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What Have We Learned From The ELGAN Study?
The ELGAN Study Investigators
Neonatology Update February 23, 2014
• The speaker, Michael O’Shea, MD, no financial relationships to disclose or Conflicts of Interest to resolve. Any real or apparent conflicts of interest related to the content of this presentation have been resolved.
• This presentation will not involve discussion of unapproved or off-label, experimental or investigational use of a drug.
Outline – ELGAN Study
• Background • Methods • Primary results
– Perinatal inflammation and brain dysfunctions – Antecedents and correlates of perinatal
inflammation – “Two hit” model of brain damage
• Future directions • Possible clinical implications
Infection and Perinatal Brain Damage
Chorioamnionitis associated with increased risk of cerebral palsy Sepsis associated with increased risk of neurodevelopmental impairment in extremely low birth weight infants Inflammation-related proteins (eg., TNF-α) are elevated in chorioamnionitis and sepsis Inflammation-related proteins are elevated in children who subsequently develop cerebral palsy
Shatrov JG et al. Obstet Gynecol 2010; 116:387-392; Stoll BJ et al. JAMA. 2004;292:2357-2365; Romero et al. AJOG 1992; 166:1576-87; Nelson KB et al. Ann Neurol 1998; 44:665-675
Systemic Inflammation
White Matter Damage
Perinatal Infection
Neurologic Disabilities
Chemokines Cytokines
Adhesion Molecules
Growth factors; anti-inflammatory
cytokines; hormones
Objective: to evaluate the hypothesis that perinatal inflammation contributes to structural and functional brain disorders in Elgans
ELGAN (extremely low gestational age newborn) Study
Study Design
• Multi-site longitudinal cohort (14 U.S. hospitals) • Gestational age < 28 weeks • Enrollment: April 2002 – August 2004
Exposure measures • Inflammation-associated biomarkers • Infection-associated biomarkers
Outcomes • Neonatal: WMD on head ultrasound scans
Perinatal infection / inflammation
WMD on HUS
2-year outcomes
Adverse biomarker
profile
10-year outcomes
The ELGAN Study
• 2 years: Bayley scales (MDI & PDI), CP, microcephaly, autism risk (MCHAT) • 10 years: neurological, cognitive & behavioral deficits, neuroimaging, autism & ASD
* The precise number of women approached is not available, but is estimated to be 260 more than the number enrolled.
Onderdonk et al. AJOG 2008; 198:e1-e7
Demographics Percent or Mean (range)
Age in years 28 (13-47)
Race White 55 Black 32 Asian 3 Native American 1 Mixed 4 Other 7 Hispanic 13
Medicaid eligible 44
% with IVH among those with and without WML
020
4060
80P
erce
nt w
ith in
trave
ntric
ular
hem
orrh
age
23-24 wks 25-26 wks 27 wksGestational age (weeks)
with WMLwithout WML
ELGAN Investigators
Findings
Exposures White matter injury on US
Micro-cephaly
Cerebral Palsy
Maternal infections
Placental micro-organisms Placental histology
Neonatal sepsis/NEC Neonatal blood proteins
+ - +/-
+ + +
+ +/- + +/- + +
+ + +
Results Exposures Attention problem Very low MDI
Maternal infections
Placental micro-organisms Placental histology
Neonatal sepsis/NEC Neonatal blood proteins
- - + -
- -
+/- +
+ +
Leviton A et al. Cytokines 2011; 53:66-73
Gestation age (weeks)
protein 23-24 25-26 27
IL-1β 72 (0, 463) 48 (0, 234) 37 (0, 218)
IL-6 28 (6, 698) 23 (5, 21) 16 (5, 153)
TNF-α 69 (11, 240) 54 (17, 180) 42 (11, 126)
IL-8 51 (12, 265) 40 (12, 171) 28 (9, 101)
CRP 11 (1, 243) 8 (1, 225) 6 (1, 119)
Developmental Regulation of Inflammation: Median levels (10-90th percentiles) on day 1
Possible Initiators of Inflammation Maternal pre-pregnancy overweight or obesity (among infants born to mothers with preeclampsia or for fetal indications)
Possible Initiators of Inflammation • Maternal pre-pregnancy obesity (among those
born to mothers with preeclampsia or for fetal indications)
• Pregnancy disorders associated with spontaneous indications for delivery (PPROM, PTL, abruption, cervical insufficiency)
Possible Initiators of Inflammation • Maternal pre-pregnancy obesity (among those
born to mothers with preeclampsia or for fetal indications)
