validation study of kpics spermfinder™ by nichevision forensics, llc for the identification of...
TRANSCRIPT
TECHNICAL NOTE
CRIMINALISTICS
Angela Mitchell,1 M.S.
Validation Study of KPICS SpermFinderTM byNicheVision Forensics, LLC for theIdentification of Human Spermatozoa*
ABSTRACT: Microscopic analysis for the identification of spermatozoa is commonly performed during the forensic examination of sexualassault evidence. Two widely utilized methods for the confirmation of the presence of spermatozoa are visualization of the cells via phase-contrastmicroscopy with wet mounted samples and bright field microscopy with histologically stained samples. The KPICS SpermFinder� by NicheVisionForensics, LLC accelerates this time-consuming process via an automated microscope with an algorithm designed to locate spermatozoa on a Christ-mas tree histologically stained microscope slide. Upon a qualified scientist’s review of the generated data, the KPICS SpermFinder� was able tolocate spermatozoa, typically finding on average 106.28% € 115.37% more spermatozoa than with manual examinations. The KPICS SpermFinder�provided the location of identified cells with reproducible results.
KEYWORDS: forensic science, forensic biology, sexual assault, spermatozoa, automation, KPICS SpermFinder�
In the forensic investigation of sexual assault cases, the scientistcommonly examines physical evidence for the presence of seminalmaterial. Microscopy is a powerful tool with which spermatozoacan be identified, thus confirming the presence of seminal material.Microscopic examinations are often time-consuming. In manyinstances, this type of examination must be conducted on numerouspieces of evidence within a case. An expedited process to performmicroscopic examinations and electronically document findingswould be advantageous to reducing sexual assault casework back-log and in creating an efficient form of documentation.
Semen, the fluid that is expelled during the male sex act, is com-prised of glandular secretions and cellular components. Spermato-zoa, the cellular component of semen, originate in the testis andcontain the male’s genetic information. A typical ejaculate contains1–6 mL of seminal material, averaging 3.5 mL, and contains c.50–100 million spermatozoa per milliliter. Human spermatozoa arecomprised of three major structures: the head, midpiece, and tail.An intact spermatozoan measures about 50–60 lm in total length.The head and midpiece are relatively of equal length, measuringroughly 4.6 lm long. The head is c. 2.6 lm wide and 1.5 lmthick. Morphological characteristics of a spermatozoan head includea flattened ovoid shaped cell body with an acrosome at the apicalportion. The side profile has a distinctive dolphin head shape (1–5).
Currently, the presence of spermatozoa is confirmed in theForensic Biology Section of the Allegheny County Office of theMedical Examiner Forensic Laboratory (ACOME FL) throughviewing three spermatozoa heads or one intact spermatozoan cellvia phase-contrast microscopic examination of wet mounted micro-scope slides prepared from questioned samples. Factors that canmake microscopic examination difficult can include the presence ofexcessive levels of epithelial cells, bacterial and cellular debris, orextremely low levels of spermatozoa. During cases of sexualassault, spermatozoa might not be present due to the use of prophy-lactics, biological degradation over time, lack of ejaculation, incom-plete ejaculation, vasectomy, a vas deferens obstruction, or othercases of sexual dysfunction (2–4).
This validation study investigates the utility of the KPICSSpermFinder� detection instrument by NicheVision Forensics,LLC (NicheVision, LLC, Akron, OH) in reducing examinationtime, creating electronic documentation of each sample’s micro-scopic examination, and increased spermatozoa detectability. TheKPICS SpermFinder� detection method involves histologicallystaining of an extract of a portion of the questioned sample on amicroscope slide then covering the sample with mounting mediumand a cover slip. The resulting slide is then placed onto the KPICSSpermFinder� detection instrument. The instrument scans the slideand utilizes an algorithm to identify potential spermatozoa basedon color, acrosome to nucleus color contrast density (the differencein color concentration between the clear acrosome and the rednucleus), and size. The KPICS SpermFinder� detection instrumentcreates an electronic image of the slide, electronic images of sper-matozoa candidates, and their x, y location on the sample micro-scope slide. The scientist then reviews this data to confirm thepresence of spermatozoa, if they are present in the sample, and sub-sequently generates a report for these findings. These reports areretained electronically as case documentation, creating a permanentrecord of the sample examination (6–8).
1Allegheny County Office of the Medical Examiner, Forensic Laboratory,Forensic Biology, 1520 Penn Avenue, Pittsburgh, PA 15222.
*Instrumentation purchased and validation study supported throughNational Institute of Justice FY 2008 Forensic DNA Unit EfficiencyImprovement Program: 2008-DN-BX-K191. No conflicting interests or affil-iations between the author or agency and NicheVision Forensics, LLC toreport. The opinions, findings, and conclusions or recommendationsexpressed in this publication ⁄ program ⁄ exhibition are those of the authorand do not necessarily reflect those of the Department of Justice.
Received 13 Jan. 2011; and in revised form 13 May 2011; accepted 4June 2011.
J Forensic Sci, 2012doi: 10.1111/j.1556-4029.2012.02081.x
Available online at: onlinelibrary.wiley.com
2012 American Academy of Forensic SciencesPublished 2012. This article is a U.S. Government work and is in the public domain in the U.S.A. 1
TABLE 1—Sensitivity study samples comparison between KPICS SpermFinder� scientist reviewed results and manually examined bright field microscopyresults.
