Online Companion for

“Abraham Charnes and W. W. Cooper (et at.): A BriefHistory of a Long Collaboration in Developing Industrial

Uses of Linear Programming”

Operations ResearchVolume 50, Number 1, January-February 2002

William W. Cooper

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WILLIAM W. COOPERPROFESSIONAL BIOGRAPHY

Foster Parker Professor of Finance and Management, and Phone: (512) 471-1822Nadya Kozmetsky Scott Centennial Fellow at the IC2 Institute FAX: 512-471-3937The University of Texas at Austin Email: cooperw@mail.utexas.eduCBA 4.202 Graduate School of BusinessAustin, Texas 78712-1170

EDUCATION AND DEGREES

1938 A. B. Economics, University of Chicago

1940-42 Ph.D requirements completed except for thesis.No degree - Graduate School of Business Columbia University

1970 Doctor of Science - honorary, Ohio State University

1976 Master of Arts - honorary, Harvard University

1982 Doctor of Science - honorary, Carnegie-Mellon University

1995 Doctor Honoris Causa-University of Alicante (Spain)

HONORS AND AWARDS

1940-41 University Fellow, Columbia University

1941-42 Special Scholar, Columbia University

1945 Co-Recipient (with E. L. Kohler) American Institute of Accountants Award for the year's most significant andvaluable article on an accounting subject. (This was the first such award ever given.)

1956 Fellow, Econometric Society

1958-59 Ford Distinguished Research Professor Carnegie Institute of Technology

1962-63 Ford Foundation Faculty Fellowship

1963 Fellow, American Association for the Advancement of Science

1979 Quantitative Planning and Control -- Essays in Honor of William Wager Cooper on His 65th Birthday, Yuji Ijiriand A. Whinston, eds. (New York: Academic Press, 1979).

1982- William W. Cooper Professorship--Chair established by Carnegie-Mellon University with O. A. Davis as firstoccupant.

1982 Co-Recipient (with A. Charnes and R. Duffin) of John von Neumann Theory Prize awarded jointly by TheInstitute of Management Sciences and Operations Research Society of America

1983 Nadya Kozmetsky Scott Centennial Fellow, IC2 Institute The University of Texas at Austin

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1984 Award for Outstanding Research Contributions, Graduate School of Business, The University of Texas at Austin

1986 American Accounting Association Distinguished International Visiting Lecturer in Accounting

1986 Professional Achievement Citation of the University of Chicago Alumni Association

1986 U.S. Comptroller General Award for Significant Contributions to the U.S. General Accounting Office as aMember of Research and Education Advisory Committee 1970-1986

1987 Award for Research Excellence, Graduate School of Business, The University of Texas at Austin

1988 Distinguished Visiting Faculty Member, American Accounting Association Doctoral Research Consortium, LakeTahoe City, June, l988

1988 Distinguished Service to Auditing Award by Auditing Section of American Accounting Association

1988 Auditing Section, American Accounting Association Award for serving as Founding Editor of Auditing: AJournal of Practice and Theory

1988 William W. Cooper Fellowships established at The University of Texas Graduate School of Business

1989 William W. Cooper Fellowships awards initiated by Carnegie Mellon University School of Urban & PublicAffairs (Now the H.J. Heinz, III School of Public Policy and Management)

1989 Naming of Auditorium in honor of William W. Cooper by Carnegie Mellon University Graduate School ofIndustrial Administration

1990 Elected to Hall of Fame, Graduate School of Business, The University of Texas at Austin

1990 Designated Outstanding Accounting Educator by American Accounting Association

1991 Notable Contributions to the Accounting Literature Award from the Governmental and Nonprofit Section of theAmerican Accounting Association "for his work in the area of Data Envelopment Analysis"

1991 Appointed as Erskine Fellow to lecture to students and faculty at University of Canterbury, Christchurch, NewZealand, and other universities and government agencies during the month of June, 1991.

1992 Appointed as Distinguished Visiting Professor under IBM (Japan) sponsorship to present a course in SystemsScience and Management Information Systems in June 1992 at the School of International Politics, Economicsand Business at Aoyama Gakuin University in Tokyo and, again, in June, 1993.

1993 Creative and Innovative Approaches to the Science of Management, a volume in honor of Wm. W. Cooper on his75th birthday, edited by Yuji Ijiri (New York: Quorum Books).

1993 Bill and Ruth Cooper and Their Friends, a book containing a collection of testimonials in honor of Bill and RuthCooper, edited by Yuji Ijiri (Pittsburgh: Carnegie-Mellon University Press, 1990)

1995 Elected to Accounting Hall of Fame

1995 Fellow, Alicante University [Alicante, Spain] Science Faculty

1996 Distinguished Alumnus, Carnegie-Mellon University

1997 Omega Rho Distinguished Lecturer, Dallas Meetings of INFORMS, October 1997

1997 PMS Blackett Memorial Lecturer, November, 1997 meetings of British Operational Research Society

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1998 William W and Ruth F. Cooper Professorship established by Carnegie Mellon University in its H.J. Heinz III,School of Public Policy and Management

2002 Lifetime Contributions to Management Accounting Award from the Management Accounting Section of theAmerican Accounting Association. (This was the first such award ever given.)

ACADEMIC CAREER

1944-46 Instructor in Economics, University of Chicago

1946-68 Assistant Professor, Associate Professor and Professor of Economics and Management Science, GraduateSchool of Industrial Administration, Carnegie-Mellon University

1968-75 Dean, School of Urban and Public Affairs Carnegie-Mellon University

1975-77 University Professor of Public Policy and Management Science Carnegie-Mellon University

1977-82 Research Professor of Public Policy and Management Science, School of Urban and Public Affairs,Carnegie-Mellon University (on leave)

1975-80 Arthur Lowes Dickinson Professor of Accounting, Harvard University Graduate School of BusinessAdministration

1980-85 Foster Parker Professor of Management, Finance and Accounting, Graduate School of Business, TheUniversity of Texas at Austin

1983- Nadya Kozmetsky Scott Centennial Fellow in the IC2 Institute at The University of Texas at Austin

1986-88 Professor of Management and Accounting and Acting Chairman, Management Science and InformationSystems Department, Graduate School of Business, The University of Texas at Austin

1988-93 Professor of Management, Accounting, and Management Science and Information Systems, GraduateSchool of Business, The University of Texas at Austin

1993- Foster Parker Professor of Finance and Management (Emeritus)

OTHER

1938-40 Research Assistant to Comptroller, Tennessee Valley Authority, on assignment to deal with costallocation report to U.S. Congress and to develop new types of program audits for municipal and regionalactivities programs of TVA, 1938-39. Internal auditor 1939-40.

1942-44 Principal Economist, U.S. Bureau of the Budget. In charge of work on accounting statistics and relatedaspects of programs for war procurement programs, price control, production allocations and relatedeconomic studies.

1946 Special Assignment to Chair Federal Government Interagency Committee on Program for PostwarCorporate Financial Statistics, U.S. Bureau of the Budget.

1949-50 Assistant to Comptroller, Economic Cooperation Administration on special assignment to establish priceanalysis section and end-use audit programs for Marshall Plan.

1950 to Consultant to more than 200 companies and governmental agencies in areas dealing with modelingmanagement and social problems, systems analysis, etc.

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MEMBERSHIP IN PROFESSIONAL SOCIETIES

1. Econometric Society (Fellow, 1956-)

2. The Institute of Management Sciences (President) 1953-54

3. Associate Editor, Management Science (Theory) l955-l968

4. Associate Editor, Management Science (Applications) l966-1976

5. Departmental Editor for Public Policy, Management Science l968-l975

6. Operations Research Society of America (Fellow) l956-

7. Associate Editor, Operations Research l957-l968

8. Associate Editor, Naval Research Logistics Quarterly l958-l975

9. Member of Editorial Board, Omega l976-1993

10. Advisory Editor, Operations Research Letters l980-

11. American Association for the Advancement of Science (Fellow) l963-

12. American Society for Public Administration (President, Pittsburgh Chapter) l974-75

13. Accounting Researchers International Association (Fellow) l976- (President) l986

14. Editor in Chief, Auditing: A Journal of Practice and Theory l979-l982

15. American Accounting Association (Book Review Editor, The Accounting Review l940-42, Council Member,l980-83; Member of Publications Committee, l984-86; Director of Publications and Chairman of PublicationsCommittee, l987-1989; Member of Executive Committee, l987-1989)

16. Member Editorial Board, Research in Governmental and Nonprofit Accounting 1992-

17. Member Editorial Board, Socio-Economic Planning Sciences, 1993-

18. Member Editorial board, Omega, 1995-

19. Member Editorial Board, European Journal of Operational Research 1990-

CIVIC ACTIVITIES

1. City of Pittsburgh, member of Mayor's Commission to Study Home Rule for Pittsburgh, 1968-1970

2. Allegheny County, member of Human Services Study Commission and member of Special Planning and ProgramEvaluation Task Force, 1973-74

3. U.S. General Accounting Office, Educator-Consultant, 1969-86

4. Member, U.S. Office of Education Site Visit Team, National Assessment of Education Center, 1974

5. Member, State of Pennsylvania Governor's Council of Economic Advisers, 1974-76

6. Member, State of Pennsylvania Economics Task Force, Governor's Science Advisory Committee, 1974-76

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7. Member, National Science Foundation, Task Force to Evaluate International Institute of Applied SystemsAnalysis, Vienna, 1978

8. Appraisals of Proposed Ph.D. Programs in Business Administration and Systems Sciences at Queens University(1971) and McMasters University (1978) for Province of Ontario (Canada) Council of Graduate Studies

9. National Planning Association, Advisory Committee for National Goals Accounting Project Task Force, member,1968-74, Chairman, 1974-76

10. Member, PAMRAN National Academy of Sciences Committee to Advise U.S. Office of Naval Research 1983-l988

11. Member Board of Visitors, School of Urban and Public Affairs, Carnegie-Mellon University, 1985-1993

12. Member Carnegie Mellon University Advisory Board for The H.J. Heinz III School of Public Policy andManagement 1992-

MEMBERSHIP IN HONORARY SOCIETIES

1. Phi Beta Kappa (Liberal Arts), University of Chicago, 1938-

2. Pi Mu Epsilon (Mathematics), Carnegie-Mellon University, 1950-

3. Beta Alpha Psi (Business), Pennsylvania State University, 1962-

4. Phi Kappa Phi (Liberal Arts), Carnegie-Mellon University, 1969-

5. Omega Rho (Operations Research National Honorary Society), 1997, Honorary Member.

BIBLIOGRAPHY

BOOKS AND MONOGRAPHS

1. Introduction to Linear Programming (New York: John Wiley and Sons, 1953) with A. Charnes and A.Henderson. Translated into Chinese, 1959; (Akad. Nauk SSR, 1960); and Japanese (Patorio, Tokyo, 1964).

2. Management Models and Industrial Applications of Linear Programming, 2 vols., with A. Charnes (New York:John Wiley and Sons, Inc., 1961). Translated into Czechoslovakian 1965-66, Vol. I and 1967, Vol. II.

3. New Perspectives in Organization Research (New York: John Wiley and Sons, Inc., 1964) ed. with H. J. Leavittand M. Shelly.

4. "Urban Issues," Special issue of Management Science (16, No. 12, August 1970), edited and with an introductionby W. W. Cooper to articles by M. C. Branch, C. M. Eastman, N. Johnson, K. O. Kortanek, F. Collins, F. J. Carr,M. E. Keane, N. E. Terleckyj and M. Hoffenberg.

5. Studies in Budgeting, (Amsterdam: North Holland Press, 1971) Coeditor with R.F. Byrne, A. Charnes, O.A.Davis, Dorothy Gilford.

6. "Urban Issues, II," Special issue of Management Science (19, No. 4 Dec. 1972) Part II edited and with anintroduction by W.W. Cooper to articles by A. Charnes, G. Kozmetsky, T. Ruefli, N. Johnson and S. Ward, D. B.Hertz and M. J. Flax, O. A. Davis and F. H. Rueter, Judith Lave and S. Leinhardt, R. P. Lutz, M. D. Devine, H. J.Kunin and C. Smith, J. M. Chaiken and R. C. Larson.

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7. Studies in Manpower Planning (Washington: Office of Civilian Manpower Management, U.S. Department of theNavy, 1972) with and A. Charnes and R. Niehaus.

8. "Management Science, Ecology and the Quality of Life," Special issue of Management Science, (19 No. 10, June1973). Coeditor with A. Charnes and G. Kozmetsky. Preface by A. Charnes, W.W. Cooper and G. Kozmetsky toarticles by H.A. Simon, Allen V. Kneese, Neil Jacoby, George B. Dantzig, Michael A. Duggan and also articlesjointly authored by A. Charnes, W. W. Cooper and G. Kozmetsky, and by A. Charnes, C. Colantoni, W.W.Cooper and K. O. Kortanek.

9. "Management Science Approaches to Manpower Planning and Organization Design," (North Holland PublishingCo., 1978) Vol. 8 of Studies in the Management Sciences edited in collaboration with A. Charnes and R. J.Niehaus.

10. Eric Louis Kohler -- Accounting's Man of Principles (Reston,VA: Publishing Co., 1978). A memorial volume,edited with Y. Ijiri. Preface by W.W. Cooper and Y. Ijiri with Chapters by Andrew Barr, Carman Blough, KarneyBrasfield, N. C. Churchill, W. W. Cooper, W. Frese. M.J. Gordon, Y. Ijiri, R.K. Mautz, S. Nakasian, Joseph Pois,Gary Previts, Jerry Stone and H.F. Taggart.

11. Development of a System of Equal Employment Opportunity Human Resources Planning Models, (San Diego:Navy Personnel Research and Development Center Monograph, 1979), with A. Charnes, K. Lewis and R. J.Niehaus.

12. E. L. Kohler: A Collection of His Writings--1919-1975, (Atlanta: The Academy of Accounting Historians, 1979)Ed. with Yuji Ijiri and G. Previts.

13. Kohler's Dictionary for Accountants, 6th Ed. (Englewood Cliffs, N.J., Prentice-Hall Inc. 1983). Ed. with YujiIjiri.

14. Creative and Innovative Management--Essays in Honor of George Kozmetsky. Ed. with A. Charnes (Cambridge,MA, Ballinger, Inc., 1984).

15. Data Envelopment Analysis: Theory, Methodology and Applications (New York: Kluwer Academic Publishers,1994). Ed. with A. Charnes, A. Lewin and L. Seiford. Translated into French, 1997. Translated into Japanese,1998. Opening chapters translated into French and published in La Méthode DEA (Paris: Hermes SciencePublishers, 1999). P.Y. Badillo and J. Paradi, eds.

16. New Directions in Computational Economics, (Dordrecht, The Netherlands: Kluwer Academic Publishers, 1994)Co-editor with A. Whinston.

17. Extensions and New Developments in DEA. Special issue, The Annals of Operations Research Vol. 66(Amsterdam. J.G. Baltzer AG, Scientific Publishing Co., 1996) Co-editor with R.G. Thompson and R.M. Thrall.

18. IMPACT: How IC2 Research Affects Public Policy and Business Practice. A volume honoring GeorgeKozmetsky's receipt of the National Medal of Technology from President Clinton on Sept. 30, 1993. (Westport,Conn. Quorum Books, 1997) W.W. Cooper, D. Gibson, F. Phillips, S. Thore and A. Whinston, eds.

19. New Approaches to Evaluating the Performances of Financial Institutions. Special Issue, European Journal ofOperational Research 98, 1997. (Amsterdam: Elsevier Science Publishing Co., 1997) Co-Editor with A.N.Berger, P.L. Brockett and J.T. Pastor.

20. Evaluating Performances for Activities in Pacific Rim Countries, Special issue, Omega, 26, No. 2, 1998. Co-editor with T. Sueyoshi and K. Tone.

21. Data Envelopment Analysis: A Comprehensive Text with Uses, Example Applications, References and DEA-Solver Software. (Norwell, Mass: Kluwer Academic Publishers, 1999.) With L. Seiford and K. Tone.

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22. New Approaches to Measures of Efficiency in DEA, Journal of Productivity Analysis 13, 2, 2000 Co-editor withC.A.K. Lovell.

ARTICLES, REVIEWS, ETC.

JOURNAL ARTICLES AND ARTICLES OR CHAPTERS IN BOOKS OR PROCEEDINGS.

1. "The Yardstick of Public Utility Regulation," Journal of Political Economy, LI, No.3, June, 1943, pp. 258-262.

2. Drafted report of the Committee on Capital Gains Taxation of the National Tax Association. Proceedings, 1938.

3. "Costs, Prices and Profits -- Accounting in the War Program," The Accounting Review, July, l945, pp. l-42. WithE.L. Kohler (awarded the American Institute for Accountants prize for the most valuable article on an accountingsubject, 1945).

4. "Financial Statistics" in Government Statistics for Business Use, P. Hauser and W.R. Leonard, eds. (New York:John Wiley and Sons, Inc., 1946).

5. "Some Implications of a Program for Full Employment and Economic Stability," Political Science Quarterly,LXIII, 2, June 1948, pp. 230-256.

6. "Statistical Use of Accounting Information in Federal Economic Policy Formation," The Accounting Review,XXIII, 3, July 1948.

7. "Social Accounting: An Invitation to the Accounting Profession," The Accounting Review. XXIV, 3, July, 1949,pp. 233-264. With Everett Hagen, Irwin Friend and Morris Copeland.

8. "Theory of the Firm: Some Suggestions for Revision," American Economic Review, XXXIX, 6, Dec., 1949, pp.1204-1222.

9. "Use of Index Numbers in the Adjustment of Financial Statements," Bulletin of the Illinois Society of CertifiedPublic Accountants, XIII, No. l, 1950, pp. 15-23.

10. "A Proposal for Extending the Theory of the Firm," Quarterly Journal of Economics, LXV, No. 1, Feb. 1951, pp.87-109.