• Pregnancy disorders associated with spontaneous indications for delivery (PPROM, PTL, abruption, cervical insufficiency)
• Fetal growth restriction
Possible Initiators of Inflammation • Maternal pre-pregnancy obesity (among those
born to mothers with preeclampsia or for fetal indications)
• Pregnancy disorders associated with spontaneous indications for delivery (PPROM, PTL, abruption, cervical insufficiency)
• Fetal growth restriction • Intra-uterine microorganisms
Organisms and Neonatal Inflammation
• Bacterial vaginosis-associated species (G. vaginalis, P. bivia, anaerobic Streptococcus, and Peptostreptococcus) associated with elevations of cytokines, adhesion molecules, CRP, SAA, MPO
• Placenta-derived Lactobacillus associated with lower likelihood of neonatal inflammation Fichorova RN et al. mBio 2(1):e00280-10. doi:10.1128/mBio.00280-10
Possible Initiators of Inflammation • Maternal pre-pregnancy obesity (among those
born to mothers with preeclampsia or for fetal indications)
• Pregnancy disorders associated with spontaneous indications for delivery (PPROM, PTL, abruption, cervical insufficiency)
• Fetal growth restriction • Intra-uterine microorganisms/placental
inflammation • Neonatal infections (sepsis; NEC)
Neonatal infections and inflammation
• Early bacteremia associated primarily with elevations of inflammation-related proteins in first week
• Late bacteremia associated primarily with elevations of inflammation-related proteins on days 7 and/or 14
Leviton A et al. Acta Paediatr 2011; 101:355-359
Possible Initiators of Inflammation • Maternal pre-pregnancy obesity (among those
born to mothers with preeclampsia or for fetal indications)
• Pregnancy disorders associated with spontaneous indications for delivery (PPROM, PTL, abruption, cervical insufficiency)
• Fetal growth restriction • Intra-uterine microorganisms/placental
inflammation • Neonatal infections (sepsis; NEC) • Mech. ventilation and blood gas abnormalities
Do Inflammation-related Protein Levels Provide Additional Risk Information
beyond Neonatal Illnesses?
Patterns of Early Respiratory Function among ELGANs
FiO2 on
group days 3-7 day 14
Low FiO2 always < 0.23 ≤ 0.25
Pulmonary deterioration
< 0.23 on 1+days > 0.25
Early and persistent dysfunction
≥ 0.23 on all days > 0.25
Laughon M et al. Pediatrics 2009;123(4):1124-31.
Risk factor Multivariate Odds ratio*
BW Z score < -1 27 SNAP ≥ 30 3.3 Mechanical ventilation 1.5 Surfactant 0.2 Analgesics in weeks 2-4 3.4 Pulmonary interstitial emphysema 17
Risk Factors for Chronic Lung Disease Among Infants with Low FiO2 in the First 14 Days
*Adjusted for all risk factors listed Abbreviations: BW – birth weight; SNAP – Score for Acute Neonatal Physiology
Laughon M I et al. Pediatrics 2009;123(4):1124-31.
outcome Odds ratio* males females
MDI < 70 1.4 2.6 PDI < 70 2.6 3.2 Head circum. Z score < -2 5.0 3.2
Birth weight < 10th percentile for GA and the Risk of Adverse Outcome at 24 months
*Adjusted for gestational age, multi-fetal gestation, preeclampsia, fetal indication for delivery, and route of delivery Abbreviations: GA- gestational age; MDI – Mental Development Index; PDI – Psycho- motor development Index
Stremish IG et al. Early Human Development 2012; 88: 765-771
IUGR sensitizes immature brain to postnatal inflammation
• Small for gestational age used as indicator of fetal growth restriction
• Postnatal inflammation defined as a concentration of an inflammation-related protein in the top quartile that persisted or recurred in the first 2 weeks
Leviton A et al. Peds Res 2013; 73:362-370
Lee JW et al. J Maternal Fetal Neonatal Med 2013.
Risk Factors for ROP as a Function of Initiator of Preterm Delivery
ELGAN Study: What have we learned?
• Perinatal inflammation is associated with brain structural and functional abnormalities later in life
• Associations stronger with recurrent/persistent inflammation than single-day inflammation
• Prenatal growth restriction appears to sensitize the fetal brain and retina to subsequent inflammation-related damage
ELGAN Study: What have we learned?
