vote summary report · ticker: otex shares voted: 44,366 proposal number proposal text proponent...
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Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Saputo Inc.
Meeting Date: 08/08/2019
Record Date: 06/14/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 802912105
Ticker: SAP
Shares Voted: 25,640
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Lino A. Saputo, Jr. 1.1
Mgmt ForForElect Director Louis-Philippe Carriere 1.2
Mgmt ForForElect Director Henry E. Demone 1.3
Mgmt ForForElect Director Anthony M. Fata 1.4
Mgmt ForForElect Director Annalisa King 1.5
Mgmt ForForElect Director Karen Kinsley 1.6
Mgmt ForForElect Director Tony Meti 1.7
Mgmt ForForElect Director Diane Nyisztor 1.8
Mgmt ForForElect Director Franziska Ruf 1.9
Mgmt ForForElect Director Annette Verschuren 1.10
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Incorporation of Environmental, Social and Governance (ESG) Factorsin Executive Compensation
4
SH AgainstAgainstSP 2: Determination of Director Independence 5
SH AgainstAgainstSP 3: Advisory Vote on Executive Officers' Compensation
6
SH AgainstAgainstSP 4: Report on the Environmental and Social Impacts of Food Waste
7
CAE Inc.
Meeting Date: 08/14/2019
Record Date: 06/19/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 124765108
Ticker: CAE
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
CAE Inc.
Shares Voted: 28,095
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Margaret S. (Peg) Billson Mgmt For For
Mgmt ForForElect Director Michael M. Fortier 1.2
Mgmt ForForElect Director Marianne Harrison 1.3
Mgmt ForForElect Director Alan N. MacGibbon 1.4
Mgmt ForForElect Director John P. Manley 1.5
Mgmt ForForElect Director Francois Olivier 1.6
Mgmt ForForElect Director Marc Parent 1.7
Mgmt ForForElect Director Michael E. Roach 1.8
Mgmt ForForElect Director Norton A. Schwartz 1.9
Mgmt ForForElect Director Andrew J. Stevens 1.10
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Open Text Corporation
Meeting Date: 09/04/2019
Record Date: 08/02/2019
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 683715106
Ticker: OTEX
Shares Voted: 36,806
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director P. Thomas Jenkins Mgmt For For
Mgmt ForForElect Director Mark J. Barrenechea 1.2
Mgmt ForForElect Director Randy Fowlie 1.3
Mgmt ForForElect Director David Fraser 1.4
Mgmt ForForElect Director Gail E. Hamilton 1.5
Mgmt ForForElect Director Stephen J. Sadler 1.6
Mgmt ForForElect Director Harmit Singh 1.7
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Open Text Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Michael Slaunwhite 1.8
Mgmt ForForElect Director Katharine B. Stevenson 1.9
Mgmt ForForElect Director Carl Jurgen Tinggren 1.10
Mgmt ForForElect Director Deborah Weinstein 1.11
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForApprove Shareholder Rights Plan 4
Alimentation Couche-Tard Inc.
Meeting Date: 09/18/2019
Record Date: 07/22/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 01626P403
Ticker: ATD.B
Shares Voted: 20,490
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Multiple Voting and Class B Subordinate Voting Shareholders
Mgmt
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
1
Mgmt ForForElect Director Alain Bouchard 2.1
Mgmt ForForElect Director Melanie Kau 2.2
Mgmt ForForElect Director Jean Bernier 2.3
Mgmt ForForElect Director Nathalie Bourque 2.4
Mgmt ForForElect Director Eric Boyko 2.5
Mgmt ForForElect Director Jacques D'Amours 2.6
Mgmt ForForElect Director Richard Fortin 2.7
Mgmt ForForElect Director Brian Hannasch 2.8
Mgmt ForForElect Director Marie Josee Lamothe 2.9
Mgmt ForForElect Director Monique F. Leroux 2.10
Mgmt ForForElect Director Real Plourde 2.11
Mgmt ForForElect Director Daniel Rabinowicz 2.12
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Alimentation Couche-Tard Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Louis Tetu 2.13
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Oracle Corporation
Meeting Date: 11/19/2019
Record Date: 09/20/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 68389X105
Ticker: ORCL
Shares Voted: 18,030
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For Withhold
Mgmt ForForElect Director Michael J. Boskin 1.2
Mgmt ForForElect Director Safra A. Catz 1.3
Mgmt WithholdForElect Director Bruce R. Chizen 1.4
Mgmt WithholdForElect Director George H. Conrades 1.5
Mgmt ForForElect Director Lawrence J. Ellison 1.6
Mgmt ForForElect Director Rona A. Fairhead 1.7
MgmtElect Director Hector Garcia-Molina *Withdrawn Resolution*
1.8
Mgmt ForForElect Director Jeffrey O. Henley 1.9
MgmtElect Director Mark V. Hurd - Deceased 1.10
Mgmt ForForElect Director Renee J. James 1.11
Mgmt WithholdForElect Director Charles W. Moorman, IV 1.12
Mgmt WithholdForElect Director Leon E. Panetta 1.13
Mgmt ForForElect Director William G. Parrett 1.14
Mgmt WithholdForElect Director Naomi O. Seligman 1.15
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
SH ForAgainstReport on Gender Pay Gap 4
SH ForAgainstRequire Independent Board Chairman 5
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Microsoft Corporation
Meeting Date: 12/04/2019
Record Date: 10/08/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Shares Voted: 14,344
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William H. Gates, III Mgmt For For
Mgmt ForForElect Director Reid G. Hoffman 1.2
Mgmt ForForElect Director Hugh F. Johnston 1.3
Mgmt ForForElect Director Teri L. List-Stoll 1.4
Mgmt ForForElect Director Satya Nadella 1.5
Mgmt AgainstForElect Director Sandra E. Peterson 1.6
Mgmt ForForElect Director Penny S. Pritzker 1.7
Mgmt AgainstForElect Director Charles W. Scharf 1.8
Mgmt ForForElect Director Arne M. Sorenson 1.9
Mgmt ForForElect Director John W. Stanton 1.10
Mgmt ForForElect Director John W. Thompson 1.11
Mgmt ForForElect Director Emma N. Walmsley 1.12
Mgmt AgainstForElect Director Padmasree Warrior 1.13
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstReport on Employee Representation on the Board of Directors
4
SH AgainstAgainstReport on Gender Pay Gap 5
Becton, Dickinson and Company
Meeting Date: 01/28/2020
Record Date: 12/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 075887109
Ticker: BDX
Shares Voted: 4,442
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Catherine M. Burzik Mgmt For For
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Becton, Dickinson and Company
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director R. Andrew Eckert 1.2
Mgmt ForForElect Director Vincent A. Forlenza 1.3
Mgmt ForForElect Director Claire M. Fraser 1.4
Mgmt ForForElect Director Jeffrey W. Henderson 1.5
Mgmt ForForElect Director Christopher Jones 1.6
Mgmt ForForElect Director Marshall O. Larsen 1.7
Mgmt ForForElect Director David F. Melcher 1.8
Mgmt ForForElect Director Thomas E. Polen 1.9
Mgmt ForForElect Director Claire Pomeroy 1.10
Mgmt ForForElect Director Rebecca W. Rimel 1.11
Mgmt ForForElect Director Timothy M. Ring 1.12
Mgmt ForForElect Director Bertram L. Scott 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForAmend Omnibus Stock Plan 4
Mgmt ForForAmend Omnibus Stock Plan 5
SH AgainstAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Metro Inc.
