william p johnson financial disclosure report for 2010

8/3/2019 William P Johnson Financial Disclosure Report for 2010

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AO IO ]R e v . 1 / 2 0 1 1 FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 201 0Report Required by the Ethicsin Government Act of 1978

(5 U.S.C. app. f f 101-111)

I. ] e r s o a R e p o r t i n g ( l a s t n a m e . , f i r s t , m i d d l e i n i t i a l )Johnson, Wil l iam P.

4. Title (Artiie lll jndges Indicate active or senior status;magistrate judges indicate full- or part- tlme)U . S , D is t r i c t J u d g e

C h am b e r s or Offict AddressU. S. District Court333 Lomas Blvd . , NW, #640Albuque rque , NM 87102

2. Court or OrganizationD is t ri c t C o u r t - New M ex ico

5) - Report Type (check app rop ri~ te ~ype)] Nomination, D a t ~[] Initial [] A~nual [] Final

3 . D n t e o f R e p o r t08/12/2011

6. Report ing Period01/01/2010

to12/31/2.010

5b. [] Amended Repot~On the basis of the information contained In thls Report lid anymodifications pertaining thereto, it i~, in my opl~on, in compliancewith appl|cable laws and regula t ions .

Reviewing Officer Date

L ~ I P O R T A N T N O T E S : T h e i n st ru a i on s accompan)~ng this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P O S I T I O N S . r s ,~ o , a ,g i ,a.~d.to.ty; , . . ~ 9. t3 o /~,~ ~ . . , ~ o , , ~D (No reportable positions.)ONE

POSITIONI. Conservalor2. Board M ember , V ice Pres iden t o f Prog rams

N A M E O F O R O A N I Z A T I O N i E N T I T YEstate # IGrea t Sou thwes t Council , Boy Scou ts o f A meri ca

N O N E ( N o reportable agreements.)DATE P A R T I E S A N D T E R M S

1. 2010 NM Sta te Emp loyees Pens ion Fund ; pens ion a t age 64; no con t ro l2.3.


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t la gJohnson, W i l liam P.

Date of R e p o r t08/12/2011

I I I. N O N - IN V E S T M E N T I N C O M E . tRepor~n~ i .~ , .~du~ .ndspo~e; se , pp . tZ-24 of filing im~ueaon&)A. Fi lers Non- Inves tment Income

N O N E (N o reportable non- inves tment income. )DATE SOURCE AND TYPE INCOME

(yours, not spouses)

1 .2010 U NM La w S c hoo l - t e a c h i ng $2 ,656.002.

4.

B . S p o u s e s N o n - I n v e s t m e n t In c o m e - rf you ,~re married during an),por~ion of the reporting ~,ear, complete this section.(Dollar amount not required except for h onorariaO

~ (N o reporta b le in com e.)ONE non- inves tment

1 .20102 .20103.4.

DATE SOURCE AND TYPEState of New Mexico, ret i rement pensionSelf employed consul tant in the juveni le jus tice f ield

I V . R E I M B U R S E M E N T S -~...spo.o,io~.( Includes those to spouse and d ependent chi ldren: see pp . 2J-27 of f i l ing ins truct ions . )

N O N E ( N o reportable re imbursements . )SOURCE DATES LOCATION

1 .2.3.4.

5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

I Name of Person ReportingJohnson, W i l l i am P .

Date of R e p o r t08/I 2/2011

~-~ N O N E ( N o reportable gifts.)SOURCE DESCRIPTION

I.2.3.4.

5.

VALUE

NONE (No reportable liabilities.)CREDITOR DESCRIPTION

!, C h a s e credit card/u~secured loan2. Ed Financial S t u d e n t l o a n f o college3, N M B a n k & T c u s t unsecured line ofcredit4.5.

VALUECODEJJK


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FINANCIAL DISCLOSURE REPO RTPage 4 o f 7

Name of Person Rep ~r tingJohnson , W i l l i a m P .

Date of Repor t0 8 / 1 2 / 2 0 1 1

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , , c o , ,, ~ ,o ~ , ,e . , ,. ,, ,, o ~ / o ,, , (lnclsdt, thos~ of spouse and aependrnt children: seepp. 34-60of filing instrucdon~)NONE (No reportable income, assets, or transactions.)

