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Wood Characteristics Inherent in a Trees Natural Growth Christoph Richter* Opitzer Weg 20, Tharandt, Germany Abstract Wood characteristics that occur as part of a trees natural growth are covered in this chapter . These characteristics are either genetically xed or physiologically determined and develop natu- rally as a tree grows. For example, as every tree forms branches to transport assimilates, it also responds to light stimuli, site and climate inuences, modied nutrient supply, external forces, and stress. The tree stem adapts by deviating from its normal form. Branches respond by either growing stronger or dying off. Changes may also occur in the direction of the ber, tree ring structure or increment zone formation, and color of the wood. The Description of Characteristics Follows the Structure Description (Anamnesis on Tree) Causes (Diagnosis) Prevention (Prophylaxis) Impact on Use (Anamneses on Product) Technological Adaptation (Therapy) Keywords Wood characteristics; Wood defects; Taper; Crookedness; Forking; Ovality; Eccentric Growth; Mouldings; Flutes; Flanges; Limbiness; Limb Scars; Blind Conks; Irregular Tree Rings; Increment Zones; Grain Orientation; Spiral Grain; Curly; Fiddleback; Hazel Growth Stem Contour Modifications Taper Description Taper refers to a progressive reduction in a stems diameter from base to tip (Richter 2010; 2015). The heightdiameter relationship (H/D ratio) signicantly inuences wood volume recovery. Timber is classied as heavily tapered if the diameter of the stem decreases more than 1 cm for each meter (Fig. 1). Causes Certain tree species, for example, yew (Taxus baccata) and swamp cypress (Taxodium ssp.), are predisposed to stem taper. Typically, trees growing without canopy competition develop broad crowns. Instead of growing taller, the trees increase their cambial growth thereby improving their stability. However, as the stand *Email: [email protected] Tropical Forestry Handbook DOI 10.1007/978-3-642-41554-8_216-3 # Springer-Verlag Berlin Heidelberg 2015 Page 1 of 48

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Page 1: Wood Characteristics Inherent in a Tree s Natural Growth · 2017-08-26 · Wood Characteristics Inherent in a Tree’s Natural Growth Christoph Richter* Opitzer Weg 20, Tharandt,

Wood Characteristics Inherent in a Tree’s Natural Growth

Christoph Richter*Opitzer Weg 20, Tharandt, Germany

Abstract

Wood characteristics that occur as part of a tree’s natural growth are covered in this chapter.These characteristics are either genetically fixed or physiologically determined and develop natu-rally as a tree grows. For example, as every tree forms branches to transport assimilates, it alsoresponds to light stimuli, site and climate influences, modified nutrient supply, external forces, andstress. The tree stem adapts by deviating from its normal form. Branches respond by either growingstronger or dying off. Changes may also occur in the direction of the fiber, tree ring structure orincrement zone formation, and color of the wood.

The Description of Characteristics Follows the StructureDescription (Anamnesis on Tree)Causes (Diagnosis)Prevention (Prophylaxis)Impact on Use (Anamneses on Product)Technological Adaptation (Therapy)

Keywords

Wood characteristics; Wood defects; Taper; Crookedness; Forking; Ovality; Eccentric Growth;Mouldings; Flutes; Flanges; Limbiness; Limb Scars; Blind Conks; Irregular Tree Rings; IncrementZones; Grain Orientation; Spiral Grain; Curly; Fiddleback; Hazel Growth

Stem Contour Modifications

TaperDescriptionTaper refers to a progressive reduction in a stem’s diameter from base to tip (Richter 2010; 2015).The height–diameter relationship (H/D ratio) significantly influences wood volume recovery.Timber is classified as heavily tapered if the diameter of the stem decreases more than 1 cm foreach meter (Fig. 1).

CausesCertain tree species, for example, yew (Taxus baccata) and swamp cypress (Taxodium ssp.), arepredisposed to stem taper.

Typically, trees growing without canopy competition develop broad crowns. Instead of growingtaller, the trees increase their cambial growth thereby improving their stability. However, as the stand

*Email: [email protected]

Tropical Forestry HandbookDOI 10.1007/978-3-642-41554-8_216-3# Springer-Verlag Berlin Heidelberg 2015

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density increases, crown competition rises, and the individual trees strive to overcome the compe-tition by growing taller and breaking through the canopy. This growth in height takes place at theexpense of growth in diameter and stand stability.

On unfavorable sites, highly influenced by wind or unstable soil conditions (cliffs, mountainridges, stand edges, or bogs), trees improve their stability by increasing cambial increment growth intheir lower stem (low H/D ratio).

As a general rule: the younger and more stable the tree, the greater the crown competition and themore narrow the stem (H/D > 80). The older and less stable the tree, the lower the crowncompetition and the thicker the stem (H/D < 50) (Rust et al. 2011).

Physically, stem taper can be understood as an increase in the stem base diameter of a treeresulting in a decrease in its bending tension to the 3rd power over trees of the same height (Mattheck1997):

s ¼ 4M

p � R3 :

Legend:

s = bending stressM = bending moment (F * L)F = force on the crownL = load (stem length)R = diameter at stem base

That means, for example, if a stem exposed to steady wind pressure doubles its diameter, itsimultaneously reduces its bending stress by 1/8. Consequently, the tree increases its chances ofsurvival. The formation of buttress roots follows this physical principle.

In tropical primary and secondary forests, trees normally have only slight tapering (H/D> 80). Asgrowth in height accelerates to overcome crown competition, the stem diameters and crown widthsprogressively decline. Over time, various “design principles” have evolved to ensure stability of thetrees (see “The Principles of Wood Characteristic Formation”).

Fig. 1 Swamp cypress (Taxodium) on boggy soil. External forces and site conditions affect the H/D ratio

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PreventionForest management practices such as suitable species selection and appropriate spacing can influ-ence a tree’s H/D ratio. In plantations with geometric tree spacing, the height–diameter ratio can besystematically controlled.

Impact on UseThewood volume yield from tapered logs is reduced because the taper leads to shorter board lengths orwidths. The amount of slab and edge wood (offcuts) increases (Fig. 2). Missing fiber in the sawntimber reduces the strengthening properties. Avariance in fiber of 5� to the surface of a board reducesthe bending strength by 20%. At a 10� fiber angle, bending strength is reduced to a critical 40% (Popeet al. 2005). The surface quality declines when the wood is planed against the missing fiber.

Technological AdaptationModern band saw technology has optimized the way tapered logs are processed. The wood is cutparallel to the stem surface in the direction of the fibers, conical profile (Fig. 3).

Round cut boards can be trimmed parallel to the wane. These trimmings eliminate waste and aresufficient for veneering wood (Fig. 4).

Forest measurements collected manually can be time consuming and inaccurate. Therefore, mostsawmills today sort timber using (semi)automated optoelectronic scanners. These systems are able

Slab

Scrap

Main product

Fig. 3 Conical cut diagram using a band saw. Wide end of board parallel to fiber, narrow end with missing fiber

Main product

Secondary product

Fig. 2 Flitch cut from a highly tapered log: Loss in volume recovery from tapered logs.Wide and thin endswithmissingfiber

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to scan the stem contours – dependant on the desired log length – in many evenly distributedsections. The scanners are calibrated and ensure measurements in line with accepted grading rules.

CrookednessDescriptionCrookedness refers to stem deviation from a straight line along the longitudinal axis. A straight stemis called “double lined,” a stem curving to one side “single lined or sweep,” and a stem curving atdifferent stem heights “unlined or crook” (Fig. 5).

The term “lined” comes from the plumb line. When a plumb bob is suspended down the length ofa standing tree, the plumb line either falls in line with the stem (lined), or out of line (unlined), oracross the crooked stem section.

CausesCertain tree species and their provenances have a genetic predisposition to crook (Darmstadt pines[Pinus sylvestris]) or to sweep (various larch provenances [Larix decidua]). In the nineteenthcentury, the severely twisted growth of the dwarf beech (Fagus sylvatica var. tortuosa), a mutationof the common beech (Fagus sylvatica), from the S€untel hills of Lower Saxony, Germany, caused ahuge sensation.

Fig. 4 Boards are cut from a tapered stem and trimmed parallel to the wane

Straight Sweep Crook

Fig. 5 Variations in stem crookedness

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Trees which grow out from the lower and secondary stories under crown competition are forced toorientate their main shoot toward a gap in the canopy with the most sunlight. The crooked stem cancontinue to grow, but will produce tension internally (Fig. 6). Particularly, in the tropical primary andsecondary forests, this internal defect in the fiber can have a significant impact on future processing(warping, cracking) (Harzmann 1988).

Trees tilted from their vertical position by external forces (soil creep on hillsides, wind and snowpressure) straighten themselves as a result of heliotropism and geotropism. In doing so, the stem axisbends. A tree’s ability to bend its stem and branches through the formation of reaction wood is vitalto its survival.

If a tree loses its terminal shoot, a side branch will take over the leader function. Boring insectssuch as the pine shoot moth (Rhyacionia buoliana) cause deformed tree shapes (post horn).

Animal fraying and rubbing or browsing can lead to stem deformations especially in young trees.