11. "Blending Aviation Gasolines -- A Study in Programming Interdependent Activities in an Integrated OilCompany," Econometrica, 20, No. 2, April 1952, pp. 135-159. With A. Charnes and B. Mellon

12. "A Rule for Optimization in New Item Production," Proceedings, 2nd Annual Logistics Research Conference,George Washington University -- Office of Naval Research 1952, (Washington: U.S. Dept. of Commerce Officeof Technical Service, Identification No. PB 124271) with A. Charnes.

13. "Linear Programming and Profit Preference Scheduling for a Manufacturing Firm," Journal of OperationsResearch Society of America, Vol. l, No. 3, May 1953. With A. Charnes and Donald Farr and Staff of MethodsEngineering Council. Republished in E. Bowman and R. Fetter, Industrial Operations Research (Richard D. Irwin,Dec., 1957).

14. "The Status of Social Accounting and National Income Statistics in Countries Other than the United States," TheAccounting Review, April, 1953. With John Crawford.

15. "Transportation Scheduling," Proceedings of a Conference on Operations Research in Marketing, Case Instituteof Technology, 1953. With A. Charnes.

16. "Silhouette Functions of Short-run Cost Behavior," Quarterly Journal of Economics, LXVIII, February 1954, pp.131-150. With A. Charnes.

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17. "Una Facile Esposizione Attorno Ai Fini Della Programmazione Lineare" (An Easy Description of the Scope ofLinear Programming) L'Industria, Rivista Di Economia Politica 3, 1954, pp. 421-427 with A. Charnes.

20. "Programming and Sensitivity Analysis in an Integrated Oil Co.," Econometrica, 22, No. 2 April 1954, pp. 193-217. With A. Charnes and B. Mellon.

19. "Linear Programming," Scientific American, Vol. 191, No. 2, August 1954, pp. 21-23. With A. Charnes.Republished in Mathematical Thinking in Behavioral Science (San Francisco: W.H. Freeman & Co.,1948,...,1979). Republished in Mathematics in the Modern World, Also titled Mathematics, An Introduction to ItsSpirit and Use (San Francisco: W.H. Freeman & Co., 1979). Also published in Readings from ScientificAmerican with an introduction by Morris Kline.

20. "The Stepping Stone Method for Explaining Linear Programming Calculations in Transportation Problems,"Management Science, I, No. 1, October 1954, pp. 49-69. With A. Charnes.

21. "Research and Practice in Statistical Applications to Accounting Auditing and Management Control," TheAccounting Review, XXX, No. 2, April 1955, pp. 221-229. With R. M. Trueblood.

22. "Optimal Estimation of Executive Compensation," Management Science I, No. 2, January 1955, pp. 138-151.With A. Charnes and R. O. Ferguson.

23. "Cost Accounting," an article in Encyclopedia Britannica. With R. M. Trueblood.

24. "A Model for Optimizing Production by Reference to Cost Surrogates," Econometrica, 23, No. 3, July 1955, pp.193-217. With A. Charnes and B. Mellon.

25. "A Constrained Game Formulation of Advertising Strategies," Econometrica, 22, No. 3, October 1954, p. 511.With A. Charnes.

26. "Operations Research," Cost and Management, XXIX, No. 5, May, 1955, pp. 180-196. With R. M. Cyert.

27. Economic Research in Business Behavior and Models of the Business Firm, Papers and Proceedings, 67thAnnual Meeting of the American Economic Association, December, 1954.

28. "Generalizations of the Warehousing Model," Operational Research Quarterly, Vol. 6, No. 4, December 1955,pp. 131-172. With A. Charnes.

29. "Such Solutions Are Very Little Solved," Operations Research 3, l955, pp. 345-346. With A. Charnes.

30. "Commentary on Modigliani and Sauerlender, Expectations and Plans of Firms in Relation to Short-TermForecasting," Conference on Forecasting, National Bureau of Economic Research, 1955. With H. A. Simon.

31. "Non Linear Power of Adjacent Extreme Point Methods in Linear Programming," Econometrica, 25, No. 1,January 1957, pp. 132-153. With A. Charnes.

32. "Linear Programming," Mathematics in Management, Norman Davids, ed. (The Pennsylvania State University,1955). With A. Charnes.

33. "Cost Horizons and Certainty Equivalents: An Approach to Stochastic Programming of Heating Oil by theHorizon Method," Management Science, 4, No. 3, April 1958, pp. 235-263. With A. Charnes and G. H.Symonds.

34. "Methods and Tools of Operations Research," a symposium with with R. Ackoff, et al., Chemical EngineeringProgress, January-April 1951. With A. Charnes.

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35. "Management Models and Industrial Applications of Linear Programming," Management Science, 4, No. 1,October 1957, pp. 38-91. With A. Charnes. Republished in A. Lemke, et al., Readings in Management.Republished in G.P.E. Clarkson , ed., Managerial Economics (Penguin Modern Economics, 1968), later translatedinto Spanish and published by Editorial Tecnicos, Madrid, Spain, l969.

36. "Application of Linear Programming to Financial Budgeting and the Costing of Funds," The Journal of Businessof the University of Chicago, XXXII, No. l, January, l959, pp. 20-46. With A. Charnes and M. Miller, (winner of2nd place , McKinsey Foundation Award, 1959). Republished in (1) Ezra Solomons, ed., The Management ofCorporate Capital (Glencoe: The Free Press, 1961). (2) Victor L. Andrews and Pearson Hunt, eds., FinancialManagement: Cases and Readings (Homewood, Il., Richard D. Irwin, Inc., 1967). (3) Chas. A. D'Ambrosio andL. Arder, Corporation Finance. (4) Edward Mock Financial Decision Making (International Textbook Company,1967).

37. "Operations Research and Economics," in a joint symposium with Charles Hitch, William J. Baumol, MartinShubik, T. C. Schelling, Stefan Valavanis and Daniel Ellsberg. The Review of Economics and Statistics, XL, No.3, August 1958, pp. 195-229.

38. "The Theory of Search, Optimum Distribution of Effort," Management Science, 5, No. 1, October 1958, pp. 44-50. With A. Charnes.

39. "Dynamic Models and Sub-Dual Methods," Naval Research Logistics Quarterly 8, No. 1, March 1961, pp. 1-23.With A. Charnes and Merton Miller.

40. "Nonlinear Networks and Convex Programming Over Incidence Matrices," Naval Research Logistics Quarterly 5,No. 3, September, 1958. With A. Charnes.

41. "The Use of Model Types in Some Operations Research Studies," Operations Research Conferences (Ann Arbor:The University of Michigan, 1958). With A. Charnes.

42. "Extremal Principles for Simulating Traffic Flows over a Network of City Streets," Proceedings of the NationalAcademy of Sciences 44, No. 2, February, 1958) pp. 201-204. With A. Charnes.

43. "The Strong Minkowski-Farkas-Weyl Theorem for Vector Spaces Over Ordered Fields," Proceedings of theNational Academy of Sciences 44, No. 9, September, 1958 pp. 914-916. With A. Charnes.

44. "Some Uses of Model Prototypes in an Operations Research Study," California Management Review I, No.3,Spring, 1959, pp. 79-96. With A. Charnes .

45. "Chance Constrained Programming," Management Science, October 1959, pp. 73-79. With A. Charnes.

46. "On Some Theorems of L. V. Kantorovich, J. R. Isbell and W. H. Marlow," Research report, ONR CarnegieInstitute of Technology Project on Planning and Control of Industrial Operations, November 1958.With A.Charnes. See also 50, below.

47. "On the Theory and Computation of Delegation Models: K-Efficiency, Functional Efficiency and Goals,"Proceedings of TIMS 6th Annual International Conference (London: Pergamon Press, 1960). With A. Charnes.

48. "The Double Reverse Method," ONR - Carnegie Institute of Technology Project on Planning and Control ofIndustrial Operations, November 1958. With A. Charnes.

49. "Mixing Routines for a Class of Coupled Models," ONR - Carnegie Institute of Technology Project on Planningand Control of Industrial Operations, May 1959. With A. Charnes.

50. "Normal Deviates and Chance Constraints," Journal of the American Statistical Association 57, No. 297, March1962, pp. 134-148. With A. Charnes.

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51. "On Some Works of Kantorovich, Koopmans and Others," Management Science 8, No. 3, April 1962, pp. 246-263. With A. Charnes.

52. "Systems Evaluations and Repricing 'Theorems," Management Science 9, No. 1, October 1962, pp. 33-49. WithA. Charnes.

53. "An Experimental Approach to Ascertaining the Effects of an Audit," ONR - Carnegie Institute of Technology,Project on Planning and Control of Industrial Operations, October, 1960. With N. C. Churchill.

54. "The Current State of Managerial Economics," Proceedings of the American Economics Association, LI, No. 2,May 1961. Translated into Spanish as "Estado Actual de le Economia de la Direccion," pp. 37-87 in LAECONOMIA EN 1962, Sr. Pedro Mayor, ed., (Madrid: Aguilar, 1962). Also republished in Lloyd R. Amey ed.,Studies in Decision (London: Sweet and Maxwell, Inc.)

55. "Deterministic Equivalents for Different Objectives in Chance Constrained Programming," ONR - CarnegieInstitute of Technology Project on Planning and Control of Industrial Operations, December 1960. With A.Charnes. Extended and published as item 72.

56. "Management Science and Management," documented talk before the Esso Research Club, February 1956.Revised and published in 57.

57. "Some Implications of the Newer Analytic Approaches to Management," California Management Review IV, No.l, Fall, 1961, pp. 51-64. (Winner of the 1961-62 McKinsey Foundation Award.)

58. "Note on Transient Patterns in Costs and Aspirations," ONR Report No. 82, May 1961, Carnegie Institute ofTechnology, Project on Planning and Control of Industrial Operations. With J. D. Savvas.

59. "Constrained Generalized Medians and Linear Programming Under Uncertainty," ONR Research Memo No. 9,July 1961 (Evanston: Northwestern University and Pittsburgh: Carnegie Institute of Technology). With A.Charnes and G. L. Thompson. Revised and published as item 100.

60. "Extensions to a Theorem of Clark." Revised and replaced by 61. With A. Charnes and G. L. Thompson.

61. "Some Properties of Redundant Constraints and Extraneous Variables in Programming Models," OperationsResearch 10, No. 5, September-October 1962, pp. 711-723. With A. Charnes and G.L. Thompson.

62. "Multicopy Traffic Network Flows," Theory of Traffic Flow, Robert Herman, ed. (Amsterdam: ElsevierPublishing Co., 1961). With A. Charnes.

63. "Some Problems and Models for Time-Phased Transport Requirements," Naval Research Logistics Quarterly 7,No. 4, December 1960, pp. 533-544. With A. Charnes.

64. "Budgeting and Planning Media Schedules," ONR - Carnegie Institute of Technology, Planning and Control ofIndustrial Operations, November 1961. With A. Charnes. Published in American Association of AdvertisingAgencies, 1961, Papers from 1961 Regional Conventions, "Mathematical Programming for Better MediaSelections" by C. W. Wilson, A. Charnes, W. W. Cooper, D. Learner, M. Godfrey, H. D. Manloveg and D. B.Lucas."

65. "A Network Interpretation and a Directed Sub-Dual Algorithm for Critical Path Scheduling," Journal ofIndustrial Engineering, July-August 1962, XIII, No. 4, pp. 213-218. With A. Charnes.

66. "Breakeven Budgeting and Programming to Goals," Journal of Accounting Research, 1, No. 1, 1963. With A.Charnes and Y. Ijiri. Republished in Management Planning and Control: Mathematical Models, John LeslieLivingstone, ed. (New York: McGraw-Hill Book Co., Inc., 1969). Republished in Anton, Firmin and Grove,eds., Contemporary Issues in Accounting (Houghton-Mifflin, Inc., 1977).

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67. "Duality, Haar Programs and Finite Sequence Spaces," Proceedings of the National Academy of Sciences, 48, No.5, May 1962, pp. 783-786. With A. Charnes and K. O. Kortanek.

68. "Programming with Linear Fractional Functionals," Naval Research Logistics Quarterly 9, Nos. 3 and 4,September-December 1962, pp. 181-186. With A. Charnes.

69. "Management Science and Managing." Illinois University Quarterly Review of Business 2, No. 2, May 1962, pp.7-15. With A. Charnes.

70. "Duality in Semi-Infinite Programs and Some Works of Haar and Caratheodory," Management Science, 9, No. 2,January 1963, pp. 209-228. With A. Charnes and K. Kortanek.

71. "Effects of Auditing Records: Individual Task Accomplishments and Organization Objective," in NewPerspectives in Organization Research, (New York: John Wiley & Sons, Inc., 1964) ed. by W. W. Cooper, H.J.Leavitt and M. Shelly. With N. C. Churchill. Reprinted in Wm. M. Evan, ed., Organizational Experiments(New York: Harper & Row, 1971).

72. "Deterministic Equivalents for Optimizing and Satisficing under Chance Constraints," Operations Research 11,No. 1 January-February 1963, pp. 18-39. With A. Charnes. Republished in Economic Models: Estimation andRisk Programming: Essays in honor of Gerhard Tintner, K. Fox, J. K. Sengupta, and G.V.L. Narasimham, eds.(New York: Spring-Verlag, 1969).

73. "Critical Path Analysis via Chance Constrained and Stochastic Programming," ONR Research Memo No. 101,July 1962 published in Operations Research 12, No. 3, May-June 1964, pp. 460-470. With A. Charnes and G. L.Thompson.

74. "Optimizing Engineering Designs under Inequality Constraints," ONR Memo No. 64, Northwestern University -Carnegie Tech Research Report, August 1962, Cahiers de Centre d'Etudes de Recherche Operationelle, 6, No. 4,1964, pp. 181-187. With A. Charnes.

75. "Report of the Management Accounting Committee," The Accounting Review XXXVII, No. 3, July 1962, pp.523-537 with Neil E. Harlan, Leon E. Hay, Gardner Jones, G. Kenneth Nelson, W. Keith Weltmer and Wilber G.Haseman (Chairman).

76. "A Duality Theory for Convex Programs with Convex Constraints," Math Bulletin Vol 68, No. 6, Sept. 1962, pp.783-786. With A. Charnes and K. O. Kortanek.

77. "Management Mathematics and Engineering Designs," Proceedings of the Second Conference on EngineeringDesign Education (Los Angeles: University of California, Department of Engineering and EngineeringExtension, Sept. 5, 6, 7, 1962). With A. Charnes and E. Schatz.

78. "On Making Models," Research report with A. Charnes. February 1963. See also 85.

79. "Chance Constrained Studies for Linear Programming Under Undercertainty, Part One: Constrained GeneralizedMedians and Two-Stage Problems with General Linear Structure," ONR Research Memo No. 106 (Pittsburgh:Carnegie Institute of Technology and Evanston: Northwestern University, Dec.1962). See 100, below.

80. "Chance Constrained Studies for Linear Programming under Uncertainty, Part Two: Linear Decision Rules andGeneral K-Stage Problems," ONR Research Memo No. 106 (Pittsburgh: Carnegie Institute of Technology andEvanston: Northwestern University, Dec. 1962).

81. "Characterizations by Chance-Constrained Programming," Recent Advances in Mathematical Programming, R.Graves and P. Wolfe, eds. (New York: McGraw Hill, Inc., l963) with A. Charnes and G. L. Thompson, pp. 113ff.

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82. "Auditing and Audits Per Se in Field and Laboratory Contexts," Management Controls: New Directions in BasicResearch, C. Bonini, R. Jaedicke and H. Wagner, eds. (New York: McGraw Hill, Inc., 1964) with N. C.Churchill and T. Sainsbury. Reprinted in W. J. Burns and Don T. DeCoster, eds., Accounting and Its BehavioralImplications, (New York: McGraw-Hill Book Co., 1969), pp. 245-258.

83. "Commentary on Basic Research in Organization Controls," Proceedings of a Conference on Basic Research inOrganization Control, Stanford University, March 1963. Subsequently published in C. Bonini, R. Jaedicke andH. Wagner, eds., Management Controls: New Directions in Basic Research (New York: McGraw-Hill, 1964).

84. "Constrained Extremization Models and Their Use in Developing System Evaluation Measures," Views onGeneral Systems Theory, M. D. Mesarovic, ed., (New York: John Wiley and Sons, Inc., 1964) Proceedings of the2nd Systems Symposium at Case Institute of Technology, April 4-5, Cleveland, Ohio, 1963. With A. Charnes.Translated into Russian with Slovak title (Obushaja teorija sistem) by Ustredne Ekomicka Kniunica, 1967.

85. "Elements of a Strategy for Making Models in Linear Programming," Systems Engineering Handbook, R. E.Machol, W. P. Tanner, Jr., and S. Alexander, eds. (New York: McGraw Hill Book Co., Inc., 1965). June 1963.With A. Charnes. Subsequently published in French, Japanese and Russian translations.

86. "Experiments in Using a Management Game for Courses in Auditing and in Operations Research," The CarnegieTech Management Game, W. R. Dill, et. al., eds. with N. C. Churchill and R. M. Trueblood.

87. "DEMON: Decision Mapping via Optimum Go-No Networks: A Model for New Products Marketing." Julyl963. Management Science, 12, No. 11, July 1966, pp. 865-877. With A. Charnes, J.K. DeVoe and D. B.Learner.

88. "Preface and Introduction" to New Perspectives in Organization Research," with H.J. Leavitt and M. Shelly,August, 1963.

89. "Profiles of the Profession, 1975" Testimony before the Long Range Objectives Committee, AICPA, November,1962.

90. "A Multiple-Objective Chance Constrained Programming Approach to Cost Effectiveness," ProceedingsNAECON, (Dayton, Ohio: National Aeronautical Electronics Conference, May, 1964). With A. Charnes, G.Kozmetsky and L. Steinman.

91 A Note on the 'Fail-Safe' Properties of the Generalized Lagrange Multiplier Method," Operations Research, 13,No. 4, July-August, 1965, pp. 674-677. With A. Charnes.

92. "On Representations of Semi-Infinite Programs Which Have No Duality Gaps," ONR Research Memo No. 96(Evanston: Northwestern University and Pittsburgh: Carnegie Institute of Technology, April, l964). ManagementScience l2, No. 1, Sept., 1965, pp. 113-l2l. With A. Charnes and K. O. Kortanek.