Meeting Date: 01/28/2020
Record Date: 12/12/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 59162N109
Ticker: MRU
Shares Voted: 13,794
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Maryse Bertrand Mgmt For For
Mgmt ForForElect Director Pierre Boivin 1.2
Mgmt ForForElect Director Francois J. Coutu 1.3
Mgmt ForForElect Director Michel Coutu 1.4
Mgmt ForForElect Director Stephanie Coyles 1.5
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Metro Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Claude Dussault 1.6
Mgmt ForForElect Director Russell Goodman 1.7
Mgmt ForForElect Director Marc Guay 1.8
Mgmt ForForElect Director Christian W.E. Haub 1.9
Mgmt ForForElect Director Eric R. La Fleche 1.10
Mgmt ForForElect Director Christine Magee 1.11
Mgmt ForForElect Director Real Raymond 1.12
Mgmt ForForElect Director Line Rivard 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
CGI Inc.
Meeting Date: 01/29/2020
Record Date: 12/09/2019
Country: Canada
Meeting Type: Annual
Primary Security ID: 12532H104
Ticker: GIB.A
Shares Voted: 8,401
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for Class A Subordinate Voting and Class B Shareholders
Mgmt
Mgmt ForForElect Director Alain Bouchard 1.1
Mgmt ForForElect Director Sophie Brochu 1.2
Mgmt ForForElect Director George A. Cope 1.3
Mgmt ForForElect Director Paule Dore 1.4
Mgmt ForForElect Director Richard B. Evans 1.5
Mgmt ForForElect Director Julie Godin 1.6
Mgmt ForForElect Director Serge Godin 1.7
Mgmt ForForElect Director Timothy J. Hearn 1.8
Mgmt ForForElect Director Andre Imbeau 1.9
Mgmt ForForElect Director Gilles Labbe 1.10
Mgmt ForForElect Director Michael B. Pedersen 1.11
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
CGI Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Alison Reed 1.12
Mgmt ForForElect Director Michael E. Roach 1.13
Mgmt ForForElect Director George D. Schindler 1.14
Mgmt ForForElect Director Kathy N. Waller 1.15
Mgmt ForForElect Director Joakim Westh 1.16
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
MgmtShareholder Proposal
SH AgainstAgainstSP1: Disclosure of Voting Results by Class of Shares
3
Schlumberger N.V.
Meeting Date: 04/01/2020
Record Date: 02/12/2020
Country: Curacao
Meeting Type: Annual
Primary Security ID: 806857108
Ticker: SLB
Shares Voted: 16,800
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Patrick de La Chevardiere Mgmt For For
Mgmt ForForElect Director Miguel M. Galuccio 1b
Mgmt ForForElect Director Olivier Le Peuch 1c
Mgmt ForForElect Director Tatiana A. Mitrova 1d
Mgmt ForForElect Director Lubna S. Olayan 1e
Mgmt ForForElect Director Mark G. Papa 1f
Mgmt AgainstForElect Director Leo Rafael Reif 1g
Mgmt AgainstForElect Director Henri Seydoux 1h
Mgmt AgainstForElect Director Jeff W. Sheets 1i
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForAdopt and Approve Financials and Dividends 3
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
The Toronto-Dominion Bank
Meeting Date: 04/02/2020
Record Date: 02/07/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 891160509
Ticker: TD
Shares Voted: 17,558
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Amy W. Brinkley Mgmt For For
Mgmt ForForElect Director Brian C. Ferguson 1.2
Mgmt ForForElect Director Colleen A. Goggins 1.3
Mgmt ForForElect Director Jean-Rene Halde 1.4
Mgmt ForForElect Director David E. Kepler 1.5
Mgmt ForForElect Director Brian M. Levitt 1.6
Mgmt ForForElect Director Alan N. MacGibbon 1.7
Mgmt ForForElect Director Karen E. Maidment 1.8
Mgmt ForForElect Director Bharat B. Masrani 1.9
Mgmt ForForElect Director Irene R. Miller 1.10
Mgmt ForForElect Director Nadir H. Mohamed 1.11
Mgmt ForForElect Director Claude Mongeau 1.12
Mgmt ForForElect Director S. Jane Rowe 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP A: Disclose Equity Ratio Used By the Compensation Committee In Determining Compensation
4
SH AgainstAgainstSP B: Set a Diversity Target of More than 40% for the Composition of its Board of Directors for the Next Five Years
5
SH AgainstAgainstSP C: Request to Adopt Targets for Reducing Greenhouse Gas (GHG) Emissions Associated with the Company's Underwriting and Lending Activities
6
The Bank of Nova Scotia
Meeting Date: 04/07/2020
Record Date: 02/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 064149107
Ticker: BNS
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
The Bank of Nova Scotia
Shares Voted: 25,004
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Nora A. Aufreiter Mgmt For For
Mgmt ForForElect Director Guillermo E. Babatz 1.2
Mgmt ForForElect Director Scott B. Bonham 1.3
Mgmt ForForElect Director Charles H. Dallara 1.4
Mgmt ForForElect Director Tiff Macklem 1.5
Mgmt ForForElect Director Michael D. Penner 1.6
Mgmt ForForElect Director Brian J. Porter 1.7
Mgmt ForForElect Director Una M. Power 1.8
Mgmt ForForElect Director Aaron W. Regent 1.9
Mgmt ForForElect Director Indira V. Samarasekera 1.10
Mgmt ForForElect Director Susan L. Segal 1.11
Mgmt ForForElect Director L. Scott Thomson 1.12
Mgmt ForForElect Director Benita M. Warmbold 1.13
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Disclose the Compensation Ratio (Equity Ratio) Used by the Compensation Committee
4
SH AgainstAgainstSP 2: Upgrade Computer Systems to Increase Competitiveness while Ensuring Greater Protection of Personal Information