PreventionStrict adherence to seed and stock selection guidelines during artificial stand formation can preventprovidences prone to stem crookedness from passing on their genetic potential.

Spacing guidelines and selective thinning measures promote stand members predisposed to goodgrowth and well-formed stems.

Formation pruning of seedlings or immature hardwood that stands in an effort to prevent futurestem crookedness is no longer commonly practiced because in most cases, despite pruning, theterminal shoot will eventually end up differentiating itself from the other shoots.

Trees with crooked stems in younger stands straighten themselves as the stand matures and thecanopy opens up. Trees with sufficient crown space develop wide tree rings, particularly in theconcave side of the curvature, which can considerably improve stem quality by the time of harvestmaturity. An excellent example of this is found in studies on oak (Quercus robur) saplings dispersedby blue jay under old pine stands (Pinus sylvestris) (Bues and Weiß 2002).

Stem diameter at fullMaturity

Timber age

Young seedling inunderstory

Pith

Fig. 6 Crooked stems can straighten as the tree grows in width

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Impact on UseIn general, stem crookedness is always associated with the formation of reaction wood (compressionwood in softwoods, tension wood in hardwoods). This has an unfavorable effect on processing andthe dimensional stability of the wood products.

Crooked stem pieces used to produce figured veneer have a lower yield.Using crooked wood to make peeled veneer produces a significant amount of waste, even though

the peeling rollers are automatically centered on the wood (Fig. 7). The wood fibers are cutdiagonally. This reduces the strength and dimensional stability of the veneer.

In the production of sawn timber, the large proportion of slab and end cuts reduces the volumeyield (Fig. 8). Boards bend and warp. The section of missing fiber reduces the strength of the woodand increases the surface roughness.

Paints and varnishes are absorbed differently, depending on the direction of the wood fiber.If an object can be made by maintaining the natural curve of the wood, it will increase the strength

of the end product (e.g., boat frames, sled runners, ice hockey sticks).Although it is sometimes possible through forest management practices to prevent stem crook-

edness, the many diverse biotic and abiotic impacts influencing tree growth are generally sosignificant that it is rare to find a tree stem that has maintained perfect rotationally symmetrythroughout its often long life.

Veneer roll(scap wood in red)

Transport direction

Fig. 7 Scrap wood in peeled veneer from a crooked veneer roll

Fig. 8 Scrap wood (red) from two planks milled from a crooked log

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Technological AdaptationTrees are purposely felled in a manner that allows logs with simple sweep to still be effectivelymilled. Usually, the crosscut is made at the point where the stem begins to curve (Fig. 9).

Today, crooked stems can be processed using log breakdown systems with hydraulic controls thatguide the logs through the gate or band saw. However, as the board or plank strength increases, itbecomes more difficult to avoid producing scrap wood. During drying, the wood pile must befixed flat.

Following the principle “If you can’t fix it, use it to your advantage,” sawmills in Switzerland havedeveloped a new technology programmed to cut boards following the logs’ natural contours. Thesecurve saws not only limit waste but also create more homogeneous products with greater commer-cial value (Fig. 10).

Stem crookedness and stem taper make measuring wood volume difficult for industrial mills. Toovercome this problem, processors rely on (semi) automated measurements. The measurements arenever exact, but close enough to provide a working basis.

ForkingDescriptionForked stem growth is grouped in two categories: false and true forks.

False forks, also called fused trunks, develop when two stems grow together at their base duringradial growth and begin forming mutual growth rings. A true fused trunk is only possible betweentrees of the same species. Different species develop mutually deformed stems, but no fused trunks.

Trees with several stems growing together are called multi-trunk trees (Fig. 11).True forks, also called codominant stems or bifurcations, develop when at least two stems of

similar dimension grow out of the same tree bole. Before the forking, the bole has only one pith(Fig. 12).

If the angle of the fork is wide enough to permit continued radial growth in the fork’s crotch, thetensile force from the weight of the crown will be equally distributed between the stems therebymaking them stronger. The result is a U-shaped crotch, also called a tension fork (Mattheck 1997).

True forks that develop into U-shaped crotches have long been considered valuable buildingmaterials. The fork’s naturally reinforced fiber forms a strong union between each part of the crotch.Forked stems are often used in shipbuilding and for agricultural purposes.

When the fork angle is narrow, there is danger that the stem’s radial growth will progress fasterthan the vertical growth in the crotch. In this case, the bark in the increasingly expanding intersectionwedges together and becomes enclosed. As a result, the union between the stems is weak and prone

Surface measurementCenterline measurement(electronic):

Point of greatest crookedness(measurement point)Cross cut at point of curve

Fig. 9 Crosscut of heavily curved stem

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to splitting. The V-shaped fork is also called a compression fork because the successive growth in thecrotch area leads to an increase in compression force (Mattheck 1997).

As radial growth continues in the stems, swelling or compression folds, also called elephant earsor noses, form in the crotch area. The danger of breakage increases as the compression folds becomemore prominent and stronger, even if they once again form mutual growth rings. The transition fromtension fork to compression fork is illustrated in Fig. 13.

CausesFalse forks are often caused by bunch planting, thinning (coppice system), or unmaintained naturalregenerations. Seeds germinating from an animal’s food stash can also eventually lead to falseforking.

Fig. 10 Crooked walnut planks (Juglans regia) are appropriately Computerized Numerical Control (CNC) milled onthe narrow side and made into boards

Fig. 11 False fork/fused trunk (multi-trunk stem)

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True forks are usually genotypically induced. As a result, certain types of hardwoods are prone toforking.

If a terminal bud or young terminal shoot is destroyed, several side branches will generally takeover the function of the terminal shoot. Browsing, fraying, and rubbing damage from antlered gameleads to low forked stems. Tree species with opposite budding tend to grow side shoots that becomeforks. Tree species with alternate budding are less prone.

Given the intense sociological competition in tropical primary and secondary forests, forking isonly possible in the lower sections of the stem. As solitary trees, however, tropical species tend tofork similarly to hardwoods in temperate zones.

PreventionForking is best prevented in reforestations and plantations by planting site-appropriate and well-formed tree thinnings (negative selection).

Bifurcated stem angle

Fig. 12 True fork/codominant stems (pith channel in red)

Enclosedbark in the area of a compressionfork

Cross section

Longitudinal section

Tensile forkarea

Surface view

Fig. 13 Various views of a fork crotch

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It is usually not worthwhile to prune hardwoods against forking because the lead shoot willeventually differentiate itself. However, for opposite branching species, pruning can be effective.

Impact on UseFalse forks are wood defects, because they significantly affect the use of the wood. They are onlyconsidered not to be defects if they are intentionally kept to protect a log from splitting and notincluded as part of the log’s length measurement. False forks usually require a scaling deduction.

The risk of breaking during storms and under snow pressure is higher for forked stems, and theyare prone to splinter and crack during logging.

Forked timber has shorter effective length for high-quality sawing or veneer wood and anincreased share of industrial wood/plywood and lumber of inferior quality.

Enclosed bark or “waterpots” in the crotch devaluate the wood (decay). Small forked stems areoften unround and crooked at their basis and form reaction woods.

Technological AdaptationHigher-valued logs are crosscut through the fork base. The fork base is kept until further processingto protect the end of the stem from splintering.

Forks have traditionally been used as building materials, especially in shipbuilding as naturaljunctions and connecting elements (frames, sternpost) and for farming equipment (forks, mounts,grips, tool handles) (Fig. 14).

Fig. 14 Ship frame from a replica of a Viking ship in Roskilde, Denmark

Fig. 15 Location of pyramid inlay from rosewood (Dalbergia decipularis) in a fork

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Today, skilled woodworkers use forked wood to create artistically sophisticated objects.Despite the considerable disadvantages, forks are used in a few special applications. A strong,

well-formed fork can be cut to create interesting wood figure, as, for example, the coveted pyramidtexture veneer (Hoadley 1990) (Fig. 15). Noteworthy are the South American swietenia mahogany(Swietenia macrophylla) and African khaya mahogany (Khaya ivorensis). Rare forked growths ofmore than 2 m can occur in the latter (Veneer Magazine 2003).

Out-of-RoundnessOvality, Eccentric GrowthDescription Ovality refers to a tree stem cross section with a significantly noncircular shape. Thepith, however, is still located in the center of the cross-sectional disk (Fig. 16).

In stems with eccentric growth, on the other hand, the pith is located off-center in the cross-sectional disk (Fig. 17).

An oval cross section does not necessarily have an off-centered pith. Conversely, a cross sectionwith an off-centered pith does not necessarily have an oval shape. Ovality and eccentric growth arealways associated with variances in tree ring width and usually with reaction wood, particularlycompression wood in softwoods. Especially in hardwoods from tropical primary and secondaryforests, pronounced tension wood folds often lead to misshaped cross sections (Fig. 18).

Causes Tree species growing in tropical primary and secondary forests need to be able to respondquickly to changes in the canopy. They form folds of tension wood that lead to extremely noncircularcross sections. The out-of-roundness is often hidden once the tree assumes a dominate position in thecanopy, but revealed when the tree is felled (Harzmann 1988).