93. "Absolute Deviations and Constrained Regressions," A Preface to D. Hildebrand's translation of M. Ch. J. de laVallee Poussin, "On the Method of Minimum Approximation," Annales de la Societe Scientifique de Bruxelles,35, Part II, 1911, pp. 1-16, contained in ONR Research Memo No. 136. (Evanston: Northwestern University andPittsburgh: Carnegie Institute of Technology, July, 1964). With A. Charnes and D. Hildebrand.

94. "A Field Study of Auditing as a Mechanism for Organizational Control," ONR Research Memo No. 126(Pittsburgh: Carnegie Institute of Technology, Management Sciences Research Group, June 1964) TheAccounting Review, XL, No. 4, Oct., 1965, pp. 767-781, also in J. R. Lawrence, ed., Operational Research andthe Social Sciences (London: Tavistock Publications Ltd., 1966). With N. C. Churchill.

95. "DEMON, Mark II: An Extremal Equations Approach to New Product Marketing," Management Science, TheorySeries, 14 No. 9, May 1968 pp. 513-524. With A. Charnes, J. K. DeVoe and D. B. Learner.

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96 Chance Constrained Programming and Related Approaches to Cost Effectiveness," Management Science - ONRResearch Report No. 39 (April l6, l965) Proceedings of the DOD Logistics Research Conference Vol. ll-7, May26-28, 1965, Warrenton, Va. With A. Charnes and G. L. Thompson.

97. "DEMON, Mark II: Extremal Methods of Solution and Approximation" ONR Memo No. 122 Systems ResearchGroup, Northwestern University and ONR Memo No. 40 Management Sciences Research Group, CarnegieInstitute of Technology, May, 1965. With A. Charnes, J. K. DeVoe and D. B. Learner. Management Science,Theory Series l4, No. ll, July, l968, pp. 682-691

98. "Data, Modeling and Decisions," ONR Memo No. 127, Systems Research Group, Northwestern University andONR Memo No. 43, Management Sciences Research Group, Carnegie Institute of Technology, June, 1965.Subsequently published in New Directions in Marketing, F. E. Webster, Jr., ed., (Chicago: American MarketingAssociation, June, 1965). With A. Charnes.

99. "Constrained Generalized Medians and Hypermedians as Deterministic Equivalents for Two-Stage LinearPrograms under Uncertainty," Management Science, 12, No. 1, September 1965, pp. 83-ll2. With A. Charnes andG. L. Thompson.

100. "DEMON: A Management Model for Marketing New Products," Management Sciences Research Report No. 52,Carnegie Institute of Technology and Systems Research Memorandum 138, Northwestern University, September,l965. With A. Charnes, J. K. DeVoe and D. B. Learner. California Management Review, Fall l968, XI, No. l, pp.31-46. First prize l968-69, McKinsey Award. Reprinted in Management Decision Making, L. A. Welsch and R.M. Cyert, eds. (Baltimore, Penguin Books, Ltd., 1970). Reprinted in Product Management, P. Law, C. Weinberg,P. Doyle and K. Simmons, eds. (London: Harper & Row European Marketing Series, 1975). Translated intoSpanish and published in Cuadernos de Planificacion Empresarial y Marketing.

101. "Management Sciences and Management--Some Requirements for Further Developments," Carnegie Institute ofTechnology, Management Sciences Research Report No. 53, and Northwestern University Systems ResearchMemorandum No. 144. With A. Charnes, Management Science 13, No. 2, October, 1966, pp. C-3-C-9.

102. "Accounting and Analytical Methods and Simulation of the Firm Through a Budget Computer Program." This isan invited review article on two books by R. Mattesich and P. Zitlau. The Accounting Review XLI, No. l, January,1966, pp. 201-205.

103. "Structural Sensitivity Analysis in Linear Programming and an Exact Product Form Left Inverse," Pittsburgh,Carnegie Institute of Technology, Management Sciences Research Report No. 62, and Evanston, NorthwesternUniversity, Systems Research Memo 141, Dec. 15., 1965. Naval Research Logistics Quarterly 15, No. 4, Dec.,1968, pp. 517-522. With A. Charnes.

104. "Semi-Infinite Programming, Differentiability and Geometric Programming, Part I: With Example Applicationsin Economics and Management Science," Management Science Research Report No. 65 and Evanston,Northwestern University Systems Research Memo 148, Dec., 1965. Revised for publication in R. S. VarmaMemorial Volume, Journal of Mathematical Sciences 6, 1971, pp. 19-40, with A. Charnes and K. O. Kortanek.

105. "Semi-Infinite Programming, Differentiability and Geometric Programming, Part II," Pittsburgh, ManagementSciences Research Report No. 74 and Evanston, Northwestern University Systems Research Memo No. l50,April, l966. With A. Charnes and K. Kortanek. Aplikace Mathematicky, Praha, Czechoslovakia; Mathematickyustav ceskoslovenske academie ed. Praha 2, Zitna 28, Czechoslovakia. Vol. 14 (l969) No. l, pp. l5-22.

106. "Comments on the Use of Accounting in Internal Decision Making," Pittsburgh, Management Sciences ResearchReport No. 75 and Evanston, Northwestern University Systems Research Memorandum No. 151. With A.Charnes. Published in T. J. Burns, ed., The Use of Accounting in Decision Making (Columbus, Ohio: College ofCommerce and Administration, The Ohio State University, 1967).

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107. "A Convex Approximant Method for Non-Convex Extensions of Geometric Programming," Pittsburgh,Management Sciences Research Report No. 76 and Evanston, Northwestern University Systems ResearchMemorandum No. 152, May 5, 1966. Proceedings of the National Academy of Sciences 56, No. 5, pp. 1361-1364, Nov. 1966. With A. Charnes.

108. "Simulation, Optimization and Evaluation of Systems of Traffic Networks," Pittsburgh, Carnegie Institute ofTechnology, Management Sciences Research Report No. 77 and Evanston, Northwestern University ResearchMemorandum No. 154. With A. Charnes, May 3l, l966.

109. "Some Network Characterizations for Mathematical Programming and Accounting Approaches to Planning andControl," Pittsburgh, Management Sciences Research Group Report No. 81 and Evanston, Systems ResearchGroup Memorandum No. 148 July 21, 1966. The Accounting Review XLII, No. l, January, 1967, pp. 24-52. WithA. Charnes. Republished in Management Planning and Control: Mathematical Models, John Leslie Livingstone,ed. (New York: The McGraw-Hill Book Co., Inc. 1969).

110. "A Chance-Constrained Approach to Capital Budgeting with Portfolio Type Payback and Liquidity Constraintsand Horizon Type Posture Controls" Pittsburgh, Management Sciences Research Group Report No. 95; Evanston,Systems Research Group Memorandum No. 158; and Ithaca, N.Y. Cornell University Pilot Program inEnvironmental Systems Analysis. Dec. 20, 1966. With R. Bryne, A. Charnes and K. Kortanek, Journal ofFinancial and Quantitative Analysis, II, No. 4, December 1967, pp. 339-364. Republished in Studies inBudgeting (Amsterdam: North Holland Publishing Co., 1971).

111. "LPII: A Goal Programming Model for Media Planning," Pittsburgh, Management Sciences Research Report No.96 and Evanston, Systems Research Report No. 96 and Evanston, Systems Research Group Memorandum No.166. January 11, 1967. With A. Charnes, J. K. DeVoe, D. B. Learner and W. Reinecke. Management Science,Application Series 14, No. 8, April 1968, pp. B423-B443. Republished in G. L. Urban, ed., Applications ofScience in Marketing (Englewood Cliffs, NJ, Prentice-Hall, Inc., 1970).

112. "Generation and Approximation of Reach and Distribution of Frequencies," Pittsburgh, Management SciencesResearch Report No. 97 and Evanston, Systems Research Group Memorandum No. With A. Charnes, J. K.DeVoe, D. B. Learner and W. Reinecke. Management Science Application Series 14, No. 8, April, 1968, pp.B436-B439.

113. " Survey of Linear, Nonlinear and Probabilistic Programs and Related Optimization Methods," Session 9 inProceedings, Systems Engineering Seminars, Dec. 1964-April 1965, H.S. Hill and R. T. Morrison, eds. (Downey,CA, North American Aviation, Inc., Space and Information Systems Division, Feb., 1965) With A. Charnes.

114. "Some New Approaches to Risk," Pittsburgh: Management Sciences Research Group Report No. 101; andEvanston, Systems Research Group Report No. 101, May, 1967, with R. Byrne, A. Charnes, and K. Kortanek,The Accounting Review, XLII, No., Dec., 1967, pp. 18-37. Reprinted in V. M. Rao Tummala and RichardHenshaw, eds., Concepts and Applications of Modern Decision Models, MSU Business Studies Series (EastLansing: Division of Research, Graduate School of Business Administration, Michigan State University, 1976).

115. "Budgetary Disclosure and Other Suggestions for Improving Accounting Reports," Pittsburgh: ManagementSciences Research Group Report No. 109 with N. Dopuch and T. Keller. The Accounting Review, Oct. 1968, pp.640-648. Reprinted in R.Mattesich, ed., Topics in Planning and Accounting, Monograph No. 5 in University ofBritish Columbia Faculty of Commerce and Business Administration Series, 1971

116. "Note on an Application of LPII, A Goal Programming Model for Media Planning," Management SciencesResearch Group Report No. 119, Jan. 1968. With A. Charnes, J. K. DeVoe,D.B. Learner and E. F. Snow,Management Science, Application Series 14, No. 8, April l968, pp. B431-B436. Republished in G. R. Urban, ed.,Applications of Science in Marketing (Englewood Cliffs, NJ, Prentice-Hall, Inc., l970).

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117. "A Goal Programming Model for Manpower Planning," Management Sciences Research Group Report No. 115,Dec. 5, 1967. With A. Charnes and R. J. Niehaus. Published in Management Science in Planning and Control.Papers presented at the 2nd Operations Research Symposium held at Carnegie-Mellon University in Pittsburgh,Pa. , March 25-27, l968, John Blood, ed., Special Technical Association Publication STAP No. 5, (TechnicalAssociation of the Pulp and Paper Industry 360 Lexington Ave., New York, NY 10017). Republished in W.Goldberg, ed., Behavioral Approaches to Modern Management (Goteborg, Sweden, Studies in BusinessAdministration, 1970). Republished in R. Mattesich, ed., Topics in Accounting and Planning, Monograph 5,University of British Columbia Faculty of Commerce and Business Administration, 1971. Republished in D. J.Barttholomew, ed., Manpower Planning: Selected Readings, 1974.

118. "Multi-Dimensional and Dynamic Extensions of the Assignment Model, with Observations on the Problem ofOrganization Design," Management Sciences Research Group Report No. 124, February, 1968, with A. Charnes,R. J. Niehaus and A. Stedry. Revised and reissued as "Static and Dynamic Assignment Models With SomeObservations on Organization Design," Management Science: Application 15, No. 8 April 1969, pp. B365-B376.GSIA Reprint No. 407. Republished in W. Goldberg, ed., Behavioral Approaches to Modern ManagementGothenburg, Sweeden, Studies in Business Administration, 1970.ed.

119. "Method and Substance in Change," a paper presented to the Design Seminar, Fine Arts College, Carnegie MellonUniversity, Pittsburgh, PA, March 15, 1965.

120. "NEWS REPORT," Management Sciences Research Report No. 126, May, 1968. With A. Charnes, J. K. DeVoe,D. B. Learner, L. Light, E. F. Snow, and L. Pringle. Reprinted in Jagdish Sheth, ed.,Models of Buyer Behavior(New York: Harper & Row, Inc., l974).

121. "On the Theory of Semi-Infinite Programming and Some Generalizations of Kuhn-Tucker Saddle Point Theoremsfor Arbitrary Convex Functions," Technical Report No. II, Department of Industrial Engineering, CornellUniversity, July 1966. Naval Research Logistics Quarterly, Vol. 16, No. l, March, 1969, pp. 41-52. With A.Charnes and K.O. Kortanek.

122. "On Some Nonstandard Semi-Infinite Programming Problems," Management Sciences Research Report No. 139,March 1968. With A. Charnes and K. O. Kortanek.

123. "Optimal Decision Rules in Conditional Probabilistic Programming," Rendiconti della Classe di Scienze fisiche,Mathematiche e Naturali, Rome: Academia Nazionale dei Linecei, Fasc. 5 Series VIII, vol. XLV, Nov. 1968, pp.231-235 with A. Charnes and M. J. L. Kirby.

124. "A Model and a Program for Manpower Management and Planning," Management Sciences Research Report No.132, June 10, 1968. With A. Charnes, R. J. Niehaus, and D. Shoultz. Published in Computer Impact onEngineering Management (530 William Penn Place, Pittsburgh, PA15219: Instrument Society of America, 1968).Republished in W. Goldberg, ed., Behavioral Approaches to Modern Management, Gothenburg, Sweden, Studiesin Business Administration, 1970.

125. "Manpower Planning for Decision-Making," Civilian Manpower Management (U.S. Navy) Vol. II, No. 4, Winter,1968, pp. 22-27. With A. Charnes and R. J. Niehaus.

126. "A Discrete Probability Chance-Constrained Capital Budget Model," Part I, Management Sciences ResearchReport No. l55, January l, l969, with R. F. Byrne, A. Charnes and K. Kortanek, Opsearch, The Journal of theOperational Research Society of India 6, No. 3, September l969, pp. l7l-l98. Republished as "A Chance-Constrained Approach to Capital Budgeting", in R. F. Byrne, et. al., eds., Studies in Budgeting (Amsterdam:North Holland Publishing Co., Inc., l97l).

127. "A Discrete Probability Chance-Constrained Capital Budgeting Model: Part II, Transformation and Reduction toInteger Programming Equivalent" Management Sciences Research Report No. l55, January l, l969, with R. F.Byrne, A. Charnes and K. Kortanek, Opsearch, The Journal of the Operational Research Society of India 6, No. 4pp. 225-261, December, l969. Republished as "A Chance-Constrained Approach to Capital Budgeting with

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Portfolio Type Payback and Liquidity Constraints and Horizon Posture Controls" in R. F. Byrne, ed., Studies inBudgeting (Amsterdam: North Holland Publishing Co., Inc., 1971.)

128. "Projecting Civilian Manpower Requirements," Civilian Manpower Management, Fall, 1969. With A. Charnes,R. J. Niehaus and W. N. Price, III, No. 2..

129. "Measurement of Personnel Movement," Civilian Manpower Management, (U. S. Navy) III, No. l, Spring, 1969,pp. 17-19. With A. Charnes, R. J. Niehaus and D.Scholtz.

130. "An Extended Goal Programming Model for Manpower Planning," Management Sciences Research Report No.156, December, l968, with A. Charnes, R. J. Niehaus and D. Sholtz. Published as "A Model for CivilianManpower Management Planning," in A. R. Smith, ed., Models of Manpower Systems (London: EnglishUniversities Press, 1970).

131. "An Extended Goal Programming Model for Manpower Planning--Appendix and Prototype," ManagementSciences Research Report No. 188, June 6, l969, with A. Charnes, R. J. Niehaus, and D. Sholtz (Pittsburgh, PA:Graduate School of Industrial Administration Management Sciences Research Group, June 6, l969). Published as"A Model for Civilian Manpower Management and Planning in the U.S. Navy" in A.R. Smith, ed., Models ofManpower Systems (London English Universities Press,1970).

132. "Solution Theorems for Competitive Transportation Models, " with R. G. Cassidy, A. Charnes and M.J. L. Kirby.OR69: Proceedings of the 5th International Conference on Operational Research, J. Lawrence, ed., (London:Tavistock Publications, 1970).

133. "Application of Computer-Assisted Techniques to Manpower Planning," Civilian Manpower Management, IIINo. 3, Fall 1969, pp. 25-28. With A. Charnes, R. J. Niehaus and W. N. Price.

134. "Regulatory Models for Pricing and Evaluation of Transport Services," Management Sciences Research ReportNo. 175, Sept. 1969. Transportation Science 6, No. 1, Feb. 1972, pp. 15-31. With A. Charnes, M.J.L. Kirby andW. M. Raike.

135. "A Description and Some Suggested Extensions for Methods of Cluster Analysis," Management SciencesResearch Report No. 162, April 1968. With G. Majone.

136. "The Systems Approach to Measurement in Business Firms: A Critique" in R.R. Sterling, G.W.F. Bentz, eds.Accounting in Perspective (Cincinnati, Ohio: Southwestern Publishing Co., 1971).

137. "Media Mixing for Distributions of Frequencies with _-Like and Lognormal Distributions of Frequencies,"Management Sciences Research Report No. 189, (Pittsburgh, PA, Carnegie-Mellon University, Graduate Schoolof Industrial Administration, January 1968). With A. Charnes, D. B. Learner and E. F. Snow.

138. "C2 and LPU2 Combinations for Treating Different Risks and Uncertainties in Capital Budgeting," ManagementSciences Research Report No. 191, Pittsburgh, PA: Carnegie-Mellon University, Graduate School of IndustrialAdministration, Nov., 1969. With R. Byrne, A. Charnes and K. Kortanek. Published in Studies in Budgeting(Amsterdam: North Holland Publishing Co., 1971). Republished in R. Mattesich, ed., Topics in AccountingPlanning and Control, Monograph No. 5, University of British Columbia, Faculty of Commerce and BusinessAdministration, 1971.

139. "A Mixed Goal Programming Model for PPBS in a Consumer Protection Regulatory Agency," Technical Report70-l Economics-Management Sciences Series, USC, Inc., The University Science Center, 3113-3125 Forbes Ave.,Pittsburgh, PA, January 3l, l970. With A. Charnes, M. Keane, E. F. Snow, and A. S. Walters. See also 148.

140. "A Generalized Network Model for Training and Recruiting Decisions in Manpower Planning," ManagementSciences Research Report No. 206 (Pittsburgh, PA, Carnegie-Mellon University Graduate School of IndustrialAdministration, May l2, l970). With A. Charnes and R. J. Niehaus.

