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  • Reg. No. 1998/07367/07 VAT Reg.No. 4490189489 PostNet Suite #251, Private Bag X1015, Lyttelton, 0140 www.investmech.com Tel +27 12 664-7604 Fax +27 86535-1379 Cell: +27 82 445-0510 E-mail address: [email protected]

    Condition-based maintenance : Vibration measurement, analysis and control for the

    PMM course

    Classnotes

    Prepared for

    CE@UP

    DIRECTORS:

    M Heyns Pr.Eng., Ph.D.,

    (Managing)

    CJ Botha B.Eng(Hons):

    Industrial

    Document No:

    Revision:

    Date:

    IM-TR000

    0.0

    February 2018

    mailto:[email protected]

  • Confidential 2

    Table of Contents 1. INTRODUCTION ............................................................................................................................ 6

    1.1. Course objective .................................................................................................................... 6 1.2. Goal ........................................................................................................................................ 6 1.3. Main topics of the course ....................................................................................................... 6 1.4. Mandatory reading ................................................................................................................. 7

    2. SINGLE DEGREE OF FREEDOM SYSTEMS ............................................................................... 7 2.1. Objective ................................................................................................................................ 7 2.2. After completion you will be able to ....................................................................................... 7 2.3. Why study vibration as part of this course ............................................................................. 7 2.4. Causes of vibration ................................................................................................................ 7 2.5. Elements in a single degree of freedom system .................................................................... 7 2.6. Base and force excitation ....................................................................................................... 9 2.7. Natural frequency ................................................................................................................. 10 2.8. Damping factor ..................................................................................................................... 10 2.9. Frequency ratio .................................................................................................................... 10 2.10. Frequency response function for base excitation ................................................................ 11 2.11. Frequency response function for force excitation ................................................................ 14 2.12. Determination of damping from the response of single degree of freedom systems .......... 16 2.13. Damping factor from the logarithmic decrement .................................................................. 18 2.14. Conclusion............................................................................................................................ 18

    3. EFFECT OF VIBRATION ON MAN .............................................................................................. 19 3.1. Natural frequencies of the human body ............................................................................... 19 3.2. Quantification of effects on health ........................................................................................ 20 3.3. Hand-arm vibration syndrome and white finger disease ...................................................... 20 3.4. Whiplash............................................................................................................................... 21 3.5. Conclusion............................................................................................................................ 21 3.6. References ........................................................................................................................... 22

    4. VIBRATION CONTROL ................................................................................................................ 22 4.1. Consequence of vibration .................................................................................................... 22 4.2. Control strategies for vibration ............................................................................................. 22 4.3. Critical speeds of rotors ....................................................................................................... 22 4.4. Vibration isolation of a machine on a rigid base .................................................................. 23 4.5. Problems .............................................................................................................................. 24 4.6. Other vibration isolation techniques for information only ..................................................... 25 4.7. Conclusion............................................................................................................................ 25

    5. VIBRATION ABSORBERS ........................................................................................................... 25 5.1. Mathematical model for an undamped dynamic vibration absorber .................................... 25 5.2. Conclusion............................................................................................................................ 27

    6. CONTINUOUS SYSTEMS ........................................................................................................... 28 6.1. Objective .............................................................................................................................. 28 6.2. After this section you will be able to: .................................................................................... 28 6.3. Natural mode shapes and natural frequencies .................................................................... 28 6.4. Effect of axial force on lateral vibration of a beam ............................................................... 29 6.5. Effect of tension on the natural frequency of a taut string ................................................... 29 6.6. Modal analysis ..................................................................................................................... 29 6.7. Gyroscopic effects ................................................................................................................ 29 6.8. Conclusion............................................................................................................................ 29

    7. TRANSDUCERS ........................................................................................................................... 30 7.1. Objective .............................................................................................................................. 30 7.2. After completion you will be able to: .................................................................................... 30 7.3. Measurement system layout ................................................................................................ 30 7.4. Typical transducers .............................................................................................................. 30 7.5. What to measure between displacement, velocity & acceleration ....................................... 30 7.6. Typical applications of vibration transducers ....................................................................... 31 7.7. Vibration transducer construction types ............................................................................... 31 7.8. Transducer sensitivity .......................................................................................................... 32 7.9. Transducer calibration .......................................................................................................... 33 7.10. Transducer mounting considerations ................................................................................... 33 7.11. Selecting transducers ........................................................................................................... 34 7.12. Class problem ...................................................................................................................... 35

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    7.13. Conclusion............................................................................................................................ 35 8. ANALOGUE TO DIGITAL CONVERSION.................................................................................... 35 9. TIME DOMAIN ANALYSIS ........................................................................................................... 36

    9.1. Introduction........................................................................................................................... 36 9.2. Objective .............................................................................................................................. 36 9.3. After completion ................................................................................................................... 36 9.4. Classification of signal types ................................................................................................ 36

    9.4.1. Stationary .................................................................................................................... 36 9.4.2. Ergodic ........................................................................................................................ 36

    9.5. Measured or calculated time signal ..................................................................................... 36 9.6. Signal statistics .................................................................................................................... 37

    9.6.1. Peak value ................................................................................................................... 37 9.6.2. Peak-to-peak value...................................................................................................... 37 9.6.3. Mean ............................................................................................................................ 37 9.6.4. Root-mean-square....................................................................................................... 37 9.6.5. Crest factor .................................................................................................................. 38 9.6.6. Variance and standard deviation ................................................................................. 38 9.6.7. Kurtosis ........................................................................................................................ 38

    9.7. Class problem ...................................................................................................................... 38 9.8. Auto-correlation and cross-correlation ................................................................................. 39 9.9. Averaging in the time domain .............................................................................................. 40 9.10. Orbital analysis ..................................................................................................................... 40 9.11. Conclusion............................................................................................................................ 40

    10. FREQUENCY DOMAIN ANALYSIS ......................................................................................... 41 10.1. Objective .............................................................................................................................. 41 10.2. After completion you will be able to: .................................................................................... 41 10.3. Harmonic functions and harmonic analysis ......................................................................... 41 10.4. Order tracking ...................................................................................................................... 44 10.5. Time windows ...................................................................................................................... 44 10.6. Frequency domain data is used: .......................................................................................... 44 10.7. Cepstrum analysis ................................................................................................................ 45 10.8. Spectrum averaging ............................................................................................................. 45 10.9. Number of averages and measurement time....................................................................... 46 10.10. Overlapping ...................................................................................................................... 46 10.11. Class problem .................................................................................................................. 46 10.12. Problem for PMM student on Frequency Domain Analysis ............................................. 46 10.13. Conclusion ....................................................................................................................... 46

    11. MAKING GOOD MEASUREMENTS ........................................................................................ 47 12. VIBRATION MONITORING ...................................................................................................... 47

    12.1. Objective .............................................................................................................................. 47 12.2. Key concepts in vibration monitoring ................................................................................... 47 12.3. Vibration severity chart ......................................................................................................... 48 12.4. Typical vibration alarm levels ............................................................................................... 49 12.5. Trending analysis ................................................................................................................. 49 12.6. Trending spectra .................................................................................................................. 50 12.7. Quefrency domain analysis .................................................................................................. 52 12.8. Fault diagnosis ..................................................................................................................... 52 12.9. Conclusion............................................................................................................................ 52

    13. BALANCING OF RIGID ROTORS ........................................................................................... 52 14. ALIGNMENT OF MACHINES .................................................................................................. 52

    14.1. Alignment and soft foot ........................................................................................................ 52 14.2. Thermal growth .................................................................................................................... 52

    15. FAULT DIAGNOSIS ................................................................................................................. 52 15.1. Objective .............................................................................................................................. 53

    15.1.1. Force unbalance .......................................................................................................... 53 15.1.2. Couple unbalance........................................................................................................ 53 15.1.3. Dynamic unbalance ..................................................................................................... 54 15.1.4. Overhung rotor unbalance ........................................................................................... 54 15.1.5. Eccentric rotor ............................................................................................................. 55 15.1.6. Bent shaft .................................................................................................................... 55 15.1.7. Angular misalignment .................................................................................................. 56