Oval stem cross sections with centered piths are likely to occur if a tree is crowed by adjacent treecrowns over a longer period of time. The reduced foliage in the affected crown area produces lessassimilates, thereby restricting radial growth in the lower part of the stem.

Pith

Fig. 16 Oval stem cross section with centered pith

Pith

Fig. 17 Oval stem cross section with eccentric pith

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On hillsides, stand borders, and steep (selection gaps), a constantly one-sided supply of sunlight(heliotropism) results in asymmetric crowns. Prevailing wind pressure or snow load can bring treesout of their vertical position. In such cases, hardwoods form tension wood and softwoods formcompression wood in an effort to counterbalance the compression or tensile stress.

Enlarged diameters are observed in many tree species in the prevailing wind direction (Mette1984). A tree reacts to stress coming from a prevailing direction by acquiring a more or less eccentricstem shape. The moment of inertia area (I) increases in the elliptic cross section as the greaterdiameter (b) exceeds the smaller diameter (a), because b to the third power is added to the calculation(Mattheck 1997)

I ¼ p � a � b34

:

According to Mette and Boss (1964), as the stem diameter increases, so does the absolute diameterdeviation. Unilateral stress has a particularly strong effect on branches and root wood. This is due totheir specific physical demands.

Fig. 18 Cross section from a kopi stem (Goupia glabra) with hollow pith and tension wood folds

Fig. 19 Peel with varied figures

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Prevention In the tropics, growth dynamics in primary and secondary forests often lead to eccentrictree shapes. Tree plantations can limit out-of-roundness through systematic geometric planting.

Ovality can generally be prevented through suitable spacing and regular crown maintenance overa stand’s lifespan. To eliminate eccentric growth as much as possible, good stand managementrequires that a tree’s main crown section lies within the center of the stem. Protection and appropriatespacing for the stand are also necessary.

Impact on Use “Peelers” during rotary cutting are associated with different degrees of figure, loweryields, and veneer quality (Fig. 19). Stems with sliced veneer quality are degraded because of theextreme pith eccentricity.

Eccentric pith in sawn timber results in varied tree ring widths. The actual board widths deviatefrom the grade of the cut stem (Fig. 20).

Because eccentric piths commonly correlate with the reaction wood formation, they are alsoassociated with variances in the swelling and shrinkage properties of the sawn timber.

Piths

Different board sizesin correlation to the

cut direction

Eccentric pith andasymmetric growth

ring pattern

A B1 B2

AB1

B2

Fig. 20 Impact of cut on the growth ring pattern and sawn timber dimensions A, B1 and B2=different cutting planes

Pith (off center)

Peel

Industrial roll

Scrap roll

Fig. 21 Optimal positioning of an oval veneer roll using laser technology

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Technological Adaptation Rotary cut veneer processing automatically centers the cutting jig at thecenter of the cross-sectional face veneer sheet in order to achieve a maximum yield (Fig. 21).Meanwhile, computerized XY alignment using laser beam is common.

Stems with eccentric piths are cut by guiding the flat edge with the horizontally greater diameterthrough the saw so that boards can be produced with symmetric growth rings (Fig. 22). In thefollowing model cut, the log is guided upright through the saw (Lohmann 2005, Fig. 23).

In band saw technology, rotating blades are able to cut boards with symmetrical growth rings, ifattention is given to ensure that the pith in the increasingly thinner model is centrically positionedand remains in the (residual) squared timber (Fig. 24).

Fig. 22 Round cut, flat edge, with eccentric pith

Fig. 23 Preliminary cut, vertical with following model cut in a stem with eccentric pith

Fig. 24 Preferred cutting direction of an oval stem with centered pith using band saw technology

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Mouldings, Flutes, FlangesDescriptionMouldings, flutes, and flanges belong, along with ovality and eccentricity, to the group of woodcharacteristics known as stem contour irregularities.

They are usually either excluded or only briefly mentioned in international timber gradingstandards. Nevertheless, they are particularly interesting because their specific causes and impacton end use vary significantly.

Mouldings are channel-like depressions or grooves running with the fiber along the length of thestem. They generally start below a suppressed branch (shade branch) and usually continue down tothe base of the tree. Mouldings associated with shade branches are particularly easy to identify insmooth-barked tree species such as beech (Fagus sylvatica) (Fig. 25), birch (Betula pendula), andyew (Taxus baccata). Mouldings only occur in tropical species in cases where shade branches havebeen able to grow despite the lack of sunlight.

Flutes refer to deep, wave-shaped grooves in the stem surface running parallel to the stem axis.Correspondingly, the tree rings or increment zones are also grooved.

The flutes can narrow to thin pleats or folds. They usually include enclosed bark near the stembase, especially in hornbeam (Carpinus betulus) (Fig. 26), cypress (Taxodium), and in tropicalspecies such as zwart parelhout (Aspidosperma excelsum) (Fig. 27).

Flanges are buttress-like formations protruding from the stem base. They create mouldings andfolds in the stem surface extending several meters up the stem. They are particularly common in elms(Ulmus laevis), cypress (Taxodium ssp.), and birch (Betula pendulata) as well as tropical speciessuch as witte pinto locus (Martiodendron parviflorum) (Fig. 28).

Fig. 25 Beech stem cross section (Fagus sylvatica) left (1) and right (2) a moulding

Fig. 26 Fluted hornbeam stem cross section (Carpinus betulus) with ingrown bark

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In tropical primary and secondary forests, mouldings are rarely found under shade branchesbecause these branches usually do not live long under the heavy canopy. Flutes and flanges,however, are very common and often found in the form of buttress roots.

CausesAlthough flutes and flanges often look like a series of mouldings, they actually have very differentcauses and far-reaching implications on the wood’s potential use.

Mouldings are frequently caused by a shortage in growth stimulants below a shaded, suppressedbranch. The branches, so-called shade or hunger branches, use the assimilates for themselvesthereby depriving the xylem in the stem below (Gr€uner and Metzler 2003; Rubner 1910). Theassimilate flow from higher parts of the tree is redirected around the branch collar. The resultingirregular stem shape is limited to the area directly below the branch.

Flutes are genetic and characterized anatomically by wide wood rays, bundled wood rayparenchyma (e.g., in beech [Fagus sylvatica]), or false wood rays (e.g., in hornbeam [Carpinusbetulus]). The result is a confined transport system that locally limits the nutrient supply and radialgrowth and asymmetric growth rings across the entire stem area. Studies by Schweingruber (2007)showed that cells and groups of cells can differentiate autonomously during their growth, thecambium can become locally inactive, or cork bands can interrupt diameter growth in specific areas.

Fig. 27 Extreme fluting in a witte parelhout cross section (Aspidosperma marcgrafianum)

Fig. 28 Flanging in a witte pinto locus (Martiodendron parviflorum)

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Some tropical species are genetically predisposed to fluting. In extreme cases, their stem developsinto a series of individual, interdependent wood segments that are perfectly matched statically. Byeconomizing on material and increasing stability, these species gain a competitive advantage: theyreduce stem volume for the sake of height growth (e.g., zwart parelhout [Aspidosperma excelsum],East Indian marking nut tree [Semecarpus anacardium]).

Flanges often have static causes. Increased radial growth at the stem butt (e.g., fluttering elm[Ulmus laevis], birch [Betula pendula], swamp cypress [Taxodium ssp.]) and especially in tropicalspecies (e.g., ingipipa [Couratari guianensis], witte pinto locus [Martiodendron parviflorum],kapoktree [Ceiba pentandra]) provides trees growing on the soft ground greater stability. Thedeeply grooved and asymmetric rings affect the entire stem base. Genetics also determines theseverity of the flanges.

In the tropical rain forest, nutrients are quickly washed out of the soil. Therefore, trees use theirfine root system to draw nutrients from the ground directly surrounding them. They spread theirroots out close to the soil surface without any deep roots to anchor them. To make up for this lack ofstability, they develop buttress roots.

Research on the anatomy of buttress roots remains limited (Comvalius 2012). It would beimportant from an anatomical and botanical perspective to determine how the buttress root cellsare “constructed” and what gives the band of cells such stability.

While mouldings primarily result from nutrient restrictions, flutes normally have genetic originsand flanges are linked to physical causes and genetic predisposition.

PreventionIn commercial forests, trees with low-branching mouldings are often removed through selectivethinning. Forest management practices involving stemmaintenance through underwood and canopyformation promote self-pruning and reduce the number of shade branches.

Flutes cannot be manipulated. The only way to prevent flutes in a stand is by preemptivelyplanting species less predisposed to fluting or by selectively removing unsuitable phenotypes.

Flanges are only prevented through appropriate site selection or by removing trees prone tobuttress root formation.

Impact on UseMouldings usually result in lower wood volume recovery in most types of manufacturing. Rotarycutting produces the so-called peelers (Fig. 29). Plane sawing results in a high amount of waste. Inaddition, the grain orientation around the moulding is disrupted (Fig. 30).

Pressure beam Spindle

Peeling blade Useable rollPeeler section Moulding

Fig. 29 Peelers occurring on a veneer roll from beech (Fagus sylvatica)

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A moulding does not affect the otherwise superior qualities of a veneer log if the moulding ispositioned at blade level.