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141. "Systems Approaches to Urban Planning: Mixed, Conditional, Adaptive and Other Alternatives," Institute ofPhysical Planning Research Report No. 6 (Pittsburgh, PA: Carnegie Mellon University School of Urban andPublic Affairs, August 1970). With C. Eastman, N. Johnson, and K. Kortanek. Policy Sciences I, No. 4 Winter,l97l.

142. "Remarks on Graduate Education in the Management Sciences," Management Science 17, No. 2, Oct., 1970, pp.Bl3-15.

143. "Economic Social and Enterprise Accounting and Mathematical Models," Urban Systems Institute ResearchReport No. 3 (Pittsburgh: School of Urban and Public Affairs 12/7/70). With A. Charnes and C. Colantoni.Prepared for inclusion in a joint U.S. - USSR (Academy of Science) Handbook on Management. The AccountingReview XLVII, No. l, pp. 85-108, January 1972. Republished in J. L. Livingstone and S. Gunn, eds., Accountingfor Social Goals (New York, Harper & Row, 1974). Republished in Lee J. Seidler, ed., Readings in SocialAccounting (Melville Publishing Co., 1974). Republished in Elias and Epstein, eds., Social Accounting.

144. "A Systems Approach to Manpower Management and Planning," Civilian Manpower Management IV, No. 4,Winter, l970, pp. 17-23. With A. Charnes, R. J. Niehaus and D. Sholtz.

145. "Models of Fact and Laws of Behavior," Management Science, Theory 17, No. 9, January 1971, pp. 367-369.With A. Charnes, J. K. DeVoe, and D. B. Learner.

146. "Mathematical Models for Manpower and Personnel Planning," Management Science Research Report No. 234,Feb., 1971. A paper for presentation at the U.S. Naval Personnel R & D Laboratory's Symposium on ManpowerPlanning at Annapolis, MD, April 27, 28, 29, 1971. With A. Charnes and R. J. Niehaus. Published inProceedings of the Naval Conference on Manpower Planning, A. I. Siegel, ed., Naval Personnel Research andDevelopment Laboratory, Washington, DC 20390, pp. 39-70.

147. "Solution and Sensitivity Analysis of a Non-Archimedean Linear Program for Budgetary Decisions in aRegulatory Agency," Technical Report, University Science Center, Sept 14, l970, Revised June 8, 1971. With A.Charnes, M. A. Keane, E. F. Snow and A. S. Walters.

148. "Multi-level Models for Career Management and Resource Planning," July 7, l97l. Management SciencesResearch Report - (Pittsburgh, PA Carnegie-Mellon University Graduate School of Industrial Administration).With A. Charnes, R. J. Niehaus and D. Sholtz. Manpower Planning Models (London: English University Press,1974). Proceedings of a 1971 NATO Conference on Manpower Planning Models, D. J. Clough, C. G. Lewis andA. L. Oliver, eds.

149. "Analytical Models for Manpower Decisions," OCMM Research Report No. 11, Washington 20390: Office ofCivilian Manpower Management, Department of the Navy, Dec. 9, 1971. With A. Charnes and R. J. Niehaus.Naval Research Reviews, May 1972, pp. 1-9.

150. "Chance-Constrained Programming: An Extension of Statistical Method," in J. S. Rustagi, ed., OptimizingMethods in Statistics (New York: Academic Press, 1971). With A. Charnes and M.J.L. Kirby.

151. "An Algorithm for Multi-Attribute Assignment Models and Spectral Analyses for Dynamic OrganizationDesign," Management Sciences Research Report 269 (Pittsburgh, PA Graduate School of IndustrialAdministration, February, 1972). With A. Charnes, R. J. Niehaus, and D. Sholtz. Published as Ch. 6 in R. A.Weitzman, ed., Proceedings of the Naval Conference on Manpower Research with Special Reference to the All-Volunteer Force (Washington: U. S. Office of Naval Research, Oct. 1972).

152. "Selected Recent Developments in Chance-Constrained Programming," Research Report CCS85, Center forCybernetic Studies, The University of Texas, Austin, Texas 78712. Invited Paper for 41st National Meeting ofORSA in New Orleans, LA, April 26-28, l972. With A. Charnes, M.J.L. Kirby and W. M. Raike.

153. "Measuring, Monitoring and Modeling Quality of Life," Research Report, Joint Urban Science InformationInstitute. Distinguished Lecture paper for TIMS XIX meeting on Management Science, Ecology and the Quality

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of Life Houston, Texas, April 4-8, l972. With A. Charnes and G. Kozmetsky. Management Science 19, No. 10,June 1973, pp. 1172-1188. Reprinted in S. Eilon, ed., Management Science: An Anthology (Aldersherst, England,Dartmouth Publishing Co., Ltd., 1995).

154. "An Explicit General Solution in Linear Fractional Programming," Management Sciences Research Group ReportNo. 251, July 1971. With A. Charnes. Naval Research Logistics Quarterly 20, No. 3, September 1973, pp. 449-468.

155. "A Model to Study Revenue Sharing and Account for Regionalized Economic Activity and Social Goals,"Management Science Research Report No. 290. (Pittsburgh: Carnegie-Mellon University, February 17, 1972).With A. Charnes, C. Colantoni and K. O. Kortanek, Management Science, 19, No. 10, June 1973, pp. 1189-1208.Reprinted in M. Dierkes, ed., Soziale Daten und Politische Planung (Frankfurt, Camput Verlag, 1975) withcommentary by Wolfgang Zapf, pp. 20-65.

156. "Analytical Models for Manpower Decisions," Ch. 3 in R.A. Weitzman, ed., Proceedings of the Naval Conferenceon Manpower Research with Special Reference to the All-Volunteer Force (Washington: U.S. Office of NavalResearch, Oct. 1972). With A. Charnes and R.J. Niehaus.

157. "A Comment on Operations Research and Management Science Today, or Does an Education in Checkers ReallyPrepare for a Life of Chess?" Operations Research, May-June 1973, pp. 858-861 with A. Charnes and B. Mellon.

158. "Accounting and Social Reporting" (Pittsburgh, Pa., Carnegie-Mellon University, School of Urban and PublicAffairs, Joint Urban Sciences Information Institute, Research Report No. 8, August, 1972) with C. S. Colantoniand H. J. Deitzer, Vol. 2, Ch. 5 of Objectives of Financial Statements (New York: American Institute of CertifiedPublic Accountants, 1974).

159. "Social Reporting and Corporate Budgetary Disclosures," (Pittsburgh, PA, Carnegie-Mellon University, School ofUrban and Public Affairs, March, l973).

160. "Dynamic Multi-Attribute Models for Mixed Manpower Systems," (Washington: U.S. Navy OCMM ResearchReport No. 14, February 2, 1973). With A. Charnes and R. J. Niehaus. Naval Research Logistics Quarterly, 22,No. 2, June 1975, pp. 205-22.

161. "TIMS in Perspective: 1954, 1964, 1974; 1984?" Luncheon talk for XX International Meeting of TIMS in TelAviv, Israel, June 26, 1973, with A. Charnes and G. Kozmetsky, published in Interfaces 4, No. 2, Feb. 1974, pp.11-20.

162. "ORSA, TIMS and TISS -- Today, Tomorrow and Yesterday," with A. Charnes and G. Kozmetsky, OperationsResearch, (August 1973, submitted and rejected).

163. "ORSA/TIMS Collaboration: Comments and Suggestions in Response to the Report of the BlumsteinCommittee," with A. Charnes and G. Kozmetsky, OR/MS Today 3, No. 6, November l973, pp. l2-13.

164. "Static and Dynamic Biased Quadratic Multi-Attribute Assignment Models: Solutions and Equivalents,"Research Report CS115 (Austin, Texas: Center for Cybernetic Studies, January 1973) with A. Charnes, D.Klingman and R. J. Niehaus.

165. "Integrated Manpower and Program Planning Models for Laboratory Management," OCCM Research Report No.17 (Washington: U.S. Navy Office of Civilian Manpower Management, Oct. 1973), with A. Charnes, R. J.Niehaus and K. Padalino. Published in Civiliann Manpower Management VIII, No. 2, Summer 1974, pp. 17-23.

166. "A Program for Navy Officer Distribution Problems," OCMM Research Report No. (Washington: U.S. NavyOffice of Civilian Manpower Management, August, 1973). With D. Cass, A. Charnes, W.W. Cooper and R. J.Niehaus.

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167. "Understanding, Prediction and Control--and Other Matters Relating to Scientific Research," SUPALUM.Alumni Magazine; No. 2 April 1974, pp. 25-28. Pittsburgh, PA School of Urban and Public Affairs, Carnegie-Mellon University.

168. "An Extremal Principle for Accounting Balance of a Resource Value-Transfer Economy: Existence, Uniquenessand Computation," (Austin, Texas: University of Texas Center for Cybernetic Studies, Jan., 1974) with A.Charnes. Rendiconti di Academia Nazionale dei Lincei, Classe di Scienze fisiche, matematiche e naturali, SeriesVIII, Vo. LVI, fasc. 4, April 1974.

169. "Explicit Solutions in Convex Goal Programming," Management Science Research Report (Pittsburgh, PA:Carnegie-Mellon University Graduate School of Industrial Administration, June 1973) with A. Charnes, D.Klingman and R. J. Niehaus. Management Science 22, No. 4, Dec. 1976, pp. 438-448.

170. "Some Advanced-Start Procedures for Manpower Planning in Goal Programming Models," Management ScienceResearch Report No (Pittsburgh, PA: Carnegie-Mellon University Graduate School of Industrial Administration,March 1974) With A. Charnes, D. Klingman and R. J. Niehaus.

171. "A Prototype Test of a Multi-Level Model for Military-Civilian Manpower Planning, OCMM Research ReportNo. 19 (Washington: U.S. Navy Office of Civilian Manpower Management, May 1974). With A. Charnes and R.J. Niehaus.

172. "Applications of Linear Programming to Financial Planning," Ch. 46, in Summer Levine, ed. Financial AnalystsHandbook (Homewood, IL: Dow-Jones-Irwin, Inc., 1974). With A. Charnes and M. A. Keane.

173. "Goal Programming and Constrained Regressions," Omega 3, No. 4, 1975, pp. 403-409. With A. Charnes.

174. "A Comment on Blau's Dilemma in 'Stochastic Programming" and Bayesian Decision Analysis," ManagementScience 2, No. 4, Dec., 1975, pp. 498-500. With A. Charnes.

175. "Extremal Methods in Logistics Research: A Developmental Survey" Research Report CCS 189 (Austin: TheUniversity of Texas Center for Cybernetic Studies, May 1974). With A. Charnes and E. S. Bres III. Proceedingsof a Conference on Logistics Research, a. Fiacco, et al., eds. (Washington: George Washington UniversityLogistics Research Center). Proceedings of the Logistics Research Conference (MIT Press, 1975),W. Marlow, ed.

176. "A Multi-Page Goal Programming Model for Navy Officer Rotations, Management Sciences Research Report No.350 (Pittsburgh, PA: Management Sciences Research Project, Carnegie-Mellon University, September, 1974).With D. Cass, A. Charnes and R. J. Niehaus.

177. "A Futurological Justification for Historical Cost and Multi-Dimensional Accounting," Dedication Volume toTaminosuke Nishimura, Y. Ijiri, ed., November l, 1974. With A. Charnes and C. Colantoni. Republished inAccounting, Organizations and Society, I, No. 4, l976, pp. 3l5-337.

178. "Constrained Kullback-Leibler Estimation, Generalized Cobb-Douglas Balance and Unconstrained ConvexProgramming," (Austin, TX: The University of Texas Center for Cybernetic Studies, March l975). With A.Charnes. Rendiconti di Academia Nazionale dei Lincei. Series VIII, Vol. LVIII, fasc. 4, April, l975, pp. 568-576.

179. "Exploratory Models for Planning Equal Employment Opportunities," OCMM Research Memorandum No. 23(Washington: U.S.. Navy Office of Civilian Manpower Management, June 1975) with A. Charnes and R. J.Niehaus. Revised and published as l8l, below.

180. "Constrained Information Theoretic Characterizations in Consumer Purchase Behavior," MRCA Research Report75-l (New York: Market Research Corporation of America, July l975) Journal of the Operational ResearchSociety 29, No. 9, l978, pp. 833-41, with A. Charnes and D. B. Learner.

181. "The Cluster Plan for Desegregating Public School Systems," Management Science, l975.

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182. "A Multi-Objective Model for Planning Equal Employment Opportunities Management Sciences ResearchReport, No. 373 (Pittsburgh, PA: Management Sciences Research Group, Carnegie-Mellon University, GraduateSchool of Industrial Administration, October 1975) and OCMM Research Report No. 23 with A. Charnes, K. A.Lewis and R. J. Niehaus. Published in Multiple Criteria Decision Making (Berlin: Springer-Verlag, 1976) M.Zeleny, ed.

183. "An Analysis and Program for Modeling Equal Opportunity Employment Planning," (Washington: U.S. NavyOffice of Civilian Manpower Management, October 1975). With A. Charnes, K. A. Lewis and R. J. Niehaus.

184. "A Goal Interval Programming Model for Resource Allocation in a Marine Environmental Protection Program,"Environmental Studies Institute Research Report, Carnegie-Mellon University, Pittsburgh Pa. 15213, September1975, with A. Charnes, J. Harrald, K. Karwan and W. A. Wallace, Journal of Environmental Economics andManagement 3, No. 4., pp. 347-362. Also included in Marine Environmental Protection Program, An Analysis ofMission Performance, Report No. CG-WEP-l-76, Washington: Department of Transportation, U.S. Coast Guard,Marine Environmental Protection, August, 1975, pp. 152 ff. as justification for U.S. Coast Guard programs.

185. "Goal Programming and Multiple Objective Optimizations, Part I," Management Sciences Research Report 381,Graduate School of Industrial Administration. With A. Charnes. European Journal of Operational Research, 1,No. 1, January 1977, pp. 39-54.

186. "Demographic Mobility Analysis Under Patterns of Efficient Employment," Economics Planning 13, No. 3, 1977,pp., 139-174.with A. Schinnar.

187. "A Systems Approach to Manpower Management and Planning," Civilian Manpower Management IV, No. 4,winter, 1970, pp. 17-23. With A. Charnes, R. J. Niehaus and D. Sholtz.

188. "An Extended Cobb-Douglas Form for Use in Production Economics," Report No. 61, Carnegie-MellonUniversity Institute of Physical Planning, Dec. 1975, with A. Charnes and A. Schinnar. In T. K. Kaul and J. K.Sengupta, eds., Economic Models, Estimation and Socio-Economic Systems: Essays in Honor of Karl A. Fox(Amsterdam: North Holland, Inc. 1991).

189. "A Theorem on Homogeneous Functions and Extended Cobb-Douglas Forms," Proceedings of the NationalAcademy of Sciences, October 1976, Vol. 73, No. 10, pp. 3747-3748. With A. Charnes and A. Schinnar.

190. "Extremal Principles and Optimization Dualities for Khinchin-Kullback-Leibler Estimation," Research ReportCCS 261 Center for Cybernetics Studies (Austin: The University of Texas 70712) April 1976. With A. Charnesand L. Seiford. Math Operations Forsch Statist. Ser. Optimization, Vol. 9 (1978) No. 1, pp. 21-29.

191. "Exposition Interpretation and Extensions of Farrell Efficiency Measures," Research Report, School of Urban andPublic Affairs, April 30, 1976 (Pittsburgh, Carnegie-Mellon University) with A. Charnes and E. Rhodes. See 195and 208 below.

192. "Comprehensive Audits: Some Findings and Some Suggestions for Research," in R.E. Flaherty, ed. Symposiumon Auditing Research, II (Department of Accountancy, University of Illinois at Urbana-Champaign, 1977). WithN. C. Churchill, V. Govindarajan, J. Pond and J. G. San Miguel.

193. "A Multi-Level Coherence Model for EEO Planning," Recent Developments in Quantitative Human ResourcesPlanning, Proceedings of a conference sponsored by Bell Laboratories of ATT at Holmdel, N.J. on October 20-21, 1976. With A. Charnes, K. A. Lewis and R. J. Niehaus. In A. Charnes, W. W.Cooper and R. J. Niehaus eds.,Studies in the Management Sciences, Vol. 8. "Management Science.Approaches to Manpower Planning andOrganization Design" (Amsterdam: North Holland Press, 1978).

194. "Measuring the Efficiency of Decision Making Units with Some New Production Functions and EstimationMethods," (Austin: The University of Texas at Austin Center for Cybernetics Studies, Research Report CCS 276,October 1976). This is a revised version of No. 192 above.With A. Charnes and E. Rhodes. See 208 below.

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195. "Transforms and Approximations in Cost and Production Function Theory." (Austin: The University of Texas atAustin Center for Cybernetics Studies, Dec. 1976). Omega 10, No. 2, pp. 207-211, 1982. With A. Charnes andA. Schinnar.

196. "Managerial Economics--Past, Present and Future." Paper presented at Southwest Social Science AssociationMeetings in Dallas, Texas. March 31, 1977. With A. Charnes. Journal of Enterprise Management 1, No. 1/2,1978, pp. 5-23.

197. "Accounting and Accountability Relations," in W. W. Cooper and Y. Ijiri, eds. Eric Louis Kohler--Accounting'sMan of Principles (Reston: Reston Publishing Co., 1979). With Y. Ijiri.

198. "Preface to Management Science Approaches to Manpower Planning and Organization Design," With A. Charnesand R. J. Niehaus. In A. Charnes, W. W. Cooper and R. J. Niehaus eds., Studies in the Management Sciences,Vol. 8 "Management Science Approaches to Manpower Planning and Organization Design" (Amsterdam: NorthHolland Press, 1978).

199. “Static and Dynamic Assignment Models with Multiple Objectives and Some Remarks on Organization Design”Management Science 15, B365-B375 with A. Charnes, R.J. Niehaus and A. Stedry. Also in R.J. Niehaus, ed.,Studies in Manpower Planning (Washington: U.S. Navey Office of Civilian Manpower Planning, 1972).