SampleDesignation
Preparation
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�Results Run 2
Scientist 1Results
Scientist 2Results
Scientist 1to KPICS
SpermFinder�Percent
Difference*
Scientist 2 toKPICS
SpermFinder�Percent
Difference*
AverageScientist to
KPICSSpermFinder�
PercentDifference*
SensitivityStudySamples
Number ofConfirmedPositives
Number ofConfirmedPositives
V1 Couple 1_0 h oral swab 516 449 412 17.11 17.11V2 Couple 1_45 min oral swab 14 19 8 12 106.25 37.50 71.88V3 Couple 1_12 h vaginal swab 1212 1323 649 95.30 95.30V4 Couple 1_24 h vaginal swab 1322 1684 967 55.43 55.43V5 Couple 1_12 h menstrual
vaginal swab618 621 321 92.99 92.99
V7 Couple 1_24 h vaginal smear 369 364 230 321 59.35 14.17 36.76V8 Couple 1_12 h menstrual
vaginal smear973 1026 194 415.21 415.21
V10 Couple 2_6 h vaginal swab 2425 2445 1289 88.91 88.91V12 Couple 3_24 h vaginal swab 862 889 234 274.15 274.15V13 Couple 3_24 h vaginal swab 270 297 140 102.50 102.50V15 Couple 3_36 h vaginal swab 495 611 328 68.60 68.60V17 Couple 3_72 h vaginal swab 260 267 154 144 71.10 82.99 77.05V18 Couple 3_80 h vaginal swab 9 7 2 3 300.00 166.67 233.33V19 Couple 4_32 h vaginal swab 24 25 18 19 36.11 28.95 32.53V21 Vaginal swab + 1:10 semen
dilution880 814 495 71.11 71.11
V22 Vaginal swab + 1:100 semendilution
22 27 12 12 104.17 104.17 104.17
V23 Vaginal swab + 1:1000semen dilution
2 2 0 200.00
V24 Vaginal swab + 1:10,000semen dilution
4 4 1 1 300.00 300.00 300.00
V25 Vaginal swab + 1:100,000semen dilution
5 7 1 500.00 500.00
V28 Rectal swab 0 0 0 0.00 0.00V29 Rectal swab + 1:1000
semen dilution6 5 4 37.50 37.50
V30 Oral swab 0 0 0 0.00 0.00V31 Oral swab + 1:1000 semen
dilution8 10 10 5 )10.00 80.00 35.00
V32 Menstruation vaginal swab 0 0 0 0.00 0.00V33 Menstruation vaginal swab
+ 1:1000 semen dilution2 4 3 0.00 0.00
V48 Vaginal swab + 1:10 semendilution
141 132 137 )0.36 )0.36
V49 Vaginal swab + 1:100semen dilution
44 41 43 39 )1.16 8.97 3.91
V50 Vaginal swab + 1:1000semen dilution
3 2 1 150.00 150.00
V51 Vaginal swab + 1:10,000semen dilution
2 3 1 150.00 150.00
V52 Vaginal swab + 1:100,000semen dilution
2 2 0 200.00
V53 Vaginal swab + 1:10semen dilution
540 532 464 15.52 15.52
V54 Vaginal swab + 1:100semen dilution
41 53 30 56.67 56.67
V55 Vaginal swab + 1:1000semen dilution
1 0 0 100.00
V56 Vaginal swab + 1:10,000semen dilution
2 2 1 100.00 100.00
V57 Vaginal swab + 1:100,000semen dilution
0 0 0 0.00
V58 Couple 1_3.5 h oral swab 54 45 18 175.00 175.00V59 Couple 1_36 h menstrual
vaginal swab155 169 57 184.21 184.21
V60 Couple 3_1 h oral swab 38 45 29 43.10 43.10V62 Couple 3_90+ h vaginal swab 202 169 191 )2.88 )2.88V63 Couple 1_48 h vaginal swab 65 68 33 101.52 101.52V64 Couple 3_24 h oral swab 0 1 0 100.00Average 106.28Standard Deviation 115.37
*When the instrument found more spermatozoa than the scientist(s), the percent difference is a positive number. When the instrument found fewer spermato-zoa than the scientist(s), the percent difference is a negative number.
2 JOURNAL OF FORENSIC SCIENCES
TA
BL
E2—
Pre
cisi
onst
udy
sam
ples
com
pari
son
betw
een
KP
ICS
Sper
mF
inde
r�sc
ient
ist
revi
ewed
resu
lts
per
auto
mat
edex
amin
atio
nru
n.
