US Securities Database Contents Federal Case Law Databases Federal Securities materials combined FSEC-ALL Cases - All Courts FSEC-CS Supreme Court FSEC-SCT Courts of Appeals FSEC-CTA District Courts FSEC-DCT Federal Statutes & Rules Federal Statutes & Regulations combined FSEC-CODREG U.S. Code Annotated FSEC-USCA U.S.C.A. Table of Contents USCA-TOC U.S. Public Laws US-PLUS-PL-OLD U.S. Orders US-ORDERS Federal Court Rules FSEC-RULES U.S. Code Congressional and Administrative News U.S. Code Congressional and Administrative News USCCAN Executive Orders USCCAN-EO Members of the Executive and Congressional Branches USCCAN-MEMBER Presidential Messages and Signing Statements USCCAN-MSG Public Laws USCCAN-PL Presidential Proclamations USCCAN-PROC Legislative History Reports USCCAN-REP Session Highlights USCCAN-SESS Legislative History Table USCCAN-TABLE Federal Administrative Materials Final, Temporary & Proposed Regulations FSEC-REG, FSEC-CFR, FSEC-FR CFR Table of Contents CFR-TOC Federal Administrative materials combined FSEC-ADMIN Arbitration Awards FSEC-ARB Federal Securities - Sworn Certification of Financial Statements FSEC-CERT Commodity Futures Trading Commission Decisions FSEC-CFTC Commodity Futures Trading Commission Letters FSEC-CFTCLTR News Releases (SEC & CFTC) FSEC-NR SEC News Digest FSEC-DIG SEC No-Action Letters FSEC-NAL Securities Releases FSEC-RELS Stock Exchange Disciplinary Decisions FSEC-DISP Federal Securities Legislative History FSEC-LH Securities Analytical Materials National Association of Securities Dealers - Arbitration Awards NASD-ARB National Association of Securities Dealers - Code of Federal Regulations NASD-CFR National Association of Securities Dealers Disciplinary Decisions NASD-DISP National Association of Securities Dealers - Federal Register NASD-FR

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Table of Contents NASDMTOC National Association of Securities Dealers NASD-MANUAL National Association of Securities Dealers Table of Contents NASD-MAN-TOC National Association of Securities Dealers Notice to Members NASD-NOTICE National Association of Securities Dealers - Final, Temporary & Proposed Regulations NASD-REG Acquisitions and Mergers: Negotiated and Contested Transactions SECACQMERG West Group Securities Law Series Online SECSERIES Analysis of Key SEC No-Action Letters SECKEYNAL Blue Sky Law SECBLUE Blue Sky Practice for Public and Private Limited Offerings BSP Securities Analytical Materials - more Broker-Dealer Regulation BDREG Broker-Dealer Operations Under Securities & Commodities Law SECBDOP Civil Liabilities: Enforcement and Litigation under the 1933 Act SECCIVIL Commodities Regulation: Fraud, Manipulation and Other Claims SECCOMMREG Commodities Regulation: Fraud, Manipulation and Other Claims Table of Contents SECCOMMREG-TOC Corporate Anti-Takeover Defenses: The Poison Pill Device SECPILL Corporate Compliance Series: Securities CORPC-SEC Due Diligence in Securities Transactions DUEDILSEC Disclosure and Remedies Under the Securities Laws SECDRSL E-Company Guide ECOMP-GDE Exempted Transactions under the Securities Act of 1933 SECEXTRANS Going Public and the Public Corporation SECPUBCORP Insider Trading Regulations, Enforcement and Prevention INSIDETRAD International Capital Markets and Securities Regulation SECINTCAP Liability of Attorneys and Accountants for Securities Transactions SECATTACC Limited Liability Company Handbook SECLLCHB Limited Offering Exemptions: Regulation D SECREGD Mortgage Backed Securities MORTSEC Opinion Letters in Securities Matters SECOPINION Partnership Law for Securities Practitioners SECPRAC Proxy Rules Handbook PRXYRH Real Estate Investment Trusts Handbook SECREITHB Regulation of Investment Advisors SECREGINA Regulation of Financial Planners SECREGFINP Resale of Restricted Securities SECRESR Section 16 of the Securities Exchange Act SEC16 Securities Credit Regulations, Second Edition SECCREDREG Securities Crimes SECCRIM Securities Litigation: Forms and Analysis SECLITFRMS Securities Litigation Damages SECLITD Manual of Corporate Forms for Securities Practice SECMCORPF Sarbanes-Oxley Act in Perspective SEC-SOAP Securities: Public and Private Offerings SECPUBPRIV Securities and Federal Corporate Law SECFEDCORP Securities Practice: Federal and State SECPRACFSE Securities Regulation Forms SECREGFRM The S Corporation Handbook SECSCORPHB