200. "Equal Employment Opportunity and Staffing Models," in D. Bryant and R. Niehaus, eds., Manpower Planningand Organization Design (New York: Plenum Publishing Co., 1978), pp. 367-382. With A. Charnes, K. L.Lewis and R. J. Niehaus. See also 220.

201. "The Information Requirements of Bank Lending Officers," Harvard University Graduate School of BusinessWorking Paper, June 1977. With J. G. San Miguel and R. G. Stephens.

202. "Abraham Charnes -- A Strategy for Research and a Record of Results," Banquet Address presented at theInternational Symposium on Extremal Methods and Systems Analysis and published in Extremal Methods andSystems Analysis, A. V. Fiacco and K. O. Kortanek, eds., (Berlin: Springer-Verlag, l980).

203. A Goal Focusing Approach to Analysis of Trade-Offs Among Household Production Outputs. Research ReportCCS-297 (Austin, Texas: The University of Texas Center for Cybernetic Studies, June, 1977). (Forthcoming inN. Terleckj, ed., The Production of Well Being (Washington, DC, The National Planning Association, 1979).With A. Charnes, A. P. Schinnar and N. E. Terleckyj. 1979 Proceedings American Statistical Association, SocialStatistics Section (Washington, DC , American Statistical Association, 1979) pp. 194-l99.

204. "A Preface and a Memorial to Eric Louis Kohler -- Accounting's Man of Principles," in Eric Louis Kohler --Accounting's Man of Principles (Reston, VA: Reston Publishing Co., l978) With Y. Ijiri.

205. "Auditing and Accounting--Past, Present and Future," in Eric Louis Kohler--Accounting's Man of Principles, W.W. Cooper and Y. Ijiri, eds., VA: Reston Publishing Co., l979). With N. C Churchill.

206. "A Chance Constrained-Goal Programming Model to Evaluate Response Resources for Marine PollutionDisasters," Management Sciences Research Report 412 (Pittsburgh, PA: Graduate School of IndustrialAdministration, Carnegie-Mellon University, November, l977). With A. Charnes, K. Karwan and W. A. Wallace.Journal of Environmental Economics & Management, 6, pp. 244-274, 1979.

207. "A Non-Linear Goal-Arc Network Extension of the Multi-Level Coherence Model for EEO," ManagementSciences Research Report No. 409 (Pittsburgh, PA: Carnegie-Mellon University Management Sciences ResearchProject, Nov., 1977). With A. Charnes, K. A. Lewis, A. Nelson and R. J. Niehaus.

208. "Measuring the Efficiency of Decision Making Units," Management Sciences Research report No. 410(Pittsburgh, PA: Graduate School of Industrial Administration Management Sciences Research Group, February,l978). With A. Charnes and E. Rhodes. European Journal of Operational Research 2 No. 6, Nov., l978, pp. 429-444. Also "Short Communication," European Journal of Operational Research 3, No. 4, July l979, p. 339.

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209. "Workforce Goals Planning for the Naval Laboratory System," OCP Research Report No. 3l (Washington, 20390:Office of Civilian Personnel, Navy Department). With R. J. Niehaus and Denise Nitterhouse.

210. "Comprehensive Auditing," paper presented before the Institute of Chartered Accountants of Ontario meeting inOttawa on June l2, l978. With N. C. Churchill.

211. "Behavioral Effects of Audits in the Delivery of Health Care: Results from Exploratory Data Analysis." Paperpresented to Meeting of American Accounting Association in Denver, CO, August, l978. With N. C. Churchilland V. Govindarajan. Revised and included in 229, below.

212. "A Comparative Study of PSRO-Utilization Reviews in a Boston (U.S.) and an Ottawa (Canada) Hospital." WithV. Govindarajan. Revised and included in 229, below.

213. "Linkage Model of Career Aspirations and Promotion Opportunities," Fels Discussion Paper #113. With A.Charnes, K.A. Lewis and A. P. Schinnar (Philadelphia: University of Pennsylvania).

214. "Cobb-Douglas Type Representation for Analytic Functions," Fels Discussion Paper. (Philadelphia: Universityof Pennsylvania School of Public and Urban Policy, Jan., l979). With A. Charnes and A. P. Schinnar.

215. " A Data Envelopment Analysis Approach to Evaluation of the Program Follow Through Experiment in U. S.Public Education." Research report (Austin, Texas: The University of Texas Center for Cybernetic Studies, Jan.,l979). With A. Charnes and E. Rhodes. Revised and incorporated in 232, below.

216. "The Distribution of Efficiency Measures for Decision Making Units." Research Report (Austin, Texas: TheUniversity of Texas Center for Cybernetic Studies, Jan., l979). With A. Charnes, E. Rhodes, revised and includedas an Appendix in 224, below.

217. "Mathematical Models for Goals Accounting Explorations." In N. Terleckyj, ed., The Production of Well-Being(Washington, DC: The National Planning Association, l979). With A. Charnes and N. Terleckyj.

218. "A Bi-Extremal Principle for Estimating Efficiency Frontier Parameter Values," Research Report (Austin, Texas:The University of Texas Center Cybernetic Studies, March, l979). With A. Charnes and A. Schinnar. Revisedand incorporated in 231, below.

219. "A Goal Focusing Approach to Analysis of Trade-Offs Among Household Production Outputs," Proceedings theAmerican Statistical of the Association, Social Statistics Section, Washington, D.C. 1979. With A. Charnes, A.Schinnar and N. Terleckyj.

220. "A Goal Programming Model for Planning Officer Accessions," Research Report CCS 335 (Austin, Texas: TheUniversity of Texas Center for Cybernetic Studies, March, l979) with E. Bres, D. Burns and A. Charnes.Management Science 26, No. 8, August, l980, pp. 773-783.

221. "Management of Navy Research and Development Manpower," Technical Memorandum No. l, Report of aConference (Washington: Smithsonian Institution, Jan., l979). Ed. with H. W. Sinaiko and N. D. Glassman.

222. "M.D.I. Estimation via Unconstrained Convex Programming," Research Report 326 (Austin, Texas: TheUniversity of Texas Center for Cybernetic Studies, Nov., l978). Comm. Stat.-Simula. and Computer 139 (3) pp.223-234. With P. L. Brockett and A. Charnes.

223. "Equal Employment Opportunity and Staffing Models," Human Resources Planning, l978, pp. l03-ll3. With A.Charnes, K. A. Lewis and R.J. Niehaus.

224. "Management Science Relations for Evaluation and Management Accountability," Plenary Session PresentationPaper for TIMS XXIV International Meetings in Hawaii, June 20, 1979. With A. Charnes. Published in Journalof Enterprise Management 2, No. 2, l980, pp. l43-l62.

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225. "Auditing and Accounting for Program Efficiency and Management Efficiency in Not-For-Profit Entities,"Plenary Session Presentation Paper for American Accounting Association Meetings in Hawaii, August 25, l979.Research Report CCS 343 (Austin: The University of Texas Center for Cybernetic Studies). With A. Charnes.Published in Accounting, Organizations and Society 5 No. l, l980, pp. 87-l07.

226. "The MDI Method as a Generalization of Logit, Probit and Hendry Analysis in Marketing," Research ReportMRCA PDA-RP#70 (Northbrook, IL: Market Research Corporation of America April, l980). With A. Charnes,D. B. Learner and F. Y. Phillips. See 339 below.

227. "A Theorem and an Approach to Market Segmentation," MRCA Research Report (Chicago: Market ResearchCorporation of America, July, l979).With A. Charnes, D. B. Learner and F. Y. Phillips. Published in R. P. Leone,Ed., Proceedings--Market Measurement and Analysis, published by the TIMS College on Marketing and TheInstitute of Management Sciences, l980.

228. "An Efficiency Opening for Managerial Accounting in Not-For-Profit Entities," Paper presented at ManagementAccounting Symposium. Urbana: University of Illinois Department of Accountancy, Nov. 7, l979. With A.Charnes and E. Rhodes. Published in H. Peter Holzer, ed., Management Accounting l980: Proceedings of theUniversity of Illinois Management Accounting Symposium (Urbana: University of Illinois, l980).

229. "Auditing the Behavior of Medical Professionals: A U.S. - Canada Comparison with Exploratory Data Analysis."Harvard University, working paper Nov., l979. With N. C. Churchill and V. Govindarajan. See 243 below.

230. "Commentary: Scope of Services," MAS Communication 3, No. 3, October, l979, pp. l, 9 (Sarasota, FloridaAmerican Accounting Association, l979).

231. "A Bi-Extremal Principle for Frontier Estimation and Efficiency Evaluation," Research Report (Austin, Texas:The University of Texas Center for Cybernetic Studies, March l980). Management Science 27, No. l2, Dec., l98l,pp. l370-l382. With R. Banker, A. Charnes, A. Schinnar.

232. "Data Envelopment Analysis as an Approach for Evaluating Program and Managerial Efficiency -- with anIllustrative Application to the Program Follow Through Experiment in U.S. Public School Education," May, l980.Management Science 27, No. 6, June, l98l, pp. 668-697. With A. Charnes and E.Rhodes. Translated intoHungarian and published in Szigma, XVII, 1-2, l984, Journal of the Hungarian Academy of Sciences. Alsopublished in Derek S. Pugh, ed. The History of Management Thought in S. Eilon, ed. Management ScienceAnthology, Volume III (Aldershot, England. Dartmouth Publishing Co., 1996).

233. "Some Prototype Studies in Goal-Arc Network Approaches for EEO Planning," Research Report CCS 359(Austin, Texas: The University of Texas Center for Cybernetic Studies, March, l980). With A. Charnes, A.Nelson and J. R. Niehaus. Revised and included in 236, below.

234. "Complexity and Computability of Solutions to Linear Programming Systems," Research Report CCS 367(Austin, Texas: The University of Texas Center for Cybernetic Studies, February, l980). International Journal ofComputer and Information Sciences 9, No. 6, December l980, pp. 435-458. With A. Charnes, S. Duffuaa and M.Kress.

235. Preface in Eric Louis Kohler: A Collection of His Writings (l9l9-l975) (Atlanta, GA: The Academy of AccountingHistorians, l980). With Y. Ijiri and G. Previts.

236. "An MDI Procedure for Vulnerability Segmentation Tests," PDA-RP #120 July l980, Chicago: Market ResearchCorporation of America. With A. Charnes, D. B. Learner and F. Phillips. See 245 below.

237. "Efficiency Analysis with Non-Discretionary Resources," Research Report CCS 379 (Austin: The University ofTexas at Austin, Center for Cybernetic Studies, September, l980). With A. Charnes, A. Lewin, R. Morey and J.Rousseau. Revised and replaced. See 255 below.

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238. "The Need for More Than Value for Money in Comprehensive Audits," Proceedings of a Conference onComprehensive Auditing (Ottawa: Canadian Foundation for Comprehensive Auditing, l980).

239. "Models for Affirmative Action Planning and Evaluation," Management Science 27, No. 12, Dec., l98l, pp. l465-l467. With A. Charnes, K. Lewis and R. Niehaus.

240. "Model Extension and Computation in Goal-Arc Network Approaches for EEO Planning, CCS 39l, (Austin, TX:The University of Texas at Austin, Center for Cybernetic Studies, Dec., l980). With A. Charnes, A. Nelson andR. J. Niehaus. INFOR 20, No. 4, Nov., l982, pp. 3l5-335. Reproduced in F. Granot and D. Klingman, eds. SomeRecent Advances in Theory, Computation and Application of Network Flow Models, l983.

241. "Effective Solution of Non-Convex Multi-Objective Ratio Goals Problems," CCS 390, (Austin, Texas: TheUniversity of Texas at Austin, Center for Cybernetic Studies, Dec., 1980). With R. Armstrong, A. Charnes and C.Haksever.

242. "The Structure of Bank Lending Officer Decision Processes and Preferences for Financial AccountingInformation," with J. G. San Miguel and R. G. Stephens. See 247, below.

243. "Effects of Audits on the Behavior of Medical Professionals Under the Bennett Amendment," with N. C.Churchill and V. Govindarajan. Auditing: A Journal of Practice and Theory 1, No. 2, winter 1982, pp. 69-90.

244. "Measuring Efficiency and Tradeoffs in Attainment of EEO Goals," with A. Charnes, R. J. Niehaus and A. P.Schinnar in G. Mensch and R. J. Niehaus, eds., Work, Organizations and Technological Change (New York:Plenum Press, 1982). Proceedings of a NATO Conference on Managing Technological Change with A. Charnes,R. J. Niehaus and A. P. Schinnar.

245. "An MDI Model and an Algorithm for Composite Hypothesis Testing and Estimation in Marketing,"(Austin,Texas: The University of Texas Center for Cybernetic Studies Research Report CCS 397). Original July1981, Revised September 1981. Marketing Science 3, No. 1, Winter 1984, pp. 55-72. With A. Charnes, D. B.Learner and F. Y. Phillips.

246. "An Empirical DEA Production Function," CCS 396 (Austin: The University of Texas Center for CyberneticStudies, 1981) With A. Charnes and L. Seiford.

247. "A Delphi Study of Bank Lending Officer Preferences for Financial Statement Information.: Revised version of238, published in Journal of Enterprise Management, 3 No. 3, 1981, pp. 229-250. With J. G. San Miguel and R.Stephens.

248. "A Multiplicative Model for Efficiency Analysis" Research Report CCS 416 (Austin, Texas: University of TexasCenter for Cybernetic Studies, Nov. 1981). With A. Charnes, L. Seiford, J. Stutz. Socio-Econ.Plan. Sci.,1982,Vol. 16, No. 5 pp. 223-224.

249. "Models for Estimating Technical and Returns to Scale Efficiencies," Research Report CCs 417 (Austin, Texas:The University of Texas Center for Cybernetic Studies, Nov. 1981). Management Science 30, No. 9, Sept. 1984,pp. 1078-1092. With R. Banker and A. Charnes.

250. "Khinchin-Kullback-Leibler Estimation with Inequality Constraints" Research Report CCS 414 (Austin, Texas:Center for Cybernetic Studies, Nov. 1981). With A. Charnes and J. Tyssedal. Math Operationsforsch. v. Statist.,Ser. Optimization 14 (1983) pp. 377-380.

251. "Evaluation of Educational Program Proposals by Means of DEA," Research Report CCS 426 (Austin, Texas:The University of Texas Center for Cybernetic Studies February 1982). Educational Administration Quarterly19, No. 2, Spring 1983, pp. 82-107. With A. Bessent, W. Bessent, A. Charnes and N. Thorogood. Reprinted inManagement Science in Higher Education: Methods and Studies (Elsevier Publishing Co. 1987)

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252. "Toward Managing the Marketing Mix," presented at the 3rd Annual ORSA/TIMS Market MeasurementConference, March 1982. With A. Charnes, D. B. Learner, V. L. Narasimhan and F. Y. Phillips, Feb. 1982.

253. "Chance Constrained Programming Methods in Probabilistic Programming," CCS 427 March 1982, ManagementScience with A. Charnes.

254. "A Sea Shore Rotation Model for the U. S. Navy," CCS 429 (Austin, Texas: The University of Texas Center forCybernetic Studies, July, 1982). With A. Charnes, D. Divine, W. Hinkel, J. Koning, V. Lovegren and M. Wolfe.See 269 below.

255. "Sensitivity and Stability Analysis in DEA" CCS 434 (Austin, Texas: The University of Texas Center forCybernetic Studies, August 1982). Annals of Operations Research (1985) pp. 139-150. With A. Charnes, A. Y.Lewin, R. C. Morey and J. Rousseau.

256. "An Integrated Multi-Objective Family-Housing Model: The Case of Saudi Arabia" in W. D. Cook and T. E.Kuhn, eds. Planning Processes in Developing Countries: Techniques and Achievement, TIMS Studies in theManagement Sciences, Vol. 17 (Amsterdam: North Holland Publishing Co., 1982). With Faisal Al-Tamimi.

257. "Invariant Multiplicative Efficiency and Piecewise Cobb-Douglas Envelopments," Operations Research Letters 2,No. 2, August, l983, pp. 101-103, With A. Charnes, L. Seiford and J. Stutz.

258. "An In-Context Efficiency Rating and Utility Function Approach to Force-Structure Planning in the U.S. Navy,"Naval Research Logistics Quarterly (submitted and rejected). With A. Charnes, R. Coleman, M. Kress, R. Lehtoand K. Lewis.

259. "The Non-Archimedean CCR Ratio for Efficiency Analysis: A Rejoinder to Boyd and Fare," European Journal ofOperational Research l5, l984, pp. 333-334. With A. Charnes.

260. "A Chance Constrained Programming Approach to Cost-Volume-Profit Analysis," The Accounting Review LIXNo. 3, July , l984, pp. 474-487. With P. L. Brockett, A. Charnes and Hong-Chul Shin.

261. "Handling Artificial Variables in the Simplex Method: A Commentary," Journal of Information andOptimization Sciences 4, No. l, January, l983, pp. 4l-42. With A. Charnes.

262. Response to "Decision Problems Under Risk and Chance Constrained Programming: Dilemmas in theTransition," Management Science 29 No. 6, June l983, pp. 750-753. With A. Charnes.

263. "Data Envelopment Analysis and Regression Approaches to Efficiency Evaluation and Estimation," CCS 45l,Nov., l982. Annals of Operations Research (l985), pp. ll3-l38, with W. F. Bowlin, A. Charnes and H. D.Sherman.

264. "An Application of Data Envelopment Analysis to Management of Army Recruitment Districts," CCS 436, l982,with A. Charnes, D. Divine, G. A. Klopp and J. Stutz (Austin, TX: Center for Cybernetic Studies, University ofTexas at Austin).

265. "Management Science and Marketing Management", Journal of Marketing 49, Spring l985, pp. 93-l05. With A.Charnes, D. B. Learner and F. Y. Phillips.