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    15.1.8. Parallel misalignment .................................................................................................. 56 15.1.9. Misaligned bearing cocked on shaft ............................................................................ 57 15.1.10. Mechanical Looseness ................................................................................................ 57 15.1.11. Mechanical Looseness Type C ................................................................................... 59 15.1.12. Rolling element bearing frequencies ........................................................................... 60 15.1.13. Resonance .................................................................................................................. 61 15.1.14. Rotor rub ...................................................................................................................... 61 15.1.15. Wear and clearance problems .................................................................................... 62 15.1.16. Oil whirl ........................................................................................................................ 63 15.1.17. Oil whip ........................................................................................................................ 63 15.1.18. Oil whirl and whip ........................................................................................................ 63 15.1.19. Blade and vane pass ................................................................................................... 64

    15.2. Conclusions .......................................................................................................................... 64 16. PREDICTIVE MAINTENANCE ................................................................................................. 65

    16.1. Objective .............................................................................................................................. 65 16.2. Maintenance management types ......................................................................................... 65 16.3. Benefits of predictive maintenance ...................................................................................... 65 16.4. Predictive maintenance techniques ..................................................................................... 65 16.5. Selecting a predictive maintenance system ......................................................................... 66 16.6. Establishing a predictive maintenance programme ............................................................. 66 16.7. Objectives, goals and benefits from predictive maintenance ............................................... 66 16.8. Management support ........................................................................................................... 67 16.9. Personnel ............................................................................................................................. 67 16.10. Data collection ................................................................................................................. 67 16.11. Data base ......................................................................................................................... 67 16.12. On which equipment must I start? ................................................................................... 67

    17. CASE STUDIES FROM CLASS FOR DISCUSSION .............................................................. 67 18. FUTURE TRENDS ................................................................................................................... 67

    List of Tables Table 1: Considerations for good measurements ................................................................................ 47

    List of Figures Figure 1: Mathematical model of based excited single degree of freedom system ............................... 8 Figure 2: Force-deflection of a linear spring ........................................................................................... 8 Figure 3: Force-velocity curve of a viscous damper ............................................................................... 9 Figure 4: Force excitation of a single degree of freedom system .......................................................... 9 Figure 5: Force and base excitation of a single degree of freedom system ........................................ 10 Figure 6: Mathematical model of a base excited single degree of freedom system ............................ 11 Figure 7: Transmissibility amplitude on a log-log scale with damping factors 0.05, 0.2 and 1.0 ........ 12 Figure 8: Transmissibility amplitude on a linear scale for damping factors 0.05, 0.2 and 1.0 ............. 12 Figure 9: Transmissibility phase for damping factors 0, 0.05, 0.20 and 1.00 ....................................... 13 Figure 10: Force transmitted to the base of a single degree of freedom system under base excitation

    ........................................................................................................................................................ 14 Figure 11: Mathematical model and frequency response function for force excitation ........................ 15 Figure 12: Magnification factor amplitude for force excited single degree of freedom system ............ 15 Figure 13: Magnification factor phase angle for force excited single degree of freedom system ........ 16 Figure 14: Damping factor estimation from the magnification factor .................................................... 17 Figure 15: Damping from the free vibration of single degree of freedom systems .............................. 18 Figure 16: Natural frequencies in the human body .............................................................................. 19 Figure 17: Whiplash on human beings (Harris's Shock & Vibration Handbook) .................................. 21 Figure 18: Transmissibility function and the amplification and vibration isolation regions ................... 24 Figure 19: Mathematical model of an undamped dynamic absorber ................................................... 26 Figure 20: Steady-state response of a tuned undamped dynamic vibration absorber ........................ 27 Figure 21: Schematic layout of a measurement system ...................................................................... 30 Figure 22: Displacement, velocity and acceleration response as function of frequency ..................... 31 Figure 23: Transducer mounting options with natural frequencies ...................................................... 34 Figure 24: Classification of signal types ............................................................................................... 36

    https://investmech-my.sharepoint.com/personal/mheyns_investmech_com/Documents/COURSES/Vibration%20measurement%20&%20Analysis/Handout%20notes/Investmech%20(Vibration%20measurement%20and%20analysis%20for%20PMM)%20TN%20R0.0.docx#_Toc507535969https://investmech-my.sharepoint.com/personal/mheyns_investmech_com/Documents/COURSES/Vibration%20measurement%20&%20Analysis/Handout%20notes/Investmech%20(Vibration%20measurement%20and%20analysis%20for%20PMM)%20TN%20R0.0.docx#_Toc507535986

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    Figure 25: Example signal .................................................................................................................... 37 Figure 26: Cross-correlation from two pipe acceleration signals ......................................................... 39 Figure 27: 1s section of the 10s signal ................................................................................................. 42 Figure 28: 0.1s section of the 10s signal .............................................................................................. 42 Figure 29: Root-mean-square spectrum of an arbitrary signal............................................................. 43 Figure 30: A few time windows ............................................................................................................. 44 Figure 31: Cepstrum analysis ............................................................................................................... 45 Figure 32: Overlapping explained ........................................................................................................ 46 Figure 33: Layout of a digital measurement system ............................................................................ 47 Figure 34: Root-mean-square value trended over time ....................................................................... 50 Figure 35: Stages of rolling element bearing failure ............................................................................. 60

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    1. INTRODUCTION

    This document summarises the notes used for the vibration measurement and analysis section in condition-based maintenance module. Extractions from slides used in class as well as other additional information were used in the construction of these notes.

    Slides file: Investmech - Vibration (00 Course detail) R0.0

    1.1. Course objective

    To give the necessary understanding of vibration, how it is measured and analysed for design, control, fault diagnosis, and vibration monitoring purposes

    The course will focus on:

    o The basics of the vibration of single- and multiple degree of freedom systems

    o Vibration measurement and analysis in the time and frequency domains

    o Fault diagnosis from vibration results

    1.2. Goal

    After completion of this course, you will be able to:

    Understand the behaviour and characteristics of single degree of freedom systems

    o It is not expected from condition-based maintenance students to carry out all the calculations. Only focus on resonance & damping factor equations to understand effects of mass, stiffness and damping.

    Describe the different transducers used

    Design vibration isolation and absorbers

    o Condition-based maintenance students only need to understand the concepts.

    Describe the characteristics of vibration

    List causes of vibration

    Design a vibration measurement system

    Analyse vibration signals:

    o For fault diagnosis

    o For condition monitoring

    o For design

    Describe the dynamic behaviour of continuous systems and calculate mode shapes and natural frequencies

    o Condition-based maintenance students only focus on natural frequencies and natural modes.

    Explain the effect of vibration on man

    Discuss maintenance management techniques

    1.3. Main topics of the course

    The main topics of this section of the course, in the order to be presented, are as follows:

    1. Single degree of freedom systems

    2. Effect of vibration on man

    3. Vibration control

    4. Vibration absorbers (only limited focus for condition-based maintenance students)

    5. Continuous systems

    6. Transducers and vibration equipment

    7. Analogue to digital conversion (only limited focus for CBM students)

    8. Time domain analysis

    9. Frequency domain analysis (only limited focus for CBD students)

    10. Making good measurements

    11. Vibration monitoring

    12. Balancing of rigid rotors (not for for CBD students)

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    13. Fault diagnosis

    14. Predictive maintenance

    15. Case studies

    16. Future trends

    1.4. Mandatory reading

    Study these documents: http://www.trolex.com/silo/files/Vibration%20Application%20Data%281%29.pdf

    http://www.southernwater.co.uk/pdf/environment/inYourArea/crossSolent/Chapter_14_Noise.pdf

    2. SINGLE DEGREE OF FREEDOM SYSTEMS

    Slide files: Investmech - Vibration (01 Single degree of freedom systems) R0.0

    2.1. Objective

    To give an understanding of the free and forced vibration response of single degree of freedom systems and how to characterise the system elements

    2.2. After completion you will be able to

    Describe what vibration is

    Sketch a mathematical model for a single degree of freedom system

    Set up the equations of motion of a single degree of freedom system

    Describe: Linear stiffness coefficient, mass, viscous damping coefficient, damping factor, natural frequency, excitation frequency, frequency ratio, frequency response, phase angle, base excitation, force excitation, free response

    List methods which may be used to estimate the viscous damping in a single degree of freedom system

    Remember: vibration is motion. You can measure acceleration, velocity or displacement and calculate the dependent values.