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Tax Advantaged Securities SECTAXADV Tax Advantaged Securities Handbook SECTAXAHB U.S. Securities Law for International Financial Transactions & Capital Markets, 2nd Edition SECINTFTCM Venture Capital and Small Business Financings SECVENTURE Law Reviews, Legal Texts & Periodicals D & O Liability Handbook DOLIABH Fordham Journal of Corporate & Financial Tax FDMJCFL Futures & Derivatives Law Report GLFDLR Law of Securities Regulation LAWSECREG Wall Street lawyer.com: Securities in an Electronic Age GLWSLAW Westlaw Topical Highlights – Securities Regulation WTH-SEC SEC Filings SEC Electronic Filings from DJI SECNOW News & Information New Securities Multi-base SNEWS-PRO which contains the following publications [FACTIVA source]: CFO, The Magazine for Senior Financial Executives CFOE Institutional Investor INSTINV Securities Week SECWK Investment Dealer’s Digest INVSMTDD Private Placement Reporter PVTPLRPT Venture Capital Journal VENCAPJ Mergers and Acquisitions Report M&ARPT Emerging and Special Situations EMSPS Inc. INC Euromoney: Journal of the World’s Capital and Money Markets EUROMONEY State Materials Multi-state Blue Sky Regulations BLUESKY-REG Multi-state Blue Sky Statutes BLUESKY-ST Multi-state Blue Sky Combined BLUESKY-COMBINED Multi-state Cases MSEC-CS Cases by Individual States Alabama ALSEC-CS Alaska AKSEC-CS Arizona AZSEC-CS Arkansas ARSEC-CS California CASEC-CS Colorado COSEC-CS Connecticut CTSEC-CS Delaware DESEC-CS District of Columbia DCSEC-CS Florida FLSEC-CS Georgia GASEC-CS Hawaii HISEC-CS

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Idaho IDSEC-CS Illinois ILSEC-CS Indiana INSEC-CS Iowa IASEC-CS Kansas KSSEC-CS Kentucky KYSEC-CS Louisiana LASEC-CS Maine MESEC-CS Maryland MDSEC-CS Massachusetts MASEC-CS Michigan MISEC-CS Minnesota MNSEC-CS Mississippi MSSEC-CS Missouri MOSEC-CS Montana MTSEC-CS Nebraska NESEC-CS Nevada NVSEC-CS New Hampshire NHSEC-CS New Jersey NJSEC-CS New Mexico NMSEC-CS New York NYSEC-CS North Carolina NCSEC-CS North Dakota NDSEC-CS Ohio OHSEC-CS Oklahoma OKSEC-CS Oregon ORSEC-CS Pennsylvania PASEC-CS Rhode Island RISEC-CS South Carolina SCSEC-CS South Dakota SDSEC-CS Cases by Individual States - more Tennessee TNSEC-CS Texas TXSEC-CS Utah UTSEC-CS Vermont VTSEC-CS Virginia VASEC-CS Washington WASEC-CS West Virginia WVSEC-CS Wisconsin WISEC-CS Wyoming WYSEC-CS Administrative Decisions by Individual States Multi- state Administrative Decisions MSEC-ADMIN Alabama ALSEC-ADMIN Arizona AZSEC-ADMIN Arkansas ARSEC-ADMIN California CASEC-ADMIN Colorado COSEC-ADMIN

