U.S. ETP MONTHLY FLASH April 2014

Source: NYSE Arca ETP Database and ArcaVision. Statistics include only NYSE Arca listed ETPs which are derivatively priced securities that can trade intraday on a securities exchange. ETPs are typically benchmarked to indices or static baskets of stocks, futures, swap and commodities or may be actively managed. Products that fall under the ETP umbrella include Exchange Traded Funds (ETFs), Exchange Traded Vehicles (ETVs), Exchange Traded Notes (ETNs) and Certificates. ©2014 NYSE Euronext. All rights reserved. No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the prior written consent of NYSE Euronext. NYSE Euronext and its affiliates do not recommend or make any representation as to possible benefits from any securities or investments, or third-party products or services. Investors should undertake their own due diligence regarding securities and investment practices. This publication is intended solely for informational purposes, and, while believed correct, no warranty is made of the accuracy of the data herein.

In April, 11 new ETPs listed on NYSE Arca

At the end of April , 1,435 ETPs were listed on NYSE Arca

US ETP notional volume represented 25.63% of all CTA issues in April 2014. This is down from 28.72% from April 2013

US ETP daily average turnover was approximately $70.09 billion in April 2014, down 5.49% from $ 73.93 billion in March 2014

NYSE Arca was at the NBBO 88.36% of the time, leading all US exchanges

NYSE Arca had 21% of all US ETP trading volume, leading all US exchanges

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NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

Highlights from April 2014

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NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

Top 10 Most Actively Traded Securities in the U.S (by Turnover Volume) April

Symbol Name Product

Type Consolidated

Trading Volume Consolidated Turnover

Volume ($) Average Daily Trading

Volume Average Daily Turnover

Volume ($)

SPY SPDR S&P 500 ETF Trust ETF 2,393,724,275 $445,019,996,100 113,986,870 $21,191,428,386

IWM iShares Russell 2000 ETF ETF 1,148,078,571 $129,810,581,312 54,670,408 $6,181,456,253

AAPL Apple Inc. Stock 232,634,477 $127,680,749,719 11,077,832 $6,080,035,701

FB Facebook, Inc. Class A Stock 1,896,731,372 $112,765,750,076 90,320,542 $5,369,797,623

QQQ PowerShares QQQ Trust, Series 1 ETF 1,142,640,896 $98,739,080,225 54,411,471 $4,701,860,963

EEM iShares MSCI Emerging Markets ETF ETF 1,542,455,734 $64,010,374,159 73,450,273 $3,048,113,055

AMZN Amazon.Com Inc Stock 138,318,902 $43,926,473,732 6,586,614 $2,091,736,844

GOOG Google Inc. Class C Capital Stock Stock 71,354,756 $41,101,239,917 3,397,846 $1,957,201,901

BAC Bank of America Corp. Stock 2,245,079,842 $35,974,235,753 106,908,564 $1,713,058,845

TSLA Tesla Motors, Inc. Stock 165,259,304 $34,399,256,126 7,869,491 $1,638,059,816

Top 10 Most Actively Traded ETPs in the U.S. (by Turnover Volume) in April

SPY SPDR S&P 500 ETF Trust ETF 2,393,724,275 $445,019,996,100 113,986,870 $21,191,428,386

IWM iShares Russell 2000 ETF ETF 1,148,078,571 $129,810,581,312 54,670,408 $6,181,456,253

QQQ PowerShares QQQ Trust, Series 1 ETF 1,142,640,896 $98,739,080,225 54,411,471 $4,701,860,963

EEM iShares MSCI Emerging Markets ETF ETF 1,542,455,734 $64,010,374,159 73,450,273 $3,048,113,055

VXX iPath S&P 500 VIX Short-Term Futures ETN due

1/30/2019 ETN 710,773,132 $30,084,929,299 33,846,340 $1,432,615,681

EFA iShares MSCI EAFE ETF ETF 398,292,743 $26,840,301,017 18,966,321 $1,278,109,572

XLE ENERGY SEL SECT SPDR FD ETF 252,498,760 $23,031,960,541 12,023,750 $1,096,760,026

XLF FINANCIAL SEL SECT SPDR FD ETF 990,261,872 $21,645,188,485 47,155,327 $1,030,723,261

DIA SPDR Dow Jones Industrial Average ETF Trust ETF 131,854,009 $21,541,494,250 6,278,762 $1,025,785,440

EWZ iShares MSCI Brazil Capped ETF ETF 436,967,805 $20,453,890,739 20,807,991 $973,994,797

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NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

