or for pretrial purposes. The Master Fileand note such filings on the Master Docket. The Clerk shall file this Order in theMaster File and shall mail a copy of this Order to counsel of record in this action. Theactions being consolidated by this Order are hereafter referred to as the "ConsolidatedActions." Entries in said Master Docket shall be applicable to the ConsolidatedActions, and entries shall be made therein in accordance with the regular procedures ofthe Clerk of this Court, except as modified by this Order. This Order shall also applyto any action brought by a former RCM Securities Customer that is a member of theputative class, seeking relief pursuant to the federal securities laws, that issubsequently filed in or transferred to this Court and assigned to the undersigned,unless a party objecting to the consolidation of that case or to any other provision ofthis Order serves an application for relief from this Order or from any of its provisionswithin ten (10) days after the date on which defense counsel mails a copy of this Orderto counsel for that party. The provisions of this Order shall apply to such actionpending the Court's ruling on the application. (Signed by Judge Gerard E. Lynch on11/30/07) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tro) (tro). (Entered: 12/11/2007)

12/10/2007 111 STIPULATION AND ORDER OF VOLUNTARY DISMISSAL WITHOUTPREJUDICE OF DEFENDANT REFCO SECURITIES LLC: The claims of LeadPlaintiffs and the putative class against RSL are dismissed without prejudice. Nonotiice to the members of the putative class of this dismissal is necessary under FRCP23 and none shall be given. Each side shall bear its own attorneys' fees and costs.(Signed by Judge Gerard E. Lynch on 12/10/07) (db) (Entered: 12/10/2007)

12/11/2007 113 DEPOSITION PROTOCOL ORDER re all oral depositions of fact witnesses, exceptas specifically provided herein, and as further set forth in this document.... The firstwritten report will be filed by 4/30/08, and a hearing scheduled soon thereafter at theCourt's convenience. (Signed by Judge Gerard E. Lynch on 12/10/07) (cd) (Entered:12/11/2007) (Entered: 12/14/2007)

12/21/2007 114 SECOND AMENDED COMPLAINT amending 1 Complaint against Phillip R.Bennett, Tone N. Grant, Robert C. Trosten, Richard N. Outridge, Thomas H. Lee

Partners, L.P., THL Entities, Thomas H. Lee, Scott L. Jaeckel, Scott A. Schoen, SantoC. Maggio, David V. Harkins. Document filed by Arbat Equity Arbitrage FundLimited, Russian Investors Securities Limited, Global Management WorldwideLimited. Related document: 1 Complaint filed by Global Management WorldwideLimited. (Attachments: # 1 2ndAmdCmp2, # 2 2ndAmdCmp3, # 32ndAmdCmpAffdvt)(db) (Entered: 01/04/2008)

12/28/2007 115 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDERFROM THE MDL PANEL... that pursuant to 28 U.S.C. 1407, the action(s) listed...and pending... be, and the same hereby are, transferred to the Southern District of NewYork and, with consent of that court, assigned to the Honorable Gerald E. Lynch, forcoordinated or consolidated pretrial proceedings with the actions pending in thatdistrict. (Signed by MDL Panel on 12/28/2007) (jeh) (jeh). (Entered: 01/09/2008)

12/28/2007 CASE ACCEPTED AS RELATED. Create association to 1:07-md-01902-GEL.Notice of Assignment to follow. (jeh) (Entered: 01/09/2008)

12/28/2007 CONSOLIDATED MDL CASE: Create association to 1:07-md-01902-GEL. (jeh)(Entered: 01/09/2008)

01/14/2008 116 AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,. Richard N.Outridge served on 12/26/2007, answer due 1/15/2008. Document filed by GlobalManagement Worldwide Limited. Filed In Associated Cases: 1:06-cv-00643-GEL,1:06-cv-03347-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Strauss, Mark)(Entered: 01/14/2008)

01/15/2008 117 TRANSCRIPT of proceedings held on 11/26/2007 before Judge Gerard E. Lynch.(jmi) (Entered: 01/15/2008)

01/15/2008 118 TRANSCRIPT of proceedings held on 11/20/2007 before Judge Gerard E. Lynch.(jmi) (Entered: 01/15/2008)

01/23/2008 119 NOTICE of Withdrawal of Attorney. Document filed by Illinois Teachers' Group.Filed In Associated Cases: 1:07-md-01902-GEL et al.(Abadou, Ramzi) (Entered:01/23/2008)

02/04/2008 120 NOTICE of Notice of Withdrawal with Certificate of Service. Document filed byDennis A. Klejna. Filed In Associated Cases: 1:07-md-01902-GEL et al.(Wang, Ona)(Entered: 02/04/2008)

02/11/2008 121 AMENDED STIPULATION AND AGREE CONFIDENTIALITY (PROTECTIVE)ORDER: regarding procedures to be followed that shall govern the handling ofconfidential material. Original filed in 05cv8626 (GEL), document # 487. (Signed byJudge Gerard E. Lynch on 2/8/08) (db) (Entered: 02/11/2008)

02/19/2008 122 TRANSCRIPT of proceedings held on 11//20/07 before Judge Gerard E. Lynch. (jbe)(Entered: 02/19/2008)

02/20/2008 123 NOTICE OF APPEARANCE by Jessica Mastrogiovanni on behalf of Richard N.Outridge (Mastrogiovanni, Jessica) (Entered: 02/20/2008)

02/21/2008 124 NOTICE OF APPEARANCE by James Spiegel Darrow on behalf of Robert C.Trosten (Darrow, James) (Entered: 02/21/2008)

02/21/2008 125 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Richard A. Rosendated 2/20/08 re: Counsel for the THL Defendants request to file a memorandum oflaw as long as 60 pages in support of these Defendants' motions to dismiss the aboveactions, which will be filed 2/21/08. ENDORSEMENT: SO ORDERED. (Signed byJudge Gerard E. Lynch on 2/20/08) Filed In Associated Cases: 1:06-cv-00643-GEL,1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tro) (Entered: 02/21/2008)

02/21/2008 126 STIPULATION AND ORDER: that the time for Outridge to answer, move orotherwise respond to the complaints in the above-captioned actions is extended to andincluding 3/21/08. Richard N. Outridge answer due 3/21/2008. (Signed by JudgeGerard E. Lynch on 2/20/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tro) (Entered: 02/21/2008)

02/21/2008 127 ANSWER to Complaint. Document filed by Philip R. Bennett.(Golenbock, Jeffrey)(Entered: 02/21/2008)

02/21/2008 128 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying /The followinghave interests in certain defendants as further disclosed in the Rule 7.1 CorporateDisclosure Statement: Thomas H. Lee Advisors, LLC; Great-West Lifeco Inc.; THLEquity Advisors V LLC; Thomas H. Lee Partners, L.P.; THL Investment ManagementCorp.; and Thomas H. Lee. as Corporate Parent. Document filed by Thomas H. LeePartners, L.P., Thomas H. Lee Advisors, LLC, THL Managers V, L.L.C., Thomas H.Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. LeeEquity (Cayman) Fund V, L.P., Thomas H. Lee Investors Limited Partnership,Thomas H. Lee.Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Rosen, Richard) (Entered: 02/21/2008)

02/21/2008 129 MOTION to Dismiss. Document filed by Thomas H. Lee Partners, L.P., Thomas H.Lee Advisors, LLC, THL Managers V, L.L.C., Thomas H. Lee Equity Fund V, L.P.,Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P.,Thomas H. Lee Investors Limited Partnership, Thomas H. Lee.Filed In AssociatedCases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Rosen,Richard) (Entered: 02/21/2008)

02/21/2008 130 MEMORANDUM OF LAW in Support re: (34 in 1:07-cv-08688-GEL, 41 in 1:07-cv-08686-GEL, 129 in 1:06-cv-00643-GEL) MOTION to Dismiss.. Document filed byScott L. Jaeckel, Scott A. Schoen, David V. Harkins, Thomas H. Lee Partners, L.P.,Thomas H. Lee Advisors, LLC, THL Managers V, L.L.C., THL Equity Advisors V,LLP, Thomas H. Lee Equity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Investors LimitedPartnership, 1997 Thomas H. Lee Nominee Trust, Thomas H. Lee. Filed In AssociatedCases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Rosen,Richard) (Entered: 02/21/2008)

02/21/2008 131 DECLARATION of RICHARD A. ROSEN in Support re: (34 in 1:07-cv-08688-GEL,41 in 1:07-cv-08686-GEL, 129 in 1:06-cv-00643-GEL) MOTION to Dismiss..Document filed by Thomas H. Lee Partners, L.P., Thomas H. Lee Advisors, LLC,THL Managers V, L.L.C., THL Equity Advisors V, LLP, Thomas H. Lee Equity FundV, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) FundV, L.P., Thomas H. Lee Investors Limited Partnership, 1997 Thomas H. Lee NomineeTrust, Thomas H. Lee, David V. Harkins, Scott L. Jaeckel, Scott A. Schoen.(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C part 1, # 4 Exhibit C part 2,

# 5 Exhibit D, # 6 Exhibit E)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Rosen, Richard) (Entered: 02/21/2008)

02/21/2008 132 MOTION to Dismiss. Document filed by Tone N. Grant.(Neish, Laura) (Entered:02/21/2008)

02/21/2008 133 MEMORANDUM OF LAW in Support re: 132 MOTION to Dismiss.. Documentfiled by Tone N. Grant. (Neish, Laura) (Entered: 02/21/2008)

02/22/2008 134 ENDORSED LETTER addressed to Judge Gerald E. Lynch from Barbara Mosesdated 2/21/08 re: Counsel for Robert C. Trotsen writes to request an extension of time,until 2/26/2008, to respond to the complaint. ENDORSEMENT: So Ordered., RobertC. Trosten answer due 2/26/2008. (Signed by Judge Gerard E. Lynch on 2/22/08)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mr) (Entered: 02/22/2008)

02/26/2008 135 MOTION to Dismiss PREVIOUSLY FILED IN ASSOCIATED CASE NO. 07-8686 ONFEBRUARY 21, 2008. Document filed by Grant Thornton, L.L.P..(Mollon, David)(Entered: 02/26/2008)

02/26/2008 136 MEMORANDUM OF LAW in Support re: 135 MOTION to Dismiss PREVIOUSLYFILED IN ASSOCIATED CASE NO. 07-8686 ON FEBRUARY 21, 2008.. Documentfiled by Grant Thornton, L.L.P.. (Attachments: # 1 Appendix)(Mollon, David)(Entered: 02/26/2008)

02/26/2008 137 DECLARATION of Ruth A. Braun in Support re: 135 MOTION to DismissPREVIOUSLY FILED IN ASSOCIATED CASE NO. 07-8686 ON FEBRUARY 2 1,2008.. Document filed by Grant Thornton, L.L.P.. (Attachments: # 1 Exhibit A, # 2Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 ExhibitG)(Braun, Ruth) (Entered: 02/26/2008)

02/26/2008 138 CERTIFICATE OF SERVICE of Grant Thornton LLP's Notice of Motion To Dismissthe Complaint, Memorandum of Law in Support of its Motion to Dismiss andaccompanying Declaration of Ruth A. Braun and its exhibits PREVIOUSLY FILEDIN ASSOCIATED CASE NO. 07-8686 ON FEBRUARY 21, 2008 served on AllParties on 02/21/2008. Service was made by Mail. Document filed by Grant Thornton,L.L.P.. (Braun, Ruth) (Entered: 02/26/2008)

02/26/2008 139 MOTION to Dismiss the Second Amended Consolidated Class Action Complaint andthe Individual Action Complaints. Document filed by Robert C. Trosten. (Darrow,James) (Entered: 02/26/2008)

02/26/2008 140 MEMORANDUM OF LAW in Support re: 139 MOTION to Dismiss the SecondAmended Consolidated Class Action Complaint and the Individual ActionComplaints.. Document filed by Robert C. Trosten. (Darrow, James) (Entered:02/26/2008)

02/26/2008 141 DECLARATION of James Darrow in Support re: 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints.. Document filed by Robert C. Trosten. (Attachments: # 1 Exhibit A(Redacted Third Superseding Indictment), # 2 Exhibit B (Transcript of 2/20/08Proceedings))(Darrow, James) (Entered: 02/26/2008)

03/25/2008 142 STIPULATION AND ORDER, time for defendant Outridge to answer the complaint

is extended to 5/5/08. Richard N. Outridge answer due 5/5/2008. (Signed by JudgeGerard E. Lynch on 3/21/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(cd) (Entered: 03/26/2008)

04/08/2008 143 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU -NOTICE of of Motion to Approve Lead Plaintiffs' Selection of Co-Lead Counsel.Document filed by Arbat Equity Arbitrage Fund Limited, Russian Investors SecuritiesLimited, Global Management Worldwide Limited. (Attachments: # 1 ExhibitA)(Edelman, Scott) Modified on 4/9/2008 (db). (Entered: 04/08/2008)

04/08/2008 144 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW inSupport re: 143 Notice (Other), Notice (Other) Memorandum of Law in Support ofMotion to Approve Lead Plaintiffs' Selection of Co-Lead Counsel. Document filed byArbat Equity Arbitrage Fund Limited, Russian Investors Securities Limited, GlobalManagement Worldwide Limited. (Edelman, Scott) Modified on 4/9/2008 (db).(Entered: 04/08/2008)

04/08/2008 145 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Scott A.Edelman in Support re: 144 Memorandum of Law in Support, 143 Notice (Other),Notice (Other). Document filed by Arbat Equity Arbitrage Fund Limited, RussianInvestors Securities Limited, Global Management Worldwide Limited. (Attachments:# 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Edelman, Scott) Modified on 4/9/2008(db). (Entered: 04/08/2008)

04/08/2008 146 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of AlexeyBuynaov in Support re: 144 Memorandum of Law in Support, 143 Notice (Other),Notice (Other). Document filed by Arbat Equity Arbitrage Fund Limited, RussianInvestors Securities Limited, Global Management Worldwide Limited. (Edelman,Scott) Modified on 4/9/2008 (db). (Entered: 04/08/2008)

04/08/2008 147 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of MikhailBondar in Support re: 144 Memorandum of Law in Support, 143 Notice (Other),Notice (Other). Document filed by Arbat Equity Arbitrage Fund Limited, RussianInvestors Securities Limited, Global Management Worldwide Limited. (Edelman,Scott) Modified on 4/9/2008 (db). (Entered: 04/08/2008)

04/08/2008 148 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of YuryTrishin in Support re: 144 Memorandum of Law in Support, 143 Notice (Other),Notice (Other). Document filed by Arbat Equity Arbitrage Fund Limited, RussianInvestors Securities Limited, Global Management Worldwide Limited. (Edelman,Scott) Modified on 4/9/2008 (db). (Entered: 04/08/2008)

04/09/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DOCUMENT TYPEERROR. Note to Attorney Scott Alexander Edelman to RE-FILE Document 143Notice (Other), Notice (Other). Use the document type Approve found under thedocument list Motions. (db) (Entered: 04/09/2008)

04/09/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Scott Alexander Edelman to RE-FILE Document144 Memorandum of Law in Support. ERROR(S): Attach to Corrected Motion. (db)(Entered: 04/09/2008)

04/09/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET

ENTRY ERROR. Note to Attorney Scott Alexander Edelman to RE-FILE Document145 Declaration in Support. ERROR(S): Attach to Corrected Motion. (db) (Entered:04/09/2008)

04/09/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney Scott Alexander Edelman to RE-FILE Document146 Declaration in Support. ERROR(S): Attach to Corrected Motion. (db) (Entered:04/09/2008)



04/09/2008 149 MOTION to Approve Lead Plaintiffs' Selection of Co-Lead Counsel. Document filedby Arbat Equity Arbitrage Fund Limited, Russian Investors Securities Limited, GlobalManagement Worldwide Limited. (Attachments: # 1 Exhibit A)(Edelman, Scott)(Entered: 04/09/2008)

04/09/2008 150 MEMORANDUM OF LAW in Support re: 149 MOTION to Approve Lead Plaintiffs'Selection of Co-Lead Counsel.. Document filed by Arbat Equity Arbitrage FundLimited, Russian Investors Securities Limited, Global Management WorldwideLimited. (Edelman, Scott) (Entered: 04/09/2008)

04/09/2008 151 DECLARATION of Scott A. Edelman in Support re: 149 MOTION to Approve LeadPlaintiffs' Selection of Co-Lead Counsel.. Document filed by Arbat Equity ArbitrageFund Limited, Russian Investors Securities Limited, Global Management WorldwideLimited. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Edelman, Scott)(Entered: 04/09/2008)

04/09/2008 152 DECLARATION of Alexey Buyanov in Support re: 149 MOTION to Approve LeadPlaintiffs' Selection of Co-Lead Counsel.. Document filed by Arbat Equity ArbitrageFund Limited, Russian Investors Securities Limited, Global Management WorldwideLimited. (Edelman, Scott) (Entered: 04/09/2008)

04/09/2008 153 DECLARATION of Mikhail Bondar in Support re: 149 MOTION to Approve LeadPlaintiffs' Selection of Co-Lead Counsel.. Document filed by Arbat Equity ArbitrageFund Limited, Russian Investors Securities Limited, Global Management WorldwideLimited. (Edelman, Scott) (Entered: 04/09/2008)

04/09/2008 154 DECLARATION of Yury Trishin in Support re: 149 MOTION to Approve LeadPlaintiffs' Selection of Co-Lead Counsel.. Document filed by Arbat Equity ArbitrageFund Limited, Russian Investors Securities Limited, Global Management WorldwideLimited. (Edelman, Scott) (Entered: 04/09/2008)

04/16/2008 155 REVISED SCHEDULING ORDER: In the RCM Customer Actions (a) Plaintiffs'opposition papers to the Moving Defendants' Motions to Dismiss shall be served andfiled by 4/28/08; and (b) the Moving Defendants' reply papers shall be served and filed

by 5/30/08. Set Deadlines/Hearing as to (135 in 1:06-cv-00643-GEL) MOTION toDismiss PREVIOUSLY FILED IN ASSOCIATED CASE NO. 07-8686 ON FEBRUARY21, 2008. (132 in 1:06-cv-00643-GEL) MOTION to Dismiss. (129 in 1:06-cv-00643-GEL, 41 in 1:07-cv-08686-GEL, 34 in 1:07-cv-08688-GEL) MOTION to Dismiss.(139 in 1: 06-cv-00643 -GEL) MOTION to Dismiss the Second Amended ConsolidatedClass Action Complaint and the Individual Action Complaints. (29 in 1:07-cv-08686-GEL) MOTION to Dismiss. (33 in 1:07-cv-08686-GEL) MOTION to Dismiss theComplaint. (38 in 1:07-cv-08686-GEL) MOTION to Dismiss (Notice of Motion). (44in 1:07-cv-08686-GEL) MOTION to Dismiss. (27 in 1:07-cv-08688-GEL) MOTIONto Dismiss. (31 in 1:07-cv-08688-GEL) MOTION to Dismiss (Notice of Motion):Responses due by 4/28/2008 Replies due by 5/30/2008. (Signed by Judge Gerard E.Lynch on 4/16/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(db) (Entered: 04/16/2008)