Fluted stems are unsuitable as veneer. A large amount of slabs and splinters in plane sawingreduces the wood recovery volume (Fig. 31).

The asymmetric tree rings can cause the sawn timber to bend and warp, and fluted logs do not splitstraight.

Flanges considerably disrupt tree ring patterns at the stem base. This causes the sawn timber towarp and crack. Flanges are not suitable for veneer due to their irregular tree rings.

Technological AdaptationAmoulding does not affect the otherwise superior qualities of a sliced veneer log if the moulding ispositioned at blade level.

Crosscuts are made close to the branch collar above a moulding (Fig. 32). The stem should be cutusing the breakdown method to ensure that the full board width is utilized.

For the same reason, fluted logs should also be cut using the breakdown method. Careful stackingand drying of the sawn timber reduce the chances of warping or cracking.

Flanges need to be cut off on site or removed at the mill.

Waste

Fig. 30 Reduced wood recovery due to high amount of slab wood

Portion of slabwood breakdowncutting

Fig. 31 Fluted birch stem (Betula pendula) with reduced wood recovery due to high level of slab wood

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Limbiness

Live and Dead Limbs, Epicormic Shoots and BranchesDescriptionLimbiness refers to all visible primary and secondary limbs on the surface of a stem, as well as allknots in the underlying wood (Fig. 33; Richter 2010, 2015).

Limbs are vital parts of the tree, originating from the stem, yet distinguished from the stem woodby their own cell structure (reaction wood, pithiness, color, and density), grain orientation, and treerings.

Depending on where they originate, limbs are categorized as primary or secondary limbs:

Primary limbs originate as buds from the pith.Secondary limbs (epicormic shoots/branches) are not connected to the pith. Instead, they develop

from dormant or adventitious buds. The age of the secondary limb is determined based on the treerings at the point of origin on the stem. Larger epicormic shoots (>2 cm) develop into epicormicbranches (Fig. 34).

Limbs are indexed according to their health and vitality:

Fig. 32 Positioning the cut just above the branch collar with moulding

Green branch

Dead branch / solid blackknot with “parting collar”

Scarred solid knot / also unsound knot

Pith

Fig. 33 Hardwood tree with live, dying, and scarred primary branches

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Green limbs are living side shoots with a continuous connection to the stem’s cell tissue (soundlimbs) (Fig. 35) or partially isolated (dying limbs).

Dead limbs or knots are deceased limbs, no longer connected to the stem tissue.

Knots are indexed according to the degree of rot as follows:

Sound black knots: Dark-colored or black-rimmed knots without any recognizable signs of rot(Fig. 36)

Decayed knots: Rot in less than 1/3 of the branch cross section area (Fig. 37)Unsound knots: Rot in more than 1/3 of the branch cross section area (Figs. 38 and 39)Deeply ingrown, unsound knots: Rot penetration into the stem consisting of 20 % of the stem

diameter at the point of measurement (Fig. 40)Callused limbs: Limb stubs callused over by the stem bark, visible as knots comprised of branch

seals and bark folds (see section “Limb Scars, Blind Conks”)

While a sound black knot consists of dead, discolored, but still sound wood (lignin turns brown,cellulose gray), the wood of an unsound knot has been fully decomposed by microorganisms and isonly of limited firmness. Although most grading standards normally classify both knot typesequally, from a biological perspective, they are remarkably different.

Fig. 35 Healthy limb in a ring porous oak tree (Quercus robur)

3 year old epidormic branch3rd growth ring

1 year old epidormic shoot

Pith

Fig. 34 Poplar (Populus ssp.) with epicormic branches and shoots (secondary limb)

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The descriptions given above refer to trees from temperate zones. In principle, they also apply fortropical and subtropical species. However, given the climatic conditions in these regions, they occurwith much greater diversity (Richter 2012). Harzmann (1988, p. 43) notes in this context that “. . .thesemost common quality characteristics . . . usually receive little attention or no information is given about

Fig. 36 Solid black knot in a semiring porous cherry tree (Prunus avium)

Fig. 37 Decayed knot: rot <1/3 in the cross section area of a conifer, spruce (Picea abies)

Fig. 38 Unsound knot: rot >1/3 in the cross section area of a diffused porous tree, sycamore maple (Acerpseudoplatanus)

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the different characteristics associated with limbiness for individual species. . . little is known about thespecies specific processes of limb decline on the stem, limb breakage and eventual callusing. . . .”

CausesLimbs support the assimilations organs, leaves, and needles. Thus, they are vital elements of the tree.Starting as buds, they shoot out at varying angles from the tree stem. They form a reaction wood thatenables them to reposition themselves so that their leaves or needles receive optimal light exposure(heliotropism).

As a tree’s crown grows, living limbs become increasingly shaded and die. The dead limbs rotaway and break leaving behind a stub. The stub becomes a portal for fungi, potentially leading, mostnotably in hardwoods and pines, to unsound knots. Eventually, the area is sealed off from the stem.The time needed for this callusing to take place depends on the size of the area left exposed after thelimb broke off and the vitality of the tree.

These processes are accelerated in tropical primary and secondary forests, because under crown(light) competition, the shaded limbs quickly die. Dead limbs fall off, and the knot is quickly sealedto prevent infection from spreading (Fig. 41).

Hardwoods – with the exception of wild cherry (Prunus avium) and poplar (Populus ssp.) – tendto shed dead limbs, while conifers usually retain them, even if they are fine limbed.

Tree species in the humid tropics and subtropics generally shed their limbs. Given the highpotential for infection, they quickly callus over the knot area often leaving a significant protrusion orbump on the stem surface.

Fig. 39 Rotten knot in a diffused porous beech (Fagus sylvatica)

Fig. 40 Deeply ingrown unsound knot of a ring porous ash (Fraxinus excelsior)

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The main stages of limb growth, pruning, scarring, and internal knot development are illustratedin Fig. 42.

PreventionLimbiness cannot be prevented, only minimized. For the tree, having many limbs means having alarge area of assimilation. How these limbs are distributed along the stem and whether they are thickor thin depends on the growth dynamics of the tree.

In commercial forests, silvicultural practices can influence branch distribution and thickness

– A high-density stand at the planting and seedling stages results in fine limbs in the brush stage andearly self-pruning.

– Silvicultural practices for stem maintenance such as understory planting and species diversitypromote self-pruned, high-quality stems and deter epicormic shoots from developing.

– Finely branched phenotypes are preferable for stand formation and should be promoted duringstand maintenance.

In the tropics, primary and secondary forests are naturally dense, and the trees regularly shed (self-prune) their limbs.

Pruning should occur when the time for natural self-pruning has passed (at the latest when onethird of the target diameter is reached). Pruning is particularly recommended when wide spacingbetween trees leads to heavy limbiness which, left unpruned, would detract from the quality of thewood. This is often the case in tree plantations.

In temperate climates, selected softwoods should be pruned green (e.g., Douglas fir [Pseudotsugamenziesii] and larch [Larix decidua]). Among hardwoods, only poplars (Populus ssp.) and aspens(Populus tremula) require pruning. Examples in tropical plantations are eucalyptus (Eucalyptusssp.), teak (Tectona grandis), mahogany (Swietenia macrophylla), and bangkirai (Shorea laevis).

To ensure healthy scarring, limbs should be cut in front of the branch collar, preferably stumped,and then cut again later.

Fig. 41 Walaba (Eperua ssp.) with newly broken branch. The area becomes infected and later walled off leaving a bumpon the stem

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Impact on UseA limb is a combination of features. It consists of the following basic characteristics that may affectthe use of its wood:

– Variations in the chemical composition of wood (high lignin content, “black-score” coefficient)reduce the pulp yield and quality.

– Variations in the anatomical structure (tree rings/increment zones, reaction wood) reduce thestrength of wood products.

– Variations in the fiber orientation complicate surface processing (rough wood surface around thebranch area).

– Surface roughness causes variations in color and finish absorption.– Isolation from the surrounding wood can turn a dead branch into a loose knot thereby reducing the

practical value of the sawn timber. As construction wood, a branch quickly reaches breakingpoint.

– Limbs have varied swelling and shrinkage properties based on the higher density. This leads tocracks during drying.

– Ingrown bark, especially bark folds in the collar, reduces timber yield and quality.– Resin accumulation (compression wood zone in softwoods) affects durability of paints.– Fungal infection further reduces branch stability and discolors the branch wood.– Discoloring (reaction wood, amount of latewood) can detract or add to the wood’s appearance.

Branches represent natural and unique wood characteristics often used to create distinctive woodpieces such as the knotty wood furniture made from common pine (Pinus sylvestris) or Swiss pine(Pinus cembra).

Green limb zone

Deadbranch

Node

Limb scar

Dead branch stump

Branch scar (nodesin pine)

Dead branch zone (red)

Zone free frombranch scars

Fig. 42 The main stages of limb growth, pruning, scarring, and internal knot development for hardwoods (left) andsoftwoods (right)

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Technological AdaptationThere are various ways to minimize the negative effects of limbs on wood products or even to takeadvantage of the limbiness. Our prehistoric ancestors used branches as handles for their flint andbronze axes, and woodcutters have long known the benefits of branch whorls when splitting logs.

