u.s. district court southern district of texas (houston...

US District Court Civil Docket as of April 15, 2019 Retrieved from the court on April 15, 2019

U.S. District Court SOUTHERN DISTRICT OF TEXAS (Houston) CIVIL DOCKET FOR CASE #: 4:14-cv-03428

IN RE: COBALT INTERNATIONAL ENERGY, INC. SECURITIES LITIGATION Assigned to: Judge Nancy F. Atlas Related Cases: 4:14-cv-03488

4:19-cv-00734

Cause: 15:77 Securities Fraud

Date Filed: 11/30/2014 Date Terminated: 02/13/2019 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff St. Lucie County Fire District Firefighters' Pension Trust Fund

represented by St. Lucie County Fire District Firefighters' Pension Trust Fund PRO SE David R Stickney Bernstein Litowitz et al 12481 High Bluff Dr Ste 300 San Diego, CA 92130 858-793-0070 Email: [email protected] TERMINATED: 03/20/2019 ATTORNEY TO BE NOTICED

Plaintiff Fire and Police Retiree Health Care Fund, San Antonio on behalf of themselves and all others similarly situated

represented by David R Stickney (See above for address) TERMINATED: 03/20/2019 ATTORNEY TO BE NOTICED Gerald T Drought Martin & Drought PC 300 Convent St. Ste. 2500 San Antonio, TX 78205 210-227-7591 Fax: 210-227-7924 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Universal Investment Gesellschaft m.b.h.

represented by Matthew Christopher Matheny Provost Umphrey PO Box 4905 Beaumont, TX 77704 409-835-6000 Fax: 409-838-8888 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher Francis Moriarty Motley Rice LLC 28 Bridgeside Blvd Mt Pleasant, SC 29464 843-216-9000 Email: [email protected] ATTORNEY TO BE NOTICED David R Stickney (See above for address) TERMINATED: 03/20/2019 ATTORNEY TO BE NOTICED

Plaintiff Sjunde AP-Fonden represented by Johnston de Forest Whitman , Jr

Kessler Topaz et al 280 King of Prussia Rd Radnor, PA 19087 610-667-7706 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michelle M. Newcomer Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Naumon A Amjed Kessler Topaz Meltzer and Check LLP 280 King of Prussia Road Radnor, PA 19087 610-667-7706 Email: [email protected] LEAD ATTORNEY PRO HAC VICE

ATTORNEY TO BE NOTICED Stuart L. Berman Kessler Topaz Meltzer & Check LLP 280 King of Prussia Rd. Radnor, PA 19087 610-667-7706 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David R Stickney (See above for address) TERMINATED: 03/20/2019 ATTORNEY TO BE NOTICED Richard Eugene Norman Crowley Norman LLP Three Riverway Suite 1775 Houston, TX 77056 713-651-1771 Fax: 713-651-1775 Email: [email protected] TERMINATED: 03/09/2015 ATTORNEY TO BE NOTICED Thomas Robert Ajamie Ajamie LLP 711 Louisiana St Ste 2150 Houston, TX 77002 713-860-1600 Fax: 713-860-1699 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff GAMCO Global Gold, Natural Resources & Income Trust lead plaintiff

represented by Brandon Marsh Bernstein Litowitz Berger & Grossmann LLP 12481 High Bluff Drive Suite 300 San Diego, CA 92130 858-793-0070 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jonathan H Beemer Entwistle & Cappucci LLP 299 Park Avenue 20th Floor New York, NY 10171 212-894-7200 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jordan A Cortez Entwistle & Cappucci LLP 299 Park Avenue 20th Floor New York, NY 10171 212-894-7200 Email: [email protected] TERMINATED: 06/20/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Vincent R Cappucci Entwistle & Cappucci 299 Park Ave 20th Floor New York, NY 10171 212-894-7200 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew J. Entwistle Entwistle & Cappucci LLP 500 W 2nd Street Floor 19 Suite 140 Austin, TX 78701 512-710-5960 Email: [email protected] ATTORNEY TO BE NOTICED David R Stickney (See above for address) TERMINATED: 03/20/2019 ATTORNEY TO BE NOTICED Jonathan D. Uslaner Bernstein Litowitz et al 12481 High Bluff Dr Ste 300

San Diego, CA 92130-3582 858-793-0070 Email: [email protected] ATTORNEY TO BE NOTICED Matthew P. Jubenville Midland Credit Management Inc. 3111 Camino Del Rio North Suite 103 San Diego, CA 92108 858-505-1229 TERMINATED: 01/22/2016 ATTORNEY TO BE NOTICED Thomas Robert Ajamie (See above for address) ATTORNEY TO BE NOTICED

Plaintiff GAMCO Natural Resources, Gold & Income Trust lead plaintiff

represented by Brandon Marsh (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jonathan H Beemer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jordan A Cortez (See above for address) TERMINATED: 06/20/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Vincent R Cappucci (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Andrew J. Entwistle (See above for address) ATTORNEY TO BE NOTICED David R Stickney (See above for address) TERMINATED: 03/20/2019 ATTORNEY TO BE NOTICED

Jonathan D. Uslaner (See above for address) ATTORNEY TO BE NOTICED Matthew P. Jubenville (See above for address) TERMINATED: 01/22/2016 ATTORNEY TO BE NOTICED Thomas Robert Ajamie (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant Joseph H Bryant represented by Karl S Stern

Quinn Emanuel Urquhart Sullivan 711 Louisiana Suite 500 Houston, TX 77002 713-221-7000 Fax: 713-221-7100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David Gerger Gerger Khalil & Hennessy 1001 Fannin Street Ste 2450 Houston, TX 77002 713-224-4400 Email: [email protected] ATTORNEY TO BE NOTICED Emily McLemore Smith Quinn Emanuel Urquhart Sullivan 711 Louisiana Ste 500 Houston, TX 77002 713-221-7000 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant James W Farnsworth represented by Daniel David

Baker Botts LLP 910 Louisiana St Houston, TX 77002

713-229-4055 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling Baker Botts LLP 910 Louisiana Suite 3601 Houston, TX 77002-4995 713-229-1946 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley Baker Botts One Shell Plz 910 Louisiana Street Houston, TX 77002 713-229-1270 Email: [email protected] ATTORNEY TO BE NOTICED Paul R Elliott Baker Botts LLP 910 Louisiana Houston, TX 77002 713-229-1226 Fax: 713-229-2726 Email: [email protected] ATTORNEY TO BE NOTICED Russell Carter Lewis Baker Botts LLP 910 Louisiana St Houston, TX 77002 713-229-1767 Fax: 713-229-2867 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant John P Wilkirson represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Peter R Coneway represented by David D Sterling

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Daniel David (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Henry Cornell represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address)

ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Jack E Golden represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant N John Lancaster represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address)

ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Jon A Marshall represented by Daniel David


Defendant Kenneth W Moore represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis

(See above for address) ATTORNEY TO BE NOTICED

Defendant J Hardy Murchison represented by Daniel David


Defendant Michael G France represented by Daniel David


Defendant

Kenneth A Pontarelli represented by Daniel David (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Scott L Lebovitz represented by Daniel David


Defendant Myles W Scoggins represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant D Jeff Van Steenbergen represented by Daniel David


Defendant Martin H Young, Jr. represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Kathryn Bailey Hutchison represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant William P Utt represented by Daniel David

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David D Sterling (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amy Pharr Hefley (See above for address) ATTORNEY TO BE NOTICED Paul R Elliott (See above for address)

ATTORNEY TO BE NOTICED Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant Cobalt International Energy Inc. represented by Daniel David


Defendant Goldman Sachs Group, Inc. represented by Adam D Gold

Wachtell, Lipton, Rosen & Katz 51 W 52nd St New York, NY 10019 212-403-1046 Email: [email protected] TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Carrie Marie Reilly Wachtell Lipton et al 51 West 52nd St New York, NY 10019 212-403-1000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Cecilia A Glass

Wachtell, Lipton, Rosen & Katz 51 W. 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Garrett Ordower Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] TERMINATED: 04/19/2017 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED George T Conway , III Wachtell, Lipton, Rosen & Katz 51 West 52nd St New York, NY 10019 212-403-1260 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED John F Lynch Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marc Wolinsky Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Paul Vicarrondo

Wachtell, Lipton, Rosen & Katz 51 W. 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Ronald L. Oran , Jr Gardere Wynne Sewell LLP 1000 Louisiana St Suite 2000 Houston, TX 77002 713-276-5983 Email: [email protected] LEAD ATTORNEY Scott Musoff Skadden Arps et al Four Times Square New York, NY 10036 212-735-7852 TERMINATED: 07/24/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Corey Jared Banks Wachtell Lipton et al 51 West 52nd St New York, NY 10019 212-403-1000 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant Riverstone Holdings LLC represented by Adam D Gold

(See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Carrie Marie Reilly (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Cecilia A Glass (See above for address) LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED Garrett Ordower (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John F Lynch (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marc Wolinsky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Paul Vicarrondo (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Corey Jared Banks (See above for address) ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant The Carlyle Group represented by Janine Marie Pierson

Williams & Connolly LLP 725 12th Street NW Washington, DC 20005 202-434-5099 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert A Van Kirk Williams and Connolly LLP 725 12th St NW Washington, DC 20005 202-434-5163 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Shifali Baliga Williams Connolly LP 725 12th Street NW Washington, DC 2005 202-434-5565 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED George Anthony Borden Williams & Connolly LLP 725 Twelfth St NW Washington, DC 20005 202-434-5000 Fax: 202-434-5029 fax Email: [email protected] ATTORNEY TO BE NOTICED John Sievert Williams Williams and Connolly LLP 725 Twelfth St NW Washington, DC 20005 202-434-5000 Email: [email protected] ATTORNEY TO BE NOTICED Kristin L Saetveit Williams Connolly LLP 725 12th St. NW Washington, DC 20005 202-434-5209 Email: [email protected] ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant

First Reserve Corporation represented by Adam D Gold (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY

Defendant KERN Partners Ltd. represented by Adam D Gold

(See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY

Defendant GS Capital Partners V Fund, L.P. represented by Adam D Gold


Defendant GS Capital Partners V Offshore Fund, L.P.

represented by Adam D Gold (See above for address)

TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY

Defendant GS Capital Partners V Institutional, L.P.

represented by Adam D Gold (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY

Defendant GS Capital Partners V GmbH & Co. KG


Defendant GS Capital Partners VI Fund, L.P. represented by Adam D Gold

(See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY

ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY

Defendant GS Capital Partners VI Offshore Fund, L.P.


Defendant GS Capital Partners VI Parallel, L.P. represented by Adam D Gold


Defendant GS Capital Partners VI GmbH & Co. KG

represented by Adam D Gold (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED

George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY

Defendant Carlyle/Riverstone Global Energy and Power Fund III, L.P.


Defendant C/R Energy III Cobalt Partnership, L.P.


Defendant Riverstone Energy Coinvestment III, L.P.

represented by Adam D Gold (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr

(See above for address) LEAD ATTORNEY

Defendant Carlyle Energy Coinvestment III, L.P. represented by Robert A Van Kirk

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED George Anthony Borden (See above for address) ATTORNEY TO BE NOTICED John Sievert Williams (See above for address) ATTORNEY TO BE NOTICED

Defendant C/R Cobalt Investment Partnership, L.P.

represented by Adam D Gold (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) LEAD ATTORNEY Russell Carter Lewis (See above for address) ATTORNEY TO BE NOTICED

Defendant C/R Energy Coinvestment II, L.P. represented by Adam D Gold

(See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ronald L. Oran , Jr

(See above for address) LEAD ATTORNEY

Defendant First Reserve Fund XI, L.P. represented by Adam D Gold


Defendant FR XI Onshore AIV, L.P. represented by Adam D Gold


Defendant KERN Cobalt Co-Invest Partners AP LP


Defendant Goldman Sachs & Co. represented by Charles W Schwartz

Skadden Arps et al 1000 Louisiana Suite 6800 Houston, TX 77002 713-655-5160 Fax: 713-483-9160 Email: [email protected] TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner Skadden, Arps, Slate, Meagher & Flom LLP (NYC) Four Times Square 42nd floor New York, NY 10036 212 735 2628 Fax: 212 735 2000 Email: [email protected] TERMINATED: 07/24/2018 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Noelle M Reed Skadden, Arps, Slate, Meagher & Flom LLP 1000 Louisiana Street Suite 6800 Houston, TX 77002 713-655-5122 Fax: 713-655-5200 Email: [email protected] TERMINATED: 07/24/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Paul J Dobrowski Dobrowski LLP 4601 Washington Avenue Suite 300 Houston, TX 77007 713-659-2900 Fax: 713-659-2908 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ronald L. Oran , Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant Morgan Stanley & Co. LLC represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L Spaziano Skadden, Arps, State, Meagher & Flom LLP 1440 New York Avenue N.W. Washington, DC 20005 2023717872 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Credit Suisse Securities (USA) LLC represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Citigroup Global Markets Inc. represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant J.P. Morgan Securities LLC represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Tudor, Pickering, Holt & Co. Securities, Inc.

represented by Charles W Schwartz (See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Deutsche Bank Securities Inc. represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant RBC Capital Markets, LLC represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant UBS Securities LLC represented by Charles W Schwartz


Defendant Howard Weil Incorporated represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Stifel, Nicolaus & Company, Incorporated

represented by Charles W Schwartz (See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Capital One Southcoast, Inc. represented by Charles W Schwartz

(See above for address) TERMINATED: 12/31/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jay B. Kasner (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer L Spaziano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Noelle M Reed (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Scott Musoff (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Lazard Capital Markets LLC represented by Charles W Schwartz


Defendant FRC Founders Corporation represented by Carrie Marie Reilly

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Cecilia A Glass (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Garrett Ordower (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John F Lynch (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marc Wolinsky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Paul Vicarrondo (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Corey Jared Banks (See above for address) ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) ATTORNEY TO BE NOTICED

Defendant ACM Ltd. represented by Carrie Marie Reilly

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Cecilia A Glass Wachtell, Lipton, Rosen & Katz 51 W. 52nd Street New York, NY 10019 212-403-1000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Garrett Ordower (See above for address) TERMINATED: 04/19/2017 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED George T Conway , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED John F Lynch (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Marc Wolinsky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Paul Vicarrondo (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Corey Jared Banks (See above for address) ATTORNEY TO BE NOTICED Ronald L. Oran , Jr (See above for address) ATTORNEY TO BE NOTICED

Movant KBC Asset Management NV represented by Matthew Christopher Matheny

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant Equity-League Pension Trust Fund represented by Allan Brent Diamond

Diamond McCarthy LLP 909 Fannin Suite 3700 Houston, TX 77010

713-333-5100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Interested Party Nader Tavakoli, acting solely in his capacity as Lead Member and Chairman of the Plan Administrator Committee of Cobalt International Energy, Inc., et al. c/o Shari L. Heyen Greenberg Traurig, LLP 1000 Louisiana Street, Suite 1700 Houston, TX 77002 713-374-3500 Counsel for Nader Tavakoli, acting solely in his capacity as Lead Member and Chairman of the Plan Administrator Committee of Cobalt International Energy, Inc., et al.

represented by Shari L Heyen Greenberg Traurig LLP 1000 Louisiana Ste 1700 Houston, TX 77002 713-374-3500 Fax: 713-374-3505 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Karl G Dial Greenberg Traurig LLP 2200 Ross Avenue Suite 5200 Dallas, TX 75201 214-665-3611 Fax: 214-665-3601 Email: [email protected] ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/30/2014 1 COMPLAINT against All Defendants (Filing fee $ 400 receipt number 0541-14115165) filed by Fire and Police Retiree Health Care Fund, San Antonio. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Civil Cover Sheet)(Drought, Gerald) (Entered: 11/30/2014)

11/30/2014 2 Request for Issuance of Summons as to All Defendants, filed. (Attachments: # 1 Request for Issuance of Summons, # 2 Request for Issuance of Summons, # 3 Request for Issuance of Summons, # 4 Request for Issuance of Summons, # 5 Request for Issuance of Summons, # 6 Request for Issuance of Summons, # 7 Request for Issuance of Summons, # 8 Request for Summons, # 9 Request for Summons, # 10 Request for Issuance of Summons, # 11 Request for Issuance of Summons, # 12 Request for Issuance of Summons, # 13 Request for Issuance of Summons, # 14 Request for Issuance of Summons, # 15 Request for Issuance of Summons, # 16 Request for Issuance of Summons, # 17 Request for Issuance of Summons, # 18 Request for Issuance of Summons, # 19 Request for Issuance of Summons, # 20 Request for Issuance of Summons, # 21 Request for Issuance of Summons, # 22 Request for Issuance of Summons, # 23 Request for Issuance of