04/16/2008 156 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Sander Bak dated4/15/08 re: With the Court's consent, the plaintiff's opposition brief will be 125 pagesor less. ENDORSEMENT: SO ORDERED. (Signed by Judge Gerard E. Lynch on4/16/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(db) (Entered: 04/16/2008)

04/28/2008 157 MEMORANDUM OF LAW in Opposition re: 139 MOTION to Dismiss the SecondAmended Consolidated Class Action Complaint and the Individual ActionComplaints., 135 MOTION to Dismiss PREVIOUSLY FILED IN ASSOCIATED CASENO. 07-8686 ON FEBRUARY 21, 2008., 129 MOTION to Dismiss., 132 MOTION toDismiss.. Document filed by Arbat Equity Arbitrage Fund Limited, Russian InvestorsSecurities Limited, Global Management Worldwide Limited. (Edelman, Scott)(Entered: 04/28/2008)

04/28/2008 158 DECLARATION of Sander Bak in Opposition re: 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints., 135 MOTION to Dismiss PREVIOUSLY FILED IN ASSOCIATED CASENO. 07-8686 ON FEBRUARY 21, 2008., 129 MOTION to Dismiss., 132 MOTION toDismiss.. Document filed by Arbat Equity Arbitrage Fund Limited, Russian InvestorsSecurities Limited, Global Management Worldwide Limited. (Attachments: # 1Exhibit A, # 2 Exhibit B)(Edelman, Scott) (Entered: 04/28/2008)

05/01/2008 159 ORDER: 1. the Court approves Lead Plaintiffs' selection of Milbank, Tweed, Hadley& McCloy LLP. as Co-Lead Counsel in this consolidated securities action. 2. KirbyMcInerney LLP. whose selection by Lead Plaintiffs as Lead Plaintiffs as Lead Counselwas approved by this Court on July 7, 2006, is now designated Co-Lead Counsel inthis consolidated securities action. 3. In issuing this order, the Court makes no rulingand expresses no opinion on any class certification issues. So Ordered. (Signed byJudge Gerard E. Lynch on 4/30/08) (js) (Entered: 05/01/2008)

05/06/2008 160 STIPULATION AND ORDER: Defendant Richard N. Outridge, that the time forOutridge to answer, move or otherwise respond to the complaints in the above-captioned actions is extended to and including 6/18/2008. (Signed by Judge Gerard E.Lynch on 5/6/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tro) (Entered: 05/07/2008)

05/23/2008 161 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Marc D. Powersdated 5/21/08 re: The Firm of Baker & Hostetler LLP whom represented Defendant

Dennis A. Klejna now request that their name be removed from the ECF notificationsfor each of the cases listed herein. ENDORSEMENT: SO ORDERED. (Signed byJudge Gerard E. Lynch on 5/22/08) (tro) (Entered: 05/23/2008)

05/30/2008 162 STIPULATION AND ORDER EXTENDING TIME: that the time for THLDefendants and Defendant Murphy, Sexton and Silverman to file their reply papers infurther support of their motions to dismiss the above-captioned actions is extended toand including 6/9/2008. ( Replies due by 6/9/2008.) (Signed by Judge Gerard E. Lynchon 5/29/2008) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL,1:07-cv-08688-GEL(tve) (Entered: 05/30/2008)

05/30/2008 163 REPLY MEMORANDUM OF LAW in Support re: (135 in 1:06-cv-00643-GEL)MOTION to Dismiss PREVIOUSLY FILED IN ASSOCIATED CASE NO. 07-8686 ONFEBRUARY 21, 2008., (33 in 1:07-cv-08686-GEL) MOTION to Dismiss theComplaint.. Document filed by Grant Thornton LLP. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL(Mollon, David) (Entered: 05/30/2008)

05/30/2008 164 CERTIFICATE OF SERVICE of Grant Thornton LLPs Reply Memorandum of Lawin Support of its Motion to Dismiss on May 30, 2008. Service was made by Mail.Document filed by Grant Thornton, L.L.P.. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL(Braun, Ruth) (Entered: 05/30/2008)

06/02/2008 165 STIPULATION AND ORDER, the time for Robert Trosten to serve a reply in furthersupport of his motion to dismiss the complaint in the above captioned action isextended to and including June 9, 2008; The time for Tone Grant to serve a reply infurther support of his motion to dismiss the complaints in Re Refco Capital Markers,Ltd Brokerage Customer Securities Litigation, Master File No. 06 Civ 643 (GEL), andVR Global Partners L.P. et al V. Bennett et al, No. 07 Civ 8686 (GEL), is extended toand including June 9, 2008. (Signed by Judge Gerard E. Lynch on 6/2/08) Filed InAssociated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) (Entered: 06/02/2008)

06/04/2008 166 CONSENT ORDER GOVERNING EXPERT REPORTS, DISCLOSURES ANDDISCOVERY: The following provisions of this order shall govern expert reports,disclosures and discovery in the Refco-Related Litigations, as set forth herein. (Signedby Judge Gerard E. Lynch on 6/3/2008) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(jpo) (Entered: 06/04/2008)

06/04/2008 ***DELETED DOCUMENT. Deleted document number 167 Order AdmittingAttorney Pro Hac Vice. The document was incorrectly filed in this case. (djc)(Entered: 06/11/2008)

06/09/2008 168 REPLY MEMORANDUM OF LAW in Support re: 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints.. Document filed by Robert C. Trosten. (Darrow, James) (Entered:06/09/2008)

06/09/2008 169 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Richard A. Rosendated 6/5/08 re: Counsel for THL Defendants request permission to file a replymemorandum of law of up to 35 pages in further support of these Defendants' motionsto dismiss the above actions. ENDORSEMENT: SO ORDERED. (Signed by JudgeGerard E. Lynch on 6/9/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tro) (Entered: 06/09/2008)

06/09/2008 170 REPLY MEMORANDUM OF LAW in Support re: (44 in 1:07-cv-08686-GEL)MOTION to Dismiss.. Document filed by Tone N. Grant, Tone Grant. Filed InAssociated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL(Eisen, Norman)(Entered: 06/09/2008)

06/09/2008 171 REPLY MEMORANDUM OF LAW in Support re: (34 in 1:07-cv-08688-GEL, 41 in1:07-cv-08686-GEL, 129 in 1:06-cv-00643-GEL) MOTION to Dismiss.. Documentfiled by Scott L. Jaeckel, Scott A. Schoen, David V. Harkins, Thomas H. Lee Partners,L.P., Thomas H. Lee Advisors, LLC, THL Equity Advisors V, LLP, Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., Thomas H. Lee Investors Limited Partnership, 1997 ThomasH. Lee Nominee Trust, Thomas H. Lee. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Rosen, Richard) (Entered:06/09/2008)

06/09/2008 172 DECLARATION of Richard A. Rosen in Support re: (34 in 1:07-cv-08688-GEL, 41in 1:07-cv-08686-GEL, 129 in 1:06-cv-00643-GEL) MOTION to Dismiss.. Documentfiled by Scott L. Jaeckel, Scott A. Schoen, David V. Harkins, Thomas H. Lee Partners,L.P., Thomas H. Lee Advisors, LLC, THL Equity Advisors V, LLP, Thomas H. LeeEquity Fund V, L.P., Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Equity(Cayman) Fund V, L.P., Thomas H. Lee Investors Limited Partnership, 1997 ThomasH. Lee Nominee Trust, Thomas H. Lee. (Attachments: # 1 Exhibit a, # 2 Exhibit B, # 3Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Rosen, Richard) (Entered:06/09/2008)

06/18/2008 173 NOTICE OF APPEARANCE by Claire Perlman Gutekunst on behalf of Richard N.Outridge (Gutekunst, Claire) (Entered: 06/18/2008)

06/18/2008 174 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Sander Bak dated6/17/08 re: Counsel writes to request the opportunity to file a surreply memorandum ofup to ten pages to address the THL Defendants' new arguments. ENDORSEMENT: Soordered. The surreply shall be due on June 27, 2008. ( Surreplies due by 6/27/2008.)(Signed by Judge Gerard E. Lynch on 6/18/08) (mme) (Entered: 06/18/2008)

06/18/2008 175 AMENDED STIPULATION AND AGREED CONFIDENTIALITY ORDERregarding procedures to be followed that shall govern the handling of confidentialmaterial. (Signed by Judge Gerard E. Lynch on 6/18/08) Filed In Associated Cases:1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) (Entered:06/18/2008)

06/19/2008 176 MOTION to Dismiss Notice of Motion to Dismiss. Document filed by Richard N.Outridge.(Mastrogiovanni, Jessica) (Entered: 06/19/2008)

06/19/2008 177 DECLARATION of Jessica Mastrogiovanni in Support re: 176 MOTION to DismissNotice of Motion to Dismiss.. Document filed by Richard N. Outridge. (Attachments: #1 Exhibit A)(Mastrogiovanni, Jessica) (Entered: 06/19/2008)

06/19/2008 178 MEMORANDUM OF LAW in Support re: 176 MOTION to Dismiss Notice ofMotion to Dismiss.. Document filed by Richard N. Outridge. (Mastrogiovanni, Jessica)(Entered: 06/19/2008)

06/19/2008 179 STIPULATION AND ORDER: Defendant Richard N. Outridge may file, in support

of his motion to dismiss the Complaints in all three above-referenced actions, a singlecombined memorandum of law of up to 35 pages, on or before 6/18/2008; Plaintiffs'may file, in opposition to Outridge's motion to dismiss, a single memorandum of lawof up to 35 pages, on or before 7/25/2008; and Outridge may file, in further support ofhis motions to dismiss, a single reply memorandum of law of up to 15 pages, on orbefore 8/15/2008. SO ORDERED. (Signed by Judge Gerard E. Lynch on 6/19/2008)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tve) (Entered: 06/19/2008)

06/27/2008 180 REPLY MEMORANDUM OF LAW in Opposition re: 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints., 135 MOTION to Dismiss PREVIOUSLY FILED IN ASSOCIATED CASENO. 07-8686 ON FEBRUARY 21, 2008., 129 MOTION to Dismiss., 132 MOTION toDismiss.. Document filed by Arbat Equity Arbitrage Fund Limited, Russian InvestorsSecurities Limited, Global Management Worldwide Limited. (Edelman, Scott)(Entered: 06/27/2008)

06/27/2008 181 DECLARATION of Michael Shepherd in Opposition re: 135 MOTION to DismissPREVIOUSLY FILED IN ASSOCIATED CASE NO. 07-8686 ON FEBRUARY 2 1,2008., 139 MOTION to Dismiss the Second Amended Consolidated Class ActionComplaint and the Individual Action Complaints., 129 MOTION to Dismiss., 132MOTION to Dismiss.. Document filed by Arbat Equity Arbitrage Fund Limited,Russian Investors Securities Limited, Global Management Worldwide Limited.(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 ExhibitE)(Edelman, Scott) (Entered: 06/27/2008)

07/10/2008 182 NOTICE OF CHANGE OF ADDRESS by Mark A. Strauss on behalf of GlobalManagement Worldwide Limited. New Address: Kiby McInerney LLP, 825 ThirdAvenue, 16th Floor, New York, New York, USA 10022, 212-371-6600. Filed InAssociated Cases: 1:06-cv-00643-GEL, 1:06-cv-03347-GEL, 1:07-cv-08686-GEL,1:07-cv-08688-GEL(Strauss, Mark) (Entered: 07/10/2008)

07/21/2008 183 SUPPLEMENTAL ORDER: that this Supplemental Order shall supplement andmodify the Amended Stipulation and Agreed Confidentiality Order dated 2/8/08 asfurther set forth in this Order. (Signed by Judge Gerard E. Lynch on 7/21/08) (tro)(Entered: 07/21/2008)

07/25/2008 184 MEMORANDUM OF LAW in Opposition re: 176 MOTION to Dismiss Notice ofMotion to Dismiss.. Document filed by Arbat Equity Arbitrage Fund Limited, RussianInvestors Securities Limited, Global Management Worldwide Limited. (Edelman,Scott) (Entered: 07/25/2008)

07/31/2008 185 MOTION to Intervene as plaintiff under FRCP 24(A)2; MOTION for Joinder PartyIntervention Rule 20 & 23; MOTION for Reconsideration. Document filed byJonathan Lee Riches.(djc) (Entered: 08/08/2008)

08/12/2008 186 ORDER that Jonathan Lee Riches's pending motion to intervene in the captioned casesis denied. (Signed by Judge Gerard E. Lynch on 8/12/08) Filed In Associated Cases:1:07-md-01902-GEL, 1:05-cv-08626-GEL, 1:06-cv-00643-GEL(rjm) (Entered:08/12/2008)

08/18/2008 187 STIPULATION AND ORDER: that the time for Mr. Outridge to file his replymemorandum of law in further support of his motion to dismiss the complaints in this

action is extended from 8/15/08 to and including 8/22/08. (Signed by Judge Gerard E.Lynch on 8/18/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(tro) (Entered: 08/18/2008)

08/22/2008 188 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - NOTICEof Withdrawal of Attorney. Document filed by Robert C. Trosten. (Korenblat, Rachel)Modified on 8/25/2008 (jar). (Entered: 08/22/2008)

08/22/2008 189 REPLY MEMORANDUM OF LAW in Support re: (71 in 1:07-cv-08686-GEL)MOTION to Dismiss Notice of Motion to Dismiss., (176 in 1:06-cv-00643-GEL)MOTION to Dismiss Notice of Motion to Dismiss., (59 in 1:07-cv-08688-GEL)MOTION to Dismiss Notice of Motion to Dismiss.. Document filed by Richard N.Outridge. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Gutekunst, Claire) (Entered: 08/22/2008)

08/22/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR.Note to Attorney Rachel Korenblat to RE-FILE Document 188 Notice (Other). Use theevent type Withdraw as Attorney found under the event list Motions. (jar) (Entered:08/25/2008)

08/25/2008 190 MOTION for James Spiegel Darrow to Withdraw as Attorney. Document filed byRobert C. Trosten.(Korenblat, Rachel) (Entered: 08/25/2008)

08/25/2008 201 NOTICE OF APPEAL from 186 Order. Document filed by Jonathan Lee Riches. (nd)(Entered: 10/15/2008)

08/25/2008 Appeal Remark as to 201 Notice of Appeal filed by Jonathan Lee Riches. $455.00NOTICE OF APPEAL FILING FEE DUE. (nd) (Entered: 10/15/2008)

08/28/2008 191 OPINION AND ORDER #96437 For the reasons set forth I this opinion and order themotions to dismiss by defendants Tone N. Grant, Philip Silverman, Robert C. Trosten,Richard N. Outridge, Joseph J. Murphy, William M. Sexton, Grant Thornton LLP, andthe THL Defendants are granted. Plaintiffs' request for leave to replead is denied.(Signed by Judge Gerard E. Lynch on 8/28/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) Modified on 8/29/2008(mr). (Entered: 08/28/2008)

08/28/2008 192 ORDER Pursuant to the Court's August 28, 2008, Opinion and Order in the above-captioned cases, the Clerk of Court is respectfully directed to close out the followingmotions: 1. Docs. ## 129, 132, 135, 139, and 176 in 06 Civ. 643.2. Docs. ## 29, 33, 38,41, 44, and 71 in 07 Civ. 8686.3. Docs. ## 27, 31, 34, and 59 in 07 Civ. 8688. (Signedby Judge Gerard E. Lynch on 8/28/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) (Entered: 08/28/2008)

09/12/2008 193 MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Motion for Reconsideration. Document filed by Arbat EquityArbitrage Fund Limited, Russian Investors Securities Limited, Global ManagementWorldwide Limited, VR Capital Group Ltd., VR Argentina Recovery Fund Ltd., VRGlobal Partners, L.P., Paton Holdings Ltd., IDC Financial S.A., Capital ManagementSelected Fund Ltd., Investment & Development Finance Corporation.Filed InAssociated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-

GEL(Bak, Sander) (Entered: 09/12/2008)

09/12/2008 194 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU(MEMORANDUM OF LAW IN SUPPORT) - MOTION for Reconsideration re; (193in 1:06-cv-00643-GEL, 72 in 1:07-cv-08688-GEL, 84 in 1:07-cv-08686-GEL)MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot MOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL,82 in 1: 07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191in 1: 06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum & Opinion, Addand Terminate Parties,, Notice of Mot MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum &Opinion, Add and Terminate Parties,, Notice of Mot Plaintiffs' Memorandum of LawIn Support Of Their Motion For Reconsideration. Document filed by Arbat EquityArbitrage Fund Limited, Russian Investors Securities Limited, Global ManagementWorldwide Limited, VR Capital Group Ltd., VR Argentina Recovery Fund Ltd., VRGlobal Partners, L.P., Paton Holdings Ltd., IDC Financial S.A., Capital ManagementSelected Fund Ltd., Investment & Development Finance Corporation.Filed InAssociated Cases: 1: 06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Bak, Sander) Modified on 9/15/2008 (jar). (Entered: 09/12/2008)

09/12/2008 195 FILING ERROR - DEFICIENT DOCKET ENTRY (See Document No. 197) -MOTION for Leave to File Declarations. Document filed by Arbat Equity ArbitrageFund Limited, Russian Investors Securities Limited, Global Management WorldwideLimited, VR Capital Group Ltd., VR Argentina Recovery Fund Ltd., VR GlobalPartners, L.P., Paton Holdings Ltd., IDC Financial S.A., Capital Management SelectedFund Ltd., Investment & Development Finance Corporation. (Attachments: # 1Declaration of Sander Bak, with Exhibits, # 2 Declaration of Marc S. Kirschner, # 3Declaration of David Galfus)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Bak, Sander) Modified on 9/16/2008 (jar). (Entered:09/12/2008)

09/12/2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR.Note to Attorney Sander Bak to RE-FILE Document 194 Motion for Reconsideration.Use the event type Memorandum of Law in Support found under the event list Replies,Oppositions, Supporting Documents. (jar) (Entered: 09/15/2008)

09/15/2008 196 MEMORANDUM OF LAW in Support re: (193 in 1:06-cv-00643-GEL, 72 in 1:07-cv-08688-GEL, 84 in 1:07-cv-08686-GEL) MOTION for Reconsideration re; (82 in1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice ofMot MOTION forReconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot Plaintiffs' Memorandum Of Law In Support Of Their Motion

For Reconsideration. Document filed by Arbat Equity Arbitrage Fund Limited,Russian Investors Securities Limited, Global Management Worldwide Limited, VRCapital Group Ltd., VR Argentina Recovery Fund Ltd., VR Global Partners, L.P.,Paton Holdings Ltd., IDC Financial S.A., Capital Management Selected Fund Ltd.,Investment & Development Finance Corporation. Filed In Associated Cases: 1: 06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Bak, Sander) (Entered:09/15/2008)

09/16/2008 197 MOTION for Leave to File Declarations. Document filed by Arbat Equity ArbitrageFund Limited, Russian Investors Securities Limited, Global Management WorldwideLimited, VR Capital Group Ltd., VR Argentina Recovery Fund Ltd., VR GlobalPartners, L.P., Paton Holdings Ltd., IDC Financial S.A., Capital Management SelectedFund Ltd., Investment & Development Finance Corporation. (Attachments: # 1Affidavit Bak Declaration, # 2 Affidavit Galfus Declaration, # 3 Affidavit KirschnerDeclaration)Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL,1:07-cv-08688-GEL(Bak, Sander) (Entered: 09/16/2008)

09/16/2008 198 MEMO ENDORSEMENT on re: (190 in 1:06-cv-00643-GEL) MOTION for JamesSpiegel Darrow to Withdraw as Attorney. filed by Robert C. Trosten, Attorney JamesSpiegel Darrow terminated. Please take notice that James Spiegel Darrow is herebywithdrawn as counsel of record in this matter (Signed by Judge Gerard E. Lynch on9/16/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) (Entered: 09/16/2008)

09/30/2008 199 ENDORSED LETTER addressed to Judge Gerard E. Lynch from Sander Bak dated9/23/08 re: Counsel requests that defendants oppositions to the motion would be dueOctober 15, 2008, and plaintiffs reply brief would be due October 29, 2008.ENDORSEMENT: So ordered. (Signed by Judge Gerard E. Lynch on 9/25/08) FiledIn Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) (Entered: 09/30/2008)

10/03/2008 200 ORDER the application for certification of an interlocutory appeal is denied. SOORDERED. (Signed by Judge Gerard E. Lynch on 9/30/2008) Filed In AssociatedCases: 1:07-md-01902-GEL, 1:05-cv-08626-GEL, 1:06-cv-00643-GEL(jmi) Modifiedon 10/7/2008 (jmi). (nd). (Entered: 10/07/2008)

10/15/2008 Transmission of Notice of Appeal to the District Judge re: 201 Notice of Appeal. (nd)(Entered: 10/15/2008)

10/15/2008 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court ofAppeals re: 201 Notice of Appeal. (nd) (Entered: 10/15/2008)

10/15/2008 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on AppealElectronic Files for 182 Notice of Change of Address, filed by Global ManagementWorldwide Limited, 74 Answer to Amended Complaint filed by Refco Securities,L.L.C., 183 Order, 171 Reply Memorandum of Law in Support of Motion,, filed by1997 Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP, Thomas H. LeeParallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H.Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors, LLC,Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., Thomas H. LeeInvestors Limited Partnership, 61 Rule 7.1 Corporate Disclosure Statement, filed byThomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.

Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 173 Notice ofAppearance filed by Richard N. Outridge, 102 Order, Set Hearings, 30 AmendedComplaint,,, filed by Russian Investors Securities Limited, Arbat Equity ArbitrageFund Limited, Global Management Worldwide Limited, 18 Notice of Appearancefiled by William M Sexton, 4 Stipulation and Order,, 66 Declaration in Support ofMotion, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P.,David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen,Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 199 EndorsedLetter, Set Motion and R&R Deadlines/Hearings,, 78 Reply Memorandum of Law inSupport of Motion filed by William M Sexton, 165 Stipulation and Order, Set Motionand R&R Deadlines/Hearings,,,, 40 Notice of Appearance filed by Robert C. Trosten,186 Order, 67 Rule 7.1 Corporate Disclosure Statement filed by Grant Thornton,L.L.P., 59 MOTION to Dismiss Notice of Motion. filed by Phillip R. Bennett, 34MOTION for Michael T. Hannafan to Appear Pro Hac Vice. filed by Tone N. Grant,91 Notice of Appearance, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H.Lee Partners, L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P.,Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V,L.P., 130 Memorandum of Law in Support of Motion,, filed by 1997 Thomas H. LeeNominee Trust, THL Equity Advisors V, LLP, Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, THL Managers V, L.L.C., ThomasH. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors,LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership,Thomas H. Lee Equity Fund V, L.P., 97 MOTION to Consolidate Cases 06-cv-643-07-cv-8686 and 07-cv-8688. MOTION to Consolidate Cases. filed by GlobalManagement Worldwide Limited, 135 MOTION to Dismiss PREVIOUSLY FILED INASSOCIATED CASE NO. 07-8686 ON FEBRUARY 21, 2008. filed by GrantThornton, L.L.P., 13 Notice of Appearance filed by Dennis Klejna, 45 Stipulation andOrder, 120 Notice (Other) filed by Dennis A. Klejna, 189 Reply Memorandum of Lawin Support of Motion, filed by Richard N. Outridge, 51 Declaration in Support ofMotion filed by William M Sexton, 134 Endorsed Letter, Set Deadlines,, 24Stipulation and Order, 10 Declaration in Support, filed by Global ManagementWorldwide Limited, 100 Notice (Other) filed by Global Management WorldwideLimited, 121 Protective Order, 83 Reply Memorandum of Law in Support of Motion,,filed by William M Sexton, Robert C. Trosten, Joseph J. Murphy, Tone N. Grant,Gerald M. Sherer, Phillip Silverman, 149 MOTION to Approve Lead Plaintiffs'Selection of Co-Lead Counsel. filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 174Endorsed Letter, Set Deadlines,, 54 MOTION to Dismiss Plaintiffs' ConsolidatedAmended Class Action Complaint. filed by Joseph J. Murphy, Gerald M. Sherer, 41MOTION for Norman L. Eisen to Appear Pro Hac Vice. filed by Tone N. Grant, 49MOTION to Dismiss. filed by William M Sexton, 112 Order,,,,,,,, 164 Certificate ofService Other,,, filed by Grant Thornton, L.L.P., 8 MOTION to Appoint GlobalManagement Worldwide Ltd., Arbat Equity Arbitrage Fund Ltd., Russian InvestorsSecurities Ltd. to serve as lead plaintiff(s) and Approve Lead Plaintiffs' Selection ofLead Counsel. MOTION to Appoint Global Management Worldwide Ltd., ArbatEquity Arbitrage Fund Ltd., Russian Investors Securities Ltd. to serve as leadplaintiff(s) and Approve Lead Plaintiffs' Selection of Lead Counsel. filed by GlobalManagement Worldwide Limited, 138 Certificate of Service Other, filed by Grant

L Thornton, L.L.P., 85 Reply Memorandum of Law in Support of Motion filed by

Phillip Silverman, 38 Order on Motion to Appear Pro Hac Vice, 31 Stipulation andOrder, 21 Stipulation and Order, 12 Notice of Appearance filed by Dennis Klejna, 17Notice of Appearance filed by William M Sexton, 36 Order on Motion to Appear ProHac Vice, 5 Notice of Appearance filed by Grant Thornton, L.L.P., 166 ConsentOrder, 43 Stipulation and Order, 6 Notice of Appearance filed by Grant Thornton,L.L.P., 56 Memorandum of Law in Support of Motion filed by Joseph J. Murphy,Gerald M. Sherer, 152 Declaration in Support of Motion, filed by Russian InvestorsSecurities Limited, Arbat Equity Arbitrage Fund Limited, Global ManagementWorldwide Limited, 32 Notice of Appearance filed by Tone N. Grant, 190 MOTIONfor James Spiegel Darrow to Withdraw as Attorney. filed by Robert C. Trosten, 180Reply Memorandum of Law in Oppisition to Motion, filed by Russian InvestorsSecurities Limited, Arbat Equity Arbitrage Fund Limited, Global ManagementWorldwide Limited, 92 Notice (Other), Notice (Other) filed by Global ManagementWorldwide Limited, 192 Order, Terminate Motions,, 187 Stipulation and Order, SetMotion and R&R Deadlines/Hearings,, 25 Stipulation and Order, 155 SchedulingOrder, Set Motion and R&R Deadlines/Hearings,,,,,,,, 126 Stipulation and Order, SetDeadlines/Hearings,, 69 Memorandum of Law in Support of Motion, filed by PhillipSilverman, 22 Notice of Appearance filed by Perry Rotkowitz, 16 Notice ofAppearance filed by William M Sexton, 9 Memorandum of Law in Support, filed byGlobal Management Worldwide Limited, 90 Notice of Appearance, filed by ThomasH. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins,Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel,Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 46 JOINT MOTION to Dismiss(Joint Notice of Motion to Dismiss and/or Strike by Defendants Tone N. Grant, JosephJ. Murphy, William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C.Trosten) .JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strikeby Defendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M.Sherer, Philip Silverman, and Robert C. Trosten). filed by William M Sexton, RobertC. Trosten, Joseph J. Murphy, Tone N. Grant, Gerald M. Sherer, Phillip Silverman, 3Notice of Case Assignment/Reassignment, 161 Endorsed Letter, 131 Declaration inSupport of Motion,,, filed by 1997 Thomas H. Lee Nominee Trust, THL EquityAdvisors V, LLP, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,L.P., David V. Harkins, THL Managers V, L.L.C., Thomas H. Lee Equity (Cayman)Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel,Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee EquityFund V, L.P., 42 Order on Motion to Appear Pro Hac Vice, 142 Stipulation and Order,Set Deadlines/Hearings,, 201 Notice of Appeal filed by Jonathan Lee Riches, 84 ReplyAffirmation in Support of Motion, filed by Grant Thornton, L.L.P., 57 MOTION toDismiss Plaintiffs' Consolidated Amended Class Action Complaint. filed by GrantThornton, L.L.P., 103 Notice (Other) filed by Global Management WorldwideLimited, 71 Stipulation and Order, 60 Memorandum of Law in Support of Motion,filed by Phillip R. Bennett, 116 Affidavit of Service Complaints,,,,,,, filed by GlobalManagement Worldwide Limited, 99 Memorandum of Law in Support of Motion,filed by Global Management Worldwide Limited, 63 Memorandum of Law in Supportof Motion, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 58Memorandum of Law in Support of Motion filed by Grant Thornton, L.L.P., 48Declaration in Support of Motion,, filed by Phillip Silverman, 158 Declaration in

L Opposition to Motion,, filed by Russian Investors Securities Limited, Arbat Equity

Arbitrage Fund Limited, Global Management Worldwide Limited, 115 MDL OrderTransfer Origin in S.D.N.Y., 157 Memorandum of Law in Opposition to Motion, filedby Russian Investors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 70 Stipulation and Order, 113 Order, 133Memorandum of Law in Support of Motion filed by Tone N. Grant, 169 EndorsedLetter, 20 Notice of Appearance, filed by Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, Nathan Gantcher, Thomas H. LeeEquity (Cayman) Fund V, L.P., Ronald L. O'Kelley, Leo R. Breitman, Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 109Order, 72 Stipulation and Order, 37 Order on Motion to Appear Pro Hac Vice, 123Notice of Appearance filed by Richard N. Outridge, 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints. filed by Robert C. Trosten, 62 MOTION to Dismiss the ConsolidatedAmended Class Action Complaint0. filed by Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H. Lee Equity (Cayman)Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. LeeEquity Fund V, L.P., 104 Order, Set Deadlines/Hearings, Set Motion and R&RDeadlines/Hearings,,,,,, 197 MOTION for Leave to File Declarations. filed by PatonHoldings Ltd., Russian Investors Securities Limited, VR Capital Group Ltd.,Investment & Development Finance Corporation, Arbat Equity Arbitrage FundLimited, VR Global Partners, L.P., Capital Management Selected Fund Ltd., VRArgentina Recovery Fund Ltd., Global Management Worldwide Limited, IDCFinancial S.A., 140 Memorandum of Law in Support of Motion filed by Robert C.Trosten, 93 Notice (Other) filed by Global Management Worldwide Limited, 79 ReplyMemorandum of Law in Support of Motion filed by Philip R. Bennett, 96 Notice(Other) filed by Global Management Worldwide Limited, 175 Protective Order, 170Reply Memorandum of Law in Support of Motion filed by Tone Grant, Tone N.Grant, 29 Notice of Appearance filed by Grant Thornton, L.L.P., 198 MemoEndorsement, Add and Terminate Attorneys,, 73 Stipulation and Order, 28 Notice ofAppearance filed by Grant Thornton, L.L.P., 163 Reply Memorandum of Law inSupport of Motion, filed by Grant Thornton LLP, 107 Endorsed Letter, Set Motionand R&R Deadlines/Hearings,,,, 88 Notice (Other) filed by Phillip Silverman, 110Order, Set Deadlines/Hearings, 81 Reply Memorandum of Law in Support of Motion,filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 19 Stipulation andOrder,,, 15 Order Admitting Attorney Pro Hac Vice, 77 Stipulation and Order,,, 176MOTION to Dismiss Notice of Motion to Dismiss. filed by Richard N. Outridge, 114Amended Complaint,, filed by Russian Investors Securities Limited, Arbat EquityArbitrage Fund Limited, Global Management Worldwide Limited, 105 EndorsedLetter, Set Motion and R&R Deadlines/Hearings,, 7 Stipulation and Order, 27 Order,,128 Rule 7.1 Corporate Disclosure Statement,, filed by Thomas H. Lee Parallel FundV, L.P., Thomas H. Lee Partners, L.P., THL Managers V, L.L.C., Thomas H. LeeEquity (Cayman) Fund V, L.P., Thomas H. Lee Advisors, LLC, Thomas H. Lee,Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Equity Fund V, L.P.,94 Memorandum & Opinion,,,, 53 Answer to Amended Complaint filed by Santo C.Maggio, 55 Declaration in Support of Motion filed by Joseph J. Murphy, Gerald M.Sherer, 179 Stipulation and Order, Set Motion and R&R Deadlines/Hearings,,,, 124Notice of Appearance filed by Robert C. Trosten, 23 Stipulation and Order, 200 Order,

L 150 Memorandum of Law in Support of Motion, filed by Russian Investors Securities

Limited, Arbat Equity Arbitrage Fund Limited, Global Management WorldwideLimited, 87 Reply Memorandum of Law in Support of Motion, filed by Joseph J.Murphy, Gerald M. Sherer, 80 Affidavit of Service Other, filed by Philip R. Bennett,98 Declaration in Support of Motion,, filed by Global Management WorldwideLimited, 95 Notice (Other) filed by Global Management Worldwide Limited, 82 ReplyMemorandum of Law in Support of Motion filed by Grant Thornton, L.L.P., 153Declaration in Support of Motion, filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 52 Notice ofAppearance filed by Santo C. Maggio, 26 Notice (Other) filed by Global ManagementWorldwide Limited, 33 MOTION for Nicholas A. Pavich to Appear Pro Hac Vice.filed by Tone N. Grant, 181 Declaration in Opposition to Motion,, filed by RussianInvestors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 125 Endorsed Letter, 44 Stipulation and Order, 162Stipulation and Order, Set Motion and R&R Deadlines/Hearings,, 39 Notice ofAppearance filed by Robert C. Trosten, 111 Stipulation and Order of Dismissal, 1Complaint,,,, filed by Global Management Worldwide Limited, 119 Notice (Other)filed by Illinois Teachers' Group, 76 Stipulation and Order,, 177 Declaration inSupport of Motion filed by Richard N. Outridge, 159 Order,, 141 Declaration inSupport of Motion, filed by Robert C. Trosten, 193 MOTION for Reconsideration re;(82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice ofMot MOTION forReconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice ofMot filed by Paton Holdings Ltd., Russian Investors SecuritiesLimited, VR Capital Group Ltd., Investment & Development Finance Corporation,Arbat Equity Arbitrage Fund Limited, VR Global Partners, L.P., Capital ManagementSelected Fund Ltd., VR Argentina Recovery Fund Ltd., Global ManagementWorldwide Limited, IDC Financial S.A., 178 Memorandum of Law in Support ofMotion filed by Richard N. Outridge, 129 MOTION to Dismiss. filed by Thomas H.Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., THL Managers V, L.L. C.,Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Advisors, LLC,Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee EquityFund V, L.P., 137 Declaration in Support of Motion, filed by Grant Thornton, L.L.P.,196 Memorandum of Law in Support of Motion,,,,, filed by Paton Holdings Ltd.,Russian Investors Securities Limited, VR Capital Group Ltd., Investment &Development Finance Corporation, Arbat Equity Arbitrage Fund Limited, VR GlobalPartners, L.P., Capital Management Selected Fund Ltd., VR Argentina Recovery FundLtd., Global Management Worldwide Limited, IDC Financial S.A., 75 Memorandumof Law in Opposition to Motion,,, filed by Global Management Worldwide Limited,156 Endorsed Letter, 68 MOTION to Dismiss (replaces docket number 64 withdocument filed as docket number 65). filed by Phillip Silverman, 132 MOTION toDismiss. filed by Tone N. Grant, 89 Notice of Appearance, filed by Thomas H. LeeParallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H.Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee,Thomas H. Lee Equity Fund V, L.P., 50 Memorandum of Law in Support of Motion

filed by William M Sexton, 191 Memorandum & Opinion, Add and Terminate Parties,,151 Declaration in Support of Motion, filed by Russian Investors Securities Limited,Arbat Equity Arbitrage Fund Limited, Global Management Worldwide Limited, 86Certificate of Service Other, filed by Grant Thornton, L.L.P., 106 Rule 7.1 CorporateDisclosure Statement filed by Thomas H. Lee Partners, L.P., 127 Answer to Complaintfiled by Philip R. Bennett, 11 Stipulation and Order,, 2 Rule 7.1 Corporate DisclosureStatement filed by Global Management Worldwide Limited, 168 Reply Memorandumof Law in Support of Motion filed by Robert C. Trosten, 154 Declaration in Support ofMotion, filed by Russian Investors Securities Limited, Arbat Equity Arbitrage FundLimited, Global Management Worldwide Limited, 108 Notice (Other) filed by GlobalManagement Worldwide Limited, 47 Memorandum of Law in Support of Motion,, filedby William M Sexton, Robert C. Trosten, Joseph J. Murphy, Tone N. Grant, Gerald M.Sherer, Phillip Silverman, 172 Declaration in Support ofMotion,, filed by 1997Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP, Thomas H. Lee ParallelFund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H. Lee Equity(Cayman) Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H.Lee Equity Fund V, L.P., 101 Notice (Other) filed by Global Management WorldwideLimited, 14 Notice of Appearance filed by Dennis Klejna were transmitted to the U.S.Court of Appeals. (nd) (Entered: 10/15/2008)

10/15/2008 202 MEMORANDUM OF LAW in Opposition re: 193 MOTION for Reconsideration re;(82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice ofMot MOTION forReconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot ion for Reconsideration. Document filed by Robert C. Trosten.(Korenblat, Rachel) (Entered: 10/15/2008)