    2.3. Why study vibration as part of this course

    Many transducers may be modelled as a single degree of freedom system

    Mechanical systems may be modelled as a combination of single degree of freedom systems

    Resonance can cause failure in mechanical systems

    Vibration control

    It is a powerful fault diagnosis technique

    Most efficient in condition-based maintenance

    Quantifies vibration effect on humans

    2.4. Causes of vibration

    There are many causes of vibration of which the following is just a small list: Unbalance; Misalignment; Loose elements; Resonance; Bearing defects; Cracks; Cavitation; Gear meshing; Road excitation; Lubrication effects; Wind loads; Earth quakes; Fan blades passing openings, etc.; Driving vehicle over road; etc.

    Any excitation that causes motion (and/or deflection) causes vibration.

    2.5. Elements in a single degree of freedom system

    A single degree of freedom system consists of: 1. Mass, m, in kg. 2. Linear stiffness coefficient, k, in N/m. 3. Viscous damping coefficient, c, in Ns/m.

    http://www.trolex.com/silo/files/Vibration%20Application%20Data(1).pdfhttp://www.trolex.com/silo/files/Vibration%20Application%20Data(1).pdfhttp://www.trolex.com/silo/files/Vibration%20Application%20Data(1).pdfhttp://www.southernwater.co.uk/pdf/environment/inYourArea/crossSolent/Chapter_14_Noise.pdfhttp://www.southernwater.co.uk/pdf/environment/inYourArea/crossSolent/Chapter_14_Noise.pdf

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    Figure 1: Mathematical model of based excited single degree of freedom system

    Figure 2: Force-deflection of a linear spring

    ()

    y()

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    Figure 3: Force-velocity curve of a viscous damper

    2.6. Base and force excitation

    In most instances we have a combination of force and base excitation.

    Figure 4: Force excitation of a single degree of freedom system

    ()

    ()

    Base fixed

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    Figure 5: Force and base excitation of a single degree of freedom system

    2.7. Natural frequency

    The natural frequency of a single degree of freedom system is given by:

    fn =n2

    =1

    2

    k

    m

    2.8. Damping factor

    The equivalent viscous damping factor for a single degree of freedom system is given by:

    =c

    2km

    2.9. Frequency ratio

    The frequency ratio is defined as the ration between excitation and natural frequency:

    r =Excitation frequency

    Natural frequency

    =f

    fn

    The frequency ratio characteristics are calculated from the equation of motion of a single degree of freedom system.

    ()

    ()

    ()

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    2.10. Frequency response function for base excitation

    In this case the base displacement is given as y(t) as shown in Figure 6 in which case F(t) = 0.

    The transmissibility amplitude is shown in Figures 7 and 8 on log-log and linear scales respectively, from which the following may be concluded (add from class discussion):

    1. For = 2 the amplitude of the transmissibility function is the same for all damping factors. 2. At resonance ( = 1), damping is the best way to control vibration, and an increase in damping

    results in a reduction in transmissibility.

    3. For > 2, an increase in damping results in a reduction in transmissibility. This is the phenomenon that will result in a smoother ride in a vehicle with low damping factor compared to same vehicle with higher damping factor.

    ()

    ()

    () The frequency response function is given by the transmissibility function:

    =

    =

    +

    ( 2) +

    =1 + 2

    (1 2) + 2

    The transmissibility amplitude is:

    =

    = 1 + (2)2

    (1 2)2 + (2)2

    Figure 6: Mathematical model of a base excited single degree of freedom system

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    Figure 7: Transmissibility amplitude on a log-log scale with damping factors 0.05, 0.2 and 1.0

    Figure 8: Transmissibility amplitude on a linear scale for damping factors 0.05, 0.2 and 1.0

    10-2

    10-1

    100

    101

    10-2

    10-1

    100

    101

    Transmissibility Amplitude

    Frequency ratio r

    Tr

    = 0.05

    = 0.2

    = 1.0

    0 0.5 1 1.5 2 2.5 3 3.5 40

    2

    4

    6

    8

    10

    12Transmissibility Amplitude

    Frequency ratio r

    Tr

    = 0.05

    = 0.2

    = 1.0

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    Figure 9: Transmissibility phase for damping factors 0, 0.05, 0.20 and 1.00

    The force transmitted through the suspension to the base and vice versa is given by the following equation giving the ration between the transmitted force amplitude FT and the static force kY:

    FTkY

    = r21 + 2ri

    (1 r2) + 2ri

    The amplitude of this transmitted force ration is shown in Figure 10 from which the following can be seen (use the space below to add inputs during class):

    1. For = 2 the amplitude of the transmitted force is the same for all damping factors. 2. At resonance ( = 1), damping is the best way to control transmitted force, and an increase in

    damping results in a reduction in transmitted force.

    3. For > 2, an increase in damping results in an increase in transmitted force.

    0 0.5 1 1.5 2 2.5 3 3.5 4-180

    -160

    -140

    -120

    -100

    -80

    -60

    -40

    -20

    0Transmissibility Phase Angle

    Frequency ratio r

    Phase A

    ngle

    [D

    egre

    es]

    = 0.00

    = 0.05

    = 0.20

    = 1.00

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    Figure 10: Force transmitted to the base of a single degree of freedom system under base excitation

    2.11. Frequency response function for force excitation

    The mathematical model and frequency response function for force excitation is shown in Figure 11 for which the magnification factor amplitude and phase angle is shown in Figures 12 and 13 respectively. The following conclusion can be made (add from presentation in class):

    1. An increase in damping factor results in a reduction of the magnification factor at all frequencies.

    2. At resonance the phase angle between the static displacement and excitation force is 90 .

    3. Above resonance the phase angle approach 180 .

    4. The magnification factor is sensitive for damping at resonance where an increase in damping factor result in a reduction.

    0 0.5 1 1.5 2 2.5 3 3.5 40

    2

    4

    6

    8

    10

    12Transmitted Force Ratio

    Frequency ratio r

    abs(F

    T/k

    Y)

    = 0.05

    = 0.2

    = 0.5

    = 1

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    Figure 11: Mathematical model and frequency response function for force excitation

    Figure 12: Magnification factor amplitude for force excited single degree of freedom system

    ()

    ()

    Base fixed

    The frequency response function is:

    =

    1

    1 2 + 2

    The magnification factor is defined as the magnitude of the inverse of this equation:

    =

    =

    =

    1

    1 2 + 2

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    Figure 13: Magnification factor phase angle for force excited single degree of freedom system

    2.12. Determination of damping from the response of single degree of freedom systems

    The magnification factor for a single degree of freedom system is shown in Figure 14. The damping can be calculated from the peak value at resonance or from the bandwidth of the half power points for damping factors less than 0.05:

    1

    2

    2 1

    2

    =1

    2 1

    For the magnification factor for the blue line at damping factor = 0.05 we have:

    = 1

    2 0.05= 10

    1

    2 1=

    1

    1.046 0.946= 10

    For the green line: = 0.2 = 1

    20.2= 2.5 and

    1

    2 1=

    1

    1.152 0.716= 2.39

    0 0.5 1 1.5 2 2.5 3 3.5 40

    20

    40

    60

    80

    100

    120

    140

    160

    180Magnification factor Phase Angle

    Frequency ratio r

    Phase A

    ngle

    [D

    egre

    es]

    = 0.05

    = 0.2

    = 0.5

    = 1

    = 3

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    Figure 14: Damping factor estimation from the magnification factor

    Note, you can always use the FRF to find damping factor Nelder-Mead

    Bandwidth for damping

    estimation taken at

    2

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    2.13. Damping factor from the logarithmic decrement

    Figure 15 shows the free response of an underdamped single degree of freedom system with initial displacement. The viscous damping factor for an under-damped system can be determined from the logarithmic decrement as follows:

    =1

    mln (

    xixi+m

    )