Summons, # 24 Request for Issuance of Summons, # 25 Request for Issuance of Summons, # 26 Request for Issuance of Summons, # 27 Request for Issuance of Summons, # 28 Request for Issuance of Summons, # 29 Request for Issuance of Summons, # 30 Request for Issuance of Summons, # 31 Request for Issuance of Summons, # 32 Request for Issuance of Summons, # 33 Request for Issuance of Summons, # 34 Request for Issuance of Summons, # 35 Request for Issuance of Summons, # 36 Request for Issuance of Summons, # 37 Request for Issuance of Summons, # 38 Request for Issuance of Summons, # 39 Request for Issuance of Summons, # 40 Request for Issuance of Summons, # 41 Request for Issuance of Summons, # 42 Request for Issuance of Summons, # 43 Request for Issuance of Summons, # 44 Request for Issuance of Summons, # 45 Request for Issuance of Summons, # 46 Request for Issuance of Summons, # 47 Request for Issuance of Summons, # 48 Request for Issuance of Summons, # 49 Request for Issuance of Summons, # 50 Request for Issuance of Summons, # 51 Request for Issuance of Summons, # 52 Request for Issurance of Summons, # 53 Request for Issuance of Summons)(Drought, Gerald) (Entered: 11/30/2014)

12/01/2014 Summons Issued as to All Defendants. Issued summons returned to plaintiff by: First-class mail, filed.(jdav, 4) (Entered: 12/01/2014)

12/02/2014 3 ORDER for Initial Pretrial and Scheduling Conference and Order to Disclose Interested Persons. Initial Conference set for 3/2/2015 at 01:30 PM in Courtroom 9F before Judge Nancy F. Atlas (Signed by Judge Nancy F. Atlas) Parties notified.(jdavadi, 4) (Entered: 12/02/2014)

12/16/2014 4 CERTIFICATE OF INTERESTED PARTIES by Fire and Police Retiree Health Care Fund, San Antonio, filed.(Drought, Gerald) (Entered: 12/16/2014)

01/23/2015 5 STIPULATION re: Time to Answer or Otherwise Plead by Joseph H Bryant, Cobalt International Energy Inc., filed. (Attachments: # 1 Proposed Order Proposed Order Regarding Time to Answer or Otherwise Plead)(Lewis, Russell) Modified on 1/23/2015 (jdav, 4). (Entered: 01/23/2015)

01/23/2015 6 CERTIFICATE OF INTERESTED PARTIES by Joseph H Bryant, Cobalt International Energy, Inc., filed.(Lewis, Russell) Modified on 1/23/2015 (jdav, 4). (Entered: 01/23/2015)

01/23/2015 7 CORPORATE DISCLOSURE STATEMENT by Cobalt Investment Partnership, Inc., filed.(Lewis, Russell) Modified on 1/23/2015 (jdav, 4). (Entered: 01/23/2015)

01/26/2015 8 CERTIFICATE OF INTERESTED PARTIES by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed.(Schwartz, Charles) (Entered: 01/26/2015)

01/26/2015 9 ORDER REGARDING TIME TO ANSWER OR OTHERWISE PLEAD 5 Stipulation, (Signed by Judge Nancy F. Atlas) Parties notified. (cfelchak, 4) (Entered: 01/26/2015)

01/27/2015 10 CERTIFICATE OF INTERESTED PARTIES by Riverstone Holdings LLC, filed.(Oran, Ronald) (Entered: 01/27/2015)

01/27/2015 11 CORPORATE DISCLOSURE STATEMENT by Carlyle Energy Coinvestment III, L.P., The Carlyle Group, filed.(Van Kirk, Robert) (Entered: 01/27/2015)

01/30/2015 12 NOTICE of Appearance by David D. Sterling on behalf of Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Sterling, David) (Entered: 01/30/2015)

01/30/2015 13 NOTICE of Appearance by Amy Pharr Hefley on behalf of Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Sterling, David) (Entered: 01/30/2015)

01/30/2015 14 NOTICE of Appearance by Danny David on behalf of Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Sterling, David) (Entered: 01/30/2015)

01/30/2015 15 NOTICE of Appearance by Russell Lewis on behalf of Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Sterling, David) (Entered: 01/30/2015)

01/30/2015 16 Unopposed MOTION to Consolidate Lead Case No. 4:14-cv-3428 and Member Case No. 4:14-cv-3488 by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 2/20/2015. (Attachments: # 1 Proposed Order Consolidating Actions)(Sterling, David) (Entered: 01/30/2015)

02/02/2015 17 NOTICE of Appearance by Charles W. Schwartz on behalf of Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. (Schwartz, Charles) (Entered: 02/02/2015)

02/02/2015 18 MOTION for Appointment of Counsel, MOTION to Consolidate Lead Case No. 4:14-cv-03428 ( Motion Docket Date 2/23/2015.) by KBC Asset Management NV,

Universal Investment Gesellschaft m.b.h., filed. (Attachments: # 1 Proposed Order Proposed Order)(Matheny, Matthew) (Entered: 02/02/2015)

02/02/2015 19 DECLARATION of David P. Abel re: 18 MOTION for Appointment of Counsel MOTION to Consolidate Lead Case No. 4:14-cv-03428, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Matheny, Matthew) (Entered: 02/02/2015)

02/02/2015 20 INITIAL DISCLOSURES by KBC Asset Management NV, filed.(Matheny, Matthew) (Entered: 02/02/2015)

02/02/2015 21 INITIAL DISCLOSURES by Universal Investment Gesellschaft m.b.h., filed.(Matheny, Matthew) (Entered: 02/02/2015)

02/02/2015 22 MOTION for Appointment of Lead Plaintiff, and Approval of Its Selection of Counsel, MOTION to Consolidate Lead Case No. 14-3428 and Member Case No. 14-3488( Motion Docket Date 2/23/2015.) by Sjunde AP-Fonden, filed. (Attachments: # 1 Proposed Order)(Norman, Richard) (Entered: 02/02/2015)

02/02/2015 23 MEMORANDUM of Law in Support re: 22 MOTION for Appointment of Lead Plaintiff, and Approval of Its Selection of Counsel MOTION to Consolidate Lead Case No. 14-3428 and Member Case No. 14-3488 by Sjunde AP-Fonden, filed.(Norman, Richard) (Entered: 02/02/2015)

02/02/2015 24 DECLARATION of Richard E. Norman re: 22 MOTION for Appointment of Lead Plaintiff, and Approval of Its Selection of Counsel MOTION to Consolidate Lead Case No. 14-3428 and Member Case No. 14-3488, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Norman, Richard) (Entered: 02/02/2015)

02/02/2015 25 MOTION to Consolidate Lead Case No. 4:14-CV-03428 and Member Case No. 4:14-cv-03488, MOTION for Appointment of Lead Plaintiff, MOTION for Approval of Selection of Lead Counsel( Motion Docket Date 2/23/2015.) by Equity-League Pension Trust Fund, filed. (Attachments: # 1 Proposed Order)(Diamond, Allan) (Entered: 02/02/2015)

02/02/2015 26 BRIEF Support of the Motion of Equity-League Pension Trust Fund for (1) Consolidation of Cases; (2) Appointment as Lead Plaintiff; and (3) Approval of its Selection of Lead Counsel re: 25 MOTION to Consolidate Lead Case No. 4:14-CV-03428 and Member Case No. 4:14-cv-03488 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Selection of Lead Counsel by Equity-League Pension Trust Fund, filed.(Diamond, Allan) (Entered: 02/02/2015)

02/02/2015 27 CERTIFICATE of Conference re: 25 MOTION to Consolidate Lead Case No. 4:14-CV-03428 and Member Case No. 4:14-cv-03488 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Selection of Lead Counsel by Equity-League Pension Trust Fund, filed.(Diamond, Allan) (Entered: 02/02/2015)

02/02/2015 28 DECLARATION of Daniel G. Berger re: 25 MOTION to Consolidate Lead Case No. 4:14-CV-03428 and Member Case No. 4:14-cv-03488 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Selection of Lead Counsel, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Diamond, Allan) (Entered: 02/02/2015)

02/02/2015 29 MOTION for Appointment as Lead Plaintiff, Approval of Selection of Counsel, and For Consolidation of All Related Actions by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 2/23/2015. (Attachments: # 1 Affidavit Declaration of Thomas R. Ajamie, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Proposed Order)(Ajamie, Thomas) (Entered: 02/02/2015)

02/03/2015 30 CORPORATE DISCLOSURE STATEMENT by KBC Asset Management NV, filed.(Matheny, Matthew) (Entered: 02/03/2015)

02/03/2015 31 CORPORATE DISCLOSURE STATEMENT by Universal Investment Gesellschaft m.b.h., filed.(Matheny, Matthew) (Entered: 02/03/2015)

02/05/2015 32 ORDER (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Main Document 32 replaced on 2/5/2015) (sashabranner, 4). (Main Document 32 replaced on 2/5/2015) (sashabranner, 4). (Entered: 02/05/2015)

02/05/2015 33 NOTICE of Appearance by Richard E. Norman on behalf of Sjunde AP-Fonden, filed. (Norman, Richard) (Entered: 02/05/2015)

02/05/2015 34 MOTION for Naumon A. Amjed to Appear Pro Hac Vice by Sjunde AP-Fonden, filed. Motion Docket Date 2/26/2015. (Norman, Richard) (Entered: 02/05/2015)

02/05/2015 35 MOTION for Johnston de F. Whitman, Jr. to Appear Pro Hac Vice by Sjunde AP-Fonden, filed. Motion Docket Date 2/26/2015. (Norman, Richard) (Entered: 02/05/2015)

02/06/2015 36 MOTION for Vincent R. Cappucci to Appear Pro Hac Vice by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 2/27/2015. (Ajamie, Thomas) (Entered: 02/06/2015)

02/06/2015 37 MOTION for Jonathan H. Beemer to Appear Pro Hac Vice by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 2/27/2015. (Ajamie, Thomas) (Entered: 02/06/2015)

02/06/2015 38 MOTION for Jordan A. Cortez to Appear Pro Hac Vice by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 2/27/2015. (Ajamie, Thomas) (Entered: 02/06/2015)

02/16/2015 39 MOTION for George T. Conway III to Appear Pro Hac Vice by C/R Cobalt Investment Partnership, L.P., C/R Energy Coinvestment II, L.P., C/R Energy III Cobalt Partnership, L.P., Carlyle/Riverstone Global Energy and Power Fund III, L.P., FR XI Onshore AIV, L.P., First Reserve Corporation, First Reserve Fund XI, L.P., GS Capital Partners V Fund, L.P., GS Capital Partners V GmbH & Co. KG, GS Capital Partners V Institutional, L.P., GS Capital Partners V Offshore Fund, L.P., GS Capital Partners VI Fund, L.P., GS Capital Partners VI GmbH & Co. KG, GS Capital Partners VI Offshore Fund, L.P., GS Capital Partners VI Parallel, L.P., Goldman Sachs Group, Inc., KERN Cobalt Co-Invest Partners AP LP, KERN Partners Ltd., Riverstone Energy Coinvestment III, L.P., Riverstone Holdings LLC, filed. Motion Docket Date 3/9/2015. (Oran, Ronald) (Entered: 02/16/2015)

02/16/2015 40 MOTION for Adam D. Gold to Appear Pro Hac Vice by C/R Cobalt Investment Partnership, L.P., C/R Energy Coinvestment II, L.P., C/R Energy III Cobalt Partnership, L.P., Carlyle/Riverstone Global Energy and Power Fund III, L.P., FR XI Onshore AIV, L.P., First Reserve Corporation, First Reserve Fund XI, L.P., GS Capital Partners V Fund, L.P., GS Capital Partners V GmbH & Co. KG, GS Capital Partners V Institutional, L.P., GS Capital Partners V Offshore Fund, L.P., GS Capital Partners VI Fund, L.P., GS Capital Partners VI GmbH & Co. KG, GS Capital Partners VI Offshore Fund, L.P., GS Capital Partners VI Parallel, L.P., Goldman Sachs Group, Inc., KERN Cobalt Co-Invest Partners AP LP, KERN Partners Ltd., Riverstone Energy Coinvestment III, L.P., Riverstone Holdings LLC, filed. Motion Docket Date 3/9/2015. (Oran, Ronald) (Entered: 02/16/2015)

02/16/2015 41 MOTION Designation of Attorney in Charge by C/R Cobalt Investment Partnership, L.P., C/R Energy Coinvestment II, L.P., C/R Energy III Cobalt Partnership, L.P., Carlyle/Riverstone Global Energy and Power Fund III, L.P., FR XI Onshore AIV, L.P., First Reserve Corporation, First Reserve Fund XI, L.P., GS Capital Partners V Fund, L.P., GS Capital Partners V GmbH & Co. KG, GS Capital Partners V Institutional, L.P., GS Capital Partners V Offshore Fund, L.P., GS Capital Partners VI Fund, L.P., GS Capital Partners VI GmbH & Co. KG, GS Capital Partners VI Offshore Fund, L.P., GS Capital Partners VI Parallel, L.P., Goldman Sachs Group, Inc., KERN Cobalt Co-Invest Partners AP LP, KERN Partners Ltd., Riverstone Energy Coinvestment III, L.P., Riverstone Holdings LLC, filed. Motion Docket Date 3/9/2015. (Attachments: # 1 Proposed Order designating attorney in charge)(Oran, Ronald) (Entered: 02/16/2015)

02/17/2015 42 ORDER GRANTED 34 MOTION for Naumon A. Amjed to Appear Pro Hac Vice, Attorney Naumon A Amjed for Sjunde AP-Fonden added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/17/2015)

02/17/2015 43 ORDER GRANTED 35 MOTION for Johnston de F. Whitman, Jr. to Appear Pro Hac Vice, Attorney Johnston de Forest Whitman, Jr for Sjunde AP-Fonden added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/17/2015)

02/17/2015 44 ORDER GRANTED 36 MOTION for Vincent R. Cappucci to Appear Pro Hac Vice, Attorney Vincent R Cappucci for GAMCO Gold, Natural Resources & Income Trust,Vincent R Cappucci for GAMCO Natural Resources, Gold & Income Trust added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/17/2015)

02/17/2015 45 ORDER GRANTED 37 MOTION for Jonathan H. Beemer to Appear Pro Hac Vice, Attorney Jonathan H Beemer for GAMCO Gold, Natural Resources & Income Trust,Jonathan H Beemer for GAMCO Natural Resources, Gold & Income Trust added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/17/2015)

02/17/2015 46 ORDER GRANTED 38 MOTION for Jordan A. Cortez to Appear Pro Hac Vice, Attorney Jordan A Cortez for GAMCO Gold, Natural Resources & Income Trust,Jordan A Cortez for GAMCO Natural Resources, Gold & Income Trust added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/17/2015)

02/18/2015 47 ORDER GRANTED 40 MOTION for Adam D. Gold to Appear Pro Hac Vice, Attorney Adam Gold for C/R Cobalt Investment Partnership, L.P.,Adam Gold for C/R Energy Coinvestment II, L.P.,Adam Gold for C/R Energy III Cobalt Partnership, L.P.,Adam Gold for Carlyle/Riverstone Global Energy and Power Fund III, L.P.,Adam Gold for FR XI Onshore AIV, L.P.,Adam Gold for First Reserve Corporation,Adam Gold for First Reserve Fund XI, L.P.,Adam Gold for GS Capital Partners V Fund, L.P.,Adam Gold for GS Capital Partners V GmbH & Co. KG,Adam Gold for GS Capital Partners V Institutional, L.P.,Adam Gold for GS Capital Partners V Offshore Fund, L.P.,Adam Gold for GS Capital Partners VI Fund, L.P.,Adam Gold for GS Capital Partners VI GmbH & Co. KG,Adam Gold for GS Capital Partners VI Offshore Fund, L.P.,Adam Gold for GS Capital Partners VI Parallel, L.P.,Adam Gold for Goldman Sachs Group, Inc.,Adam Gold for KERN Cobalt Co-Invest Partners AP LP,Adam Gold for KERN Partners Ltd.,Adam Gold for Riverstone Energy Coinvestment III, L.P.,Adam Gold for Riverstone Holdings LLC added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/18/2015)