New ETPs Launched on NYSE Arca in April

Symbol Listing Date

Name Product

Type Consolidated

Trading Volume Consolidated

Turnover Volume ($) Average Daily Trading

Volume Average Daily

Turnover Volume ($)

CN 4/30/2014 db X-trackers Harvest MSCI All China Equity

Fund ETF

100,300 2,507,500 100,300 2,507,500

BYLD 4/24/2014 iShares Yield Optimized Bond ETF ETF 20,600 516,856 4,120 103,371

OSMS 4/24/2014 Barclays OFI SteelPath MLP ETN ETN 675 16,808 135 3,362

BCHP 4/23/2014 EGShares Blue Chip ETF ETF 39,847 799,972 6,641 133,329

GLDL 4/10/2014 Direxion Daily Gold Bull 3X Shares ETV 46,928 1,835,299 3,129 122,353

GLDS 4/10/2014 Direxion Daily Gold Bear 3X Shares ETV 6,134 244,541 409 16,303

DXJF 4/8/2014 WisdomTree Japan Hedged Financials Fund ETF 184,580 4,317,642 10,858 253,979

DXJR 4/8/2014 WisdomTree Japan Hedged Real Estate Fund ETF 8,032 192,890 472 11,346

DXJC 4/8/2014 WisdomTree Japan Hedged Capital Goods

Fund ETF

7,296 173,166 429 10,186

DXJH 4/8/2014 WisdomTree Japan Hedged Health Care Fund ETF 2,180 52,254 128 3,074

DXJT 4/8/2014 WisdomTree Japan Hedged Tech, Media &

Telecom Fund ETF

3,500 83,363 206 4,904

NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

YTD 2014, 64 ETPs have listed in the US, 55 of which were listed on NYSE Arca In April, 11 ETPs listed on Arca NYSE Arca ETPs have a total AUM of approx $1.66 trillion

AU

M ($

Trillion

)

5

$0.0

$0.2

$0.4

$0.6

$0.8

$1.0

$1.2

$1.4

$1.6

$1.8

0

200

400

600

800

1000

1200

1400

# o

f P

rod

uct

s

Jan-12

Feb-12

Mar-12

Apr-12

May-12

Jun-12

Jul-12

Aug-12

Sep-12

Oct-12

Nov-12

Dec-12

Jan-13

Feb-13

Mar-13

Apr-13

May-13

Jun-13

Jul-13

Aug-13

Sep-13

Oct-13

Nov-13

Dec-13

Jan-14

Feb-14

Mar-14

Apr-14

ETF 1019 1041 1047 1056 1062 1069 1076 1062 1057 1044 1045 1048 1047 1046 1040 1057 1063 1072 1083 1092 1094 1106 1113 1114 1135 1146 1142 1150

ETV 76 76 74 75 75 78 80 80 80 80 80 81 81 82 82 81 80 80 80 81 81 81 76 76 74 74 74 76

ETN 203 211 212 214 216 217 218 218 204 205 210 208 207 205 206 206 208 203 203 203 205 204 205 192 192 190 191 191

Certificate 54 52 49 48 47 43 39 38 37 37 35 33 33 32 32 32 30 30 28 28 27 25 25 25 25 24 20 18

AUM ($ trillion) 1.08 1.16 1.21 1.21 1.19 1.15 1.2 1.22 1.28 1.3 1.31 1.34 1.33 1.36 1.39 1.41 1.43 1.39 1.44 1.43 1.47 1.54 1.57 1.6 1.56 1.6 1.63 1.66

Issuer # of ETPs New in April New YTD Turnover

AdvisorShares 23 5 $17,166,079

ALPS 15 2 $85,199,902

ArrowShares 1 $952,607

Bank of America 8 $817,299

Barclays Bank PLC 80 1(OSMS) 1 $770,110,194

Cambria 3 1 $2,784,499

Charles Schwab 21 $73,888,187

Citigroup 12 $2,389,705

Columbia Management 5 $407,971

Credit Suisse 9 $4,655,512

Deutsche Bank 46 1(CN) 1 $86,306,011

db X-trackers 20 3 $14,539,023

Direxion Shares 57 2(GLDL,GLDS) 5 $1,403,592,417

Emerging Global 16 1(BCHP) 4 $13,648,306

ETF Securities 7 $5,344,230

Exchange Traded Concepts

5 $6,451,190

FactorShares 1

$379,380

Fidelity 10 $15,347,765

FirstTrust 60

$174,598,569

NYSE ARCA ETPS BY ISSUER

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Issuer # of ETPs New in April New YTD Turnover