A. B. C. D.I X - s c r i p t i o n o f A s s e t s Incom e during G r~ss value at end Transactions during reporting period

(including txust assets) r e p o r t i n g p , . -- r i o d of reporting period( I ) { 2 ) ( I ) ( 2 ) ( 1 ) ( 2 ) ( 3 ) ( 4 )

Place "(X)" after each asset A m o m a t T y p e ( e . g ., V alue V alue T y p e ( e . g . , D a T e Value Gain I d e n t i t y o fexempt from prior di .~losur~ C O d I d i v . , r e n t . Code 2 Method buy, sell , mm/dd/yy Cod 2 Code I buyer/seller(A-H) o r i n t . ) { J - P ) Code 3 redemption) ( J - P ) (A-H) ( i f p r i v a t e

( Q -W ) t r a n s a c t i o n }

I. Wells Fargo Bank (check ing accounts)2. Pershing, LLC, (IRA cu stodian)3. NFS/FMTC, (IRA custodian4. -Prime Capital Reserves Fund (moneym a r k e t )5. - -Apache Co W com stock6. -Chevron Corp corn stock7. -Coca Cola corn stock8. -Exxonmobile corn Slock9. - -Ford M otor Co. com stock

1 0 . - r F r ee p o r t M c M o r a n I n c . c o r n s t o c kI I. -K imos s Go ld Corp corn s tock1 2 . - -Peabody Ener. com. stock1 3 . - - P f i z e r ln c c o r n s t o c k1 4 . : - P r o c t o r & G a m b l e c . s to c k1 5 . --Proshares R Shrt Russell 2000

1 6 . --Proshares Tr Short Dow 30 Prosha res1 7 . --Proshares Tr Short S&P 500 Proshares

D Interest I: j

A

A

A

A

A

A

A

A

Dividend

Dividend

DividendDividend

DividendNone

DividendDividendDividend

Dividend

Dividend

None

None

JJ

J

JJJ

J

TClosedO p e n

T O p e nTTTTTT

S o l dTTTT

TSold

0 7 / 1 ~ 1 0

0 7 1 1 2 / 1 0~ 0 7 / 1 2 / I 0

112/27/10 i

01/29 /10

IL

L

J

A

A i

1. Income Gala Coda; A *$1.0~O or le~ B =$1 . 00 t - 52 . 500 C =$2.501 -(S~: Columns BI and D4) F -$50,001 - $100.000 G ~ $|0~ .0~ 1 - $1.000.f~ X } I ll =$1.0OO.001 -

2. Value Codes J =$15.000 o less K -$15.flO | - $50.000 L -$50 . 001 -(See Columns CI and D3| N ~$25 0,00 | - SS00,0~ O =$500.1~1 - $1.000.000 Pl ~$1,000.001 -

P) = $25. (~0,~1 - $50.000.000 P4 =Mote ~an $50,000,0003 Vmlu M cthod Codes Q ~ App rmsal R -Cost [Real Estal.t - Only) S =Assessment(See Column C2) U -B~ x~ k Vah~ V =Ol h( t W ~ E ~ , a im a t e d

E =$15.001 . $50.000


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FINANCIAL DISCLOSURE REPORTPage 5 o f 7

N a m e o f P e r s o n R e p o r t in gJohnson, W i l liam P.

D a t e o f R e p o r t0 8 1 1 2 1 2 0 1 L

V I I. I NV E S T M E N T S a n d T R U ST S[~ NONE (No reportable income, assets, or transactions.)

D ~ : r i p t i o n o f As se t ~ I n c o m e d u r i n g(including trot ~.~.) ~ing

O) (2)Place "(X)" a~ ~ch ~et ~t T)~e (e.g.,

(A-~ or in t . )

G r o ss v a l u e a t e n do f r~l~rting ~riod{I )

V a l u e V al u eC o d e 2 M e th o d

( J- P ) Cod e 3lO -w)

O)Type (e.g..buy . se l l ,

t ~ d e m p t i o n )

Tt~ns~c t iuns d ~ a n n g r ,vp~rting l ~ r i o d

(2) (3) (4) (5 )D a t e Value Gain ldemity of

m m/d d/y y Co de 2 C o d e 1 buyer /sel l~( J - P ) (A-H) ( i f p r i , , a t e

~ a n ~ c f i o n )

1 8 . . -S lree t t racks Go ld TR SH S (GLD)1 9 . Custodial Account #1

20 . -American Cent. Select Fund

21 , Estate #1 (Conservatorship)22 . - -Bank o f A meri ca (var ious accoun ts)23 . - B a nk o f A m e r i r a, c e r l i f l c at e s o f de l x ~ s it24. -Rental Property #1, Albuquerque, NM

25. -Real Estate Contract

None

A I Dividend !