10/15/2008 203 MEMORANDUM OF LAW in Opposition re: (193 in 1:06-cv-00643-GEL, 84 in1:07-cv-08686-GEL) MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add andTerminate Parties,, Notice of Mot MOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum &Opinion, Add and Terminate Parties,, Notice of Mot MOTION for Reconsideration re;(82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice of Mot. Document filedby Grant Thornton LLP. Filed In Associated Cases: 1: 06-cv-00643-GEL, 1:07-cv-08686-GEL(Mollon, David) (Entered: 10/15/2008)

10/15/2008 204 CERTIFICATE OF SERVICE of Grant Thornton LLP's Opposition to Plaintiffs'Motion for Reconsideration on October 15, 2008. Service was made by Mail.Document filed by Grant Thornton, L.L.P.. Filed In Associated Cases: 1:06-cv-00643-

GEL, 1:07-cv-08686-GEL(Braun, Ruth) (Entered: 10/15/2008)

10/15/2008 205 MEMORANDUM OF LAW in Opposition re: (193 in 1:06-cv-00643-GEL, 84 in1:07-cv-08686-GEL) MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add andTerminate Parties,, Notice of Mot MOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum &Opinion, Add and Terminate Parties,, Notice of Mot MOTION for Reconsideration re;(82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice of Mot. Document filedby Tone N. Grant, Tone Grant. Filed In Associated Cases: 1: 06-cv- 00643- GEL, 1: 07-cv-08686-GEL(Eisen, Norman) (Entered: 10/15/2008)

10/15/2008 206 MEMORANDUM OF LAW in Opposition re: 193 MOTION for Reconsideration re;(82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice ofMot MOTION forReconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot. Document filed by Richard N. Outridge. (Gutekunst, Claire)(Entered: 10/15/2008)

10/15/2008 207 MEMORANDUM OF LAW in Opposition re: 193 MOTION for Reconsideration re;(82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice ofMot MOTION forReconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1: 07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1: 06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1: 07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1: 07-cv-08688-GEL, 70 in 1: 07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1: 06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot. Document filed by Scott L. Jaeckel, Thomas H. Lee, Scott A.Schoen, Thomas H. Lee Partners, L.P., Thomas H. Lee Equity Fund V, L.P., ThomasH. Lee Parallel Fund V, L.P., Thomas H. Lee Equity (Cayman) Fund V, L.P., David V.Harkins. (Rosen, Richard) (Entered: 10/15/2008)

10/20/2008 209 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU -AMENDED NOTICE OF APPEAL re: 201 Notice of Appeal, 200 Order. Documentfiled by Jonathan Lee Riches. (tp) Modified on 11/19/2008 (kkc). (Entered:11/14/2008)

10/20/2008 212 NOTICE OF APPEAL from 200 Order. Document filed by Jonathan Lee Riches. (tp)(Entered: 11/25/2008)

10/20/2008 Appeal Remark as to 212 Notice of Appeal filed by Jonathan Lee Riches. $455.00APPEAL FEE DUE. (tp) (Entered: 11/25/2008)

10/29/2008 208 REPLY MEMORANDUM OF LAW in Support re: (72 in 1:07-cv-08688-GEL)MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,,. MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add andTerminate Parties,,. MOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add andTerminate Parties,,.. Document filed by Arbat Equity Arbitrage Fund Limited, RussianInvestors Securities Limited, Global Management Worldwide Limited, VR CapitalGroup Ltd., VR Argentina Recovery Fund Ltd., VR Global Partners, L.P., PatonHoldings Ltd., IDC Financial S.A., Capital Management Selected Fund Ltd.,Investment & Development Finance Corporation. Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Edelman, Scott) (Entered:10/29/2008)

11/14/2008 FILING ERROR - SEE ERROR NOTATION ON DOCKET ENTRY NO. 209 -Transmission of Notice of Appeal to the District Judge re: 209 Amended Notice ofAppeal. (tp) Modified on 11/19/2008 (kkc). (Entered: 11/14/2008)

11/14/2008 FILING ERROR - SEE ERROR NOTATION ON DOCKET ENTRY NO. 209 -Supplemental ROA Sent to USCA (Electronic File). Certified Supplemental Indexedrecord on Appeal Electronic Files for 182 Notice of Change of Address, filed byGlobal Management Worldwide Limited, 74 Answer to Amended Complaint filed byRefco Securities, L.L.C., 183 Order, 171 Reply Memorandum of Law in Support ofMotion,, filed by 1997 Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP,Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H.Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V,L.P., Thomas H. Lee Investors Limited Partnership, 61 Rule 7.1 Corporate DisclosureStatement, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 173Notice of Appearance filed by Richard N. Outridge, 102 Order, Set Hearings, 30Amended Complaint,,, filed by Russian Investors Securities Limited, Arbat EquityArbitrage Fund Limited, Global Management Worldwide Limited, 18 Notice ofAppearance filed by William M Sexton, 4 Stipulation and Order,, 66 Declaration inSupport of Motion, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. LeePartners, L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P.,Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V,L.P., 199 Endorsed Letter, Set Motion and R&R Deadlines/Hearings,, 78 ReplyMemorandum of Law in Support of Motion filed by William M Sexton, 165Stipulation and Order, Set Motion and R&R Deadlines/Hearings,,,, 40 Notice ofAppearance filed by Robert C. Trosten, 186 Order, 67 Rule 7.1 Corporate DisclosureStatement filed by Grant Thornton, L.L.P., 59 MOTION to Dismiss Notice of Motion.filed by Phillip R. Bennett, 34 MOTION for Michael T. Hannafan to Appear Pro Hac

Vice. filed by Tone N. Grant, 91 Notice of Appearance, filed by Thomas H. LeeParallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H.Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H.Lee, Thomas H. Lee Equity Fund V, L.P., 130 Memorandum of Law in Support ofMotion,, filed by 1997 Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP,Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, THL Managers V, L.L.C., Thomas H. Lee Equity (Cayman) Fund V, L.P.,Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee,Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Equity Fund V, L.P.,97 MOTION to Consolidate Cases 06-cv-643- 07-cv-8686 and 07-cv-8688. MOTIONto Consolidate Cases. filed by Global Management Worldwide Limited, 135 MOTIONto Dismiss PREVIOUSLY FILED IN ASSOCIATED CASE NO. 07-8686 ONFEBRUARY 21, 2008. filed by Grant Thornton, L.L.P., 13 Notice of Appearance filedby Dennis Klejna, 45 Stipulation and Order, 120 Notice (Other) filed by Dennis A.Klejna, 189 Reply Memorandum of Law in Support of Motion, filed by Richard N.Outridge, 51 Declaration in Support of Motion filed by William M Sexton, 134Endorsed Letter, Set Deadlines,, 24 Stipulation and Order, 10 Declaration in Support,filed by Global Management Worldwide Limited, 100 Notice (Other) filed by GlobalManagement Worldwide Limited, 121 Protective Order, 83 Reply Memorandum ofLaw in Support of Motion,, filed by William M Sexton, Robert C. Trosten, Joseph J.Murphy, Tone N. Grant, Gerald M. Sherer, Phillip Silverman, 149 MOTION toApprove Lead Plaintiffs' Selection of Co-Lead Counsel. filed by Russian InvestorsSecurities Limited, Arbat Equity Arbitrage Fund Limited, Global ManagementWorldwide Limited, 174 Endorsed Letter, Set Deadlines,, 54 MOTION to DismissPlaintiffs' Consolidated Amended Class Action Complaint. filed by Joseph J. Murphy,Gerald M. Sherer, 41 MOTION for Norman L. Eisen to Appear Pro Hac Vice. filed byTone N. Grant, 49 MOTION to Dismiss. filed by William M Sexton, 112 Order,,,,,,,,164 Certificate of Service Other,,, filed by Grant Thornton, L.L.P., 8 MOTION toAppoint Global Management Worldwide Ltd., Arbat Equity Arbitrage Fund Ltd.,Russian Investors Securities Ltd. to serve as lead plaintiff(s) and Approve LeadPlaintiffs' Selection of Lead Counsel. MOTION to Appoint Global ManagementWorldwide Ltd., Arbat Equity Arbitrage Fund Ltd., Russian Investors Securities Ltd.to serve as lead plaintiff(s) and Approve Lead Plaintiffs' Selection of Lead Counsel.filed by Global Management Worldwide Limited, 138 Certificate of Service Other,filed by Grant Thornton, L.L.P., 85 Reply Memorandum of Law in Support of Motionfiled by Phillip Silverman, 38 Order on Motion to Appear Pro Hac Vice, 31Stipulation and Order, 21 Stipulation and Order, 12 Notice of Appearance filed byDennis Klejna, 17 Notice of Appearance filed by William M Sexton, 36 Order onMotion to Appear Pro Hac Vice, 5 Notice of Appearance filed by Grant Thornton,L.L.P., 166 Consent Order, 43 Stipulation and Order, 6 Notice of Appearance filed byGrant Thornton, L.L.P., 56 Memorandum of Law in Support of Motion filed by JosephJ. Murphy, Gerald M. Sherer, 152 Declaration in Support of Motion, filed by RussianInvestors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 32 Notice of Appearance filed by Tone N. Grant,190 MOTION for James Spiegel Darrow to Withdraw as Attorney. filed by Robert C.Trosten, 180 Reply Memorandum of Law in Oppisition to Motion, filed by RussianInvestors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 92 Notice (Other), Notice (Other) filed by GlobalManagement Worldwide Limited, 192 Order, Terminate Motions,, 187 Stipulation and

L Order, Set Motion and R&R Deadlines/Hearings,, 25 Stipulation and Order, 155

Scheduling Order, Set Motion and R&R Deadlines/Hearings,,,,,,,, 126 Stipulation andOrder, Set Deadlines/Hearings,, 69 Memorandum of Law in Support of Motion, filedby Phillip Silverman, 22 Notice of Appearance filed by Perry Rotkowitz, 16 Notice ofAppearance filed by William M Sexton, 9 Memorandum of Law in Support, filed byGlobal Management Worldwide Limited, 90 Notice of Appearance, filed by ThomasH. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins,Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel,Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 46 JOINT MOTION to Dismiss(Joint Notice of Motion to Dismiss and/or Strike by Defendants Tone N. Grant, JosephJ. Murphy, William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C.Trosten).JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strikeby Defendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M.Sherer, Philip Silverman, and Robert C. Trosten). filed by William M Sexton, RobertC. Trosten, Joseph J. Murphy, Tone N. Grant, Gerald M. Sherer, Phillip Silverman, 3Notice of Case Assignment/Reassignment, 161 Endorsed Letter, 131 Declaration inSupport of Motion,,, filed by 1997 Thomas H. Lee Nominee Trust, THL EquityAdvisors V, LLP, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,L.P., David V. Harkins, THL Managers V, L.L.C., Thomas H. Lee Equity (Cayman)Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel,Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee EquityFund V, L.P., 42 Order on Motion to Appear Pro Hac Vice, 142 Stipulation and Order,Set Deadlines/Hearings,, 201 Notice of Appeal filed by Jonathan Lee Riches, 84 ReplyAffirmation in Support of Motion, filed by Grant Thornton, L.L.P., 57 MOTION toDismiss Plaintiffs' Consolidated Amended Class Action Complaint. filed by GrantThornton, L.L.P., 103 Notice (Other) filed by Global Management WorldwideLimited, 71 Stipulation and Order, 60 Memorandum of Law in Support of Motion,filed by Phillip R. Bennett, 116 Affidavit of Service Complaints,,,,,,, filed by GlobalManagement Worldwide Limited, 99 Memorandum of Law in Support of Motion,filed by Global Management Worldwide Limited, 63 Memorandum of Law in Supportof Motion, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 58Memorandum of Law in Support of Motion filed by Grant Thornton, L.L.P., 48Declaration in Support of Motion,, filed by Phillip Silverman, 158 Declaration inOpposition to Motion,, filed by Russian Investors Securities Limited, Arbat EquityArbitrage Fund Limited, Global Management Worldwide Limited, 115 MDL OrderTransfer Origin in S.D.N.Y., 157 Memorandum of Law in Opposition to Motion, filedby Russian Investors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 70 Stipulation and Order, 113 Order, 133Memorandum of Law in Support of Motion filed by Tone N. Grant, 169 EndorsedLetter, 20 Notice of Appearance, filed by Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, Nathan Gantcher, Thomas H. LeeEquity (Cayman) Fund V, L.P., Ronald L. O'Kelley, Leo R. Breitman, Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 109Order, 72 Stipulation and Order, 37 Order on Motion to Appear Pro Hac Vice, 123Notice of Appearance filed by Richard N. Outridge, 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints. filed by Robert C. Trosten, 62 MOTION to Dismiss the ConsolidatedAmended Class Action Complaint0. filed by Thomas H. Lee Parallel Fund V, L.P.,

L Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H. Lee Equity (Cayman)

Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. LeeEquity Fund V, L.P., 104 Order, Set Deadlines/Hearings, Set Motion and R&RDeadlines/Hearings,,,,,, 197 MOTION for Leave to File Declarations. filed by PatonHoldings Ltd., Russian Investors Securities Limited, VR Capital Group Ltd.,Investment & Development Finance Corporation, Arbat Equity Arbitrage FundLimited, VR Global Partners, L.P., Capital Management Selected Fund Ltd., VRArgentina Recovery Fund Ltd., Global Management Worldwide Limited, IDCFinancial S.A., 140 Memorandum of Law in Support of Motion filed by Robert C.Trosten, 93 Notice (Other) filed by Global Management Worldwide Limited, 79 ReplyMemorandum of Law in Support of Motion filed by Philip R. Bennett, 96 Notice(Other) filed by Global Management Worldwide Limited, 175 Protective Order, 170Reply Memorandum of Law in Support of Motion filed by Tone Grant, Tone N.Grant, 29 Notice of Appearance filed by Grant Thornton, L.L.P., 198 MemoEndorsement, Add and Terminate Attorneys,, 73 Stipulation and Order, 28 Notice ofAppearance filed by Grant Thornton, L.L.P., 163 Reply Memorandum of Law inSupport of Motion, filed by Grant Thornton LLP, 107 Endorsed Letter, Set Motionand R&R Deadlines/Hearings,,,, 88 Notice (Other) filed by Phillip Silverman, 110Order, Set Deadlines/Hearings, 81 Reply Memorandum of Law in Support of Motion,filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 19 Stipulation andOrder,,, 15 Order Admitting Attorney Pro Hac Vice, 77 Stipulation and Order,,, 176MOTION to Dismiss Notice of Motion to Dismiss. filed by Richard N. Outridge, 114Amended Complaint,, filed by Russian Investors Securities Limited, Arbat EquityArbitrage Fund Limited, Global Management Worldwide Limited, 105 EndorsedLetter, Set Motion and R&R Deadlines/Hearings,, 7 Stipulation and Order, 27 Order,,128 Rule 7.1 Corporate Disclosure Statement,, filed by Thomas H. Lee Parallel FundV, L.P., Thomas H. Lee Partners, L.P., THL Managers V, L.L.C., Thomas H. LeeEquity (Cayman) Fund V, L.P., Thomas H. Lee Advisors, LLC, Thomas H. Lee,Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Equity Fund V, L.P.,94 Memorandum & Opinion,,,, 53 Answer to Amended Complaint filed by Santo C.Maggio, 55 Declaration in Support of Motion filed by Joseph J. Murphy, Gerald M.Sherer, 179 Stipulation and Order, Set Motion and R&R Deadlines/Hearings,,,, 124Notice of Appearance filed by Robert C. Trosten, 23 Stipulation and Order, 200 Order,150 Memorandum of Law in Support of Motion, filed by Russian Investors SecuritiesLimited, Arbat Equity Arbitrage Fund Limited, Global Management WorldwideLimited, 87 Reply Memorandum of Law in Support of Motion, filed by Joseph J.Murphy, Gerald M. Sherer, 80 Affidavit of Service Other, filed by Philip R. Bennett,98 Declaration in Support of Motion,, filed by Global Management WorldwideLimited, 95 Notice (Other) filed by Global Management Worldwide Limited, 82 ReplyMemorandum of Law in Support of Motion filed by Grant Thornton, L.L.P., 153Declaration in Support of Motion, filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 52 Notice ofAppearance filed by Santo C. Maggio, 26 Notice (Other) filed by Global ManagementWorldwide Limited, 33 MOTION for Nicholas A. Pavich to Appear Pro Hac Vice.filed by Tone N. Grant, 181 Declaration in Opposition to Motion,, filed by RussianInvestors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 125 Endorsed Letter, 44 Stipulation and Order, 162Stipulation and Order, Set Motion and R&R Deadlines/Hearings,, 39 Notice of

L Appearance filed by Robert C. Trosten, 111 Stipulation and Order of Dismissal, 1

Complaint,,,, filed by Global Management Worldwide Limited, 119 Notice (Other)filed by Illinois Teachers' Group, 76 Stipulation and Order,, 177 Declaration inSupport of Motion filed by Richard N. Outridge, 159 Order,, 141 Declaration inSupport of Motion, filed by Robert C. Trosten, 193 MOTION for Reconsideration re;(82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice of Mot MOTION forReconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot filed by Paton Holdings Ltd., Russian Investors SecuritiesLimited, VR Capital Group Ltd., Investment & Development Finance Corporation,Arbat Equity Arbitrage Fund Limited, VR Global Partners, L.P., Capital ManagementSelected Fund Ltd., VR Argentina Recovery Fund Ltd., Global ManagementWorldwide Limited, IDC Financial S.A., 178 Memorandum of Law in Support ofMotion filed by Richard N. Outridge, 129 MOTION to Dismiss. filed by Thomas H.Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., THL Managers V, L.L.C.,Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Advisors, LLC,Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee EquityFund V, L.P., 137 Declaration in Support of Motion, filed by Grant Thornton, L.L.P.,196 Memorandum of Law in Support of Motion,,,,, filed by Paton Holdings Ltd.,Russian Investors Securities Limited, VR Capital Group Ltd., Investment &Development Finance Corporation, Arbat Equity Arbitrage Fund Limited, VR GlobalPartners, L.P., Capital Management Selected Fund Ltd., VR Argentina Recovery FundLtd., Global Management Worldwide Limited, IDC Financial S.A., 75 Memorandumof Law in Opposition to Motion,,, filed by Global Management Worldwide Limited,156 Endorsed Letter, 68 MOTION to Dismiss (replaces docket number 64 withdocument filed as docket number 65). filed by Phillip Silverman, 132 MOTION toDismiss. filed by Tone N. Grant, 89 Notice of Appearance, filed by Thomas H. LeeParallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H.Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H.Lee, Thomas H. Lee Equity Fund V, L.P., 50 Memorandum of Law in Support ofMotion filed by William M Sexton, 191 Memorandum & Opinion, Add and TerminateParties,, 151 Declaration in Support of Motion, filed by Russian Investors SecuritiesLimited, Arbat Equity Arbitrage Fund Limited, Global Management WorldwideLimited, 86 Certificate of Service Other, filed by Grant Thornton, L.L.P., 106 Rule 7.1Corporate Disclosure Statement filed by Thomas H. Lee Partners, L.P., 127 Answer toComplaint filed by Philip R. Bennett, 11 Stipulation and Order,, 2 Rule 7.1 CorporateDisclosure Statement filed by Global Management Worldwide Limited, 168 ReplyMemorandum of Law in Support of Motion filed by Robert C. Trosten, 154Declaration in Support of Motion, filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 108 Notice(Other) filed by Global Management Worldwide Limited, 47 Memorandum of Law inSupport of Motion,, filed by William M Sexton, Robert C. Trosten, Joseph J. Murphy,Tone N. Grant, Gerald M. Sherer, Phillip Silverman, 172 Declaration in Support ofMotion,, filed by 1997 Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP,

L Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.

Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H.Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee InvestorsLimited Partnership, Thomas H. Lee Equity Fund V, L.P., 101 Notice (Other) filed byGlobal Management Worldwide Limited, 14 Notice of Appearance, 205 Memorandumof Law in Opposition to Motion, filed by Tone Grant, Tone N. Grant, 209 AmendedNotice of Appeal filed by Jonathan Lee Riches, 202 Memorandum of Law inOpposition to Motion, filed by Robert C. Trosten, 208 Reply Memorandum of Law inSupport of Motion, filed by Paton Holdings Ltd., Russian Investors Securities Limited,VR Capital Group Ltd., Investment & Development Finance Corporation, ArbatEquity Arbitrage Fund Limited, VR Global Partners, L.P., Capital ManagementSelected Fund Ltd., Global Management Worldwide Limited, VR Argentina RecoveryFund Ltd., IDC Financial S.A., 206 Memorandum of Law in Opposition to Motion,filed by Richard N. Outridge, 203 Memorandum of Law in Opposition to Motion,,,filed by Grant Thornton LLP, 204 Certificate of Service Other,,, filed by GrantThornton, L.L.P., 207 Memorandum of Law in Opposition to Motion,,,, filed byThomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P. were transmitted to theU.S. Court of Appeals. (tp) Modified on 11/19/2008 (kkc). (Entered: 11/14/2008)

11/14/2008 FILING ERROR - SEE ERROR NOTATION ON DOCKET ENTRY NO. 209 -Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court ofAppeals re: 209 Amended Notice of Appeal. (tp) Modified on 11/19/2008 (kkc).(Entered: 11/14/2008)

11/20/2008 210 OPINION AND ORDER #96783 that for the foregoing reasons, plaintiffs' motion forreconsideration is granted, but on reconsideration plaintiffs' motion for leave to amendis denied re: (193 in 1:06-cv-00643-GEL, 72 in 1:07-cv-08688-GEL, 84 in 1:07-cv-08686-GEL) (Signed by Judge Gerard E. Lynch on 11/20/08) Filed In AssociatedCases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(cd) Modifiedon 11/25/2008 (mro). (Entered: 11/20/2008)

11/20/2008 211 NOTICE of Confirmation Pursuant to Paragraph 31 of the Amended Stipulation andConfidentiality Order re: (80 in 1:05-cv-09608-GEL) Protective Order, (16 in 1:07-cv-07074-GEL) Protective Order, (121 in 1:06-cv-00643-GEL) Protective Order, (42 in1:07-cv-11604-GEL) Protective Order, (487 in 1:05-cv-08626-GEL) Protective Order,(49 in 1:07-cv-06767-GEL) Protective Order, (30 in 1:07-cv-07924-GEL) ProtectiveOrder, (75 in 1:05-cv-08988-GEL) Protective Order,. Document filed by KPMG LLP.Filed In Associated Cases: 1:07-md-01902-GEL et al.(Burke, Kevin) (Entered:11/20/2008)

11/25/2008 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court ofAppeals re: 212 Notice of Appeal. (tp) (Entered: 11/25/2008)

11/25/2008 Transmission of Notice of Appeal to the District Judge re: 212 Notice of Appeal. (tp)(Entered: 11/25/2008)

11/25/2008 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on AppealElectronic Files for 182 Notice of Change of Address, filed by Global ManagementWorldwide Limited, 74 Answer to Amended Complaint filed by Refco Securities,L.L.C., 183 Order, 171 Reply Memorandum of Law in Support of Motion,, filed by1997 Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP, Thomas H. Lee

Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H.Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors, LLC,Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., Thomas H. LeeInvestors Limited Partnership, 61 Rule 7.1 Corporate Disclosure Statement, filed byThomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 173 Notice ofAppearance filed by Richard N. Outridge, 102 Order, Set Hearings, 30 AmendedComplaint,,, filed by Russian Investors Securities Limited, Arbat Equity ArbitrageFund Limited, Global Management Worldwide Limited, 18 Notice of Appearancefiled by William M Sexton, 4 Stipulation and Order,, 66 Declaration in Support ofMotion, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P.,David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen,Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 199 EndorsedLetter, Set Motion and R&R Deadlines/Hearings,, 78 Reply Memorandum of Law inSupport of Motion filed by William M Sexton, 165 Stipulation and Order, Set Motionand R&R Deadlines/Hearings,,,, 40 Notice of Appearance filed by Robert C. Trosten,186 Order, 67 Rule 7.1 Corporate Disclosure Statement filed by Grant Thornton,L.L.P., 59 MOTION to Dismiss Notice of Motion. filed by Phillip R. Bennett, 34MOTION for Michael T. Hannafan to Appear Pro Hac Vice. filed by Tone N. Grant,91 Notice of Appearance, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H.Lee Partners, L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P.,Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V,L.P., 130 Memorandum of Law in Support of Motion,, filed by 1997 Thomas H. LeeNominee Trust, THL Equity Advisors V, LLP, Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, THL Managers V, L.L.C., ThomasH. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors,LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Investors Limited Partnership,Thomas H. Lee Equity Fund V, L.P., 97 MOTION to Consolidate Cases 06-cv-643-07-cv-8686 and 07-cv-8688. MOTION to Consolidate Cases. filed by GlobalManagement Worldwide Limited, 135 MOTION to Dismiss PREVIOUSLY FILEDIN ASSOCIATED CASE NO. 07-8686 ON FEBRUARY 21, 2008. filed by GrantThornton, L.L.P., 13 Notice of Appearance filed by Dennis Klejna, 45 Stipulation andOrder, 120 Notice (Other) filed by Dennis A. Klejna, 189 Reply Memorandum of Lawin Support of Motion, filed by Richard N. Outridge, 51 Declaration in Support ofMotion filed by William M Sexton, 134 Endorsed Letter, Set Deadlines,, 24Stipulation and Order, 10 Declaration in Support, filed by Global ManagementWorldwide Limited, 100 Notice (Other) filed by Global Management WorldwideLimited, 121 Protective Order, 83 Reply Memorandum of Law in Support of Motion,,filed by William M Sexton, Robert C. Trosten, Joseph J. Murphy, Tone N. Grant,Gerald M. Sherer, Phillip Silverman, 149 MOTION to Approve Lead Plaintiffs'Selection of Co-Lead Counsel. filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 174Endorsed Letter, Set Deadlines,, 54 MOTION to Dismiss Plaintiffs' ConsolidatedAmended Class Action Complaint. filed by Joseph J. Murphy, Gerald M. Sherer, 41MOTION for Norman L. Eisen to Appear Pro Hac Vice. filed by Tone N. Grant, 49MOTION to Dismiss. filed by William M Sexton, 112 Order,,,,,,,, 164 Certificate ofService Other,,, filed by Grant Thornton, L.L.P., 8 MOTION to Appoint GlobalManagement Worldwide Ltd., Arbat Equity Arbitrage Fund Ltd., Russian Investors

L Securities Ltd. to serve as lead plaintiff(s) and Approve Lead Plaintiffs' Selection of

Lead Counsel. MOTION to Appoint Global Management Worldwide Ltd., ArbatEquity Arbitrage Fund Ltd., Russian Investors Securities Ltd. to serve as leadplaintiff(s) and Approve Lead Plaintiffs' Selection of Lead Counsel. filed by GlobalManagement Worldwide Limited, 138 Certificate of Service Other, filed by GrantThornton, L.L.P., 85 Reply Memorandum of Law in Support of Motion filed byPhillip Silverman, 38 Order on Motion to Appear Pro Hac Vice, 31 Stipulation andOrder, 21 Stipulation and Order, 12 Notice of Appearance filed by Dennis Klejna, 17Notice of Appearance filed by William M Sexton, 36 Order on Motion to Appear ProHac Vice, 5 Notice of Appearance filed by Grant Thornton, L.L.P., 166 ConsentOrder, 43 Stipulation and Order, 6 Notice of Appearance filed by Grant Thornton,L.L.P., 56 Memorandum of Law in Support of Motion filed by Joseph J. Murphy,Gerald M. Sherer, 152 Declaration in Support of Motion, filed by Russian InvestorsSecurities Limited, Arbat Equity Arbitrage Fund Limited, Global ManagementWorldwide Limited, 32 Notice of Appearance filed by Tone N. Grant, 190 MOTIONfor James Spiegel Darrow to Withdraw as Attorney. filed by Robert C. Trosten, 180Reply Memorandum of Law in Oppisition to Motion, filed by Russian InvestorsSecurities Limited, Arbat Equity Arbitrage Fund Limited, Global ManagementWorldwide Limited, 92 Notice (Other), Notice (Other) filed by Global ManagementWorldwide Limited, 192 Order, Terminate Motions,, 187 Stipulation and Order, SetMotion and R&R Deadlines/Hearings,, 25 Stipulation and Order, 155 SchedulingOrder, Set Motion and R&R Deadlines/Hearings,,,,,,,, 126 Stipulation and Order, SetDeadlines/Hearings,, 69 Memorandum of Law in Support of Motion, filed by PhillipSilverman, 22 Notice of Appearance filed by Perry Rotkowitz, 16 Notice ofAppearance filed by William M Sexton, 9 Memorandum of Law in Support, filed byGlobal Management Worldwide Limited, 90 Notice of Appearance, filed by ThomasH. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins,Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel,Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 46 JOINT MOTION to Dismiss(Joint Notice of Motion to Dismiss and/or Strike by Defendants Tone N. Grant, JosephJ. Murphy, William M. Sexton, Gerald M. Sherer, Philip Silverman, and Robert C.Trosten).JOINT MOTION to Dismiss (Joint Notice of Motion to Dismiss and/or Strikeby Defendants Tone N. Grant, Joseph J. Murphy, William M. Sexton, Gerald M.Sherer, Philip Silverman, and Robert C. Trosten). filed by William M Sexton, RobertC. Trosten, Joseph J. Murphy, Tone N. Grant, Gerald M. Sherer, Phillip Silverman, 3Notice of Case Assignment/Reassignment, 161 Endorsed Letter, 131 Declaration inSupport of Motion,,, filed by 1997 Thomas H. Lee Nominee Trust, THL EquityAdvisors V, LLP, Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,L.P., David V. Harkins, THL Managers V, L.L.C., Thomas H. Lee Equity (Cayman)Fund V, L.P., Scott A. Schoen, Thomas H. Lee Advisors, LLC, Scott L. Jaeckel,Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee EquityFund V, L.P., 42 Order on Motion to Appear Pro Hac Vice, 142 Stipulation and Order,Set Deadlines/Hearings,, 201 Notice of Appeal filed by Jonathan Lee Riches, 84 ReplyAffirmation in Support of Motion, filed by Grant Thornton, L.L.P., 57 MOTION toDismiss Plaintiffs' Consolidated Amended Class Action Complaint. filed by GrantThornton, L.L.P., 103 Notice (Other) filed by Global Management WorldwideLimited, 71 Stipulation and Order, 60 Memorandum of Law in Support of Motion,filed by Phillip R. Bennett, 116 Affidavit of Service Complaints,,,,,,, filed by GlobalManagement Worldwide Limited, 99 Memorandum of Law in Support of Motion,filed by Global Management Worldwide Limited, 63 Memorandum of Law in Supportof Motion, filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners,

L.P., David V. Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 58Memorandum of Law in Support of Motion filed by Grant Thornton, L.L.P., 48Declaration in Support of Motion,, filed by Phillip Silverman, 158 Declaration inOpposition to Motion,, filed by Russian Investors Securities Limited, Arbat EquityArbitrage Fund Limited, Global Management Worldwide Limited, 115 MDL OrderTransfer Origin in S.D.N.Y., 157 Memorandum of Law in Opposition to Motion, filedby Russian Investors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 70 Stipulation and Order, 113 Order, 133Memorandum of Law in Support of Motion filed by Tone N. Grant, 169 EndorsedLetter, 20 Notice of Appearance, filed by Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, Nathan Gantcher, Thomas H. LeeEquity (Cayman) Fund V, L.P., Ronald L. O'Kelley, Leo R. Breitman, Scott A.Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 109Order, 72 Stipulation and Order, 37 Order on Motion to Appear Pro Hac Vice, 123Notice of Appearance filed by Richard N. Outridge, 139 MOTION to Dismiss theSecond Amended Consolidated Class Action Complaint and the Individual ActionComplaints. filed by Robert C. Trosten, 62 MOTION to Dismiss the ConsolidatedAmended Class Action Complaint0. filed by Thomas H. Lee Parallel Fund V, L.P.,Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H. Lee Equity (Cayman)Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H. Lee, Thomas H. LeeEquity Fund V, L.P., 104 Order, Set Deadlines/Hearings, Set Motion and R&RDeadlines/Hearings,,,,,, 197 MOTION for Leave to File Declarations. filed by PatonHoldings Ltd., Russian Investors Securities Limited, VR Capital Group Ltd.,Investment & Development Finance Corporation, Arbat Equity Arbitrage FundLimited, VR Global Partners, L.P., Capital Management Selected Fund Ltd., VRArgentina Recovery Fund Ltd., Global Management Worldwide Limited, IDCFinancial S.A., 140 Memorandum of Law in Support of Motion filed by Robert C.Trosten, 93 Notice (Other) filed by Global Management Worldwide Limited, 79 ReplyMemorandum of Law in Support of Motion filed by Philip R. Bennett, 96 Notice(Other) filed by Global Management Worldwide Limited, 175 Protective Order, 170Reply Memorandum of Law in Support of Motion filed by Tone Grant, Tone N.Grant, 29 Notice of Appearance filed by Grant Thornton, L.L.P., 198 MemoEndorsement, Add and Terminate Attorneys,, 73 Stipulation and Order, 28 Notice ofAppearance filed by Grant Thornton, L.L.P., 163 Reply Memorandum of Law inSupport of Motion, filed by Grant Thornton LLP, 107 Endorsed Letter, Set Motionand R&R Deadlines/Hearings,,,, 88 Notice (Other) filed by Phillip Silverman, 110Order, Set Deadlines/Hearings, 81 Reply Memorandum of Law in Support of Motion,filed by Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P., 19 Stipulation andOrder,,, 15 Order Admitting Attorney Pro Hac Vice, 77 Stipulation and Order,,, 176MOTION to Dismiss Notice of Motion to Dismiss. filed by Richard N. Outridge, 114Amended Complaint,, filed by Russian Investors Securities Limited, Arbat EquityArbitrage Fund Limited, Global Management Worldwide Limited, 105 EndorsedLetter, Set Motion and R&R Deadlines/Hearings,, 7 Stipulation and Order, 27 Order,,128 Rule 7.1 Corporate Disclosure Statement,, filed by Thomas H. Lee Parallel FundV, L.P., Thomas H. Lee Partners, L.P., THL Managers V, L.L.C., Thomas H. LeeEquity (Cayman) Fund V, L.P., Thomas H. Lee Advisors, LLC, Thomas H. Lee,Thomas H. Lee Investors Limited Partnership, Thomas H. Lee Equity Fund V, L.P.,

94 Memorandum & Opinion,,,, 53 Answer to Amended Complaint filed by Santo C.Maggio, 55 Declaration in Support of Motion filed by Joseph J. Murphy, Gerald M.Sherer, 179 Stipulation and Order, Set Motion and R&R Deadlines/Hearings,,,, 124Notice of Appearance filed by Robert C. Trosten, 23 Stipulation and Order, 200 Order,150 Memorandum of Law in Support of Motion, filed by Russian Investors SecuritiesLimited, Arbat Equity Arbitrage Fund Limited, Global Management WorldwideLimited, 87 Reply Memorandum of Law in Support of Motion, filed by Joseph J.Murphy, Gerald M. Sherer, 80 Affidavit of Service Other, filed by Philip R. Bennett,98 Declaration in Support of Motion,, filed by Global Management WorldwideLimited, 95 Notice (Other) filed by Global Management Worldwide Limited, 82 ReplyMemorandum of Law in Support of Motion filed by Grant Thornton, L.L.P., 153Declaration in Support of Motion, filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 52 Notice ofAppearance filed by Santo C. Maggio, 26 Notice (Other) filed by Global ManagementWorldwide Limited, 33 MOTION for Nicholas A. Pavich to Appear Pro Hac Vice.filed by Tone N. Grant, 181 Declaration in Opposition to Motion,, filed by RussianInvestors Securities Limited, Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, 125 Endorsed Letter, 44 Stipulation and Order, 162Stipulation and Order, Set Motion and R&R Deadlines/Hearings,, 39 Notice ofAppearance filed by Robert C. Trosten, 111 Stipulation and Order of Dismissal, 1Complaint,,,, filed by Global Management Worldwide Limited, 119 Notice (Other)filed by Illinois Teachers' Group, 76 Stipulation and Order,, 177 Declaration inSupport of Motion filed by Richard N. Outridge, 159 Order,, 141 Declaration inSupport of Motion, filed by Robert C. Trosten, 193 MOTION for Reconsideration re;(82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL)Memorandum & Opinion, Add and Terminate Parties,, Notice of Mot MOTION forReconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and Terminate Parties,, Notice of MotMOTION for Reconsideration re; (82 in 1:07-cv-08686-GEL, 82 in 1:07-cv-08686-GEL, 70 in 1:07-cv-08688-GEL, 70 in 1:07-cv-08688-GEL, 191 in 1:06-cv-00643-GEL, 191 in 1:06-cv-00643-GEL) Memorandum & Opinion, Add and TerminateParties,, Notice of Mot filed by Paton Holdings Ltd., Russian Investors SecuritiesLimited, VR Capital Group Ltd., Investment & Development Finance Corporation,Arbat Equity Arbitrage Fund Limited, VR Global Partners, L.P., Capital ManagementSelected Fund Ltd., VR Argentina Recovery Fund Ltd., Global ManagementWorldwide Limited, IDC Financial S.A., 178 Memorandum of Law in Support ofMotion filed by Richard N. Outridge, 129 MOTION to Dismiss. filed by Thomas H.Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., THL Managers V, L.L.C.,Thomas H. Lee Equity (Cayman) Fund V, L.P., Thomas H. Lee Advisors, LLC,Thomas H. Lee, Thomas H. Lee Investors Limited Partnership, Thomas H. Lee EquityFund V, L.P., 137 Declaration in Support of Motion, filed by Grant Thornton, L.L.P.,196 Memorandum of Law in Support of Motion,,,,, filed by Paton Holdings Ltd.,Russian Investors Securities Limited, VR Capital Group Ltd., Investment &Development Finance Corporation, Arbat Equity Arbitrage Fund Limited, VR GlobalPartners, L.P., Capital Management Selected Fund Ltd., VR Argentina Recovery FundLtd., Global Management Worldwide Limited, IDC Financial S.A., 75 Memorandumof Law in Opposition to Motion,,, filed by Global Management Worldwide Limited,

