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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityBarclays Capital Futures Hong Kong Limited ABN803 Licensed Corporation 2Barclays Capital Securities Asia Limited AAA567 Licensed Corporation 1CITIC Capital Active Partner Management (HK) Limited ABF979 Licensed Corporation 9DragonTech Ventures Management Limited AGA538 Licensed Corporation 4, 9Everbest Insurance and Financial Services Limited ADY771 Licensed Corporation 4ABN AMRO Asia Securities (Hong Kong) Limited AAF114 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Alexander Beard (Hong Kong) Limited ABI734 Licensed Corporation (Deemed Licence) 4, 6, 9Aquitaine Investment Advisors Limited AFN131 Licensed Corporation (Deemed Licence) 4, 9ASC Capital (HK) Limited ACO475 Licensed Corporation (Deemed Licence) 4, 6, 9ASG Brokerage Limited ABY539 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Asia Financial Pacific (Securities) Limited ACY280 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Asia Investment Research Limited ADU453 Licensed Corporation (Deemed Licence) 4, 6, 9Asia Pacific Securities Limited AEJ390 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Asian Capital (Corporate Finance) Limited AFB361 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Asian Pacific Investment Company AAH490 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Axia Capital Partners Limited AEO324 Licensed Corporation (Deemed Licence) 4, 6Bali Securities Co. Limited ABE473 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Barber Asia Limited ADA389 Licensed Corporation (Deemed Licence) 4, 6, 9Batavia Investment Advisers Limited ACB941 Licensed Corporation (Deemed Licence) 4, 6, 9BNP Paribas Asset Management Asia Limited AEK771 Licensed Corporation (Deemed Licence) 1, 4, 5, 6, 9Bright Securities Company, The AAC529 Licensed Corporation (Deemed Licence) 1, 4, 6, 9C F C Securities Limited AFB093 Licensed Corporation (Deemed Licence) 1, 4, 6, 9CASH Research Limited AFX171 Licensed Corporation (Deemed Licence) 4Celestial Capital Limited ADT047 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Celestial Finance Limited ACU029 Licensed Corporation (Deemed Licence) 8Century City Securities Limited ABN585 Licensed Corporation (Deemed Licence) 1, 4, 6, 9CF Global (HK) Limited AGD005 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Champion & Co. AAF289 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Chelac Investment Company AAC246 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Cheong Lee Securities Co. AAE691 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Chief Securities Limited ADI983 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9China Canton Management (Hong Kong) Limited ADG707 Licensed Corporation (Deemed Licence) 4, 6, 9China International Capital Corporation (Hong Kong) Limited AEE667 Licensed Corporation (Deemed Licence) 1, 4, 6, 9China International Capital Corporation Hong Kong Securities Limited AEN894 Licensed Corporation (Deemed Licence) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityChina Merchants Futures (HK) Co., Limited AGO928 Licensed Corporation (Deemed Licence) 2, 5, 7, 9China Nonferrous Metals Securities Company Limited ABB055 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Ching Yick Company AAB453 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Chow Sang Sang Futures Limited ABN348 Licensed Corporation (Deemed Licence) 2, 5, 9Chow Sang Sang Securities Limited AAB353 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Christfund Futures Limited ABO056 Licensed Corporation (Deemed Licence) 2Chuangs & Co. Limited ACI595 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Chung Tak & Company AAB109 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Continuity Capital (Hong Kong) Limited AHJ438 Licensed Corporation (Deemed Licence) 4CU Resources Limited ADK336 Licensed Corporation (Deemed Licence) 8CU Securities Limited ADQ694 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Dao Heng Commodities Limited AAG007 Licensed Corporation (Deemed Licence) 2, 5, 9Dao Heng Securities Limited AAC086 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Dashin Securities Limited AEG283 Licensed Corporation (Deemed Licence) 1, 4, 6, 9De Hwa Lam Company Limited AGL796 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Elite Financial Services Limited AFE406 Licensed Corporation (Deemed Licence) 4Emperor Capital Limited ADG809 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Emperor Futures Limited AAJ095 Licensed Corporation (Deemed Licence) 2, 5, 9Emperor Securities Limited AAP057 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Fidelity International Investment Advisors AAV486 Licensed Corporation (Deemed Licence) 4, 5, 6, 9Fidelity Investments Management (Hong Kong) Limited AAG408 Licensed Corporation (Deemed Licence) 1, 4, 5, 6, 7, 9First State (Hong Kong) LLC ADV673 Licensed Corporation (Deemed Licence) 4, 5, 6, 9First State Investments (Hong Kong) Limited AAJ693 Licensed Corporation (Deemed Licence) 1, 4, 5, 6, 9Fordjoy Securities Limited ACR601 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Fortis (Hong Kong) Limited AAL578 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Fortis Clearing (Futures) Hong Kong Limited ACU522 Licensed Corporation (Deemed Licence) 2, 5, 7, 9Fortis Clearing (Options) Hong Kong Limited ACU526 Licensed Corporation (Deemed Licence) 1, 2, 4, 5, 6, 7, 9Franklin Templeton Institutional Asia Limited AAK170 Licensed Corporation (Deemed Licence) 4, 6, 9Fu Yip Securities & Investment Co. ABG590 Licensed Corporation (Deemed Licence) 1, 4, 6, 9FXCM Asia Limited AIM232 Licensed Corporation (Deemed Licence) 3G.I.M. Global Investment Monitor Limited ACA551 Licensed Corporation (Deemed Licence) 4, 6, 9Giny Securities Company ACG044 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Gold Centre Investment Company ABX788 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Grand Onward Securities Limited ACT174 Licensed Corporation (Deemed Licence) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityGrand Securities Company Limited ACQ457 Licensed Corporation (Deemed Licence) 1, 4, 6, 9H & A Investment Company AAE120 Licensed Corporation (Deemed Licence) 4, 6, 9Harmony Asset Management Limited AEN461 Licensed Corporation (Deemed Licence) 4, 6, 9Haywood International Financial Planning Limited AAZ413 Licensed Corporation (Deemed Licence) 4, 6, 9Ho Fung Shares Investment Company AAA645 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Hong Kong Wan Kiu Investment Company AAF787 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Honour Securities Company Limited AAF424 Licensed Corporation (Deemed Licence) 1, 4, 6, 9IBA Securities Limited AAA635 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Intercontinent Securities Company AAB254 Licensed Corporation (Deemed Licence) 1, 4, 6, 9International Bank of Asia (Trustee) Limited AAL759 Licensed Corporation (Deemed Licence) 1, 4, 6, 9International Capital Network Limited AGE931 Licensed Corporation (Deemed Licence) 6INVESCO Asia Limited (trading as INVESCO Asia Pacific) AAJ770 Licensed Corporation (Deemed Licence) 1, 4, 5, 6, 9INVESCO Asset Management Asia Limited AAG916 Licensed Corporation (Deemed Licence) 1, 4, 5, 6, 9JAFCO Investment (Hong Kong) Limited ABL563 Licensed Corporation (Deemed Licence) 4, 6, 9Janus International (Asia) Limited AFW005 Licensed Corporation (Deemed Licence) 1, 4, 6, 9K. L. Securities Company AAA022 Licensed Corporation (Deemed Licence) 1, 4, 6, 9K.K. Wong & Company AAG787 Licensed Corporation (Deemed Licence) 4, 6, 9Katherine Ip & Company AAC350 Licensed Corporation (Deemed Licence) 1, 4, 6, 9KHG Lam AAG499 Licensed Corporation (Deemed Licence) 4, 6, 9Kin Fung Stock Company ABA904 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Ko Kun Stock Company AAA348 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Koffman Securities Limited ADJ331 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Kwok Chung Chun Securities Company AAB171 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Lawsons Securities Company AAE654 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Lombard Odier Darier Hentsch (Asia) Limited AAI957 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Mainland Securities Co. AAF708 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Mason LaRoche (HK) Limited AGW218 Licensed Corporation (Deemed Licence) 4Mayban Securities (H.K.) Limited ACP801 Licensed Corporation (Deemed Licence) 1, 4, 6, 9MPI Securities (Asia) Limited AAC807 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Nexus Investment Management Limited ABU832 Licensed Corporation (Deemed Licence) 4, 6, 9Offshore Financial Consultants AAZ949 Licensed Corporation (Deemed Licence) 4, 6, 9Ong Asia Securities (HK) Limited ADW705 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Orient Securities Limited AFP038 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Oriental Stocks & Shares (Investment) Co. ABA910 Licensed Corporation (Deemed Licence) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityPacific Capital Management Limited ABL276 Licensed Corporation (Deemed Licence) 4, 6, 9Pacific Century Insurance Company Limited AAO188 Licensed Corporation (Deemed Licence) 4, 6, 9Phoenix Capital Asia Limited ADS639 Licensed Corporation (Deemed Licence) 4, 6, 9President Futures (Hong Kong) Limited AHV043 Licensed Corporation (Deemed Licence) 2Princeton Venture Partners Limited AHF603 Licensed Corporation (Deemed Licence) 6Prudential Assurance Company Limited, The AAI771 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Qi Yuan Asset Management (H.K.) Limited ACU381 Licensed Corporation (Deemed Licence) 4, 6, 9Quam (IA) Limited AFR625 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Salisbury Securities ABH326 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Shenyin Wanguo Asset Management (Asia) Limited ADU956 Licensed Corporation (Deemed Licence) 4, 6, 9Shenyin Wanguo Research (H.K.) Limited ADW588 Licensed Corporation (Deemed Licence) 4, 6SHK Fund Management Limited AAI432 Licensed Corporation (Deemed Licence) 1, 4, 6, 9SHK Online (Securities) Limited AAC483 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Shun Heng Securities Limited AGK283 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Shun Loong Capital Limited AEM485 Licensed Corporation (Deemed Licence) 6Shun Loong Forex Company Limited ACJ247 Licensed Corporation (Deemed Licence) 3Shun Loong Futures Limited AAX444 Licensed Corporation (Deemed Licence) 2, 5, 7, 9Shun Loong Securities Company Limited ACZ309 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9SinoPac Futures (Asia) Limited ACR651 Licensed Corporation (Deemed Licence) 2, 5, 9Soo Pei Shao & Company AAH853 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Soo Pui Chen & Company AAH850 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Stockwell Online (Securities) Limited AHK059 Licensed Corporation (Deemed Licence) 1, 7Sun Hung Kai Commodities Limited AAF237 Licensed Corporation (Deemed Licence) 2, 5, 9Sun Hung Kai Forex Limited ACI995 Licensed Corporation (Deemed Licence) 3Sun Hung Kai International Commodities Limited AAJ036 Licensed Corporation (Deemed Licence) 2, 5, 9Sun Hung Kai Investment Services Limited AAC153 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Sun Hung Kai Research Limited AAS945 Licensed Corporation (Deemed Licence) 4, 6, 9Sun Hung Kai Wealth Management Limited AAW358 Licensed Corporation (Deemed Licence) 4, 6, 9Sun Tai Cheung Credits Limited AAS957 Licensed Corporation (Deemed Licence) 8Sunny World Investment Limited ABV919 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Sunrise Investment Company AAC906 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Szehope & Company AAC710 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Tai Chuen Securities Co. AAE062 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Tak Fung Commodities Limited AAD442 Licensed Corporation (Deemed Licence) 2, 5, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityTarzan Stock & Shares Limited ABH433 Licensed Corporation (Deemed Licence) 1, 4, 6, 9TCW Asia Limited ABM877 Licensed Corporation (Deemed Licence) 4, 6, 9Tempus Investment Research Limited AIL303 Licensed Corporation (Deemed Licence) 4Ten & Ten Securities Company AAF378 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Tiffit Securities (Hong Kong) Limited AGL042 Licensed Corporation (Deemed Licence) 1, 4, 6, 7, 9Uni-Alpha Securities Limited AFQ025 Licensed Corporation (Deemed Licence) 1, 4, 6, 9United Capital Limited AFD196 Licensed Corporation (Deemed Licence) 4, 6VC Capital Limited AAG899 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Vietnam Fund Management Company Limited AAX607 Licensed Corporation (Deemed Licence) 4, 6, 9Vision Investment Management (Asia) Limited AFR854 Licensed Corporation (Deemed Licence) 4, 5, 9Ward Ferry Management Limited AGI998 Licensed Corporation (Deemed Licence) 4, 5, 9Welform Investors Company AAB143 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Winning & Company AAB463 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Xinhua Investment Group Hong Kong Limited AFW945 Licensed Corporation (Deemed Licence) 4, 6, 9Y. S. Law & Co. AAE263 Licensed Corporation (Deemed Licence) 1, 4, 6, 9Yardley Finance Limited AEA889 Licensed Corporation (Deemed Licence) 8SEI Investments (Europe) Limited ALK817 Licensed Corporation (Temporary Licence) 4ANG Hui Tiong, Eugene AIU617 Licensed Representative 6ASH Jonathan ABG362 Licensed Representative 4AU YEUNG Siu Wa, Ian AJC269 Licensed Representative 1BAILEY Simon Boulstridge ADG696 Licensed Representative 1BENNETT John Alexander AIR805 Licensed Representative 1BROW Anh Hoang, Betty AEY006 Licensed Representative 1, 4, 6, 9CHAN Kai Lun AEB064 Licensed Representative 4CHAN Kai Lun, Allan AKW730 Licensed Representative 1, 6CHAN Kam Yuen AAI610 Licensed Representative 1CHAN Ken Sun AKW959 Licensed Representative 3CHAN Kwok Wing AGD030 Licensed Representative 1, 2CHAN Li Li, Lily AGN604 Licensed Representative 4CHAN Ling Wah, Edward AHR464 Licensed Representative 1, 4, 6, 9CHAN Mong Har AHT095 Licensed Representative 4CHAN Tsz Ling, Mellow ACU274 Licensed Representative 4CHAN Wai Pang AGL160 Licensed Representative 1, 2CHAN Yat Ping, Amy AKJ964 Licensed Representative 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHAN Yin Wai, Richard AEO301 Licensed Representative 1CHEN Agatha AJI534 Licensed Representative 1, 4CHEN Dongquan AHX016 Licensed Representative 6CHEN Yung, Lawrence AHP543 Licensed Representative 4CHENG Andes AEJ691 Licensed Representative 1CHENG Kin Man AHM208 Licensed Representative 6CHEUNG Chi Wing ADK810 Licensed Representative 4CHEUNG Ho Yan, Florence ACW982 Licensed Representative 1CHEUNG Kwok Hung AJN950 Licensed Representative 1CHIU Chap Tai AGI797 Licensed Representative 4, 9CHIU Chor Lung AGN007 Licensed Representative 1, 2CHIU Yung Kit AFV356 Licensed Representative 1, 4, 9CHOW Chin Hang, Joel ALA520 Licensed Representative 1, 2CHOY Chi Hung, David AJD401 Licensed Representative 1, 7CHU Shan Shan, Marjorie AJK801 Licensed Representative 4CHUI Ming ALA703 Licensed Representative 2CHUNG Shing Chi AJM346 Licensed Representative 4CHUNG Wai Tung, Indy ADX631 Licensed Representative 1CLOWER Christopher Joseph AKY457 Licensed Representative 1, 4, 6DAY Christopher Elliott Verco ADA734 Licensed Representative 1DEE Michael Edward AEI034 Licensed Representative 1FAN Lixing AJO112 Licensed Representative 6FERRALL David John AKW658 Licensed Representative 1, 4FONG Sau Man, Cecilia AIZ452 Licensed Representative 6FUNG Chi Tai AKX541 Licensed Representative 3FUNG Tat Hung, Ricky ADY552 Licensed Representative 1, 2, 9GONG Lixun AKX873 Licensed Representative 1GUPTA Gaurav AKW697 Licensed Representative 1, 6HEUNG Siu Kei AFE318 Licensed Representative 1, 2HO Chi Chung, Edmund AJD355 Licensed Representative 4, 6HO Chun Tung, Ivan AKS961 Licensed Representative 6HO Hoi Wah AHC732 Licensed Representative 4, 9HO Ka Hon AJM713 Licensed Representative 4HO Kenneth AGD234 Licensed Representative 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityHO Man Kay AEW982 Licensed Representative 6HO May Sam AEL035 Licensed Representative 1, 4, 9HO Pak To AKI670 Licensed Representative 2HSU Chih-Ching AKI592 Licensed Representative 1, 2HSU Yi Jui AHP735 Licensed Representative 6HUANG Bin AKX653 Licensed Representative 3HUANG Dennis Chong AET356 Licensed Representative 6HUI Ka Wing, Jeffrey AJM748 Licensed Representative 4KO Chin Hung, Patrick AJO155 Licensed Representative 2KONG Chi Kit ALA813 Licensed Representative 1, 2KONG Kin Man ALC024 Licensed Representative 4KU Wang Wing ADX654 Licensed Representative 4, 6KUNG Lin Cheng, Leo ABY095 Licensed Representative 4, 9KURZ Peter Michael ACN979 Licensed Representative 4KWONG Mei Ha AEQ445 Licensed Representative 1, 9LAI Tsz Wai AAD539 Licensed Representative 1LANGAN Helen Mary ABW191 Licensed Representative 1, 3, 4LAU Siu Cheong AKJ015 Licensed Representative 1LAU Sze Ming AHX958 Licensed Representative 1, 4LAU Wing Sze AGH205 Licensed Representative 1LAW Chun Ming AAK169 Licensed Representative 1LAW Wing Sang, Vincent AKY506 Licensed Representative 3LE MESURIER Adam Alexander AAJ075 Licensed Representative 1, 4LEE Cheng Mei, Charlotte ACC327 Licensed Representative 1, 4, 6LEE Chi Kau AHN554 Licensed Representative 4LEE Chun Chuen AAY531 Licensed Representative 1LEE Kar Shin, Grace AJO165 Licensed Representative 1, 2LEE Kin Ming, Emily ACJ595 Licensed Representative 1, 4, 9LEE Wing Sum AJJ417 Licensed Representative 1LEE Yat Ho AJD798 Licensed Representative 3LEE Yuk Chee, Thomas AEI544 Licensed Representative 2LEUNG Chu Kwong AIB178 Licensed Representative 1LEUNG Chung Tak Barry AJB225 Licensed Representative 6LEUNG Hon Hung ACO851 Licensed Representative 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLEUNG King Pui AAE330 Licensed Representative 1LEUNG Ngai Lam AFL724 Licensed Representative 4LEUNG Yuet Ming AGQ492 Licensed Representative 4, 9LI Nga Yee AIE986 Licensed Representative 4, 6LIM Tay Seop AGW608 Licensed Representative 1, 4LIN Raymond Ming ALN502 Licensed Representative 1LIU Bernard Chihyu AGY185 Licensed Representative 1, 4LIU Cheuk Hang, Alex AHF980 Licensed Representative 6LIU Mu Ying AEJ819 Licensed Representative 1, 2LO Man Ling AAC073 Licensed Representative 1LO Siu Lung AJH314 Licensed Representative 1LO Wing Hang AHA434 Licensed Representative 1, 4, 9LUI Chi Wah, Johnny AAK797 Licensed Representative 1, 4, 6, 9LUI Ho Pang AKP103 Licensed Representative 1LUI Kui AAB862 Licensed Representative 1LUI Yuen Man AGJ891 Licensed Representative 3MA Hung Hoi, Raymond AGW047 Licensed Representative 1, 2MA Tin Lok AJD091 Licensed Representative 1, 2MADGAVKAR Dileep AKX731 Licensed Representative 4, 9MAK Ho Cheung, Joseph AGN970 Licensed Representative 4, 6MASUDA Etsusuke AJM779 Licensed Representative 4NEWMAN James Shields AEF921 Licensed Representative 4, 5, 9NG Mei Chun AFL463 Licensed Representative 4NG Shui Sing ALI357 Licensed Representative 1NG Tak Kam AFF169 Licensed Representative 1NG Wei AKX246 Licensed Representative 1, 2, 4NG Wing Yun, Pius AGJ900 Licensed Representative 1NGAN Bronson Lawrence AGA247 Licensed Representative 4NGAN Hung Kit, Dennis ADV590 Licensed Representative 1, 3NGUYEN Duc Loc ACD808 Licensed Representative 4, 6, 9OEI Teng Siong AAA272 Licensed Representative 1, 4PALMER Daniel Garvey ACO702 Licensed Representative 1, 6PANG Jim AEA648 Licensed Representative 4, 6, 9PO Siu Wing AGF361 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityPUN Tak Wai ACD207 Licensed Representative 1, 4RITCHIE Ewan James ACC221 Licensed Representative 1, 2SHAM Shu Kwan AAF412 Licensed Representative 1SHUM Kit Lan, Anita AFC592 Licensed Representative 9SIEH Shing Chun AJC765 Licensed Representative 4, 6SIN Chi Man AJD674 Licensed Representative 1, 2, 3SIU Wai Lun AED165 Licensed Representative 1, 2STEWART Anastasia Ann ALB112 Licensed Representative 1, 2SUGAWARA Hiromasa AHY748 Licensed Representative 1, 2, 4, 5SUKHAVANIJ Marasri AGA246 Licensed Representative 1, 2SUKHYANGA Watavat ALK637 Licensed Representative 1SUN Wei AGW219 Licensed Representative 1, 4, 6TAM Kwok Wing AAK343 Licensed Representative 1, 2TAM Yui Hong, Conan AHC108 Licensed Representative 4, 6TAN See Wee AKI547 Licensed Representative 1, 4, 5, 9TAN Wei Peng AFW644 Licensed Representative 4, 6TANAKA Yojiro AHX742 Licensed Representative 6TANG Siu Fung AGK701 Licensed Representative 4TANG Siu Lan, Camille AHG533 Licensed Representative 1TAUBINGER Richard Charles AKJ258 Licensed Representative 5, 9TSAI Yuk Fung ALB294 Licensed Representative 1TSEUNG Yuk Hei, Kenneth ACI557 Licensed Representative 6TSOI Yuen Hoi AJI239 Licensed Representative 1, 4TSUI Mei Ling ADK882 Licensed Representative 1TUNG Chi Yin AHM842 Licensed Representative 4WAN Yuk Ling, Pat AFS758 Licensed Representative 1, 2WANG Lei ALD654 Licensed Representative 6WEI Hong AKY216 Licensed Representative 4WONG Chun Kit AGC614 Licensed Representative 1WONG Gigi Nga Chi ADL660 Licensed Representative 1, 4, 9WONG James Chun Kit AJN206 Licensed Representative 3WONG Kwok Im, Taidy AIX213 Licensed Representative 1WONG Lok Man AKX668 Licensed Representative 2WONG Man Cheong, Peter ABF523 Licensed Representative 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityWONG Man Tai ALB654 Licensed Representative 2WONG Pak Wai AFJ461 Licensed Representative 4, 9WONG Shing Kwan AFG743 Licensed Representative 1, 2WONG Sum Lam AKT152 Licensed Representative 1WU Henry Gang AHC322 Licensed Representative 1, 4, 6, 9WU Jennifer York Kei AHX685 Licensed Representative 6XIA Jiqing ADM078 Licensed Representative 2XU Xiaonian ADT335 Licensed Representative 1, 4, 6, 9YANG Mei Ni AGG980 Licensed Representative 1, 6YEE Hoi Yan AIS618 Licensed Representative 1, 2YEE Yin Ching, Tracy AFT999 Licensed Representative 1, 9YEUNG Kit Yin, Mei AFG128 Licensed Representative 1, 4, 9YIM Yeuk Yu AGH389 Licensed Representative 4YING Hok Kong, Tommy ABT732 Licensed Representative 1, 2YU Hiu To AGM902 Licensed Representative 4YUEN Wai Yi, Wattie ACD950 Licensed Representative 1YUNG Lynn, Ronald ABL775 Licensed Representative 4YUNG Wing Kin, Kenny AKX544 Licensed Representative 3ZHANG Haibin ALB711 Licensed Representative 4ZHANG Weiqi AGN543 Licensed Representative 6ZHANG Xiaodong AFH079 Licensed Representative 9ZHU You Cheng, Derek Clarence AJD762 Licensed Representative 1, 6CHIU Sin Sing AAF469 Licensed Representative - Responsible Officer 1LUCAS Edwin AAI491 Licensed Representative - Responsible Officer 1, 4ALLEN Bruce Carroll AEO174 4, 6, 9