Sam
ple
Des
igna
tion
inK
PIC
SS
perm
Find
er�
Dat
abas
eV
2R
SV
18R
SV
23R
SV
29R
SV
33R
SV
36R
S
Tot
alS
perm
atoz
oaP
rese
nt28
911
116
6
Pre
para
tion
Cou
ple
145
min
Ora
lS
wab
Cou
ple
380
hV
agin
alS
wab
Vag
inal
Sw
ab+
1:10
00S
emen
Dil
utio
n
Rec
tal
Sw
ab+
1:10
00S
emen
Dil
utio
n
Men
stru
alV
agin
alS
wab
+1:
1000
Sem
enD
ilut
ion
Vag
inal
Sw
ab+
1:10
00S
emen
Dil
utio
n+
Vas
elin
e�*
KP
ICS
Spe
rmFi
nder
�re
sult
sru
n1
Num
ber
ofca
lled
posi
tive
s55
419
3120
2762
733
5451
99N
umbe
rof
conf
irm
edpo
siti
ves
187
89
35
KP
ICS
Spe
rmF
inde
r�fa
lse-
nega
tive
perc
ent
35.7
122
.22
27.2
718
.18
50.0
016
.67
KP
ICS
Spe
rmF
inde
r�fa
lse-
posi
tive
perc
ent
96.7
599
.64
99.6
198
.56
99.9
199
.90
KP
ICS
Spe
rmFi
nder
�re
sult
sru
n2
Num
ber
ofca
lled
posi
tive
s53
918
5819
1862
036
0449
95N
umbe
rof
conf
irm
edpo
siti
ves
198
1110
53
KP
ICS
Spe
rmF
inde
r�fa
lse-
nega
tive
perc
ent
32.1
411
.11
0.00
9.09
16.6
750
.00
KP
ICS
Spe
rmF
inde
r�fa
lse-
posi
tive
perc
ent
96.4
799
.57
99.4
398
.39
99.8
699
.94
KP
ICS
Spe
rmFi
nder
�re
sult
sru
n3
Num
ber
ofca
lled
posi
tive
s52
318
9119
6165
334
5152
54N
umbe
rof
conf
irm
edpo
siti
ves
168
99
45
KP
ICS
Spe
rmF
inde
r�fa
lse-
nega
tive
perc
ent
42.8
611
.11
18.1
818
.18
33.3
316
.67
KP
ICS
Spe
rmF
inde
r�fa
lse-
posi
tive
perc
ent
96.9
499
.58
99.5
498
.62
99.8
899
.90
KP
ICS
Spe
rmFi
nder
�re
sult
sru
n4
Num
ber
ofca
lled
posi
tive
s51
316
4612
5649
126
9339
23N
umbe
rof
conf
irm
edpo
siti
ves
166
52
22
KP
ICS
Spe
rmF
inde
r�fa
lse-
nega
tive
perc
ent
42.8
633
.33
54.5
581
.82
66.6
766
.67
KP
ICS
Spe
rmF
inde
r�fa
lse-
posi
tive
perc
ent
96.8
899
.64
99.6
099
.59
99.9
399
.95
KP
ICS
Spe
rmFi
nder
�re
sult
sru
n5
Num
ber
ofca
lled
posi
tive
s37
618
2118
9271
025
4333
35N
umbe
rof
conf
irm
edpo
siti
ves
178
910
41
KP
ICS
Spe
rmF
inde
r�fa
lse-
nega
tive
perc
ent
39.2
911
.11
18.1
89.
0933
.33
83.3
3K
PIC
SS
perm
Fin
der�
fals
e-po
siti
vepe
rcen
t95
.48
99.5
699
.52
98.5
999
.84
99.9
7K
PIC
SS
perm
Find
er�
resu
lts
run
6N
umbe
rof
call
edpo
siti
ves
227
1925
1963
765
2024
3296
Num
ber
ofco
nfir
med
posi
tive
s15
89
95
2K
PIC
SS
perm
Fin
der�
fals
e-ne
gati
vepe
rcen
t46
.43
11.1
118
.18
18.1
816
.67
66.6
7K
PIC
SS
perm
Fin
der�
fals
e-po
siti
vepe
rcen
t93
.39
99.5
899
.54
98.8
299
.75
99.9
4A
vera
genu
mbe
rof
call
edpo
siti
ves
455.
3318
45.3
318
36.1
664
4.33
2944
.83
4333
.66
Sta
ndar
dde
viat
ion
128.
8910
6.07
287.
9293
.11
621.
4492
4.76
Ave
rage
num
ber
ofco
nfir
med
posi
tive
s16
.83
7.50
8.50
8.16
3.83
3.00
Sta
ndar
dde
viat
ion
1.47
0.83
1.97
3.06
1.16
1.67
Ave
rage
fals
e-ne
gati
vepe
rcen
t39
.88
16.6
722
.73
25.7
636
.11
50.0
031
.86
Ave
rage
fals
e-ne
gati
vepe
rcen
tto
tal
Sta
ndar
dde
viat
ion
5.26
9.30
17.9
527
.82
19.4
827
.89
21.6
5A
vera
gefa
lse-
posi
tive
perc
ent
95.9
999
.59
99.5
498
.76
99.8
699
.93
98.9
5A
vera
gefa
lse-
posi
tive
perc
ent
tota
lS
tand
ard
Dev
iati
on1.
380.
030.
070.
430.
060.
031.
50
*Vas
elin
e�(U
nile
ver,
Gre
enw
ich,
CT
).
MITCHELL • VALIDATION STUDY OF KPICS SPERMFINDERTM 3
TA
BL
E3—
Sens
itiv
ity
stud
ysa
mpl
esK
PIC
SSp
erm
Fin
der�
scie
ntis
tre
view
edfa
lse-
posi
tive
resu
lts
com
pari
son
betw
een
auto
mat
edex
amin
atio
nru
ns.