It is advantageous to divide a veneer log (figuratively) into sections. Branches and limb scarsshould be positioned as closely as possible to the blade or in sections C and D in order to achieve thehighest recovery from sections A and B (Fig. 43).

Epicormic shoot scars are common in some tree species such as yew (Taxus baccata) and poplars(Populus ssp.). They produce highly figured veneer.

Construction wood should be mechanically tested for strength to determine the weakening effectof any limbs.

In the production of composite lumber, the varying strengths of the individual wood particles arebalanced by gluing them together.

Unwanted limbs in the sawn timber can be removed with a drill and filled with a plug.

Limb Scars, Blind ConksDescriptionOf all the wood characteristics, limbiness causes the most quality downgrades in timber assessments.As early as 1954, Taffé found that the impact of branches on quality grade and market value had an87.5 % influence on spruce (Picea abies) timber, and Schulz (1961) found a 68.2 % influence forbeech (Fagus sylvatica) (Grammel 1989). Knots in the underlying wood typically have significantconsequences for the wood’s technical properties (Rast 1982). It is therefore important through theuse of specific diagnostic procedures to determine the depth and size of the knot along with the angleof the living limb to the stem. For this purpose, limb scars are an excellent diagnostic tool. Thisapplies to trees in temperate as well as tropical zones.

A limb scar is a callused branch or a twig stub left behind on the stem. It is identified by thestructural changes of the bark in the scarred area. Each limb scar consists of a collar and a ridge(in contrast to bark injuries).

In species with smooth bark, such as Fagus sylvatica, Acer ssp., Carpinus betulus, Tilia ssp.,Betula pendula, andAlnus ssp., ridges often run down both sides of the limb stub resembling a beard,thus earning the nickname, “Chinese’smustache” (Fig. 44). Ridges and collars can take on differentshapes, depending on the angle of the former living limb to the stem.

Bark ridges are also found among smooth-barked species in a tropical primary forest. They can besteeply angled depending on the original angle of the branch which usually competes heavily forlight (e.g., pintobolletri [Pouteria ssp.], Fig. 45). The shorter a branch lives, the less pronounced thebark ridges become. The branch stub is quickly scarred over to prevent infection.

On roughly textured bark species, as, for example, oak (Quercus ssp.), a more or less circular-shaped ridge forms around the branch stub often called a “rose” (Fig. 46).

Roughly barked trees in a tropical primary forest wall off broken limbs so quickly that larger barkdeformations are rare (e.g., zwarte riemhout [Micropholis guyanensis], Fig. 47).

Limb scars on rough-barked softwoods such as certain pine species (Pinus ssp.) and larch (Larixssp.) are similar to those found on rough-barked hardwoods (Fig. 48). Limb scars on smooth-barkedsoftwoods such as fir (Abies ssp.), as well as most young softwoods, are similar to those found onsmooth-barked hardwoods.

A blind conk is a pronounced swelling of the stem over a scarred stub, usually an unsound knot.Given the slower rate of infection in temperate forests, the bumps form more slowly but with greater

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structure than in the tropics (Fig. 49). Tropical trees typically require more time to wall off theunsound knot both externally and internally (Fig. 50).

Dead epicormic shoots leave behind small limb scars the size of nail heads in the bark and oftenremain attached to the stem as “twigs” (larch [Larix ssp.], oak [Quercus ssp.]). They are also called“nails” (Fig. 51).

In the tropics, solitary trees or trees growing in plantations develop limb scars similar inappearance with trees from temperate regions.

Assessing Limb Scars on Stems: A limb scar is simply a bark feature indicating the presence of aknot in the underlying wood. Therefore, its impact on wood processing is rather insignificant.

Branch collars and branch ridges, however, particularly in smooth barked, the so-called “honest”tree species, provide a good indication of how deeply the knot is embedded in the wood, the size ofthe living limb, and the angle of the limb to the stem. This diagnosis is also possible in rough-barkedspecies and species from tropical primary forests, but subject to greater uncertainty.

Legend:Sector A: most valuable part of a veneer boltSector B: exterior of a veneer block.Sector C: log interiorSector D: log exterior

Sections

1/4

1/2

Blade position1/4

Green branch

Branch scars

AD

B

B

C D

B120° C

DA

30° D

B

Fig. 43 Determining blade position and cutting scheme for a veneer log based on branch knots and scars. Legend:Sector A most valuable part of a veneer bolt, Sector B exterior of a veneer block, Sector C log interior, Sector D logexterior

Branch collar

Branch ridge(Chinese´s mustache)

Fig. 44 Limb scar on a smooth-barked tree from a temperate forest (beech [Fagus sylvatica])

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Probably, the first quantified studies between limb scars and limb geometry were conducted byWakin et al. (1969) and included in the 1972 Soviet GOST timber grading standards (GOST

Branch collar

Branch ridge(Chinese´s mustache)

Fig. 45 Limb scar on a smooth-barked tree from a tropical primary forest (zwarte pintobolletri [Pouteria ssp.]). Thesharp angle of the old branch (phototropism) led to long bark ridges (Chinese’s mustache)

Bark ridge (rose)

Branch collar

Fig. 46 Limb scar on a rough-barked tree from a temperate forest (oak [Quercus robur]). A pronounced bark ridgedevelops after many years of cambial growth

Fig. 47 Limb scar on a rough-barked tree from a tropical primary forest (zwarte riemhout [Micropholis guyanensis]).The branch died after a few years, leaving behind a faint branch ridge

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Rose

Scarred branch stump

“Parting” collar

Fig. 49 Blind conk on a tree from the temperate zone (ash [Fraxinus excelsior]). The relatively long scarring periodcreated a rose, branch collar and scar fold

Branch ridge

Branch collar

Fig. 48 Typical limb scar on a softwood (larch [Larix decidua])

Sapwood

Heartwood

Scarred knot

Fig. 50 Cross section of a blind conk in a tree from a tropical primary forest (walaba [Eperua ssp.]). Given the high riskof infection, the tree quickly sealed off the branch stump. Any branch ridges or collars are very faint. The sharp angle isdue to the impact of heliotropism

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2140–71, 1972). These guidelines permitted the depth of knots in birch (Betula ssp.) to bedetermined based on the angle of the Chinese’s mustache.

Rast (1982) quantified the depth of the knots based on the shape of the branch collar in red oak(Quercus rubra). Nevertheless, the view continues to persist in current forestry practice and variousgrading standards that the most effective way to determine the amount of clear wood in a stem is tomeasure the ratio of height to width of Chinese’s mustaches (Erteld and Achterberg 1954; König1957; Wagenf€uhr and Scheiber 1989).

The depth of the knot in the underlying wood is measured as follows: the height of the branchcollar (H) has the same relationship to the diameter of the stem at the time when the limb died off(2r) as the width of the branch collar (B) has to the current stem diameter (2R). This proportion isbased on the supposition that the limb (collar) height and the limb (collar) width are equal at the timewhen the limb died. On the basis of radiation set, it is possible to determine the radius of the stem atthe time the limb broke off (r) to the stem with the current radius (R) through the relationship ofheight (H) to width (B) of the branch collar (Bosshard 1984; Knigge and Schulz 1966):

(Fig. 52, frontal and top views)

“Parting” twig collar

Sprouting spot of a deadepicormic shoot

Beginning of a rose

Fig. 51 Scar from an epicormic shoot (nail) on an oak (Quercus ssp.)

Branch stump

Branch collar

Branch ridge

Pith withbeginning of a branch(budding)

h

B

H

R

r

Δr

BSt

Front view Side view

Top view

Fig. 52 Various views of scarred knot in a beech stem (Fagus sylvatica)

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r � H � RB

:

The size of the limb at the knot BSt is about half of the branch collar H (Erteld and Achterberg1954, Fig. 52, side view.)

This is generally valid for stem diameters of 24–28 cm (measured near the branch) width andbranch collar height of 10 cm:

BSt � H

2:

Subsequently, the limb size increased disproportionately with an increase in stem diameter andbranch collar height. That means, for example, that a 40-cm thick stem with a branch collar height of16 cm would correlate to a probable branch size of 12 cm, equal to 75 % of the branch collar height(GOST 2140–71, 1972).

The angle of the limb is determined from the height of the bark ridge h. The measuring point lieson the line between the ends of the Chinese’s mustache and the top of the branch collar. The stemcylinder is penetrated by the ingrown knot (Fig. 52, side view).

CausesAs a limb grows, it forms a branch ridge. This ridge continues to increase in size as long as thebranch continues to grow in diameter. If the branch dies and breaks off, it is encircled by a “partingcollar.” This collar eventually grows over the stump of the dead branch. This overgrowth is called abranch collar.

In smooth-barked trees, the living limb pushes the branch ridge (Chinese’s mustache) higher as itgrows out of a horizontal position. This is common among birch (Betula pendula). The bark ridgeexpands as the stem diameter increases, but maintains the same height as it had when the dead limbbroke off (Fig. 53).