5
SH AgainstAgainstSP 3: Set a Diversity Target of More than 40% of the Board Members for the Next Five Years
6
SH AgainstAgainstSP 4: Revise Human Rights Policies 7
Royal Bank of Canada
Meeting Date: 04/08/2020
Record Date: 02/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 780087102
Ticker: RY
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Royal Bank of Canada
Shares Voted: 12,466
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Andrew A. Chisholm Mgmt For For
Mgmt ForForElect Director Jacynthe Cote 1.2
Mgmt ForForElect Director Toos N. Daruvala 1.3
Mgmt ForForElect Director David F. Denison 1.4
Mgmt ForForElect Director Alice D. Laberge 1.5
Mgmt ForForElect Director Michael H.McCain 1.6
Mgmt ForForElect Director David McKay 1.7
Mgmt ForForElect Director Heather Munroe-Blum 1.8
Mgmt ForForElect Director Kathleen Taylor 1.9
Mgmt ForForElect Director Maryann Turcke 1.10
Mgmt ForForElect Director Bridget A. van Kralingen 1.11
Mgmt ForForElect Director Thierry Vandal 1.12
Mgmt ForForElect Director Frank Vettese 1.13
Mgmt ForForElect Director Jeffery Yabuki 1.14
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection
4
SH AgainstAgainstSP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
5
M&T Bank Corporation
Meeting Date: 04/21/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 55261F104
Ticker: MTB
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
M&T Bank Corporation
Shares Voted: 5,000
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director C. Angela Bontempo Mgmt For For
Mgmt ForForElect Director Robert T. Brady 1.2
Mgmt ForForElect Director T. Jefferson Cunningham, III 1.3
Mgmt ForForElect Director Gary N. Geisel 1.4
Mgmt ForForElect Director Richard S. Gold 1.5
Mgmt ForForElect Director Richard A. Grossi 1.6
Mgmt ForForElect Director John D. Hawke, Jr. 1.7
Mgmt ForForElect Director Rene F. Jones 1.8
Mgmt ForForElect Director Richard H. Ledgett, Jr. 1.9
Mgmt ForForElect Director Newton P.S. Merrill 1.10
Mgmt ForForElect Director Kevin J. Pearson 1.11
Mgmt ForForElect Director Melinda R. Rich 1.12
Mgmt ForForElect Director Robert E. Sadler, Jr. 1.13
Mgmt WithholdForElect Director Denis J. Salamone 1.14
Mgmt ForForElect Director John R. Scannell 1.15
Mgmt ForForElect Director David S. Scharfstein 1.16
Mgmt ForForElect Director Herbert L. Washington 1.17
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
U.S. Bancorp
Meeting Date: 04/21/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 902973304
Ticker: USB
Shares Voted: 11,721
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Warner L. Baxter Mgmt For For
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
U.S. Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Dorothy J. Bridges 1b
Mgmt ForForElect Director Elizabeth L. Buse 1c
Mgmt ForForElect Director Marc N. Casper 1d
Mgmt ForForElect Director Andrew Cecere 1e
Mgmt ForForElect Director Kimberly J. Harris 1f
Mgmt ForForElect Director Roland A. Hernandez 1g
Mgmt ForForElect Director Olivia F. Kirtley 1h
Mgmt ForForElect Director Karen S. Lynch 1i
Mgmt ForForElect Director Richard P. McKenney 1j
Mgmt ForForElect Director Yusuf I. Mehdi 1k
Mgmt ForForElect Director John P. Wiehoff 1l
Mgmt ForForElect Director Scott W. Wine 1m
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Johnson & Johnson
Meeting Date: 04/23/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 478160104
Ticker: JNJ
Shares Voted: 5,600
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Mary C. Beckerle Mgmt For For
Mgmt AgainstForElect Director D. Scott Davis 1b
Mgmt ForForElect Director Ian E. L. Davis 1c
Mgmt ForForElect Director Jennifer A. Doudna 1d
Mgmt ForForElect Director Alex Gorsky 1e
Mgmt AgainstForElect Director Marillyn A. Hewson 1f
Mgmt ForForElect Director Hubert Joly 1g
Mgmt ForForElect Director Mark B. McClellan 1h
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Johnson & Johnson
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Anne M. Mulcahy 1i
Mgmt ForForElect Director Charles Prince 1j
Mgmt AgainstForElect Director A. Eugene Washington 1k
Mgmt ForForElect Director Mark A. Weinberger 1l
Mgmt AgainstForElect Director Ronald A. Williams 1m
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForAmend Certificate of Incorporation to Permit Removal of Directors With or Without Cause
4
SH ForAgainstRequire Independent Board Chair 5
SH ForAgainstReport on Governance Measures Implemented Related to Opioids
6
Abbott Laboratories
Meeting Date: 04/24/2020
Record Date: 02/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 002824100
Ticker: ABT
Shares Voted: 12,540
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt For For
Mgmt ForForElect Director Roxanne S. Austin 1.2
Mgmt ForForElect Director Sally E. Blount 1.3
Mgmt ForForElect Director Robert B. Ford 1.4
Mgmt ForForElect Director Michelle A. Kumbier 1.5
Mgmt ForForElect Director Edward M. Liddy 1.6
Mgmt ForForElect Director Darren W. McDew 1.7
Mgmt ForForElect Director Nancy McKinstry 1.8
Mgmt ForForElect Director Phebe N. Novakovic 1.9
Mgmt ForForElect Director William A. Osborn 1.10
Mgmt ForForElect Director Daniel J. Starks 1.11
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NNBI North American Dividend Private Portfolio