Sam
ple
Des
igna
tion
Pre
para
tion
KP
ICS
Spe
rmFi
nder
�R
esul
tsR
un1
KP
ICS
Spe
rmF
inde
r�R
esul
tsR
un1
KP
ICS
Spe
rmFi
nder
�R
un1
Fal
se-
Pos
itiv
eP
erce
nt
KP
ICS
Spe
rmF
inde
r�R
esul
tsR
un2
KP
ICS
Spe
rmFi
nder
�R
esul
tsR
un2
KP
ICS
Spe
rmF
inde
r�R
un2
Fal
se-
Pos
itiv
eP
erce
nt
KP
ICS
Spe
rmF
inde
r�A
vera
geF
alse
-P
osit
ive
Per
cent
Sens
itiv
ity
Stu
dyS
ampl
es
Num
ber
ofC
alle
dP
osit
ives
Num
ber
ofC
onfi
rmed
Pos
itiv
es
Num
ber
ofC
alle
dP
osit
ives
Num
ber
ofC
onfi
rmed
Pos
itiv
es
V1
Cou
ple
1_0
hor
alsw
ab93
851
644
.99
805
449
44.2
244
.61
V2
Cou
ple
1–45
min
oral
swab
1476
1499
.05
1345
1998
.59
98.8
2V
3C
oupl
e1_
12h
vagi
nal
swab
9162
1212
86.7
786
8213
2384
.76
85.7
7V
4C
oupl
e1_
24h
vagi
nal
swab
12,4
7213
2289
.40
14,1
5216
8488
.10
88.7
5V
5C
oupl
e1_
12h
men
stru
alva
gina
lsw
ab55
0461
888
.77
6080
621
89.7
989
.28
V7
Cou
ple
1_24
hva
gina
lsm
ear
7500
369
95.0
871
4936
494
.91
94.9
9V
8C
oupl
e1_
12h
men
stru
alva
gina
lsm
ear
6056
973
83.9
362
1510
2683
.49
83.7
1V
10C
oupl
e2_
6h
vagi
nal
swab
7647
2425
68.2
975
5324
4567
.63
67.9
6V
12C
oupl
e3_
24h
vagi
nal
swab
3774
862
77.1
638
2088
976
.73
76.9
4V
13C
oupl
e3_
24h
vagi
nal
swab
649
270
58.4
066
429
755
.27
56.8
3V
15C
oupl
e3_
36h
vagi
nal
swab
1641
495
69.8
417
7061
165
.48
67.6
6V
17C
oupl
e3_
72h
vagi
nal
swab
2165
260
87.9
921
2326
787
.42
87.7
1V
18C
oupl
e3_
80h
vagi
nal
swab
2134
999
.58
2985
799
.77
99.6
7V
19C
oupl
e4_
32h
vagi
nal
swab
5673
2499
.58
5429
2599
.54
99.5
6V
21V
agin
alsw
ab+
1:10
sem
endi
luti
on46
6788
081
.14
4586
814
82.2
581
.70
V22
Vag
inal
swab
+1:
100
sem
endi
luti
on75
2522
99.7
174
8327
99.6
499
.67
V23
Vag
inal
swab
+1:
1000
sem
endi
luti
on24
352
99.9
225
272
99.9
299
.92
V24
Vag
inal
swab
+1:
10,0
00se
men
dilu
tion
2133
499
.81
2143
499
.81
99.8
1V
25V
agin
alsw
ab+
1:10
0,00
0se
men
dilu
tion
8914
599
.94
9121
799
.92
99.9
3V
28R
ecta
lsw
ab13
00
100.
0014
60
100.
0010
0.00
V29
Rec
tal
swab
+1:
1000
sem
endi
luti
on47
86
98.7
494
45
99.4
799
.11
V30
Ora
lsw
ab51
60
100.
0055
30
100.
0010
0.00
V31
Ora
lsw
ab+
1:10
00se
men
dilu
tion
477
898
.32
475
1097
.89
98.1
1V
32M
enst
rual
vagi
nal
swab
2631
010
0.00
2654
010
0.00
100.
00V
33M
enst
rual
vagi
nal
swab
+1:
1000
4545
299
.96
4559
499
.91
99.9
3V
48V
agin
alsw
ab+
1:10
sem
endi
luti
on34
6514
195
.93
3562
132
96.2
996
.11
V49
Vag
inal
swab
+1:
100
sem
endi
luti
on43
3344
98.9
842
8741
99.0
499
.01
V50
Vag
inal
swab
+1:
1000
sem
endi
luti
on80
113
99.9
685
782
99.9
899
.97
V51
Vag
inal
swab
+1:
10,0
00se
men
dilu
tion
5005
299
.96
5329
399
.94
99.9
5V
52V
agin
alsw
ab+
1:10
0,00
0se
men
dilu
tion
7308
299
.97
7457
299
.97
99.9
7V
53V
agin
alsw
ab+
1:10
sem
endi
luti
on68
7254
092
.14
6974
532
92.3
792
.26
V54
Vag
inal
swab
+1:
100
sem
endi
luti
on45
0841
99.0
947
3853
98.8
898
.99
V55
Vag
inal
swab
+1:
1000
sem
endi
luti
on85
591
99.9
982
520
100.
0099
.99
V56
Vag
inal
swab
+1:
10,0
00se
men
dilu
tion
6102
299
.97
6109
299
.97
99.9
7V
57V
agin
alsw
ab+
1:10
0,00
0se
men
dilu
tion
3412
010
0.00
3355
010
0.00
100.
00V
58C
oupl
e1_
3.5
hor
alsw
ab70
654
92.3
568
245
93.4
092
.88
V59
Cou
ple
1_36
hm
enst
rual
vagi
nal
swab
8325
155
98.1
481
6316
997
.93
98.0
3V
60C
oupl
e3_
1h
oral
swab
177
3878
.53
206
4578
.16
78.3
4V
62C
oupl
e3_
90+
hva
gina
lsw
ab30
4320
293
.36
2849
169
94.0
793
.71
V63
Cou
ple
1_48
hva
gina
lsw
ab74
3065
99.1
372
9168
99.0
799
.10
V64
Cou
ple
3_24
hor
alsw
ab30
10
100.
0029
51
99.6
699
.83
Ave
rage
91.9
2S
tand
ard
Dev
iati
on12
.90
4 JOURNAL OF FORENSIC SCIENCES
Materials and Methods
Physiological fluid samples, including neat semen, oral swabs,vaginal swabs, rectal swabs, and postcoital samples were gener-ously supplied by forensic laboratory personnel. Canine semen wasfurnished by Dr. R. V. Hutchison of the Animal Clinic Northview,Inc. Equine semen was generously provided by Dr. Nicholas G.Loutsion of the Canon Hill Veterinary Clinic Inc.
Contrived samples were prepared by depositing c. 30 lL ofknown seminal material dilutions onto cotton swabs from the indi-cated orifice then allowing the swabs to air-dry. Postcoital samplesidentified by time interval and orifice swabbed were collected ontocotton swabs and allowed to air-dry. Smears were also preparedfrom a selection of the postcoital samples by rolling the swab headon a microscope slide directly after collection then allowing thesample to air-dry.