266. "Foundations of Data Envelopment Analysis for Pareto-Koopmans Efficient Empirical Production Functions,"Research Report CCS 459 (The University of Texas at Austin, Center for Cybernetic Studies, May l983, RevisedSeptember l983). With A. Charnes, B. Golany, L. Seiford and J. Stutz. Journal of Econometrics (l985), 30, pp.91-l07. Reprinted in W. A. Barnett and A. R. Gallant, eds., New Approaches to Modeling, Specification Selectionand Econometric Influence (New York: Cambridge University Press, 1990).

267. "A Developmental Study of Data Envelopment Analysis for Measuring the Efficiency of Maintenance Units inthe U.S. Air Forces," Research Report CCS 460, Center for Cybernetics Studies, The University of Texas at

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Austin, June, l983. Annals of Operations Research 2 (l985) pp. 95-ll2. With A. Charnes, C. T. Clark and B.Golany.

268. "Cost Volume Utility Analysis Under Conditions of Partial Stochastic Information," The Quarterly Review ofEconomics and Business, Vol. 27, No. 3, Autumn l987, pp. 70-90. With P. L.Brockett, A. Charnes and Hong-Chul Shin.

269. "Identifying and Classifying Scale and Technical Efficiencies and Inefficiencies in Observed Data Via DataEnvelopment Analysis," Research Report 482, Center for Cybernetic Studies, January l984. With A. Charnes andR. M. Thrall. Operations Research Letters 5, No. 3, l986, pp. l05-ll0.

270. "A Goal Focusing Approach to Analysis of Intergenerational Transfers of Income: Theoretical Development andPreliminary Results," Research Report CCS 466, The University of Texas Center for Cybernetic Studies, August,l983. International Journal of Systems Sciences l7, No. 3, pp. 433-446, (l986). With A. Charnes, D. Levy, J. J.Rousseau, A. Schinnar and N. E. Terleckyj.

271. "A Comparison of DEA and Translog Estimates of Production Frontiers Using Simulated Observations from aKnown Technology," in A. Dogramaci and R. Fare, eds., Applications of Modern Production Theory: Efficiencyand Productivity. With R. D. Banker, A. Charnes and A. Maindiratta. (Norwell, Mass., Kluwer AcademicPublishers, l987) pp. 33-55.

272. "Least Squares/Ridge Regressions and Goal Programming/Constrained Regression Alternatives," EuropeanJournal of Operational Research 27 (1986) pp. 146-157. With A. Charnes and T. Sueyoshi.

273. "Preface to Topics in Data Envelopment Analysis," in R. Thompson and R. Thrall, eds. Annals of OperationsResearch, 2 (l985) pp. 59-94. With A. Charnes.

274. "A Goal Programming System for Management of the U.S. Navy's Sea Shore Rotation Program," R. Niehaus, ed.,TIMS Copenhagen Proceedings, Human Resource Policy Analysis (New York: Prager, Inc., l985). With A.Charnes, B. Golany, V. Lovegren, W. T. Mayfield and M. Wolfe.

275. "A Meta Analysis Study of Studies of the Impact of the Foreign Corrupt Practices Act on Internal ControlPractices in Accounting," November, l984. Journal of Accounting Auditing and Finance 9, No. l, Fall l985, pp.22-39. With Joanna Ho, J. Hunter and R. Rodgers.

276. "Decision Models and Methods for Emergency Government Interventions: Case Study of Natural Gas Shortages,"January, l985. Management Science 32, No. l0, Oct., l986, pp. l242-l258. With A. Charnes, W. L. Gorr, ChengHsu and Burkhard von Rabeneau.

277. Public Interest Accounting, March 7, l985. Paper delivered at Public Interest Accounting section of AAAMeeting.

278. "Commentary on Creative and Innovative Management in Institutions of Higher Learning and Schools ofManagement," R. L. Kuhn, ed., Frontiers in Creative and Innovative Management (Boston: Ballinger, Inc., l985),pp. 326-329.

279. "A Goal Programming/Constrained Regression Review of the Bell System Breakup," May l985. Research ReportCCS 5l3 (Austin, Texas, The University of Texas at Austin, Center for Cybernetic Studies). ManagementScience, 34, No. l, January l988, pp. l-26. With A. Charnes and T. Sueyoshi.

280. "Constrained Stochastic Network Models for Optimal Design Modifications," April, l985. Research Report 5l3(Austin, Texas, The University of Texas at Austin, Center for Cybernetic Studies). With A. Charnes, B. Golanyand J. Masters. See No. 304 below.

27

281. "Efficiency Analysis of Uses of Medical Care Resources in the U. S. Army Health Services Command", July,l985. Research Report CCS 5l6 (Austin, Texas, The University of Texas at Austin, Center for CyberneticStudies) in R. Kuhn, ed., Frontiers of Medical Information Sciences (New York: Praeger Publishers, l988). WithA. Charnes, M. Dieck-Assad, B. Golany, D. E. Wiggins.

282. "A Two-Phase Procedure for Efficiency Analysis and Evaluation of Advertising in Army Recruitment Activities,"November, l985, Research Report CCS 52l (Austin, Texas, Center for Cybernetic Studies). With A. Charnes, B.Golany, D. Thomas, R. Halek, E. Schmitz. See also No. 290 below.

283. "Management Modeling" in Proceedings of the 35th Anniversary Symposium of the Graduate School of IndustrialAdministration, Carnegie-Mellon University, May l985. GSIA Magazine 4, No. 2, Spring l986, pp. l3-l4(Pittsburgh: Carnegie-Mellon University, Graduate School of Industrial Administration, l986).

284. Preface for Measuring the Efficiency of Electric Utility Cooperatives in Texas, by Dennis Thomas (Austin, Texas,The IC2 Institute, l986) with T. W. Ruefli.

285. "A Structure for Characterizing and Classifying Efficiencies and Inefficiencies in Data Envelopment Analysis,"CCS Research Report No. 512 (Austin: The University of Texas, Center for Cybernetic Studies, May, l986).With A. Charnes and R. M. Thrall. See #350, below.

286. "Efficiency and Effectiveness in DEA: An Illustrative Application to Base Maintenance Activities in the U.S. AirForce," O. A. Davis, ed., Papers in Cost Benefit Analyses (to appear). With W. F. Bowlin and A. Charnes.

287. "A Model for Planning and Developing Staff Mix Recruitment Programs in a Public Accounting Firm," ResearchReport (Austin, TX: University of Texas at Austin Graduate School of Business, 1986). With W. L. Mitchell,Hong-Chul Shin and Glenn Welsch.

288. "A Comparison of DEA to Existing and Proposed Systems for Measuring Efficiency of Regulated Companies,"CCS Research Report (Austin: The University of Texas, Center for Cybernetic Studies, May l986).INTERFACES. With A. Charnes, D. Divine, T. Ruefli and D. Thomas. Withdrawn. Revised and published as324, below.

289. "A Goal Programming/Constrained Regression Study of AT&T as a Natural Monopoly." To appear in O. A.Davis, ed., Papers in Cost/Benefit Analysis. With A. Charnes and T. Sueyoshi.

290. "Data Envelopment Analysis Approaches to Policy Evaluation and Management of Army Recruiting Activities I:Tradeoffs between Joint Services and Army Advertising," CCS Report 532 (Austin: The University of Texas,Center for Cybernetic Studies, March, l986).With A. Charnes, B. Golany, R. Halek, G. Klopp, E. Schmitz and D.Thomas.

291. "Methods for Evaluating Efficiency and Effectiveness in Competitive Markets," CCS Research Report (Austin:The University of Texas, Center for Cybernetic Studies, May l986). With A. Charnes, B. Golany, D. B. Learnerand F. Y. Phillips.

292. "A Critique of the Wharton Center for Applied Research Study of the Effects of Advertising on Recruitment,"CCS Research Report 546 (Austin: The University of Texas, Center for Cybernetic Studies, July l986). With P.L. Brockett, A. Charnes and B. Golany.

293. "Relative Effects by Data Envelopment Analysis of Service Specific and Joint National Advertising in NavyRecruitment Activities," July l6, l986. With A. Charnes and B. Golany.

294. "Optimal Hiring Decisions for Entry-Level Auditors in a CPA Firm: A Computerized Model for theImprovement of Hiring Practices," in Bill N. Schworty, ed; Advances in Accounting (Greenwich Conn. JAI Press,1990), pp. 247-270. With A. Charnes, J. W. Deitrick, W. H. Moody and H. C Shin.

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295. "On Errors in the Evans and Heckman Bell System Breakup Studies," The American Economic Review (submittedand rejected). CCS Report 550, The University of Texas at Austin, Center for Cybernetic Studies, October l986.With A. Charnes and T. Sueyoshi. See 308, below.

296. "Kinney's Design for 'Empirical' Accounting Research," (Jan., l987) Critical Perspectives on Accounting, Vol. 3,1992 pp. 87-92 (London: Harcourt Brace Jovanovich) With S. Zeff.

297. "Using Data Envelopment Analysis to Measure the Efficiency of Not-For-Profit Organizations: A CriticalEvaluation-Comment," Managerial and Decision Economics 9, l988, pp. 251-253. With T. Ahn and A. Charnes.

298. "A Chance Constrained Programming Approach to Multiple-Objective Sample Designs in Auditing." With A.Charnes and J. Hsu, Jan., l987. Research Report (Austin, TX: University of Texas at Austin, Graduate School ofBusiness).

299. "A Semi-Infinite Multi-Criteria Programming Approach to Data Envelopment Analysis in DEA With InfinitelyMany Decision Making Units," CCS Research Report 55l (Austin: The University of Texas, Center forCybernetic Studies, Oct., l986). With A. Charnes and Q. L. Wei.

300. "Data Envelopment Analysis and Axiomatic Notions of Efficiency and Reference Sets," CCS Research Report558 (Austin: The University of Texas, Center for Cybernetic Studies, Jan., l987). With A. Charnes, J. Rousseauand J.Semple. See 329, below.

301. "A Dimensionless Efficiency Measure for Departures from Pareto Optimality," CCS Research Report 480(Austin: The University of Texas.Center for Cybernetic Studies, Jan., l984). With A. Charnes, B. Golany, L.Seiford and J. Stutz.

302. "Selected Opportunities for Mathematical Sciences Research Related to the Navy Mission." National ResearchCouncil Report by PAMRAN (Panel on Applied Mathematics Research Alternatives for the Navy), April, l987.With Gary McDonald, Peter Bickel, Herman Chernoff, Julian Cole, Chas. L. Fefferman, Ronald Graham, AlanHoffman, Gerald Lieberman, Richard Lipton and Marshall Tulin.

303. "Constrained Game Formulations and Interpretations for Data Envelopment Analysis," Research Report CCS 57l(Austin: The University of Texas, Center for Cybernetic Studies, March, l987). European Journal ofOperational Research 40 (1989) pp. 299-308. With.R. D. Banker, A. Charnes and R. L. Clarke.

304. "A Two-Person Zero-Sum Semi-Infinite Game Model for DEA with Infinitely Many Decision Making Units,"Research Report CCS 572 (Austin: The University of Texas, Center for Cybernetic Studies, April, l987). WithA. Charnes and Q. L. Wei.

305. "Optimal Design Modifications by Geometric Programming and Constrained Stochastic Network Models,"International Journal of Systems Sciences. 19, No. 6, l988, pp. 825-844. A revised version of 274. With A.Charnes, B. Golany and J. Masters.

306. "A Model for Measuring Amounts of Efficiency Dominance," CCS Research Report (Austin: The University ofTexas, Center for Cybernetic Studies, March, l984). With W. F. Bowlin, J. Brennan, A. Charnes and T. Sueyoshi.See 395.

307. "Cone Ratio Data Envelopment Analysis and Multi-Objective Programming," Research Report CCS 559 (Austin:The University of Texas, Center for Cybernetic Studies, Jan., l987). International Journal of Systems Science 20,No. 7, pp. 1099-1118; 1989. With A. Charnes, Q.L.Wei and Z. M. Huang.

308. "A Guided Tour of a Family of Studies on the Breakup of AT&T," Management Science (submitted). CCSReport 580, The University of Texas, Center for Cybernetic Studies, May, l987). With A. Charnes and T.Sueyoshi. See 312.

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309. "Quantitative Directions in Research on Creative and Innovative Management--A Commentary," in Y. Ijiri and R.L. Kuhn, eds., New Directions in Creative and Innovative Management (Cambridge, Mass: Ballinger, Inc.,1988).

310. "NAIL Presentation of Logistics Capability Assessment," Research Report CCS 564 (Austin: The University ofTexas, Center for Cybernetic Studies, June, l987). With A. Charnes, R. Brickman, B.Golany, J. Semple and M.Wolfe.

311. "Explicit Construction and Analysis of Some Efficient Empirical Production Functions in Data EnvelopmentAnalysis," Research Report CCS 582 (Austin: The University of Texas, Center for Cybernetic Studies, Junel987). With A. Charnes, D. B. Learner, F. Y. Phillips and John Rousseau.

312. "A Post Script to Evans and Heckman Response on the Bell System Breakup," CCS Report 588, The Universityof Texas at Austin, Center for Cybernetic Studies, January, l988. With A. Charnes and T. Sueyoshi. See 308,above.

313. "Some Statistical and DEA Evaluations of Relative Efficiencies of Public and Private Institutions of HigherLearning in the U.S." CCS Report 587, The University of Texas at Austin, Center for Cybernetic Studies,December, l987. Socio-Economic Planning Sciences 22, No. 6, 1988, pp. 259-269. With T.Ahn and A. Charnes.

314. "A Note on the Efficiency Characterizations Obtained in Different DEA Models," CCS Report 584, TheUniversity of Texas at Austin, Center for Cybernetic Studies, December, l987, Socio-Economic Planning Sciences22, No. 6, 1988, pp. 253-257. With T. Ahn and A. Charnes.

315. "Measuring the Impact of National Advertising on Recruiting by Data Envelopment Analysis Methods," FinalReport ONR Contract N000l4-86-C-0398, with The University of Texas Center for Cybernetic Studies, Februaryl5, l988. With A. Charnes, B. Golany, M. Kirby, J. McGahan, J. Semple. See also 461.

316. "Using Data Envelopment Analysis to Evaluate Relative Efficiencies in the Economic Performance of ChineseCities," Socio-Economic Planning Sciences 23, No. 6, pp. 325-344, l989. With A. Charnes and Shanling Li.

317. "Fundamental Theorems of Non-Dominated Solutions Associated with Cones in Normed Linear Spaces," CCSResearch Report 575 (Austin: The University of Texas Center for Cybernetic Studies, June, l987). With A.Charnes, Q. L. Wei and Z. M. Huang. Journal of Mathematical Analysis and Applications 150, July, 1990, pp.54-78.

318. "Multi-Payoff Constrained N-Person Games Over Cones," CCS Research Report 583 (Austin: The University ofTexas Center for Cybernetic Studies, June l987). With A. Charnes, Q. L. Wei and Z. M. Huang.

319. "Polyhedral Cone-Ratio DEA Models and Managerial Performance of Large Commercial Banks", CCS 6ll(Austin: The University of Texas, Center for Cybernetic Studies, l987). With A. Charnes, Z. M. Huang and D.B.Sun. See also 337 below.

320. "Management Science Research and the Challenge of Bureaucracy." Paper delivered at ceremonies celebratingthe 20th anniversary of the founding of the School of Urban & Public Affairs of Carnegie-Mellon University,September, l988.

321. "Alternative Approaches for Modeling the Missioning Process--Interim Report," CCS 594 (Austin: TheUniversity of Texas, Center for Cybernetic Studies, June, 1988). With A. Charnes, Replaced by 326 below.

322. "Testing for Organization Slack with R. Banker's Game Theoretic Formulation of DEA", CCS (Austin: TheUniversity of Texas at Austin, Center for Cybernetic Studies, Oct., 1988). Research in Governmental andNonprofit Accounting, Vol. 5, 1989, pp. 211-230. With A. Charnes and R. L. Clarke.

323. "DEA and Ratio Efficiency Analyses for Public Institutions of Higher Learning in Texas," Research inGovernmental and Nonprofit Accounting Vol. 5, l989, pp. 165-185.With T. Ahn, V. Arnold and A. Charnes.

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324. "Comparisons of DEA and Existing Ratio and Regression Systems for Effecting Efficiency Evaluations ofRegulated Electric Cooperatives in Texas," Research in Governmental and Nonprofit Accounting Vol. 5, (1989)pp. 187-210. With A. Charnes, D. Divine, T. W. Ruefli and D. Thomas.

325. "An Introduction to Data Envelopment Analysis with Some of Its Models and Their Uses," Research inGovernmental and Nonprofit Accounting Vol. 5, 1989, pp. l25-163, With R. Banker, A. Charnes, J. Swarts andD. Thomas.

326. "Modeling the Missioning Process: A Methodology Based on Data Envelopment Analysis." Final Report CCS612 (Austin: The University of Texas at Austin, Center for Cybernetic Studies, October, 1988). With A.Charnes.

327. "Some Elements of Saddle Point Theory," in Sten Thore, Economic Logistics: The Optimization of Spatial andSectoral Resource, Production and Distribution Systems (Quorum Press, 1991). With Sten Thore.

328. "Chance Constrained Programming and Other Approaches to Risk in Strategic Management," in Lawrence Gouldand Paul Halpern, eds., Proceedings of a Conference in Honor of M. J. Gordon (to appear 1993). With A.Charnes, K. Kwon and T. W. Ruefli.

329. "Chance Constrained Programming Approaches for Empirical Analyses of Mutual Fund Investment Strategies",Decision Sciences 23, (1992) pp. 385-408. With P.L. Brockett, A. Charnes, K.H. Kwon and T.W. Ruefli.

330. "Corrections to the Färe, Grosskopf and Nijnkev 'Piece-Wise Reference Technologies," PaperCCS ResearchReport 625 (Austin: The University of Texas Center for Cybernetic Studies, April l989). With A. Charnes.

331. "Empirical and Axiomatic Notions of Efficiency and Reference Sets in DEA" CCS Research Report 613 (Austin:The University of Texas at Austin, Center for Cybernetic Studies, April 1989). Revision of 330.