Abbott Laboratories
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director John G. Stratton 1.12
Mgmt ForForElect Director Glenn F. Tilton 1.13
Mgmt ForForElect Director Miles D. White 1.14
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstReport on Lobbying Payments and Policy 4
SH ForAgainstIncrease Disclosure of Compensation Adjustments
5
SH AgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
6
SH ForAgainstAdopt Simple Majority Vote 7
Canadian National Railway Company
Meeting Date: 04/28/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136375102
Ticker: CNR
Shares Voted: 12,323
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shauneen Bruder Mgmt For For
Mgmt ForForElect Director Donald J. Carty 1.2
Mgmt ForForElect Director Gordon D. Giffin 1.3
Mgmt ForForElect Director Julie Godin 1.4
Mgmt ForForElect Director Edith E. Holiday 1.5
Mgmt ForForElect Director V. Maureen Kempston Darkes 1.6
Mgmt ForForElect Director Denis Losier 1.7
Mgmt WithholdForElect Director Kevin G. Lynch 1.8
Mgmt ForForElect Director James E. O'Connor 1.9
Mgmt ForForElect Director Robert Pace 1.10
Mgmt ForForElect Director Robert L. Phillips 1.11
Mgmt ForForElect Director Jean-Jacques Ruest 1.12
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Canadian National Railway Company
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Laura Stein 1.13
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Gildan Activewear Inc.
Meeting Date: 04/30/2020
Record Date: 03/04/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 375916103
Ticker: GIL
Shares Voted: 18,788
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director William D. Anderson Mgmt For For
Mgmt ForForElect Director Donald C. Berg 1.2
Mgmt ForForElect Director Maryse Bertrand 1.3
Mgmt ForForElect Director Marc Caira 1.4
Mgmt ForForElect Director Glenn J. Chamandy 1.5
Mgmt ForForElect Director Shirley E. Cunningham 1.6
Mgmt ForForElect Director Russell Goodman 1.7
Mgmt ForForElect Director Charles M. Herington 1.8
Mgmt ForForElect Director Luc Jobin 1.9
Mgmt ForForElect Director Craig A. Leavitt 1.10
Mgmt ForForElect Director Anne Martin-Vachon 1.11
Mgmt ForForApprove Shareholder Rights Plan 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForRatify KPMG LLP as Auditors 4
Bank OZK
Meeting Date: 05/04/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 06417N103
Ticker: OZK
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Bank OZK
Shares Voted: 32,570
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Nicholas Brown Mgmt For For
Mgmt ForForElect Director Paula Cholmondeley 1b
Mgmt ForForElect Director Beverly Cole 1c
Mgmt ForForElect Director Robert East 1d
Mgmt ForForElect Director Kathleen Franklin 1e
Mgmt ForForElect Director Catherine B. Freedberg 1f
Mgmt ForForElect Director Jeffrey Gearhart 1g
Mgmt ForForElect Director George G. Gleason 1h
Mgmt ForForElect Director Peter Kenny 1i
Mgmt ForForElect Director William Koefoed, Jr. 1j
Mgmt ForForElect Director Walter J. (Jack) Mullen, Jr. 1k
Mgmt ForForElect Director Christopher Orndorff 1l
Mgmt ForForElect Director John Reynolds 1m
Mgmt ForForElect Director Steven Sadoff 1n
Mgmt ForForElect Director Ross Whipple 1o
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Enbridge Inc.
Meeting Date: 05/05/2020
Record Date: 03/09/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 29250N105
Ticker: ENB
Shares Voted: 38,100
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Pamela L. Carter Mgmt For For
Mgmt WithholdForElect Director Marcel R. Coutu 1.2
Mgmt WithholdForElect Director Susan M. Cunningham 1.3
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Enbridge Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Gregory L. Ebel 1.4
Mgmt ForForElect Director J. Herb England 1.5
Mgmt ForForElect Director Charles W. Fischer 1.6
Mgmt ForForElect Director Gregory J. Goff 1.7
Mgmt WithholdForElect Director V. Maureen Kempston Darkes 1.8
Mgmt ForForElect Director Teresa S. Madden 1.9
Mgmt ForForElect Director Al Monaco 1.10
Mgmt ForForElect Director Dan C. Tutcher 1.11
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForApprove Shareholder Rights Plan 3
Mgmt ForForAmend By-Law No. 1 of Enbridge 4
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
5
Intact Financial Corporation
Meeting Date: 05/06/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 45823T106
Ticker: IFC
Shares Voted: 8,103
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Charles Brindamour Mgmt For For
Mgmt ForForElect Director Janet De Silva 1.2
Mgmt ForForElect Director Claude Dussault 1.3
Mgmt ForForElect Director Jane E. Kinney 1.4
Mgmt ForForElect Director Robert G. Leary 1.5
Mgmt ForForElect Director Sylvie Paquette 1.6
Mgmt ForForElect Director Timothy H. Penner 1.7
Mgmt ForForElect Director Stuart J. Russell 1.8
Mgmt ForForElect Director Frederick Singer 1.9
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Intact Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Stephen G. Snyder 1.10
Mgmt ForForElect Director Carol Stephenson 1.11
Mgmt ForForElect Director William L. Young 1.12
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForApprove Shareholder Rights Plan 3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
Nutrien Ltd.