Microscope slide preparation was performed through extractionof the sample on the glass microscope slide using a small amountof water and teasing the substrate with forceps to increase extrac-tion efficiency. The extracted material was air-dried on the glassslide for c. 1 h at room temperature. In instances where smearswere examined, the smears were air-dried at room temperature forat least 1 h prior to histological staining. Once the samples werecompletely dried on the glass microscope slide, the sample areawas covered with Solution A: Kernechtrot Solution (SerologicalResearch Institute, Richmond, CA) and were then allowed to incu-bate at room temperature for 15 min. The slide was then gentlyrinsed with deionized water. The sample area was then coveredwith Solution B: Picroindigocarmine Solution (Serological ResearchInstitute) and allowed to incubate at room temperature for 15 sec.A final rinse was performed with absolute ethanol. One to threedrops of Cytoseal� 60 mounting medium (Richard-Allan Scien-tific, Kalamazoo, MI) was placed onto the sample area and coveredwith an appropriately sized cover slip. The resulting cellular mate-rial consisted of red nuclear material (spermatozoa head) with greenor blue cytoplasm material (spermatozoa tail and midpiece)(2,7–9).
Each prepared slide was examined by one or two scientists andat least twice by the KPICS SpermFinder� detection instrumentusing bright field microscopy at 400· magnification. Significantvariations in staining color density and spermatozoa detectabilitybetween orifice samples and donors were not observed when evalu-ated by the scientist and the KPICS SpermFinder� detectioninstrument. A false-negative rate (a negative percent differencevalue) was recorded when the detection instrument did not identifythe same number of spermatozoa as the scientist when comparingthe automated examination to the manual examination. When com-paring an automated examination to another automated examina-tion, a false-negative rate was recorded when the detectioninstrument did not identify the same number of spermatozoa as theprior run(s). Previously examined sexual assault slides were com-piled from three scientists of varied experience levels to provide anestimated average time spent to manually examine one slide. Statis-tical analysis was generated in EXCEL (Microsoft Corporation,Redmond, WA).
Results
Sensitivity Study
Due to the KPICS SpermFinder� detection instrument’s capabil-ities, spermatozoa were consistently observed in higher numberswhen examined with the instrument when compared to the scien-tist’s observations. Of the 55 slides examined, 92.72% had
TA
BL
E4—
Cas
ewor
kst
udy
sam
ples
KP
ICS
Sper
mF
inde
r�sc
ient
ist
revi
ewed
fals
e-po
siti
vere
sult
sco
mpa
riso
nbe
twee
nau
tom
ated
exam
inat
ion
runs
.
Sam
ple
Des
igna
tion
Pre
para
tion
KP
ICS
Spe
rmF
inde
r�R
esul
tsR
un1
KP
ICS
Spe
rmFi
nder
�R
esul
tsR
un1
KP
ICS
Spe
rmFi
nder
�F
alse
-Pos
itiv
eP
erce
nt
KP
ICS
Spe
rmF
inde
r�R
esul
tsR
un2
KP
ICS
Spe
rmFi
nder
�R
esul
tsR
un2
KP
ICS
Spe
rmF
inde
r�F
alse
-Pos
itiv
eP
erce
nt
KP
ICS
Spe
rmF
inde
r�A
vera
geF
alse
-P
osit
ive
Per
cent
Cas
ewor
kS
tudy
Sam
ples
Num
ber
ofC
alle
dP
osit
ives
Num
ber
ofC
onfi
rmed
Pos
itiv
es
Num
ber
ofC
alle
dP
osit
ives
Num
ber
ofC
onfi
rmed
Pos
itiv
es
V38
Cas
e1-
rect
alsw
ab10
41
99.0
410
01
99.0
099
.02
V39
Cas
e2-
vagi
nal
swab
412
5686
.41
244
3784
.84
85.6
2V
40C
ase
3-va
gina
lsw
ab54
2258
289
.27
6107
1163
80.9
685
.11
V41
Cas
e4-
rect
alsw
ab24
8651
279
.40
2546
537
78.9
179
.16
V42
Cas
e5-
rect
alsw
ab48
815
967
.42
437
197
54.9
261
.17
V43
Cas
e6-
vagi
nal
swab
226
5077
.88
274
6078
.10
77.9
9V
44C
ase
7-va
gina
lsw
ab55
983
.64
359
74.2
978
.96
V45
Cas
e8-
rect
alsw
ab81
623
870
.83
707
193
72.7
071
.77
V46
Cas
e9-
mat
tres
scu
ttin
g10
7666
93.8
710
0370
93.0
293
.44
V47
Cas
e10
-mat
tres
scu
ttin
g14
,629
1050
92.8
212
,976
1026
92.0
992
.46
Ave
rage
82.4
7S
tand
ard
Dev
iati
on11
.25
MITCHELL • VALIDATION STUDY OF KPICS SPERMFINDERTM 5
spermatozoa identified in numbers equal to or greater than scien-tist’s results when the KPICS SpermFinder� detection instrumentwas employed. In 7.27% of the slides examined, the KPICSSpermFinder� detection instrument found less spermatozoa thanthe scientist, but spermatozoa were positively identified on eachslide (Table 1; V31, V48, V49, and V62 exhibited false-negativerates). The KPICS SpermFinder� detection instrument finds sper-matozoa within a range of 500% to )10% of the scientist’s result-ing numbers by comparison. There was no instance where a false-negative slide was observed during this study; the required thresh-old to report a positive slide was reached in each slide containingspermatozoa.
Casework Sample Study
Ten slides, which had been examined with phase-contrastmicroscopy prior to utilization in this validation study, were pre-pared by removing the existing cover slip once the sample had air-dried then staining according to the above protocol. The KPICSSpermFinder� detection system found spermatozoa at numbersequal to or higher than the manual examination of the sample.
When compared to examinations performed with phase-contrastmicroscopy, the KPICS SpermFinder� detection system found onaverage 1770.68% more spermatozoa. When compared to the man-ual examination with bright field microscopy, the KPICS Sperm-Finder� detection system found on average 214.10% morespermatozoa.
