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JSa / 070207 v2.2 p.1Copyright © 2011 Heptagon
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9th Annual MEMS Symposium, San Jose, CAThursday, May 19, 2011
Wafer-level micro-optics with mechanical features
Dr. Jyrki SaarinenCo-Founder and Senior Vice President
JSa / 070207 v2.2 p.2Copyright © 2011 Heptagon
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Outline
(1) Introduction to micro-optics (2) Introduction to wafer-level micro-optics(3) Company overview(4) Wafer-level manufacturing(5) Applications(6) Summary
JSa / 070207 v2.2 p.3Copyright © 2011 Heptagon
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Outline
(1) Introduction to micro-optics (2) Introduction to wafer-level micro-optics(3) Company overview(4) Wafer-level manufacturing(5) Applications(6) Summary
JSa / 070207 v2.2 p.4Copyright © 2011 Heptagon
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Micro-optics
Refractive micro-opticsAnalog to conventional optics, but smaller and lightere.g. microlenses,
microlens arrays
Diffractive micro-opticsEnables functionality not possible with conventional opticse.g. pattern generators,
complex beam shaping
Micro-optics means flat optical elements (refractive and diffractive) with features in the sub-mm or sub-um range, which are fabricated mainly by state-of-the-art lithographic methods
JSa / 070207 v2.2 p.5Copyright © 2011 Heptagon
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Micro-optics (cont.)
e.g. Fresnel microlenses, where properties can vary from refractive to diffractive depending upon relief height
Refractive: low spectral dependence well-suited for broad-band illumination
Diffractive: highly accurate focal length well-suited for uniform microlensarrays
Continuous transition from refractive to diffractive optical function in many cases
Also integration/mixing refractive and diffractive micro-optics together or side-by-side
JSa / 070207 v2.2 p.6Copyright © 2011 Heptagon
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Outline
(1) Introduction to micro-optics (2) Introduction to wafer-level micro-optics(3) Company overview(4) Wafer-level manufacturing(5) Applications(6) Summary
JSa / 070207 v2.2 p.7Copyright © 2011 Heptagon
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• Invented in 1947• # of transistors: one
Revolution of microelectronicsFrom transistor To Integrated Circuit (IC)
• Invented in 1958• # of transistors: >>1M per mm2
• Production in 300-mm diameter wafer
JSa / 070207 v2.2 p.8Copyright © 2011 Heptagon
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400 BC Invention of lens
Why not in optics, too?
1950‘s Injection-molded plastic lensMass production: few tens of lenses per shot
1980‘s Molded glass lensRobustness
2006 Wafer-level (6“) UV replication for reflowable singlet lenses at Heptagon Switzerland
2008 Wafer-level (8“) UV replication and stacking for reflowable doublet lens systems at Heptagon Singapore
Few thousand glass-like lenses per shot and wafer-level assembly for lens systems by stacking:
JSa / 070207 v2.2 p.9Copyright © 2011 Heptagon
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Wafer-level optics (WLO)
Silicon wafer Heptagon‘s optics wafer• Single or double sided• Variety of substrates (e.g., fused silica,
borosilicate)• Metal and thin-film coatings (e.g., IR-cut-
off filter, anti-reflection coating)• Stacking with spacer wafers• Stand-off wafers / bottom spacers• NEW: Mechanical features, alignment pins
JSa / 070207 v2.2 p.10Copyright © 2011 Heptagon
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Direct integration in SMT assembly process, lead-free reflow, 3×260ºC
Accelerated moisture resistance (>1000 hrs, 85ºC/85%, R.H.), Telcordia proven
RoHS compliance
Small XY footprint and low z-height
1000’s of components per wafer, high throughput, high quality and fidelity
8” wafer processing
Wafer-level stacking and assembly
Micro-optics enabling high performance (efficiency and uniformity), flexibility for beam shaping, and attractive cosmetic appearance
Platform for future technologies, e.g., computational imaging
Reflowable&
Small
ParallelProcessing
Scalability&
InnovationLow Cost
Value propositions
JSa / 070207 v2.2 p.11Copyright © 2011 Heptagon
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Outline
(1) Introduction to micro-optics (2) Introduction to wafer-level micro-optics(3) Company overview(4) Wafer-level manufacturing(5) Applications(6) Summary
JSa / 070207 v2.2 p.12Copyright © 2011 Heptagon
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Sales & MarketingManufacturing
R&D FacilitiesSales & Marketing
Sales & Marketing
Company overview
• Pioneer and world-leader in designing and manufacturing wafer-level optics: diffractive optics and micro-optics
• Locations: Switzerland & Singapore & USA• First to industrialize wafer-level optics back in 2006• Key customers: mobile phone & data communication component
OEM’s• Shipped >200M optics components to date, reaching 500M in 2011• Highly yielding optics with a proven manufacturing capability• One-stop shop: from optical design to high volume manufacturing
JSa / 070207 v2.2 p.13Copyright © 2011 Heptagon
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Outline
(1) Introduction to micro-optics (2) Introduction to wafer-level micro-optics(3) Company overview(4) Wafer-level manufacturing(5) Applications(6) Summary
JSa / 070207 v2.2 p.14Copyright © 2011 Heptagon
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Production chain
1st gen. replication tool
Mastering /Wafer-level mastering
Submasters
2nd gen. replication tool
x,y,z
Step-and-repeat wafer-level mastering
JSa / 070207 v2.2 p.15Copyright © 2011 Heptagon
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Wafer-level UV replication
Optional: coating
At room temperature!No extra pressure applied!
JSa / 070207 v2.2 p.16Copyright © 2011 Heptagon
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• Separating single or double sided optical wafers from each other by correct amount optical systems, like lens doublets, triplets etc.