Meeting Date: 05/06/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 67077M108
Ticker: NTR
Shares Voted: 17,990
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Christopher M. Burley Mgmt For For
Mgmt ForForElect Director Maura J. Clark 1.2
Mgmt ForForElect Director David C. Everitt 1.3
Mgmt ForForElect Director Russell K. Girling 1.4
Mgmt ForForElect Director Miranda C. Hubbs 1.5
Mgmt ForForElect Director Alice D. Laberge 1.6
Mgmt ForForElect Director Consuelo E. Madere 1.7
Mgmt ForForElect Director Charles V. Magro 1.8
Mgmt ForForElect Director Keith G. Martell 1.9
Mgmt ForForElect Director Aaron W. Regent 1.10
Mgmt ForForElect Director Mayo M. Schmidt 1.11
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
PepsiCo, Inc.
Meeting Date: 05/06/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 713448108
Ticker: PEP
Shares Voted: 9,927
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Shona L. Brown Mgmt For Against
Mgmt ForForElect Director Cesar Conde 1b
Mgmt ForForElect Director Ian Cook 1c
Mgmt AgainstForElect Director Dina Dublon 1d
Mgmt ForForElect Director Richard W. Fisher 1e
Mgmt ForForElect Director Michelle Gass 1f
Mgmt ForForElect Director Ramon L. Laguarta 1g
Mgmt AgainstForElect Director David C. Page 1h
Mgmt ForForElect Director Robert C. Pohlad 1i
Mgmt AgainstForElect Director Daniel Vasella 1j
Mgmt ForForElect Director Darren Walker 1k
Mgmt ForForElect Director Alberto Weisser 1l
Mgmt ForForRatify KPMG LLP as Auditors 2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstReport on Sugar and Public Health 5
Canadian Natural Resources Limited
Meeting Date: 05/07/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136385101
Ticker: CNQ
Shares Voted: 34,829
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Catherine M. Best Mgmt For Withhold
Mgmt ForForElect Director M. Elizabeth Cannon 1.2
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Canadian Natural Resources Limited
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director N. Murray Edwards 1.3
Mgmt ForForElect Director Christopher L. Fong 1.4
Mgmt ForForElect Director Gordon D. Giffin 1.5
Mgmt WithholdForElect Director Wilfred A. Gobert 1.6
Mgmt ForForElect Director Steve W. Laut 1.7
Mgmt ForForElect Director Tim S. McKay 1.8
Mgmt WithholdForElect Director Frank J. McKenna 1.9
Mgmt ForForElect Director David A. Tuer 1.10
Mgmt WithholdForElect Director Annette M. Verschuren 1.11
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
3
Manulife Financial Corp.
Meeting Date: 05/07/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 56501R106
Ticker: MFC
Shares Voted: 59,596
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Ronalee H. Ambrose Mgmt For For
Mgmt ForForElect Director Guy L.T. Bainbridge 1.2
Mgmt ForForElect Director Joseph P. Caron 1.3
Mgmt ForForElect Director John M. Cassaday 1.4
Mgmt ForForElect Director Susan F. Dabarno 1.5
Mgmt ForForElect Director Julie E. Dickson 1.6
Mgmt ForForElect Director Sheila S. Fraser 1.7
Mgmt ForForElect Director Roy Gori 1.8
Mgmt ForForElect Director Tsun-yan Hsieh 1.9
Mgmt ForForElect Director Donald R. Lindsay 1.10
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Manulife Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director John R.V. Palmer 1.11
Mgmt ForForElect Director C. James Prieur 1.12
Mgmt ForForElect Director Andrea S. Rosen 1.13
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
SNC-Lavalin Group Inc.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 78460T105
Ticker: SNC
Shares Voted: 9,716
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Gary C. Baughman Mgmt For For
Mgmt ForForElect Director Mary-Ann Bell 1.2
Mgmt ForForElect Director Christie J.B. Clark 1.3
Mgmt ForForElect Director Isabelle Courville 1.4
Mgmt ForForElect Director Ian L. Edwards 1.5
Mgmt WithholdForElect Director Kevin G. Lynch 1.6
Mgmt ForForElect Director Steven L. Newman 1.7
Mgmt ForForElect Director Michael B. Pedersen 1.8
Mgmt ForForElect Director Jean Raby 1.9
Mgmt ForForElect Director Zin Smati 1.10
Mgmt ForForElect Director Benita M. Warmbold 1.11
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForApprove Shareholder Rights Plan 3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
SH AgainstAgainstSP 1: Integrate ESG Criteria into Performance Evaluation of Executive Officers
5
SH AgainstAgainstSP 2: Maintain Head Office in Quebec 6
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
SNC-Lavalin Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAmend Bylaw No. 2005-1 7
Stantec Inc.
Meeting Date: 05/07/2020
Record Date: 03/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 85472N109
Ticker: STN
Shares Voted: 24,709
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Douglas K. Ammerman Mgmt For For
Mgmt ForForElect Director Richard C. Bradeen 1.2
Mgmt ForForElect Director Shelley A. M. Brown 1.3
Mgmt ForForElect Director Patricia D. Galloway 1.4
Mgmt ForForElect Director Robert J. Gomes 1.5
Mgmt ForForElect Director Gordon A. Johnston 1.6
Mgmt ForForElect Director Donald J. Lowry 1.7
Mgmt ForForElect Director Marie-Lucie Morin 1.8
Mgmt ForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Verizon Communications Inc.
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 92343V104
Ticker: VZ
Shares Voted: 14,850
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt For For
Mgmt ForForElect Director Mark T. Bertolini 1.2
Mgmt ForForElect Director Vittorio Colao 1.3
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Verizon Communications Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Melanie L. Healey 1.4
Mgmt ForForElect Director Clarence Otis, Jr. 1.5
Mgmt ForForElect Director Daniel H. Schulman 1.6
Mgmt ForForElect Director Rodney E. Slater 1.7
Mgmt ForForElect Director Hans E. Vestberg 1.8
Mgmt ForForElect Director Gregory G. Weaver 1.9
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Ernst & Young LLP as Auditors 3
SH ForAgainstEliminate Above-Market Earnings in Executive Retirement Plans
4
SH ForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH AgainstAgainstReport on Lobbying Payments and Policy 6
SH ForAgainstAssess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation
7
SH ForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
8
WSP Global Inc.