Contaminant Study
Contrived samples containing contaminants such as lubricants,cleansers, and yeast cells combined with known seminal materialdilutions were prepared according to protocols outlined in theMaterials and Methods section. The KPICS SpermFinder� detec-tion system found spermatozoa at numbers equal to or higher thanthe manual examination of the sample averaging 52.68% morespermatozoa observed.
Specificity Study
Contrived samples of diluted canine and equine seminal materialwere prepared with the preparation protocols outlined in the
TABLE 5—Contaminant study samples KPICS SpermFinder� scientist reviewed false-positive results comparison between automated examination runs.
SampleDesignation
Preparation
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�False-Positive
Percent
KPICSSpermFinder�Results Run 2
KPICSSpermFinder�Results Run 2
KPICSSpermFinder�False-Positive
Percent
KPICSSpermFinder�
AverageFalse-Positive
PercentContaminationStudy Samples
Number ofCalled
Positives
Number ofConfirmedPositives
Number ofCalled
Positives
Number ofConfirmedPositives
V34 Vaginal swab+ 1:1000+ yeast cells
100,145 0 100.00 121,680 0 100.00 100.00
V35 Vaginal swab+ 1:1000+ douche
7167 7 99.90 7045 7 99.90 99.90
V36 Vaginal swab+ 1:1000+ Vaseline�*
3362 1 99.97 3692 2 99.95 99.96
V37 Vaginal swab+ 1:1000+ KY Jelly��
8088 14 99.83 7664 12 99.84 99.84
Average 99.92Standard Deviation 0.07
*Vaseline� (Unilever, Greenwich, CT).�KY Jelly� (Personal Products Company, Skillman, NJ).
TABLE 6—Specificity study samples KPICS SpermFinder� scientist reviewed false-positive results comparison between automated examination runs.
SampleDesignation
Preparation
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�False-PositivePercent Run 1
KPICSSpermFinder�Results Run 2
KPICSSpermFinder�Results Run 2
KPICSSpermFinder�False-PositivePercent Run 2
KPICSSpermFinder�Average False-Positive Percent
SpecificityStudy Samples
Number ofCalled
Positives
Number ofConfirmed
AnimalSpermatozoa
Positives
Number ofCalled
Positives
Number ofConfirmed
AnimalSpermatozoa
Positives
V26 Vaginal swab+ 1:100 horsesemen dilution
6082 22 99.64 5364 21 99.61 99.62
V27 Vaginal swab+ 1:100 dogsemen dilution
9222 57 99.38 9012 48 99.47 99.42
Average 99.52Standard Deviation 0.12
6 JOURNAL OF FORENSIC SCIENCES
Materials and Methods section. Animal spermatozoa were typicallynot detected because of their unique morphological characteristicsthat are inconsistent with the morphological characteristics ofhuman spermatozoa. Examination by the KPICS SpermFinder�detection instrument lead to human-specific identification of sper-matozoa upon data review by a qualified scientist.
Precision Study
Six samples (V2, V18, V23, V29, V33, and V36) were selectedfrom the prepared validation samples and run on the detectioninstrument six times each. It was determined that the KPICSSpermFinder� detection instrument found spermatozoa in higher
numbers than with manual examinations (Table 1; 106.28% morespermatozoa were found on average when using the detectioninstrument compared with manual examinations). On average31.86% of the total number of spermatozoa on each slide, as identi-fied through multiple runs, were not identified in each repeatedrun. Despite this discrepancy, higher numbers of spermatozoa aretypically observed in each run when compared to manual examina-tions (Tables 1 and 2).
Discussion
The KPICS SpermFinder� detection instrument employs an algo-rithm specific for the identification of the size, color contrast density
TABLE 8—Contaminant study samples comparison between KPICS SpermFinder� scientist reviewed results and manually examined bright field microscopyresults.
SampleDesignation
Preparation
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�Results Run 2
Scientist 1Results
Scientist 2Results
Scientist 1to KPICS
SpermFinder�Percent
Difference*
Scientist 2to KPICS
SpermFinder�Percent
Difference*
Average Analystto KPICS
SpermFinder�Percent
Difference*ContaminationStudy Samples
Number ofConfirmedPositives
Number ofConfirmedPositives
V34 Vaginal swab + 1:1000semen dilution+ yeast cells
0 0 0 0.00 0.00
V35 Vaginal swab + 1:1000+ douche
7 7 4 6 75.00 16.67 45.83
V36 Vaginal swab + 1:1000+ Vaseline��
1 2 1 1 50.00 50.00 50.00
V37 Vaginal swab + 1:1000+ KY Jelly��
14 12 7 4 85.71 225.00 155.36
Average 52.68Standard Deviation 38.17
*When the instrument found more spermatozoa than the scientist(s), the percent difference is a positive number. When the instrument found fewer sperma-tozoa than the scientist(s), the percent difference is a negative number.
�Vaseline� (Unilever, Greenwich, CT).�KY Jelly� (Personal Products Company, Skillman, NJ).
TABLE 7—Casework study samples comparison between KPICS SpermFinder� scientist reviewed results and manually examined bright field microscopyresults.