02/18/2015 48 ORDER GRANTED 39 MOTION for George T. Conway III to Appear Pro Hac Vice, Attorney George T Conway for C/R Cobalt Investment Partnership, L.P.,George T Conway for C/R Energy Coinvestment II, L.P.,George T Conway for C/R Energy III Cobalt Partnership, L.P.,George T Conway for Carlyle/Riverstone Global Energy and Power Fund III, L.P.,George T Conway for FR XI Onshore AIV, L.P.,George T Conway for First Reserve Corporation,George T Conway for First Reserve Fund XI, L.P.,George T Conway for GS Capital Partners V Fund, L.P.,George T Conway for GS Capital Partners V GmbH & Co. KG,George T Conway for GS Capital Partners V Institutional, L.P.,George T Conway for GS Capital Partners V Offshore Fund, L.P.,George T Conway for GS Capital Partners VI Fund, L.P.,George T Conway for GS Capital Partners VI GmbH & Co. KG,George T Conway for GS Capital Partners VI Offshore Fund, L.P.,George T Conway for GS Capital Partners VI Parallel, L.P.,George T Conway for Goldman Sachs Group, Inc.,George T Conway for KERN Cobalt Co-Invest Partners AP LP,George T Conway for KERN Partners Ltd.,George T Conway for Riverstone Coinvestment III GP LLC,George T Conway for Riverstone Holdings LLC added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/18/2015)

02/18/2015 49 MOTION for David R. Stickney to Appear Pro Hac Vice by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 3/11/2015. (Ajamie, Thomas) (Entered: 02/18/2015)

02/18/2015 50 MOTION for Matthew P. Jubenville to Appear Pro Hac Vice by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 3/11/2015. (Ajamie, Thomas) (Entered: 02/18/2015)

02/18/2015 51 MOTION for Jonathan D. Uslaner to Appear Pro Hac Vice by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 3/11/2015. (Ajamie, Thomas) (Entered: 02/18/2015)

02/19/2015 52 NOTICE of Withdrawal of the Motion of Equipty-League Pension Trust Fund for Consolidation of Caess, Appoitnment as Lead Plaintiff, and Approval of Lead

Counsel re: 25 MOTION to Consolidate Lead Case No. 4:14-CV-03428 and Member Case No. 4:14-cv-03488 MOTION for Appointment of Lead Plaintiff MOTION for Approval of Selection of Lead Counsel by Equity-League Pension Trust Fund, filed. (Diamond, Allan) (Entered: 02/19/2015)

02/19/2015 53 STIPULATION re: and [Proposed] Order Appointing GAMCO Global Gold, National Resources & Income Trust and GAMCO Natural Resources, Gold & Income Trust as Lead Plaintiff, Approving Their Selection of Lead Counsel and Liaison Counsel and Consolidating All Related Actions by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, KBC Asset Management NV, Sjunde AP-Fonden, Universal Investment Gesellschaft m.b.h., filed.(Ajamie, Thomas) (Entered: 02/19/2015)

02/19/2015 54 ORDER granting 49 Motion for David R. Stickney to Appear Pro Hac Vice. (Signed by Judge Nancy F. Atlas) Parties notified. (wbostic, 4) (Entered: 02/19/2015)

02/19/2015 55 ORDER granting 50 Motion for Matthew P. Jubenville to Appear Pro Hac Vice. (Signed by Judge Nancy F. Atlas) Parties notified. (wbostic, 4) (Entered: 02/19/2015)

02/19/2015 56 ORDER granting 51 Motion for Jonathan D. Uslaner to Appear Pro Hac Vice. (Signed by Judge Nancy F. Atlas) Parties notified. (wbostic, 4) (Entered: 02/19/2015)

02/19/2015 57 NOTICE of Appearance by Robert A. Van Kirk on behalf of Carlyle Energy Coinvestment III, L.P., The Carlyle Group, filed. (Van Kirk, Robert) (Entered: 02/19/2015)

02/20/2015 58 MOTION for Jay B. Kasner to Appear Pro Hac Vice by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. Motion Docket Date 3/13/2015. (Schwartz, Charles) (Entered: 02/20/2015)

02/20/2015 59 MOTION for Scott Musoff to Appear Pro Hac Vice by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. Motion Docket Date 3/13/2015. (Schwartz, Charles) (Entered: 02/20/2015)

02/20/2015 60 ORDER GRANTED 58 MOTION for Jay B. Kasner to Appear Pro Hac Vice, Attorney Jay B. Kasner for Capital One Southcoast, Inc.,Jay B. Kasner for Credit Suisse Securities (USA) LLC,Jay B. Kasner for Deutsche Bank Securities Inc.,Jay B. Kasner for Goldman Sachs & Co.,Jay B. Kasner for J.P. Morgan Securities LLC,Jay B. Kasner for Lazard Capital Markets LLC,Jay B. Kasner for Morgan Stanley & Co. LLC,Jay B. Kasner for RBC Capital Markets, LLC,Jay B. Kasner for Stifel, Nicolaus & Company, Incorporated,Jay B. Kasner for Tudor, Pickering, Holt & Co. Securities, Inc.,Jay B. Kasner for UBS Securities LLC added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/20/2015)

02/20/2015 61 ORDER GRANTED 59 MOTION for Scott Musoff to Appear Pro Hac Vice, Attorney Scott Musoff for Capital One Southcoast, Inc.,Scott Musoff for Citigroup Global Markets Inc.,Scott Musoff for Credit Suisse Securities (USA) LLC,Scott Musoff for Deutsche Bank Securities Inc.,Scott Musoff for Goldman Sachs Group, Inc.,Scott Musoff for Howard Weil Incorporated,Scott Musoff for J.P. Morgan Securities LLC,Scott Musoff for Lazard Capital Markets LLC,Scott Musoff for Morgan Stanley & Co. LLC,Scott Musoff for RBC Capital Markets, LLC,Scott Musoff for Stifel, Nicolaus & Company, Incorporated,Scott Musoff for Tudor, Pickering, Holt & Co. Securities, Inc.,Scott Musoff for UBS Securities LLC added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/20/2015)

02/23/2015 62 CERTIFICATE OF INTERESTED PARTIES by GAMCO Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Ajamie, Thomas) (Entered: 02/23/2015)

02/23/2015 63 JOINT DISCOVERY/CASE MANAGEMENT PLAN by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) (Entered: 02/23/2015)

02/27/2015 64 NOTICE of Appearance by John S. Williams on behalf of Carlyle Energy Coinvestment III, L.P., The Carlyle Group, filed. (Williams, John) (Entered: 02/27/2015)

02/27/2015 65 NOTICE of Appearance by George A. Borden on behalf of Carlyle Energy Coinvestment III, L.P., The Carlyle Group, filed. (Borden, George) (Entered: 02/27/2015)

03/03/2015 66 MINUTE ENTRY ORDER: Pretrial conference Charge. Ct Reporter: ERO. Motion to Consolidate Lead Case No. 4:14cv3428 and Member Case No. 4:14cv3488 [Doc.# 25] is GRANTED in accordance with the record in open court. Written order to follow.Motion for Appointment as Lead Plaintiff, Approval of Selection of Counsel, and forConsolidation of All Related Actions [Doc. # 29] is GRANTED in accordance with theStipulation and Order Designating Lead Plaintiff and Appointing Lead Counsel [Doc. # 53]and in accordance with the record in open court. Written order to follow.P:\CTMINUTE\1-2014\3428.iptc.wpd 150303.1517Motion For Defence Designation of Attorney in Charge [Doc. # 41] is GRANTED inaccordance with the record in open court. A New proposed order will be submitted.Initial Scheduling and Docket Control Order as follows: (by agreement)1. Lead Plaintiffs shall file their Consolidated Complaint by May 1, 2015.2. Defendants shall move, answer or otherwise respond to the new complaint byJune 30, 2015.3. Lead Plaintiffs shall file their response to the motion(s) by August 14, 2015.4. Defendants shall file their replies by September 14, 2015.SIGNED at Houston, Texas this 2nd day of March, 2015. (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 03/03/2015)

03/03/2015 67 ORDER TO CONSOLIDATE CASES (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 03/03/2015)

03/03/2015 68 ORDER APPOINTING LEAD PLAINTIFFS, LEAD CO-COUNSL AND LIAISON COUNSEL (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 03/03/2015)

03/06/2015 69 MOTION for Richard E. Norman to Withdraw as Attorney by Sjunde AP-Fonden, filed. Motion Docket Date 3/27/2015. (Attachments: # 1 Proposed Order)(Norman, Richard) (Entered: 03/06/2015)

03/09/2015 70 ORDER granting 69 Motion to Withdraw as Attorney. Attorney Richard Eugene Norman terminated.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 03/09/2015)

03/17/2015 71 NOTICE of Motion to Transfer Filed in Related Case by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Sterling, David) (Entered: 03/17/2015)

05/01/2015 72 AMENDED COMPLAINT with Jury Demand against Joseph H Bryant, Capital One Southcoast, Inc., Citigroup Global Markets Inc., Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., James W Farnsworth, First Reserve Corporation, Jack E Golden, Goldman Sachs & Co., Goldman Sachs Group, Inc., Howard Weil Incorporated, J.P. Morgan Securities LLC, KERN Partners Ltd., N John Lancaster, Lazard Capital Markets LLC, Jon A Marshall, Kenneth W Moore, Morgan Stanley & Co. LLC, J Hardy Murchison, Kenneth A Pontarelli, RBC Capital Markets, LLC, Riverstone Holdings LLC, Myles W Scoggins, Stifel, Nicolaus & Company, Incorporated, The Carlyle Group, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr. filed by Universal Investment Gesellschaft m.b.h., Fire and Police Retiree Health Care Fund, San Antonio, St. Lucie County Fire District Firefighters' Pension Trust Fund, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden.(Ajamie, Thomas) (Entered: 05/01/2015)

06/18/2015 73 AO 435 TRANSCRIPT ORDER FORM by Evelyn Lazear. This is to order a transcript of Hearing held on 3/2/2015 before Judge Nancy F. Atlas (Original), filed. (mmapps, 4). Expedited Order forwarded to Judicial Transcribers of Texas on 6/18/2015. Estimated transcript completion date: 6/25/2015. Modified on 6/18/2015 (pcrawford, 4). (Entered: 06/18/2015)

06/23/2015 74 NOTICE of Filing Certification by Universal Investment Gesellschaft m.b.h., filed. (Attachments: # 1 Exhibit A)(Ajamie, Thomas) (Entered: 06/23/2015)

06/23/2015 75 MOTION for Leave to File Excess Pages by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 7/14/2015. (Attachments: # 1 Proposed Order Motion for

Leave to File Motion to Dismiss in Excess of Twenty-Five Pages)(Sterling, David) (Entered: 06/23/2015)

06/23/2015 76 Correspondence to Case Manager regarding Expedited Motion for Leave to File Motion to Dismiss in Excess of Twenty-Five Pages by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) (Entered: 06/23/2015)

06/24/2015 77 RESPONSE in Opposition to 75 MOTION for Leave to File Excess Pages, filed by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust. (Attachments: # 1 Exhibit A, # 2 Proposed Order)(Ajamie, Thomas) (Entered: 06/24/2015)

06/25/2015 78 TRANSCRIPT re: Initial Conference held on March 2, 2015 before Judge Nancy F. Atlas. Court Reporter/Transcriber Judicial Transcribers of Texas, LLC. Ordering Party Evelyn Lazear Release of Transcript Restriction set for 9/23/2015., filed. (mahenry, ) (Entered: 06/25/2015)

06/26/2015 79 Notice of Filing of Official Transcript as to 78 Transcript,. Party notified, filed. (dhansen, 4) (Entered: 06/26/2015)

06/26/2015 80 ORDER GRANTED 75 MOTION for Leave to File Excess Pages ( Dispositive Motion Filing due by 6/30/2015., Responses due by 8/31/2015., Replies due by 9/29/2015)(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 06/26/2015)

06/30/2015 81 MOTION to Dismiss by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. Motion Docket Date 7/21/2015. (Attachments: # 1 Appendix Appendix of Exhibits, # 2 Exhibit Exhibit 1, # 3 Exhibit Exhibit 2, # 4 Exhibit Exhibit 3, # 5 Exhibit Exhibit 4-1, # 6 Exhibit Exhibit 4-2, # 7 Exhibit Exhibit 4-3, # 8 Exhibit Exhibit 4-4, # 9 Exhibit Exhibit 5, # 10 Exhibit Exhibit 6-1, # 11 Exhibit Exhibit 6-2, # 12 Exhibit Exhibit 6-3, # 13 Exhibit Exhibit 6-4, # 14 Exhibit Exhibit 6-5, # 15 Exhibit Exhibit 6-6, # 16 Exhibit Exhibit 7, # 17 Proposed Order Proposed Order)(Schwartz, Charles) (Entered: 06/30/2015)

06/30/2015 82 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM by First Reserve Corporation, Goldman Sachs Group, Inc., KERN Partners Ltd., Riverstone Holdings LLC, filed. Motion Docket Date 7/21/2015. (Attachments: # 1 Affidavit in Support, # 2 Exhibit A, # 3 Exhibit B, # 4 Proposed Order)(Oran, Ronald) (Entered: 06/30/2015)

06/30/2015 83 MOTION to Dismiss 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P

Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 7/21/2015. (Attachments: # 1 Appendix 1, # 2 Appendix 2, # 3 Affidavit Declaration of Russell Lewis, # 4 Proposed Order Granting The Cobalt Defendants' Motion to Dismiss)(Sterling, David) (Entered: 06/30/2015)

06/30/2015 84 JOINDER in 82 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM filed by First Reserve Corporation; Goldman Sachs Group, Inc.; KERN Partners Ltd.; and Riverstone Holdings LLC, filed by The Carlyle Group, The Carlyle Group LP. (Attachments: # 1 Proposed Order)(Van Kirk, Robert) (Entered: 06/30/2015)

06/30/2015 85 EXHIBITS re: 83 MOTION to Dismiss 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Attachments: # 1 Exhibit 1 -10, # 2 Exhibit 11A, # 3 Exhibit 11B, # 4 Exhibit 12 - 24, # 5 Exhibit 25 - 27)(Sterling, David) (Entered: 06/30/2015)

06/30/2015 86 EXHIBITS re: 83 MOTION to Dismiss 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Attachments: # 1 Exhibit 28, # 2 Exhibit 29 - 32, # 3 Exhibit 33A, # 4 Exhibit 33B, # 5 Exhibit 34 - 35, # 6 Exhibit 36 -38)(Sterling, David) (Entered: 06/30/2015)

06/30/2015 87 EXHIBITS re: 83 MOTION to Dismiss 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Attachments: # 1 Exhibit 39, # 2 Exhibit 40, # 3 Exhibit 41 - 45, # 4 Exhibit 46 -57, # 5 Exhibit 58 - 69, # 6 Exhibit 70 - 71)(Sterling, David) (Entered: 06/30/2015)

08/31/2015 88 RESPONSE in Opposition to 83 MOTION to Dismiss 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, , filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h.. (Attachments: # 1 Appendix A, # 2 Proposed Order)(Ajamie, Thomas) (Entered: 08/31/2015)

08/31/2015 89 RESPONSE in Opposition to 81 MOTION to Dismiss , filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal

Investment Gesellschaft m.b.h.. (Attachments: # 1 Proposed Order)(Ajamie, Thomas) (Entered: 08/31/2015)

08/31/2015 90 RESPONSE in Opposition to 82 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h.. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Appendix C, # 4 Appendix D, # 5 Affidavit Declaration of Andrew Entwistle, # 6 Exhibit 1, # 7 Exhibit 2, # 8 Exhibit 3, # 9 Exhibit 4, # 10 Exhibit 5, # 11 Exhibit 6, # 12 Exhibit 7, # 13 Exhibit 8, # 14 Exhibit 9, # 15 Exhibit 10, # 16 Exhibit 11, # 17 Exhibit 12, # 18 Exhibit 13, # 19 Exhibit 14, # 20 Exhibit 15, # 21 Exhibit 16)(Ajamie, Thomas) (Entered: 08/31/2015)

08/31/2015 91 PROPOSED ORDER re: 90 Response in Opposition to Motion,,,, filed.(Ajamie, Thomas) (Entered: 08/31/2015)

09/25/2015 92 Opposed MOTION for Leave to File Reply in Support of Motion to Dismiss in Excess of Twenty-Five Pages by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 10/16/2015. (Attachments: # 1 Proposed Order Regarding Expedited Motion For Leave to File Reply in Support of Motion to Dismiss in Excess of Twenty-Five Pages)(Sterling, David) (Entered: 09/25/2015)

09/28/2015 93 Letter Requesting Expedited Consideration of Expedited Motion for Leave to File Reply in Support of Motion to Dismiss in Excess of Twenty-Five Pages by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Lewis, Russell) (Entered: 09/28/2015)

09/28/2015 94 ORDER granting 92 Motion for Leave to File.The Cobalt Defendants may file a reply in support of their Motion to Dismiss [Doc. # 83] on or before September 29, 2015, not to exceed 70 pages.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 09/28/2015)

09/29/2015 95 REPLY in Support of 82 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM , filed by First Reserve Corporation, Goldman Sachs Group, Inc., KERN Partners Ltd., Riverstone Holdings LLC. (Oran, Ronald) (Entered: 09/29/2015)

09/29/2015 96 JOINDER in 95 Reply in Support of Motion To Dismiss for Failure To State a Claim filed by First Reserve Corporation, Goldman Sachs Group, Inc., KERN Partners Ltd., Riverstone Holdings LLC, filed by The Carlyle Group. (Van Kirk, Robert) (Entered: 09/29/2015)

09/29/2015 97 REPLY in Support of 81 MOTION to Dismiss , filed by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P.

Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC. (Attachments: # 1 Appendix of Exhibits Cited in Reply Memorandum of Law in Further Support of The Underwriter Defendants' Motion to Dismiss, # 2 Exhibit 8, # 3 Exhibit 9)(Schwartz, Charles) (Entered: 09/29/2015)

09/29/2015 98 REPLY in Support of 83 MOTION to Dismiss 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, , filed by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Attachments: # 1 Appendix A, # 2 Affidavit Declaration of Russell Lewis, # 3 Exhibit 72 -74)(Sterling, David) (Entered: 09/29/2015)

10/07/2015 99 NOTICE of Recent Authority in Further Support re: 88 Response in Opposition to Motion, by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. (Attachments: # 1 Exhibit A)(Ajamie, Thomas) (Entered: 10/07/2015)

10/28/2015 100 RESPONSE to 99 Notice (Other), of Supplemental Authority, filed by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Sterling, David) (Entered: 10/28/2015)

11/03/2015 101 ORDER In the Form 8-K dated March 11, 2011, Cobalt International Energy, Inc.(Cobalt) noted that it had engaged Vinson & Elkins LLP in 2007 to representCobalt in connection with its contractual arrangements in Angola, and that therepresentation continued to the date of the Form 8-K. Scott Atlas, the undersignedshusband, was a partner with Vinson & Elkins for more than 25 years, but was not amember of the law firm in 2007. Nonetheless, in the interest of transparency and toavoid any future delays in this case, it is herebyORDERED that counsel for Cobalt shall file by November 24, 2015, a writtenreport listing the name of each partner at Vinson & Elkins who worked on the CobaltAngola matter beginning in 2007. Once the Court has reviewed that information, theCourt will determine whether any additional disclosures are appropriate.(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 11/03/2015)

11/18/2015 102 CORPORATE DISCLOSURE STATEMENT by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) (Entered: 11/18/2015)

11/25/2015 103 ORDER that case shall remain on this Court's active docket. (Signed by Judge Nancy F. Atlas) Parties notified.(TDR, 4) (Entered: 11/25/2015)

12/03/2015 104 NOTICE of Recent Authority re: 88 Response in Opposition to Motion, by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Ajamie, Thomas) (Entered: 12/03/2015)

12/22/2015 105 RESPONSE to 104 Notice (Other), Plaintiffs' (Second) Notice of Recent Authority in Further Support of Their Opposition to Defendants' Motion to Dismiss, filed by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Sterling, David) (Entered: 12/22/2015)

12/30/2015 106 Unopposed MOTION to Substitute Attorney Noelle M. Reed in place of Charles W. Schwartz by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. Motion Docket Date 1/20/2016. (Attachments: # 1 Proposed Order)(Schwartz, Charles) (Entered: 12/30/2015)

12/31/2015 107 ORDER granting 106 Motion to Substitute Attorney Noelle Reed as lead counsel for the Underwriter Defendants. Attorney Charles W Schwartz terminated.(Signed by Judge Nancy F. Atlas) Parties notified.(arrivera, 4) (Entered: 12/31/2015)

01/19/2016 108 MEMORANDUM AND ORDER granting in part and denying in part 81 Motion to Dismiss with leave to replead by 2/5/16; denying [82, 83, 84] Motions to Dismiss.(Signed by Judge Nancy F. Atlas) Parties notified.(TDR, 4) (Entered: 01/19/2016)

01/22/2016 109 MOTION for Brandon Marsh to Appear Pro Hac Vice by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 2/12/2016. (Ajamie, Thomas) (Entered: 01/22/2016)

01/22/2016 110 MOTION for Matthew P. Jubenville to Withdraw as Attorney by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 2/12/2016. (Attachments: # 1 Proposed Order Proposed Order)(Ajamie, Thomas) (Entered: 01/22/2016)

01/22/2016 111 ORDER GRANTED 110 MOTION for Matthew P. Jubenville to Withdraw as Attorney, Attorney Matthew P. Jubenville terminated(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 01/22/2016)

01/22/2016 112 ORDER GRANTED 109 MOTION for Brandon Marsh to Appear Pro Hac Vice, Attorney Brandon Marsh for GAMCO Global Gold, Natural Resources & Income Trust,Brandon Marsh for GAMCO Global Gold, Natural Resources & Income Trust,Brandon Marsh for GAMCO Natural Resources, Gold & Income Trust,Brandon Marsh for GAMCO Natural Resources, Gold & Income Trust added (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 01/22/2016)

01/26/2016 113 NOTICE of Change of Address by Entwistle & Cappuci LLP, filed. (rosaldana, 4) (Entered: 01/26/2016)

01/29/2016 114 Letter to Hon. Nancy F. Atlas Regarding Plaintiffs' Decision not to Amend the Complaint and Attaching Scheduling Stipulation by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. (Attachments: # 1 Joint Stipulation and Proposed Order)(Entwistle, Andrew) (Entered: 01/29/2016)

02/01/2016 115 ORDER GRANTED 114 Document, ( Answer due by 3/25/2016, Initial Disclosures due by 3/25/2016.)(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 02/01/2016)

02/01/2016 116 NOTICE of Change of Firm Name by KERN Partners Ltd., filed. (Oran, Ronald) (Entered: 02/01/2016)

02/03/2016 117 MOTION Motion to Certify Order for Interlocutory Appeal by Riverstone Holdings LLC, filed. Motion Docket Date 2/24/2016. (Oran, Ronald) (Entered: 02/03/2016)

02/03/2016 118 Opposed MOTION Certify Order for Interlocutory Appeal by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 2/24/2016. (Attachments: # 1 Proposed Order Proposed Order)(Sterling, David) (Entered: 02/03/2016)

02/03/2016 119 PROPOSED ORDER re: 117 MOTION Motion to Certify Order for Interlocutory Appeal, filed.(Gold, Adam) (Entered: 02/03/2016)

02/03/2016 120 Opposed MOTION for Interlocutory Appeal by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. Motion Docket Date 2/24/2016. (Attachments: # 1 Appendix Appendix A, # 2 Proposed Order Proposed Order)(Reed, Noelle) (Entered: 02/03/2016)

02/24/2016 121 RESPONSE in Opposition to 118 Opposed MOTION Certify Order for Interlocutory Appeal, 120 Opposed MOTION for Interlocutory Appeal, 117 MOTION Motion to Certify Order for Interlocutory Appeal, filed by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust. (Attachments: # 1 Proposed Order)(Entwistle, Andrew) (Entered: 02/24/2016)

03/02/2016 122 REPLY in Support of 117 MOTION Motion to Certify Order for Interlocutory Appeal, filed by First Reserve Corporation, Goldman Sachs Group, Inc., KERN Partners Ltd., Riverstone Holdings LLC, The Carlyle Group. (Oran, Ronald) (Entered: 03/02/2016)

03/02/2016 123 REPLY in Support of 120 Opposed MOTION for Interlocutory Appeal, filed by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse

Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC. (Reed, Noelle) (Entered: 03/02/2016)

03/02/2016 124 REPLY in Support of 118 Opposed MOTION Certify Order for Interlocutory Appeal, filed by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Sterling, David) (Entered: 03/02/2016)

03/14/2016 125 MEMORANDUM AND ORDER denying [117, 118, 120] Motions to Certify Order for Interlocutory Appeal.(Signed by Judge Nancy F. Atlas) Parties notified.(TDR, 4) (Entered: 03/14/2016)

03/25/2016 126 ANSWER to 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed.(Reed, Noelle) (Entered: 03/25/2016)

03/25/2016 127 ANSWER to 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by Goldman Sachs Group, Inc., Riverstone Holdings LLC, FRC Founders Corporation, ACM Ltd., filed.(Oran, Ronald) (Entered: 03/25/2016)

03/25/2016 128 ANSWER to 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, by The Carlyle Group, filed.(Van Kirk, Robert) (Entered: 03/25/2016)

03/25/2016 129 ANSWER to 72 Amended Complaint/Counterclaim/Crossclaim etc.,,,, with Jury Demand by Joseph H Bryant, Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) (Entered: 03/25/2016)

04/01/2016 130 JOINT DISCOVERY/CASE MANAGEMENT PLAN by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Entwistle, Andrew) (Entered: 04/01/2016)

04/04/2016 131 ORDER Scheduling Conference set for 4/12/2016 at 02:00 PM in Courtroom 9F before Judge Nancy F. Atlas(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 04/04/2016)

04/06/2016 132 PROPOSED ORDER Proposed Protective Order, filed.(Entwistle, Andrew) (Entered: 04/06/2016)

04/06/2016 133 Certificate of Andrew J. Entwistle Regarding Docket Entry Number 132 by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Entwistle, Andrew) (Entered: 04/06/2016)

04/07/2016 134 STIPULATION AND PROTECTIVE ORDER (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 04/07/2016)

04/12/2016 135 MINUTE ENTRY ORDER: Scheduling Conference held Appearances: George T Conway, III, David D Sterling, Amy Pharr Hefley, Russell Carter Lewis, Noelle M Reed, John Sievert Williams, David R Stickney, Jonathan D. Uslaner, Andrew J. Entwistle. Ct Reporter: ERO. Discovery rulings and schedule as stated on the record in open court.Scheduling order as follows:All parties to meet discovery deadlines as agreed and set forth on the record in open court. Class Certification Motions due November 2, 2016.Class Certification Opposition due December 9, 2016.Class Certification Reply due January 16, 2017.Fact Discovery Cut-Off is May 25, 2017.Expert reports on issues where party bears the burden of proof: June 28, 2017.Expert reports on issues where party does not bear the burden of proof: August 9, 2017.Rebuttal opinion reports by existing experts due September 8, 2017.Expert Discovery Cut-Off: October 20, 2017.Daubert/Summary Judgment motions due November 15, 2017.Daubert/Summary Judgment oppositions due December 19, 2017.Daubert/Summary Judgment replies due January 17, 2018.Joint pretrial order due April 2, 2018. Docket Call set for 4/17/2018 at 02:30 PM in Courtroom 9F before Judge Nancy F. Atlas(Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 04/15/2016)

04/15/2016 136 AO 435 TRANSCRIPT REQUEST by Jonathan D. Uslaner for Transcript of 4/12/16. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Uslaner, Jonathan) Electronically Forwarded to JTT 4/19/2016. Estimated Transcript Completion Date: 4/26/16. (Entered on 4/19/2016) (rsal). (Entered: 04/15/2016)

04/18/2016 137 PROPOSED ORDER Docket Control Order, filed.(Entwistle, Andrew) (Entered: 04/18/2016)

04/19/2016 138 ORDER AGREED DOCKET CONTROL ORDERAnticipated Length of Trial: 21 Days Jury: X Non-Jury:The disposition of this case will be controlled by the following schedule:1. (a) New Parties shall be joined by:(The attorney causing the addition of new parties mustprovide copies of this Order to new parties).(b) Amendments to Pleadings by Plaintiff or Counter-Plaintiff shall be filed by:(Absent parties agreement or Court approval, answersmay not be amended more than 21 days after this date.Answers to amended claims and counterclaims are due21 days after amended claims or counterclaims are filed).January 16, 2017January 30, 20172. Cobalt Defendants will substantially complete (i.e. use best efforts in good faith to complete) production of documents in response to Plaintiffs First Request for Production (subject to and without waiving objections/privilege assertions made to Plaintiffs First Request for Production); documents will be produced on a rolling basis; to the extent additional responsive documents are located after the deadline, they will be produced promptly.May 27, 201623. Six (6) Underwriter Defendants and two (2) Sponsor Defendants (one of which may be, for purposes of this deadline, The Carlyle Group, L.P.) will substantially complete (i.e. use best efforts in good faith to complete) their production of documents in response to Plaintiffs First Request for Production (subject to and without waiving objections/privilege

assertions made to Plaintiffs First Request for Production); documents will be produced on a rolling basis; to the extent additional responsive documents are located after the deadline, they will be produced promptly.August 1, 20164. Parties will submit a report on the status of discovery.August 2, 20165. Parties will substantially complete (i.e. use best efforts in good faith to complete) document productions to outstanding document requests served at least 45 days prior to the date; documents will be produced on a rolling basis; to the extent additional responsive documents are located after the deadline, they will be produced promptly; the parties are permitted to serve additional document requests after this date subject to item no. 9.September 29, 20166. Plaintiffs will file their class certification motion.November 2, 20167. Defendants will file their class certification opposition.December 9, 20168. Plaintiffs will file their class certification reply.January 16, 20179. Fact discovery must be completed. Written discovery and document requests are not timely if they are served at a time where the recipient would not be required under the Federal Rules of Civil Procedure to respond until after this deadline.May 25, 201710. Expert reports due for party or parties who bear the burden of proof on issues.June 28, 201711. Expert reports due for party or parties who do not bear the burden of proof on issues.August 9, 201712. Rebuttal reports by existing experts to reports by party or parties who bear the burden of proof on issues.September 8, 201713. Expert discovery cut-off.October 20, 201714. Daubert/Summary judgment motions will be filed.November 15, 2017315. Daubert/Summary judgment oppositions will be filed (parties may file their oppositions on a rolling basis after November 15, 2017).December 19, 201716. Daubert/Summary judgment replies will be filed (or four (4) weeks following applicable opposition is filed on a rolling basis).January 17, 201817. Joint Pre-Trial Order will be filed (or two (2) weeks following a ruling on all summary judgment motions, whichever is later). Plaintiffs are responsible for timely filing the complete Joint Pre-trial Order.April 2, 201818. Mediation/ADR: _____ Required; ______ Strongly suggested; _____ Parties option.ADR to be completed by:April 17, 201819. Docket Call is held in Courtroom 9-F at 2:30 p.m. on the date listed here. Absent parties agreement, no documents filed within 5 days before the Docket Call will be considered as Docket Call without prior permission of the Court to late file.April 17, 2016will (Signed by Judge Nancy F. Atlas) Parties notified.(sashabranner, 4) (Entered: 04/19/2016)

04/28/2016 139 TRANSCRIPT re: Scheduling Conference held on April 12, 2016 before Judge Nancy F. Atlas. Court Reporter/Transcriber Judicial Transcribers of Texas, LLC. Ordering Party Jonathan Uslaner Release of Transcript Restriction set for 7/27/2016., filed. (mahenry, ) (Entered: 04/28/2016)

04/29/2016 140 Notice of Filing of Official Transcript as to 139 Transcript,. Party notified, filed. (jdav, 4) (Entered: 04/29/2016)

08/02/2016 141 STATUS REPORT by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Ajamie, Thomas) (Entered: 08/02/2016)

08/10/2016 142 Sealed Event, filed. (With attachments) (Entered: 08/10/2016)

08/11/2016 143 ORDER Discovery Hearing set for 8/22/2016 at 10:30 AM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 08/11/2016)

08/16/2016 144 Agreed PROPOSED ORDER Resetting Discovery Conference and Deadline for Submission of Non-Movant's Response, filed.(Sterling, David) (Entered: 08/16/2016)

08/16/2016 145 ORDER GRANTED Discovery Hearing set for 8/29/2016 at 11:00 AM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 08/16/2016)

08/17/2016 146 MOTION for Christopher Moriarty to Appear Pro Hac Vice by Universal Investment Gesellschaft m.b.h., filed. Motion Docket Date 9/7/2016. (Ajamie, Thomas) (Entered: 08/17/2016)

08/18/2016 147 ORDER granting 146 MOTION for Christopher Moriarty to Appear Pro Hac Vice (Signed by Judge Nancy F Atlas) Parties notified.(olindor, 4) (Entered: 08/18/2016)


09/21/2016 149 Agreed MOTION to Substitute Attorney QUINN EMANUEL URQUHART & SULLIVAN, LLP in place of BAKER BOTTS LLP by Joseph H Bryant, filed. Motion Docket Date 10/12/2016. (Attachments: # 1 Proposed Order Proposed Order)(Smith, Emily) (Entered: 09/21/2016)

09/21/2016 150 ORDER granting 149 Motion to Substitute Attorney Attorney Daniel David terminated.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 09/21/2016)

09/26/2016 151 Unopposed MOTION for Discovery by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 10/17/2016. (Attachments: # 1 Proposed Order Proposed Order)(Ajamie, Thomas) (Entered: 09/26/2016)


09/27/2016 153 NOTICE of Appearance by Paul R. Elliott on behalf of Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Elliott, Paul) (Entered: 09/27/2016)

09/28/2016 154 Sealed Order Granting Motion [Doc. # 151], filed. (Entered: 09/28/2016)