Meeting Date: 05/07/2020
Record Date: 03/25/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 92938W202
Ticker: WSP
Shares Voted: 17,978
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Louis-Philippe Carriere Mgmt For For
Mgmt ForForElect Director Christopher Cole 1.2
Mgmt ForForElect Director Alexandre L'Heureux 1.3
Mgmt ForForElect Director Birgit Norgaard 1.4
Mgmt ForForElect Director Suzanne Rancourt 1.5
Mgmt ForForElect Director Paul Raymond 1.6
Mgmt ForForElect Director Pierre Shoiry 1.7
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
WSP Global Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Linda Smith-Galipeau 1.8
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
Colgate-Palmolive Company
Meeting Date: 05/08/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 194162103
Ticker: CL
Shares Voted: 10,222
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director John P. Bilbrey Mgmt For For
Mgmt AgainstForElect Director John T. Cahill 1b
Mgmt ForForElect Director Lisa M. Edwards 1c
Mgmt AgainstForElect Director Helene D. Gayle 1d
Mgmt ForForElect Director C. Martin Harris 1e
Mgmt ForForElect Director Martina Hund-Mejean 1f
Mgmt ForForElect Director Lorrie M. Norrington 1g
Mgmt AgainstForElect Director Michael B. Polk 1h
Mgmt AgainstForElect Director Stephen I. Sadove 1i
Mgmt ForForElect Director Noel R. Wallace 1j
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForAgainstRequire Independent Board Chairman 4
SH ForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Pembina Pipeline Corporation
Meeting Date: 05/08/2020
Record Date: 03/19/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 706327103
Ticker: PPL
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s):NBI North American Dividend Private Portfolio
Pembina Pipeline Corporation
Shares Voted: 21,238
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Anne-Marie N. Ainsworth Mgmt For Withhold
Mgmt ForForElect Director Michael (Mick) H. Dilger 1.2
Mgmt ForForElect Director Randall J. Findlay 1.3
Mgmt ForForElect Director Robert G. Gwin 1.4
Mgmt ForForElect Director Maureen E. Howe 1.5
Mgmt WithholdForElect Director Gordon J. Kerr 1.6
Mgmt WithholdForElect Director David M.B. LeGresley 1.7
Mgmt WithholdForElect Director Leslie A. O'Donoghue 1.8
Mgmt ForForElect Director Bruce D. Rubin 1.9
Mgmt WithholdForElect Director Henry W. Sykes 1.10
Mgmt ForForApprove KPMG LLP Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAmend Bylaws 3
Mgmt ForForApprove Advance Notice Requirement 4
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
5
Premium Brands Holdings Corporation
Meeting Date: 05/08/2020
Record Date: 03/23/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 74061A108
Ticker: PBH
Shares Voted: 3,615
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1 Fix Number of Directors at Seven Mgmt For For
Mgmt ForForElect Director Sean Cheah 2a
Mgmt ForForElect Director Johnny Ciampi 2b
Mgmt ForForElect Director Bruce Hodge 2c
Mgmt ForForElect Director Kathleen Keller-Hobson 2d
Mgmt ForForElect Director Hugh McKinnon 2e
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Premium Brands Holdings Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director George Paleologou 2f
Mgmt ForForElect Director John Zaplatynsky 2g
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForAdvisory Vote on Executive Compensation Approach
4
3M Company
Meeting Date: 05/12/2020
Record Date: 03/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 88579Y101
Ticker: MMM
Shares Voted: 4,144
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Thomas "Tony" K. Brown Mgmt For For
Mgmt ForForElect Director Pamela J. Craig 1b
Mgmt ForForElect Director David B. Dillon 1c
Mgmt ForForElect Director Michael L. Eskew 1d
Mgmt AgainstForElect Director Herbert L. Henkel 1e
Mgmt AgainstForElect Director Amy E. Hood 1f
Mgmt AgainstForElect Director Muhtar Kent 1g
Mgmt ForForElect Director Dambisa F. Moyo 1h
Mgmt ForForElect Director Gregory R. Page 1i
Mgmt ForForElect Director Michael F. Roman 1j
Mgmt AgainstForElect Director Patricia A. Woertz 1k
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstConsider Pay Disparity Between Executives and Other Employees
4
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Nielsen Holdings plc
Meeting Date: 05/12/2020
Record Date: 03/20/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G6518L108
Ticker: NLSN
Shares Voted: 43,590
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director James A. Attwood, Jr. Mgmt For For
Mgmt ForForElect Director Thomas H. Castro 1b
Mgmt ForForElect Director Guerrino De Luca 1c
Mgmt ForForElect Director Karen M. Hoguet 1d
Mgmt ForForElect Director David Kenny 1e
Mgmt ForForElect Director Harish Manwani 1f
Mgmt ForForElect Director Janice Marinelli Mazza 1g
Mgmt ForForElect Director Robert C. Pozen 1h
Mgmt ForForElect Director David Rawlinson 1i
Mgmt ForForElect Director Nancy Tellem 1j
Mgmt ForForElect Director Javier G. Teruel 1k
Mgmt ForForElect Director Lauren Zalaznick 1l
Mgmt ForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForReappoint Ernst & Young LLP as UK Statutory Auditors
3
Mgmt ForForAuthorize the Audit Committee to Fix Remuneration of UK Statutory Auditor
4
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForApprove Remuneration Report 6
Mgmt AgainstForAuthorise Issue of Equity 7
Mgmt AgainstForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForApprove Share Repurchase Contracts and Repurchase Counterparties
9
Mondelez International, Inc.
Meeting Date: 05/13/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 609207105
Ticker: MDLZ
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s):NBI North American Dividend Private Portfolio
Mondelez International, Inc.