332. "Efficient Facets and Rates of Change: Geometry and Analysis of Some Pareto-Efficient Empirical ProductionPossibility Sets," CCS Research Report 622 (Austin: The University of Texas at Austin, Center for CyberneticStudies, April, 1989). With A. Charnes, Z. M. Huang and J. J. Rousseau.

333. "Efficiency Evaluations in Perturbed Data Envelopment Analysis," CCS Research Report (Austin: TheUniversity of Texas at Austin,Center for Cybernetic Studies, June, l989). In J. Guddat, ed., ParametricOptimization and Related Topics II, in pp. 38-49, Jürgen Guddat, Hubertus Jongen, Bernd Kummer and FrantisekNozicka, eds, Mathematische Forschung, Band 62 (Berlin: Akademie Verlag, 1991). With A. Charnes, M. Searsand S. Zlobec.

334. "Relations Between Half-Spaces and Finitely Generated Cones in Polyhedral Cone-Ratio DEA Models," CCSResearch Report 636 (Austin: The University of Texas at Austin, Center for Cybernetic Studies, August 1989)International Journal of Systems Sciences 22, 1991, pp. 2057-2077. With A. Charnes, Z. M. Huang and D. B.Sun.

335. "DEA Cone-Ratio Approaches for Use in Developing Decision Support Systems to Monitor Performance in aCollection of Banks," CCS Research Report 637 (Austin: The University of Texas at Austin, Center forCybernetic Studies, September, 1989). With A. Charnes, Z. M. Huang and D. B. Sun. Replaced. See 412

336. "Using Models in Science and Society," Research Report (Austin, TX, The University of Texas at Austin, Centerfor Legal and Regulatory Studies, Sept., 1989). Paper for Presentation at Workshop on Ethics in Modelling.Rensselaer Polytechnic Institute, October, 1989. In W.A. Wallace, ed., Ethics in Modelling (New York: KluwerScientific Books, 1994) With J. Allison, A. Charnes and T. Sueyoshi.

337. "Polyhedral Cone-Ratio DEA Models with an Illustrative Application to Large Commercial Banks," Journal ofEconometrics 46, 1990, pp. 73-91. With A. Charnes, Z. M. Huang and D. B. Sun.

31

338. "Cone Ratio Data Envelopment Analysis and Multi-Objective Programming," International Journal of SystemsSciences 20, 1989, pp. 1099-1118. With A. Charnes, Q.L. Wei and Z.M. Huang.

339. "Unification and Extension of Marketing Research by Information Theoretic Methods," CCS Research Report(Austin: The University of Texas at Austin Center for Cybernetic Studies, January,1990). Journal of MarketingResearch (submitted, 1990) With P. L. Brockett, A. Charnes, D. Learner and F. Y. Phillips. See 223.Withdrawn 1994. Published in European Journal of Operational Research. See 399.

340. "Compositive Data Envelopment Analyses and Multiobjective Programming," CCS Research Report 633 (Austin:The University of Texas at Austin, Center for Cybernetic Studies, June, l989). With A. Charnes, Q. L. Wei andM. Yue.

341. "Performance Auditing and Corporate Social Reporting," in M.J. Barrett, W. H. Beaver, W. W. Cooper, A.Milburn and D. Tweedie, and D. Solomons Report on Accounting and Auditing Measurement (Sarasota, FL,American Accounting Association, 1990).

342. "Uses of Data Envelopment Analysis in Decision Support Systems for Guiding Bank Audits and Evaluations,"CCS Report (Austin: The University of Texas at Austin, Center for Cybernetic Studies, January 1990).Operations Research (Submitted, 1992). Rejected 1996. With A. Charnes, Z. M. Huang and B. Sun. See 412,below.

343. "Measuring Complexity in High-Technology Manufacturing: Indexes for Evaluation," Interfaces 22, July-August, 1992, pp. 38-48. With K. K. Sinha and R. S. Sullivan.

344. "Goals and Performance Evaluation Criteria in State-Owned Enterprises: A Delphi Approach" (The University ofTexas at Austin, March 1990). With A. Gallegos and M. Granof.

345. "Data Envelopment Analysis," CCS Research Report 626 (Austin: The University of Texas at Austin, Center forCybernetic Studies, December 1989). Paper prepared as Designated National Representative of the OperationsResearch Society of America In Hugh Bradley, ed., Operations Research '90 Selected papers from the 12thInternational Conference on Operations Research in Athens, Greece (Oxford: Pergamon Press, Inc., 1991). WithA. Charnes.

346. "DEA: Usages and Interpretations," paper presented at XIIth International IFORS Conference in Athens, Greeceon June 25, l990. With A. Charnes. Revised as 361, below

347. "A Data Envelopment Analysis of High-Turnover Consumer Products in Competitive Markets," in A. Charnes,W. W. Cooper and A. Lewin, eds., Data Envelopment Analysis: Theory, Methodology and Applications (NewYork: Kluwer Academic Publishers, 1994). With A. Charnes, N. Echambadi, B. Golany, D. B. Learner, F. Y.Phillips, J. J. Rousseau.

348. "A Note on Petersen's Relaxed Assumptions for DEA," Research Report (Austin, TX: University of Texas atAustin, Graduate School of Business) July, 1990. With K.K. Sinha.

349. "On the State of Ph.D. Education and Research in Accounting," August, 1990. Paper presented to the AmericanAccounting Association on the occasion of receiving the Association's Outstanding Educator Award in Toronto,Canada, on August 10, 1990. Published in Texas Business School, Fall 1990.

350. "A Structure for Classifying and Characterizing Efficiency and Inefficiency in Data Envelopment Analysis,"Working paper No. 80, Rice University Graduate School of Administration Working Paper Series, August, 1990.With A. Charnes and R.M. Thrall. Revision of #282. Journal of Productivity Analysis 2, No.2 Oct., 1991, pp.197-237.

351. American Accounting Association 75th Anniversary Essays. "Recollections: 1935-50. In Search of an Identity,"Accounting Education News, March 1991, pp. 2-3. With S. Paul Garner.

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352. American Accounting Association, Committee on Accounting and Auditing Measurement Report, 1989-1990.Accounting Horizons, 5, September, 1991, pp. 80-101. With D. Solomons (Chair), M.J. Barrett, W.H. Beaver, J.Alex Milburn and David P. Tweedie. See also Minority Report by W.W. Cooper, pp. 102-103.

353. "Broker and Financial Newsletter Editor Perceptions of Risks and Returns for Mutual Fund InvestmentStrategies," in W.W. Cooper, J.G. March and S. Sunder, Eds. Proceedings of a Conference in Honor of R.M.Cyert (Withdrawn and replaced by 422, below.) With P.L. Brockett, K.H. Kwon and T.W. Ruefli.

354. Report to the Office of the State Auditor from Research on Early Warning and Monitoring Systems for Use by theTexas State Board of Insurance, 1991. With P.L. Brockett, Boaz Golany, John Rousseau and Kar Yan Tam.

355. "Data Disclosure and Data Sharing in Scientific Research" Accountability in Research 2 (1992) pp. 93-132. WithJohn Allison.

356. "A DEA Study of Public School District Performance and Financing in Texas," Research Report (Austin, TX:University of Texas at Austin, Graduate School of Business), May, 1991, with Karen H. Messer and Xuelin Yu.

357. "A Combined DEA-Stochastic Frontier Approach to Latin American Airline Efficiency Evaluations," Submitted,May, 1991, in A. Lewin and K. Lovell, eds., Proceedings of a Conference on DEA (withdrawn, December 1991).With Armando Gallegos.

358. "Accounting for Complexity in Costing High Tech Manufacturing" European Journal of Operational Research85, 1995, pp. 316-326. With K.K. Sinha and R.S. Sullivan.

359. "Policy and Practice for Semiconductor Manufactures," Translated into Chinese and published in Proceedings 2dNational Conference on Management of Technology. Taipei, Taiwan, October, 1991. Translated into Spanish as"Gestión y politica industrial en sectores de alta tecnologia: el caso de las semiconductors" and published inCuadernos de Difusion (Lima, Peru: ESAN) Ano 1, Numero 2, Setiembre 1992, pp. 1-26. With Shelby H. Carter,G. Kozmetsky and Dee Bruce Sun. Reprinted in United States and Japan: Shared Progress in TechnologyManagement (Austin: IC2 Institute, University of Texas at Austin, 1994).

360. "Complexity Measures for Extrapolating Efficient Performance Frontiers in High Tech Manufacturing,"Proceedings, 1st Productivity Conference (Ankara, Turkey, National Productivity Centre, November, 1991).With K.K. Sinha and R.S. Sullivan.

361. "The DEA Process: Usages and Interpretations" in A. Charnes, W.W. Cooper, L. Seiford and A. Lewin, eds.,Data Envelopment Analysis: Theory, Methodology and Applications (New York: Kluwer Academic Publishers, toappear, 1994) with A. Charnes, A. Lewin and L. Seiford.

362. "A Combined DEA-Stochastic Frontier Approach to Evaluating the Effects of the 1978 Chinese EconomicReforms," Paper Presented at the 1991 Bi-Annual Rutgers University Conference on Research in Productivity,Dec. 16-18, 1991 in Newark, New Jersey. With T. Ahn, Subal Kumbhakar, Shanling Li and Xuelin Yu.Withdrawn 12/17/91. Replaced by 367, below.

363. "A Note on Porter's Comparative Advantage of Nations" Omega 20, 2, 1992.

364. "Note on Activity Accounting," Accounting Horizons 5, Dec. 1991, pp. 60-68. With G. Aiyathurai and K.K.Sinha.

365. "A Perspective on Research in Governmental Accounting," The Accounting Review 67, No.3, July 1992, pp. 496-510. With R. Banker and Gordon Potter.

366. "DEA Approaches to Designs of Bank Monitoring Systems." With A. Charnes, Z.M. Huang and D.B. Sun.Replaced. See 412, below.

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367. "DEA and Stochastic Frontier Analyses of the Effects of the 1978 Chinese Economic Reforms" Socio-EconomicPlanning Sciences 29, 1995, pp. 85-112. with S. Kumbhakar, R.M. Thrall and X. Yu.

368. Evaluation of Complex Technological Systems: An Application of DEA to High Technology Manufacturing,"Operations Research, Special Issue on New Directions for Operations Management (submitted Sept. 1992). WithK.K. Sinha and R.S. Sullivan. Withdrawn. See 405 below.

369. Primal and Dual Optimality in IDEAS (Integrated Data Envelopment Analysis Systems) and Related ComputerCodes. With the V. Arnold, I. Bardhan and A. Gallegos. See 390 below.

370. "DEA as a Discovery Process," Data Envelopment Analysis: Theory, Methodology and Applications (New York:Kluwer Academic Publishers, to appear, 1994). With A. Charnes, A. Lewin and L. Seiford.

371. "Introduction: DEA Concepts and Uses," in Data Envelopment Analysis: Theory, Methodology and Applications(Boston: Kluwer Academic Publishers, 1994). With A. Charnes, A. Lewin and L. Seiford.

372. "Basic DEA Models," in Data Envelopment Analysis: Theory, Methodology and Applications (New York: KluwerAcademic Publishers,1994). With A. Charnes, A. Lewin and L. Seiford.

373. "Extensions to DEA Models," in Data Envelopment Analysis: Theory, Methodology and Applications (New York:Kluwer Academic Publishers, 1994). With A. Charnes, A. Lewin and L. Seiford.

374. "Accounting Research and Practice, from Pacioli to Ijiri," Economic Notes 2, 1993, pp. 200-210. With G.Kozmetsky. Reprinted in M. Shubik, ed., Proceedings of the Conference on Accounting and Economics (NewYork: Garland Publishing Co., 1995).

375. "DEA Models for Evaluating Efficiency and Excellence in Texas Secondary Schools" Research Report (Austin,TX Graduate School of Business Administration University of Texas at Austin, January 1993). Invited paper,IFORS (International Federation of Operations Research Societies Conference) in Lisbon, Portugal, July 1993.Replaced. See 413, below.

376. "Eric Kohler" in M. Chatfield and R. Vangermeersch, eds. An Encyclopedia of the History of Accounting andAccounting Thought (New York: Garland Publishing Co., 1993)

377. "Yuji Ijiri" in M. Chatfield and R. Vangermeersch , eds., An Encyclopedia of the History of Accounting andAccounting Thought (New York: Garland Publishing Co., 1993).

378. "Models for Measuring Efficiency Dominance for Use in DEA" Computers and Operations Research (submitted,1993), With W.F. Bowlin, J. Brennan and T. Sueyoshi. Withdrawn and revised. See 395 below.

379. "Data Envelopment Analysis," in Saul I. Gass and Carl M. Harris, eds. Encyclopedia of Operations Research andManagement Science (New York: Kluwer Academic Publishers, 1996). Revised and extended in 441, below.

380. "Comprehensive Audits for Use in Evaluating Scientific Research,". A paper presented at the Third Conferenceon Quality Assurance in Research, Baltimore, MD., May 2-5, 1993. With John Allison, G. Kozmetsky and F.Y.Phillips. Accountability in Research 3, 1993, pp. 1-9. (Gordon & Breach Science Publishing).

381. "Self Policing and Reinforcement as Alternatives to Government Regulation for Quality Assurance in Research."A paper presented at the Third Conference on Quality Assurance in Research. Baltimore, MD, May 2-5, 1993.Accountability in Research 3, 1993, pp. 137-145. With John Allison, G. Kozmetsky and F.Y. Phillips.

382. "A Model for Reallocating Budgeted Overhead Activities." Proceedings of the First International Conference onContemporary Accounting Issues (Taipei, Taiwan, National Chengchi University, 1994). With Gerald Aiyathurai,Indranil Bardhan, Frank Erzinger and Will McClatchy.

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383. "New Uses of DEA and Statistical Regressions for Efficiency Evaluation and Estimation-with an illustrativeApplication to Public Secondary Schools in Texas," in W.W. Cooper, R. Thompson and R. Thrall, eds.,"Extensions and New Developments in DEA." Special Issue.The Annals of Operations Research Vol. 66, 1996,pp. 255-278. With V. Arnold, I. Bardhan and S. Kumbhakar.

384. "Using Displaced Cone Representations in DEA Models for Nondominated Solutions in MultiobjectiveProgramming," Working Paper. Austin, Texas: University of Texas at Austin, Graduate School of Business,Sept., 1993. Systems Science and Mathematical Sciences 10, 1997, pp. 41-49. With Q.L. Wei and Gang Yu.

385. "Data Envelopment Analysis: Survey and Interpretations," Communications of the Operations Research Societyof Japan (in August, September, and October 1994 issues, in Japanese) With K. Tone, H. Takamori and T.Sueyoshi.

386. "A Neural Network Method for Obtaining Early Warnings of Insurer Insolvency," Journal of Risk and Insurance61, 1994, pp. 402-424. With P.L. Brockett, Linda Golden, Utai Pitaktong.

387. "Education for Public Sector Management in the 21st Century," Paper presented at the Conference on UrbanAffairs sponsored by the H.J. Heinz III School of Management and Public Policy, Oct. 2-5, 1993 on the occasionof the 25th anniversary of its founding.

388. "A Salute to Richard Cyert." Paper presented at Conference in Honor of R.M. Cyert, Carnegie Mellon Universityon September 10, 1993. To be published in Conference Proceedings, (Quorum Books, 1994) with W.W. Cooper,J. G. March and S. Sunder, eds.

389. "G.L. Thompson--An Appreciation." Plenary address at Conference in Honor of G.L. Thompson on his 70thBirthday. Carnegie Mellon University October 18, 1993. Published in (Conference Proceedings), OperationsResearch: Methods, Models and Applications (Westport, Conn., Quorum Books, 1998) with J. Aronson and S.Zionts, eds. Chapter 1, pp. 3-16.

390. "Primal and Dual Optimality in DEA Computer Codes," J. Aronson and S. Zionts, eds. Operations Research:Methods, Models and Applications (Westport Conn., Quorum Books, 1998). With V. Arnold, I. Bardhan and A.Gallegos. Chapter 5, pp. 57-96.

391. "A Note on Returns to Scale in DEA" European Journal of Operational Research 88, 1996, pp. 583-585. WithR.D. Banker and I. Bardhan.

392. "Equivalence and Implementation of Alternative Methods for Determining Returns to Scale in DEA," EuropeanJournal of Operational Research 89, 1996, pp. 473-481. With R.D. Banker and H. Chang.

393. "Simulation Studies of Efficiency, Returns to Scale and Misspecification with Nonlinear Functions in DEA,"Working Paper, Graduate School of Business, University of Texas at Austin, 1994. Published in W.W. Cooper,R.G. Thompson and R.M. Thrall, eds. "Extensions and New Developments in DEA." Special Issue of Annals ofOperations Research Vol. 66, 1996, pp. 233-254. With R.D. Banker and H. Chang.

394. "Validation and Generalizations of DEA and Its Uses," TOP, the journal of the Spanish Statistics and OperationsResearch Society, 2 No. 2, Dec. 1994, pp. 249-297 with accompanying discussions by E. Grifell-Tatje, Jesús T.Pastor, P.W. Wilson, E. Lay, and C.A.K. Lovell. With R.D. Banker.

395. "Models and Measures for Efficiency Dominance in DEA," Part I: "Additive Models and MED Measures"Research Report (Austin, Texas, The University of Texas at Austin, Graduate School of Business, May, 1994)With I. Bardhan, W.F. Bowlin and T. Sueyoshi. Replaced with 406 and 407.

396. "Satisficing DEA Models Under Chance Constraints," in W.W. Cooper, R.G. Thompson and R.M. Thrall, eds."Extensions and New Developments in DEA." The Annals of Operations Research Vol. 66, 1996, pp. 279-295.With Zhimin Huang and Susan Li.

35

397. "DEA Evaluations of Performance Audits," Internal Auditing, 10, 1994, pp. 13-22. With Urton Anderson andDavid Lockhart.

398. "Models, Modelling and Modellers: An Application to Risk Analysis," European Journal of OperationalResearch 83 (1996) pp. 245-246.