09/28/2016 155 Sealed Order Granting Sealed Request [Doc. # 152], filed. (Entered: 09/28/2016)

10/03/2016 ***Delivery Confirmation; delivery date(s) 9/30/2016 re: 156 Document(s) Sent, filed. (hcarr, 4) (Entered: 10/03/2016)


10/25/2016 158 ORDER Discovery Hearing set for 11/2/2016 at 02:00 PM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 10/25/2016)

10/25/2016 159 Sealed Event, filed. (Entered: 10/25/2016)

10/26/2016 160 ORDER extending deadline for Defendants to file Response to 11/14/2016. Discovery Hearing reset to 11/17/2016 at 01:30 PM before Judge Nancy F Atlas.(Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 10/26/2016)

10/31/2016 161 Joint MOTION to Reset Discovery Conference and Briefing Deadlines by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 11/21/2016. (Attachments: # 1 Proposed Order Regarding Joint Motion for Resetting Discovery Conference and Briefing Deadlines)(Sterling, David) (Entered: 10/31/2016)

11/01/2016 162 ORDER granting 161 Motion to Reset Discovery Hearing reset for 12/2/2016 at 01:00 PM in Courtroom 9F before Judge Nancy F Atlas. Response brief is due 11/18/2016 by 12:00 p.m.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/01/2016)

11/02/2016 163 MOTION to Certify Class by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. Motion Docket Date 11/23/2016. (Entwistle, Andrew) (Entered: 11/02/2016)

11/02/2016 164 BRIEF in Support (Memorandum of Law in Support of Plaintiffs' Motion for Class Certification and Appointment of Class Representatives and Class Counsel) re: 163 MOTION to Certify Class by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed.(Entwistle, Andrew) (Entered: 11/02/2016)

11/02/2016 165 DECLARATION of Andrew J. Entwistle re: 163 MOTION to Certify Class, filed. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8)(Entwistle, Andrew) (Entered: 11/02/2016)

11/02/2016 166 PROPOSED ORDER re: 163 MOTION to Certify Class, filed.(Entwistle, Andrew) (Entered: 11/02/2016)


11/17/2016 168 ORDER the Court will address the issues raised inPlaintiffs letter dated November 16, 2016 [Doc. #167] at the discovery conferenceon December 2, 2016. If any party needs additional time to consider and addressthose issues, it may request additional time at the December 2, 2016 hearing.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/17/2016)

11/17/2016 169 Agreed MOTION to Reset Class Certification Briefing Deadlines by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth

A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 12/8/2016. (Attachments: # 1 Proposed Order)(Sterling, David) (Entered: 11/17/2016)

11/18/2016 170 ORDER granting 169 Motion to Reset; Motion-related deadline set re: 163 MOTION to Certify Class. Responses due by 1/27/2017. Replies due by 3/31/2017.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/18/2016)



12/01/2016 173 NOTICE of Appearance by Katherine Kunz on behalf of Joseph H Bryant, filed. (Stern, Karl) (Entered: 12/01/2016)


12/02/2016 175 MINUTE ENTRY ORDER: Discovery held Appearances: Russell Carter Lewis, David D Sterling, Amy Pharr Hefley, Jonathan D. Uslaner, Andrew J. Entwistle. Ct Reporter: ERO. Arguments heard. Rulings as stated on the record in open court.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 12/05/2016)

12/06/2016 176 AO 435 TRANSCRIPT REQUEST by Thomas R. Ajamie for Transcript of Discovery Hearing on 12/02/2016 before Judge Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Molly Carter (transcription service), filed. Sealed document. (Ajamie, Thomas) Electronically forwarded to Digital Scroll Transcripts 01/03/2017. Estimated Completion Date 01/10/2017. Modified on 1/3/2017 (ShoshanaArnow, ). (Entered: 12/06/2016)

12/09/2016 177 Unopposed MOTION to Seal Transcript from December 2, 2016 Discovery Conference by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 12/30/2016. (Attachments: # 1 Proposed Order Granting Unopposed Motion to Seal Transcript from December 2, 2016 Discovery Conference)(Sterling, David) (Entered: 12/09/2016)

12/13/2016 178 ORDER granting 177 Motion to Seal.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 12/13/2016)

12/22/2016 179 Agreed MOTION to Reset Class Certification Briefing Deadlines by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, Kathryn Bailey Hutchison, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 1/12/2017. (Attachments: # 1 Proposed Order)(Sterling, David) (Entered: 12/22/2016)

12/22/2016 180 ORDER granting 179 Agreed MOTION to Reset Class Certification Briefing Deadlines. It is further ORDERED that the deadline for Defendants to respond to the

Class Certification Motion is extended to February 10, 2017, and the deadline for Plaintiffs reply is extended to April 14, 2017. This case is ADMINISTRATIVELY CLOSED pending a decision by the Court on the Class Certification Motion. Case terminated on 12/22/2016. (Signed by Judge Nancy F Atlas) Parties notified. (wbostic, 4) (Entered: 12/22/2016)

12/30/2016 181 Joint MOTION to Obtain Hearing Transcript by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 1/20/2017. (Attachments: # 1 Proposed Order)(Entwistle, Andrew) (Entered: 12/30/2016)

12/30/2016 182 ORDER granting 181 Motion on Hearing Transcript. It is ORDERED that the Court Reporter shall prepare a transcription of the hearing held on December 2, 2016, and release the transcript to counsel for Lead Plaintiffs and counsel for the Defendant Cobalt in accordance with the transcript request [DKT. 176]. (Signed by Judge Nancy F Atlas) Parties notified. (wbostic, 4) (Entered: 12/30/2016)

01/03/2017 183 MOTION for Shifali Baliga to Appear Pro Hac Vice by The Carlyle Group, filed. Motion Docket Date 1/24/2017. (Williams, John) (Entered: 01/03/2017)

01/03/2017 184 MOTION for Janine Pierson to Appear Pro Hac Vice by The Carlyle Group, filed. Motion Docket Date 1/24/2017. (Williams, John) (Entered: 01/03/2017)

01/05/2017 185 ORDER granting 184 Motion for Janine M. Pierson to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 01/05/2017)

01/10/2017 188 MOTION for Stuart L. Berman to Appear Pro Hac Vice by Sjunde AP-Fonden, filed. Motion Docket Date 1/31/2017. (jengonzalez, 7) (Entered: 01/17/2017)

01/14/2017 186 Transcript (Sealed) of proceedings held on held on 12/2/2016. Court Reporter/Transcriber Digital Scroll Transcription, filed. (lgriffin, ) (Entered: 01/14/2017)

01/17/2017 187 AO 435 TRANSCRIPT REQUEST by David Sterling for Transcript of Hearing on 12/2/16 before Judge Atlas. Daily (24 hours) turnaround requested. Court Reporter/Transcriber: Digital Scroll Transcription Services, filed. (Sterling, David) Electronically forwarded to Digital Scroll Transcription on 1/18/2017. Estimated transcript completion date 1/19/2017 (LaurenWebster). (Entered: 01/17/2017)

01/17/2017 189 ORDER granting 188 Motion for Stuart L. Berman to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 01/17/2017)

01/17/2017 190 ORDER granting 183 Motion for Shifali Baliga to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 01/17/2017)


02/02/2017 192 MOTION for Extension of Time To Oppose Class Certification Motion -- No Opposition -- by ACM Ltd., First Reserve Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, The Carlyle Group, filed. Motion Docket Date 2/23/2017. (Attachments: # 1 Proposed Order)(Williams, John) (Entered: 02/02/2017)

02/03/2017 193 ORDER granting letter request for extension of time [Doc. # 192]. Responses to Motion for Class Certification due by 3/22/2017. Replies due by 5/26/2017.(Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 02/03/2017)

02/27/2017 194 MOTION for Garrett Ordower to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 3/20/2017. (Oran, Ronald) (Entered: 02/27/2017)

02/28/2017 195 ORDER granting 194 Motion for Garrett Ordower to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/28/2017)

02/28/2017 196 Sealed Event, filed. (With attachments) (Additional attachment(s) added on 3/1/2017: # 14 Exhibit K) (sashabranner, 4). (Entered: 02/28/2017)

02/28/2017 197 JOINDER in 196 Sealed Event -- Opposition To Plaintiffs' Motion For Leave To Amend, filed by The Carlyle Group. (Williams, John) (Entered: 02/28/2017)


03/10/2017 199 MEMORANDUM AND ORDER granting 191 Motion for Leave to File Second Amended Complaint. Counsel for Plaintiffs is directed to file the Second Amended Complaint as a separate docket entry.(Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 03/10/2017)

03/15/2017 200 Second AMENDED COMPLAINT with Jury Demand against All Defendants filed by Universal Investment Gesellschaft m.b.h., Sjunde AP-Fonden, GAMCO Natural Resources, Gold & Income Trust, St. Lucie County Fire District Firefighters' Pension Trust Fund, GAMCO Global Gold, Natural Resources & Income Trust.(Entwistle, Andrew) (Entered: 03/15/2017)

03/16/2017 201 Unopposed MOTION for Leave to File Opposition to Plaintiffs' Motion for Class Certification in Excess of 25 Pages by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 4/6/2017. (Attachments: # 1 Proposed Order)(Elliott, Paul) (Entered: 03/16/2017)

03/21/2017 202 ORDER granting 201 Motion for Leave to File.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 03/21/2017)

03/22/2017 203 Agreed MOTION to Reset Deadline to Respond to Count III of Second Amended Complaint by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 4/12/2017. (Attachments: # 1 Proposed Order Regarding Agreed Motion for Resetting Deadlines to Respond to Count III of the Second Amended Complaint)(Oran, Ronald) (Entered: 03/22/2017)

03/22/2017 204 ORDER granting 203 Motion to Reset Deadlines. The Deadline for the Section 20A Defendants to move or dismiss or otherwise respond to the Second Amended Complaint is April 14, 2017. The deadline for Plaintiffs' response is May 15, 2017. The deadline for the Controlling Entity Defendants' reply is May 30, 2017. (Signed by Judge Nancy F Atlas) Parties notified. (wbostic, 4) (Entered: 03/22/2017)



03/22/2017 207 APPENDIX re: 205 Sealed Event by ACM Ltd., Joseph H Bryant, Capital One Southcoast, Inc., Carlyle Energy Coinvestment III, L.P., Carlyle/Riverstone Global Energy and Power Fund III, L.P., Citigroup Global Markets Inc., Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., James W Farnsworth, Michael G France, Jack E Golden, Goldman Sachs & Co., Goldman Sachs Group, Inc., Howard Weil Incorporated, J.P. Morgan Securities LLC, N John Lancaster, Lazard Capital Markets LLC, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, Morgan Stanley & Co. LLC, J Hardy Murchison, Kenneth A Pontarelli, RBC Capital Markets, LLC, Riverstone Energy Coinvestment III, L.P., Riverstone Holdings LLC, Myles W Scoggins, Stifel, Nicolaus & Company, Incorporated, The Carlyle Group, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) (Entered: 03/22/2017)

03/29/2017 208 "Answers"; Defendants' Answer to Second Amended Complaint by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) Modified on 3/30/2017 (sashabranner, 4). (Entered: 03/29/2017)

03/29/2017 209 ANSWER to 200 Amended Complaint/Counterclaim/Crossclaim etc., by Joseph H Bryant, filed. (Smith, Emily) (Answer to Complaint per counsel) Modified on 3/30/2017 (MarcelleLaBee, 4). Modified on 3/30/2017 (sashabranner, 4). (Entered: 03/29/2017)

03/31/2017 210 Joint MOTION to Modify Docket Control Order as to 138 Order,,,,,,,,,,,,,,,, by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 4/21/2017. (Attachments: # 1 Proposed Order Docket Control Order)(Entwistle, Andrew) (Entered: 03/31/2017)

03/31/2017 211 RESPONSE to 210 Joint MOTION to Modify Docket Control Order as to 138 Order,,,,,,,,,,,,,,,, filed by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC. (Oran, Ronald) (Entered: 03/31/2017)

04/03/2017 212 SCHEDULING ORDER. ETT: 21 days. Jury. I.a) New Parties shall be joined by:(The attorney causing the addition of new parties mustprovide copies of this Order to m!w parties).January 16, 2017(b) Amendments to Pleadings by Plaintiff or Counter- January 30, 2017Plaintiff shall be filed by:(Absent parties ' agreement or court approval, answersmay not be amended more than 21 days after this date.Answers to amended claims and counterclaims are due21 days after amended claims or counterclaims are filed).2. The Cobalt Defendants will substantially complete (i.e. usebest efforts in good faith to complete) production ofdocuments in response to Plaintiffs ' First Request forProduction (subject to and without waivingobjections/privilege assertions made to Plaintiffs ' FirstRequest for Production); documents will be produced on arolling basis; to the extent additional responsive documentsare located after the deadline, they will be

producedpromptly.May 27, 2016. 3. Six (6) Underwriter Defendants and two (2) Sponsor August 1, 2016Defendants (one of which may be, for purposes of thisdeadline, The Carlyle Group, L.P.) will substantiallycomplete (i.e. use best efforts in good faith to complete) theirproduction of documents in response to Plaintiffs' FirstRequest for Production (subject to and without waivingobjections/privilege assertions made to Plaintiffs' FirstRequest for Production); documents will be produced on arolling basis; to the extent additional responsive documentsare located after the deadline, they will be producedpromptly.4. Parties will submit a report on the status of discovery. August 2, 20165. Parties will substantially complete (i.e. use best efforts in September 29, 2016good faith to complete) document productions to outstandingdocument requests served at least 45 days prior to the date;documents will be produced on a rolling basis; to the extentadditional responsive documents are located after thedeadline, they will be produced promptly; the parties arepermitted to serve additional document requests after this datesubject to item no. 11.6. Plaintiffs will file their class certification motion. November 2, 2016I7. Defendants will file their class certification opposition. March 22, 20178. The Cobalt Defendants expect to complete and will use best April7, 2017efforts in good faith to complete production of documentsordered to be produced at the December 2, 2016 hearing; tothe extent production is not complete by the deadline, theCobalt Defendants will notify Plaintiffs of the status of theproduction and provide a date certain before April 28, 2017by which the additional documents will be produced.9. The Cobalt Defendants will amend their privilege logs in April 28, 2017accordance with the Court's instructions at the December 2,2016 hearing, and provide privilege log entries reflecting theadditional information ordered at the December 2, 2016hearing10. Plaintiffs will file their class certification reply. May 26, 2017.II. Fact discovery must be completed. The parties may take up to October 16, 20 1730 depositions each, per side, not including experts, withoutfurther leave of court. Written discovery and documentrequests are not timely if they are served at a time where therecipient would not be required under the Federal Rules ofCivil Procedure to respond until after this deadline.12. Expert reports due for party or parties who bear the burden of November 20, 20 17proof on issues.13. Expert reports due for party or parties who do not bear the December 22, 2017burden of proof on issues.14. Rebuttal reports by existing experts to reports by party or January 22, 2018parties who bear the burden of proof on issues.15. Expert discovery cut-off. February 21, 201816. Daubert/Summary judgment motions will be filed. March 23, 201817. Daubert/Summary judgment oppositions will be filed (parties April 23, 2018may file their oppositions on a rolling basis after March 23,2018).18. Daubert/Summary judgment replies will be filed (or four (4) May 23, 2018weeks following applicable opposition is filed on a rollingbasis).19. Joint Pre-Trial Order will be filed (or two (2) weeks July 9, 2018following a ruling on all summary judgment motions,whichever is later). Plaintiffs are responsible for timely filingthe complete Joint Pre-trial Order.20. Mediation/ADR: _ _ Required; ___ Strongly July23, 2018suggested; __ Parties' option.ADR to be completed by:21. Docket Call is held in Courtroom 9-F at 2:00 p.m. on the date August 20, 2018listed here. Absent parties ' agreement, no documents filedwithin 5 days before the Docket Call will be considered asDocket Call without prior permission of the Court to late file.3 Docket Call set for 8/20/2018 at 02:00 PM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 04/03/2017)


04/14/2017 214 ORDER Setting Hearing on Discovery Dispute for 4/20/2017 at 01:00 PM before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 04/14/2017)

04/14/2017 215 ORDER Setting Discovery Conference and Directive to Confer. Discovery Hearing set for 4/20/2017 at 01:00 PM in Courtroom 9F before Judge Nancy F Atlas. (Signed by Judge Nancy F Atlas) Parties notified. (wbostic, 4) (Entered: 04/14/2017)


04/14/2017 217 Agreed MOTION for Extension of Time Answer Complaint by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 5/5/2017. (Attachments: # 1 Proposed Order)(Oran, Ronald) (Entered: 04/14/2017)


04/14/2017 219 MOTION to Dismiss Count III of Second Amended Complaint by The Carlyle Group, filed. Motion Docket Date 5/5/2017. (Attachments: # 1 Proposed Order)(Pierson, Janine) (Entered: 04/14/2017)