    =2

    1 2

    Figure 15: Damping from the free vibration of single degree of freedom systems

    2.14. Conclusion

    For a single degree of freedom system:

    o A natural frequency exists which depends on the stiffness and mass

    o Resonance occurs when the system is excited close to resonance

    o For base excitation, the transmissibility is low for frequency ratios exceeding 2

    o Damping affects the peak amplitude at resonance

    o The viscous damping factor can be found from the amplitude and bandwidth of the transfer function, or, the logarithmic decrement

    To control the amplitude of vibration of a single degree of freedom system:

    o Change natural frequency

    Change mass

    Change stiffness

    o Change damping only efficient at damping

    o Change excitation frequency to move away from resonance

    =2

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    3. EFFECT OF VIBRATION ON MAN

    Slides file: Investmech - Vibration (02 Effect of vibration on man) R0.0

    The effect of vibration on man background information:

    A human beings response to vibration can be modelled as a number of single degree of freedom systems

    Time and frequency domain characteristics of excitation vibration are used to quantify the perceived effects of vibration

    Effects are:

    o Motion sickness: 0.1 to 0.63 Hz

    Ships, vehicles with very soft suspensions

    o Whole-body in buildings, vehicles or on platforms:

    1 to 80 Hz

    o Shock

    Short duration events

    Use ISO2631 (Guide for the evaluation of human exposure to whole-body vibration) and/or BS6841 (British Standard guide to measurement and evaluation of human exposure to whole-body mechanical vibration and repeated shock) as standards.

    3.1. Natural frequencies of the human body

    Figure 16 shows some natural frequencies in the human body. The actual values differ from person to person (because mass, stiffness and even damping can be different).

    Figure 16: Natural frequencies in the human body

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    3.2. Quantification of effects on health

    Effects: Health effects:

    Vibration exposure = vibration + time Motion sickness

    Suspected health effects (prolonged exposure) Tissue damage = vibration exposure + time Lumbar spinal disorders Haemorrhoids painful, swollen veins in lower portion of rectum or anus Hernias protrusion of an organ or fascia of an organ through the wall of the cavity that

    normally contains it Digestive problems Urinary problems

    Performance effects: Control errors Tracking errors increase up to 40% compared to non-vibration performance

    Sinusoidal vibration in range 4 20 Hz with accelerations > 0.2g worse than random vibration (Hedge, 2010).

    Visual performance disrupted most between 1025 Hz

    3.3. Hand-arm vibration syndrome and white finger disease

    Please see the slides on the website for figures as used in class.

    White finger syndrome (Raynauds syndrome)

    Most common condition

    Symptoms:

    Whitening (blanching) of one or more fingers when exposed to cold

    Tingling & loss of sensation

    Loss of light touch

    Pain and cold sensation between periodic white finger attacks

    Loss of grip strength

    Bone cysts in fingers & wrists

    Changes in tendons, muscles, bones & joints, and can affect nervous system

    Stages of White Finger (Hedge, 2010):

    Stage 0: No symptoms

    Intermittent tingling

    Intermittent numbness

    Tingling & numbness

    Stage 1: Blanching of 1 or more fingertips with(out) tingling & numbness

    Stage 2: Blanching of 1 or more fingers with numbness

    Usually during winter only

    Slight interference with home & social activities

    Restricted hobbies

    Stage 3: Extensive blanching with frequent episodes during both winter & summer

    Definite interference with work, home & social activities, restricted hobbies

    Stage 4: Extensive blanching of most fingers

    Frequent episodes during winter & summer

    Finger ulceration

    Gangrene

    Occupation change required to avoid further vibration exposure

    According to Hedge the white finger disease prevalence is (2010):

    50% x 146 tree fellers in British Columbia had Raynaudss phenomenon

    Affected 75% x workers with over 20 years of experience

    45% x 58 rock drillers had attacks of white finger

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    25% of workers with < 5 years of experience

    80% of workers with > 16 years experience

    Reducing injuries can be achieved by:

    Anti-vibration gloves

    Vibration isolated handles

    Using remote controlled equipment

    Reducing exposure times

    Please read the following:

    1. http://www.hse.gov.uk/vibration/hav/roadshow/bmb2.pdf

    3.4. Whiplash

    Source: http://papers.sae.org/2011-01-0270/

    Provides means of directly measuring pocketing behaviour and relating it to the relevant low-speed rear impact test results. USD 20

    Head injury biomechanics

    Gadd severity index (GSI) is an extension of the WSTC and is a weighted approach taking the form:

    SI = a(t)ndt

    a is the acceleration response function

    n is the weighting factor

    n = 2.5 offered as approximation of the slope of a log-log plot of the WSTC

    t is time

    SI = 1000 is suggested as injury threshold

    For example, for fore & aft accelerations the limits shown in Figure 17 applies. Please see the slide on the website for more information if required.

    Figure 17: Whiplash on human beings (Harris's Shock & Vibration Handbook)

    3.5. Conclusion

    Vibration can have severe effects on humans and need to be measured, monitored and controlled

    Whiplash can lead to serious injuries

    Measure vibration continuously and integrate with operator warning system to prevent shock and vibration driven injuries

    = ()

    = 382.5(0.1 0)= 890

    http://www.hse.gov.uk/vibration/hav/roadshow/bmb2.pdfhttp://papers.sae.org/2011-01-0270/

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    3.6. References

    HARRIS, C.M. & PIERSOL, A.G. 2002. Harris shock and vibration handbook. McGraw-Hill.

    HEDGE, A. 2010. Human Vibration Vibration Issues. Cornell University, DEA 3250/6510

    RAO, S.S. Mechanical Vibrations. McGraw Hill.

    http://papers.sae.org/2011-01-0270/

    ISO 2631-5

    www.sae.org provides standards and publications on the issue

    4. VIBRATION CONTROL

    Slides file: Investmech - Vibration (03 Vibration control) R0.0

    Objective

    To discuss various procedures to control vibration

    After completion you will be able to:

    List consequences of vibration

    Explain different ways to control vibration

    Design vibration isolation for a single degree of freedom system

    4.1. Consequence of vibration

    Vibration can cause inter alia:

    Structural damage

    Fatigue

    Crack propagation

    Human pain and discomfort

    High maintenance costs, etc.

    Bearing failures

    Component failures

    Inaccuracies of instruments (like electron microscopes)

    Think of the requirements at nuclear plants

    You can add to this list

    4.2. Control strategies for vibration

    Control strategies for vibration (The focus of the CBM course is on the red items below):

    Eliminate the source

    Shift natural frequency to get away from resonance OR shift excitation frequency (e.g. change speed)

    Introduce damping

    Mount machine on vibration isolators

    Use tuned vibration absorbers

    Do active vibration control

    DO DAMAGE TOLERANT DESIGN

    Fatigue design according to responses

    Follow fracture control programme

    4.3. Critical speeds of rotors

    The PMM student should only be aware of the critical speeds of rotating machinery which is the speeds at which the system has natural frequencies. Therefore, the rotating system should be taken quickly through its critical speeds. See the slides on the website for more information.

    http://papers.sae.org/2011-01-0270/http://www.sae.org/

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    4.4. Vibration isolation of a machine on a rigid base

    The mathematical models for base and force excitation of a single degree of freedom system is repeated below.

    For the force excitation we have an excitation force F(t) = Fosin (t) and a force FT(t) which is transmitted through the suspension to the structure. For the base excitation we have the response x(t) and the base excitation y(t). For both these cases, the transmissibility or transmission ration is:

    Tr = FTFo

    = X

    Y =

    1 + (2r)2

    (1 r2)2 + (2r)2

    This frequency dependent function was plotted for different equivalent viscous damping factor and frequency ration values as shown in Figure 18 from which the following regions can be identified:

    1. The amplification region is for frequency ratios 0 r 2

    2. The isolation region is for frequency ratio r > 2 Therefore, to have isolation, a system need to be operated above its natural frequency (or critical speed if its a rotating system).

    ()

    ()

    Base fixed

    Mathematical model for force and base excitation

    ()

    ()

    ()

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    Figure 18: Transmissibility function and the amplification and vibration isolation regions

    4.5. Problems

    A 50kg exhaust fan operating at 1500 rpm is to be supported by four springs each having a linear stiffness coefficient of k. If only 20% of the unbalanced force of the fan may be transmitted to the base, what is the linear stiffness coefficient of the springs which may be used?

    Use the graph and calculations.