SampleDesignation
Preparation
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�Results Run 2
Scientist 1Results
Scientist 1to KPICS
SpermFinder�Percent Difference*
Phase-ContrastPositives
Phase-Contrastto KPICS
SpermFinder�Percent
Difference*CaseworkStudy Samples
Number ofConfirmedPositives
Number ofConfirmedPositives
V38 Case 1-rectal swab 1 1 1 0.00 1 0.00V39 Case 2-vaginal swab 56 37 30 55.00 16 190.63V40 Case 3-vaginal swab 582 1163 338 158.14 18 4747.22V41 Case 4-rectal swab 512 537 108 385.65 18 2813.89V42 Case 5-rectal swab 159 197 68 161.76 18 888.89V43 Case 6-vaginal swab 50 60 11 400.00 3 1733.33V44 Case 7-vaginal swab 9 9 3 200.00 3 200.00V45 Case 8-rectal swab 238 193 120 79.58 11 1859.09V46 Case 9-mattress cutting 66 70 14 385.71 9 655.56V47 Case 10-mattress cutting 1050 1026 250 315.20 22 4618.18
Phase-contrast to KPICSSpermFinder�
Average 1770.68Standarddeviation
1769.67
Scientist to KPICSSpermFinder�
Average 214.10Standarddeviation
148.69
*When the instrument found more spermatozoa than the scientist(s), the percent difference is a positive number. When the instrument found fewer sperma-tozoa than the scientist(s), the percent difference is a negative number.
MITCHELL • VALIDATION STUDY OF KPICS SPERMFINDERTM 7
between the acrosome and nucleus of the spermatozoa, and colorproduced by Christmas tree staining of spermatozoa. The algorithm’sparameters took into account differences in staining lot products(color density variations because of different lot numbers), samplecharacteristics (location collected from and presence of contami-nants), viewed morphological characteristics (spermatozoa degrada-tion and orientation), and variations between scientist’s stainingtechnique. These less stringent parameters led to fewer false-negativerates, and high false-positive percentages. High false-positive per-centages were not detrimental to the analysis of the sample(Tables 3–6). Through verification of the focus confidence and theslide scan area, the resulting candidate images were representative ofthe sample area examined. Discrepancies observed in comparisonsbetween manual and automated examinations (Table 1) and the pre-cision study (Table 2), where all spermatozoa were not identified ineach run, could have been due to environmental factors such asvibrations during the sample’s data collection. When the instrumentwas capturing images of the sample for analysis, any movement thatwould cause a blurred image was detrimental, thus variations infalse-positive numbers were observed between automated examina-tion runs. These vibrations could not be eliminated but were reducedwith the installation of an antivibration platform to the microscope.
It was observed that the KPICS SpermFinder� detection instru-ment provided significantly clearer contrast when compared to thescientist’s bench top microscope (Leica DMLS; Leica Microsys-tems, Wetzlar, Germany), leading to the identification of more sper-matozoa. Samples with high levels of debris and dense cellularmaterial were examined with the detection instrument and spermato-zoa were observed between these layered cells. Due to the improvedoptics, the detection instrument found spermatozoa in sampleswhere the scientist originally reported the sample to be negative orinconclusive with manual examination (Tables 1 and 7). In the case-work sample study, it was concluded that when comparing phase-contrast manual examinations to the detection instrument, the detec-tion instrument on average found 1770.68% more spermatozoa.When comparing bright field manual examinations to the detectioninstrument, it was determined that on average 214.10% more sper-matozoa were observed (Table 7). With scientist review of the mor-phological characteristics of spermatozoa in generated candidateimages, it was concluded that the KPICS SpermFinder� detectioninstrument equipped with the Leica DM5500B microscope wassuperior to the current manual examinations. The nature of the slide
preparations could offer an additional explanation for the observeddiscrepancies besides the previously discussed contrast differencesbetween microscopes. In phase-contrast microscopy a wet mountedslide is prepared from the sample, thus allowing cellular material tomove within the water under the cover slip during the manualexamination. Spermatozoa present in the wet mounted slide couldhave been moving in the area outside of the scientist’s field of viewor moving under other cellular material or debris. This movementmay explain why a sample with low concentrations of spermatozoawould be identified as being negative for spermatozoa. In histologi-cally stained slides, the sample is fixed to the slide by air drying,preventing the movement of cellular material. Due to the stationarycellular material a higher number of spermatozoa were observedwhen compared to wet mount samples.
Chemical contaminants present in some samples make identifica-tion of spermatozoa challenging for the scientist. Samples contain-ing chemical contaminants, such as lubricants and cleansers, wereexamined by the KPICS SpermFinder� detection instrument todetermine the chemical’s impact on results (Table 8). No significanteffects were observed. Inconsistent staining results may be pro-duced in the presence of petroleum-based contaminants because ofhydrophobic interactions preventing contact between the cellularmaterial and the water-based staining solutions, but do notadversely affect results. In samples containing petroleum-basedlubricants, sampling was conducted to limit the amount of lubricantpresent to minimize this issue. Significantly, higher false-positiveresults were observed when evaluating samples with high levels ofyeast cells on the detection instrument. This was because of themanner in which yeast cells stained red similar to a spermatozoannucleus. Yeast cells could be differentiated from spermatozoa whenreviewed by a qualified scientist.
The detection system’s algorithm considered the contrast betweenthe acrosome and the nucleus of the human spermatozoan head.This contrast can occur in objects other than spermatozoa resultingin a false-positive finding. In some instances, the contrast betweenthe animal spermatozoa and the surrounding materials produced afalse-positive result (Table 9). Animal spermatozoa have uniquemorphological characteristics and thus do not consistently cause afalse-positive result to be reported. Although the detection systemis capable of detecting human spermatozoa, the generated candidateimages must be reviewed by a qualified scientist to determine thespecies origin of the spermatozoa.
TABLE 9—Specificity study samples comparison between KPICS SpermFinder� scientist reviewed results and manually examined bright field microscopyresults.