04/17/2017 221 NOTICE of Resetting as to 215 Order. Parties notified. Discovery Hearing reset for 4/26/2017 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas, filed. (sashabranner, 4) (Entered: 04/17/2017)

04/17/2017 222 ORDER granting 217 Motion for Extension of Time.. .(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) Modified on 4/17/2017 (sashabranner, 4). (Entered: 04/17/2017)

04/17/2017 223 PROPOSED ORDER on Motion To Dismiss Count III of Plaintiffs' Second Amended Complaint filed under Seal re: 216 Sealed Event, filed.(Oran, Ronald) (Entered: 04/17/2017)

04/18/2017 224 MOTION for Adam D. Gold and Garrett Ordower to Withdraw as Attorney by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 5/9/2017. (Attachments: # 1 Proposed Order on Withdrawal of Counsel)(Oran, Ronald) (Entered: 04/18/2017)

04/18/2017 225 MOTION for Corey J. Banks to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs & Co., Riverstone Holdings LLC, filed. Motion Docket Date 5/9/2017. (Oran, Ronald) (Entered: 04/18/2017)

04/19/2017 226 ORDER GRANTED 224 MOTION for Adam D. Gold and Garrett Ordower to Withdraw as Attorney, Attorney Adam D Gold and Garrett Ordower terminated(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 04/19/2017)

04/19/2017 227 ORDER granting 225 Motion for Corey J. Banks to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 04/19/2017)

04/21/2017 228 MOTION for Carrie M. Reilly to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs & Co., Riverstone Holdings LLC, filed. Motion Docket Date 5/12/2017. (Oran, Ronald) (Entered: 04/21/2017)


04/26/2017 230 SEALED MINUTE ENTRY ORDER: Discovery hearing. (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 04/26/2017)

04/27/2017 231 AO 435 TRANSCRIPT REQUEST by Thomas R. Ajamie for Transcript of Discovery hearing, 04/26/2017, Judge Nancy Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Digital Scroll Transcription Services, filed. (Ajamie, Thomas) Electronically forwarded to Exceptional Reporting Services (Digital not accepting cases at this time) on 4/27/2017. Estimated Transcript Completion Date: 5/4/2017. (LinhthuDo, ) (Entered: 04/27/2017)

04/27/2017 232 AO 435 TRANSCRIPT REQUEST by David D. Sterling for Transcript of Hearing on 4/26/17. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Digital Scroll Transcription Services, filed. (Sterling, David) Copy electronically forwarded to Exceptional Reporting Services (Digital not accepting cases at this time) on 4/27/2017. Estimated Transcript Completion Date: 5/4/2017. (LinhthuDo, ) (Entered: 04/27/2017)


05/01/2017 234 ORDER granting 228 Motion for Carrie M. Reilly to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 05/01/2017)

05/03/2017 235 Transcript (Sealed) of proceedings held on held on 4/26/17. Court Reporter/Transcriber EXCEPTIONAL REPORTING, filed. (thudson, ) (Entered: 05/03/2017)

05/10/2017 236 Unopposed MOTION for Leave to File Excess Pages by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 5/31/2017. (Attachments: # 1 Proposed Order)(Ajamie, Thomas) (Entered: 05/10/2017)

05/11/2017 237 ORDER granting 236 Motion for Leave to File Excess Pages. (Signed by Judge Nancy F Atlas) Parties notified. (wbostic, 4) (Entered: 05/11/2017)




05/30/2017 241 REPLY in Support of 219 MOTION to Dismiss Count III of Second Amended Complaint, filed by The Carlyle Group. (Van Kirk, Robert) (Entered: 05/30/2017)

06/14/2017 242 ORDER. This case is REINSTATED on the Court's active docket. (Signed by Judge Nancy F Atlas) Parties notified. (ltien, 4) (Entered: 06/14/2017)

06/15/2017 243 MEMORANDUM AND ORDER granting 219 Carlyle's Motion to Dismiss Count III and denying 216 remaining Control Defendants' Motion to Dismiss Count III.(Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 06/15/2017)

06/15/2017 244 MEMORANDUM AND ORDER granting 163 MOTION to Certify Class. Status Conference set for 7/12/2017 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas. It is ORDERED that on or before July 7, 2017, counsel shall file a proposed Docket Control Order to govern the remaining deadlines in this case. (Signed by Judge Nancy F Atlas) Parties notified. (wbostic, 4) (Entered: 06/15/2017)

06/19/2017 245 MOTION for Jordan A. Cortez to Withdraw as Attorney by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. Motion Docket Date 7/10/2017. (Attachments: # 1 Proposed Order)(Entwistle, Andrew) (Entered: 06/19/2017)

06/20/2017 246 ORDER GRANTED 245 MOTION for Jordan A. Cortez to Withdraw as Attorney, Attorney Jordan A Cortez terminated(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 06/20/2017)

07/05/2017 247 NOTICE of Resetting. Parties notified. Status Conference set for 7/12/2017 at 01:30 PM (TIME CHANGE ONLY) in Courtroom 9F before Judge Nancy F Atlas, filed. (sashabranner, 4) (Entered: 07/05/2017)

07/07/2017 248 Joint PROPOSED ORDER (Docket Control Order), filed.(Entwistle, Andrew) (Entered: 07/07/2017)

07/07/2017 249 Letter from Noelle M. Reed re: Reset Request, filed. (sashabranner, 4) (Entered: 07/10/2017)

07/10/2017 250 NOTICE of Resetting as to 249 Letter. Parties notified. Status Conference reset for 7/25/2017 at 01:30 PM in Courtroom 9F before Judge Nancy F Atlas, filed. (sashabranner, 4) (Entered: 07/10/2017)

07/13/2017 251 MOTION for Reconsideration of 244 Memorandum and Order, by ACM Ltd., Joseph H Bryant, C/R Cobalt Investment Partnership, L.P., C/R Energy Coinvestment II, L.P., C/R Energy III Cobalt Partnership, L.P., Capital One Southcoast, Inc., Carlyle Energy Coinvestment III, L.P., Carlyle/Riverstone Global Energy and Power Fund III, L.P., Citigroup Global Markets Inc., Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., FR XI Onshore AIV, L.P., FRC Founders Corporation, James W Farnsworth, First Reserve Corporation, First Reserve Fund XI, L.P., Michael G France, GS Capital Partners V Fund, L.P., GS Capital Partners V GmbH & Co. KG, GS Capital Partners V Institutional, L.P., GS Capital Partners V Offshore Fund, L.P., GS Capital Partners VI Fund, L.P., GS Capital Partners VI GmbH & Co. KG, GS Capital Partners VI Offshore Fund, L.P., GS Capital Partners VI Parallel, L.P., Jack E Golden, Goldman Sachs & Co., Goldman Sachs Group, Inc., Howard Weil Incorporated, Kathryn Bailey Hutchison, J.P. Morgan Securities LLC, KERN Cobalt Co-Invest Partners AP LP, KERN Partners Ltd., N John Lancaster, Lazard Capital Markets LLC, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, Morgan Stanley & Co. LLC, J Hardy Murchison, Kenneth A Pontarelli, RBC Capital Markets, LLC, Riverstone Energy Coinvestment III, L.P., Riverstone Holdings LLC, Myles W Scoggins, Stifel, Nicolaus & Company, Incorporated, The Carlyle Group, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 8/3/2017.

(Attachments: # 1 Proposed Order Proposed Order)(Reed, Noelle) (Entered: 07/13/2017)

07/13/2017 252 MOTION to Stay Discovery Pending Appeal of Class Certification Order by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. Motion Docket Date 8/3/2017. (Attachments: # 1 Proposed Order Proposed Order)(Sterling, David) (Entered: 07/13/2017)

07/14/2017 253 CERTIFICATE of Conference re: 252 MOTION to Stay Discovery Pending Appeal of Class Certification Order by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(Sterling, David) (Entered: 07/14/2017)

07/17/2017 254 ORDER Status Conference reset for 8/24/2017 at 01:30 PM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 07/17/2017)

07/17/2017 255 ANSWER to 200 Amended Complaint/Counterclaim/Crossclaim etc., by ACM Ltd., First Reserve Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed.(Oran, Ronald) (Entered: 07/17/2017)

08/03/2017 256 RESPONSE in Opposition to 251 MOTION for Reconsideration of 244 Memorandum and Order,, filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h.. (Attachments: # 1 Proposed Order)(Entwistle, Andrew) (Entered: 08/03/2017)

08/03/2017 257 RESPONSE in Opposition to 252 MOTION to Stay Discovery Pending Appeal of Class Certification Order, filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h.. (Attachments: # 1 Proposed Order)(Entwistle, Andrew) (Entered: 08/03/2017)

08/04/2017 258 NOTICE OF APPEAL to US Court of Appeals for the Fifth Circuit re: 244 Memorandum and Order, by ACM Ltd., Joseph H Bryant, Capital One Southcoast, Inc., Carlyle Group,Citigroup Global Markets Inc., Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., FRC Founders Corporation, James W Farnsworth, Michael G France, Jack E Golden, Goldman Sachs & Co., Goldman Sachs Group, Inc., Howard Weil Incorporated, JPMorgan Chase & Co., N John Lancaster, Lazard Capital Markets LLC, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, Morgan Stanley & Co. LLC, J Hardy Murchison, Kenneth A Pontarelli, RBC Capital Markets, LLC, Riverstone Holdings LLC, Myles W Scoggins, Stifel Financial Corp., Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co.

Securities, Inc., UBS Securities LLC, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed.(dbenavides, 1) (Entered: 08/07/2017)

08/04/2017 259 Clerks Notice of Filing of an Appeal. The following Notice of Appeal and related motions are pending in the District Court: 258 Notice of Appeal,. Fee status: Not Paid, filed. (Attachments: # 1 Notice of Appeal, # 2 Order, # 3 Docket Sheet) (dbenavides, 1) Modified on 8/10/2017 (mperez, 1). (Entered: 08/07/2017)

08/07/2017 Appeal Review Notes re: 258 Notice of Appeal,,,,. Fee status: Paid. The appeal filing fee has not been paid. Hearings were held in the case - transcripts were produced. Number of DKT-13 Forms expected: 1, filed.(dbenavides, 1) Modified on 8/10/2017 (mperez, 1). (Entered: 08/07/2017)

08/08/2017 Notice of Assignment of USCA No. 17-20503 re: 258 Notice of Appeal,,,,, filed.(jtabares, 1) (Entered: 08/08/2017)

08/09/2017 260 DKT13 TRANSCRIPT ORDER REQUEST by Cobalt International Energy, Inc. and Certain Other Defendants/David Sterling. Transcript is already on file in Clerks office regarding Not Applicable. (No transcript is needed). Court Reporter/Transcriber: Contract Court Reporter. This order form relates to the following: 258 Notice of Appeal,,,, filed. (Sterling, David) (Entered: 08/09/2017)

08/09/2017 261 Amended NOTICE OF APPEAL to US Court of Appeals for the Fifth Circuit by The Carlyle Group, filed.(Baliga, Shifali) (Entered: 08/09/2017)

08/09/2017 262 DKT13 TRANSCRIPT ORDER REQUEST by The Carlyle Group, L.P.. Transcript is already on file in Clerks office regarding N/A. (No transcript is needed). Court Reporter/Transcriber: Contract Court Reporter. This order form relates to the following: 261 Notice of Appeal - Amended, 258 Notice of Appeal,,,, filed. (Baliga, Shifali) (Entered: 08/09/2017)

08/10/2017 USCA Appeal Fees received $ 505, receipt number 074539 re: 261 Notice of Appeal - Amended, 258 Notice of Appeal,,,, filed.(pyebernetsky, 4) (Entered: 08/10/2017)

08/10/2017 263 REPLY in Support of 251 MOTION for Reconsideration of 244 Memorandum and Order,, filed by ACM Ltd., Joseph H Bryant, C/R Cobalt Investment Partnership, L.P., C/R Energy Coinvestment II, L.P., C/R Energy III Cobalt Partnership, L.P., Capital One Southcoast, Inc., Carlyle Energy Coinvestment III, L.P., Carlyle/Riverstone Global Energy and Power Fund III, L.P., Citigroup Global Markets Inc., Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., FR XI Onshore AIV, L.P., FRC Founders Corporation, James W Farnsworth, First Reserve Corporation, First Reserve Fund XI, L.P., Michael G France, GS Capital Partners V Fund, L.P., GS Capital Partners V GmbH & Co. KG, GS Capital Partners V Institutional, L.P., GS Capital Partners V Offshore Fund, L.P., GS Capital Partners VI Fund, L.P., GS Capital Partners VI GmbH & Co. KG, GS Capital Partners VI Offshore Fund, L.P., GS Capital Partners VI Parallel, L.P., Jack E Golden, Goldman Sachs & Co., Goldman Sachs Group, Inc., Howard Weil Incorporated, Kathryn Bailey Hutchison, J.P. Morgan Securities LLC, KERN Cobalt Co-Invest Partners AP LP, KERN Partners Ltd., N John Lancaster, Lazard Capital Markets LLC, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, Morgan Stanley & Co. LLC, J Hardy Murchison, Kenneth A Pontarelli, RBC Capital Markets, LLC, Riverstone Energy Coinvestment III, L.P., Riverstone Holdings LLC, Myles W Scoggins, Stifel,

Nicolaus & Company, Incorporated, The Carlyle Group, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Reed, Noelle) (Entered: 08/10/2017)

08/10/2017 264 Opposed REPLY in Support of 252 MOTION to Stay Discovery Pending Appeal of Class Certification Order, filed by ACM Ltd., Joseph H Bryant, Capital One Southcoast, Inc., Citigroup Global Markets Inc., Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., FRC Founders Corporation, James W Farnsworth, Michael G France, Jack E Golden, Goldman Sachs & Co., Goldman Sachs Group, Inc., Howard Weil Incorporated, J.P. Morgan Securities LLC, N John Lancaster, Lazard Capital Markets LLC, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, Morgan Stanley & Co. LLC, J Hardy Murchison, Kenneth A Pontarelli, RBC Capital Markets, LLC, Riverstone Holdings LLC, Myles W Scoggins, Stifel, Nicolaus & Company, Incorporated, The Carlyle Group, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Sterling, David) (Entered: 08/10/2017)

08/11/2017 265 DKT13 TRANSCRIPT ORDER REQUEST by Cobalt International Energy, Inc. and Certain Other Defendants/David Sterling and Aaron Streett. Transcript is already on file in Clerks office regarding N/A. (No transcript is needed). Court Reporter/Transcriber: Contract Court Reporter. This order form relates to the following: 261 Notice of Appeal - Amended, 258 Notice of Appeal,,,, filed. (Sterling, David) (Entered: 08/11/2017)

08/11/2017 266 *This entry was incorrectly recorded and has been re-docketed as document #268* Clerks Notice of Filing of an Appeal. The following Notice of Appeal and related motions are pending in the District Court: 261 Notice of Appeal - Amended. Fee status: Paid. Reporter(s): ERO, filed.(jtabares, 1) Modified on 8/11/2017 (jtabares, 1). (Entered: 08/11/2017)

08/11/2017 267 *This entry was incorrectly recorded and has been re-docketed as document #268* Clerks Notice of Filing of an Appeal. The following Notice of Appeal and related motions are pending in the District Court: 261 Notice of Appeal - Amended. Fee status: Paid. Reporter(s): ERO, filed.(jtabares, 1) Modified on 8/11/2017 (jtabares, 1). (Entered: 08/11/2017)

08/11/2017 268 Clerks Notice of Filing of an Appeal. The following Amended Notice of Appeal and related motions are pending in the District Court: 261 Notice of Appeal - Amended. Fee status: Paid. Reporter(s): ERO, filed. (Attachments: # 1 Amended Notice of Appeal, # 2 Memorandum and Order, # 3 Public Docket Sheet) (jtabares, 1) (Entered: 08/11/2017)

08/11/2017 269 DKT13 TRANSCRIPT ORDER REQUEST by The Goldman Sachs Group, Inc.; Riverstone Holdings LLC; FRC Founders Corporation; and ACM Ltd.. Transcript is unnecessary for appeal purposes This order form relates to the following: 261 Notice of Appeal - Amended, 258 Notice of Appeal,,,, filed. (Oran, Ronald) (Entered: 08/11/2017)

08/14/2017 270 DKT13 TRANSCRIPT ORDER REQUEST by Certain Defendants/Noelle M. Reed. Transcript is already on file in Clerks office regarding N/A. (No transcript is needed). Court Reporter/Transcriber: Contract Court Reporter. This order form

relates to the following: 261 Notice of Appeal - Amended, 258 Notice of Appeal,,,, filed.(Reed, Noelle) (Entered: 08/14/2017)

08/15/2017 Notice of Assignment of USCA No. 17-20503 re: 261 Notice of Appeal - Amended, filed.(dbenavides, 1) (Entered: 08/15/2017)