    Divide in groups of not more than 7 and quickly do this calculation. The lecturer will guide the class through the process.

    Notes on the answer may be made here:

    0 0.5 1 1.5 2 2.5 3 3.5 40

    2

    4

    6

    8

    10

    12Transmissibility Amplitude

    Frequency ratio r

    Tr

    = 0.05

    = 0.2

    = 1.0

    Isolation region Amplification region

    Isolation region: > 2

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    4.6. Other vibration isolation techniques for information only

    The following will only be presented in class and is not part of the PMM syllabus.

    1. Vibration isolation with flexible foundations

    2. Vibration isolation with partially flexible foundations

    3. Shock isolation

    4. Shock spectrum

    4.7. Conclusion

    There are many causes of vibration which may be used to identify problems in single degree of freedom systems under certain circumstances.

    Vibration can be controlled at the source by eliminating the problem, or machines can be isolated from the vibrating foundations.

    Vibration can be controlled by operating away from natural frequencies that cause resonance (change speed, or change natural frequency).

    To isolate vibration, low stiffness and damping coefficients must be used and the frequency ratio must

    be > 2.

    5. VIBRATION ABSORBERS

    Slides in file: Investmech - Vibration (04 Vibration absorbers) R0.0

    Objective

    To introduce the concept of vibration absorbers

    After completion you will be able to:

    Explain how vibration absorbers work This is the only requirement for CBM students.

    Calculate the response of a machine on which vibration absorbers are mounted

    Apply the equations to solve the characteristics for optimally tuned damped vibration absorbers

    5.1. Mathematical model for an undamped dynamic vibration absorber

    A tuned undamped dynamic vibration absorber (mathematical model shown in Figure 19) has the following characteristics:

    1 = k1m1

    , 2 = k2m2

    1 = 2 ; = m2m1

    st =F0k1

    a = 2; n = 1

    f =an

    ; g =

    n; cc = 2m2n; =

    c2cc

    The equations of motion for this two-degree of freedom system is:

    m1x1 = Foeiwt k1x1 + k2(x2 x1)

    m2x2 = k2(x1 x2)

    That can be written as:

    [k1 + k2 m1

    2 k2k2 k2 m2

    2] [X1X2

    ] = [Fo0

    ]

    The natural frequencies 1 and 2 of the two-degree of freedom system is given by:

    1, 2 = eig [k1 + k2 k2

    k2 k2]

    This equation can be solved in matlab for any input force Fo. The Matlab code is as follows:

    close all, clear all,

  • Confidential Page 26 of 68

    Fo=1; k1=1000; m1=10; m2=1; r1=0.1; r2=2; ds=Fo/k1; k2=k1/m1*m2;

    w1=sqrt(k1/m1); w=linspace(r1*w1,r2*w1,1000);

    for i=1:length(w)

    A=[k1+k2-m1*w(i)^2 -k2

    -k2 k2-m2*w(i)^2];

    C=[1

    0];

    B=inv(A)*C;

    X0(i)=Fo/(k1-m1*w(i)^2); X1(i)=B(1); X2(i)=B(2);

    end

    semilogy(w/w1,abs(X1/ds),'LineWidth',2);xlabel('Frequency ratio');ylabel('|X_1/d_s|');

    hold on, semilogy(w/w1,abs(X0/ds), '--r','LineWidth',2)

    grid, figure

    plot(w/w1,abs(X1/ds),'LineWidth',2);xlabel('Frequency ratio');ylabel('|X_1/d_s|');

    axis([r1 r2 0 5]), hold on, plot(w/w1,abs(X0/ds), '--r','LineWidth',2)

    W1=min(eig([k1+k2 -k2; -k2 k2]))

    W2=max(eig([k1+k2 -k2; -k2 k2]))

    The response is typically as shown in Figure 20 from which the following can be seen:

    1. The response X1 comes to zero at the excitation frequency of r = 1 of the original single degree of freedom system when the absorbers are mounted.

    2. The original natural frequency moved to a lower frequency because of the addition of an extra mass and a new natural frequency is formed at higher frequency.

    Figure 19: Mathematical model of an undamped dynamic absorber

    12

    12

    2

    1()

    2()

    sin

    2

    2

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    Figure 20: Steady-state response of a tuned undamped dynamic vibration absorber

    5.2. Conclusion

    Tuned damped vibration absorbers:

    Introduce another natural frequency for single degree of freedom systems it makes it a two degree of freedom system

    Is only used to control vibration problems caused by resonance

    In the undamped case, can theoretically produce an additional force 180 out of phase of the excitation force, of equal magnitude, forcing the vibrating mass to standstill

    0 0.5 1 1.5 210

    -3

    10-2

    10-1

    100

    101

    102

    103

    104

    Frequency ratio

    |X1/d

    s|

    0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 20

    0.5

    1

    1.5

    2

    2.5

    3

    3.5

    4

    4.5

    5

    Frequency ratio

    |X1/d

    s|

    Graph on the right is a zoom on a linear scale

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    6. CONTINUOUS SYSTEMS

    Slides file: Investmech - Vibration (05 Continuous systems) R0.0.

    6.1. Objective

    To introduce the vibration of continuum systems

    6.2. After this section you will be able to:

    Calculate the natural frequencies and the position of the mode shapes for the transverse vibration of a beam

    Find the mode shape of the vibration of a beam from frequency response function measurements (PMM students only need to explain the process in general)

    Define the following: natural frequencies, natural mode shapes, harmonics, frequency response function, spectrum amplitude, phase angle

    6.3. Natural mode shapes and natural frequencies

    See the slides presented in class on animations of structures.

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    6.4. Effect of axial force on lateral vibration of a beam

    A compressive force (+P) reduces the natural frequency (think of guitar string)

    A tensile force (-P) increases the natural frequency (think of guitar string)

    o The equation is

    = 2

    2

    (4 2

    )

    = 2

    2

    o Where :

    o If = 0, = simply supported beam

    o If = 0, that of a taut string (tense guitar string)

    o If < 0, increases as tensile force stiffens the beam

    o If = , approaches zero for n=1

    6.5. Effect of tension on the natural frequency of a taut string

    The natural frequency is: =

    2

    The characteristic speed is: =

    /=

    Where:

    Tension of the string [N]

    Mass of the string [kg]

    String density [kg/m]

    There will be a wave standing over the length L of the string

    where =

    2 and = 1,2,3,

    For the first bending mode =1

    2 because only half the

    transverse wave stands between the constraints.

    6.6. Modal analysis

    Modal analysis is the procedure used to find the natural frequencies and the natural modes of continuous systems

    The modal mass, stiffness and damping are calculated from the results

    In this process, the structure is excited with a modal hammer, or an electrodynamic actuator

    The input force and the resulting response are measured

    The modal characteristics are calculated from the resulting transfer function

    6.7. Gyroscopic effects

    When a rotating mass is mounted on a rigid shaft, it may cause a reduction in the natural frequency because the inertial effect introduced by the rotating mass introduces additional inertia

    On a flexible shaft the effect might be the other way around for some vibration modes of the shaft

    This problem is solved by introducing boundary conditions and solving the equations of motion

    This concept should be treated in depth which will not be done in this course

    6.8. Conclusion

    Continuous systems have an infinite number of natural frequencies and mode shapes

    A vibration mode shape is found from the amplitude and phase of the frequency response function

    A two channel FFT Analyser can be used to find the mode shape of a structure by moving the response accelerometer to different positions

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    Modal analysis is the technique used by exciting structure and measuring excitation force & response to calculated dynamic characteristics

    7. TRANSDUCERS

    Slides file: Investmech - Vibration (06 Transducers) R0.0

    7.1. Objective

    To discuss vibration measurement systems and the important specifications for the selection of vibration sensors and equipment

    7.2. After completion you will be able to:

    Make a decision on when to measure displacement, velocity or acceleration

    List the different types of transducers and their advantages and disadvantages

    Select accurate mounting techniques

    Calculate the sensitivity of a transducer through field calibration

    7.3. Measurement system layout

    Figure 21: Schematic layout of a measurement system

    7.4. Typical transducers

    Excitation transducers (see figures in the slides)

    Load cells

    Response transducers

    Displacement

    Velocity

    Acceleration

    Strain gauges

    Fibre optic strain transducers

    Other transducers

    Thermocouples

    Pressure transducers

    Flow meters

    In vibration analysis the typical quantities that are measured are displacement, velocity, acceleration and/or strain

    7.5. What to measure between displacement, velocity & acceleration

    For sinusoidal vibration, displacement is given as:

    x = X sin t

    Velocity is then:

    x = X cos t

    Response Transducer

    Excitation Transducer

    Signal conditioner

    Analyzer

    Signal conditioner

  • Confidential Page 31 of 68

    and acceleration:

    x = 2X sin t

    Based on this, as shown in Figure 22:

    Displacement transducers : is used for low frequencies (0 - 1 000Hz)

    Accelerometers : is used for high frequencies (0 to >70 kHz)

    Velocity meters : is used for frequencies in between (10 to 2 000 Hz)

    Accelerometers are the most widely used vibration transducer.