SampleDesignation
Preparation
KPICSSpermFinder�Results Run 1
KPICSSpermFinder�Results Run 1
Scientist 1Results
Scientist 2Results
Scientist 1to KPICS
SpermFinder�Percent
Difference*
Scientist 2to KPICS
SpermFinder�Percent
Difference*
Average Analystto KPICS
SpermFinder�Percent
Difference*
SpecificityStudySamples
Number ofConfirmed Animal
SpermatozoaPositives
Number ofConfirmed Animal
SpermatozoaPositives
V26 Vaginal swab+ 1:100 horsesemen dilution
22 21 23 21 )6.52 2.38 )2.07
V27 Vaginal swab+ 1:100 dogsemen dilution
57 48 1397 )96.24 )96.24
Average )51.38Standard Deviation 63.44
*When the instrument found more spermatozoa than the scientist(s), the percent difference is a positive number. When the instrument found fewer sperma-tozoa than the scientist(s), the percent difference is a negative number.
8 JOURNAL OF FORENSIC SCIENCES
A precision study was conducted on the detection system byscanning the same sample area of six slides six times each. It wasdetermined that the KPICS SpermFinder� detection instrumentperformed to a reproducibility rate of 68.14%. While the instrumentdid not find each spermatozoan in each run, it did find spermatozoain each run typically in higher numbers than the scientist did manu-ally (Tables 1 and 2). It was found that the instrument generatedon average 98.95% false-positive results during the precision study.This false-positive average varied from sample to sample and con-tinually changed within multiple runs of the same sample. Thesediscrepancies in reproducibility and false-positive results could bedue to previously discussed vibration issues during the image col-lection process.
The required amount of scientist time to examine sample slideswas evaluated through compiling an estimated average time spentper slide from three scientists of varied experience levels. Manualexamination of a sample slide takes on average 1–2 h of a scien-tist’s time to complete. The automated detection instrument typi-cally examines one slide in c. 2 h and can be run overnight thusallowing the scientist to perform other tasks during data collection.Review of the generated data by the scientist typically takes c.20 min but can take up to 90 min. Variations in data review timesare largely due to the number of generated positive results perslide. This number is expected to change between samples, basedon the analysis parameters of the instrument and variation in sam-ple size. As with manual examinations, review of data generatedby the instrument may also be lengthened by high levels of epithe-lial cells, bacteria, yeast cells and debris present in the sample.
Conclusions
The KPICS SpermFinder� detection instrument by NicheVisionForensics, LLC validation study determined that the detectioninstrument performs as well as, and in most cases better than, aqualified scientist utilizing phase-contrast microscopy or manualbright field microscopy for identification of spermatozoa. Auto-mated microscope slide examinations typically took less scientisttime, permitted the scientist to perform other tasks during data col-lection, could be run overnight, and detected significantly morespermatozoa. The detection instrument documented the x, y coordi-nates of spermatozoa with reproducible results. When necessary,the reexamination of samples was facilitated with the use of theelectronic record produced by the detection instrument and theavailability of the histologically stained slide. The detection instru-ment was capable of detecting spermatozoa in the presence ofchemical contaminants. With data review by a qualified scientist,spermatozoa species identification is confirmed. The utility of theKPICS SpermFinder� detection instrument has been proven toprovide superior analysis and documentation of microscopically
examined samples and is a valuable alternative to the current man-ual phase-contrast microscopy method.
Acknowledgments
The author extends her appreciation to Medical Director Dr.Karl Williams, Forensic Laboratory Director Robert Huston,and Forensic Biology Manager Janine Yelenovsky for validationstudy support and manuscript review. The author would alsolike to extend her gratitude to Ms. Sara Bitner, Ms. Anita Kozy,Mr. Walter Lorenz, Mr. Thomas Meyers, Mr. Aaron Schneider,and Ms. Janine Yelenovsky of Forensic Biology in the Alle-gheny County Office of the Medical Examiner Forensic Labora-tory for miscellaneous sample preparation and assistance overthe duration of the validation study. Additionally, staining pro-tocol assistance and training from Mr. Dale Laux of the OhioAttorney General Bureau of Criminal identification and Investi-gation in Richfield, Ohio was invaluable and deeply appreciatedduring this validation study. The author is particularly apprecia-tive to Ms. Sara Bitner, Ms. Anita Kozy, Mr. Thomas Meyers,and Ms. Janine Yelenovsky for assistance with manuscript prep-aration and review.
References
1. Chang TSK. Seminal cytology. In: Geer JH, editor. Proceedings of aForensic Science Symposium on the Analysis of Sexual Assault Evi-dence; 1983 July 6–8; Quantico, VA. Washington DC: U.S. Departmentof Justice, 1983;45–56.
2. Baechtel FS. The identification and individualization of semen stains. In:Saferstein R, editor. Forensic science handbook, Vol. 2. EnglewoodCliffs, NJ: Prentice Hall, 1988;347–92.
3. Gaensslen RE. Sourcebook in forensic serology, immunology and bio-chemistry. Washington, DC: U.S. Department of Justice, 1983;149–82.
4. Hafez ESE, editor. Human semen and fertility tegulation in men. St.Louis, MO: C.V. Mosby Company, 1976.
5. Allery JP, Telmon N, Mieusset R, Blanc A, Rouge D. Cytological detec-tion of spermatozoa: comparison of three staining methods. J ForensicSci 2001;46:349–51.
6. Armogida L, Meles V. SpermFinder training basic. Akron, OH: NicheVi-sion, LLC, 2009.
7. NicheVision, LLC. KPICS SpermFinder glossary V.1.14. Akron, OH:NicheVision Forensics, LLC, 2010.
8. NicheVision, LLC. KPICS SpermFinder owners manual. Akron, OH:NicheVision Forensics, LLC, 2008.
9. Serological Research Institute. Christmas tree stain R540. Richmond,VA: Serological Research Institute, 2009.
Additional information reprints and requests:Angela Mitchell, M.S.Allegheny County Office of the Medical ExaminerForensic Laboratory, Forensic Biology1520 Penn AvenuePittsburgh, PA 15222E-mail: [email protected]
MITCHELL • VALIDATION STUDY OF KPICS SPERMFINDERTM 9