BOYD-GREY Ian Andrew AFC989 4

CHAN Chang Yu, Francis AAC170 1, 2, 4, 5, 6, 7, 9

CHAN Chi Ming AER242 1, 6

CHAN Chun Hung, Vincent ADB122 4, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHAN Na Wah, Helena AEO672 3

CHAN Woo AAC235 1, 4, 6, 9

CHANG Wa Shan AAG823 1, 4, 6, 9

CHENG Chung Ho, Jeremy AER907 4, 6, 9

CHENG Yan Tak, Angus Ronald ACE598 4, 6, 9

CHOW Shu Kay AAD203 1, 4, 6, 7, 9

CHOY Tin Woo, Johnnie AAD316 1, 2, 4, 5, 6, 7, 9

CHU LIN York May, Amy AAC387 1, 4, 6, 7, 9

COLGLAZIER Kevin Stewart ACH893 5, 9

COLLINS Barry Edmond AAZ948 4, 6, 9

DELANO Charles James AIM236 3

FERGUSSON Douglas William Meiklejohn AAE261 1, 4, 5, 6, 9

FERRY Peter Christopher AAD160 4, 5, 9

GOODIN Brett Peter ADR490 1, 4, 6, 9

GORDON Michael Charles AHR671 1, 4, 5, 9

GREENWOOD John Gerald AAG977 4, 9

HO Wing Cheong AAH181 1, 2, 4, 5, 6, 7, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityHO Yiu Ming AAI982 1, 2, 4, 5, 6, 9

HONG Pak Cheung AFD140 4, 6, 9

HSIA Ching Pau AAB389 1, 4, 6, 9

HUANG Xiaoheng AFT550 4, 6

HUI KWONG Wei June AAB071 1, 4, 6, 9

HUNG Yuk Hung, Antony AAI981 1, 7

IP YUEN King Wai, Katherine AAC343 1, 4, 6, 9

JOHN Roger Albert AAG066 1, 4, 6, 9

KWAN Chi Keung AAI930 1, 4, 6, 9

KWOK Chung Chun, Francisco AAB145 1, 4, 6, 9

KWOK Wood Yan AAA058 1, 4, 6, 7, 9

LAM Kwok Hung, Guydick AAG497 4, 6, 9

LAU LAW Yu So, Beatrice AAE257 1, 4, 6, 9

LAW Siu Kong, Christopher AAE648 1, 4, 6, 9

LAW Tai Chuen AAE055 1, 4, 6, 9

LEE Chiu Kang ACY330 4, 6, 9

LEE Kon Chung AAJ488 1, 4, 6, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLEE Kyung Hee AAT430 4, 9

LEE Wai Man, Maurice AEK543 4, 6, 9

LEUNG HO Yee Mui, Emily AAE688 1, 4, 6, 9

LEUNG Wing Cheong, Eric ACF395 6

LI Chi Keung AAE234 1, 4, 6, 9

LI Gang AEF130 1, 4, 6, 9

LIU Yan Hau AAF283 1, 4, 6, 9

LIU Yan Sui, Allan AAJ494 1, 4, 6, 9

LO Shuk Fan ABA569 1, 4, 6, 9

LO Tak Shing, Andrew AAW957 4, 6, 9

LO Wun Man AAC498 1, 4, 6, 7, 9

LONG George Williamson AAL254 4, 5, 6, 9

LOO Carl Arthur AAJ627 4, 6, 9

LOONG Ping Tong, Peter AAF698 1, 4, 6, 9

MA Kin Chung AAB759 1, 4, 6, 9

MASSEY LI Susan Hong ACR404 1, 4, 6, 9

MO Chun Wai ABC040 1, 4, 6, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityMO Loong Kwong AAA024 1, 4, 6, 9

MO Pui Woo, Eric AAB135 1, 4, 6, 9

NAISMITH Douglas James AEO040 1, 4, 9

NG LEUNG Lin Ding, Lydia AAB454 1, 4, 6, 9

NG Shing Mo AAA330 1, 4, 6, 9

NIV Ornit Miriam AIM233 3

ORGILL Bradley Wayne ACR853 1, 4, 6, 9

POON Chun Wing AGD243 4, 6, 9

POON Ming Pui AAF320 1, 4, 6, 9

POON Wai Chung, Virginia ABY293 4, 6

PRADO Todd Mathew AGC671 1, 4, 6, 9

SAU Lei Ling AFL549 4, 6, 9

SHAM KHI Connie Rose AAF697 1, 4, 6, 9

SO Wai Yin, Irene AAB434 4, 6, 9

SOO Hung Leung, Lincoln AAH803 1, 4, 6, 9

SOO Hung Sham AAH846 1, 4, 6, 9

TAN Lim Heng AAC907 1, 2, 4, 5, 6, 7, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityTENG William AED359 1, 4, 6, 9

TONG On, Jimmy AAB102 1, 4, 6, 9

TSANG Chi Suen, Trini AAC491 1, 4, 6, 9

TSE Sui Yin, Sally ACW159 4, 5, 6, 9

TSUI Che Yin, Frank AAZ115 1, 6

WAN Chai Wing AAC898 1, 4, 6, 9

WANG Hao ADI503 1

WANG Jerry Hua-lin ACA277 4, 9

WARING Thomas Douglas Tremayne AAJ718 1, 4, 6, 9

WONG Cham King AAC522 1, 4, 6, 9

WONG Chun Leung, Jonas ABT782 4, 6, 9

WONG Kun Kim AAG781 4, 6, 9

WU King Cheong, Henry AAE119 4, 6, 9

YAMADA Hiroshi AFW685 4, 6, 9

YEH V Nee AAX565 4, 6, 9

YEUNG Daisy ABB905 1, 2, 4, 5, 6, 7, 9

YEUNG Kun Lee, Sunny AAC099 1, 4, 6, 7, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityYONG Pang Teck AGB128 1, 2, 4, 5, 6, 7, 9

YU Alice ABM853 4, 9

YU Wah Chiu, Jason AAD859 1, 4, 6, 9

YUEN Shuk Kam, Nicole ACH708 1, 4, 6, 9

ABBISS Justin John ACR459 Licensed Representative (Deemed Licence) 1, 4, 6, 9AGOSTINI John Edward Cobcroft AGN388 Licensed Representative (Deemed Licence) 1, 4, 6, 9ALONSAGAY Maria Liza O. AGO829 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9AMIAS Jeremy Adrian AHK973 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ANDERSON Michael James ABX611 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9APUNDAR Emelie O. ACL608 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9ARORA Charanjit Singh AEQ414 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ATASSI Samir AHX544 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9AU Kit Mui, Cindy AGQ571 Licensed Representative (Deemed Licence) 4, 6, 9AU Shui Shing, Tony AEY675 Licensed Representative (Deemed Licence) 1, 4, 6, 9AU Siu Wing AGH256 Licensed Representative (Deemed Licence) 1, 4, 6, 9AU Wai Keung, Stephen ADW127 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9AU Wing Kai, Aric AEH253 Licensed Representative (Deemed Licence) 1, 4, 6, 9BACK Jonathan Paul AFD784 Licensed Representative (Deemed Licence) 4, 6, 9BAHL Deepali ADY811 Licensed Representative (Deemed Licence) 4, 6, 9BENNETT JR Stephen Scott AGC699 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9BLIGHT Warren Nicholas ACL103 Licensed Representative (Deemed Licence) 4, 6, 9BOND Timothy James AGG758 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9BOON Ah Hit AAF001 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9BRADSHAW John AHC328 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9BUI Linda ADP040 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CAPARUSSO John Charles AGP541 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CAUGHEY Nicholas Egerton AGN387 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Angie ADN450 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Catherine AGL944 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Chi Keung, Azwin ACK187 Licensed Representative (Deemed Licence) 4, 6, 9

Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)Licensed Representative - Responsible Officer (Deemed Licence)

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHAN Ching Lin ABE844 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Choi King AAY554 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Chun Lam AAH255 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Chun Luen AHC381 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Fan Sum AGP291 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Fung See, Cecilia AGQ565 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Fung Yuet AGQ524 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Hiu Pun AFM191 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Ho AFM785 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Ho Kwan, Rome AGP940 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Ho Lim, Joseph AFJ242 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Hok Chung AFP915 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Hung Hee, John AGQ626 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Hung Ming AAC466 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Ivy AEN139 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Jing Ying, Janine AHX882 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Ka Mei AFN231 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Kai Ming AGP297 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Kam Lan AGP689 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Kar Ho AGP990 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Kar Yuen AGQ642 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Kie Mo AAH207 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Kin Ching AGQ191 Licensed Representative (Deemed Licence) 4, 6, 9CHAN King Bon ABA814 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Kit Chung, Willie AFY836 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Kok Heng, Andy AFC953 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Kong Ngai AEA192 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9CHAN Kum Shing AFR764 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Lai Hing, Maggie AGQ092 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Lai Man, Sarah AFM707 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Lap Keung AER024 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Lung Cheung ADV786 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Ma Lee Mary AGP924 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Man Hon AEI555 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHAN May Ho, Bertha AGQ213 Licensed Representative (Deemed Licence) 4, 6, 9CHAN May May AFN647 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Mee Yee, May ABP526 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Mei Ling ACJ393 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Mei Po, Selena ADZ417 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Ming Yee AFA728 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Moon Wah AFY287 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Na Wah, Helena AEO672 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Pui Kam, Margaret ABN100 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Pui Kwan AHX562 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN See Yuen AGP965 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Shau Wan, Amy AGP347 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Sheung Tat, Felix AGK666 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Shui Yung, Ellen AAY072 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Shuk Kam AFN694 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Shun Wah, Cesar AAH253 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Siu Chun AFM781 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Siu Fong AFR864 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Siu Fong AGQ683 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Siu Hung AGQ111 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Siu Kwan AGQ664 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Siu Yin AFM778 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Suet Lin, Christina AAC263 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Suk Chun, Anna AFM766 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Suk Fun AAE368 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Suk Han, Clarence ADZ970 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Sze Hoo AAC798 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Tak Ching AGQ227 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Tak Fai ACT475 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Tat Wai AGJ555 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Ting Wah, Matthew AAC161 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Wai Chu, Nancy AGP193 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wai Hong AAK835 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Wai Kiu, Flora ACV003 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHAN Wai Lan, Florance AGQ558 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wai Lin AGQ458 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wai Shing AGZ885 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wai Yin AGQ425 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wai Yin, Louisa AGC097 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wai Yip AGQ188 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wan Ching, Jinia AGQ302 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Wei Kwun AFE988 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9CHAN Wing Wa AGQ272 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Yat Yuen ABJ735 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN YEUNG Mo Bik, Virginia ADY936 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Yin Kei, Ronald ACG470 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Yin King ADQ114 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Yin, Johny ABD433 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Yiu Lai ADV428 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Yiu Ming ADZ525 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAN Yu Mei AGP182 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Yue Man, Raymond AAC150 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAN Yuen Han, Amy ADY964 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Yuk Chun AGP222 Licensed Representative (Deemed Licence) 4, 6, 9CHAN Yuk Kwai, Jutlandia AGF048 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAN Yuk Sing, Andys AEY345 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHANG Chit Man AGF171 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHANG Chun Yin, Carmen AGQ581 Licensed Representative (Deemed Licence) 4, 6, 9CHANG Fei Fu AEV978 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHANG Tat Sean ADL512 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHANG Tsui Yin AFE341 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHANG Wa Shan AAG823 Licensed Representative (Deemed Licence) 2, 5CHANG Yung Ching AFF918 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHAPMAN Giles Frederick AGZ569 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHAU Bik Hung AGP292 Licensed Representative (Deemed Licence) 4, 6, 9CHAU Chi Wai, Spencer AGQ557 Licensed Representative (Deemed Licence) 4, 6, 9CHAU Ching, Jane AFX305 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAU Hoi Yuen, Steven AFP906 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHAU Man Wand AAB074 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAU Shuk Yin ADB483 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHAU Wai AHT092 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEN Bun AFX303 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEN Lee Yin, Benny AAB197 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHEN Shu Ling, Cindy AAA759 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEN Yan AFM887 Licensed Representative (Deemed Licence) 4, 6, 9CHEN Yu-Hwei AFB015 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHENG Chi Bun, Brian AGN392 Licensed Representative (Deemed Licence) 4, 9CHENG Chi Wah ABM629 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHENG Ching Wah AGQ130 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Chu Hong, Lawrence ADQ135 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHENG Chun Hing AFV873 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHENG Hang Yuen AFM857 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Ivan Kwok Lueng AGZ747 Licensed Representative (Deemed Licence) 4, 5, 6, 9CHENG Ka Ling AGQ218 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Ka Wai ADC907 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Kwok Wai ADS285 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Lih-Ching AFJ891 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHENG Mo Ching AFS229 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Nim Chi ABQ027 Licensed Representative (Deemed Licence) 1, 4, 9CHENG Ping Ying AGP197 Licensed Representative (Deemed Licence) 4, 6, 9CHENG She Ching AEN438 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9CHENG Shui Sum ABE452 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHENG Siu Hung AGK720 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHENG Suk Ching ADI448 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHENG To Kin, Celia AGP313 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Wai Man, Ruby AGP712 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Wai Ming AFM886 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Yi Ching, Korrina AGQ623 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Yuk Fan AGP866 Licensed Representative (Deemed Licence) 4, 6, 9CHENG Yun Lin AGP743 Licensed Representative (Deemed Licence) 4, 6, 9CHEUK Wing Ho AFN853 Licensed Representative (Deemed Licence) 4, 6, 9CHEUK Yuk Pang AAJ576 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHEUNG Ching Man AGP309 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Chun Yau AEM263 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Fu Lam AAF266 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Hung Fat AAA157 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHEUNG Jackie Shao-Ping AER027 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHEUNG Ka Che AFX502 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Ka Kit, Sidney AGC195 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Kai Yip AGI176 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHEUNG Kin, Wilson AFL211 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Kit Lok AFO041 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Kwok Wing AAC965 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHEUNG Kwong Lap AEL507 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Lai Ling ADS120 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Leung Hong ACQ223 Licensed Representative (Deemed Licence) 4CHEUNG Ling Yee AGQ315 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Man Lung AAW534 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHEUNG Mei Chun AAG332 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Mei Ling AFM912 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Ming, Wilson ABT543 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHEUNG Po Kuen AGQ366 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Ronald Yat Sau AHJ471 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Sai Hing AGP592 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Shui Lin AAH813 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHEUNG Siu Hung AGG730 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Wai Ling AGP745 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Wing Yee ACJ878 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHEUNG Yea Fun AAA501 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9CHEUNG Yim King AGR063 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Yim Ling AFO173 Licensed Representative (Deemed Licence) 4, 6, 9CHEUNG Ying Kwan, Winky AEI007 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHIANG Wah Sang ADT430 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHIK Kin Nang AHR162 Licensed Representative (Deemed Licence) 4, 6, 9CHIM Chun Kwan AAA970 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9CHIN Man Chung ADZ584 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHIN Michael Jaewuk ACZ609 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHIN Sze Ngai, Andy ADH549 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHISHTY Shaheryar Arshad AEZ304 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHIU Chor Kam, Elsa AGQ028 Licensed Representative (Deemed Licence) 4, 6, 9CHIU Chung Lun, Alan AAA875 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHIU Fung AGP875 Licensed Representative (Deemed Licence) 4, 6, 9CHIU Ming Lam, Billy AFY700 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHIU Mo Sze, Winnie AFT535 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHIU Se Chung, Samuel AEK269 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHO Kelvin Shing Wai ADV325 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHO Young Chi AHX768 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHO Yu Kwan, Stephen ACO193 Licensed Representative (Deemed Licence) 9CHOI Ho Fai AIC254 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHOI Ho Yin AGD043 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHOI Kar Lun, Annie AGP974 Licensed Representative (Deemed Licence) 4, 6, 9CHOI Kwai Fai AGP331 Licensed Representative (Deemed Licence) 4, 6, 9CHOI Man Ching AGP267 Licensed Representative (Deemed Licence) 4, 6, 9CHOI Sau Fai, Stephen AGQ155 Licensed Representative (Deemed Licence) 4, 6, 9CHOI Shuk Fong AGP702 Licensed Representative (Deemed Licence) 4, 6, 9CHONG Jennifer Fei Fei AGO826 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHONG Sai Kit AET877 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHOW Ching Ning AGN609 Licensed Representative (Deemed Licence) 4, 6, 9CHOW Choi Chun AGP651 Licensed Representative (Deemed Licence) 4, 6, 9CHOW Fung Ying AAB077 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHOW Ka Lai AFA297 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHOW Kam Chun ABT553 Licensed Representative (Deemed Licence) 1CHOW Kwun Hung AEV862 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHOW Kyan Mervyn ADS211 Licensed Representative (Deemed Licence) 1, 6, 7CHOW Man AFY865 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHOW Mei Ling AGQ357 Licensed Representative (Deemed Licence) 4, 6, 9CHOW Ming Sze AGP892 Licensed Representative (Deemed Licence) 4, 6, 9CHOW Tit Tsang AFG846 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHOW Wai Keung ADW153 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHOW Yin Ping, Michelle AGQ157 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCHOY Man Fai Derek AGP888 Licensed Representative (Deemed Licence) 4, 6, 9CHU Ching Kwok AGQ121 Licensed Representative (Deemed Licence) 4, 6, 9CHU Hang Yee AGQ515 Licensed Representative (Deemed Licence) 4, 6, 9CHU Ho Yan Gloria AGP311 Licensed Representative (Deemed Licence) 4, 6, 9CHU Ka Shing AIJ345 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHU Man Fai AFN360 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHU Moon Sun AAB548 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHU Nga Lee, Irene AFO336 Licensed Representative (Deemed Licence) 4, 6, 9CHU Wai Kit, Danny AFV890 Licensed Representative (Deemed Licence) 4, 6, 9CHU Wai Kwan, Elaine ADX617 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHU Wai Luen AHJ402 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHU Wai Yee AGQ319 Licensed Representative (Deemed Licence) 4, 6, 9CHU Wang Kwan ABN238 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHUA Johanna Dee AGH270 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHUA Lee Leng AHI518 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHUA Swee Ai, Susan AFM128 Licensed Representative (Deemed Licence) 4, 6, 9CHUI Chun Kit ACO821 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHUI Pui Wai AGQ283 Licensed Representative (Deemed Licence) 4, 6, 9CHUI Suk Yin, Carolyn AAK271 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9CHUI Yau Cheong, Sunny AGQ602 Licensed Representative (Deemed Licence) 4, 6, 9CHUI Yim Fan, Yvonne AGQ579 Licensed Representative (Deemed Licence) 4, 6, 9CHUM Kwan Yue, Desmond AEJ724 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHUM Wai Wah ACA534 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHUN Richard Kilwhan AGP539 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CHUN Yuk Fong AGQ300 Licensed Representative (Deemed Licence) 4, 6, 9CHUNG Lai Ping ADY045 Licensed Representative (Deemed Licence) 1, 4, 6, 9CHUNG Oi Ning, Ailen AGQ563 Licensed Representative (Deemed Licence) 4, 6, 9CHUNG Sau Ha, Christina ACP342 Licensed Representative (Deemed Licence) 4, 6, 9CIN Chang Sik AHM834 Licensed Representative (Deemed Licence) 1, 4, 6, 9COCKELL Janny AAC141 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9COFFENG John Martinus ADJ820 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9COLGLAZIER Kevin Stewart ACH893 Licensed Representative (Deemed Licence) 4, 6COMBALOT Laurent Benoit Georges AHC015 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9COOPER Andrew AIL379 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityCORRY Stephen Alexander AIC492 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9CROUCH Nicholas John AFO412 Licensed Representative (Deemed Licence) 4, 6, 9CUI Wei AEN552 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DAHL John Clifford AIR448 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DALY Brendan James AAD842 Licensed Representative (Deemed Licence) 1, 4, 6, 9DASWANI Anil Jeevan ABT611 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DAVIDSON Sylvie ACN461 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DE TRENCK Charles Frederick ACV952 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DEBOW Sean Herbert ACM546 Licensed Representative (Deemed Licence) 4, 6, 9DICK Barry Eric ADB412 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DRAPER Joseph Thomas AFD295 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DUAN Hongyu AEW345 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DUBEY Deann Marie AFF841 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9DY Kar Ying, Janet AGO465 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ELLISON Alexander Hugh AEH938 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ERSOY Kurt Hakan AFF902 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FALLOON Benjamin John AIS085 Licensed Representative (Deemed Licence) 1, 7FAN Angela Ka Po AGP756 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FAN Cheuk Wan ACR502 Licensed Representative (Deemed Licence) 4, 6, 9FANE Rupert John Alexander AEL032 Licensed Representative (Deemed Licence) 4, 6, 9FANG Dongming AFE991 Licensed Representative (Deemed Licence) 1, 4, 6, 9FANG Wei Tseng, Diana AAC107 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9FEI Xiang AFT411 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FISK Eliot James Hywel AFG740 Licensed Representative (Deemed Licence) 4, 6, 9FLETCHER Alexander Graham ABS185 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9FOK Chi Wai AGF424 Licensed Representative (Deemed Licence) 1, 4, 6, 9FOK King Man, Ronald AGE025 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9FOK Wai Man, Louisa AEZ139 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FOK Woon Chi, Cecilia AAC119 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FONG Chung Keung AAI581 Licensed Representative (Deemed Licence) 4, 6, 9FOO Kwok Chung AEU800 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9FU Kwong Lui AFX339 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FU Yung AFI050 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FUKUI Noboru AAD009 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityFUNG Chi Kin ADX486 Licensed Representative (Deemed Licence) 1, 4, 6, 9FUNG Chui Wah ACN581 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9FUNG Hing Lam, Joseph ACP515 Licensed Representative (Deemed Licence) 1, 4, 6, 9FUNG Jason AEO420 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FUNG Kit Ping, May AAA774 Licensed Representative (Deemed Licence) 1, 4, 6, 9FUNG On Kei, Angela ADZ303 Licensed Representative (Deemed Licence) 4, 6, 9FUNG Pik Chun, Rebecca AAF944 Licensed Representative (Deemed Licence) 1, 4, 6, 9FUNG Sau Han AGQ222 Licensed Representative (Deemed Licence) 4, 6, 9FUNG Tak On AAS800 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9FUNG Vivian AHX012 Licensed Representative (Deemed Licence) 1, 4, 6, 9FUNG Wai Kei, Vicky AGL486 Licensed Representative (Deemed Licence) 4, 6, 9FUNG Wai Yee, Veronica ADG739 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9FUNG Yuk Ching, Winsome AGP322 Licensed Representative (Deemed Licence) 4, 6, 9GARG Rajiv AEP708 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9GARTHOFF Alexander Raymond ABV792 Licensed Representative (Deemed Licence) 4, 6, 9GATTANI Vikaskumar Nandkishore AFB901 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9GAW Christina ACS896 Licensed Representative (Deemed Licence) 1, 4, 6, 9GAY Yiu, Grace ABE575 Licensed Representative (Deemed Licence) 1, 4, 6, 9GEN Yik Sin ABE360 Licensed Representative (Deemed Licence) 1, 4, 6, 9GO Mau Ngai AAK149 Licensed Representative (Deemed Licence) 1, 4, 6, 9GOFF John Swafford AHS150 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9GOLCHHA Noratan Mal AGQ189 Licensed Representative (Deemed Licence) 4, 6, 9GOODING Nial Dennis Henry ABS538 Licensed Representative (Deemed Licence) 1, 4, 6, 9GOUGH James Ashley Peter AHJ403 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9GUAN Jian ADA948 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9GUO Jung-Rong AHN977 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9GUO Shoe Yan AFN504 Licensed Representative (Deemed Licence) 4, 6, 9HAN Chia Lin AGG699 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HAN Michael Won AHR047 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HANNA Donald Porter ACO626 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HARRIS Ian Nicholas AIR647 Licensed Representative (Deemed Licence) 1, 7HEYLER Daniel Andrew AGN389 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HILBOLDT Thomas Christian AFD025 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HIRAKAWA Alan Bruce AGG692 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityHO Amy Kin Hung AHU915 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HO CHEN Chi Hui AGQ375 Licensed Representative (Deemed Licence) 4, 6, 9HO Chi Keung, Dan AEN941 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HO Chi Long, Ronnie AFU693 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HO Chi Min Patrick ADI571 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HO Chung Wah ADH040 Licensed Representative (Deemed Licence) 1, 4, 6, 7HO Fai AAB556 Licensed Representative (Deemed Licence) 1, 4, 6, 9HO Foon Wah AAB235 Licensed Representative (Deemed Licence) 1, 4, 6, 9HO Hoi Man AGQ588 Licensed Representative (Deemed Licence) 4, 6, 9HO Hoi Wan AGQ120 Licensed Representative (Deemed Licence) 4, 6, 9HO James Y AAY534 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HO Kai Pang, Jonny AGQ650 Licensed Representative (Deemed Licence) 4, 6, 9HO Kai Tai, Thomas AGQ593 Licensed Representative (Deemed Licence) 4, 6, 9HO Kam Ho, Christopher AIR651 Licensed Representative (Deemed Licence) 1, 7HO Kwok Chung AAB905 Licensed Representative (Deemed Licence) 1, 4, 6, 9HO Lau Mei ABY976 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HO Lin Fong AEI766 Licensed Representative (Deemed Licence) 1, 4, 6, 9HO Nai Kan AAC832 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HO Po Hung ABW342 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HO Pui Kwan, Diana ABY481 Licensed Representative (Deemed Licence) 1, 4, 6, 9HO Sai Chung, Danny AAC481 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HO Shui Ling AGP647 Licensed Representative (Deemed Licence) 4, 6, 9HO Sui Fong AGP650 Licensed Representative (Deemed Licence) 4, 6, 9HO Wing Fai AGO330 Licensed Representative (Deemed Licence) 4HO Wing Yee, Sandy AGQ556 Licensed Representative (Deemed Licence) 4, 6, 9HO Yin Ping AGP220 Licensed Representative (Deemed Licence) 4, 6, 9HO Yuet Lan AGK814 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HON King Por AAF942 Licensed Representative (Deemed Licence) 1, 4, 6, 9HONGSUKPANT Anchalee AHX009 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HOUNSLOW Neil Patrick AIR624 Licensed Representative (Deemed Licence) 1, 7HSU Chin Lu ADT183 Licensed Representative (Deemed Licence) 1, 4, 6, 9HSU Chu Li ACM547 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HSU Yuen Ming ABM131 Licensed Representative (Deemed Licence) 4, 6, 9HU Chung Ying ACO204 Licensed Representative (Deemed Licence) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityHUANG Yiping AFW239 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HUANG Yiting AHZ630 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HUI Chor Kwan ABV579 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HUI Kam Shing AFX582 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HUI Man Fong AGQ673 Licensed Representative (Deemed Licence) 4, 6, 9HUI Man Wai ABE486 Licensed Representative (Deemed Licence) 4, 6, 9HUI Mei Hang ACT219 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HUI Suk Fong, Alice AAK174 Licensed Representative (Deemed Licence) 4, 6, 9HUI Tsang Shun ABZ493 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HUI Wai Chung, Sammy AFM695 Licensed Representative (Deemed Licence) 4, 6, 9HUI Wai Tong, Tom AFN831 Licensed Representative (Deemed Licence) 4, 6, 9HULAC Charles Ridgeway AGK054 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9HUNG Chai Tak Rita AGP640 Licensed Representative (Deemed Licence) 4, 6, 9HUNG Ka Keung AEC081 Licensed Representative (Deemed Licence) 1, 4, 6, 9HUNG Kee Wah, Tony AFZ257 Licensed Representative (Deemed Licence) 1, 4, 6, 9HUNG Pui Chak ACD253 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9HUNG Shiao Na AFI653 Licensed Representative (Deemed Licence) 1, 4, 6, 9HUNG Wai Kuen AGP731 Licensed Representative (Deemed Licence) 4, 6, 9HUNT Christopher James Andrews AHR004 Licensed Representative (Deemed Licence) 1, 4, 6, 9IEONG Iok Kuong AEE866 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9IP Chi Hung AGP674 Licensed Representative (Deemed Licence) 4, 6, 9IP Fung Ling AGJ807 Licensed Representative (Deemed Licence) 1, 4, 6, 9IP Lai Kuen AFZ509 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9IP Pui Shan, Sarah AGI952 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9IP Sin Ching AGQ105 Licensed Representative (Deemed Licence) 4, 6, 9IP Yiu Lam ADN260 Licensed Representative (Deemed Licence) 1, 4, 6, 9IRVING Keith Warren ACR162 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9JACOBELLI Giuseppe ACE151 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9JAN Chak Lam AAA755 Licensed Representative (Deemed Licence) 1, 4, 6, 9JEDDY Nadeem Ahmed AEZ565 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9JOHNSON Pekka David ADL598 Licensed Representative (Deemed Licence) 1, 4, 6, 9JOO Hui Chan ADY077 Licensed Representative (Deemed Licence) 4, 6, 7KAHNG Hong Seok AIR632 Licensed Representative (Deemed Licence) 4, 7KAM Chor Yee, Sawina AGP343 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityKAM Chun Wah, Dickson ABW698 Licensed Representative (Deemed Licence) 2, 5, 9KAM Sook Fun, Juana AGQ347 Licensed Representative (Deemed Licence) 4, 6, 9KAN Hon Choi AEX972 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KANG Gyong Hee AIK892 Licensed Representative (Deemed Licence) 1, 4, 6, 9KAO Richard ADR379 Licensed Representative (Deemed Licence) 4, 6, 9KAO Su-Jung AFO873 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KAO Yuk Tung, Dale AEM111 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KEUNG Mei Ha AGP285 Licensed Representative (Deemed Licence) 4, 6, 9KEUNG Nam AGQ672 Licensed Representative (Deemed Licence) 4, 6, 9KHOO Adrian ABD620 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KHOO Chiew Cheng AEJ606 Licensed Representative (Deemed Licence) 1, 4, 6, 9KHOO Min Koon AIC489 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KIANG Chih Pine, Juliana AEW976 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KIM David Dong-wook AFK696 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KIM Jin Hyun ADS090 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KIM Susan Eun AIB938 Licensed Representative (Deemed Licence) 1, 4, 6, 9KLINGER David Anthony AGW614 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KO Chun Kit AHQ097 Licensed Representative (Deemed Licence) 4KO Hay Tat, Michael ACR430 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KO Kam Kwan AFA376 Licensed Representative (Deemed Licence) 1, 4, 6, 9KOK Pui Mo ADV789 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9KOO Kan Choy James AGP690 Licensed Representative (Deemed Licence) 4, 6, 9KOO Yim Lan AGP338 Licensed Representative (Deemed Licence) 4, 6, 9KOOK Luk Ting AEG142 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9KOU Shaun AAU441 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KU Shing Ho, Josef AFG738 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWAI Wing Cho AAG878 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWAN Hon Lung AGJ450 Licensed Representative (Deemed Licence) 4, 6, 9KWAN Kwok Kan AAG607 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWAN Ling Wah AEW040 Licensed Representative (Deemed Licence) 2, 5, 7, 9KWAN Man Ki AFT708 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWAN Sing Choi, Nancy AGQ011 Licensed Representative (Deemed Licence) 4, 6, 9KWAN Sing Yuen ABW052 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWAN Yu Fai AFX922 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityKWAN Yuen Wah ABN043 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWAN Yuen Yee, Keziah ADW464 Licensed Representative (Deemed Licence) 2, 5, 9KWANG Mang Tak ACN932 Licensed Representative (Deemed Licence) 4, 6, 9KWOK Man Yee, Wandy AGQ295 Licensed Representative (Deemed Licence) 4, 6, 9KWOK Pui Kiu AGP666 Licensed Representative (Deemed Licence) 4, 6, 9KWOK Shu Tin AGN785 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KWOK Suet Heung ABY665 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWOK Tack Yan AAI367 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWOK Wai Ying, Betty AFN902 Licensed Representative (Deemed Licence) 4, 6, 9KWOK Yee Wan AGN784 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWOK Yuk Hing AGN386 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWONG Chin Hei, Godfrey AGL374 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWONG Kim Kan AAY541 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWONG May Yung, Charlie AAW002 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9KWONG Siu Ling, Nancy ACP412 Licensed Representative (Deemed Licence) 1, 4, 6, 9KWONG Wing Hung AEU754 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAI Cheuk Yin AFE658 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAI Chi Fung ACO220 Licensed Representative (Deemed Licence) 4, 6, 9LAI Ching Lan, Winjo AGQ576 Licensed Representative (Deemed Licence) 4, 6, 9LAI Chui Lai ADU462 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAI Hoi Wah, Virginia AAF692 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAI Kai Kuen AEK750 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAI Kam Moon AAI574 Licensed Representative (Deemed Licence) 4, 6, 9LAI Kan Tong ACP215 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAI Sek Pui AAA515 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAI Tak Leung, Iven AAG867 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LAI Yui AFG446 Licensed Representative (Deemed Licence) 4, 6, 9LAM Chung Kit AFQ232 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Cynthia ADH439 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Fan Keung, Franklin ABG110 Licensed Representative (Deemed Licence) 4, 6, 9LAM Fu, Philip ACB938 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAM Fung Ying AGP934 Licensed Representative (Deemed Licence) 4, 6, 9LAM Hau Chu AGH396 Licensed Representative (Deemed Licence) 4, 6, 9LAM Hing Nin ADN027 Licensed Representative (Deemed Licence) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLAM Hing Sun ABY384 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Hung Kai ACZ478 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAM Ka Kei, Jack ABM380 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAM Kam Ho, Eric AFG764 Licensed Representative (Deemed Licence) 4, 6, 9LAM Kit Lin, Kathleen ABS557 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Kit Ming, Ofelia ADE291 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Lai Hung AGQ251 Licensed Representative (Deemed Licence) 4, 6, 9LAM Lai Ping, Clarissa AED496 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LAM Lam AGP560 Licensed Representative (Deemed Licence) 4, 6, 9LAM Lap Yen, Roger ACQ984 Licensed Representative (Deemed Licence) 1, 7LAM Mo Lee AGQ495 Licensed Representative (Deemed Licence) 4, 6, 9LAM Ngan Shan AGP334 Licensed Representative (Deemed Licence) 4, 6, 9LAM Pak Yan AFO220 Licensed Representative (Deemed Licence) 4, 6, 9LAM Po Sim, Joyce AFO230 Licensed Representative (Deemed Licence) 4, 6, 9LAM Sai To ADL294 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAM Sau Man AGP470 Licensed Representative (Deemed Licence) 4, 6, 9LAM Shui Kwan AGP596 Licensed Representative (Deemed Licence) 4, 6, 9LAM Sing Yam AIR494 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAM Sui Cheong AGQ654 Licensed Representative (Deemed Licence) 4, 6, 9LAM Tsui Fan AFO273 Licensed Representative (Deemed Licence) 4, 6, 9LAM Vanessa Yuk Yee AID483 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Wai Piu ACF495 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LAM Wai Shing, Henry AHX079 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAM Wing Kit AAW059 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAM Wing Sze AGG952 Licensed Representative (Deemed Licence) 4, 6, 9LAM Yee Kwan, Helen AFD037 Licensed Representative (Deemed Licence) 4, 5, 6, 9LAM Yick Kin ACP865 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAM Yuen Wah AFR091 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAMBA Romnesh ADZ150 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAN Yu-Wei AFT617 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAPPIN Graham Michael AGB470 Licensed Representative (Deemed Licence) 1, 4, 6, 9LASKOWSKI Christopher Anthony AFG847 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAU Chi Chiu, Marcus AAC292 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LAU Chi Wing AGP219 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLAU Hon Ping, Pitzi AAV883 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAU Joseph AIR663 Licensed Representative (Deemed Licence) 4, 7LAU Ka Shing AFM967 Licensed Representative (Deemed Licence) 4, 6, 9LAU Kin, Kelvin AAV425 Licensed Representative (Deemed Licence) 4, 6, 9LAU Kwok Lap, Eddie ABH321 Licensed Representative (Deemed Licence) 4, 6, 9LAU Kwok Ming, Farther ABH453 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Lai Hung, Tony AGQ416 Licensed Representative (Deemed Licence) 4, 6, 9LAU Lai Tak, Natalie AEW051 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU LI Suk Yi, Elizabeth AGQ610 Licensed Representative (Deemed Licence) 4, 6, 9LAU Man Fong, Erita AIL365 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAU Pan, Kenneth AGF158 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAU Po Kin AGQ328 Licensed Representative (Deemed Licence) 4, 6, 9LAU Sau King, Annaking AEX845 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAU Sau Kwan AGQ337 Licensed Representative (Deemed Licence) 4, 6, 9LAU Sau Mo AFC329 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAU Sin Yon ABQ796 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAU Siu To AFP126 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Suk Tung AFD150 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Tak Chuen, Airy AAI487 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAU Tat Wai, David ADF528 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAU Tat Yan AEZ136 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Ting Ting ABG417 Licensed Representative (Deemed Licence) 1LAU Tsz Yue, Jerry AGQ674 Licensed Representative (Deemed Licence) 4, 6, 9LAU Wai Chun AGP987 Licensed Representative (Deemed Licence) 4, 6, 9LAU Wai Chung AAG741 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAU Wai Fu AGP629 Licensed Representative (Deemed Licence) 4, 6, 9LAU Wai Lun ADQ103 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Wai Yin AFN043 Licensed Representative (Deemed Licence) 4, 6, 9LAU Wan Hang, Dorothy AGO765 Licensed Representative (Deemed Licence) 4, 6, 9LAU Wei Sze AEN759 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LAU Wing Hong AAC947 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Wing Yip, Thomas AFY003 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAU Yue Che, Adam AGF159 Licensed Representative (Deemed Licence) 4, 6, 9LAU Yuk Chuen AAC492 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLAW Chung Po, Wagner AGJ134 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAW Hing Lan AGQ560 Licensed Representative (Deemed Licence) 4, 6, 9LAW Ka Fun AGJ537 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LAW Kwong Hon, Johnson AFM957 Licensed Representative (Deemed Licence) 4, 6, 9LAW Kwong Wah AGQ228 Licensed Representative (Deemed Licence) 4, 6, 9LAW Man Fung AGQ307 Licensed Representative (Deemed Licence) 4, 6, 9LAW Mei Kuen AGQ638 Licensed Representative (Deemed Licence) 4, 6, 9LAW Siu Fan, Eliza AGQ194 Licensed Representative (Deemed Licence) 4, 6, 9LAW Wai Han Harriet AGP641 Licensed Representative (Deemed Licence) 4, 6, 9LAW Wing Chi, Wendy AHS272 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAW YEUNG Bik Ling AAY194 Licensed Representative (Deemed Licence) 1, 4, 6, 9LAW Yiu Sum, Sam AAV402 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Bik Yee AGP593 Licensed Representative (Deemed Licence) 4, 6, 9LEE Carol Jungeun AGL373 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Chen Kwok, John ACI535 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Chi Wai AFT213 Licensed Representative (Deemed Licence) 4, 5, 6, 9LEE Chin Leung AEL985 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Ching Choy AAC333 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Ching Fun AFX480 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEE Chun Kit, Simon AHA361 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LEE Chun Lai, Alice AGQ110 Licensed Representative (Deemed Licence) 4, 6, 9LEE Chun Man AGC206 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Fai Man ACW239 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Fu Kuen ABP491 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Fui Yu AFV871 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Fung Yee, Judith ADU362 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Hong Wei, Jenny AHF666 Licensed Representative (Deemed Licence) 4, 6, 9LEE Hyun-Jae AHN694 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LEE Jenny Li Gyn AIR630 Licensed Representative (Deemed Licence) 1, 7LEE Kin Fat, Kenneth AAD210 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Kwan Hung, Jackson AFE047 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEE Kwing Lam ACB503 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Lai Fong, Christine AGO169 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Leenor A. AHP523 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLEE Lin AGP708 Licensed Representative (Deemed Licence) 4, 6, 9LEE Man Chun AFD148 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Mei Ling, Maggie ABP296 Licensed Representative (Deemed Licence) 4, 6, 9LEE Nicholas Rensselaer AGE031 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Po Ling, Bernita ABI107 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Pui Hang , Julian AFN050 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Pui Wan ACU514 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Sai Yin AFN905 Licensed Representative (Deemed Licence) 4, 6, 9LEE Sang Yup AFB348 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Shuk Yee, Joanne AGO952 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE So Chun, Kathryn ACB900 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEE Tze Kan AGJ108 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Wai Fong AGQ185 Licensed Representative (Deemed Licence) 4, 6, 9LEE Wai Fong AGQ636 Licensed Representative (Deemed Licence) 4, 6, 9LEE Wai Hung, Thomas AFE909 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Wai Kei AGE853 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEE Wai Kin ABX561 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Wai Ling AAD572 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Won Jong AFU204 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEE Yu-Chou, Albert AHS993 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEE Yuen Man, Susana AGP273 Licensed Representative (Deemed Licence) 4, 6, 9LEE Yuet Ho AFO433 Licensed Representative (Deemed Licence) 4, 6, 9LEE Yuk Ching AGQ679 Licensed Representative (Deemed Licence) 4, 6, 9LEI Iok Mui AGP288 Licensed Representative (Deemed Licence) 4, 6, 9LENG Song AGL387 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEONG Vui Ling AEB584 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEPPER David Anthony AGJ984 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Alan Sze Yuan AEA481 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Chi Fai, Andy AFN058 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Chi Kong AFN182 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEUNG Chun Keung AFG667 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Hung Kwong AGA421 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEUNG Kam Yuen AEY154 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEUNG Kit Hung AFO507 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLEUNG Lai Kam AAY229 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEUNG Lai Kay, Amy AGP808 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Lai Ping ADH217 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEUNG Lai Ping AGQ262 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Man Ping ADW196 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEUNG Miu Lin AFR024 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Nga Chuen AGQ608 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Ngar Lee, Celia AGQ670 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Ngar Ling, Ellena AGQ612 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Nim Chee AFD206 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LEUNG Oi Ying AEV054 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEUNG Po Chu, Bobo AGQ573 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Po Lin, Vicky AGQ103 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Shui Ying AGQ373 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Shuk Woon AGP280 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG SIU Lai Kuen, Ivy AEX982 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEUNG Siu