08/21/2017 271 Fifth Circuit Court of Appeals letter advising the case caption has been corrected to reflect "Carlyle Group, L.P. as or database is unable to accomodate a party title preceded by the word "The". (USCA No. 17-20503), filed.(dbenavides, 1) (Entered: 08/21/2017)

08/22/2017 272 STATUS REPORT by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Entwistle, Andrew) (Entered: 08/22/2017)

08/23/2017 273 MEMORANDUM AND ORDER denying 251 Motion for Reconsideration and denying 252 Motion to Stay Discovery.(Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 08/23/2017)

08/24/2017 275 MINUTE ENTRY ORDER: Status conference held Appearances: Andrew Entwistle /Jonathan Uslaner PlaintiffsDavid Sterling/Russell Lewis/Amy HefleyKarl Stern/Carrie Reilly/Noelle Reed DefendantsJohn Williams (by telephone) Defendant The Carlyle Group Ct Reporter: ERO. Docket control order to follow.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 09/05/2017)

08/24/2017 276 SCHEDULING ORDER. ETT: 21 days. Jury.1. Fact discovery must be completed. The parties may take up December 18, 2017to 30 depositions each, per side, not including experts,without further leave of court. Written discovery anddocument requests are not timely if they are served at a timewhere the recipient would not be required under the FederalRules of Civil Procedure to respond until after this deadli!le.2. Expert reports due for party or parties who bear the burden of January 19,2018proof on issues.3. Expert reports due for party or parties who do not bear the February 19, 2018burden of proof on issues.4. Rebuttal reports by existing experts to reports by party or March 16, 2018parties who bear the burden of proof on issues.5.6.7.8.9.10.Expert discovery cut-off. April20, 2018Daubert/Summary judgment motions will be filed. May 25, 2018Daubert/Summary judgment oppositions will be filed (parties June 22, 2018may file their oppositions on a rolling basis after May 25,20 18).Daubert/Summary judgment replies will be filed (or four (4) July 20, 2018weeks following applicable opposition is filed on a rollingbasis). Joint Pretrial Order due by 9/10/2018. Docket Call set for 10/22/2018 at 02:00 PM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 09/05/2017)

08/25/2017 274 AO 435 TRANSCRIPT REQUEST by Dona Szak for Transcript of Status Conference on 7/24/2017. 14-Day turnaround requested. Court Reporter/Transcriber: Exceptional Reporting Services, filed. (Szak, Dona) Electronically forwarded to Exceptional Reporting Services on 9/5/2017. Estimated transcript completion date: 9/19/2017. (LaurenWebster, 4) (Entered: 08/25/2017)

09/01/2017 277 AO 435 TRANSCRIPT REQUEST by Julia Winters for Transcript of 8/24/2017 before Judge Nancy Atlas. Ordinary (30 days) turnaround requested. Court Reporter/Transcriber: GLR Transcribing Services, filed. (mmapps, 4) (Entered: 09/05/2017)

09/05/2017 Electronic record on appeal certified to the Fifth Circuit Court of Appeals re: 258 Notice of Appeal,,, USCA No. 17-20503, filed.(jtabares, 1) (Entered: 09/05/2017)

09/05/2017 Electronic Access to Record on Appeal Provided re: 261 Notice of Appeal - Amended, 258 Notice of Appeal, counsel: Reed, Noelle M. Elliott, Paul R.Van Kirk, Robert A. Hefley, Amy Pharr Streett, Aaron Michael Sterling, David Dykeman Cappucci, Vincent R. Stern, Karl S. Stickney, David R. Oran, Ronald Leslie Little, Jonathan Mark Banks, Corey Jared Reilly, Carrie M. Entwistle, Andrew J. Kasner, Jay B. Uslaner, Jonathan D. Beemer, Jonathan H. Musoff, ScottPorter, Joshua K. Nealon, Arthur Lewis, Russell C. Attorneys of record at the Circuit may download the record from the Court of Appeals. (USCA No. 17-20503), filed.(jtabares, 1) (Entered: 09/05/2017)

09/05/2017 278 NOTICE of Party Name Change by Goldman Sachs & Co., filed. (Reed, Noelle) (Entered: 09/05/2017)

09/09/2017 279 TRANSCRIPT re: STATUS CONFERENCE held on 8/24/17 before Judge Nancy F Atlas. Court Reporter/Transcriber EXCEPTIONAL REPORTING. Ordering Party DONA SZAK Release of Transcript Restriction set for 12/8/2017., filed. (thudson, ) (Entered: 09/09/2017)

09/11/2017 280 Notice of Filing of Official Transcript as to 279 Transcript. Party notified, filed. (hcarr, 4) (Entered: 09/11/2017)

10/03/2017 281 Order of USCA re: 261 Notice of Appeal - Amended, 258 Notice of Appeal; USCA No. 17-20503. IT IS ORDERED that appellants' unopposed joint stipulation to view and obtain sealed documents is GRANTED, filed.(jtabares, 1) (Entered: 10/03/2017)

10/10/2017 ***Delivery Confirmation; delivery date(s) 10/5/2017 re: 284 Document(s) Sent, 283 Document(s) Sent, 282 Document(s) Sent, 285 Document(s) Sent, filed. (dhansen, 4) (Entered: 10/10/2017)

10/10/2017 286 Order of USCA re: 261 Notice of Appeal - Amended ; USCA No. 17-20503. the court has granted the motion to supplement or correct the record in this case., filed.(scastillo, 1) (Entered: 10/10/2017)

10/13/2017 287 MOTION for Marc Wolinsky to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 11/3/2017. (Oran, Ronald) (Entered: 10/13/2017)

10/13/2017 288 MOTION for Cecilia A. Glass to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 11/3/2017. (Oran, Ronald) (Entered: 10/13/2017)

10/13/2017 289 MOTION for John F. Lynch to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 11/3/2017. (Oran, Ronald) (Entered: 10/13/2017)

10/13/2017 290 MOTION for Paul Vizcarrondo to Appear Pro Hac Vice by ACM Ltd., FRC Founders Corporation, Goldman Sachs Group, Inc., Riverstone Holdings LLC, filed. Motion Docket Date 11/3/2017. (Oran, Ronald) (Entered: 10/13/2017)

10/16/2017 291 ORDER GRANTED 287 MOTION for Marc Wolinsky to Appear Pro Hac Vice, Attorney Marc Wolinsky for ACM Ltd.,Marc Wolinsky for FRC Founders

Corporation,Marc Wolinsky for Goldman Sachs Group, Inc.,Marc Wolinsky for Riverstone Holdings LLC added (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 10/16/2017)

10/16/2017 292 ORDER GRANTED 288 MOTION for Cecilia A. Glass to Appear Pro Hac Vice, Attorney Cecilia A Glass for ACM Ltd.,Cecilia A Glass for FRC Founders Corporation,Cecilia A Glass for Goldman Sachs Group, Inc.,Cecilia A Glass for Riverstone Holdings LLC added (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 10/16/2017)

10/16/2017 293 ORDER GRANTED 289 MOTION for John F. Lynch to Appear Pro Hac Vice, Attorney John F Lynch for ACM Ltd.,John F Lynch for FRC Founders Corporation,John F Lynch for Goldman Sachs Group, Inc.,John F Lynch for Riverstone Holdings LLC added (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 10/16/2017)

10/16/2017 294 ORDER GRANTED 290 MOTION for Paul Vizcarrondo to Appear Pro Hac Vice, Attorney Paul Vicarrondo for ACM Ltd.,Paul Vicarrondo for FRC Founders Corporation,Paul Vicarrondo for Goldman Sachs Group, Inc.,Paul Vicarrondo for Riverstone Holdings LLC added (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 10/16/2017)

10/20/2017 Electronic Access to Record on Appeal Provided re: 261 Notice of Appeal - Amended, 258 Notice of Appeal, to Sarah M. Sternlieb for party(s) Amicus Curiae Chamber of Commerce of the United States of America,Vincent Levy for party(s) Amicus Curiae Chamber of Commerce of the United States of America, Daniel Martin Sullivan for Amicus Curiae Chamber of Commerce of the United States of America. Attorneys of record at the Circuit may download the record from the Court of Appeals. (USCA No. 17-20503), filed.(jtabares, 1) (Entered: 10/20/2017)

10/24/2017 295 Order of USCA re: 261 Notice of Appeal - Amended ; USCA No. 17-20503. It is Ordered that appellees' unopposed motion to view and obtain all sealed documents is granted., filed.(dbenavides, 1) (Entered: 10/24/2017)

10/24/2017 Electronic record on appeal certified to the Fifth Circuit Court of Appeals re: 258 Notice of Appeal, USCA No. 17-20503, filed.(mperez, 1) (Entered: 10/24/2017)

10/24/2017 Electronic Access to Supplemtnal Record on Appeal Provided re: 258 Notice of Appeal, to counsel for appellant, counsel for appellees. Attorneys of record at the Circuit may download the record from the Court of Appeals. (USCA No. 17-20503), filed.(mperez, 1) (Entered: 10/24/2017)

11/07/2017 296 MOTION for Kristin L. Saetveit to Appear Pro Hac Vice by The Carlyle Group, filed. Motion Docket Date 11/28/2017. (Williams, John) (Entered: 11/07/2017)

11/20/2017 Electronic Access to Record on Appeal Provided re: 261 Notice of Appeal - Amended, 258 Notice of Appeal, to Christopher F. Moriarty, counsel for Universal Investment Gesellschaft mbH and Thomas R. Ajamie, counsel for St. Lucie County Fire District Firefighters' Pension Trust Fund, Fire and Police Retiree Health Care Fund, San Antonio, Universal Investment Gesellschaft m.b.H., Sjunde AP-Fonden, GAMCO Global Gold, Natural Resources & Income Trust and GAMCO Natural Resources, Gold & Income Trust. Attorneys of record at the Circuit may download the record from the Court of Appeals, filed.(jtabares, 1) (Entered: 11/20/2017)

12/01/2017 297 STIPULATION re: Stipulation and [Proposed] Order by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Entwistle, Andrew) (Entered: 12/01/2017)

12/04/2017 298 STIPULATION AND ORDER(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 12/04/2017)

12/11/2017 299 MOTION for Michelle M. Newcomer to Appear Pro Hac Vice by Sjunde AP-Fonden, filed. Motion Docket Date 1/2/2018. (Ajamie, Thomas) (Entered: 12/11/2017)



12/12/2017 302 ORDER granting 296 Motion for Kristin L. Saetveit to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(gkelner, 4) (Entered: 12/13/2017)

12/12/2017 303 ORDER granting 301 Motion for Michelle M. Newcomer to Appear Pro Hac Vice. (Signed by Judge Nancy F Atlas) Parties notified.(gclair, 4) (Entered: 12/13/2017)

12/14/2017 304 NOTICE of Suggestion of Pendency of Bankruptcy for Cobalt International Energy, Inc., Et Al., and Automatic Stay of Proceedings by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr., filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Sterling, David) (Entered: 12/14/2017)

12/15/2017 305 ORDER STAYING CASE. Case terminated on 12/15/2017(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 12/15/2017)

12/22/2017 306 NOTICE of Dismissal as to Cobalt International Energy Inc. by Universal Investment Gesellschaft m.b.h., Sjunde AP-Fonden, GAMCO Natural Resources, Gold & Income Trust, Fire and Police Retiree Health Care Fund, San Antonio, St. Lucie County Fire District Firefighters' Pension Trust Fund, GAMCO Global Gold, Natural Resources & Income Trust, filed. (Attachments: # 1 Proposed Order Granting Plaintiffs' Request to Voluntarily Dismiss Defendant Cobalt International Energy, Inc.)(Entwistle, Andrew) (Entered: 12/22/2017)

12/27/2017 307 ORDER for any opposition to Plaintiffs' Notice of Request of Voluntary Dismissal 306 by 1/12/2018. Replies due by 1/16/2018. (Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 12/27/2017)

01/03/2018 308 NOTICE of Plaintiffs' Filing of Response in Bankruptcy Court by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed. (Attachments: # 1 Exhibit A)(Entwistle, Andrew) (Entered: 01/03/2018)

01/05/2018 309 NOTICE of Judgment re: Stay by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. (Attachments: # 1 Exhibit A)(Entwistle, Andrew) (Entered: 01/05/2018)

01/12/2018 310 RESPONSE to 306 Notice of Dismissal,, , filed by Cobalt International Energy Inc., Peter R Coneway, Henry Cornell, James W Farnsworth, Michael G France, Jack E Golden, N John Lancaster, Scott L Lebovitz, Jon A Marshall, Kenneth W Moore, J Hardy Murchison, Kenneth A Pontarelli, Myles W Scoggins, William P Utt, D Jeff Van Steenbergen, John P Wilkirson, Martin H Young, Jr.. (Sterling, David) (Entered: 01/12/2018)

01/12/2018 311 JOINDER in 310 Response, to Notice of Dismissal, filed by Joseph H Bryant. (Smith, Emily) (Entered: 01/12/2018)

01/16/2018 312 REPLY to 306 Notice of Dismissal,, Plaintiffs' Reply in Further Support of Request of Voluntary Dismissal of Defendant Cobalt International Energy, Inc., filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h.. (Entwistle, Andrew) (Entered: 01/16/2018)

01/24/2018 313 ORDER that Plaintiffs' Request for Voluntary Dismissal of Defendant Cobalt International Energy, Inc. is DENIED WITHOUT PREJUDICE to being reurged following notice to all class members through publication of a press release on Business Wire. (Signed by Judge Nancy F Atlas) Parties notified.(TDR, 4) (Entered: 01/24/2018)

05/17/2018 314 Joint Proposed Docket Control Order by Riverstone Holdings LLC, filed.(Bracken, Geoffrey) (Entered: 05/17/2018)

05/22/2018 315 SCHEDULING ORDER. ETT: 21 days. Jury. Pltf Expert Report due by 9/14/2018. Deft Expert Report due by 10/12/2018. Rebuttal Expert Reports due 11/20/2018 Discovery due by 1/18/2019. Mediation due by 9/30/2019. Dispositive Motion Filing due by 5/20/2019. Non-Dispositive Motion Filing due by 3/19/2019. Responses due by 5/20/2019.Replies due 7/10/2019 Joint Pretrial Order due by 9/16/2019. Docket Call set for 10/28/2019 at 02:30 PM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 05/22/2018)



07/19/2018 318 Order Setting Discovery Conference and Directive to Confer. Discovery Hearing set for 7/25/2018 at 11:30 AM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(rguerrero, 4) (Entered: 07/19/2018)


07/24/2018 320 Unopposed MOTION to Substitute Attorney Paul J. Dobrowski of Dobrowski, Larkin & Johnson L.L.P. in place of Noelle M. Reed, Scott D. Musoff, and Jay B.