Pith

Living limb growswider

Knot keeps orginal width

Branch collar spreadshorizontly as the stemdiameter increases

Branch collar atcurrent point intime of diametergrowth

Bark ridge heightincreases as the branchgrows in width

Bark ridge height stops increaingwhen the branch breaks. Thebranch collar height and width arestill the same.

The height of the branchcollar remains the same, but the width expands

Direction of cambial growth

Fig. 53 Schematic diagram of a growing, dying, broken off, and scarred branch and the resulting changes in the barkridge and branch collar expansion

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In rough-barked trees, the bark ridge encircles the swollen branch stub. The bark turns into a smallrose-shaped protrusion. The rose completely surrounds the branch collar.

In tropical primary and secondary forests, most limbs do not live long. Crown competition,irradiation angle, and angle of sunlight combined with insufficient light exposure rapidly kill off sidebranches. The area left behind is quickly sealed without any obvious scarring.

On the other hand, heavy branches that break after withstanding long periods of crown compe-tition usually leave behind an area too large for the tree to immediately seal off resulting in a high riskof infection and often leading to decayed knots that leave behind significant protrusions or bumps onthe tree stem.

PreventionLimb scars cannot be prevented, only limited in number and size. Dense spacing is recommendedduring the planting and seedling stages and should be maintained until the clear stem bole achieves adesired length. In commercial forests, management practices, such as understory planting and treespecies diversity, promote natural self-pruning resulting in fewer limb scars.

Finely limbed phenotypes should be promoted. When possible, selected trees should be prunedgreen or dry so that the limb will die off quickly and with less scarring.

Trees in tropical primary and secondary forests experience heavy shading in the lower stemsections resulting in a process of “natural pruning” – a main reason for the above-average qualityof the wood from these regions with regard to the knottiness. In plantations, however, additionalpruning measures beyond the natural processes are often necessary due mainly to the geometricspacing of the planted trees.

Impact on UseLimb scars are important external diagnostic features. The limb scars themselves do not affect woodprocessing. Depending on the intended use of the barked timber, scars can be viewed either asdecorative features or wood defects. Knots hidden in the wood are the most problematic.

Technological AdaptationsIn wood processing, it is often important to know the thickness of the limbless wood (Dr). Withpeeled veneer, this information helps determine the amount of knot wood in the scrap roll. Withsliced veneer, knowing the amount of knot wood allows for a more effective cut thereby ensuringmaximum yield. The same applies to the processing of sawn timber. The following is an example forcalculating the amount of limbless wood (Fig. 54). The equation is

Dr ¼ R � H � R

B:

Anatomical Structure

Irregular Tree Rings/Increment ZonesDescriptionA tree ring (also called growth ring) represents the portion of new wood formed in the cambiumeach year during the vegetation period. In climates with seasons, trees experience alternating periodsof growth (summer) and dormancy (winter) (Richter 2010, 2015). As a result, tree rings form withvaried degrees of color and wood density (Fig. 55a–c).

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In contrast to temperate regions, trees from the evergreen rainforest form increment zones.Without changes in season, tropical trees continuously form even layers of xylem. Growth inthese layers or zones is mark only by density variations or narrow parenchyma bands (Fig. 56a–d).

In temperate climates, variations in tree ring patterns characterize the tree’s growth process overthe course of its lifespan (Fig. 57).

Increment zones found in tropical trees from evergreen rainforests or from regions with periods ofrainfall and drought are only of limited use in reconstructing a tree’s growth processes (Fig. 58).

Irregular tree ring structures can be easily identified in trees from temperate climates based onsignificant width variations within individual rings or between the tree ring widths of the stem crosssection (Fig. 59). At their northern limit, for example, pine (Pinus ssp.), juniper (Juniperus ssp.), andbirch (Betula ssp.) can have tree ring widths of less than 0.1 mm. Under optimal growing conditions,ring widths of 20 mm are not uncommon.

In temperate climates, a tree’s age can be determined by studying its annual tree rings. The ringsalso record the effects of drought and extreme events, temperature fluctuations, sunlight exposure,and varied nutrient supply (Hartig 1856; Knuchel 1934, 1954).

The exact year a tree ring was formed can be determined through dendrochronology. This is doneby synchronizing or cross dating the chronological sequences of tree ring features from a tree specieswithin a larger growing region. The data can be used, for example, to precisely date wood objects(Delorme 1973; Douglass 1919; Heussner 1994; Huber 1941; Polge 1963; Schweingruber and Isler1991; Schweingruber and Kaennel 1995; Schweingruber 2012).

Using a method called dendro-archeo-morphology, a multivariate cross correlation involving treering analysis, dendrochronology, and tree morphological studies based on internal and external treecharacteristics, it is possible to derive complex conclusions regarding a tree’s growth history andhow the wood was handled and processed before becoming a finished object (Richter 2008a, b).

Unfortunately, it is still not possible to precisely determine the age of subtropical and tropical treesbased on their increment zones. Depending on a year’s cycle of rainfall and drought, trees can form asingle increment zone or several, often contrasting in color, with varying widths, frequency, andconfigurations (Fig. 60) (Sachsse 1991).

Recent research on dating tropical trees was conducted on Cedrela odorata and seven other treespecies in the Amazon Basin. It correlated the concentration of the oxygen isotope (d180) and of thecarbon isotope (d13C) in the increment zones with total annual precipitation levels. The resultsshowed that increment zones are still not precisely datable by 20 years. Reasonably, exact valueswere only derived from growth periods of approximately 40 years (Brienen et al. 2012; Brienen2013).

H

B

Δr

R

Pith Branch break

Fig. 54 The branch collar on this beech (Fagus sylvatica) stem is almost double as wide (B) as it is high (H) (left). Thatmeans that the limbless section of the trunk (Dr) is about half as wide as its radius (R). See crosscut (right)

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CausesThe growing site (climate, soil, and sociological status of the trees) affects the widths of both treerings and increment zones. While tree ring formation is linked to the periodic change between thesummer growing season and winter dormancy, increment zones can continuously form throughoutthe year or in periodic growth spurts.

Typically, juvenile wood near the pith has wider tree rings or increment zones. As the tree growsolder and wider and as competition in the canopy increases, the tree rings or increment zones becomenarrower. Forest thinnings or sudden changes in stand density as well as extreme weather and eventscan result in irregular or missing tree rings or increment zones.

PreventionThe forest management practice of thinning trees “frequently, but in moderation,” keeps standspacing consistent and can have a positive influence on tree ring formation (Burschel and Huss1997). In commercial forests, however, the contrary economic axiom “seldomly, but intense”prevails. Typically, the following applies: the greater the value increment of a stand, the morecautious the thinning (Mette 1984).

latewood

a b

c

tree ring

earlywood

latewood

tree ring

earlywood

latewoodtree ring

earlywood

Fig. 55 Cross section of a ring porous hardwood (a) Ash (Fraxinus excelsior), a diffused porous hardwood (b) Birch(Betula pendula), and a softwood (c) Pine (Pinus sylvestris). Enlarged: 1:4 (Photos: E. B€aucker).

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Massaranduba (Manilkara bidentata) IZB undefined,

only implied by density variations in the tissue.

IZB

Sapeli (Entandrophragma cylindricum) IZB marked by narrow

parenchyma bands.

Teak (Tectona grandis), one of the fewring porous tropical woods; IZB clearly

marked by larger pore sizesin the earlywood.

Cumarú (Dipteryx odorata) IZB nonexistent or undefined

(not to be confused with dark brown stripes!).

a b

c d

IZB

Fig. 56 Cross section of tropical wood with increment zone boundaries (IZB) of varied distinctions, enlarged: 1:10(Photos: Richter and Oelker 2003). (a) Massaranduba (Manilkara bidentata) IZB undefined, only implied by densityvariations in the tissue. (b) Cumarú (Dipteryx odorata) IZB nonexistent or undefined (not to be confused with darkbrown stripes!). (c) Sapeli (Entandrophragma cylindricum) IZB marked by narrow parenchyma bands. (d) Teak(Tectona grandis), one of the few ring porous tropical woods, IZB clearly marked by larger pore sizes in the earlywood

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Commercial plantations space trees geometrically and target maintenance to reduce crown, water,and nutrient competition. This positively affects the formation of uniform annual tree rings orincrement zones.

In both temperate and tropical forests, fluctuations in the annual tree ring widths or incrementzones are ultimately always dictated by the local growing conditions.

Impact on UseTropical trees form increment zones with relatively limited variations throughout the year in densityand structure. As a result, the homogeneous structure of tropical wood differs greatly from trees thatform annual tree rings.

Tree ring width variations influences wood density differently in softwoods than in hardwoods.Softwoods with wide tree rings have a relatively low wood density due to their wide-luminedearlywood tracheids, while softwoods with narrow tree rings have a higher density because of their

Fig. 58 Cross section of algarrobo (Prosopis ssp.) with increment zones marked only by dark parenchyma bands,Argentina

Fig. 57 Irregular ring structure on the cross section of a 170-year-old ring porous sessile oak (Quercus petraea),Germany

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lignin-rich latewood tracheids. In diffuse porous hardwoods, on the other hand, tree ring widthvariations have little effect on wood density. Ring porous hardwoods form only a few wide-luminedcell rows, and as the tree rings grow wider, so does the portion of narrow-lumined latewood. Thisleads to higher density (Schweingruber and Isler 1991; Wagenf€uhr and Scheiber 1989).