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Connecticut CTSEC-ADMIN Delaware DESEC-ADMIN Florida FLSEC-ADMIN Idaho IDSEC-ADMIN Illinois ILSEC-ADMIN Indiana INSEC-ADMIN Iowa IASEC-ADMIN Kansas KSSEC-ADMIN Kentucky KYSEC-ADMIN Louisiana LASEC-ADMIN Maryland MDSEC-ADMIN Massachusetts MASEC-ADMIN Michigan MISEC-ADMIN Minnesota MNSEC-ADMIN Missouri MOSEC-ADMIN New Jersey NJSEC-ADMIN Ohio OHSEC-ADMIN Oklahoma OKSEC-ADMIN Pennsylvania PASEC-ADMIN South Dakota SDSEC-ADMIN Texas TXSEC-ADMIN Utah UTSEC-ADMIN Vermont VTSEC-ADMIN Virginia VASEC-ADMIN Washington WASEC-ADMIN Wisconsin WISEC-ADMIN Blue Sky Regulations by Individual States Alaska AKSEC-REG Arizona AZSEC-REG California CASEC-REG Connecticut CTSEC-REG Florida FLSEC-REG Georgia GASEC-REG Hawaii HISEC-REG Idaho IDSEC-REG Illinois ILSEC-REG Indiana INSEC-REG Iowa IASEC-REG Kansas KSSEC-REG Blue Sky Regulations by Individual States Kentucky KYSEC-REG Louisiana LASEC-REG Maine MESEC-REG Maryland MDSEC-REG Massachusetts MASEC-REG

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Michigan MISEC-REG Minnesota MNSEC-REG Missouri MOSEC-REG Montana MTSEC-REG North Carolina NCSEC-REG North Dakota NDSEC-REG New Jersey NJSEC-REG Nevada NVSEC-REG New York NYSEC-REG Ohio OHSEC-REG Oregon ORSEC-REG Pennsylvania PASEC-REG Rhode Island RISEC-REG South Carolina SCSEC-REG South Dakota SDSEC-REG Tennessee TNSEC-REG Texas TXSEC-REG Utah UTSEC-REG Virginia VASEC-REG Washington WASEC-REG Wisconsin WISEC-REG West Virginia WVSEC-REG Wyoming WYSEC-REG Blue Sky Regulations Supplement by Individual States Alaska AKSEC-REGSUPP Arizona AZSEC-REGSUPP Georgia GASEC-REGSUPP Idaho IDSEC-REGSUPP Kansas KSSEC-REGSUPP Maryland MDSEC-REGSUPP Minnesota MNSEC-REGSUPP North Carolina NCSEC-REGSUPP Pennsylvania PASEC-REGSUPP South Carolina SCSEC-REGSUPP Blue Sky Statutes by Individual States Alabama ALSEC-ST Alaska AKSEC-ST Arkansas ARSEC-ST Arizona AZSEC-ST California CASEC-ST Colorado COSEC-ST Connecticut CTSEC-ST Delaware DESEC-ST District of Columbia DCSEC-ST

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Florida FLSEC-ST Georgia GASEC-ST Guam GUSEC-ST Hawaii HISEC-ST Idaho IDSEC-ST Illinois ILSEC-ST Blue Sky Statutes by Individual States – more Indiana INSEC-ST Iowa IASEC-ST Kansas KSSEC-ST Kentucky KYSEC-ST Louisiana LASEC-ST Maine MESEC-ST Maryland MDSEC-ST Massachusetts MASEC-ST Michigan MISEC-ST Mississippi MSSEC-ST Minnesota MNSEC-ST Missouri MOSEC-ST Montana MTSEC-ST Nebraska NESEC-ST Nevada MVSEC-ST New Jersey NJSEC-ST New Mexico NMSEC-ST New York NYSEC-ST North Carolina NCSEC-ST North Dakota NDSEC-ST Oklahoma OKSEC-ST Oregon ORSEC-ST Pennsylvania PASEC-ST Puerto Rico PRSEC-ST South Carolina SCSEC-ST South Dakota SDSEC-ST Tennessee TNSEC-ST

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