• Separating optics system from sensor or light source by correct amount
• Heptagon developed replication technology for spacer wafers: enables low-cost and robust glass-like polymer spacers
Glass wafers with lenses
Replicated spacer wafers
AB wafer
Spacer 1
CD wafer
Spacer 2
Cross-section
AB wafer
Spacer 1
CD wafer
Spacer 2
JSa / 070207 v2.2 p.17Copyright © 2011 Heptagon
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Alignment in xy direction
Background:
WLO manufacturing technologies were developed first for optics, extension to mechanical features recently explored with positive results
Mechanical features (on both sides of a wafer) for passive alignment in assembly
Option 1: Replicating the mechanical features in the same step and materials as the micro-optics
Option 2: Combine WLO with SU-8 features, which are fabricated using standard micro-electronic photolithography equipment for a good positioning accuracy with respect to the WLO and for good control of the geometry
Note: Depends on the specifications and materials.
JSa / 070207 v2.2 p.18Copyright © 2011 Heptagon
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12° slanted walls on a 150-um thick alignment feature
100-um cylinder (top), 150-um pitch, 12° angle, 150-um height
JSa / 070207 v2.2 p.19Copyright © 2011 Heptagon
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2×12 micro-lens array with 2-sided alignment features
Diameter 700 um; thickness 300 um
JSa / 070207 v2.2 p.20Copyright © 2011 Heptagon
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Precision dicing
• Cutting stacked wafers into individual optical systems by precision dicing
JSa / 070207 v2.2 p.21Copyright © 2011 Heptagon
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Outline
(1) Introduction to micro-optics (2) Introduction to wafer-level micro-optics(3) Company overview(4) Wafer-level manufacturing(5) Applications(6) Summary
JSa / 070207 v2.2 p.22Copyright © 2011 Heptagon
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Diffractive optics and micro-opticsby Heptagon since 1990‘s
JSa / 070207 v2.2 p.23Copyright © 2011 Heptagon
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Reflowable lens moduleOptical axis
Lens A Cr A ApertureIR filter
Glass 1
Plastic spacer 1
Plastic spacer 2
Glass 2
CMOS Sensor
Lens B
Lens C
Lens D
Cr C Aperture
Lens yard
JSa / 070207 v2.2 p.24Copyright © 2011 Heptagon
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CIF+ lens modules (singlets)
footprint: 1.7× 1.7 mm
TTL 2.7 mm
Injection molded barrel & mount (reflowable LCP material)
MTF yield on wafers >98%
2,000 lenses per wafer
Sensor with 3.6-um pixel
Volume production since 2006
JSa / 070207 v2.2 p.25Copyright © 2011 Heptagon
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No-focus VGA lens modulesVGA doublet
VGA singlet
TTL: 2.1 mmfootprint: 2.4 × 2.4 mm
• No-focus: no adjustment of focal length after assembly (no barrel&mount needed)
• Includes IR cut-off filter, apertures, baffle and stand-off for assembly without extra holder
• Mechanical dimensions optimized for direct mounting (semi-wafer-level assembly) on TSV sensors
• Optical resolution meets typical specs for primary and secondary VGA cameras (1/10” and 1/13”)
• Image quality at least on par with glass or injection molded lens systems
TTL: 1.7 mmfootprint: 2.4 × 2.4 mm
JSa / 070207 v2.2 p.26Copyright © 2011 Heptagon
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No-focus 2 MPix lens modules
• 2-wafer solution for entry level 2 MPix cameras
• No-focus: no adjustment of focal length after assembly (no barrel&mount needed)
• Includes IR cut-off filter, apertures, baffle and stand-off for assembly without extra holder
• Mechanical dimensions optimized for direct mounting (semi-wafer level assembly) on TSV sensors
• Image quality comparable to glass molded lenses (2G)
• No AR coating on lenses required
TTL: 3.3 mmfootprint: 4.2 × 4.2 mm
JSa / 070207 v2.2 p.27Copyright © 2011 Heptagon
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Fresnel Lens Heptagon Lens
Cos
met
ics
Per
form
ance
LED flash lenses
Normalized irradiance as a function of x and y position
x position [mm]
y po
sitio
n [m
m]
-500 0 500
-600
-400
-200
0
200
400
6000.2
0.4
0.6
0.8
1
1.2
1.4
1.6
1.8
2
Heptagon's LED flash lens based on micro-optics has better visual appearance
higher efficiency at lower heightshigher uniformity and irradiance control
JSa / 070207 v2.2 p.28Copyright © 2011 Heptagon
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WLO for data communication• Heptagon is changing the industry paradigm by offering replicated wafer-
level micro-optics as a low-cost alternative to etched fused silica components
• Possibility to fabricate refractive and diffractive micro-optics in a single technology step
• Possibility to include high-reflection and anti-reflection coatings• Telcordia compatible
JSa / 070207 v2.2 p.29Copyright © 2011 Heptagon
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Summary WLO is cost-effective high-volume production method Diffractive optics and refractive micro-optics enable
sophisticated, but miniaturized (flat/small height and small footprint) control and modification of light
Easy pre and post processing (e.g., metal and thin-film coatings) in wafer-level for miniature optics
Stacking wafers with spacer wafers allows manufacturing of thousands of more complicated optical systems in parallel
Mechanical features, like alignment pins, enable accurate passive alignment
Heptagon’s WLO is Telcordia proven, lead-free reflow compatible, and RoHS compliant
Heptagon is already manufacturing tens of millions of optics components in applications like, CMOS imaging, LED lighting, and optical data communication
JSa / 070207 v2.2 p.30Copyright © 2011 Heptagon
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deliv
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Thank you!
Jyrki SaarinenSan Jose, [email protected]. (415) 624-4343