Lin AGQ380 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Siu Ying AFU951 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Tak Hong ADH396 Licensed Representative (Deemed Licence) 4, 6, 9LEUNG Ting Yuk AIR432 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LEUNG Wing Kam, Connie ADX470 Licensed Representative (Deemed Licence) 4, 9LEUNG Yuen Siu ADQ009 Licensed Representative (Deemed Licence) 1, 4, 6, 9LEUNG Yuen Wah AEN089 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LEVENTHORPE Thomas Rooper ABA264 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Chiu Man AGK581 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Chung Yi ADF251 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LI Kin Kwok AFD427 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Leung Wa AAF949 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Man Wai AFU096 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LI Mei Ling AGQ290 Licensed Representative (Deemed Licence) 4, 6, 9LI Ming Kong AGQ639 Licensed Representative (Deemed Licence) 4, 6, 9LI Sai Mi AGQ167 Licensed Representative (Deemed Licence) 4, 6, 9LI Sau Kei, David AEC036 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LI Siu Ha AGQ518 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLI Siu Tong AGP939 Licensed Representative (Deemed Licence) 4, 6, 9LI Siu Tsun, Joseph AAD153 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Suen Ting AGP918 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Sun Yuen, Elric AAB989 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LI Wai Chiu AGK694 Licensed Representative (Deemed Licence) 1, 4, 6, 9LI Wai Man ACF720 Licensed Representative (Deemed Licence) 2, 5, 9LI Wei Qi, Jacky ADI184 Licensed Representative (Deemed Licence) 2, 5, 9LI Ying AFO508 Licensed Representative (Deemed Licence) 4, 6, 9LI Yuk Chun, Jane AGP324 Licensed Representative (Deemed Licence) 4, 6, 9LIE Ming Tzu, Vanora AIS149 Licensed Representative (Deemed Licence) 1, 4, 6, 9LIM Chuen AIR771 Licensed Representative (Deemed Licence) 1, 4LIM Chwee Suan, Corrina Doris AFP852 Licensed Representative (Deemed Licence) 4, 6, 9LIM Li Woon AFV260 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LIM Meng Phong AFH049 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9LIN Ka Lai, Gary AGO336 Licensed Representative (Deemed Licence) 1, 4, 6, 9LIN Susan Ying AIR969 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LIN Yim Fai, Alan AAJ588 Licensed Representative (Deemed Licence) 4, 6, 9LIN Yiu Kwan ADS315 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LIN Yuk Sim AGP882 Licensed Representative (Deemed Licence) 4, 6, 9LING Man Fai ADP611 Licensed Representative (Deemed Licence) 1, 4, 6, 9LIU Choi Wan, Jackie AGQ506 Licensed Representative (Deemed Licence) 4, 6, 9LIU Chui Koon AFQ291 Licensed Representative (Deemed Licence) 1, 4, 6, 9LIU Hsing Wei ADW849 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LIU Ni Sha AGQ395 Licensed Representative (Deemed Licence) 4, 6, 9LO Chak Ming ADR150 Licensed Representative (Deemed Licence) 1, 4, 6, 9LO Chi Kwong AGQ327 Licensed Representative (Deemed Licence) 4, 6, 9LO Francisca AAQ462 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LO Kai Yiu, Anthony AAP861 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LO Kwok Fu AGP703 Licensed Representative (Deemed Licence) 4, 6, 9LO Lam, Lana AGQ658 Licensed Representative (Deemed Licence) 4, 6, 9LO Ming Kwok, Samuel AFO544 Licensed Representative (Deemed Licence) 4, 6, 9LO Sau Ha AGP700 Licensed Representative (Deemed Licence) 4, 6, 9LO Shuk Ching, Peggy AGQ079 Licensed Representative (Deemed Licence) 4, 6, 9LO Tak Shing, Andrew AAW957 Licensed Representative (Deemed Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLO Teresa AAC002 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LO Wai Ling AGQ240 Licensed Representative (Deemed Licence) 4, 6, 9LO Wing Cheong, Alan AGQ646 Licensed Representative (Deemed Licence) 4, 6, 9LO Wing Kin, Kenneth AFA296 Licensed Representative (Deemed Licence) 4, 6, 9LO Yee Lam AGQ291 Licensed Representative (Deemed Licence) 4, 6, 9LO Yin Ching, Patrick AFC491 Licensed Representative (Deemed Licence) 1, 4, 6, 9LO Yin Fun, Joanna AGR064 Licensed Representative (Deemed Licence) 4, 6, 9LO Ying Sing, Christine AGQ419 Licensed Representative (Deemed Licence) 4, 6, 9LO Yuen Hung, Kathy AGQ490 Licensed Representative (Deemed Licence) 4, 6, 9LO Yuet Ho AEZ327 Licensed Representative (Deemed Licence) 1, 4, 6, 9LOK Man Fai AGJ672 Licensed Representative (Deemed Licence) 1, 4, 6, 9LOO Chi Yiu AGE941 Licensed Representative (Deemed Licence) 1, 4, 6, 9LOO Kam Kwai AGP630 Licensed Representative (Deemed Licence) 4, 6, 9LOO Kwok Wing AAV946 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LOOK Andrew ACO365 Licensed Representative (Deemed Licence) 1, 4, 6, 9LOUIE Kwok Yi , Paul AES876 Licensed Representative (Deemed Licence) 4, 6, 9LU Amanda Xiao Qiang ADM569 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LU Chien-Chang AIB831 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LU Edmund Lingjian AGL936 Licensed Representative (Deemed Licence) 4, 6, 9LU Min AFT536 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LUI Chi Ngan Adrienne AGP654 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LUI Doi Ming AAI577 Licensed Representative (Deemed Licence) 4, 6, 9LUI King Wah AAB374 Licensed Representative (Deemed Licence) 1, 4, 6, 9LUI Mang Sze, Marcella AET173 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9LUI Sau Yin, Amy AAB628 Licensed Representative (Deemed Licence) 4, 5, 6, 9LUI Tin Yin AAA872 Licensed Representative (Deemed Licence) 1, 4, 6, 9LUI Wing Fat, Frederick AGQ665 Licensed Representative (Deemed Licence) 4, 6, 9LUK Chung Yan AFY005 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LUK Leung Man, Stanley ACT761 Licensed Representative (Deemed Licence) 1, 4, 6, 9LUK Man Chun, Freddy ABW348 Licensed Representative (Deemed Licence) 1, 4, 6, 9LUK Oi Lam, Latona AGQ139 Licensed Representative (Deemed Licence) 4, 6, 9LUK Siu Yin ADI465 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9LUK Terence AGI503 Licensed Representative (Deemed Licence) 1, 4, 6, 9LUK Wing Yee, Elizabeth AGG682 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLUK Yim Yuk Jade AGP670 Licensed Representative (Deemed Licence) 4, 6, 9LUM Kin Keung ACS788 Licensed Representative (Deemed Licence) 4, 6, 9LUNG Ching Yan, Firon AGP207 Licensed Representative (Deemed Licence) 4, 6, 9LUNG Man Han, Alice AAV895 Licensed Representative (Deemed Licence) 1, 4, 6, 9LUNG Siu Mui AGQ629 Licensed Representative (Deemed Licence) 4, 6, 9LY Hao, Alexander AAC022 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9MA Kin Man ADJ356 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MA Kwun Yea AEF918 Licensed Representative (Deemed Licence) 1, 4, 6, 9MA Lai Yin AFD744 Licensed Representative (Deemed Licence) 1, 4, 6, 9MA Mei Suen AGD655 Licensed Representative (Deemed Licence) 1, 4, 6, 9MA Shing Yun AAC120 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MA Sui Ling ADX742 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9MA Wing Hop, William AFU606 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9MACKENZIE David Kirkwood AFG706 Licensed Representative (Deemed Licence) 1, 4, 6, 9MAK Chui Wah ACM480 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MAK Jong Ho, Jeffrey AHX570 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MAK Kam Kuen ADT852 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9MAK Kar Yan, Lina AAC941 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MAK Kwai Lan AGP312 Licensed Representative (Deemed Licence) 4, 6, 9MAK Tak Wa AGQ042 Licensed Representative (Deemed Licence) 4, 6, 9MAK Yuet Mui AGP602 Licensed Representative (Deemed Licence) 4, 6, 9MAN Suet Ying AGP186 Licensed Representative (Deemed Licence) 4, 6, 9MANG Chung Yeung, Edic AGH172 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9MANGLA Achintya AFU651 Licensed Representative (Deemed Licence) 4, 6, 9MARTIN Paul ACE273 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MASON Edward James AIR197 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9MAXINO Grotius Wilbur Lasola AEP880 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MEHTA Paromita Chakrabarti AGZ765 Licensed Representative (Deemed Licence) 4, 6, 9MELWANI Rajesh Ramesh AEU252 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9MIU Yin Ki AEN898 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MO Carlie ADU054 Licensed Representative (Deemed Licence) 1, 4, 6, 9MOK Cho Sing AGQ561 Licensed Representative (Deemed Licence) 4, 6, 9MOK Mee Ling, Susanna AGP853 Licensed Representative (Deemed Licence) 4, 6, 9MOK Shu Fun, Stephen AAC923 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityMOK Yik Shing AAD907 Licensed Representative (Deemed Licence) 1, 4, 6, 9MOSS Alister Grahame AIR657 Licensed Representative (Deemed Licence) 1, 7MOU Siu Bun, Newman ABL554 Licensed Representative (Deemed Licence) 1, 4, 6, 9MUI Gary Guen-Yun AFZ133 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9MUI Ling Ling AGP579 Licensed Representative (Deemed Licence) 4, 6, 9MUI Shuk Mee AFO447 Licensed Representative (Deemed Licence) 4, 6, 9MUI Yan Lap ABR175 Licensed Representative (Deemed Licence) 1, 4, 6, 9MURAI Kyoko AHI823 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NAGASHIMA Yoriyuki AIC481 Licensed Representative (Deemed Licence) 4, 6, 9NAGLE Nikhil Sudhir AHQ353 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NALLAMALA Mayur Raoul AGL487 Licensed Representative (Deemed Licence) 4, 6, 9NAM Kong AGQ055 Licensed Representative (Deemed Licence) 4, 6, 9NATHANI Mohsin Ali AGG979 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NG Benjamin Kin Wah ACT567 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NG Cheung Hing AGQ050 Licensed Representative (Deemed Licence) 4, 6, 9NG Cheung Wah AGG783 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Chi Kong ABO861 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Chi Lap AFO451 Licensed Representative (Deemed Licence) 4, 6, 9NG Chit Fun, Connie ABF874 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NG Chui Ying AFO610 Licensed Representative (Deemed Licence) 4, 6, 9NG Chung Pang ACK551 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Chung Ying AGH570 Licensed Representative (Deemed Licence) 4, 6, 9NG Hau Fong AGQ280 Licensed Representative (Deemed Licence) 4, 6, 9NG Hau Sze, Elsie AFO457 Licensed Representative (Deemed Licence) 4, 6, 9NG Heidi Ching Shan AFS235 Licensed Representative (Deemed Licence) 4, 6, 9NG Kai Yan AAE153 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Kim Ming AAC602 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9NG King Man AAB573 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Kit Ping AFM807 Licensed Representative (Deemed Licence) 4, 6, 9NG Kwok Wing AAX844 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NG Lai Ming AGO942 Licensed Representative (Deemed Licence) 4, 6, 9NG Lai Yi, Lisa ADU500 Licensed Representative (Deemed Licence) 4, 6, 9NG Lei Ching AAF278 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Mo Chung AAC502 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityNG Moon Kay ABS692 Licensed Representative (Deemed Licence) 2, 5, 7, 9NG Mui Ying AGQ519 Licensed Representative (Deemed Licence) 4, 6, 9NG Ping Kuen AGQ423 Licensed Representative (Deemed Licence) 4, 6, 9NG Sheung Kit AGQ104 Licensed Representative (Deemed Licence) 4, 6, 9NG Sheung Ming, Sammy AGQ414 Licensed Representative (Deemed Licence) 4, 6, 9NG Shing Joe, Kester ACD717 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NG Tat Kong AFC503 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Tsing Bun AFU910 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NG Wai Kong, Philip AFF837 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NG Wai Leung AAK272 Licensed Representative (Deemed Licence) 2, 5, 7, 9NG Wai Tuen AGC135 Licensed Representative (Deemed Licence) 4, 6, 9NG Wai Yee, Teddrie AEJ562 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Wai Yu ADX022 Licensed Representative (Deemed Licence) 1, 4, 6, 9NG Wing Chuen AAE854 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NG Yee Siu AGQ371 Licensed Representative (Deemed Licence) 4, 6, 9NG Ying Ping AGQ374 Licensed Representative (Deemed Licence) 4, 6, 9NGAI Po Ching AGI416 Licensed Representative (Deemed Licence) 4, 6, 9NGAI Sau Shan AGP963 Licensed Representative (Deemed Licence) 4, 6, 9NGAI Wai Tao ACC386 Licensed Representative (Deemed Licence) 2, 5, 7, 9NGAN Chiu Kit, Hudson AGQ983 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NGAN Wai Wing AEJ476 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9NGO Ken Hung AGK712 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NGUYEN Son Nam AFE207 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NIE Sze Man, Valerie Maria AEI262 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NIGAM Manish AIR633 Licensed Representative (Deemed Licence) 4, 7NIP Chun Pong AIG199 Licensed Representative (Deemed Licence) 4, 6, 9NOH David Hyo Joon AFQ682 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9NORTON Brian Patrick AIR861 Licensed Representative (Deemed Licence) 1, 7OEY Gek Ih ABM941 Licensed Representative (Deemed Licence) 1, 4, 6, 9OR Mei Fong AGP913 Licensed Representative (Deemed Licence) 4, 6, 9PAN Qiao Yun AGQ334 Licensed Representative (Deemed Licence) 4, 6, 9PAN Sai Hung, Joseph AGF276 Licensed Representative (Deemed Licence) 1, 4, 6, 9PANDIT Ashok AGP513 Licensed Representative (Deemed Licence) 1, 4, 6, 9PANG King Chi, Andy AGQ344 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityPANG Lai Kam AGP725 Licensed Representative (Deemed Licence) 4, 6, 9PANG Lin Ho ADL600 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9PANG Wai Yin, Piecco AGO824 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9PARK Jung AFS990 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9PARK Se Hoon AFW957 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9PARKER Anthony Simon ACF130 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9PARRY Giles Hubert AHN533 Licensed Representative (Deemed Licence) 1, 4, 6, 9PATEL Jinesh Kiran AFQ415 Licensed Representative (Deemed Licence) 1, 4, 6, 9PATERSON Gordon Russell AFF097 Licensed Representative (Deemed Licence) 4, 6, 9PAU Tsui Mee, Michelle AFO495 Licensed Representative (Deemed Licence) 4, 6, 9PAWLEY Mark Edward AIR673 Licensed Representative (Deemed Licence) 4, 6, 7PECOT III Charles Matthew AHA548 Licensed Representative (Deemed Licence) 1, 4, 6, 9PENG Gang AGN636 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9PICKSTONE Julian Charles AFT961 Licensed Representative (Deemed Licence) 1, 4, 6, 9PO Wai Sze, Alice ADU277 Licensed Representative (Deemed Licence) 1, 4, 6, 9PONG Chung Shing AEM234 Licensed Representative (Deemed Licence) 1, 4, 6, 9PONG Ho Yin AGI184 Licensed Representative (Deemed Licence) 4, 6, 9POON Chee See, Kenney AGE393 Licensed Representative (Deemed Licence) 1, 4, 6, 9POON Chun Chuen AAZ659 Licensed Representative (Deemed Licence) 1, 4, 6, 9POON Chun Nam AGQ625 Licensed Representative (Deemed Licence) 4, 6, 9POON Chun Pong AAD084 Licensed Representative (Deemed Licence) 1, 4, 6, 9POON Chung Yen, Rebecca AGQ297 Licensed Representative (Deemed Licence) 4, 6, 9POON Kam Kam AFM840 Licensed Representative (Deemed Licence) 4, 6, 9POON King Lai ADQ337 Licensed Representative (Deemed Licence) 1, 4, 6, 9POON Kit Yee AGP604 Licensed Representative (Deemed Licence) 4, 6, 9POON Pa Yuen, Tinlo AGQ496 Licensed Representative (Deemed Licence) 4, 6, 9POON Po Lan ABV535 Licensed Representative (Deemed Licence) 1, 4, 6, 9POON Sai AGQ463 Licensed Representative (Deemed Licence) 4, 6, 9POON Shuk Fan AGP323 Licensed Representative (Deemed Licence) 4, 6, 9POON Tit Chu, Dixon AEI207 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9POON Yui Ming AEY704 Licensed Representative (Deemed Licence) 1, 4, 6, 9POW Wei Ning, Stella ABD568 Licensed Representative (Deemed Licence) 1, 4, 6, 9PUN Mei Yi Angel AGP610 Licensed Representative (Deemed Licence) 4, 6, 9PURI Sumeet AFX929 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityPUTNAM David Paul AFU548 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9RAFFINI Patricia Joanne AFX096 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9RAHIM Aamir Rezaur ACN140 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9RAMIREZ Carlo AIS071 Licensed Representative (Deemed Licence) 1, 7RING Michelle Therese AEF978 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ROBERTSON Simon Montague AGI097 Licensed Representative (Deemed Licence) 1, 4, 6, 9RODRIGUEZ DE CASTRO EUBANK James Anthony ADK253 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ROSENFELD Mark Stephen AFA528 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9ROSS Timothy Wakefield AEX691 Licensed Representative (Deemed Licence) 4, 6, 9ROY Ranodeb AEN824 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9RUDD Benjamin Jeremy Kenneth AIC878 Licensed Representative (Deemed Licence) 4, 6, 9SAU Chi Ming AFZ692 Licensed Representative (Deemed Licence) 4, 6, 9SAVAGE Eric George ACP574 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SAXVIK Eric Bradley ACR775 Licensed Representative (Deemed Licence) 1, 4, 6, 9SCARFF Alistair James AGD010 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SCOTT Alistair Grant ACO461 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SCOTT David Paul McLEOD ADX363 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9SCOTT Giles Richard Winstone ACE755 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9SCRIMGEOUR Robin Macdiarmid Campbell AFJ917 Licensed Representative (Deemed Licence) 1, 7SE Lam Yuen AFP929 Licensed Representative (Deemed Licence) 4, 6, 9SETO Deborah Yuen Yi ADI185 Licensed Representative (Deemed Licence) 1, 4, 6, 9SHAM Si Man, Steve AFO521 Licensed Representative (Deemed Licence) 4, 6, 9SHAM Wai Ming AGQ367 Licensed Representative (Deemed Licence) 4, 6, 9SHAN Wai Lun AGA131 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SHAO Kam Fu ACC651 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SHEK Yuen Leung ABY936 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SHIAU Hui-wen ABL709 Licensed Representative (Deemed Licence) 1, 7SHIU Chiu Man AFB821 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9SHUKLA Rahul AHH429 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SHUM Amy Ho Ling AAT080 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9SHUM Kin Ming AAD283 Licensed Representative (Deemed Licence) 1, 4, 6, 9SHUM Kwok Hung AAH842 Licensed Representative (Deemed Licence) 1, 4, 6, 9SHUM Pak Nin ACS114 Licensed Representative (Deemed Licence) 1, 4, 6, 9SHUM Pan Hong AEK474 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivitySIEH Tien Yu AGT447 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SIM Colin Ching Wern AGN521 Licensed Representative (Deemed Licence) 1, 4, 6, 9SIMMONS Daniel Ross AHP770 Licensed Representative (Deemed Licence) 4, 6, 9SIN Wai Man AFZ631 Licensed Representative (Deemed Licence) 4, 6, 9SISTERSON John Paul ACS560 Licensed Representative (Deemed Licence) 1, 7SIU Chi Hing AGJ084 Licensed Representative (Deemed Licence) 1, 4, 6, 9SIU Yun Fun AGQ074 Licensed Representative (Deemed Licence) 4, 6, 9SO Chung Kwan AGP661 Licensed Representative (Deemed Licence) 4, 6, 9SO Kin Fung AGJ655 Licensed Representative (Deemed Licence) 1, 4, 6, 9SO King Leung AAH264 Licensed Representative (Deemed Licence) 1, 4, 6, 9SO Kwan Yee, Lily AGQ643 Licensed Representative (Deemed Licence) 4, 6, 9SO Kwok Ching AAK268 Licensed Representative (Deemed Licence) 4, 6, 9SO Lai Chun AGP719 Licensed Representative (Deemed Licence) 4, 6, 9SO Sai Lau AAF953 Licensed Representative (Deemed Licence) 1, 4, 6, 9SO Sik Yi AGL773 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SO Suet Fun AHU522 Licensed Representative (Deemed Licence) 4, 6, 9SO Sung Kit AED636 Licensed Representative (Deemed Licence) 1, 4, 6, 9SO Wai Keung AGP643 Licensed Representative (Deemed Licence) 4, 6, 9SO Yat Fai, Jimmy AGI136 Licensed Representative (Deemed Licence) 1, 4, 6, 9SOBTI Rohit ADW050 Licensed Representative (Deemed Licence) 4, 6, 9SOHN Bill Eun-Seok AHN695 Licensed Representative (Deemed Licence) 4, 6, 9SOHN So Yon AEY371 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SOO Cheung Hing AFO606 Licensed Representative (Deemed Licence) 4, 6, 9STUTSMAN Andrea Jean AGF487 Licensed Representative (Deemed Licence) 1, 4, 6, 9SU Po Ling, Kisinia AGQ555 Licensed Representative (Deemed Licence) 4, 6, 9SUEN Benny Hung Kit AIB797 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9SUM Hing Man ABW145 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9SUN Irene Chia Ling AIB838 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9SUN Wai Yip, Michael AFA854 Licensed Representative (Deemed Licence) 1, 4, 6, 9SUNDARESAN Rajesh AGN571 Licensed Representative (Deemed Licence) 4, 6, 9SUNG Bun Wah AIR859 Licensed Representative (Deemed Licence) 1, 7SUNG Hing Wah AEW796 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9SUNG Yuen Ting AGQ234 Licensed Representative (Deemed Licence) 4, 6, 9SURENKOK-WHITE Spencer Damian AHM065 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivitySZE Ping, Francis AGQ669 Licensed Representative (Deemed Licence) 4, 6, 9SZE Shun Wah, Mimmy Renee AEL940 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9SZE Ting Ting AGP962 Licensed Representative (Deemed Licence) 4, 6, 9SZE Yee Chun AGJ431 Licensed Representative (Deemed Licence) 1, 4, 6, 9SZE-TU Hung Ming AEN521 Licensed Representative (Deemed Licence) 1, 4, 6, 9TAI Chung Hoe ACJ199 Licensed Representative (Deemed Licence) 1, 4, 6, 9TAI Heung Tung AGQ266 Licensed Representative (Deemed Licence) 4, 6, 9TAI Ngai AGQ201 Licensed Representative (Deemed Licence) 4, 6, 9TAI Te-Chun AIB824 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TAI Wai Fu, Tharler AFO568 Licensed Representative (Deemed Licence) 4, 6, 9TAM Chung Tak ABC169 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TAM Edmond Ming Kwan ACB553 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TAM Gim Sang AAD540 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9TAM Kwok Leung AEE193 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TAM Lai Yung AGQ254 Licensed Representative (Deemed Licence) 4, 6, 9TAM May Har ACP414 Licensed Representative (Deemed Licence) 1, 4, 6, 9TAM Wai Ho AEX325 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TAN Han Pin, Kevin AFF119 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TAN Kwan Liang, Terence AFV851 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TAN Lilian H AAC041 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TAN Suan Jin AGP730 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TANG Chi Cheung AAA018 Licensed Representative (Deemed Licence) 1, 4, 6, 9TANG Chi Wai, Winston AAC344 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TANG Chun Hung AGP613 Licensed Representative (Deemed Licence) 4, 6, 9TANG Chung Kong, Josiah AGQ622 Licensed Representative (Deemed Licence) 4, 6, 9TANG Fook Lam AEZ104 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TANG Oi Chun, Anita ADI856 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TANG P Wa AGG691 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TANG Sau King AAC291 Licensed Representative (Deemed Licence) 1, 4, 6, 9TANG Sin Yee AEW110 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9TANG Siu Chuen AAB478 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TANG Siu Lan AGP316 Licensed Representative (Deemed Licence) 4, 6, 9TANG Tsz Kit ACR548 Licensed Representative (Deemed Licence) 4, 6, 9TANG Yuen Ching, Christina AGQ387 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityTHAM Leung-Hwa AHN706 Licensed Representative (Deemed Licence) 4, 6, 9THIESSEN Harold Frederick AHP545 Licensed Representative (Deemed Licence) 4, 6, 9THONG Kwee Chee AFR046 Licensed Representative (Deemed Licence) 4, 6, 9THONY Suwandy AFA326 Licensed Representative (Deemed Licence) 4, 6, 9TINKER Dylan Carlo ACC173 Licensed Representative (Deemed Licence) 4, 6, 9TJOK Wui Lam, Alfons AAJ589 Licensed Representative (Deemed Licence) 4, 6, 9TO Lai Kit, Michael ABF298 Licensed Representative (Deemed Licence) 1, 4, 6, 9TO Yuen Kwan, Brenda AGQ152 Licensed Representative (Deemed Licence) 4, 6, 9TONG Eva AEI985 Licensed Representative (Deemed Licence) 1, 4, 6, 9TONG Hi Yu, Herminia AGQ635 Licensed Representative (Deemed Licence) 4, 6, 9TSAI Julia Kai-Ju AFC633 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TSAI Robert Tu-Yun ACB484 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TSANG Ching Man AGE885 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TSANG Choi Yin Jassy AGP302 Licensed Representative (Deemed Licence) 4, 6, 9TSANG Hing Chor ACG423 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSANG Ho Kei ABB541 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TSANG Kit Yee AGP349 Licensed Representative (Deemed Licence) 4, 6, 9TSANG Lai Hing, Joanne AGQ318 Licensed Representative (Deemed Licence) 4, 6, 9TSANG Siu Kan AGP727 Licensed Representative (Deemed Licence) 4, 6, 9TSANG Wai Keung ACW822 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9TSANG Wing Ming, Tony ADQ064 Licensed Representative (Deemed Licence) 4, 6, 9TSAO King Chung AFM848 Licensed Representative (Deemed Licence) 4, 6, 9TSE Heung Mui AGP208 Licensed Representative (Deemed Licence) 4, 6, 9TSE Lai Chuk AAA600 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSE Suet Yan, Priscilla AFZ578 Licensed Representative (Deemed Licence) 4, 6, 9TSE Sze Wan, Shirley AFU564 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSE Wing Fat AIR773 Licensed Representative (Deemed Licence) 1, 4TSE Yuen Ling, Susana AAA728 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSE Yuen Yin AFU162 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSUI Cheuk Yung AGI123 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSUI Hing Wah AGP211 Licensed Representative (Deemed Licence) 4, 6, 9TSUI Po Ying AGQ568 Licensed Representative (Deemed Licence) 4, 6, 9TSUI Sau Heung AAC519 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9TSUI Tat Cheung, Michael AGQ574 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityTSUI To Kwong ABL729 Licensed Representative (Deemed Licence) 1, 4, 6, 9TSUI Wing Cheung AFC274 Licensed Representative (Deemed Licence) 1, 4, 6, 9TUNG Tsit Shan AFJ430 Licensed Representative (Deemed Licence) 1, 4, 6, 9TYE Beng Lee AEJ269 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9VAN Chia Shun, Johnson AAC063 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9VONG Shi-Ming, Nicolas ABY844 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WADLE John Allen AGS454 Licensed Representative (Deemed Licence) 4, 6, 9WAI Chi Cheong, Gordon ADH400 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WAI Suk Fun, Freda AFM862 Licensed Representative (Deemed Licence) 4, 6, 9WAI Tak Hing AGQ412 Licensed Representative (Deemed Licence) 4, 6, 9WAN Kwai Yung AGC836 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WAN To Hung AGW558 Licensed Representative (Deemed Licence) 1, 4, 6, 9WAN Yuk Man AAC851 Licensed Representative (Deemed Licence) 1, 4, 6, 9WANG Chin Lung ACS495 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WANG Feili AIR147 Licensed Representative (Deemed Licence) 4, 6, 9WANG Ka Kai, Gillian AFV850 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WANG NG Po Yuen, Pauline AAE985 Licensed Representative (Deemed Licence) 1, 4, 6, 9WANG Wei AHN513 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WANG Zhonghe ADI605 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WATSON Roger Edward AGN703 Licensed Representative (Deemed Licence) 4, 6, 9WEI Suk Po AFS484 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WEINER Stefan AHM884 Licensed Representative (Deemed Licence) 4, 6, 9WIHLBORN Anders Jerker AAJ540 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WINCHESTER Nigel Stuart ACC753 Licensed Representative (Deemed Licence) 4, 5, 6, 9WINGARD Carolyn Marie AGB449 Licensed Representative (Deemed Licence) 4, 6, 9WINNINGHAM Stephen Meredith AHG561 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WITTENOOM Charles Robert Dirck ADV107 Licensed Representative (Deemed Licence) 1, 7WO Siu Wing AGQ202 Licensed Representative (Deemed Licence) 4, 6, 9WONG Allan AEE882 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Bing Wah AFM590 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Car Lai AFO650 Licensed Representative (Deemed Licence) 4, 6, 9WONG Cheuk Hung AFC567 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Cheuk Pang ADR028 Licensed Representative (Deemed Licence) 4, 6, 9WONG Chi Chiu AGQ364 Licensed Representative (Deemed Licence) 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityWONG Chi Chiu AGQ531 Licensed Representative (Deemed Licence) 4, 6, 9WONG Chi Leung ABP719 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Chi Ming, Eric AGJ813 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Chi Wa AFT848 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Chi Wai, Olivia AGQ539 Licensed Representative (Deemed Licence) 4, 6, 9WONG Chi Yuen, Rommel AGP635 Licensed Representative (Deemed Licence) 4, 6, 9WONG Chieh Lu, Jenny AGL441 Licensed Representative (Deemed Licence) 4, 6, 9WONG Chin Pang AFU569 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Chui Yuk AGP706 Licensed Representative (Deemed Licence) 4, 6, 9WONG Chun Kwong ACP183 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9WONG Chun Man AAD662 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Chun Wai AFU698 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Chun Yu , Eric AEU432 Licensed Representative (Deemed Licence) 4, 6, 9WONG Constance ABR876 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Fu Wah AGP869 Licensed Representative (Deemed Licence) 4, 6, 9WONG Fung Ming AAV904 Licensed Representative (Deemed Licence) 4, 6, 9WONG Hon Kit AAZ369 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Hon Sang AGP915 Licensed Representative (Deemed Licence) 4, 6, 9WONG Hou Yu ABS843 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Jeffrey AFF237 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Ka Wing AGQ814 Licensed Representative (Deemed Licence) 4, 6, 9WONG Kai Leung, Tommy AAH437 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Kam Fook AFV357 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Kenty AFW272 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Kit Fung, Angeme AEU544 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Kit Ying, Cecilria AFH044 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Kwai Sun AGN688 Licensed Representative (Deemed Licence) 4, 6, 9WONG Lai Chu AAC409 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Lai Sheung AFY942 Licensed Representative (Deemed Licence) 4, 6, 9WONG Lai Wo AAJ643 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Lai Ying AGQ546 Licensed Representative (Deemed Licence) 4, 6, 9WONG Lap Yin AEE252 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Man Fai AGQ384 Licensed Representative (Deemed Licence) 4, 6, 9WONG May May AFD267 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityWONG Mei Ki, Maggie AFK483 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Mei Wan, Annie AGQ648 Licensed Representative (Deemed Licence) 4, 6, 9WONG Mei Yue Vanie AGP710 Licensed Representative (Deemed Licence) 4, 6, 9WONG Mini AGP935 Licensed Representative (Deemed Licence) 4, 6, 9WONG Muk Yuen AGQ667 Licensed Representative (Deemed Licence) 4, 6, 9WONG Mun Hoong AGO821 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Nga Ling AGN562 Licensed Representative (Deemed Licence) 2, 5, 7, 9WONG On Kay, Angel AEI267 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Otto Lien Da ADJ152 Licensed Representative (Deemed Licence) 4, 6, 9WONG Pik Kwan, Connie AGQ536 Licensed Representative (Deemed Licence) 4, 6, 9WONG Po On, Joseph ABA055 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Poon Chuen AFT769 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Pui Yi AGP177 Licensed Representative (Deemed Licence) 4, 6, 9WONG Rex Josephat AIR769 Licensed Representative (Deemed Licence) 1, 4WONG Sai Tuen AGH045 Licensed Representative (Deemed Licence) 4, 6, 9WONG Sau Ching AFM908 Licensed Representative (Deemed Licence) 4, 6, 9WONG Shuk Fong, Ava AGQ274 Licensed Representative (Deemed Licence) 4, 6, 9WONG Sik Ching Carman AGP836 Licensed Representative (Deemed Licence) 4, 6, 9WONG Sing Kee ABD497 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Siu Chuen AAA522 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Siu Fong AGQ109 Licensed Representative (Deemed Licence) 4, 6, 9WONG Siu Foon AFM780 Licensed Representative (Deemed Licence) 4, 6, 9WONG Siu Ping AAE218 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Siu Yuk, Janis AGQ324 Licensed Representative (Deemed Licence) 4, 6, 9WONG Suet Kwan, Cheri AAF874 Licensed Representative (Deemed Licence) 4, 5, 6, 9WONG Sui Lan ACQ505 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9WONG Tai Tai, Betty AFO760 Licensed Representative (Deemed Licence) 4, 6, 9WONG Tak Cheung ADQ772 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Tak Cheung, Harry AGQ637 Licensed Representative (Deemed Licence) 4, 6, 9WONG Tak Yin AFM864 Licensed Representative (Deemed Licence) 4, 6, 9WONG Tin Fuk Alex ADF193 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Wai Chu AAK645 Licensed Representative (Deemed Licence) 2, 5, 9WONG Wai Chung AHI825 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Wai Fai AGK211 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityWONG Wai Hean AAF734 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Wai Hong AFC469 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Wai Ming AHK736 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Wai Yat AGQ368 Licensed Representative (Deemed Licence) 4, 6, 9WONG Wai Ying AGP241 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yim Chun AEV053 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9WONG Ying Kit, Young ADY999 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Yiu ABZ481 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yuet Wah ABL776 Licensed Representative (Deemed Licence) 1, 4, 6, 9WONG Yui Yin AGP667 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yuk Fung AFM882 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yuk Lin AGP206 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yuk Loi AAI580 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yuk Tai, Terry AFM883 Licensed Representative (Deemed Licence) 4, 6, 9WONG Yuk Tak, Michael AAR135 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WONG Yung Fu AGQ261 Licensed Representative (Deemed Licence) 4, 6, 9WOO Kai Bun, Andrew AFO556 Licensed Representative (Deemed Licence) 4, 6, 9WOO Kar Leung, Philip AGN890 Licensed Representative (Deemed Licence) 1, 4, 6, 9WOOD Zu Tong AHN923 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9WU Chi Wai AIQ683 Licensed Representative (Deemed Licence) 1, 4, 6, 9WU James Yun AGN747 Licensed Representative (Deemed Licence) 1, 4, 6, 9WU King Cheong AAD313 Licensed Representative (Deemed Licence) 1, 4, 6, 9WU Tai Chuen AAB784 Licensed Representative (Deemed Licence) 1, 4, 6, 9WU Zhigang AHK042 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9XUE Lan ADG983 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YAM Wai Yuen, Vincent AGM448 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YAN Yin Ha, Winnie ABF145 Licensed Representative (Deemed Licence) 1, 4, 6, 9YANG En-Hui AIB826 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YANG Huizhi AFT581 Licensed Representative (Deemed Licence) 1, 4, 6, 9YANG Justin James AGJ009 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YANG Wai Sum, Vivian AIR096 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YANG Xiang Dong AFS530 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YANG Ya-Hui AHD720 Licensed Representative (Deemed Licence) 1, 4, 6, 9YAU Agnes Kwok Ching AGH975 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityYAU Chi Nam ADJ896 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YAU Chiu Tong AAH690 Licensed Representative (Deemed Licence) 1, 4, 6, 9YAU Chung Tak, Atak AEK472 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9YAU Kwei Lin AFM934 Licensed Representative (Deemed Licence) 4, 6, 9YAU Man Kuen AGQ486 Licensed Representative (Deemed Licence) 4, 6, 9YAU Ming Bunn, Mobin AGQ627 Licensed Representative (Deemed Licence) 4, 6, 9YAU Shun Tin AEJ344 Licensed Representative (Deemed Licence) 1, 4, 6, 9YAU Sui Ha ADG150 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YAU Wan Ying, Jessie AEY596 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9YEE Ho Ming AGH180 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Albertina AEW063 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YEUNG Chak Man, Patrick AIE767 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Chi Ping, Raite AFO768 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG David Kun-Wah AEC485 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Hin Siu AGA899 Licensed Representative (Deemed Licence) 1, 4, 6, 9YEUNG Ka Hong, Carl AHX008 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YEUNG Kai Wah ADY990 Licensed Representative (Deemed Licence) 1, 4, 6, 9YEUNG Kim Hang ABN375 Licensed Representative (Deemed Licence) 1, 4, 6, 9YEUNG Kwai Keung, Terence ACA535 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YEUNG Kwok Sing AGP238 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Kwong AGP236 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Lau Chun AGQ656 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Po Mui AGQ660 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Shui Keung, Eddie ADS270 Licensed Representative (Deemed Licence) 4, 5, 6, 9YEUNG Sin Lai AGP583 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Suet Yi AGQ613 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Suk Chun, Frances AGQ620 Licensed Representative (Deemed Licence) 4, 6, 9YEUNG Tak Ming, Edmond AAI503 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9YEUNG Wing Sang AGP276 Licensed Representative (Deemed Licence) 4, 6, 9YIM Hoi Ling ADV066 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9YIM Kwok Kwai, Joseph AED501 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9YIM Lok Kui AIB177 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YIM Peter ACB564 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 9YIP Chi Keung AAF512 Licensed Representative (Deemed Licence) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityYIP Fung Lan AFS231 Licensed Representative (Deemed Licence) 1, 4, 6, 9YIP Sau Fong AGQ176 Licensed Representative (Deemed Licence) 4, 6, 9YIP Shuk Yee, Sheila AIR662 Licensed Representative (Deemed Licence) 4, 7YIP Wing Han, Florence ADO329 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YIU Suet Har AGP341 Licensed Representative (Deemed Licence) 4, 6, 9YIU Woon Kuen, Doge ACN829 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YOUNG Thomas W H AGP449 Licensed Representative (Deemed Licence) 4, 6, 9YU Hoi Man AGP128 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YU Kin Hang, Terence AGP761 Licensed Representative (Deemed Licence) 4, 6, 9YU Kin Sing, Sting ADU468 Licensed Representative (Deemed Licence) 2, 5, 7, 9YU Kok Leung AGI779 Licensed Representative (Deemed Licence) 4, 6, 9YU Man Hung ADH539 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YU Mo AFC933 Licensed Representative (Deemed Licence) 1, 4, 6, 9YU Nai Tim, Timothy AFV030 Licensed Representative (Deemed Licence) 1, 4, 6, 9YU Pui Shan, Angela AFE173 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YU Raymundo A ADV211 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YU Yau Chun ACS210 Licensed Representative (Deemed Licence) 1, 4, 6, 9YUAN Xiao Tong ABL712 Licensed Representative (Deemed Licence) 1, 4, 6, 9YUEN Chi Sing AEN536 Licensed Representative (Deemed Licence) 1, 4, 6, 9YUEN Hei Wai AHF932 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9YUEN Hon, Ernest AGO784 Licensed Representative (Deemed Licence) 1, 4, 6, 9YUEN King Yue, David AAC090 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9YUEN Lai Yee AGQ647 Licensed Representative (Deemed Licence) 4, 6, 9YUEN Sai Cheong, User ABO899 Licensed Representative (Deemed Licence) 1, 4, 6, 9YUEN Tat Hing AFM768 Licensed Representative (Deemed Licence) 4, 6, 9YUN Fung Lin, Florine AGC179 Licensed Representative (Deemed Licence) 4, 6, 9YUNG Chi Kin AAB684 Licensed Representative (Deemed Licence) 1, 4, 6, 9YUNG Chun Wai AFM832 Licensed Representative (Deemed Licence) 4, 6, 9YUNG Tak Man AHK660 Licensed Representative (Deemed Licence) 1, 4, 6, 9ZEE Kan Lung ABY087 Licensed Representative (Deemed Licence) 1, 2, 4, 5, 6, 7, 9ZEE Patrick ADA339 Licensed Representative (Deemed Licence) 4, 6, 9ZHANG Hua Qiao ACY687 Licensed Representative (Deemed Licence) 4, 6, 9ZHANG Lily Xun AIR660 Licensed Representative (Deemed Licence) 1, 7ZHANG Lin ADI982 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityZHONG Xiaolin AGO763 Licensed Representative (Deemed Licence) 4, 6, 9ZHU Helen Yue AFK424 Licensed Representative (Deemed Licence) 4, 6, 9ZUBERI Soofian Jalil AEV216 Licensed Representative (Deemed Licence) 1, 4, 6, 7, 9AMANO Hirohito ALS714 Licensed Representative (Provisional Licence) 1ANTWEILER III John Christian ALQ494 Licensed Representative (Provisional Licence) 4AU Andrew AGA691 Licensed Representative (Provisional Licence) 1, 4AU YEUNG Kam Yu, Eric ADW594 Licensed Representative (Provisional Licence) 1, 2CHAN Holly ALR582 Licensed Representative (Provisional Licence) 1CHAN Man Yan ALQ598 Licensed Representative (Provisional Licence) 1, 2CHAN Raymond Pha Giong AFP268 Licensed Representative (Provisional Licence) 1CHAN Sun Lok AFC977 Licensed Representative (Provisional Licence) 1CHAN Yuen Ling, Ginny ALQ914 Licensed Representative (Provisional Licence) 1CHANDRAKAR Shirish ALR976 Licensed Representative (Provisional Licence) 1CHEN Cheng-Yen ALQ556 Licensed Representative (Provisional Licence) 1CHEN Ji ALO251 Licensed Representative (Provisional Licence) 1, 9CHEN Xiang ALL629 Licensed Representative (Provisional Licence) 4CHENG Tai Sheung ALS551 Licensed Representative (Provisional Licence) 6CHESSON Shane James ALH990 Licensed Representative (Provisional Licence) 1, 6CHEUNG Ka Lun ALR013 Licensed Representative (Provisional Licence) 1CHEUNG Natasha ALS530 Licensed Representative (Provisional Licence) 1, 2CHIN Chiao Ling, Zenvion ALR019 Licensed Representative (Provisional Licence) 4CHIU Man Ho, Andy AJM492 Licensed Representative (Provisional Licence) 2CHIU Mei Yuk ALQ634 Licensed Representative (Provisional Licence) 3CHOU Shun, Alan ALC584 Licensed Representative (Provisional Licence) 1, 2CHOW Kin ALP967 Licensed Representative (Provisional Licence) 1CHOW Yin Wai, Yvonne ALQ872 Licensed Representative (Provisional Licence) 4CHOY Alma Tuen Wing ALR571 Licensed Representative (Provisional Licence) 1, 4, 6CHUA Buan Pong ALQ597 Licensed Representative (Provisional Licence) 1, 4COHEN-ADDAD Nicolas Paul AHR321 Licensed Representative (Provisional Licence) 1DAY Christopher Alan ALQ515 Licensed Representative (Provisional Licence) 1DORFMEISTER Stefan ALQ403 Licensed Representative (Provisional Licence) 1, 4, 6DUNPHY Anthony Michael ALQ968 Licensed Representative (Provisional Licence) 1, 2EDELIST Andrew Wayne ALS661 Licensed Representative (Provisional Licence) 1EMERY Martin Willaim ALR974 Licensed Representative (Provisional Licence) 4