Shares Voted: 9,364
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Lewis W.K. Booth Mgmt For Against
Mgmt AgainstForElect Director Charles E. Bunch 1.2
Mgmt ForForElect Director Debra A. Crew 1.3
Mgmt AgainstForElect Director Lois D. Juliber 1.4
Mgmt AgainstForElect Director Peter W. May 1.5
Mgmt ForForElect Director Jorge S. Mesquita 1.6
Mgmt ForForElect Director Fredric G. Reynolds 1.7
Mgmt ForForElect Director Christiana S. Shi 1.8
Mgmt ForForElect Director Patrick T. Siewert 1.9
Mgmt ForForElect Director Michael A. Todman 1.10
Mgmt AgainstForElect Director Jean-Francois M. L. van Boxmeer
1.11
Mgmt ForForElect Director Dirk Van de Put 1.12
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstConsider Pay Disparity Between Executives and Other Employees
4
Fiserv, Inc.
Meeting Date: 05/14/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 337738108
Ticker: FISV
Shares Voted: 10,528
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Frank J. Bisignano Mgmt For For
Mgmt ForForElect Director Alison Davis 1.2
Mgmt ForForElect Director Henrique de Castro 1.3
Mgmt ForForElect Director Harry F. DiSimone 1.4
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Fiserv, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt WithholdForElect Director Dennis F. Lynch 1.5
Mgmt ForForElect Director Heidi G. Miller 1.6
Mgmt WithholdForElect Director Scott C. Nuttall 1.7
Mgmt ForForElect Director Denis J. O'Leary 1.8
Mgmt WithholdForElect Director Doyle R. Simons 1.9
Mgmt ForForElect Director Jeffery W. Yabuki 1.10
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstReport on Political Contributions 4
JPMorgan Chase & Co.
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 46625H100
Ticker: JPM
Shares Voted: 5,867
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt For For
Mgmt AgainstForElect Director Stephen B. Burke 1b
Mgmt AgainstForElect Director Todd A. Combs 1c
Mgmt ForForElect Director James S. Crown 1d
Mgmt ForForElect Director James Dimon 1e
Mgmt ForForElect Director Timothy P. Flynn 1f
Mgmt ForForElect Director Mellody Hobson 1g
Mgmt ForForElect Director Michael A. Neal 1h
Mgmt AgainstForElect Director Lee R. Raymond 1i
Mgmt ForForElect Director Virginia M. Rometty 1j
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForAgainstRequire Independent Board Chair 4
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
JPMorgan Chase & Co.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
SH AgainstAgainstReport on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.
5
SH AgainstAgainstReport on Climate Change 6
SH AgainstAgainstAmend Shareholder Written Consent Provisions
7
SH AgainstAgainstReport on Charitable Contributions 8
SH AgainstAgainstReport on Gender/Racial Pay Gap 9
UnitedHealth Group Incorporated
Meeting Date: 06/01/2020
Record Date: 04/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 91324P102
Ticker: UNH
Shares Voted: 5,068
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard T. Burke Mgmt For Against
Mgmt AgainstForElect Director Timothy P. Flynn 1b
Mgmt ForForElect Director Stephen J. Hemsley 1c
Mgmt ForForElect Director Michele J. Hooper 1d
Mgmt ForForElect Director F. William McNabb, III 1e
Mgmt ForForElect Director Valerie C. Montgomery Rice 1f
Mgmt AgainstForElect Director John H. Noseworthy 1g
Mgmt ForForElect Director Glenn M. Renwick 1h
Mgmt ForForElect Director David S. Wichmann 1i
Mgmt AgainstForElect Director Gail R. Wilensky 1j
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt AgainstForApprove Omnibus Stock Plan 4
SH AgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
5
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Cognizant Technology Solutions Corporation
Meeting Date: 06/02/2020
Record Date: 04/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 192446102
Ticker: CTSH
Shares Voted: 9,560
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Zein Abdalla Mgmt For For
Mgmt ForForElect Director Vinita Bali 1b
Mgmt ForForElect Director Maureen Breakiron-Evans 1c
Mgmt ForForElect Director Archana Deskus 1d
Mgmt ForForElect Director John M. Dineen 1e
Mgmt ForForElect Director John N. Fox, Jr. 1f
Mgmt ForForElect Director Brian Humphries 1g
Mgmt ForForElect Director Leo S. Mackay, Jr. 1h
Mgmt ForForElect Director Michael Patsalos-Fox 1i
Mgmt ForForElect Director Joseph M. Velli 1j
Mgmt ForForElect Director Sandra S. Wijnberg 1k
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstProvide Right to Act by Written Consent 4
Comcast Corporation
Meeting Date: 06/03/2020
Record Date: 04/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 20030N101
Ticker: CMCSA
Shares Voted: 27,728
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For
Mgmt ForForElect Director Madeline S. Bell 1.2
Mgmt ForForElect Director Naomi M. Bergman 1.3
Mgmt WithholdForElect Director Edward D. Breen 1.4
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Comcast Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt WithholdForElect Director Gerald L. Hassell 1.5
Mgmt ForForElect Director Jeffrey A. Honickman 1.6
Mgmt ForForElect Director Maritza G. Montiel 1.7
Mgmt ForForElect Director Asuka Nakahara 1.8
Mgmt WithholdForElect Director David C. Novak 1.9
Mgmt ForForElect Director Brian L. Roberts 1.10
Mgmt ForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt AgainstForAmend Stock Option Plan 3
Mgmt AgainstForAmend Restricted Stock Plan 4
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
SH AgainstAgainstReport on Lobbying Payments and Policy 6
SH ForAgainstRequire Independent Board Chair 7
SH AgainstAgainstReport on Risks Posed by Failing to Prevent Sexual Harassment
8
Thomson Reuters Corporation
Meeting Date: 06/03/2020
Record Date: 04/07/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 884903709
Ticker: TRI
Shares Voted: 10,297
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director David Thomson Mgmt For For
Mgmt ForForElect Director Steve Hasker 1.2
Mgmt WithholdForElect Director Kirk E. Arnold 1.3
Mgmt WithholdForElect Director David W. Binet 1.4
Mgmt WithholdForElect Director W. Edmund Clark 1.5
Mgmt WithholdForElect Director Michael E. Daniels 1.6
Mgmt ForForElect Director Kirk Koenigsbauer 1.7
Mgmt WithholdForElect Director Vance K. Opperman 1.8
Mgmt ForForElect Director Kim M. Rivera 1.9
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Thomson Reuters Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForElect Director Barry Salzberg 1.10
Mgmt WithholdForElect Director Peter J. Thomson 1.11
Mgmt WithholdForElect Director Wulf von Schimmelmann 1.12
Mgmt ForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt AgainstForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposal
SH AgainstAgainstSP 1: Produce a Human Rights Risk Report at Reasonable Cost and Omitting Proprietary Information
4
Restaurant Brands International Inc.