Variations in tree ring width can cause cracks in standing trees and particularly in dry timber. Indried boards, extreme differences in density between wide and narrow tree rings can lead toincreased cracking and warping.

Fig. 59 Extreme variations in ring widths within and between different tree rings of a pine stem (Picea abies) from anafforestation, Germany

Fig. 60 Increment zones in a stem segment of witte parelhout (Aspidosperma marcgrafianum). There are annually twodry seasons, Surinam

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Sliced and rotary cut veneer with irregular tree ring patterns create busy, unsettled figure. Contraryto earlier opinion, no discernible correlation exists between tree ring structures and the tone qualityof string instruments (Baltrusch 2003; Ziegenhals 2009).

Technological AdaptationWood with extremely unsettled tree ring patterns and marked variations in ring width cannot be usedfor higher quality purposes (veneer, cutting wood, decorative pieces). There are no restrictions formechanical or chemical wood pulping for chip or fiber board, paper, and pulp. Tropical wood withincrement zones do not have these restrictions.

Grain Orientation

Spiral GrainDescriptionThe wood fibers in trees with spiral grain rotate around the pith either to the right, from lower left toupper right, or to the left, from lower right to upper left (Fig. 61).

Spiral grain is evident externally from a tree’s bark, mouldings, and fluted stem sections. Indebarked round wood, dry cracks on the surface are an indication of spiral grain.

The direction of the spiral grain visible on the bark surface, however, does not necessarily reflectthe direction of the spiral grain in the youngest tree rings or increment zones. The direction of thegrain can change long before it becomes visible on the bark (Knigge and Schulz 1966).

Interlocked spiral can be determined at felling when the initial face cut is made in the stem(Fig. 62). Spiral grain can be positively identified in the radial split piece of wedge wood.

Many species spiral in a preferred direction (Harris 1989; Schmid 1998):

Right spiral: Common in temperate zones among horse chestnut (Aesculus hippocastanum), beech(Fagus sylvatica), English oak (Quercus robur), pear (Pyrus communis), holly (Ilex ssp.), andvarious junipers (Juniperus communis).

Left spiral: Common in gingko (Gingko biloba), the juniper species (Juniperus rigida), and plum(Prunus domestica) (Durst 1955). Left spiral is less common than right spiral.

Spiral with a single change in direction: Many softwoods, especially spruce (Picea ssp.), exhibitleft spiral near the pith, then change direction, and spiral to the right as they age. Abrupt changesin grain orientation can be found at different stem heights as well as within a single tree ring(Schmelzer 1977; Wanninger 1989).

Interlocked spiral with periodical changes in direction: Many tropical trees, especially upperstory trees, periodically alternate the direction of their grain even between the early- and latewoodof a increment zone (Thinley et al. 2005). In research involving 18 tropical tree species inSurinam, initial studies revealed 12 (66 %) with interlocked spiral (Niemeier 2013). Spiralgrain appears, to a lesser or greater degree, in almost all older trees. In general, spiral grainbecomes more pronounced as a tree increases in size.

CausesProbable causes of spiral grain are genetically predisposed alterations in cambial cell formation(Fig. 63) along with increasing age (Mayer-Wegelin 1956), increasing dimensions (Burger 1941),site conditions, and prevailing wind (Harris 1989; Hartig 1901; Krahl-Urban 1953).

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From a “tree’s perspective,” spiral grain means greater bending strength, turgor pressure, andtensile strength in response to predominately unilateral pressure. As a result, spiral grain increasesthe tree’s chances of survival (Mattheck 1997; Schweingruber and Isler 1991). Calculations showthat at a grain slope of 15–30�, a tree’s maximum pressure tolerance increases by about 1.5 %,because the pressure is distributed equally in a longitudinal and lateral direction (Richter and Hennig2001). It is possible that this effect could, over the course of evolution, have given spiral trees anadvantage by increasing their chances of survival.

Fig. 62 Basralocus (Dicorynia guianensis) with jagged initial cracks at face cut as first signs of interlocked grain

Fig. 61 Dead, severely right spiraling “scrub pine” (Pinus sylvestris), on a rock formation

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Spiral grain has an even greater impact on wood’s tensile strength. Studies on wood cylinders withnon-spiraling and interlocked grain showed that the bending strength of the interlocked graincylinders was more than double (223 %) than that of the cylinder with the axis parallel grainorientation (Hansen 2004). These results corresponded with earlier findings from Thunell (1951),showing the benefits of spiral grain in stem and branch wood.

In tropical trees, spiral grain works like a reinforcement, stabilizing the trees with narrow stemsand crowns as they compete for sunlight. In an exploratory study of 33 randomly selected woodenboards each from different South American tropical species, 18 exhibited spiral grain.

Tropical trees without spiral grain (e.g., wiswiskwari [Vochysia guianensis]) often crack afterbeing felled due to the release of tension, because the interlocking effect of spiral grain is missing inthe radial direction.

In temperate forests, dominate trees without spiral grain often exhibit shear stress cracks in thelower stem sections, particularly on windy sites. The stem base cracks under the tension on thewindward side and under compression stress on the leeward side. This is rarely observed in spiralingtrees because the spiral grain neutralizes the shear and pressure stress (Mayer-Wegelin 1956).A spiral stem results in greater bending strength, compression, and torsion stability by applyingpredominately unilateral pressure (Fig. 64) (Richter 2008b).

PreventionIn commercial forests, spiral trees should be removed as part of sound stand maintenance practices.Spiral grain is undesired in crop trees.

Because spiral grain increases with age, all spiral grain trees should be harvested before naturalregeneration occurs to prevent any economically adverse genetic properties from transferring to thenext generation. That is why, for example, old, well-maintained beech stands (Fagus sylvatica) haveless spiral grain trees than unmanaged stands (Burger 1941).

Recognized seed stocks should not contain any spiral grain trees. Individual spiral grain treesshould not be used for seed collection.

The common occurrence of interlocked grain in wood from primary and secondary forests mustbe accepted.

1 2

1

1

2

2

1

1

2

2

bb b b

a a a a

1 2

Fig. 63 Anatomical causes, parallel cambial cell division (left) leading to spiral grain and opposed cell division leadingto straight growth (right). Cell division starts with cell 1; cell 2b is the last cell formed (in reference to Harris 1989)

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Impact on UseSpiral grain logs dried below a fiber saturation level of 30 % can crack along the spiral (Fig. 65).These logs are not suitable for construction lumber, but the wood can still be used for pulp andparticle board.

Beams with spiral grain can be used in buildings, but only if they are not fixed to the structure.Sawn timber from spiral grain stems tends to warp in the direction of the grain.

Sawn timber looses strength the more the grain direction deviates from the parallel. A slope ingrain of 15� can result in a 40 % decline in bending strength (Niemz 1993).

Wooden shingle makers avoid using spiral wood. They identify unsuitable wood by radiallysplitting a small piece of the stem. If the split wood is twisted, then the wood cannot be used as ashingle wood (Fig. 66).

On the other hand, in tropical wood, spiral grain has an aesthetical value due to the unique figure itproduces in veneer wood. Scheiber (1965) only assesses interlocking spiral as a defect if the grainorientation on the stem surface twists more than 30 % to the stem axis.

Technological AdaptationIn the production of sliced veneer, saws are used which allow the veneer block to be positioned at theblade so a single cut can be made diagonal to the direction of the fiber.

Compression stress along thegrain and tensile stress onthe opposite stem side

Bending stress

Crompressionzone at risk of fracture

Shear stress zoneat risk of cracking

TensionCompression

Fig. 64 Effect of shear pressure under bending stress in trees without spiral grain (left) and with spiral grain (right)

Fig. 65 Growth cracks in a beech (Fagus sylvatica) along the spiral grain

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Cut timber must be stacked immediately using piling sticks and extra pressure added if needed sothat the boards do not warp as they season.

In the manufacturing of planed lumber, it is necessary to ensure that the wood is planed in thedirection of the grain.

The adverse effect of the slope of grain on sawn timber strength can be identified with the help ofmachine grading (Pope et al. 2005).

The principle of spiral grain has been proposed as a practical model for constructing staticallystressed buildings such as towers, silos, and large pipes (Richter and Hennig 2001).

As a characteristic, spiral grain vividly illustrates how opinions can vary depending on theindividual perspectives, be it of a wood processor, a bionic scientist, or an aesthetically orienteddendrologist.

Curly, Fiddleback, Hazel GrowthDescriptionWavy grain orientation or tree ring patterns generally occur in a tree’s bole or buttress, running eithertransverse or perpendicular to the axis, and in tropical trees are often associated with interlockedgrain. Depending on the direction of the waves, the grain is called either curly, fiddleback, or hazelgrowth. Since many authors confusingly use “curly” as a generic term for the more specific termslongitudinal and transverse curl, curly grain, fiddleback, hazel growth, and bird step, the followingattempts to offer a sufficiently precise definition of each term:

Curly grain refers towavy lateral contortions in the tree rings running transverse to the stem axisand is visible on the stem surface. The wood fiber undulates with the tree rings (Fig. 67, red arrow).