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityFAN Wing Kin, Ricky ALQ479 Licensed Representative (Provisional Licence) 3FANG Baorong AJD695 Licensed Representative (Provisional Licence) 6FELLAS Lewis John ALR009 Licensed Representative (Provisional Licence) 1, 4FENDER Darren Michael ALL042 Licensed Representative (Provisional Licence) 1FUNG Ching Ho, William ALR680 Licensed Representative (Provisional Licence) 1, 6GORDON Stuart Noel ALS546 Licensed Representative (Provisional Licence) 1GU Andrew Ye Yan ALQ626 Licensed Representative (Provisional Licence) 1GVOZDEN Alexander Robin ADR449 Licensed Representative (Provisional Licence) 4HAIGH Martin Jonathan David ALO254 Licensed Representative (Provisional Licence) 1, 4HAN Keon Hee AFG724 Licensed Representative (Provisional Licence) 1HARRISON Adrian Russell ALQ971 Licensed Representative (Provisional Licence) 1HAU Wai Hing ALQ614 Licensed Representative (Provisional Licence) 1HO Chee Chiang AAC276 Licensed Representative (Provisional Licence) 1, 2HO Mei Ling, Edwina AEK540 Licensed Representative (Provisional Licence) 1, 4, 9HO Yue Cheung ALS055 Licensed Representative (Provisional Licence) 1HON Ki Kuen ALR992 Licensed Representative (Provisional Licence) 1HOWE Warren Peter ALQ472 Licensed Representative (Provisional Licence) 9HUYNH Phuoc Hong ABZ955 Licensed Representative (Provisional Licence) 6KAM Tsz Chung ALL733 Licensed Representative (Provisional Licence) 1KARRIM Anika AEU182 Licensed Representative (Provisional Licence) 4, 6KHAN Karima AEP551 Licensed Representative (Provisional Licence) 4, 9KONG Wai Tung ALR010 Licensed Representative (Provisional Licence) 4KONG Yun Kwan ALQ826 Licensed Representative (Provisional Licence) 3KUO Yao-wen ALQ624 Licensed Representative (Provisional Licence) 4, 6, 9KWOK Wing Ho, Felix ADQ206 Licensed Representative (Provisional Licence) 1, 2LAI Wing Sze, Teresa Francesca AEY359 Licensed Representative (Provisional Licence) 4LAM Chun Wah ALR918 Licensed Representative (Provisional Licence) 4LAM Kwok Cheung ALQ611 Licensed Representative (Provisional Licence) 4LAM Shau Ting, Loretta ALQ408 Licensed Representative (Provisional Licence) 1, 2LAM Wing Yee, Florence ALR884 Licensed Representative (Provisional Licence) 1, 2LAU Hon Wei AHX658 Licensed Representative (Provisional Licence) 4LAW Koon Hung ALN199 Licensed Representative (Provisional Licence) 1LEE Sharon Chee Ling ALQ957 Licensed Representative (Provisional Licence) 1, 2LEPSOE Kevin ALR926 Licensed Representative (Provisional Licence) 1