Meeting Date: 06/10/2020
Record Date: 04/15/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 76131D103
Ticker: QSR
Shares Voted: 12,360
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director Alexandre Behring Mgmt For For
Mgmt ForForElect Director Joao M. Castro-Neves 1.2
Mgmt ForForElect Director Maximilien de Limburg Stirum 1.3
Mgmt ForForElect Director Paul J. Fribourg 1.4
Mgmt ForForElect Director Neil Golden 1.5
Mgmt ForForElect Director Ali Hedayat 1.6
Mgmt ForForElect Director Golnar Khosrowshahi 1.7
Mgmt ForForElect Director Giovanni (John) Prato 1.8
Mgmt ForForElect Director Daniel S. Schwartz 1.9
Mgmt ForForElect Director Carlos Alberto Sicupira 1.10
Mgmt ForForElect Director Roberto Moses Thompson Motta
1.11
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Restaurant Brands International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
3
SH ForAgainstReport on Minimum Requirements and Standards Related to Workforce Practices
4
SH AgainstAgainstReport on Comprehensive Policy on Plastic Pollution and Sustainable Packaging
5
Brookfield Asset Management Inc.
Meeting Date: 06/12/2020
Record Date: 04/29/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 112585104
Ticker: BAM.A
Shares Voted: 34,470
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1.1 Elect Director M. Elyse Allan Mgmt For For
Mgmt ForForElect Director Angela F. Braly 1.2
Mgmt ForForElect Director Murilo Ferreira 1.3
Mgmt ForForElect Director Janice Fukakusa 1.4
Mgmt ForForElect Director Frank J. McKenna 1.5
Mgmt ForForElect Director Rafael Miranda 1.6
Mgmt ForForElect Director Seek Ngee Huat 1.7
Mgmt ForForElect Director Diana L. Taylor 1.8
Mgmt ForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstSP 1: Assign an Oversight Responsibility for Human Capital Management to a Board Committee
4
SH AgainstAgainstSP 2: Amend Clawback Policy to Seek Recoupment of Incentive or Equity-Based Compensation
5
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
Mastercard Incorporated
Meeting Date: 06/16/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 57636Q104
Ticker: MA
Shares Voted: 3,729
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt For For
Mgmt ForForElect Director Ajay Banga 1b
Mgmt AgainstForElect Director Richard K. Davis 1c
Mgmt AgainstForElect Director Steven J. Freiberg 1d
Mgmt AgainstForElect Director Julius Genachowski 1e
Mgmt ForForElect Director Choon Phong Goh 1f
Mgmt ForForElect Director Merit E. Janow 1g
Mgmt AgainstForElect Director Oki Matsumoto 1h
Mgmt AgainstForElect Director Youngme Moon 1i
Mgmt ForForElect Director Rima Qureshi 1j
Mgmt AgainstForElect Director Jose Octavio Reyes Lagunes 1k
Mgmt ForForElect Director Gabrielle Sulzberger 1l
Mgmt ForForElect Director Jackson Tai 1m
Mgmt ForForElect Director Lance Uggla 1n
Mgmt AgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLP as Auditors
3
AXA SA
Meeting Date: 06/30/2020
Record Date: 05/21/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F06106102
Ticker: CS
Shares Voted: 25,530
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Business
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForApprove Allocation of Income and Dividends of EUR 0.73 per Share
3
Mgmt ForForApprove Compensation of Corporate Officers 4
Mgmt ForForApprove Compensation of Denis Duverne, Chairman of the Board
5
Mgmt ForForApprove Compensation of Thomas Buberl, CEO
6
Mgmt ForForApprove Remuneration Policy of CEO 7
Mgmt ForForApprove Remuneration Policy of Chairman of the Board
8
Mgmt ForForApprove Remuneration Policy of Directors 9
Mgmt ForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
10
Mgmt ForForReelect Angelien Kemna as Director 11
Mgmt ForForReelect Irene Dorner as Director 12
Mgmt ForForElect Isabel Hudson as Director 13
Mgmt ForForElect Antoine Gosset-Grainville as Director 14
Mgmt ForForElect Marie-France Tschudin as Director 15
MgmtShareholder Proposal Submitted by Employees of Axa Group
SH ForForElect Helen Browne as Director 16
MgmtOrdinary Business
Mgmt ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
18
Mgmt ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
19
Mgmt ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
Mgmt ForForAmend Article 10 of Bylaws Re: Employee Representatives
21
Vote Summary Report
Reporting Period: 07/01/2019 to 06/30/2020
Location(s): All Locations
Institution Account(s): NBI North American Dividend Private Portfolio
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
Vote Instruction
Mgmt ForForAuthorize Filing of Required Documents/Other Formalities
22
MgmtShareholder Proposals Submitted by Employees of Axa Group
SH AgainstAgainstElect Jerome Amouyal as Director A
SH AgainstAgainstElect Constance Reschke as Director B
SH AgainstAgainstElect Bamba Sall as Director C
SH AgainstAgainstElect Bruno Guy-Wasier as Director D
SH AgainstAgainstElect Timothy Leary as Director E
SH AgainstAgainstElect Ashitkumar Shah as Director F