L 156 Endorsed Letter, 68 MOTION to Dismiss (replaces docket number 64 with

document filed as docket number 65). filed by Phillip Silverman, 132 MOTION toDismiss. filed by Tone N. Grant, 89 Notice of Appearance, filed by Thomas H. LeeParallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V. Harkins, Thomas H.Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L. Jaeckel, Thomas H.Lee, Thomas H. Lee Equity Fund V, L.P., 50 Memorandum of Law in Support ofMotion filed by William M Sexton, 191 Memorandum & Opinion, Add and TerminateParties,, 151 Declaration in Support of Motion, filed by Russian Investors SecuritiesLimited, Arbat Equity Arbitrage Fund Limited, Global Management WorldwideLimited, 86 Certificate of Service Other, filed by Grant Thornton, L.L.P., 106 Rule 7.1Corporate Disclosure Statement filed by Thomas H. Lee Partners, L.P., 127 Answer toComplaint filed by Philip R. Bennett, 11 Stipulation and Order,, 2 Rule 7.1 CorporateDisclosure Statement filed by Global Management Worldwide Limited, 168 ReplyMemorandum of Law in Support of Motion filed by Robert C. Trosten, 154Declaration in Support of Motion, filed by Russian Investors Securities Limited, ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, 108 Notice(Other) filed by Global Management Worldwide Limited, 47 Memorandum of Law inSupport of Motion,, filed by William M Sexton, Robert C. Trosten, Joseph J. Murphy,Tone N. Grant, Gerald M. Sherer, Phillip Silverman, 172 Declaration in Support ofMotion,, filed by 1997 Thomas H. Lee Nominee Trust, THL Equity Advisors V, LLP,Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Thomas H.Lee Advisors, LLC, Scott L. Jaeckel, Thomas H. Lee, Thomas H. Lee InvestorsLimited Partnership, Thomas H. Lee Equity Fund V, L.P., 101 Notice (Other) filed byGlobal Management Worldwide Limited, 14 Notice of Appearance filed by DennisKlejna, 212 Notice of Appeal filed by Jonathan Lee Riches, 205 Memorandum of Lawin Opposition to Motion, filed by Tone Grant, Tone N. Grant, 209 Amended Notice ofAppeal filed by Jonathan Lee Riches, 202 Memorandum of Law in Opposition toMotion, filed by Robert C. Trosten, 208 Reply Memorandum of Law in Support ofMotion, filed by Paton Holdings Ltd., Russian Investors Securities Limited, VRCapital Group Ltd., Investment & Development Finance Corporation, Arbat EquityArbitrage Fund Limited, VR Global Partners, L.P., Capital Management SelectedFund Ltd., Global Management Worldwide Limited, VR Argentina Recovery FundLtd., IDC Financial S.A., 206 Memorandum of Law in Opposition to Motion,,, filedby Richard N. Outridge, 210 Memorandum & Opinion, 203 Memorandum of Law inOpposition to Motion,,, filed by Grant Thornton LLP, 211 Notice (Other), Notice(Other), Notice (Other) filed by KPMG LLP, 204 Certificate of Service Other,,, filedby Grant Thornton, L.L.P., 207 Memorandum of Law in Opposition to Motion,,,, filedby Thomas H. Lee Parallel Fund V, L.P., Thomas H. Lee Partners, L.P., David V.Harkins, Thomas H. Lee Equity (Cayman) Fund V, L.P., Scott A. Schoen, Scott L.Jaeckel, Thomas H. Lee, Thomas H. Lee Equity Fund V, L.P. were transmitted to theU.S. Court of Appeals. (tp) (Entered: 11/25/2008)

12/05/2008 213 JOINT MOTION to Dismiss Complaints Against Phillip Bennett and Santo Maggio.Document filed by Arbat Equity Arbitrage Fund Limited, Russian Investors SecuritiesLimited, Global Management Worldwide Limited, VR Capital Group Ltd., VRArgentina Recovery Fund Ltd., VR Global Partners, L.P., Paton Holdings Ltd., IDCFinancial S.A., Capital Management Selected Fund Ltd., Investment & DevelopmentFinance Corporation.Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Edelman, Scott) (Entered: 12/05/2008)

12/08/2008 214 MEMO ENDORSEMENT: granting (213) Motion to Dismiss in case 1:06-cv-00643-

GEL; granting (102) Motion to Dismiss in case 1:07-cv-08686-GEL; granting (86)Motion to Dismiss in case 1:07-cv-08688-GEL. (Signed by Judge Gerard E. Lynch on12/8/08) Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(mme) (Entered: 12/08/2008)

12/16/2008 215 JOINT MOTION to Dismiss Complaint Against Refco Group Holdings, Inc.Document filed by VR Capital Group Ltd., VR Argentina Recovery Fund Ltd., VRGlobal Partners, L.P., Paton Holdings Ltd..Filed In Associated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(Bak, Sander) Modified on 12/17/2008(jar). Modified on 12/17/2008 (jar). (Entered: 12/16/2008)

12/19/2008 216 NOTICE OF APPEAL from 214 Order on Motion to Dismiss, 210 Memorandum &Opinion as further set forth herein. Document filed by Arbat Equity Arbitrage FundLimited, Russian Investors Securities Limited, Global Management WorldwideLimited. Filing fee $ 455.00, receipt number E 673057. (tp) (Entered: 12/19/2008)

12/19/2008 Transmission of Notice of Appeal and Certified Copy of Docket Sheet to US Court ofAppeals re: 216 Notice of Appeal. (tp) (Entered: 12/19/2008)

12/19/2008 Transmission of Notice of Appeal to the District Judge re: 216 Notice of Appeal. (tp)(Entered: 12/19/2008)

12/19/2008 Appeal Record Sent to USCA (Electronic File). Certified Indexed record on AppealElectronic Files were transmitted to the U.S. Court of Appeals. (tp) (Entered:12/19/2008)

01/21/2009 217 AMENDED STIPULATION AND AGREED CONFIDENTIALITY (PROTECTIVE)ORDER: regarding procedures to be followed that shall govern the handling ofconfidential material. (Signed by Judge Gerard E. Lynch on 1/21/09) Filed InAssociated Cases: 1:06-cv-00643-GEL, 1:07-cv-08686-GEL, 1:07-cv-08688-GEL(db)(Entered: 01/21/2009)

01/26/2009 218 AMENDED STIPULATION AND AGREED CONFIDENTIALITYORDER..regarding procedures to be followed that shall govern the handling ofconfidential material.... (Signed by Judge Gerard E. Lynch on 1/21/09) (pl) (Entered:01/26/2009)

01/27/2009 219 MANDATE of USCA (Certified Copy) as to 201 Notice of Appeal filed by JonathanLee Riches USCA Case Number 08-5097-cv. It is Ordered that the appeal isDISMISSED. Catherine O'Hagan Wolfe, Clerk USCA. Issued As Mandate: 1/22/09.(tp) (Entered: 01/28/2009)

01/28/2009 Transmission of USCA Mandate/Order to the District Judge re: 219 USCA Mandate.(tp) (Entered: 01/28/2009)

02/09/2009 220 NOTICE (Signed) OF WITHDRAWAL OF APPEARANCE AND PROPOSEDORDER. PLEASE TAKE NOTICE that counsel for defendant Tone N. Grant herebyrespectfully withdraws the appearance of Norman L. Eisen, Esq. in the above-captioned actions. Mr. Eisen recently resigned from Zuckerman Spaeder LLP. Noother attorney is withdrawing his or her appearance by this notice. Zuckerman SpaederLLP remains as counsel to Tone N. Grant. Relates to 07md1902, 05-8626, 05-9608,06-643, 07-7924, 07-11604, 07-8686. Attorney Norman L. Eisen terminated. (Signedby Judge Gerard E. Lynch on 2/7/09) Filed In Associated Cases: 1:07-md-01902-GEL

Fet al.(rjm) (Entered: 02/09/2009)

04/08/2009 221 MANDATE of USCA (Certified Copy) as to 212 Notice of Appeal filed by JonathanLee Riches USCA Case Number 08-5822-cv. This Court has determined sua spontethat it lacks jurisdiction over this appeal because the appealed from order, denyingcertification for immediate appeal, is not appealable as contemplated by 28 USCsection 1291. See In re Master Key Antitrust Litigation, 528 F. 2d 5, 8 (2d Cir. 1975).Upon due consideration, it is hereby ORDERED that the appeal is DISMISSED.Catherine O'Hagan Wolfe, Clerk USCA. Issued As Mandate: 4/7/2009. (nd) (Entered:04/08/2009)

04/08/2009 Transmission of USCA Mandate/Order to the District Judge re: 221 USCA Mandate.(nd) (Entered: 04/08/2009)

04/14/2009 222 MEMO ENDORSED granting (574) Motion to Withdraw as Attorney. Attorney BlakeTyler Hannafan terminated in case 1:05-cv-08626-GEL. ENDORSEMENT: SOORDERED (Signed by Judge Gerard E. Lynch on 4/13/2009) Filed In AssociatedCases: 1:07-md-01902-GEL, 1:05-cv-08626-GEL, 1:05-cv-09608-GEL, 1:06-cv-00643-GEL, 1:07-cv-11604-GEL(jmi) (Entered: 04/14/2009)

04/30/2009 223 STIPULATION AND AGREED ORDER REGARDING THE PRODUCTION OFREFCO DEBTOR DOCUMENTS TO JWH SPECIAL CIRCUMSTANCE LLC: AllRequested Documents produced by the Refco Trustee to JWH will be designated andtreated as "Confidential" pursuant to the Amended Stipulation and AgreedConfidentiality Order entered by Judge Gerard E. Lynch on February 8, 2008, in theUnited States District Court for the Southern District of New York (as supplementedand modified by the Supplemental Order entered July 21,2008) and as "ConfidentialDiscovery Material" pursuant to the Stipulation and Order for the Production andExchange of Confidential Information entered by Vice Chancellor Donald F. Parsons,Jr. on January 9, 2009, in the Court of Chancery of the State of Delaware (collectively,the "Confidentiality Orders"); provided, however, that for purposes of paragraph 10 ofthe February 8, 2008 Order, paragraph 2 of Exhibit A to the February 8, 2008 Order,and Paragraph 4 of the Supplemental Order, references to the "Court" shall beunderstood to include the Court of Chancery of the State of Delaware, and referencesto the "Related Actions" shall be understood include the "JWH Litigation." CargillInvestor Services, Inc., and their counsel of record in the JWH Litigation, shall onlyhave access to the Produced Documents only after they agree in writing to be boundby the February 8, 2008 and the July 21, 2008 Supplemental Order. (Signed by JudgeGerard E. Lynch on 4/28/2009) (jpo) (Entered: 04/30/2009)

07/07/2009 224 TRUE COPY ORDER of USCA as to 216 Notice of Appeal, filed by Arbat EquityArbitrage Fund Limited, Russian Investors Securities Limited, Global ManagementWorldwide Limited USCA Case Number 08-6167-cv(Con). IT IS HEREBYSTIPULATED AND AGREED, by and between Plaintiffs-Appellants and Defendant-Appellee Gerald M. Sherer, by their undersigned attorneys, that the appeal In re RefcoCapital Markets Brokerage Customer Securities Litigation, No. 08-6167-cv is herebyvoluntarily withdrawn and discontinued, without costs or attorneys' fees to any partyin this Court or in the court below, as against Defendant-Appellee Gerald Sherer, only.Catherine O'Hagan Wolfe, Clerk USCA. Certified: 7/2/2009. (nd) (Entered:07/07/2009)

07/20/2009 225 STIPULATION AND AGREED ORDER REGARDING THE PRODUCTION OF

REFCO DEBTOR DOCUMENTS TO XL SPECIALTY INSURANCE COMPANY:It is hereby stipulated and agreed by and between the parties that XL hereby agrees tobe bound by the terms of the Confidentiality Order, and that references in theConfidentiality Order to the "Related Actions" shall be understood to include the XLLitigation. All Requested Documents produced by the Trustee to XL will bedesignated and treated as "Confidential" pursuant to the Confidentiality Order, as setforth herein. (Signed by Judge Gerard E. Lynch on 7/20/2009) (jpo) (Entered:07/20/2009)

10/09/2009 226 CASE MANAGEMENT ORDER NO. 1. This complicated group of related cases hasnow been reassigned to the undersigned from the Honorable Gerard E. Lynchfollowing his elevation to the Second Circuit Court of Appeals. Accordingly, the Courtwill convene a status conference on Friday, October 30, 2009 at 9:30AM in courtroom14-B of the United States Courthouse, 500 Pearl Street, New York, NY 10007.Counsel for each and every party to each and every lawsuit in this MDL (the full list ofwhich is here attached) must appear in person at the conference unless they havepreviously advised the Court, by letter mailed no later than October 21, 2009, that theyhave delegated all authority to another counsel for all matters likely to arise at theconference (which will include apprising the Court of the status of each case,including any outstanding motions, discovery, and the like, and will also includesetting case management schedules for each case, which mayor may not accord withschedules previously set). In this connection, counsel for similarly situated parties arestrongly urged to arrange among themselves for liaison counsel authorized to be theirrepresentatives with the Court for most purposes, as well as a coordinating group ofcounsel who can have authority over common issues, failing which the Court willappoint liaisons and coordinators. It appears to the Court in this regard that the casesappear to be grouped in the following general categories: shareholder actions,customer actions, insurer actions, Krys actions, and Miller actions. Proposals fornomination of such liaisons and coordinators, as well as suggestions as to how theyshall be organized and paid, should be forwarded to the Court by letters mailed nolater than October 21, 2009. Given the number, breadth, and complexity of thesecases, the Court is convinced that a Special Master, having substantial authority overthe coordination of these cases, needs to be appointed to address the kinds of mattersspecified in Federal Rule of Civil Procedure 53(a) (1). At the same time, the Court isconvinced that the duties of such a Special Master can be accomplished by a singleindividual assisted by no more than one associate so that the fees and expenses of sucha Special Master, which will be borne by the parties, are carefully contained. TheCourt is already considering several candidates for the role of Special Master, butwould also welcome suggestions from the parties pursuant to Federal Rule of CivilProcedure 53 (b) (1). Such suggestions, including appropriate background materialsand confirmation that no conflicts are present, should be submitted by either theproposers or the candidates to the Court by letters mailed no later than October 21,2009. After hearing argument, the Court expects to appoint such a Special Master atthe conference scheduled for October 30, 2009. Status Conference set for 10/30/2009at 09:30 AM in Courtroom 14B, 500 Pearl Street, New York, NY 10007 before JudgeJed S. Rakoff. (Signed by Judge Jed S. Rakoff on 10/9/09) Filed In Associated Cases:1:07-md-01902-JSR et al.(rjm) (Entered: 10/09/2009)

10/29/2009 227 CASE MANAGEMENT ORDER No. 2. After considering the submissions of theparties, the Court is tentatively of the view that, given the considerable complexity ofthe group of cases here joined under the umbrella of In re Refco Securities Litigation,

the Court should appoint two Special Masters: Professor Daniel Capra (the candidateproposed by several of the parties) to handle and issue Reports and Recommendationson all substantive motions, and the Honorable Ronald Hedges, former MagistrateJudge of the District of New Jersey, to handle all case management matters, resolvediscovery disputes, decide non-substantive motions, and handle all miscellaneousmatters not handled by the Court. If any party has any objection to this proposal, suchparty should raise the objection at the in-court conference being held tomorrow at9:30AM. Professor Capra's time will be billed at $500/hour and Judge Hedges' timewill be billed at the reduced rate of $400/hour. They will also be authorized to eachhire an associate attorney to assist them at a rate not to exceed $300.00 per hour. Sincethese charges will be borne by the parties and must be paid promptly on a monthlybasis, the Court's tentative plan is to create a fund for this purpose, to whichcontributions would initially be made equally by plaintiffs and defendants, subject toreallocation at the conclusion of the case. If any party has any objection to thisproposal or has an alternative payment proposal, such party, again, should raise suchmatter at tomorrow's in-court conference. In-Court Conference set for 10/30/2009 at09:30 AM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 10/29/09)Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 10/29/2009)

11/02/2009 228 CASE MANAGEMENT ORDER NO. 3 regarding the procedures to be followed thatshall govern the handling of this Case Management Order No. 3, and as further setforth. Conference set for 1/13/2010 at 04:00 PM before Judge Jed S. Rakoff. (Signedby Judge Jed S. Rakoff on 11/2/09) Filed In Associated Cases: 1:07-md-01902-JSR etal.(rjm) (Entered: 11/03/2009)

11/04/2009 229 DECLARATION OF RONALD J. HEDGES. RONALD J. HEDGES, of full age,declares and states under penalty of perjury: 1. I have reviewed 28 U.S.C. Section 455.2. I have been engaged in the representation of Credit Suisse in a matter unrelated tothis proceeding, and I have recused myself from any matter related to Credit Suisse inthis proceeding. 3. I have no personal bias or prejudice concerning a party or personalknowledge of disputed evidentiary facts concerning this proceeding. 4. I did not serveas a lawyer in any matter in controversy nor am I aware of any lawyer with who I hadbeen associated having served as such a lawyer. 5. I have no personal or fiduciaryinterest as defined in Section 455(d) in this proceeding. Filed In Associated Cases:1:07-md-01902-JSR et al.(rjm) (Entered: 11/04/2009)

11/09/2009 230 CASE MANAGEMENT ORDER #4 Pursuant to Case Management Order #3, thedefendants have created a Defendants' Coordinating Committee as set forth in theletter dated November 6, 2009 attached hereto. (As stated in the letter, the insurershave decided not to create a separate committee but rather to join the Defendants'Coordinating Committee.) The Court approves all of this and hereby designates PhilipD. Anker, Esq. as liaison to the Court and Special Masters on behalf of the Defendants'Coordinating Committee. SO ORDERED. (Signed by Judge Jed S. Rakoff on11/9/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi) (Entered:11/10/2009)

11/09/2009 231 CASE MANAGEMENT PLAN ORDER Pursuant to Case Management Order #3, theplaintiffs have submitted a list (here attached) of the members of the Plaintiffs'Coordinating Committee. The Court confirms its prior approval of this committee andhereby designates David J. Molton, Esq. as liaison to the Court and Special Masters onbehalf of the Plaintiffs' Coordinating Committee. SO ORDERED (Signed by Judge

Jed S. Rakoff on 11/9/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi)(Entered: 11/10/2009)

11/24/2009 232 PROTECTIVE ORDER... regarding procedures to be followed that shall govern thehandling of confidential material... (Signed by Ronald J. Hedges, Special Master on11/23/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered:11/24/2009)