    Figure 22: Displacement, velocity and acceleration response as function of frequency

    7.6. Typical applications of vibration transducers

    Machinery vibration

    Vibration control

    Modal analysis and structural testing

    Seismic vibration

    Package testing

    Shock

    Off-shore structures

    Vehicle vibrations

    Structural vibration

    Hand held tool vibration

    etc.

    7.7. Vibration transducer construction types

    Variable Resistance

    Piezoelectric

    Capacitive

    Electrodynamic

    Linear Variable Differential Transformer (LVDT)

    Eddy Current

    Lazer

    Strain gauge

    Fibre optic

    Stroboscopes

    Tachometers

    Response of different physical quantities

    0

    2

    4

    6

    8

    10

    10 100 1000

    Frequency [Hz]

    Log

    Displ.

    Vel.

    Acc.

    = () = log()

    = log()

    2

    2 = log(2)

    Sketch for = 2

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    7.8. Transducer sensitivity

    The sensitivity is defined as:

    Analogue signal = (Sensitivity) (Physical quantity)

    Found by calibration

    To calculate the physical quantity from the measured signal:

    o Physical quantity - (Analogue signal) / (Sensitivity)

    Units of the sensitivity is (Volts)/(Quantity measured by the transducer)

    The sensitivity for an accelerometer is as follows as a function of the frequency

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    7.9. Transducer calibration

    Types of Calibration

    Absolute

    Single channel

    Reliable source is required

    Referential

    Calibrated transducer for standard

    Accurate matching required

    Ratio

    Transducer pair related by constitutive law

    Force = mass acceleration

    7.10. Transducer mounting considerations

    Mounting Considerations

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    Frequency Range

    Accuracy

    Stability

    Repeatability

    Setup time

    Movement time

    Environment

    Grease, oil, grit, grease, etc.

    Moisture

    Temperature

    Ability to position

    Surface damage

    Please read the following website for more information: http://www.pcb.com/techsupport/tech_accel.php

    7.11. Selecting transducers

    For good measurements, pay attention to the following:

    http://www.dytran.com/img/tech/a8.pdf

    http://www.imi-sensors.com/Mounting_Techniques.aspx

    Figure 23: Transducer mounting options with natural frequencies

    http://www.pcb.com/techsupport/tech_accel.php

  • Confidential Page 35 of 68

    Mass, Sensitivity, Frequency Response, Contact area, Base strain, Thermal shock sensitivity, Case Isolation, Shielding, Ground isolation, Stability, Repeatability, Compatibility, Water proof, etc.

    7.12. Class problem

    Divide into groups and discuss the following:

    Time allowed: 15 minutes

    Feedback will be given by two lecturer indicated groups

    1. Suggest a method to do a quick calibration on:

    1.1. a capacitive type accelerometer they can measure gravity

    1.2. a piezoelectric type accelerometer

    2. How will you calibrate:

    2.1 an eddy current type displacement transducer

    2.2 a LVDT

    3. An accelerometer measures an acceleration amplitude of 8g @ a frequency of 10Hz. What is the displacement amplitude of the vibration?

    7.13. Conclusion

    We have seen that:

    displacement, velocity and/or acceleration may be used to quantify the vibration at a point

    the selection of the physical quantity that we want to measure depend on the frequency range

    accelerometers have a wide frequency range where they can be applied

    the frequency range of a transducer influences the sensitivity at that frequency

    the frequency range and mounting accuracy controls the mounting technique

    there are accurate techniques to do field calibration on accelerometers

    This space below is left open for the students in-class notes on Analogue-do-digital conversion (ADC). Only a quick 15 minutes will be spent on this to make the student aware of problems in this field.

    8. ANALOGUE TO DIGITAL CONVERSION

    Slides file: Investmech - Vibration (07 Analogue to digital conversion) R0.0

    The student is only quickly introduced to this and this is not part of the PMM syllabus. For more information, please download the slides from the indicated website.

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    9. TIME DOMAIN ANALYSIS

    Slides file: Investmech - Vibration (08 Time domain analysis) R0.0

    9.1. Introduction

    The time signal contains information which can be used successfully in fault diagnosis and vibration monitoring programmes.

    9.2. Objective

    Give the necessary theoretical background of analysis in the time domain.

    9.3. After completion

    After completion you will be able to calculate and explain the significance of the following statistical parameters from a signal: peak, peak-to-peak, arithmetic mean, root-mean-square, crest factor, kurtosis, variance, standard deviation, auto-correlation, cross-correlation, averaging.

    9.4. Classification of signal types

    9.4.1. Stationary

    For stationary signals, do time and frequency analysis. Take note of the effect of ergodic and non-ergodic effects.

    9.4.2. Ergodic

    A signal is ergodic if its statistical properties (such as mean and variance) can be deduced from a single, sufficiently long sample of the process

    Figure 24: Classification of signal types

    9.5. Measured or calculated time signal

    Figure 25 shows the detail of an example signal.

    What is the peak-value? 5 at the red dot, or -10 at the yellow dot? This depends entirely on the type of data shown. For acceleration of rotating machinery, it will be -10, given as the absolute value = 10.

    The peak-to-peak value is 5 (-10) = 15 N in this case

    The mean was calculated as -2.33 N and standard deviation 5.00 N

    Signal

    Deterministic[r.m.s., peak-to-peak, mean-square analyses]

    Periodic

    Sinusoidal

    Complex

    Quasi-periodic

    Non-periodic

    Transient

    Shock

    Random

    Stationary

    [Statistical parameters stays constant as function of time]

    Ergodic

    [Statistical parameters and auto-correlation do not vary for time and different sample functions]

    Self-stationary

    Strongly

    Weakly

    Non-ergodic

    Non-stationary

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    Time F

    [s] [N]

    0 5

    0,1 0

    0,2 5

    0,3 -7

    0,4 2

    0,5 -1

    0,6 -10

    0,7 4

    0,8 -3

    0,9 2

    1 2

    1,1 -9

    1,2 -3

    1,3 -3

    1,4 -9

    1,5 2

    1,6 -8

    1,7 -1

    1,8 -5

    1,9 -2

    2 -10

    Mean -2,33 N

    Std.Dev. 5,00 N

    5

    0

    5

    -7

    2

    -1

    -10

    4

    -3

    2 2

    -9

    -3 -3

    -9

    2

    -8

    -1

    -5

    -2

    -10

    -12

    -10

    -8

    -6

    -4

    -2

    0

    2

    4

    6

    0 0,5 1 1,5 2 2,5

    Figure 25: Example signal

    9.6. Signal statistics

    9.6.1. Peak value

    Peak value (Vp) : maximum absolute value of the signal

    Maximum(abs(signal(t)))

    9.6.2. Peak-to-peak value

    Peak-to-peak value (Vp-p) : maximum minimum value

    9.6.3. Mean

    = limT

    1

    T f(t)dt

    T

    0

    =1

    N f(i)

    N

    i=1

    For a random signal the mean is zero

    9.6.4. Root-mean-square

    RMS = limT

    1

    T f(t)2dt

    T

    0

    = 1

    N f(i)2

    N

    i=1

    Gives the intensity of the data which is an indication of the energy

    This is an Overall Value, that is, one value that describes the characteristic of all the values

    With band-pass filter will give narrow-band intensity

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    9.6.5. Crest factor

    CF =Peak of the signal

    RMS

    For a pure sine wave cf = 2

    A cf > 3 indicates on irregularities in the signal

    The cf is not monotome

    o Will not necessarily increase with an increase in RMS

    Used to describe the peakiness of a function/signal

    9.6.6. Variance and standard deviation

    2 = limT

    1

    T(f(t) )2dt

    T

    0

    =1

    N(f(i) )2

    N

    i=1

    Variance = (standard deviation)2 = 2

    The standard deviation quantifies the distribution of data points around the mean.