• Developmental regulation of inflammation-related proteins
• Antecedents/correlates of perinatal inflammation include: – Microorganisms in the placenta – Placental/umbilical inflammation – Early and late bacteremia – Intestinal injury – Mechanical ventilation and blood gas extremes
Future Directions – ELGAN-2
Evaluate the hypothesis that perinatal inflammation is associated at age 10 years with:
• Cognitive impairment • Epilepsy • Attention deficit • Autism spectrum disorders • Altered brain structure, assessed with MRI
Possible Implications for Prevention
• Neonatal factors that can initiate an inflammatory response already are targets for prevention: • Mechanical ventilation and blood gas
abnormalities • Sepsis • NEC and isolated intestinal perforation • Intraventricular hemorrhage
Possible Implications for Prevention
• Prenatal factors influence neonatal inflammatory responses
• Can these prenatal factors be modified to decrease inflammation and improve neonatal outcome? • Pre-pregnancy maternal obesity • Fetal growth restriction • Inflammation related to intra-uterine microbes
Interventions to Modulate Inflammation
• Therapeutic hypothermia • Glucocorticoids and indomethacin • Probiotics • Melatonin (Imperial College; ClinicalTrials.gov
identifier: NCT00649961) • N-acetyl cysteine (Yale; NCT00397735) • Stem cell therapy • Erythropoietin
↓ Inflammation ↓ Neuronal apoptosis ↓ Oligodendrocyte injury ↓ Oxidative injury ↓ Nitric oxide toxicity ↓ Glutamate toxicity ↑ Iron utilization
↑ BDNF ↑ Neurogenesis ↑ Oligodendrogenesis ↑ Glial cell proliferation ↑ Angiogenesis
Protective Growth Factor
Reviewed in: McPherson and Juul, Int J Dev Neurosci 26 (1), 103 (2008).
Non-hematopoietic Effects of Epo
Preterm Epo Neuroprotection Trial (PENUT Trial)
A randomized, placebo-controlled, 940-subject, phase-III clinical trial of
erythropoietin for the neuroprotection of extremely low gestational age neonates
(ELGANs)
Acknowledgements
• Principal Investigator for ELGAN-1: Alan Leviton, Children’s Hospital, Boston, MA
• Principal Investigator for ELGAN-2: Karl Kuban, Boston Medical Center, Boston, MA
• NINDS Program Scientist: Deborah Hirtz • 1249 participating families
Robert Dillard, Medical Director Ann Smith, NNP David Lambert, NNP Gina Lambert, NNP Corey Seidel, NNP Tiffany Martin, NNP
Melatonin Augments Hypothermia Neuroprotection in Perinatal Asphyxia Model
• Reduced markers of proton magnetic resonance spectroscopy indicators of ischemic injury
• Reduced indicators of apoptosis in the thalamus, internal capsule, putamen and caudate
• Reduced cytoxic microglial activation in the cortex
Robertson NJ et al. Brain 2013: 136; 90–105
Melatonin Augments Hypothermia Neuroprotection in Perinatal Asphyxia Model
• Melatonin-augmented hypothermia significantly reduced the hypoxic–ischaemic-induced increase in the
• area under the curve for proton magnetic resonance spectroscopy lactate/N-acetyl aspartate and lactate/total creatine ratios in
• the deep grey matter. Melatonin-augmented hypothermia increased levels of whole brain 31P magnetic resonance spectroscopy
• nucleotide triphosphate/exchangeable phosphate pool. Correlating with improved cerebral energy metabolism, TUNEL-positive
• nuclei were reduced in the hypothermia plus melatonin group compared with hypothermia alone in the thalamus, internal
• capsule, putamen and caudate, and there was reduced cleaved caspase 3 in the thalamus. Although total numbers of microglia
• were not decreased in grey or white matter, expression of the prototypical cytotoxic microglial activation marker CD86 was
• decreased in the cortex at 48 h after hypoxia–ischaemia.
Multivariate odds ratio Outcome Oxygen at
36 wks Ventilator at 36 wks
MDI < 55 1.1 1.2 quadriplegia 1.6 5.7 diplegia 2.1 4.2 hemiplegia 2.7 1.2
Chronic Lung Disease and Developmental Outcome
Abbreviations: MDI – Mental Development Index
Laughon M et al. 2009; 124:637-648; Van Marter LJ et al. Arch Dis Child Fetal Neonatal Ed 2011 96: F20-F29
Hypoxia-Ischemia and Brain Dysfunctions in ELGANs
• Measures: – Score for Acute Neonatal Physiology (SNAP) – Low blood pressure – Blood gas extremes
• What do these assess: – Immaturity (paucity of endogenous protectors)? – Respiratory illness severity? – Hypoperfusion? – Inflammation?