11/24/2009 233 NOTICE OF APPEARANCE by Judith Leonore Mogul on behalf of Robert C.Trosten, Robert Trosten, Robert C. Trosten (Attachments: # 1 Certificate ofService)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Mogul, Judith) (Entered:11/24/2009)

11/24/2009 234 CASE MANAGEMENT ORDER #6: Pursuant to Case Management Order #3, theCourt hereby appoints the firm of Ball Baker Leake LLP, and more particularly JanicePage, CPA, to serve as the Case Accountant and handle such accounting and taxmatters pertaining to this case as the Court and/or Special Masters direct. In theinterim, the Court orders that the Plaintiffs' Coordinating Committee and theDefendants' Coordinating Committee each contribute $60,000 to the Case Accountantby no later than December 4, 2009 for deposit in the aforementioned bank accountsand that the $60,000 from the Defendants' Coordinating Committee be assessed inaccordance with the "bucket approach" set forth in the letter from Philip D. Anker,Esq., dated November 13, 2009, subject to reconsideration at the January 13conference. Finally, whenever the aforementioned bank accounts used to pay theSpecial Masters et al. have a balanced below $120,000, the Case Accountant willarrange for the parties to replenish the accounts to bring them to a $120,000 balance.(Signed by Judge Jed S. Rakoff on 11/22/2009) Filed In Associated Cases: 1:07-md-0 1 902-JSR et al.(rw) (Entered: 11/24/2009)

12/02/2009 235 CASE MANAGEMENT ORDER #7. The Court has received the bills from theSpecial Masters and Special Master Capra's associate, Mr. Douglas Parker, which willbe docketed for the parties' review. Any party who wishes to object to any bill mustsubmit such objection to the Court in writing no later than one week from today, onDecember 9, 2009. If no objections are received, the Case Accountant will beauthorized to pay the bills out of the established account. The Court has provided astandard format that will be used for all subsequent bills. In future, the bills will bedocketed no later than the fifth business day of the month. The parties will have oneweek from the date on which the bills are docketed to submit objections to the Court inwriting. (Signed by Judge Jed S. Rakoff on 12/2/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 12/03/2009)

12/07/2009 236 CASE MANAGEMENT ORDER #8. The Court hereby directs liaison counsel for,respectively, the Plaintiffs' Coordinating Committee and the Defendants' CoordinatingCommittee to hereinafter be responsible for collecting the individual contributionchecks from the parties for each month's required payment to the reimbursementaccount being maintained by the Case Accountant and for then timely sending to theCase Accountant each month one check for that respective committee's entire monthlypayment. (Signed by Judge Jed S. Rakoff on 12/4/09) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 12/07/2009)

12/14/2009 237 MOTION for Barbara Moses to Withdraw as Attorney for Robert C. Trosten.Document filed by Robert C. Trosten, Robert Trosten, Robert C. Trosten.Filed In

Associated Cases: 1:07-md-01902-JSR et al.(Moses, Barbara) (Entered: 12/14/2009)

12/14/2009 238 DECLARATION of Barbara Moses in Support re: (203 in 1:07-cv-11604-JSR)MOTION for Barbara Moses to Withdraw as Attorney.. Document filed by Robert C.Trosten, Robert Trosten, Robert C. Trosten. Filed In Associated Cases: 1:07-md-0 1 902-JSR et al. (Moses, Barbara) (Entered: 12/14/2009)

12/14/2009 239 CERTIFICATE OF SERVICE of Notice of Withdrawal and Declaration of BarbaraMoses on 12-14-09. Document filed by Robert C. Trosten. (Moses, Barbara) (Entered:12/14/2009)

12/15/2009 240 PROTECTIVE ORDER... regarding procedures to be followed that shall govern thehandling of confidential material .... (Signed by Special Master Judge Ronald Hedgeson 11/23/2009) (Signed by Judge Jed S. Rakoff on 12/15/2009) Filed In AssociatedCases: 1:07-md-01902-JSR et al.(jmi) (Entered: 12/15/2009)

12/15/2009 241 CASE MANAGEMENT ORDER # 9 Pursuant to Case Management Order # 7, thetime for objections to the bills of the Special Masters and Mr. Parker for servicesrendered in November 2009 has elapsed. Since the Court did not receive any objectionto those bills, the Court hereby directs the Case Accountant to pay the bills forthwith.The Court further directs the Case Accountant to arrange for the parties to send herfurther contributions to the established account, divided for now equally between thePlaintiffs' Coordinating Committee and the Defendants' Coordinating Committee, inorder to bring the account balance back to $120,000.00 by early January 2010. Thisprocess should also ensue automatically each month thereafter. Pursuant to CaseManagement Order #8, liaison counsel are responsible for coordinating thecontributions for their respective committees. SO ORDERED. (Signed by Judge Jed S.Rakoff on 12/15/2009) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jmi)(Entered: 12/16/2009)

12/17/2009 242 CASE MANAGEMENT ORDER #10. Pursuant to Case Management Order #6, theCase Accountant established an interest-bearing account in which to hold fundscontributed by the Plaintiffs' and Defendants' Coordinating Committees. However, theCourt has been advised by the Case Accountant that the cost of preparing the requiredtax return on an interest-bearing account will exceed the income earned by thataccount at its current interest rate of 0.4%. Therefore, the Court directs that, prior toJanuary 1, 2010, the Case Account transfer the case-related funds to a non-interest-bearing account. Should interest rates rise sufficiently to change this calculus, theCourt will revisit the issue. (Signed by Judge Jed S. Rakoff on 12/16/09) Filed InAssociated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 12/17/2009)

01/07/2010 243 CASE MANAGEMENT ORDER #11. The Court has received the bills from theSpecial Masters for the month of December, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on January 12, 2010. If noobjections are received, the Case Accountant will be authorized to pay the bills out ofthe established account. (Signed by Judge Jed S. Rakoff on 1/5/10) Filed In AssociatedCases: 1:07-md-01902-JSR et al.(rjm) (Entered: 01/07/2010)

01/08/2010 244 NOTICE OF APPEARANCE by Gates Salyers Hurand on behalf of Robert C.Trosten, Robert Trosten, Robert C. Trosten (Attachments: # 1 Certificate ofservice)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Hurand, Gates) (Entered:

01/08/2010)

01/13/2010 245 MOTION for Rachel Korenblat to Withdraw as Attorney for Robert C. Trosten.Document filed by Robert C. Trosten, Robert Trosten, Robert C. Trosten.(Attachments: # 1 Text of Proposed Order, # 2 Certificate of Service)Filed InAssociated Cases: 1:07-md-01902-JSR et al.(Hurand, Gates) (Entered: 01/13/2010)

01/13/2010 246 DECLARATION of Rachel Korenblat in Support re: (213 in 1:07-cv-11604-JSR)MOTION for Rachel Korenblat to Withdraw as Attorney.. Document filed by RobertC. Trosten, Robert Trosten, Robert C. Trosten. (Attachments: # 1 Certificate ofService)Filed In Associated Cases: 1:07-md-01902-JSR et al.(Hurand, Gates)(Entered: 01/13/2010)

01/21/2010 247 CASE MANAGEMENT ORDER NO. 12. The Court hereby orders that the allocationbetween the two committees remain equally divided. The parties agree that inmonetary terms the amount in dispute is modest. Since the Court will, if appropriate,reallocate the division of contributions at the close of the case, no reason has beensuggested to the Court that the amount here in dispute is sufficiently material towarrant changing the arrangements already in place. Likewise, the Court findsunpersuasive the arguments of counsel for the EMF Parties to tamper with theallocations presently in place within the defendants group, which were brought aboutonly after extensive negotiations and have been accepted by almost all defendants.Again, however, the Court emphasizes that the current allocations are subject tosubsequent reallocation at the close of the case if warranted. (Signed by Judge Jed S.Rakoff on 1/20/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)(Entered: 01/21/2010)

01/21/2010 248 CASE MANAGEMENT ORDER #13. Pursuant to Case Management Order #11, thetime for objections to the bills of the Special Masters for services rendered inDecember 2009 has elapsed. Since the Court did not receive any objection to thosebills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signedby Judge Jed S. Rakoff on 1/21/10) Filed In Associated Cases: 1:07-md-01902-JSR etal.(rjm) (Entered: 01/22/2010)

01/25/2010 249 CASE MANAGEMENT ORDER NO. 14. Pursuant to Case Management Order #3,the next in-court status conference will be held on 3/10/10 at 4:00pm. Items to beadded to the agenda for that meeting should be submitted to the Special Masters inaccordance with Case Management Order #3. Status Conference set for 3/10/2010 at04:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoff on 1/25/10)Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 01/26/2010)

01/29/2010 250 SPECIAL MASTER ORDER GRANTING LEAVE TO WITHDRAW: the Motionfor Leave to Withdraw Barbara Moses as Counsel for Defendant Robert Trosten isgranted, and Barbara Moses is hereby granted leave to withdraw as counsel for RobertTrosten in the above-captioned actions. No further notices shall be given or required ofMs. Moses in the actions, and no documents or other pleadings in the actions shall beserved upon Ms. Moses. ORDER granting (656) Motion to Withdraw as Attorney.Attorney Barbara Moses terminated in case 1:05-cv-08626-JSR; granting (132)Motion to Withdraw as Attorney. Attorney Barbara Moses terminated in case 1:05-cv-08988-JSR; granting (245) Motion to Withdraw as Attorney. Attorney Barbara Mosesterminated in case 1:06-cv-00643-GEL; granting (143) Motion to Withdraw asAttorney. Attorney Barbara Moses terminated in case 1:07-cv-08165-JSR; granting

(134) Motion to Withdraw as Attorney. Attorney Barbara Moses terminated in case1:07-cv-08686-JSR; granting (213) Motion to Withdraw as Attorney. AttorneyBarbara Moses terminated in case 1:07-cv-11604-JSR; granting (526) Motion toWithdraw as Attorney. Attorney Barbara Moses terminated in case 1:07-md-01902-JSR. (Signed by Hon. Ronald Hedges, Special Master on 1/29/10) Filed In AssociatedCases: 1:07-md-01902-JSR et al.(db) (Entered: 01/29/2010)

02/09/2010 251 CASE MANAGEMENT ORDER #15. The Court has received the bills from theSpecial Masters for the month of January, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on February 11, 2010. If noobjections are received, the Case Accountant will be authorized to pay the bills out ofthe established account. (Signed by Judge Jed S. Rakoff on 2/4/10) Filed In AssociatedCases: 1:07-md-01902-JSR et al.(rjm) (Entered: 02/09/2010)

02/23/2010 252 CASE MANAGEMENT ORDER #16. Pursuant to Case Management Order #15, thetime for objections to the bills of the Special Masters for services rendered in January2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 2/22/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)(Entered: 02/23/2010)

03/02/2010 253 ORDER OF WITHDRAWAL OF ATTORNEY. IT IS ORDERED that David E.Mollon is withdrawn as counsel for Defendants Grant Thornton LLP and Mark Ramlerin the above-captioned actions. The Clerk of the Court is directed to terminate Mr.Mollon as counsel of record in each of the above-captioned actions, and no furthernotices, documents or pleadings shall be served upon him. Catherine Joyce and BethTagliamonti will replace Mr. Mollon on any and all committees on which he served inconnection with the above-captioned actions. Attorney Catherine W. Joyce for GrantThornton LLP, Mark Ramler and Beth Ann Tagliamonti for Grant Thornton LLP,Mark Ramler, added. Attorney David Emilio Mollon terminated. (Signed by RonaldHedges, Special Master on 2/26/10) Filed In Associated Cases: 1:07-md-01902-JSR etal.(rjm) (Entered: 03/02/2010)

03/03/2010 254 CASE MANAGEMENT ORDER NO. 17. The Court has received the bills from theSpecial Masters for the month of February, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on March 9, 2010. If no objectionsare received, the Case Accountant will be authorized to pay the bills out of theestablished account. (Signed by Judge Jed S. Rakoff on 3/2/10) Filed In AssociatedCases: 1:07-md-01902-JSR et al.(rjm) (Entered: 03/03/2010)

03/18/2010 255 CASE MANAGEMENT ORDER #18. Pursuant to Case Management Order #17, thetime for objections to the bills of the Special Masters for services rendered in February2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 3/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)(Entered: 03/18/2010)

03/19/2010 256 CASE MANAGEMENT ORDER NO. 19. Pursuant to Case Management Order #3,the next in-court status conference would normally be scheduled for May 12, 2010 at4:00 p.m. However, the Court is unavailable on that date, and therefore the next

conference will be held on Thursday, May 13, 2010 at 4:00 p.m. Status Conference setfor 5/13/2010 at 04:00 PM before Judge Jed S. Rakoff. (Signed by Judge Jed S. Rakoffon 3/18/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered:03/19/2010)

04/05/2010 257 CASE MANAGEMENT ORDER #20, the Court has received the bills from theSpecial Masters for the month of March, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on 4/9/10. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the establishedaccount. (Signed by Judge Jed S. Rakoff on 4/2/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(cd) (Entered: 04/05/2010)

04/16/2010 258 CASE MANAGEMENT ORDER #21: Pursuant to Case Management Order #20, thetime for objections to the bills of the Special Masters for services rendered inMarch2010 has elapsed. Since the Court did not receive any objection to those bills,the Court hereby directs the Case Accountant to pay the bills forthwith. (Signed byJudge Jed S. Rakoff on 4/16/10) Filed In Associated Cases: 1:07-md-01902-JSR etal.(db) (Entered: 04/16/2010)

05/04/2010 259 CASE MANAGEMENT ORDER #22. The Court has received the bills from theSpecial Masters for the month of April, which will be docketed for the parties' review.Any party who wishes to object to any bill must submit such objection to the Court inwriting no later than one week from today, on May 11, 2010. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the establishedaccount. (Signed by Judge Jed S. Rakoff on 5/4/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 05/04/2010)

05/18/2010 260 ORDER. In any civil action filed in, removed to, or transferred to this District as arelated case, "initiating" counsel (whether of an original complaint or of a petition forremoval) shall, within thirty (30) days of filing or transfer, engage in a 26(f) meet andconfer and report to Special Master Hedges. Reports shall be sent to Special MasterHedges via electronic mail at [email protected] . (Signed by Hon. Ronald J. Hedges,Special Master on 5/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)(Entered: 05/18/2010)

05/24/2010 261 CASE MANAGEMENT ORDER #23. Pursuant to Case Management Order #22, thetime for objections to the bills of the Special Masters for services rendered in April2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 5/21/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)(Entered: 05/24/2010)

06/04/2010 262 CASE MANAGEMENT ORDER NO. 24. The Court has received the bills from theSpecial Masters for the month of May, which will be docketed for the parties' review.Any party who wishes to object to any bill must submit such objection to the Court inwriting no later than one week from today, on June 10, 2010. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the establishedaccount. (Signed by Judge Jed S. Rakoff on 6/3/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 06/04/2010)

06/15/2010 263 CASE MANAGEMENT ORDER NO. 25. Pursuant to Case Management Order #24,

the time for objections to the bills of the Special Masters for services rendered in May2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 6/11/10) Filed In Associated Cases: 1:07-md-01902-JSR et al. (rjm)(Entered: 06/16/2010)

06/18/2010 264 ORDER. The Clerk of the Court shall file and serve upon all parties in theMultidistrict Litigation, In re Refco Securities Litigation, No. 07 MD 1902 (JSR) (the"MDL") and each and everyone of the Member / Related / Consolidated cases listedabove and any other Member / Related / Consolidated cases affiliated with 07 MD1902(JSR), a copy of this Order and the attached Notice of Settlement of Order (the"Notice of Settlement of Order"), along with its attachment, which, in accordance withthe direction of the United States Bankruptcy Court, has been submitted, by way of theNotice of Settlement of Order, to Judge Drain of the United States Bankruptcy Courtfor the Southern District of New York for signature. Such service by the Clerk shall bedeemed good, due and proper service of the attached Notice of Settlement of Order onall parties, counsel and other persons receiving such service, sufficient to require suchparties, counsel and other persons to take note of the attached Notice of Settlement ofOrder and to require them to respond thereto as and if appropriate. Any failure by anyparty receiving such Notice of Settlement of Order to timely object in accordance withthe Notice of Settlement of Order shall be a waiver of any such objection. (Signed byRonald Hedges, Special Master on 6/18/10) Filed In Associated Cases: 1:07-md-0 1 902-JSR et al.(rjm) (Entered: 06/22/2010)

06/18/2010 Transmission to Docket Assistant Clerk. Transmitted re: (754 in 1:07-md-01902-JSR,40 in 1:09-cv-02880-JSR, 60 in 1:09-cv-02909-JSR, 37 in 1:09-cv-02937-JSR, 150 in1:05-cv-08988-JSR, 17 in 1:10-cv-03594-JSR, 264 in 1:06-cv-00643-GEL, 37 in 1:09-cv-02877-JSR, 39 in 1:09-cv-02952-JSR, 50 in 1:09-cv-02896-JSR, 37 in 1:09-cv-02893-JSR, 48 in 1:09-cv-02914-JSR, 49 in 1:09-cv-02917-JSR, 65 in 1:05-cv-09327-GEL, 84 in 1:07-cv-07074-JSR, 39 in 1:09-cv-02902-JSR, 57 in 1:09-cv-02948-JSR,45 in 1:09-cv-02928-JSR, 50 in 1:09-cv-02934-JSR, 58 in 1:09-cv-02890-JSR, 44 in1:09-cv-02929-JSR, 453 in 1:08-cv-03086-JSR, 40 in 1:09-cv-02950-JSR, 37 in 1:09-cv-02881-JSR, 50 in 1:09-cv-02901-JSR, 37 in 1:09-cv-02938-JSR, 37 in 1:09-cv-02932-JSR, 72 in 1:09-cv-02922-JSR, 40 in 1:09-cv-08495-JSR, 42 in 1:09-cv-02892-JSR, 47 in 1:09-cv-02883-JSR, 50 in 1:09-cv-02869-GEL, 39 in 1:09-cv-02886-JSR,37 in 1:09-cv-02873-JSR, 40 in 1:09-cv-02871-JSR, 39 in 1:09-cv-02958-JSR, 39 in1:09-cv-02867-JSR, 40 in 1:09-cv-02911-JSR, 76 in 1:07-cv-08663-JSR, 187 in 1:08-cv-03821-JSR, 55 in 1:08-cv-03242-JSR, 46 in 1:09-cv-02872-JSR, 75 in 1:08-cv-04252-JSR, 44 in 1:09-cv-02899-JSR, 37 in 1:09-cv-02908-JSR, 50 in 1:09-cv-02879-JSR, 55 in 1:09-cv-02946-JSR, 39 in 1:09-cv-02924-JSR, 45 in 1:09-cv-02930-JSR,37 in 1:09-cv-02910-JSR, 151 in 1:07-cv-07924-JSR, 50 in 1:09-cv-02876-JSR, 71 in1:09-cv-02920-JSR, 39 in 1:09-cv-02955-JSR, 42 in 1:09-cv-02891-JSR, 54 in 1:08-cv-10494-JSR, 47 in 1:09-cv-02919-JSR, 107 in 1:09-cv-02866-JSR, 50 in 1:09-cv-02904-JSR, 37 in 1:09-cv-02931-JSR, 56 in 1:09-cv-02926-JSR, 39 in 1:09-cv-02957-JSR, 39 in 1:09-cv-02868-JSR, 44 in 1:09-cv-02936-JSR, 37 in 1:09-cv-02918-JSR,37 in 1:09-cv-02941-JSR, 50 in 1:09-cv-02895-JSR, 37 in 1:09-cv-02944-JSR, 147 in1:07-cv-06767-JSR, 37 in 1:09-cv-02875-JSR, 57 in 1:09-cv-02894-JSR, 49 in 1:08-cv-10495-GEL, 46 in 1:09-cv-02870-JSR, 41 in 1:09-cv-02906-JSR, 386 in 1:08-cv-03065-JSR, 166 in 1:07-cv-08165-JSR, 43 in 1:09-cv-02947-JSR, 39 in 1:09-cv-02903-JSR, 41 in 1:08-cv-09810-JSR, 37 in 1:09-cv-02912-JSR, 39 in 1:09-cv-02921-JSR, 50 in 1:09-cv-02889-JSR, 235 in 1:07-cv-11604-JSR, 46 in 1:09-cv-02874-JSR,