399. "Information Theory as a Unifying Statistical Approach for Use in Marketing Research," European Journal ofOperational Research 84, 1995, pp. 310-329. With P.L. Brockett, A. Charnes, D.B. Learner and F.Y. Phillips.

400. "Goal Programming Models and Duality Interpretations for Use in Portfolio Planning and Regression Analysis,"December 1994. With V. Lelas and T. Sueyoshi. European Journal of Operational Research 98, 1997, pp. 431-443.

401. "A Delphi Study of Goals and Evaluation Criteria of State and Privately Owned Latin American Airlines," Socio-Economic Planning Sciences 29, 1995, pp. 273-285. With A. Gallegos and M.H. Granof.

402. "A Simulation Study of Joint Uses of Data Envelopment Analysis and Statistical Regressions for ProductionFunction Estimation and Efficiency Evaluation," Journal of Productivity Analysis 9, 1998, pp. 249-278. With I.Bardhan and S.C. Kumbakhar.

403. "G.L. Bach--A Beginning," Selections Spring 1995, p. 11 (Santa Monica, California, Graduate ManagementAdmissions Council. Reprinted in GSIA Magazine Spring 1995 (Pittsburgh: Carnegie-Mellon UniversityGraduate School of Industrial Administration, 1995) p. 17.

404. "A Survey of Some Recent Developments in Data Envelopment Analysis," Proceedings of the 14th EuropeanConference on Operational Research (Jerusalem, Israel, July 3-6, 1995). Semi-Plenary Papers (Poznan, Poland:Poznan University of Technology, Institute of Computing Science, 1995). With Kaoru Tone. Subsequentlypublished in European Journal of Operational Research 99, 1997, pp. 72-88.

405. "Evaluating the Information Content of a Measure of Plant Output: An Application to High TechnologyManufacturing," Annals of Operations Research, 68, 1996, Special Issue on Computational Economics. G.L.Thompson and S. Thore, eds. (to appear, 1997). With K.K. Sinha and R.S. Sullivan.

406. "Models and Measures for Efficiency Dominance in DEA. Part I: Additive Models and MED Measures," Journalof the Operations Research Society of Japan 39, September 1996, pp. 322-332. With I. Bardhan, W.F. Bowlin andT. Sueyoshi.

407. "Models and Measures for Efficiency Dominance in DEA. Part II: Free Disposal Hulls and Russell Measures,"Journal of the Operations Research Society of Japan 39, September 1996, pp. 333-344. With I. Bardhan, W.F.Bowlin and T. Sueyoshi.

408. "Chance Constrained Programming Formulations for Stochastic Characterizations of Efficiency and EfficiencyDominance in DEA," Journal of Productivity Analysis 9, No. 1, 1998, pp. 53-79. With Zhimin Huang, VedranLelas, Susan Li and Ole Olesen

409. "A Case Study in Applying Neural Networks to Predicting Insolvency for Property and Casualty Insurers,"Replaced by 415, below. With P.L. Brockett, Linda Golden and Utai Pitakgong.

410. "Research and Practice in Accounting." Paper presented on the occasion of inauguration into the Accounting Hallof Fame in Orlando, Florida on August 14, 1995. Subsequently published in Accounting Historians Journal 28,June 1996, pp. 127-134.

411. "Introduction: Extensions and New Developments in DEA," in Extensions and New Developments in DEA.Special issue The Annals of Operations Research Vol. 66, 1996, pp. 3-46. With R.G. Thompson and R.M. Thrall.

36

412. Data Transformations in DEA Cone-Ratio Approaches for Monitoring Bank Performance." European Journal ofOperational Research 98, 1997, pp. 250-268. Special issue on Evaluating Financial Institutions. With P.L.Brockett, A. Charnes, Z. Huang and D.B. Sun.

413. "A Two-Stage DEA Approach for Identifying and Rewarding Efficiency in Texas Secondary Schools," IMPACT:How IC2 Research Affects Public Policy and Business Practices. A volume honoring George Kozmetsky'sReceipt of the National Medal of Technology (Quorum Press, 1997, pp. 131-166). W.W. Cooper, D. Gibson, F.Phillips, S. Thore and A. Whinston, eds. With V. Arnold and I. Bardhan.

414. "Response." Paper presented on the occasion of receiving the degree of Doctor Honoris Causa from theUniversity of Alicante in Alicante, Spain, on November 23, 1995.

415. "A Case Study in Applying Neural Networks to Predicting Insolvency for Property and Casualty Insurers,"Journal of the Operational Research Society, 32, 1998, pp. 1-20. With P.L. Brockett, Linda Golden and XiaohuaXia.

416. "Congestion and Inefficiency in Chinese Production Before and After the 1978 Economic Reforms," Socio-Economic Planning Sciences, 32, 1998, pp. 1-20. With P.L. Brockett, Hong-Chul Shin and Yuying Wang.

417. "Evaluating Water Supply Services in Japan with RAM-A Range Adjusted Measure of Efficiency," Omega (26, 2,1998, pp. 207-232). With K. Aida, J.T. Pastor and T. Sueyoshi.

418. "Foreword to: America's Adopted Son, Memoirs of Samuel Nakasian. (Charlottesville, VA, Bookwrights Press,1997)

419. "Measures of Inefficiency in Data Envelopment Analysis and Stochastic Frontier Estimation," European Journalof Operational Research. 99, 1997, pp 72-88. With K. Tone.

420. "Survey of Mathematical Programming Models in Air Pollution Management," European Journal of OperationalResearch 96, 1, 1996, pp. 1-35. With H. Hemphill, Zhimin Huang, Vedran Lelas, Susan Li and David Sullivan.

421. "Generalized Efficiency Measures (GEMS) and Model Relations for Use in DEA." With J.T. Pastor. PlenarySession paper presented at 2d University of Georgia Productivity Workshop in Athens, Georgia, Nov. 1-3, 1996.Revised and incorporated in #436, below.

422. "A Study of Evaluations of Mutual Fund Investment Strategies," in Mark Karwan, Jaap Spronk and JyrkiWallenius, eds., Essays in Decision Making: A Volume in Honor of Stanley Zionts (Heidelberg, Springer-Verlag,1997) with P.L. Brockett, K.H. Kwon and T.W. Ruefli.

423. "Formalization of Flexibility and Efficiency in Dynamic Manufacturing Environments." Paper presented atNovember 1996 meetings of INFORMS in Atlanta, GA. With S.K. Bordoloi and H. Matsuo.

424. "Symposium on Primary and Secondary Education: An Alternative Approach," Journal of EconomicPerspectives. With V. Arnold and I. Bardhan. Rejected 1997.

425. "A Preface to New Approaches for Use in Evaluating the Performances of Financial Institutions," EuropeanJournal of Operational Research 98, 1997, pp. 170-174.. With A.N. Berger, P.L. Brockett and J.T. Pastor.

426. "Using DEA to Evaluate 29 Canadian Textile Companies--Considering Returns to Scale," International Journalof Production Economics 54, 1998, pp 129-141. With P. Chandra, Shanling Li and A. Rahman.

427. "Virtual Organizations: Practice and the Literature," Sloan Management Review (submitted and rejected, 1997)with M. Muench. Revised in 1999. See [446].

428. "Flexibility, Efficiency and Adaptability in Manufacturing Systems," Production and Operations ManagementSystems 8, 1999, pp. 133-150. With S. Bordoloi and H. Matsuo.

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429. "Evaluating Solvency and Efficiency Performances of U.S. Property-Liability Insurance Companies," Journal ofRisk and Insurance (submitted, 1998) with P.L. Brockett, L. Golden and Y. Wang.

430. "Can Research be Basic and Applied? You Bet. It Better be for B-Schools" Working Paper. University of Texas atAustin. Graduate School of Business, Oct., 1997. With Leigh McAlister. Socio-Economic Planning Sciences 33,1999, pp. 257-276.

431. "DEA Evaluations of the Performances of U.S. Property and Liability Insurance Companies," InternationalJournal of Systems Sciences 1998, 29, pp. 1235-1247. With P.L. Brockett, Linda Golden, John Rousseau andYuying Wang.

432. "OR/MS. Where It's Been. Where It Should be Going" Omega Rho Distinguished Lecture, INFORMS, Dallas,Oct., 1997 and PMS Blackett Memorial Lecture, British Operational Research Society. London Nov. 1997.Journal of the Operational Research Society 1999, 50, pp. 3-11.

433. "IDEA and AR-IDEA: Models for Dealing with Imprecise Data in DEA," Working Paper, Center forManagement of Operations and Logistics (Austin, TX, The University of Texas, Graduate School of Business,1997). Management Science 1999, 45, pp. 597-607. With K.S. Park and Gang Yu.

434. "Not Proven--A Comment on Geraint Johnes' "Costs and Industrial Structure in Contemporary British HigherEducation," The Economic Journal (submitted, Dec., 1997). With G. Appa, S. Kumbhakar and John Thompson.Published in Newsletter, Royal Economic Society, Issue 102, July, 1998.

435. "The Importance of Basic, Applied Reseach," Journal of Market - Focused Management, 2, 1998, pp. 303-308.With Leigh McAlister.

436. "RAM: A Range Adjusted Measure of Inefficiency for Use with Additive Models and Relations to Other Modelsand Measures in DEA", Journal of Productivity Analysis, 11:1, January 1999, pp. 5-42. With K. S. Park and J. T.Pastor. See also 472.

437. "Evaluating Efficiencies of Turbofan Jet Engines in Multiple Input-Output Contexts: a Data EnvelopmentAnalysis Approach," Austin, Texas, University of Texas at Austin, Graduate School of Business, May, 1998.Journal of Propulsion and Power (Vol. 6, No.1. Jan-Feb. 2000). With Sean Bulla, K. S. Park and Dennis Wilson.

438. "Preface: Evaluating Performances for Activities in Pacific Rim Countries," Omega, 26, 1998, pp. 147-151. WithK. Tone and T. Sueyoshi.

439. "Finished and Unfinished Business for Returns to Scale in DEA." Research Report. Austin, Texas. University ofTexas Graduate School of Business, September, 1998. With R.D. Banker and R. M. Thrall.

440. "Data Envelopment Analysis," in Saul Gass. and Carl M. Harris, eds., Encyclopedia of Operations Research andManagement Science (Boston: Kluwer Academic Publisher, to appear). This is a revised and extended version of379, above.

441. "Marginal Rates of Substitution and Elasticities with Additive Models in DEA." Paper presented at University ofGeorgia Third Biannual Productivity Workshop (Oct. 29-31, 1998). with K.S. Park and J.T. Pastor. See 447,below.

442. "Inefficiency Components and Additive Model Extensions." Paper presented at University of Georgia ThirdBiannual Productivity Workshop (Oct. 29-31, 1998). With K.S. Park and J.T. Pastor. Adapted from the Appendixto 436, above.

443. “A Unified Additive Model Approach for Evaluating Inefficiency and Congestion with Associated Measures inDEA,” Socio-Economic Planning Sciences (34, 2000, pp. 1-25). With L.M. Seiford and J. Zhu.

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444. “Comparisons and Evaluations of Alternative Approaches to Evaluating Congestion in DEA,” European Journalof Operational Research (32/1, July 1, 2001) with Bisheng Gu and Shanling Li. Revised February 2000. See455.

445. “GSIA-The Graduate School of Industrial Administration: Some Stories from the Past and Some Suggestions forthe Future,” Plenary paper presented at the 50th anniversary celebration of the founding of GSIA at CarnegieMellon University, Pittsburgh, PA, April 1999.

446. “Virtual Organizations: The States of Practice and Research” Journal of Organizational Computing andElectronic Commerce, (2000, 10, pp. 189-208. With M.L. Muench. This is a revised version of 427.

447. “Marginal Rates and Elasticities of Substitution in DEA.” Journal of Productivity Analysis 13, 2000, pp. 105-123. With K.S. Park and J.T. Pastor. This is a revised version of 442.

448. “New Measures for Use in DEA: An Introduction” Journal of Productivity Analysis 13, 2000, pp. 91-92. WithC.A. Knox Lovell.

449. “IDEA (Imprecise Data Envelopment Analysis) when Column Maxima are Absent,” Journal of the OperationalResearch Society 52, 2001, pp. 176-181. With K.S. Park and Gang Yu.

450. “An Illustrative Application of IDEA (Imprecise Data Envelopment Analysis) to a Korean MobileTelecommunication Company” Operations Research 49, 2001, pp. 807-820. With K.S. Park and Gang Yu.

451. “Small Sample Properties of ML, COLS and DEA Estimators of Frontier Models in the Presence ofHeteroscedasticity by A.J. Bojanic, S.B. Condill and Joe M. Ford: A Comment” European Journal of OperationalResearch 136, 2002, pp. 466-467 with R.D. Banker and H.S. Chang.

452. “Sensitivity and Stability Analysis in DEA: Some Recent Developments” Paper presented at 6th EuropeanWorkshop on Research in Productivity and Efficiency. Copenhagen, Denmark, Oct. 29-31, 1999. Journal ofProductivity Analysis 2001; 15:217-246. With S. Li, L.M. Seiford, K. Tone, R.M. Thrall, J. Zhu.

453. “Returns to Scale in Different DEA Models,” Paper delivered at Decision Sciences Institute Meeting in Athens,Greece, July 4-7, 1999. Submitted to European Journal of Operational Research Oct., 1999. With R.D. Banker,L.M. Seiford, R.M. Thrall and Joe Zhu.

454. "Slacks and Congestion: A Response to Comments by Färe and Grosskopf," Socio-Economic Planning Sciences,2001, 35, with L.M. Seiford and J. Zhu.

455. "Comparisons and Evaluations of Alternative Approaches to the Treatment of Congestion in DEA," EuropeanJournal of Operational Research. Vol. 132/1, July 1, 2001. pp. 62-74. With Bisheng Gu and Shanling Li.

456. "Alternative Sciences," The Atlantic Monthly (submitted, February 2000).

457. “Auditing and Accounting: Some Effects of R.M. Cyert's Research,” Mie Augier and James G. March, eds., TheEconomics of Change, Choice And Structure: Essays in the Memory of Richard M. Cyert (UK: Edward ElgarPublishing Co., to appear, 2001).

458. "Using DEA to Improve the Management of Congestion in Chinese Industries (1981-1997)" Socio-EconomicPlanning Sciences 35, 2001, pp. 1-16. With H. Deng, B. Gu, S. Li and R.M. Thrall.

459. “Alternative Treatments of Congestion in DEA: A Response to the Cherchye, Kuosmanen and Post Critique,”European Journal of Operational Research (Vol 132/1, July 1, 2001. pp. 81-87) With Bisheng Gu and ShanlingLi.

460. “DEA Evaluation of Efficiency of Marketing Systems in the U.S. Property-Liability Insurance Industry: AFinancial Intermediary Approach,” 1998. With P.L. Brockett, Linda Golden, J.J. Rousseau and Yuying Wang.

39

461. “DEA and Regression Approaches for Evaluating the Effects of Different Military Recruitment AdvertisingStrategies,” Management Science (submitted, Nov. 2000) with P.L. Brockett, L. Golden, M.J. Kwinn and D.Thomas. See also 315. Withdrawn and replaced by 473.

462. “DEA Efficiency Evaluations of Digital vs. Physical Product “Dot-Com” Companies,” With A. Barua, P.L.Brockett, H. Deng, T.W. Ruefli and A. Whinston. Revised and extended in 466.

463. “A Simulation Study of DEA and Parametric Frontier Models in the Presence of Heteroscedasticity,” EuropeanJournal of Operational Research (submitted, 2001). With R.D. Banker and H. Chang.

464. “A. Charnes and W.W. Cooper. A Brief History of a Long Collaboration,” Invited paper for the Special 50th

Anniversary Issue of Operations Research. Operations Research (Anniversary Issue) 50, No. 1, Jan-Feb 2002,pp. 1-7.

465. Memorial to Herbert A. Simon. Presented at Carnegie Mellon University, March 19, 2001.

466. “DEA Efficiency Evaluations of Digital vs. Physical Product ‘Dot-Com’ Companies,” Management Science(submitted 3/14/01). With A. Barua, P.L. Brockett, H. Deng, T.W. Ruefli and A. Whinston.

467. “The Founding of TIMS.” Prepared for “OR/MS Initiative to Help Preserve the History of OR/MS.”

468. “A One-Model Approach to the Analysis of Congestion in Data Envelopment Analysis,” Socio-EconomicPlanning Sciences (submitted, May 2001). With H. Deng, Z.M. Huang and S.X. Li.

469. “A Chance Constrained Programming Approach to Congestion in DEA.” European Journal of OperationalResearch, (submitted July, 2001) with H. Deng, Zhiming Huang and Susan X. Li.

470. “Chance Constrained Programming Approach to Technical Efficiencies and Inefficiencies in Stocahstic DataEnvelopment Analysis.” Journal of the Operational Research Society, with H. Deng, Zhiming Huang and SusanX. Li (submitted August 2001).

471. “Andrew Whinston: A Beginning” Foreword to a Festschrift to Andrew Whinston edited by Clyde Holsapple,Varghese Jacob and H. Rayhav Rao entitled Business Modeling: Multidesciplinary Approaches--Essays in Honorof Andrew B. Whinston.

472. The Range Adjusted Measure (RAM) in DEA: A Response to the comment by Steinmann and Zweifl, Journal ofProductivity Analysis 15, 2001, 145-152. With K.S. Park and J.T. Pastor.

473. “An Analysis of the Efficiency of Joint Advertising vs. Service-Specific Advertising for Recruiting Success,”Military Operations Research (submitted August, 2001) with P.L. Brockett, Linda Golden, M.J. Kwinn, Jr. andD.A. Thomas.

474. “Alternative Statistical Regression Studies of the Effects of Joint and Service Specific Advertising on MilitaryRecruitment” (Dec., 2000) with P.L. Brockett, S. Kumbakhar and M.J. Kwinn.

475. “Substantive and Methodological Approaches to Accounting Research.” Paper presented to the ManagementAccounting Section of the American Accounting Association meeting in Austin, Texas, 1/11/02, on the occasionof receiving their Lifetime Contributions to Management Accounting award.