FlexShares 15 $10,754,853

Franklin Templeton 1 $1,428

Global X 38 2 $58,242,572

Goldman Sachs 2 $282,391

GreenHaven 1 $1,169,652

Guggenheim 68 $129,133,723

Horizons ETFs 3 1 $667,049

HSBC 1 $160,936

Huntington 2 $2,217,557

Index IQ 11 $6,085,930

Invesco PowerShares 99 1 $1,434,003,090

iShares 247 1 (BYLD) 8 $7,407,742,004

Jefferies 1 $84,208

JPMorgan Chase & Co. 1 $11,056,454

Krane Shares 2 1 $1,630,310

LocalShares 1 $215,346

Market Vectors 58 5 $1,235,333,354

Morgan Stanley 6 $884,856

NYSE ARCA ETPS BY ISSUER

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Issuer # of ETPs New in April New YTD Turnover

PIMCO 21 2 $24,826,665

Precidian Funds 1 $4,389,783

ProShares 136 1 $1,625,776,285

Pyxis Funds 1 $1,961,038

QuantShares 4 $888,761

Renaissance Capital 1 $400,481

RevenueShares 7 $2,395,317

Royal Bank of Scotland 13 $3,275,916

Russell ETFs 1 $251,268

SPDR ETFs 130 5 $6,061,129,939

Sprott Asset Management 3 $21,598,625

Swedish Export Credit (SEK) 7 13352026

Teucrium 7 $6,242,497

UBS 31 1 $31,707,603

United States Commodity Funds LLC

12 $219,474,423

Vanguard 48 $962,140,622

VelocityShares 6 $711,351,066

WisdomTree 50 5(DXJF,DXJR,DXJC,DXJH,DXJT) 6 $256,243,549

NYSE ARCA ETPS BY ISSUER

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U.S. ETP CONSOLIDATED VOLUMES

During the month of April, US ETP CADV was 1.1 billion and daily notional value was $70.1 billion By the end of April, US ETP share and notional volume represented 16.04% and 25.63%, respectively

of all CTA issues

9

0.00%

5.00%

10.00%

15.00%

20.00%

25.00%

30.00%

35.00%

40.00%

45.00%M

ay 2

00

7

Jul 2

00

7

Sep

20

07

No

v 2

00

7

Jan

20

08

Mar

20

08

May

20

08

Jul 2

00

8

Sep

20

08

No

v 2

00

8

Jan

20

09

Mar

20

09

May

20

09

Jul 2

00

9

Sep

20

09

No

v 2

00

9

Jan

20

10

Mar

20

10

May

20

10

Jul 2

01

0

Sep

20

10

No

v 2

01

0

Jan

20

11

Mar

20

11

May

20

11

Jul 2

01

1

Sep

t 2

01

1

No

v 2

01

1

Jan

20

12

Mar

20

12

May

20

12

July

20

12

Sep

t 2

01

2

No

v 2

01

2

Jan

20

13

Mar

20

13

May

20

13

July

20

13

Sep

20

13

No

v 2

01

3

Jan

20

14

Mar

ch 2

01

4

25.63%

16.04%

U.S. ETP MARKET SHARE BY TRADING VENUE

In April 2014, NYSE Arca led all exchanges with an ETP trading market share of 21% ETP trades occurring off-exchange in April 2014 represented 31.40%

10

0.00%

5.00%

10.00%

15.00%

20.00%

25.00%

30.00%

35.00%

40.00%

Jan

-12

Feb

-12

Mar

-12

Ap

r-1

2

May

-12

Jun

-12

Jul-

12

Au

g-1

2

Sep

-12

Oct

-12

No

v-1

2

De

c-1

2

Jan

-13

Feb

-13

Mar

-13

Ap

r-1

3

May

-13

Jun

-13

Jul-

13

Au

g-1

3

Sep

-13

Oct

-13

No

v-1

3

De

c-1

3

Jan

-14

Feb

-14

Mar

-14

Ap

r-1

4

TRF (Off-Exchange)

NYSE Arca

NASDAQ

BATS

DirectEdge

Other

11

NYSE ARCA ETP OPENING & CLOSING AUCTION M

on

thly

Sh

are

Vo

lum

e A

uctio

n M

arket Share

96.0%

97.0%

98.0%

99.0%

100.0%

-

100,000,000

200,000,000

300,000,000

400,000,000

500,000,000

600,000,000

700,000,000

Opening Auction Volume Closing Auction Volume

NYSE Arca Opening Auction Market Share NYSE Arca Closing Auction Market Share

DISCLAIMER

©2014 NYSE Euronext. All rights reserved. NYSE Euronext and its affiliates do not recommend or make any representation as to possible benefits from any securities or investments, or third-party products or services. Investors should undertake their own due diligence regarding their securities and investment practices.

12

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