    9.6.7. Kurtosis

    KU =1

    4lim

    T

    1

    T(f(t) )4dt

    T

    0

    =1

    4

    1

    N(f(i) )4

    N

    i=1

    The kurtosis is not monotome

    Describe the peakiness of a signal

    For sine wave KU=2

    For a random signal KU=1.5

    9.7. Class problem

    Space allowed for class problem on time domain analysis

    Sample record given: -1; -0,5; 0; 0,5; 1; 0,75; 0,5; 0,2; -0,2

    Peak-to-peak value

    Mean

    RMS

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    Standard deviation

    Crest factor

    9.8. Auto-correlation and cross-correlation

    This is not part of the PMM syllabus. The lecturer will however demonstrate the power of cross-correlation calculations to obtain the epicentre of cracks in pressure vessels from recorded acceleration signals.

    The cross-correlation is defined as:

    T

    Tfx dttxtf

    TR

    0)()(

    1lim)(

    The cross-correlation define the general dependence of the values of one signal at a particular time with the values of another signal as a function of the time shift. The answer is a peak at the time shift between the two signals. The technique can be used to detect leaks in a pipe as shown in Figure 26. Because the signals travel to Sensor 1 and Sensor 2 at the same speed, there will be a time shift in the measured signals that can be used with the known length of the pipe to determine the epicentre of the leak.

    Figure 26: Cross-correlation from two pipe acceleration signals

    -2 -1.5 -1 -0.5 0 0.5 1 1.5 2-1

    0

    1

    2

    3

    4

    5

    Time shift [s]

    Cro

    ss-c

    orr

    ela

    tio

    n

    Random signal with 1 s time lag

    1 2

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    9.9. Averaging in the time domain

    1. If averaging is done on a random signal, the result will be zero

    2. Averaging in the time domain is applied where the signal repeat itself after a period of time

    3. To do averaging, it is important that the sampling is triggered at the same position on the signal for each sample record

    4. Analysers can also hold information before the sampling is triggered and display that by setting proper delays

    9.10. Orbital analysis

    9.11. Conclusion

    The time signal contains important information which can be quantified by statistical quantities.

    It is good practise to look at the time signals before signal processing is done on a measured signal. The shape and statistical parameters may describe certain faults in the system under investigation.

    Correlation functions can find deterministic signals in a dominant random signal.

    Pay attention when you are averaging in the time domain.

    For example, a broken gear tooth will result in impacts clearly visible on the acceleration time signal.

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    10. FREQUENCY DOMAIN ANALYSIS

    Slides file: Investmech - Vibration (09 Frequency domain analysis) R0.0

    10.1. Objective

    To give a thorough understanding of the transformation of time domain data to frequency domain data

    10.2. After completion you will be able to:

    Explain what the frequency domain is and what information of the time signal is given

    Explain : frequency, bandwidth, amplitude, phase angle, spectrum, auto-spectrum, cross-spectrum, power spectral density, frequency response function, transfer function, cepstrum, windowing, order tracking, averaging, overlapping

    Note, CBM students will only be introduced to the principle and not all detail.

    10.3. Harmonic functions and harmonic analysis

    The basis of frequency domain analysis is that any periodic function of time can be represented as an infinite sum of sine and cosine terms.

    In Fourier transform analysis the amplitudes, frequencies and phase angles of a finite number of sine or cosine terms are calculated which will reproduce the original signal when they are summed in the time domain.

    If digital data is used, the bandwidth of the result will be 1/2 the sampling frequency.

    For example, say a signal consists of the following:

    y = Aisin2Fi

    5

    i=1

    + random

    Where:

    A = [1 2 1 3 5]

    and

    F = [50 75 100 150 175]

    A 10 second time signal was prepared at sampling frequency Fs = 500 Hz shown in Figures 27 and 28.

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    Figure 27: 1s section of the 10s signal

    Figure 28: 0.1s section of the 10s signal

    0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1

    -15

    -10

    -5

    0

    5

    10

    15

    Time [s]

    Accele

    ration [

    g]

    0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09 0.1

    -15

    -10

    -5

    0

    5

    10

    15

    Time [s]

    Accele

    ration [

    g]

  • Confidential Page 43 of 68

    A NFFT = 1024 point spectrum was calculated that will yield a spectrum frequency resolution of Fs

    NFFT=

    500

    1024= 0.4883 Hz. Overlapping was adjusted at

    NFFT

    2 points. A hamming window was used that yields

    the root-mean-square spectrum shown in Figure 29 from which the peaks at the relevant frequencies are shown with the noise floor caused by the random values added to the signal.

    The Matlab code that was used:

    close all Fs=500; NFFT=1024; t=0:1/Fs:10; A=[1 2 1 3 5]; F=[50 75 100 150 175]; y=zeros(1,length(t)); [M,N]=size(A); for i=1:N y=y+A(i)*sin(2*pi*F(i)*t); end y=y+2*randn(1,length(t)); plot(t,y) axis([0 1 min(y) max(y)]); xlabel('Time [s]'),ylabel('Acceleration [g]') figure plot(t,y) axis([0 0.1 min(y) max(y)]); xlabel('Time [s]'),ylabel('Acceleration [g]') figure [Pxx,F] = pwelch(y,hamming(NFFT),NFFT/2,NFFT,Fs); Arms=sqrt(Pxx*Fs/NFFT); plot(F(1:length(F)),Arms(1:length(Arms)),'LineWidth',2); % Plot the results. xlabel('Frequency [Hz]'); ylabel('Acceleration [g-RMS]');

    Figure 29: Root-mean-square spectrum of an arbitrary signal

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    10.4. Order tracking

    Order tracking is the process where the energy at a frequency which is an order of a reference frequency, is computed

    o This can be done in the time domain and in the frequency domain

    In the time domain the centre frequency of analogue narrow band filters are adjusted and the RMS value of the passed signal calculated

    In the frequency domain the signal is transferred to the frequency domain, the frequency of the harmonic calculated, and the energy at/or a given region around that frequency found

    10.5. Time windows

    Time windows are applied to prevent leakage on the spectrum. In Fourier Transformation it is assumed that the signal is periodic and therefore, zero at the beginning and end of the sample record. Energy from resonance (of the algorithm) is smeared into adjacent spectral lines if the signal does not fit in the sample record. To reduce this problem, the sample record is forced to zero at the ends using time windows applicable for the type of analysis that will be done.

    Figure 30: A few time windows

    10.6. Frequency domain data is used:

    1. To find the amplitude vs. frequency content of a signal

    2. To find the phase angle vs. frequency content of a signal

    3. To compute frequency response functions

    a. Now, if we have the amplitude and phase angle of two channels at each frequency line, the transmissibility from the one channel to the next channel can be calculated. This is called the frequency response function.

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    10.7. Cepstrum analysis

    The Cepstum is the power spectrum of the logarithm of the power spectrum. It is used to detect periodicity in the spectrum. For example, Figure 31 shows the spectrum of a bad and good gearbox. Note the high number of peaks on the bad gearbox velocity spectrum. When the Cepstrum is calculated, Graph c shows that the peaks are harmonics of a peak with period 95.9 ms (which is 10.4 Hz). This is then the fault frequency that needs further investigation.

    Figure 31: Cepstrum analysis

    10.8. Spectrum averaging

    When an instantaneous spectrum is calculated from a time signal, the spectrum will sometimes not be very smooth. To get clear spectra, a series of spectra are calculated and the average found.