Association of SNAP in highest decile for gestational age with indicators of brain injury
outcome MDI < 55 ventriculomegaly 2.3 echolucency 1.6 MDI < 55 2.0 PDI < 55 1.8
Dammann O et al. Neonatology 2010; 97:71-82
Data are odds ratios adjusted for gestational age
Abbreviations: SNAP – Score for Acute Neonatal Physiology; MDI – Mental Development Index; PDI – Psychomotor Development Index
Blood Pressure Variables
• Low blood pressure: – Mean blood pressure in lowest quartile for
gestational age – Mean blood pressure lower than gestational age
• Labile blood pressure: Highest quartile for quantity (highest mean arterial pressure minus lowest arterial pressure)
• Vasopressor: dopamine or dobutamine
Logan W et al. J Perinatology 2011; 31:524-534; Logan W et al. Arch Dis Child Fetal Neonatal Ed 2011; 96:F321-328
0
10
20
30
40
MDI < 70 PDI < 70 CP
BP lowBP normal
% o
f chi
ldre
n
Blood Pressure in Lowest Quartile for GA and Developmental Delay in ELGANs
05
101520253035
MDI < 70 PDI < 70 CP
BP lowBP normal
% o
f chi
ldre
n
Labile Blood Pressure and Developmental Delay in ELGANs
Logan W et al. J Perinatology 2011; 31:524-534; Logan W et al. Arch Dis Child Fetal Neonatal Ed 2011; 96:F321-328
0
10
20
30
40
MDI < 70 PDI < 70 CP
vasopressorno vasopressor
% o
f chi
ldre
n
Vasopressor Treatment and Developmental Delay in ELGANs
Logan W et al. J Perinatology 2011; 31:524-534; Logan W et al. Arch Dis Child Fetal Neonatal Ed 2011; 96:F321-328
Blood Gas Extremes
• First 3 postnatal days: – Lowest pH – Highest and lowest PaO2
– Highest and lowest PaCO2
• Extreme values: lowest or highest quintile
Leviton A et al (manuscript under review)
Blood gas quartile → Lowest PO2 (mm Hg)
Postnatal day → 1 2 3
Gestational age (wks) ↓
23-24 36 40 41
25-26 39 42 42
27 38 42 43
Leviton A et al (manuscript under review)
Blood Gas Extremes for ELGAN Cohort
Blood gas quartile → Highest PO2 (mm Hg)
Postnatal day → 1 2 3
Gestational age (wks) ↓
23-24 175 105 113
25-26 164 108 107
27 159 98 102
Leviton A et al (manuscript under review)
Blood Gas Extremes for ELGAN Cohort
Blood gas quartile → Lowest PCO2 (mm Hg)
Postnatal day → 1 2 3
Gestational age (wks) ↓
23-24 25 30 32
25-26 27 33 33
27 26 33 34
Leviton A et al (manuscript under review)
Blood Gas Extremes for ELGAN Cohort
Blood gas quartile → Highest PCO2 (mm Hg)
Postnatal day → 1 2 3
Gestational age (wks) ↓
23-24 69 72 67
25-26 63 68 62
27 60 59 58
Leviton A et al (manuscript under review)
Blood Gas Extremes for ELGAN Cohort
Blood gas quartile → Lowest pH
Postnatal day → 1 2 3
Gestational age (wks) ↓
23-24 7.12 7.11 7.13
25-26 7.17 7.15 7.16
27 7.20 7.20 7.20
Leviton A et al (manuscript under review)
Blood Gas Extremes for ELGAN Cohort
Blood Gas Extremes and the Relative Risk of Cranial Ultrasound Lesions (ORs*)
Ultrasound Abnormality Blood gas extreme Ventriculomegaly Echolucency Lowest PaO2 1.9 1.1 Highest PaO2 1.2 1.0 Lowest PaCO2 0.9 0.5 Highest PaCO2 2.5 1.4 Lowest pH 2.7 1.9
Leviton A et al. (manuscript under review)
*Odds ratios adjusted for gestational age; conception assistance, maternal fever during pregnancy, NSAID use during pregnancy, birth weight Z-score < -1, delivery for preeclampsia or fetal indications, recovery of Mycoplasma from the placenta and thrombosis of fetal stem vessels in the placenta