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityLEUNG Pui Man, Joanne ALQ625 Licensed Representative (Provisional Licence) 1, 3LEUNG Tak Wai AFY441 Licensed Representative (Provisional Licence) 1, 2LEUNG Yin Pun ALQ627 Licensed Representative (Provisional Licence) 3LI Hon Leung AJC118 Licensed Representative (Provisional Licence) 1, 3LI Lai Fan ALO279 Licensed Representative (Provisional Licence) 1LIAO Ming ALR740 Licensed Representative (Provisional Licence) 1, 4, 6LIN Stella ALQ960 Licensed Representative (Provisional Licence) 1LING Chung Yee, Roy ALQ965 Licensed Representative (Provisional Licence) 4, 6LIU Jingsheng AJD696 Licensed Representative (Provisional Licence) 6LIU Xiaoshi ALR021 Licensed Representative (Provisional Licence) 6LO Kwok Tung ALS550 Licensed Representative (Provisional Licence) 6LO Shih-Hung ALR980 Licensed Representative (Provisional Licence) 1LO Yin ALR886 Licensed Representative (Provisional Licence) 1, 4, 6LO Yuen Yuk, York ALS059 Licensed Representative (Provisional Licence) 1, 4LOK Kung Yao, Perry AEF531 Licensed Representative (Provisional Licence) 1, 2LONG Liang ALR027 Licensed Representative (Provisional Licence) 6LOOK Matthew Sheung Wai ALO494 Licensed Representative (Provisional Licence) 4LU Kai ALR029 Licensed Representative (Provisional Licence) 6LUI Yiu Fong, Eric AAZ490 Licensed Representative (Provisional Licence) 1, 2MA Kin Yip AGL233 Licensed Representative (Provisional Licence) 1MAK Siu Chung ALQ825 Licensed Representative (Provisional Licence) 4, 5, 9MAN Kwong Lung ALQ637 Licensed Representative (Provisional Licence) 3MAZUR Gregory Chad ADR283 Licensed Representative (Provisional Licence) 1, 4, 6MCDONALD Graeme Antony ALA712 Licensed Representative (Provisional Licence) 4MCLEOD Christopher Edward ALQ480 Licensed Representative (Provisional Licence) 1, 4MELLOR Andrew John ALQ213 Licensed Representative (Provisional Licence) 1MISRA Abhilasha ALQ874 Licensed Representative (Provisional Licence) 1, 2MURAKAMI Akari ALS547 Licensed Representative (Provisional Licence) 1MYERS Steven William ACD746 Licensed Representative (Provisional Licence) 4NG Cho Fai, Jackfrey ALR784 Licensed Representative (Provisional Licence) 3NG Tin Wai ALR014 Licensed Representative (Provisional Licence) 1, 2NG Yuen Ting ALS549 Licensed Representative (Provisional Licence) 1NGAI Pun, Ben ADZ412 Licensed Representative (Provisional Licence) 1, 6NIMMO David Gordon ACN424 Licensed Representative (Provisional Licence) 1, 2, 7