In temperate regions, curly grain is relatively common in beech (Fagus sylvatica) and sycamore(Platanus orientalis) and less frequent in maple (Acer ssp.), horse chestnut (Aesculushippocastanum), chestnut (Castanea sativa), pear (Pyrus pyraster), linden (Tilia ssp.), birch(Betula ssp.), aspen (Populus tremula), oak (Quercus ssp.), spruce (Picea abies), and larch (Larixdecidua) (Mette 1984). In beech (Fagus sylvatica) and sycamore (Platanus orientalis), the widewaves are also called “elephant skin” figure, and the shorter, buckled waves in maples (Acer ssp.) arecalled “washboard” figure.

Cleavage planes

with different

slope angles

Fig. 66 Spiral grain tropical wood with uneven cleavage planes

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In tropical trees, curly grain is sometimes found in combination with interlocked grain creating amoire or pommele pattern.

Fiddleback (e.g., in certain maples [Acer ssp.]) refers to wavy grain that runs transverse to theaxis of the stem in a radial direction and is not visible on the stem surface. Fiddleback can only bedetermined on live trees by removing a piece of dry bark and identifying fine wavy marks left behindon the inside of the bark (Fig. 68, red arrow). Fiddleback is readily apparent on the radial face cutbefore felling. It creates a washboard effect in the radial section. In a radial cut, the fibers areintersected at different angles. This leads to an optically interesting pattern of light and dark stripes(Hoadley 1990).

Fiddleback figure is also found in douka (Tieghemella africana), makoré (Tieghemella heckelii),limba (Terminalia superba), and ash (Fraxinus excelsior) (Wagenf€uhr 2007). Studies in Surinamexamined 300 stored logs of various species from primary forests and found fiddleback figure in about20% (!) of the Bergi gronfolo (Qualea rosea) and 5 % of the bolletri (Manilkara bidentata) (Niemeier2013).

Fiddleback figure is sometimes found combined with curly grain creating a flame pattern or withinterlocked grain in a moiré pattern or a combination of the two as pommelé or shell figure.

Hazel growth in spruce (Picea abies), and sometimes in fir (Abies alba), refers to wavy,undulating grain or indented tree rings running parallel to the stem axis in a radial direction(Fig. 69, red arrow). The only rather unreliable external feature of hazel growth is a series oflongitudinal dents in the bark. In debarked wood, hazel growth is visible in the elongated dents in thestem surface. The term hazel growth comes from its similarity with the anatomical structure found inhazel wood cross sections (Corylus avellana).

Hazel growth is also found in alerce (Fitzroya cupressoides) and yew (Taxus baccata) as well as inmansonia (Mansonia altissima), ash (Fraxinus excelsior) (Wagenf€uhr 2007), basralocus (Dicoryniaguianensis) and limba (Terminalia superba).

CausesCurly grain is generally considered to have physiological causes. Bosshard (1984) writes about“functional tropism,” in which the function of the cells formed in the cambium outweighs their

Fig. 67 Curly grain beech (Fagus sylvatica)

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structural purpose. In this case, the water supply system is affected for the benefit of the storage system(increase in wood ray parenchyma). In the affected regions, this leads to reduced radial growth.

Mette (1984) suggested that curly figure occurs as a result of unilateral stress to the stem whichincreases with age. Another cause could also be the greater elasticity associated with the wavy grainorientation. This assumption is supported by observations on beech (Fagus sylvatica) in Thuringia,Germany, growing on a wind-exposed slope at 700-m elevation. There, curly grain always appearson the leeward side of the trunk. A genetic predisposition may lead wind influences to stimulategrowth and produce curly grain. Schweingruber and Isler (1991) also suspect cambium compressionin stem curvatures and branch collars.

Genetic disposition is widely believed to be the cause of fiddleback figure. Growth stimulation isalso suspected, which could be caused by wind-induced stress.

As cause for hazel growth figure, Bosshard (1984), Mette (1984), and R€uegsegger (1962) allpoint to a localized shortage of cambium in the area of wood rays (similar to fluting). Greyerz (1919)claims the increase in pith rays to be the main cause of the anomalous growth.

Fig. 68 Fiddleback wood in a sycamore maple (Acer pseudoplatanus)

Fig. 69 Wavy grain and tree ring orientation on a hazel growth pruce (Picea abies)

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The causes for the particularly wavy grain in “bird step” spruce are unknown (Schweingruber andIsler 1991). The term “hail spruce” reflects the assumption that heavy hail storms are the cause ofcambium injuries that bring about hazel growth. The patterns visible in radial sections look similar tobird footprints – hence, the name bird step figure.

Curly, fiddleback, and hazel growth figure are the most common types of grain patterns.Combined with interlocked grain, they can produce strikingly beautiful wood. Table 1 illustratesseveral of these combinations.

PreventionCurly, fiddleback, and hazel growth figure cannot be influenced. Affected trees should be removed ifthey negatively impact the intended use. They should be maintained if they can be used for a specificpurpose.

In hardly any other characteristic group does the intended purpose determine so significantlywhether the characteristic is seen as a defect or a desired special feature that greatly increases thewood’s value. For the most part, too little attention is paid during timber selection to “unconven-tional” grain and tree ring orientation.

Impact on UseIn general, the strength properties of sawn lumber, especially slats and laths, decline in wavy grainwood. Planing against the wavy grain produces a rough surface and the wood is difficult to split.

Curly grain is typically considered a wood defect because the coarse tree ring pattern makes thewood surface difficult to process and the decorative effect of the figure is limited. On the other hand,fiddleback and hazel growth, or the combination of the two with spiral grain, is a highly sought-aftercharacteristic in wood because when properly processed, it can significantly improve the utilityvalue of the wood.

Veneer with curly grain wood is difficult to straighten and prone to break. Fiddleback wood,however, is valuable as face veneer and as soundboards or frames for musical instruments (violinand guitar). The same applies for the rare hazel growth spruce (Picea abies), and in particular “birdstep” figure is prized for making violin and guitar backs, harpsichords, etc. Many people claim thewavy grain has superior acoustical properties.

Technological AdaptationWell-sharpened tools ensure a smooth surface also in small areas with contorted wood fibers. Specialattention should be given not to overbend fiddleback and hazel growth wood used for veneer andmusical instruments.

Hazel growth spruce (Picea abies) and fir (Abies alba) are often used as shingle wood because theincreased proportion of wood rays makes the wood easier to split.

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Tab

le1

Possiblewoodtextures

from

combinatio

nsof

differentd

eviatio

nsin

fiberorientation

Gra

in d

evia

tions

Inte

rlock

edCu

rlyFi

ddle

back

Haz

el g

row

th

Inte

rlock

edSt

riped

R 1)

Sape

le-m

ahag

ony

(Ent

andr

ophr

agm

acy

lindr

icum

)

Afro

rmos

a(P

eric

opis

ela

ta)

“She

lled“

T1)Po

mm

elé

TFr

ost p

atte

r(s

wirl

ing)

R

Map

le (A

cer p

seud

o-pl

atan

us)

Aust

ralia

n w

hite

birc

h(S

chiz

omer

ia o

vata

)Sa

pele

-mah

agon

y (E

ntan

-dr

ophr

agm

a c

ylin

dric

um)

Den

ts o

n th

e st

em s

urfa

ce:

figur

e ru

nnin

g lo

ngitu

dina

l to

stem

axi

s

T

Wan

akw

ari

(Voc

hysi

a to

men

tosa

)Sa

likw

ari

(Tet

raga

stris

ssp

.)

Curly

Moi

ré(s

lant

ed s

trip

es)

Feat

her

R

Oliv

e(O

lea

eur

opae

a)Au

stra

lian

whi

te b

irch

(Sch

izom

eria

ova

ta)

Curly

T

Beec

h(F

agus

sylv

atic

a)Ye

llow

buc

keye

(Aes

culu

s oc

tand

ra)

Fidd

leba

ckM

oiré

R(s

lant

ed s

trip

es)

Bole

trie

(Man

ilkar

a bi

dent

ata)

Flam

edT

Redw

ood

(Seq

uoia

sem

perv

irens

)O

ak (Q

uerc

uscr

ysol

epsi

s)

Fidd

leba

ckR

Map

le (A

cer p

seud

o-pl

atan

us)

Ye

llow

buc

keye

(Aes

culu

s oc

tand

ra)

Haz

elR

T

C

Spru

ce (P

icea

abi

es)

Lim

ba (

Term

i-na

lia s

uper

ba)

1) P

refe

rred

cut

ting

direc

tion

s: R

=ra

dial

, T= t

ange

ntia

l, C

= c

ross

sect

ion.

Yel

low

fie

lds: b

asic

devi

atio

ns in

the

fibe

r or

ient

atio

n;w

hite

fie

lds: c

ombi

nation

s of

differ

ent

fibe

r or

ient

atio

ns

Haz

el g

row

th (b

irdst

ep)

C 1)

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References

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