    Typical averaging types are:

    RMS averaging

    Linear averaging

    Peak hold averaging

    Exponential averaging

    The number of averages, and consequently the time length of the signal depends on the:

    Lowest frequency which must be found

    Sensitivity of the transducers

    Overlapping factor

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    10.9. Number of averages and measurement time

    The following guidelines may be used to find the number of averages:

    If you want repeatability of data, remember to take the same number of averages each time you measure

    The test time over which data must be taken for transfer functions is estimated by:

    T 50 to 100

    Br

    where Br is the half power bandwidth of the first mode of the structure for no overlapping.

    Experience has shown that 8 and more averages give sufficient results root-cause analysis and condition based decisions

    10.10. Overlapping

    In this method the signal is divided into overlapping segments where the length of the overlapping is specified as a percentage of the number of data points per sample used in the FFT. More PSDs can now be averaged for the same length of signal. Shorter testing times are therefore required to have the same statistic accuracy. An overlap factor of 50% is suggested.

    10.11. Class problem

    During a preliminary test a typical auto-spectrum shows a half-power bandwidth of approximately 0.3 Hz for the first natural frequency. What is the maximum recording time which must be used for no overlapping?

    Figure 32: Overlapping explained

    10.12. Problem for PMM student on Frequency Domain Analysis

    During a preliminary test a typical auto-spectrum shows a half-power bandwidth of approximately 0.3 Hz for the first natural frequency.

    What is the maximum recording time which must be used for no overlapping?

    Answer:

    10.13. Conclusion

    This section showed that:

    Any time signal can be represented as the finite sum of sine and cosine terms

    A signal can be forced to be periodic with proper windows

    The bandwidth that is computed is less than 1/2 the sampling frequency used

    Different averaging techniques can be used to smooth spectral data

    The frequency response function can be computed between any two points and the result will be the amplitude ratio and the phase angle at a particular frequency

    The test time on a structure depend on the half-power-bandwidth of the lowest peak

    50% overlapping 0 N

    FFT done on these

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    11. MAKING GOOD MEASUREMENTS

    Slides file: Investmech - Vibration (10 Making good measurements) R0.0

    Figure 33: Layout of a digital measurement system

    Table 1 summarises the areas to consider for making good measurements.

    Table 1: Considerations for good measurements

    Transducers Sensitivity Frequency range Mounting Isolation and water resistance Noise

    Signal processing Number of averages Bandwidth Signal type Windows

    Input and ADC Input ranges AC/DC coupling Anti-aliasing Delays Triggers

    Data interpretation Repeatability Linearity Measurement observation Coherence

    12. VIBRATION MONITORING

    Slides filename: Investmech - Vibration (11 Vibration monitoring) R0.0

    12.1. Objective

    To give an introduction to condition monitoring and how vibration monitoring can be used to quantify the condition of mechanical systems

    After completion you will be able to:

    List different condition monitoring techniques

    Explain: overall vibration, narrow band vibration, demodulation, trending, enveloping, on-line systems

    12.2. Key concepts in vibration monitoring

    Overall value monitoring

    Spectral analysis

    Noise measurements

    Time domain analysis

    Frequency domain analysis

    Trending analysis

    o Compares relative changes over time

    Alert and Alarm limits

    Vibration severity

    o Indication of the severity of machine vibration

    o Standards exist against which peak/rms values may be compared

    TransducerSignal

    conditioningAnti-aliasing

    filter

    Analogue to digital converter

    Digital signal processing

    (time, stats, fft, etc.)

    Display/storage

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    o Vibration severity charts may be used to quantify severity of vibration

    12.3. Vibration severity chart

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    12.4. Typical vibration alarm levels

    The following is just to give a guideline.

    CLASS Description Peak [mm/s]

    RMS [mm/s]

    I Machines driven by electric motors 15 kW & < 75 kW on solid foundations

    75 kW on rigid heavy foundations

    >15 kW on flexible foundations (anti-vibration pads)

    25 18

    IV

    Machines driven by electric motors:

    >300 kW on foundations relatively soft in direction of measurement (e.g. turbines with outputs > 10 MW)

    40 28

    http://www.scribd.com/doc/3870904/Introduction-to-Vibration

    12.5. Trending analysis

    In trending:

    1. Plot the overall value versus time.

    2. Define alert and alarm levels to instigate action.

    http://www.scribd.com/doc/3870904/Introduction-to-Vibration

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    12.6. Trending spectra

    There is a possibility that a growing peak may be missed.

    Also do trending of spectra to ensure that growing peaks that do not influence the overall values significantly are detected and monitored.

    Figure 34: Root-mean-square value trended over time

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    1 2 3 4 5 6 74.4

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    12.7. Quefrency domain analysis

    The Cepstrum is defined as the inverse Fourier transform of the logarithm of the power spectrum

    Referred to as Cepstrum

    Terms used in cepstrum:

    o Quefrency - Frequency

    o Rahmonics - Harmonics

    o Gamnitude - Magnitude

    o Saphe - Phase

    12.8. Fault diagnosis

    List of possible faults in rotating machinery supplied

    Capture a signal and investigate the result in the time domain

    Do spectrum analysis and relate peaks to fault frequencies in the system

    Monitor the changes in the peaks of the spectrum

    Quefrency analysis can be used as powerful tool where the spectrum has many peaks

    12.9. Conclusion

    Vibration based condition monitoring is a powerful tool in condition monitoring and fault diagnosis, and can be done as follows:

    Overall values may be used to quantify the condition of a machine:

    These must be trended, compared against OEM limits, and/or compare against severity charts.

    Spectral analysis are used where the cause of high vibration levels must be found

    Can also be used in trending peaks at specific frequencies.

    Standards and severity charts may be used to quantify the condition of machines

    Where none of these exist, a baseline value may be found from history, or, the first measurements taken used and the baseline updated as a function of time. A baseline value/spectrum forms the cornerstone of vibration-based condition monitoring.

    13. BALANCING OF RIGID ROTORS

    This section is not part of the PMM syllabus and will not be discussed in class.

    14. ALIGNMENT OF MACHINES

    14.1. Alignment and soft foot

    Videos to watch:

    1. Typical alignment steps: https://youtu.be/U_04dRQZUD4

    2. Misalignment by dial gauges: https://youtu.be/8A2kpOad4VA

    3. SKF Shaft Alignment Tool TKSA 51: https://youtu.be/cx10vvtlSVE

    4. https://youtu.be/2FNGRGCo8sk

    14.2. Thermal growth

    Continuous monitoring provides a sound method to measure thermal growth accurately. Temperature based manual or finite element analysis based calculations can provide an acceptable range, but, then both transverse and angular dependence on temperature need to be modelled.

    Look at the following videos:

    1. https://youtu.be/96MeQrvH2-g

    15. FAULT DIAGNOSIS

    Slides filename: Investmech - Vibration (13 Fault diagnosis) R0.0

    https://youtu.be/U_04dRQZUD4https://youtu.be/8A2kpOad4VAhttps://youtu.be/cx10vvtlSVEhttps://youtu.be/2FNGRGCo8skhttps://youtu.be/96MeQrvH2-g

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    15.1. Objective

    To quantify vibration responses caused by faults in systems

    Outcome:

    You will be able to identify the potential cause of a vibration response

    15.1.1. Force unbalance

    Cause radial vibration

    In-phase and steady

    Amplitude 2 below first critical

    Peak at 1xRPM and dominate

    Correct with one mass in one plane at CoG

    0 phase difference between OB&IB

    90 phase difference between horizontal and vertical at each bearing

    15.1.2. Couple unbalance

    Radial & axial vibration

    180 out-of-phase motion on same shaft in same direction

    Peak at 1x RPM

    Amplitude 2 below first critical

    Balance weights in at least two planes

    180 phase difference between OB&IB verticals & horizontals

    90 phase difference between vertical and horizontal at same bearing

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    15.1.3. Dynamic unbalance

    Dominant type found

    Combination of force & couple unbalance

    Causes radial vibration

    Peak at 1xRPM and dominate spectrum

    Radial phase difference between IB&OB horizontals from 0 to 180

    IB&OB horizontal & vertical phase differences same

    90 phase difference between horizontal & vertical at each bearing

    15.1.4. Overhung rotor unbalance

    Cause axial & radial vibration

    In-phase response

    Radial phase might be unsteady

    Peaks at 1xRPM radial & axial

    Horizontal phase difference match vertical phase difference

    Force &