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityOLSEN Martin ALO495 Licensed Representative (Provisional Licence) 1, 6OR Wai Mei, Queenie ALR950 Licensed Representative (Provisional Licence) 1PARMAN Michael Kieran ALT895 Licensed Representative (Provisional Licence) 1, 4, 6PAU Chin Hung, Andy ALS644 Licensed Representative (Provisional Licence) 1, 2PONG Joanne Chiu Yan ALQ969 Licensed Representative (Provisional Licence) 1, 4, 6POON Chun Kit AEB060 Licensed Representative (Provisional Licence) 1, 4RANGANATHAN Rajesh ALS132 Licensed Representative (Provisional Licence) 4, 5, 9RAWAT Abhishek ALQ696 Licensed Representative (Provisional Licence) 4RENTON Mark ALR788 Licensed Representative (Provisional Licence) 1, 6RUTHERFORD Duncan Ross AIE258 Licensed Representative (Provisional Licence) 1SHU Ming ALR975 Licensed Representative (Provisional Licence) 1SHUEN Pak Man, Andrew ALS548 Licensed Representative (Provisional Licence) 1SHUM Fei Fei ALR570 Licensed Representative (Provisional Licence) 1SO Chun Yip AFU932 Licensed Representative (Provisional Licence) 1SO Shun Yi, Louisa AFZ721 Licensed Representative (Provisional Licence) 1, 2STURCKE William Blake ALR927 Licensed Representative (Provisional Licence) 1, 6SUN Nan ALR028 Licensed Representative (Provisional Licence) 6TAM Yuk Kwan AAE592 Licensed Representative (Provisional Licence) 4, 5, 9TAM Yuk Ming AEU829 Licensed Representative (Provisional Licence) 9TAN Alvin Sabino Sy AHC682 Licensed Representative (Provisional Licence) 1, 4TAN Siew Ming ALO563 Licensed Representative (Provisional Licence) 4, 9TAN Yun Yang ALQ958 Licensed Representative (Provisional Licence) 1TANG Haibo ALQ981 Licensed Representative (Provisional Licence) 4TANG Kwan Ting, Queenie ALQ908 Licensed Representative (Provisional Licence) 1, 6TSE Man Han, Dorothy ALS687 Licensed Representative (Provisional Licence) 4TUEN MUK Hoi Ning Helen ALR002 Licensed Representative (Provisional Licence) 1, 4, 9WADHWANI Aektha Indraprakash ALQ955 Licensed Representative (Provisional Licence) 1WANG Jianyang ALR017 Licensed Representative (Provisional Licence) 4WANG Zilong ALR018 Licensed Representative (Provisional Licence) 6WEBB Robert ALQ617 Licensed Representative (Provisional Licence) 1WEE Young Oh ALR790 Licensed Representative (Provisional Licence) 1, 4, 6WEIR Euan James Lind ABO381 Licensed Representative (Provisional Licence) 1WENG Eddie Hua-ti ALR878 Licensed Representative (Provisional Licence) 6WIDMER Christoph Matthias ALR794 Licensed Representative (Provisional Licence) 1, 4, 6