Blood Gas Extremes and the Relative Risk of Cerebral Palsy (ORs*)
Cerebral palsy Blood gas extreme Quadriplegia Diplegia hemiplegia Lowest PaO2 2.3 1.2 1.5 Highest PaO2 1.1 1.7 0.7 Lowest PaCO2 1.1 1.2 2.8 Highest PaCO2 1.6 0.7 5.9 Lowest pH 1.3 1.8 4.7
Leviton A et al. (manuscript under review)
*Odds ratios adjusted for gestational age; conception assistance, maternal fever during pregnancy, NSAID use during pregnancy, birth weight Z-score < -1, delivery for preeclampsia or fetal indications, recovery of Mycoplasma from the placenta and thrombosis of fetal stem vessels in the placenta
Blood Gas Extremes and the Relative Risk of Adverse Developmental Outcomes (ORs*)
Adverse developmental outcome Blood gas extreme MDI < 70 PDI < 70 Microcephaly Lowest PaO2 1.6 1.5 1.3 Highest PaO2 0.9 1.0 1.0 Lowest PaCO2 1.2 1.0 1.9 Highest PaCO2 1.7 1.7 1.8 Lowest pH 1.4 1.3 1.4
Leviton A et al. (manuscript under review)
*Odds ratios adjusted for gestational age; conception assistance, maternal fever during pregnancy, NSAID use during pregnancy, birth weight Z-score < -1, delivery for preeclampsia or fetal indications, recovery of Mycoplasma from the placenta and thrombosis of fetal stem vessels in the placenta
ELGAN Algorithm for Diagnosis and Classification of Cerebral Palsy
• Algorithm to derive cerebral palsy diagnoses from individual neurological exam items
• Empiric evidence that epidemiology differs across cerebral palsy subtypes
• Classification of ultrasound findings
ELGAN Algorithm for Diagnosis and Classification of Cerebral Palsy
Kuban KCK et al J Pediatr 2008; 153:466-472
Co-occurrence of Cerebral Palsy and other developmental impairments (data are column
percents)
Quadriplegia (n=64)
Diplegia N=37)
Hemiplegia (n=19)
none
GMFCS ≥ 2 76 8 11 0.3
MDI < 70 72 34 58 22
PDI < 70 93 62 63 25
M-CHAT + 76 30 44 18
microcephaly 42 8 21 8
Kuban KCK et al. J Pediatr 2008; 153:466-472
Risk Factors for and Cerebral Palsy Diagnoses
Risk factors Cerebral palsy subtype quadriplegia diplegia Hemiplegia
> 1 micro-organisms in placenta
2 5 1
Data are adjusted odds ratios Kuban KCK et al. J Child Neurol 2009; Van Marter LJ et al. ADC-FN edition 2010
Risk Factors for and Cerebral Palsy Diagnoses
Risk factors Cerebral palsy subtype quadriplegia diplegia Hemiplegia
> 1 micro-organisms in placenta
2 5 1
Echolucency 24 5 29 Ventriculomegly 17 6 17
Data are adjusted odds ratios Kuban KCK et al. J Child Neurol 2009; Van Marter LJ et al. ADC-FN edition 2010
Risk Factors for and Cerebral Palsy Diagnoses
Risk factors Cerebral palsy subtype quadriplegia diplegia Hemiplegia
> 1 micro-organisms in placenta
2 5 1
Echolucency 24 5 29 Ventriculomegly 17 6 17 Severe BPD 6 4 1
Data are adjusted odds ratios Kuban KCK et al. J Child Neurol 2009; Van Marter LJ et al. ADC-FN edition 2010
Risk Factors for and Cerebral Palsy Diagnoses
Risk factors Cerebral palsy subtype quadriplegia diplegia Hemiplegia
> 1 micro-organisms in placenta
2 5 1
Echolucency 24 5 29 Ventriculomegly 17 6 17 Severe BPD 6 4 1 >3 inflammation proteins elevated
2 3 4
Data are adjusted odds ratios
Kuban KCK et al. J Child Neurol 2009; Van Marter LJ et al. ADC-FN edition 2010; Kuban KCK et al. J Child Neurol 2013