40 in 1:09-cv-02925-JSR, 39 in 1:09-cv-02956-JSR, 51 in 1:09-cv-02916-JSR, 115 in1:08-cv-04196-JSR, 37 in 1:09-cv-02935-JSR, 39 in 1:09-cv-02884-JSR, 41 in 1:09-cv-02951-JSR, 45 in 1:09-cv-02882-JSR, 72 in 1:09-cv-02885-JSR, 46 in 1:09-cv-02888-JSR, 48 in 1:09-cv-02939-JSR, 155 in 1:07-cv-08686-JSR, 37 in 1:09-cv-02905-JSR, 48 in 1:09-cv-02878-JSR, 39 in 1:09-cv-02913-JSR, 102 in 1:08-cv-05252-JSR, 58 in 1:07-cv-09238-JSR, 46 in 1:09-cv-02933-JSR, 37 in 1:09-cv-02907-JSR, 45 in 1:09-cv-02915-JSR, 90 in 1:08-cv-08267-JSR, 41 in 1:09-cv-02942-JSR,37 in 1:09-cv-02943-GEL, 39 in 1:09-cv-02953-JSR, 59 in 1:08-cv-08784-GEL, 39 in1:09-cv-02940-JSR, 48 in 1:09-cv-02897-JSR, 41 in 1:09-cv-02949-JSR, 57 in 1:09-cv-02898-JSR, 126 in 1:05-cv-09608-JSR, 712 in 1:05-cv-08626-JSR, 50 in 1:09-cv-02945-JSR, 42 in 1:07-cv-11343-JSR, 39 in 1:09-cv-02927-JSR, 139 in 1:08-cv-07416-JSR, 46 in 1:09-cv-02887-JSR, 44 in 1:09-cv-02900-JSR, 41 in 1:09-cv-02923-JSR, 44 in 1:09-cv-02954-JSR) Order, to the Docket Assistant Clerk for caseprocessing. Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered:06/22/2010)

07/07/2010 265 CASE MANAGEMENT ORDER NO. 26. The Court has received the bills from theSpecial Masters for the month of June, which will be docketed for the parties' review.Any party who wishes to object to any bill must submit such objection to the Court inwriting no later than one week from today, on July 13, 2010. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the establishedaccount. (Signed by Judge Jed S. Rakoff on 7/6/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 07/08/2010)

07/19/2010 266 CASE MANAGEMENT ORDER NO. 27. Pursuant to Case Management Order #26,the time for objections to the bills of the Special Masters for services rendered in June2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 7/16/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm)(Entered: 07/19/2010)

08/04/2010 267 CASE MANAGEMENT ORDER NO. 28. The Court has received the bills from theSpecial Masters for the month of July, which will be docketed for the parties' review.Any party who wishes to object to any bill must submit such objection to the Court inwriting no later than one week from today, on August 10, 2010. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the establishedaccount. (Signed by Judge Jed S. Rakoff on 8/3/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 08/04/2010)

08/13/2010 268 CASE MANAGEMENT ORDER #29: Pursuant to Case Management Order #28, thetime for objections to the bills of the Special Masters for services rendered in July2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 8/12/10) Filed In Associated Cases: 1:07-md-01902-JSR et al.(db)(Entered: 08/13/2010)

09/03/2010 269 CASE MANAGEMENT ORDER #30: The Court has received the bills from theSpecial Master for the month of August, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on September 9, 2010. If noobjections are received, the Case Accountant will be authorized to pay the bills out ofthe established account. So Ordered (Signed by Judge Jed S. Rakoff on 9/2/2010)

Filed In Associated Cases: 1:07-md-01902-JSR et al.(js) (Entered: 09/03/2010)

09/20/2010 270 CASE MANAGEMENT ORDER #31: Pursuant to Case Management Order #30, thetime for objections to the bills of the Special Masters for services rendered in August2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. So Ordered(Signed by Judge Jed S. Rakoff on 9/17/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js) (Entered: 09/20/2010)

10/15/2010 271 CASE MANAGEMENT ORDER #32: The Court has received the bills from theSpecial Masters for the month of September, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on October 12, 2010. If noobjections are received, the case Accountant will be authorized to pay the bills out ofthe established account. So Ordered (Signed by Judge Jed S. Rakoff on 10/14/2010)Filed In Associated Cases: 1:07-md-01902-JSR et al.(js) (Entered: 10/18/2010)

11/02/2010 272 CASE MANAGEMENT ORDER #33: Pursuant to Case Management Order #32, thetime for objections to the bills of the Special Masters for services rendered inSeptember 2010 has elapsed. Since the Court did not receive any objection to thosebills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signedby Judge Jed S. Rakoff on 11/1/2010) Filed In Associated Cases: 1:07-md-01902-JSRet al. (jfe) (Entered: 11/02/2010)

11/08/2010 273 CASE MANAGEMENT PLAN #34: The Court has received the bills from the SpecialMasters for the month of October, which will be docketed for the parties' review. Anyparty who wishes to object to any bill must submit such objection to the Court inwriting no later than one week from today, on November 12, 2010. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the establishedaccount. (Signed by Judge Jed S. Rakoff on 11/5/2010) Filed In Associated Cases:1:07-md-01902-JSR et al.(jfe) (Entered: 11/09/2010)

11/19/2010 274 CASE MANAGEMENT ORDER #35: Pursuant to Case Management Order #34, thetime for objections to the bills of the Special Masters for services rendered in October2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 11/19/2010) Filed In Associated Cases: 1:07-md-01902-JSR etal.(jpo) (Entered: 11/19/2010)

12/03/2010 275 CASE MANAGEMENT PLAN #36 the Court has received the bills from the SpecialMasters for the month of November, which will be docketed for the parties' review.Any party who wishes to object to any bill must submit such objections to the Court inwriting no later than one week from today, on 12/8/10. If no objections are received,the Case Accountant will be authorized to pay the bills out of the established account.(Signed by Judge Jed S. Rakoff on 12/1/10) Filed In Associated Cases: 1:07-md-0 1 902-JSR et al.(cd) (Entered: 12/03/2010)

12/13/2010 276 CASE MANAGEMENT ORDER #37: Accordingly, while the Court will still render,by January 14, 2011, final decision in the pending "Kirschner" and "Miller" appealsfrom Reports and Recommendations until the Court has determined that it would beprudent to defer ruling on the prior "Krys" appeals from Reports andRecommendations until the Court has heard and determined the appeals from the

December 6 Report and Recommendation. To that end, the Court hereby sets thefollowing briefing schedule for appeals from the December 6 Report andRecommendation: (1) Objections to the Report and Recommendation must be filed byDecember 23, 2010; (2) Responses to the objections must be filed by January 11,2011; (3) Oral argument on the objections will be held on January 18, 2011 at 3:00p.m. The Court will issue a decision shortly thereafter. So Ordered (Signed by JudgeJed S. Rakoff on 12/10/2010) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js)(Entered: 12/14/2010)

12/14/2010 277 CASE MANAGEMENT ORDER #38: Pursuant to Case management Order #36, thetime for objections to the bills of the Special Masters for services rendered inNovember 2010 has elapsed. Since the Court did not receive any objection to thosebills, the Court hereby directs the Case Accountant to pay the bills forthwith. SoOrdered (Signed by Judge Jed S. Rakoff on 12/13/2010) Filed In Associated Cases:1:07-md-01902-JSR et al.(js) (Entered: 12/14/2010)

01/04/2011 278 CASE MANAGEMENT ORDER #40: The Court has received the bills from theSpecial Masters for the month of December, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on January 10, 2010. If noobjections are received, the Case Accountant will be authorized to pay the bills out ofthe established account. (Signed by Judge Jed S. Rakoff on 1/3/2011) Filed InAssociated Cases: 1:07-md-01902-JSR et al.(jfe) (Entered: 01/04/2011)

01/11/2011 279 CASE MANAGEMENT ORDER #41: Pursuant to Case Management Order #40, thetime for objections to the bills of the Special Masters for services rendered in October2010 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. So Ordered(Signed by Judge Jed S. Rakoff on 1/11/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(js) (Entered: 01/13/2011)

02/03/2011 280 CASE MANAGEMENT ORDER #42: The Court has received the bills from theSpecial Masters for the month of January, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on February 10, 2011. If noobjections are received, the Case Accountant will be authorized to pay the bills out ofthe established account. (Signed by Judge Jed S. Rakoff on 2/2/11) Filed In AssociatedCases: 1:07-md-01902-JSR et al.(db) (Entered: 02/03/2011)

02/15/2011 281 CASE MANAGEMENT ORDER #43: Pursuant to Case Management Order #42, thetime for objections to the bills of the Special Masters for services rendered in January2011 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 2/14/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jfe)(Entered: 02/15/2011)

03/02/2011 282 MOTION to Approve (I) Preliminary Approval of Settlement with the THLDefendants, (II) Preliminary Certification of Class for Purposes of Settlement, (III)Approval of Form and Manner of Notice, and (IV) Scheduling a Final ApprovalHearing. Document filed by Arbat Equity Arbitrage Fund Limited, GlobalManagement Worldwide Limited, Russian Investors Securities Limited. (Attachments:# 1 Exhibit Exhibit A)(Bak, Sander) (Entered: 03/02/2011)

03/02/2011 283 MEMORANDUM OF LAW in Support re: 282 MOTION to Approve (I) PreliminaryApproval of Settlement with the THL Defendants, (II) Preliminary Certification ofClass for Purposes of Settlement, (III) Approval of Form and Manner of Notice, and(IV) Scheduling a Final Approval Hearing. MOTION to Approve (I) PreliminaryApproval of Settlement with the THL Defendants, (II) Preliminary Certification ofClass for Purposes of Settlement, (III) Approval of Form and Manner of Notice, and(IV) Scheduling a Final Approval Hearing.. Document filed by Arbat Equity ArbitrageFund Limited, Global Management Worldwide Limited, Russian Investors SecuritiesLimited. (Bak, Sander) (Entered: 03/02/2011)

03/02/2011 284 DECLARATION of Marc Kirschner in Support re: 282 MOTION to Approve (I)Preliminary Approval of Settlement with the THL Defendants, (II) PreliminaryCertification of Class for Purposes of Settlement, (III) Approval of Form and Mannerof Notice, and (IV) Scheduling a Final Approval Hearing. MOTION to Approve (I)Preliminary Approval of Settlement with the THL Defendants, (II) PreliminaryCertification of Class for Purposes of Settlement, (III) Approval of Form and Mannerof Notice, and (IV) Scheduling a Final Approval Hearing.. Document filed by ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, RussianInvestors Securities Limited. (Bak, Sander) (Entered: 03/02/2011)

03/02/2011 285 DECLARATION of Sander Bak in Support re: 282 MOTION to Approve (I)Preliminary Approval of Settlement with the THL Defendants, (II) PreliminaryCertification of Class for Purposes of Settlement, (III) Approval of Form and Mannerof Notice, and (IV) Scheduling a Final Approval Hearing. MOTION to Approve (I)Preliminary Approval of Settlement with the THL Defendants, (II) PreliminaryCertification of Class for Purposes of Settlement, (III) Approval of Form and Mannerof Notice, and (IV) Scheduling a Final Approval Hearing.. Document filed by ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, RussianInvestors Securities Limited. (Attachments: # 1 Exhibit Exhibit 1 (Part 1), # 2 ExhibitExhibit 1 (Part 2), # 3 Exhibit Exhibit 2, # 4 Exhibit Exhibit 3, # 5 Exhibit Exhibit 4(Part 1), # 6 Exhibit Exhibit 4 (Part 2), # 7 Exhibit Exhibit 5 (Part 1), # 8 ExhibitExhibit 5 (Part 2), # 9 Exhibit Exhibit 6)(Bak, Sander) (Entered: 03/02/2011)

03/02/2011 286 CERTIFICATE OF SERVICE of Lead Plaintiffs' Notice of Motion For (I) PreliminaryApproval of Settlement with the THL Defendants, (II) Preliminary Certification ofClass for Purposes of Settlement, (III) Approval of Form and Manner of Notice, and(IV) Scheduling a Final Approval Hearing; Lead Plaintiffs' Memorandum of Law inSupport of Motion For (I) Preliminary Approval of Settlement with the THLDefendants, (II) Preliminary Certification of Class for Purposes of Settlement, (III)Approval of Form and Manner of Notice, and (IV) Scheduling a Final ApprovalHearing; The Declaration of Marc S. Kirschner in Support of Motion For (I)Preliminary Approval of Settlement with the THL Defendants, (II) PreliminaryCertification of Class for Purposes of Settlement, (III) Approval of Form and Mannerof Notice, and (IV) Scheduling a Final Approval Hearing; The Declaration of SanderBak in Support of Motion For (I) Preliminary Approval of Settlement with the THLDefendants, (II) Preliminary Certification of Class for Purposes of Settlement, (III)Approval of Form and Manner of Notice, and (IV) Scheduling a Final ApprovalHearing, And Accompanying Exhibits on March 2, 2011. Document filed by ArbatEquity Arbitrage Fund Limited, Global Management Worldwide Limited, RussianInvestors Securities Limited. (Bak, Sander) (Entered: 03/02/2011)

03/03/2011 287 SPECIAL MASTER ORDER OF WITHDRAWAL OF ATTORNEY: That JamesDavid Reich, Jr. is withdrawn as counsel for Defendant Grant Thornton LLP in theabove-captioned actions. The Clerk of the Court is directed to terminate Mr. Reich as acounsel of record in each of the above-captioned actions, and no further notices,documents or pleadings shall be served upon him. (Signed by Ronald Hedges, SpecialMaster on 3/3/11) Filed In Associated Cases: 1:07-md-01902-JSR, 1:05-cv-08626-JSR, 1:06-cv-00643-GEL(ae) Modified on 3/3/2011 (ae). (Entered: 03/03/2011)

03/07/2011 288 CASE MANAGEMENT ORDER NO. 44. The Court has received the bills from theSpecial Masters for the month of February, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on March 14, 2011. If noobjections are received, the Case Accountant will be authorized to pay the bills out ofthe established account. (Signed by Judge Jed S. Rakoff on 3/7/2011) Filed InAssociated Cases: 1:07-md-01902-JSR et al.(rjm) (Entered: 03/07/2011)

03/21/2011 289 CASE MANAGEMENT ORDER NO. 45. Pursuant to Case Management Order #44,the time for objections to the bills of the Special Masters for services rendered inFebruary 2011 has elapsed. Since the Court did not receive any objection to thosebills, the Court hereby directs the Case Accountant to pay the bills forthwith. (Signedby Judge Jed S. Rakoff on 3/18/2011) Filed In Associated Cases: 1:07-md-01902-JSRet al. (rjm) (Entered: 03/21/2011)

04/04/2011 290 CASE MANAGEMENT ORDER #46: The Court has received the bills from theSpecial Masters for the month of March, which will be docketed for the parties'review. Any party who wishes to object to any bill must submit such objection to theCourt in writing no later than one week from today, on April 11, 2011. If no objectionsare received, the Case Accountant will be authorized to pay the bills out of theestablished account. SO ORDERED. (Signed by Judge Jed S. Rakoff on 4/4/2011)Filed In Associated Cases: 1:07-md-01902-JSR et al.(lnl) (Entered: 04/04/2011)

04/15/2011 291 SPECIAL MASTER'S REPORT. REPORT AND RECOMMENDATION OF THESPECIAL MASTER ON MOTIONS FOR (I) PRELIMINARY APPROVAL OFSETTLEMENT WITH THE THL DEFENDANTS, (II) PRELIMINARYCERTIFICATION OF THE CLASS FOR PURPOSES OF SETTLEMENT, AND (III)APPROVAL OF NOTICE TO THE CLASS. Document filed by Arbat Equity ArbitrageFund Limited, Global Management Worldwide Limited, Russian Investors SecuritiesLimited. (Attachments: # 1 Exhibit 1 (1 of 2), # 2 Exhibit 1 (2 of 2))(Bak, Sander)(Entered: 04/15/2011)

04/25/2011 292 CASE MANAGEMENT PLAN #47: Pursuant to Case Management Order #46, thetime for objections to the bills of the Special Masters for services rendered in March2011 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 4/22/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jpo)(Entered: 04/25/2011)

05/02/2011 293 CASE MANAGEMENT ORDER #48: The Court has received the bills from theSpecial Masters for the month of April, which will be docketed for the parties' review.Any party who wishes to object to any bill must submit such objection to the Court inwriting no later than one week from today, on May 9, 2011. If no objections arereceived, the Case Accountant will be authorized to pay the bills out of the established

account. (Signed by Judge Jed S. Rakoff on 5/2/2011) Filed In Associated Cases:1:07-md-01902-JSR et al.(jpo) (Entered: 05/02/2011)

05/04/2011 294 ORDER PRELIMINARILY APPROVING PROPOSED PARTIAL SETTLEMENT,granting 282 Motion to preliminarily approving partial settlement in the manner that isset forth in this Order. (Signed by Judge Jed S. Rakoff on 5/3/11) (pl) (Entered:05/11/2011)

05/13/2011 295 CASE MANAGEMENT ORDER #49: Pursuant to Case Management Order #49, thetime for objections to the bills of the Special Masters for services rendered in April2011 has elapsed. Since the Court did not receive any objection to those bills, theCourt hereby directs the Case Accountant to pay the bills forthwith. (Signed by JudgeJed S. Rakoff on 5/12/2011) Filed In Associated Cases: 1:07-md-01902-JSR et al.(jpo)(Entered: 05/13/2011)

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