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityWONG Cheuk Chung ALQ595 Licensed Representative (Provisional Licence) 1WONG Ka Hing AIH624 Licensed Representative (Provisional Licence) 1WONG Ngar Men, Amelia AEX263 Licensed Representative (Provisional Licence) 4, 9WONG Shiu On ALQ909 Licensed Representative (Provisional Licence) 1, 6WOO Sum Ling ALQ474 Licensed Representative (Provisional Licence) 1WU Oi Chung, Jocelyn ALR004 Licensed Representative (Provisional Licence) 4, 9XIAO Weichuan ALQ742 Licensed Representative (Provisional Licence) 6YANG Yue ALR025 Licensed Representative (Provisional Licence) 6YEUNG Nga Ying AFT582 Licensed Representative (Provisional Licence) 1, 3YI Un Ho ALH877 Licensed Representative (Provisional Licence) 1, 2, 7YIAN Chui Wah, Lethe ACT312 Licensed Representative (Provisional Licence) 1, 4, 9YIP Chi Chung ALQ632 Licensed Representative (Provisional Licence) 3YIU Kwok Keung AAZ383 Licensed Representative (Provisional Licence) 4YUE Chun Shun ALQ679 Licensed Representative (Provisional Licence) 1, 2YUEN Yee Leng ALQ882 Licensed Representative (Provisional Licence) 1, 4, 9ZHANG Qing ALP929 Licensed Representative (Provisional Licence) 1, 4ZOU Xuerong ALQ978 Licensed Representative (Provisional Licence) 1ALLIOTT Christopher James ALU065 Licensed Representative (Temporary Licence) 4ALTHAM Alastair John Livingstone ALF277 Licensed Representative (Temporary Licence) 1BLEIBERG Steven David AJF367 Licensed Representative (Temporary Licence) 1BOROWSKA Ewa Malgorzata ALT811 Licensed Representative (Temporary Licence) 1CHILDS Curtis Malcolm ALS756 Licensed Representative (Temporary Licence) 4DISNEY Patrick William Wynn ALK818 Licensed Representative (Temporary Licence) 4GASKELL Rodney Scott ALK821 Licensed Representative (Temporary Licence) 4HSU Icheng ALV252 Licensed Representative (Temporary Licence) 4KUKREJA Atin ALR858 Licensed Representative (Temporary Licence) 6LINDBLOOM Mark Stephen ALS054 Licensed Representative (Temporary Licence) 1MC CARRON Mark Edward ALK820 Licensed Representative (Temporary Licence) 4NESBITT Paul John Russell ALS754 Licensed Representative (Temporary Licence) 4RAMACHANDRAN Anand ALS056 Licensed Representative (Temporary Licence) 1TAKAGI Atsushi ALU038 Licensed Representative (Temporary Licence) 1TAN Julian Henry ALR857 Licensed Representative (Temporary Licence) 6UJOBAI Joseph Paul ALK819 Licensed Representative (Temporary Licence) 4ABSA Bank (Asia) Limited ACD771 Registered Institution (Deemed Registration) 1, 4, 6, 9

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REMOVALS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 03/2005CE Name CE No. Licence Type Types of Regulated ActivityBank of America (Asia) Limited AAC155 Registered Institution (Deemed Registration) 1, 4, 6, 7, 9Bank of India AAK806 Registered Institution (Deemed Registration) 1, 4, 6, 9Bank of Montreal AAK809 Registered Institution (Deemed Registration) 4, 6, 9BNP Paribas Private Bank AHR124 Registered Institution (Deemed Registration) 1, 4, 6, 9BOCI Capital Limited AAN851 Registered Institution (Deemed Registration) 1, 4, 6, 9Canadian Imperial Bank of Commerce AAA865 Registered Institution (Deemed Registration) 1, 4, 6, 9Credit Lyonnais AAP913 Registered Institution (Deemed Registration) 1, 4, 6, 9Hang Seng Finance Limited AAL277 Registered Institution (Deemed Registration) 1, 4, 6, 9Indover Bank (Asia) Limited AAL743 Registered Institution (Deemed Registration) 1, 4, 6, 9Jian Sing Bank Limited AAL680 Registered Institution (Deemed Registration) 1, 4, 6, 9Malayan Banking Berhad AAP095 Registered Institution (Deemed Registration) 1, 4, 6, 9Mizuho Corporate Asia (HK) Limited AAK652 Registered Institution (Deemed Registration) 1, 4, 6, 9National Bank of Pakistan AAV443 Registered Institution (Deemed Registration) 1, 4, 6, 9Nedbank Limited ABR602 Registered Institution (Deemed Registration) 1, 4, 6, 9ORIX Asia Limited AAJ170 Registered Institution (Deemed Registration) 1, 4, 6, 9Oversea-Chinese Banking Corporation Limited AAD499 Registered Institution (Deemed Registration) 1, 4, 6, 9Standard Chartered Bank AAJ010 Registered Institution (Deemed Registration) 1, 4, 6, 9State Street Bank and Trust Company AAV561 Registered Institution (Deemed Registration) 4, 6, 9