Kasner of Skadden, Arps, Slate, Meagher & Flom LLP by Goldman Sachs & Co., filed. Motion Docket Date 8/14/2018. (Attachments: # 1 Proposed Order)(Dobrowski, Paul) (Entered: 07/24/2018)

07/25/2018 321 ORDER GRANTING 320 Unopposed MOTION to Substitute Attorney Paul J. Dobrowski of Dobrowski, Larkin & Johnson L.L.P. in place of Noelle M. Reed, Scott D. Musoff, and Jay B. Kasner of Skadden, Arps, Slate, Meagher & Flom LLP, (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 07/25/2018)

07/25/2018 322 MINUTE ENTRY ORDER: Discovery hearing held Appearances: Andrew Entwistle, David STickney for Plaintiffs, Noelle Reed/paul Debrowski for Certain Underwriter Defendants, Ronald Oran, Jr, George Conway, Russell Lewis, Annalisa Cravens, Corey Banks, Shifali Baliga for other Defendants. Ct Reporter: ERO.Discovery conference held on Certain Underwriter Defendants letter [Doc. # 316] and Class Counsels letters [Docs. # 317 and. # 319]. Rulings as stated on the record in open court. Depositions of Citibank and JP Morgan must be taken as agreed on the record in open court.Amended Scheduling Order as follows:Fact discovery must be completed by August 31, 2018.Expert reports from parties with the burden of proof on issues due October 15, 2018.Expert reports from parties without the burden of proof on issues due November 13, 2018.Rebuttal reports from previously designated experts due December 20, 2019. Expert discovery cut-off due February 19, 2019. Daubert/summary judgment motions will be filed by April 19, 2019 (or 45 days. following date applicable opposition is filed on a rolling basis).Daubert/summary judgment oppositions will be filed (parties may file their oppositions to Daubert motions on a rolling basis after March 19, 2019). due June 20, 2019. Daubert/Summary judgment replies due August 12, 2019.Joint Pre-Trial Order due October 16, 2019 (or two (2) weeks following a ruling on all summary judgment motions, whichever is later). Plaintiffs are responsible for timely filing the complete Joint Pre-trial Order.Mediation/ADR is required and must be completed by October 30, 2019. Docket Call set for 11/6/2019 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 07/26/2018)

07/26/2018 323 AO 435 TRANSCRIPT REQUEST by Dona Szak for Transcript of Hearing held on 7/25/18 before Judge Nancy Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (jtabares, 1) Electronically forwarded to JTT on July 26 2018. Estimated completion date is August 2 2018. Modified on 7/26/2018 (JenniferOlson, 4). (Entered: 07/26/2018)

08/01/2018 324 AO 435 TRANSCRIPT REQUEST by Robert S. Harrell for Transcript of 07/25/2018 Discovery Hearing before Judge Nancy Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Harrell, Robert) Electronically forwarded to Judicial Transcribers on 8/1/2018. Estimated completion date 8/8/2018. Modified on 8/1/2018 (ShoshanaArnow, 4). (Entered: 08/01/2018)

08/02/2018 325 TRANSCRIPT re: Discovery Hearing held on July 25, 2018 before Judge Nancy F Atlas. Court Reporter/Transcriber Judicial Transcribers of Texas, LLC. Ordering Party Dona Szak Release of Transcript Restriction set for 10/31/2018., filed. (mahenry, ) (Entered: 08/02/2018)

08/03/2018 326 Notice of Filing of Official Transcript as to 325 Transcript. Party notified, filed. (jdav, 4) (Entered: 08/03/2018)

08/06/2018 327 MOTION for Jennifer L. Spaziano to Appear Pro Hac Vice by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. Motion Docket Date 8/27/2018. (Reed, Noelle) (Entered: 08/06/2018)

08/08/2018 328 ORDER granting 327 Motion for Jennifer L. Spaziano to Appear Pro Hac Vice.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 08/08/2018)

10/11/2018 329 Letter from Joshua K Porter re: Settlement, filed. (sashabranner, 4) (Entered: 10/11/2018)

10/11/2018 330 NOTICE of Setting as to 329 Letter. Parties notified.Preliminary Approval Hearing set for 11/1/2018 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas, Final Approval Hearing set for 1/28/2019 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas, filed. (sashabranner, 4) (Entered: 10/11/2018)

10/11/2018 331 NOTICE of Setting. Parties notified. Preliminary Approval Hearing set for 11/1/2018 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas, filed. (sashabranner, 4) (Entered: 10/11/2018)

10/12/2018 332 MOTION for Approval of Class Action Settlement by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. Motion Docket Date 11/2/2018. (Entwistle, Andrew) (Entered: 10/12/2018)

10/12/2018 333 MEMORANDUM of Law in Support of Plaintiffs' Motion for Preliminary Approval of Class Action Settlement re: 332 MOTION for Approval of Class Action Settlement by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed.(Entwistle, Andrew) (Entered: 10/12/2018)

10/12/2018 334 DECLARATION of ANDREW J. ENTWISTLE re: 332 MOTION for Approval of Class Action Settlement, filed. (Attachments: # 1 Exhibit Stipulation of Settlement, # 2 Proposed Order Proposed Preliminary Approval Order, # 3 Exhibit Notice and Plan of Allocation, # 4 Exhibit Proof of Claim Form, # 5 Exhibit Summary Notice, # 6 Proposed Order Proposed Judgment)(Entwistle, Andrew) (Entered: 10/12/2018)

10/12/2018 335 Unopposed MOTION for Approval of Class Action Settlement by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal

Investment Gesellschaft m.b.h., filed. Motion Docket Date 11/2/2018. (Entwistle, Andrew) (Entered: 10/12/2018)

10/12/2018 336 MEMORANDUM of Law in Support of re: 335 Unopposed MOTION for Approval of Class Action Settlement by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed.(Entwistle, Andrew) (Entered: 10/12/2018)

10/12/2018 337 DECLARATION of Andrew Entwistle re: 335 Unopposed MOTION for Approval of Class Action Settlement, filed. (Attachments: # 1 Exhibit 1, # 2 Exhibit A, # 3 Exhibit A-1, # 4 Exhibit A-2, # 5 Exhibit A-3, # 6 Exhibit B, # 7 Exhibit C, # 8 Exhibit D)(Entwistle, Andrew) (Entered: 10/12/2018)

10/17/2018 338 NOTICE of Appearance by Shari L. Heyen, Greenberg Traurig, LLP on behalf of Nader Tavakoli, acting solely in his capacity as Lead Member and Chairman of the Plan Administrator Committee of Cobalt International Energy, Inc., et al., filed. (Heyen, Shari) (Entered: 10/17/2018)

10/17/2018 339 NOTICE of Appearance by Karl G. Dial on behalf of Nader Tavakoli, acting solely in his capacity as Lead Member and Chairman of the Plan Administrator Committee of Cobalt International Energy, Inc., et al., filed. (Dial, Karl) (Entered: 10/17/2018)

10/18/2018 340 Order of USCA re: 261 Notice of Appeal - Amended ; USCA No. 17-20503, filed.(dbenavides, 1) (Entered: 10/18/2018)

11/01/2018 341 Letter from Jonathan D. Uslaner re: Settlement Orders, filed. (sashabranner, 4) (Entered: 11/01/2018)

11/01/2018 342 MINUTE ENTRY ORDER: Settlement held GRANTED in accordance with the record in open court 332 MOTION for Approval of Class Action Settlement, 335 Unopposed MOTION for Approval of Class Action Settlement. Appearances: George T Conway, III. Ct Reporter: ERO. ( Final settlement approval Hearing set for 2/13/2019 at 10:00 AM in Courtroom 9F before Judge Nancy F Atlas)(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/01/2018)

11/01/2018 343 AO 435 TRANSCRIPT REQUEST by Thomas R. Ajamie for Transcript of Motion Hearing on 11/01/2018 before Judge Nancy F. Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Ajamie, Thomas). Electronically forwarded to JTT on 11/2/2018. Estimated completion date: 11/9/2018. Modified on 11/2/2018 (DesireeSillas, 4). (Entered: 11/01/2018)

11/01/2018 344 Letter from Jonathan Uslaner re: Revised Settlement Orders, filed. (sashabranner, 4) (Entered: 11/01/2018)

11/01/2018 345 AO 435 TRANSCRIPT REQUEST by Noelle M. Reed for Transcript of 11-1-2018. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Reed, Noelle). Electronically forwarded to JTT on 11/2/2018. Estimated completion date: 11/9/2018. Modified on 11/2/2018 (DesireeSillas, 4). (Entered: 11/01/2018)

11/02/2018 346 ORDER PRELIMINARILY APPROVING SETTLEMENT AMONG THE PLAINTIFFS, COBALT INDIVIDUAL DEFENDANTS, AND NADER TAVAKOLI, SOLELY ACTING AS PLAN ADMINISTRATOR ON BEHALF OF THE COBALT DEBTORS AND PROVIDING FOR NOTICE (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/02/2018)

11/02/2018 347 ORDER PRELIMINARILY APPROVING SETTLEMENT WITH THE SPONSOR DEFENDANTS, THE SPONSOR DESIGNEE DEFENDANTS AND GOLDMAN SACHS & CO. LLC. AND PROVIDING FOR NOTICE (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/02/2018)

11/09/2018 348 TRANSCRIPT re: Approval Hearing held on November 1, 2018 before Judge Nancy F Atlas. Court Reporter/Transcriber Judicial Transcribers of Texas, LLC. Ordering Party Noelle M. Reed Release of Transcript Restriction set for 2/7/2019., filed. (mahenry, ) (Entered: 11/09/2018)

11/13/2018 349 Notice of Filing of Official Transcript as to 348 Transcript,. Party notified, filed. (jdav, 4) (Entered: 11/13/2018)

11/28/2018 350 MOTION for Approval of Preliminary Approval of the Stipulation and Agreement of Settlement Between Plaintiffs and Underwriter Defendants Other Than Goldman Sachs & Co. LLC by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. Motion Docket Date 12/19/2018. (Entwistle, Andrew) (Entered: 11/28/2018)

11/28/2018 351 MEMORANDUM of Law in Support of re: 350 MOTION for Approval of Preliminary Approval of the Stipulation and Agreement of Settlement Between Plaintiffs and Underwriter Defendants Other Than Goldman Sachs & Co. LLC by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed.(Entwistle, Andrew) (Entered: 11/28/2018)

11/28/2018 352 DECLARATION of Andrew J. Entwistle re: 350 MOTION for Approval of Preliminary Approval of the Stipulation and Agreement of Settlement Between Plaintiffs and Underwriter Defendants Other Than Goldman Sachs & Co. LLC, filed. (Attachments: # 1 Exhibit 1, # 2 Exhibit A, # 3 Exhibit A-1, # 4 Exhibit A-2, # 5 Exhibit A-3, # 6 Exhibit B)(Entwistle, Andrew) (Entered: 11/28/2018)

11/28/2018 353 Redline of the Consolidated Notice and Plan of Allocation for the Three Settlements Against the Sponsor Settlement Notice by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed.(Entwistle, Andrew) (Entered: 11/28/2018)

11/29/2018 354 ORDER granting 350 Motion for Approval.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 11/29/2018)

01/09/2019 355 MOTION for Approval of Lead Plaintiffs' Motion for Final Approval of Class Action Settlements and Plan of Allocation by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. Motion Docket Date 1/30/2019. (Entwistle, Andrew) (Entered: 01/09/2019)

01/09/2019 356 MEMORANDUM in Support re: 355 MOTION for Approval of Lead Plaintiffs' Motion for Final Approval of Class Action Settlements and Plan of Allocation by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Entwistle, Andrew) (Entered: 01/09/2019)

01/09/2019 357 MOTION for Attorney Fees by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. Motion Docket Date 1/30/2019. (Entwistle, Andrew) (Entered: 01/09/2019)

01/09/2019 358 MEMORANDUM in Support re: 357 MOTION for Attorney Fees by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h., filed. (Attachments: # 1 Exhibit A)(Entwistle, Andrew) (Entered: 01/09/2019)

01/09/2019 359 DECLARATION of Andrew J. Entwistle and David R. Stickney re: 357 MOTION for Attorney Fees, 355 MOTION for Approval of Lead Plaintiffs' Motion for Final Approval of Class Action Settlements and Plan of Allocation, filed. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 4A, # 6 Exhibit 4B, # 7 Exhibit 4C, # 8 Exhibit 4D, # 9 Exhibit 4E, # 10 Exhibit 4F, # 11 Exhibit 4G, # 12 Exhibit 4H, # 13 Exhibit 5)(Entwistle, Andrew) (Entered: 01/09/2019)

01/17/2019 360 DECLARATION of Russell C. Lewis, filed.(Lewis, Russell) (Entered: 01/17/2019)

02/05/2019 361 DECLARATION of Corey Banks, filed. (Attachments: # 1 Exhibit)(Oran, Ronald) (Entered: 02/05/2019)

02/06/2019 362 NOTICE of Filing Declaration of Stephanie J. Fiereck, Esq. on Implementation of CAFA Notice by Capital One Southcoast, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Howard Weil Incorporated, J.P. Morgan Securities LLC, Lazard Capital Markets LLC, Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, Stifel, Nicolaus & Company, Incorporated, Tudor, Pickering, Holt & Co. Securities, Inc., UBS Securities LLC, filed. (Attachments: # 1 Affidavit, # 2 Exhibit, # 3 Exhibit)(Reed, Noelle) (Entered: 02/06/2019)

02/06/2019 363 REPLY in Support of 357 MOTION for Attorney Fees, 355 MOTION for Approval of Lead Plaintiffs' Motion for Final Approval of Class Action Settlements and Plan

of Allocation, filed by Fire and Police Retiree Health Care Fund, San Antonio, GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, Sjunde AP-Fonden, St. Lucie County Fire District Firefighters' Pension Trust Fund, Universal Investment Gesellschaft m.b.h.. (Entwistle, Andrew) (Entered: 02/06/2019)

02/06/2019 364 DECLARATION of Andrew J. Entwistle re: 357 MOTION for Attorney Fees, 355 MOTION for Approval of Lead Plaintiffs' Motion for Final Approval of Class Action Settlements and Plan of Allocation, 363 Reply in Support of Motion,,, filed. (Attachments: # 1 Exhibit 1)(Entwistle, Andrew) (Entered: 02/06/2019)

02/13/2019 365 MINUTE ENTRY ORDER: Settlement hearing held Appearances: George T Conway, III, Ronald L. Oran, Jr, Russell Carter Lewis, Scott Musoff, Noelle M Reed, John Sievert Williams, David R Stickney, Andrew J. Entwistle, Paul J Dobrowski, Shari L Heyen, Karl G Dial. Ct Reporter: ERO. Settlement terms discussed on the record.Court approves settlement and attorneys fees. Written orders to follow.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/13/2019)

02/13/2019 366 ORDER AWARDING ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATIN EXPENSES (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/13/2019)

02/13/2019 367 ORDER APPROVING PLAN OF ALLOCATION OF NET SETTLEMENT FUND (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/13/2019)

02/13/2019 368 JUDGMENT APPROVING CLASS ACTION SETTLEMENT WITH THE SPONSOR DEFENDANTS, THE SPONSOR DESIGNEE DEFENDANTS AND GOLDMAN SACHS & CO. LLC.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/13/2019)

02/13/2019 369 JUDGMENT APPOVING CLASS ACTION SETTLEMENT AMONG THE PLAINTIFFS, COBALT INDIVIDUAL DEFENDANTS, AND NADER TAV AKOLI, SOLELY ACTING AS PLAN ADMINISTRATOR ON BEHALF OF THE COBALT DEBTORS. (Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/13/2019)

02/13/2019 370 JUDGMENT APPROVING CLASS ACTION SETTLEMENT BETWEEN PLAINTIFFS AND UNDERWRITER DEFENDANTS OTHER THAN GOLDMAN SACHS & CO. LLC.. Case terminated on 2/13/2019(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 02/13/2019)

02/14/2019 371 AO 435 TRANSCRIPT REQUEST by David R. Stickney for Transcript of Settlement Hearing on 2/13/19 before Judge Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Stickney, David)Electronically Forwarded Request to JTT on 2/14/2019. Modified on 2/14/2019 (SamanthaWarda, 4). (Entered: 02/14/2019)

02/21/2019 372 TRANSCRIPT re: Settlement Hearing held on February 13, 2019 before Judge Nancy F Atlas. Court Reporter/Transcriber Judicial Transcribers of Texas, LLC. Ordering Party David R. Stickney Release of Transcript Restriction set for 5/22/2019., filed. (mahenry, ) (Entered: 02/21/2019)

02/22/2019 373 Notice of Filing of Official Transcript as to 372 Transcript,. Party notified, filed. (dhansen, 4) (Entered: 02/22/2019)

02/27/2019 374 AO 435 TRANSCRIPT REQUEST by Ron Oran for Transcript of Settlement hearing - 2/13/19 - Judge Nancy F. Atlas. Ordinary (30 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Oran, Ronald) Electronically forwarded to Judicial Transcribers on 2/28/2019. Estimated completion date 3/29/2019. Modified on 2/28/2019 (ShoshanaArnow, 4). (Entered: 02/27/2019)

03/05/2019 375 AO 435 TRANSCRIPT REQUEST by Noelle M. Reed for Transcript of Settlement Hearing held on February 13, 2019 before Judge Nancy F. Atlas. Expedited (7 days) turnaround requested. Court Reporter/Transcriber: Judicial Transcribers of Texas, filed. (Reed, Noelle) Electronically forwarded to Judicial Transcribers on 3/5/2019. Estimated completion date 3/12/2019. Modified on 3/5/2019 (ShoshanaArnow, 4). (Entered: 03/05/2019)

03/07/2019 376 Letter Requesting Reassignment by GAMCO Global Gold, Natural Resources & Income Trust, GAMCO Natural Resources, Gold & Income Trust, filed.(Entwistle, Andrew) (Entered: 03/07/2019)

03/15/2019 377 MOTION for David R. Stickney to Withdraw as Attorney by Fire and Police Retiree Health Care Fund, San Antonio, St. Lucie County Fire District Firefighters' Pension Trust Fund, filed. Motion Docket Date 4/5/2019. (Attachments: # 1 Proposed Order)(Stickney, David) (Entered: 03/15/2019)

03/20/2019 378 ORDER granting 377 Motion to Withdraw as Attorney. Attorney David R Stickney terminated.(Signed by Judge Nancy F Atlas) Parties notified.(sashabranner, 4) (Entered: 03/20/2019)

04/15/2019 379 Order of USCA re: 258 Notice of Appeal, ; USCA No. 17-20503. In light of the parties settlement, It is Ordered that this appeal is dismissed as moot, filed.(dbenavides, 1) (Entered: 04/16/2019)

Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html

u.s. district court southern district of texas (houston...

Documents