G Interest

E Interes t

D Rent

B Distribution

S o l d(part)

T ~

TT i Matured

Ww

1 2 1 2 7 / 1 0 !

0 2 1 1 0

J A

K A

I . Ine tnne G a in C o d ~ : A =$1,000 or less B =$ | ,001 - $ 2 . 5 0 0 C =52,501 - $5,00~ D =$5,001 - $15.000t Se e Co ha n.m B I a nd D4 ) F =I 50 .0 01 - $ 10 0.0 00 G *$100.0Ot - $1.000.000 tl l =$ | .000.0OI - $5.000 .000 1 1 2 = M e * t - th a n $ 5 . 0 0 0 . 0 0 0

2 . Valm: C o d e s J =515.0~O ~" k ~s K --$15.001 - $50.0~O L =$50.001 - $100.000(Sce Columns CI and O3] N = $ 2 5 0 , 0 0 1 - $ 5 0 0 . 0 1 3 0 O =S500,001 - $I.000.000 P I = $I ,( X )O ,0 Ol - $5 ,0 00 ,0 ~ 3 P 2 =$ 5 .0 ~ O. 0~ I - 1 2 5. 0~ 0 ,0 00

P3 =$25.0~O.001 - $50.000.000 P4 ~.More than $50.t300.0003 Vah. ~ M e thy l Cod e s Q = Ap~ a t s~ l R " ~ S o ~ t ( R e a l E s t a t e , O n l y l S =A.~~smcnt T = Cash M~k l(See Cc4man C2) U =Book Value V =O~her W -E~ t i mate d

E =$ 15 . 0 0 1 - $ $ 0 , 0 0 0


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

N~me of P~r~oa Repor~|n~ D ~ * e o t R e p o r ~Johnson , W i l li a m P . 08/12,:2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Part I, Line I : Cou~ appointed Conser,ator~ .....................No compensation.Part VII. Investments and Trusts:- -Lines 2 and 3: In July 2010, the broker who manages the IR A accou nt changed brokerage f irms so fective 7/12/10, Pershing, LLC ceased to be IRA custodianand National Financial Services/Fidelity M anagement Trust Co. (NFS/FMTC) became the ne w IRA cuslodian. All assets in the IRA on 7/12/10 were transferredfrom Pershing, LLC to NFS/FMTC.--Line 4: Prime Capital Reserves Fund is a money market fund where all cash proceeds within the IRA are held. This money mark et fund f luctuates based oni n c o m e s u c h a s d i v i d e n d s f r o m s t o c k s i n th e I R A a n d a s s e t p u r c h a s e s a n d a s s e t s a le s i n a n d o u t o f t h e I R A a c c o u n t .


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FINANCIAL DISCLOSURE REPORTPage 7 of 7

N a m e o 1 " P e r s o n R e p o r ti n gJohnson, Wi l l iam P.

Date of Report0 8 / 1 2 ~ 0 1 1

IX. CERTIFICATION.l c e r t i f y tha t a l l i n f o rm a t i on g i ve n a b ove ( i nc l ud i ng i n f o rm a t i on pe r t a i n i ng to m y spouse a nd m i no r o r de pe nde n t c h i l d re n , i f a ny) iga c c u ra t e , t rue , a nd c om pl e t e to the b e s t o f m y k nowl e dge a nd b e l i e f , a nd tha t a ny i n f o rm a t i on no t r e po r t e d wa s wi thhe l d b e c a use I t m e t a pp l i c a b l e s t a tu to ry

p rov i s i ons pe rm i t t ing non - d i sc l o su re .I f u r t h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e I nc om p l i a nc e wi th the p rov i s i ons o f 5 U.S .C. a pp . 50 1 e L se q . , 5 U.S .C. 73 53 , a nd Jud i c i a l Con f e re nc e re gu l a t i ons .

Signature._.__

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S. C. a pp . 1 0 4 )

Comm it tee on Financ ia l Disc losureAd minis t ra tive O f f ice o f the Uni ted Sta te s Cour t sSui t e 2 -301One Colum bus Circ le , N .E.W ashington, D.C. 20544

william p johnson financial disclosure report for 2010

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