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Page 1: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

Page 2: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

Developments in Mathematics

VOLUME 14

Series Editor:

Krishnaswami Alladi, University of Florida, U.S.A.

Aims and Scope

Developments in Mathematics is a book series publishing

(i) Proceedings of conferences dealing with the latest research advances,

(ii) Research monographs, and

(iii) Contributed volumes focusing on certain areas of special interest.

Editors of conference proceedings are urged to include a few survey papers for wider appeal. Research monographs, which could be used as texts or references for graduate level courses, would also be suitable for the series. Contributed volumes are those where various authors either write papers or chapters in an organized volume devoted to a topic of speciaVcurrent interest or importance. A contributed volume could deal with a classical topic that is once again in the limelight owing to new developments.

Page 3: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

Edited by

TAKASHI AOKI Kinki University, Japan

SHIGERU KANEMITSU Kinki University, Japan

MIKIO NAKAHARA Kinki University, Japan

YASUO OHNO Kinki University, Japan

a - springer

Page 4: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

Zeta functions, topology, and quantum physics 1 edited by Takashi Aoki ... [et al.]. p. cm. - (Developments in mathematics ; v. 14)

Includes bibliographical references. ISBN 0-387-24972-9 (acid-free paper) - ISBN 0-387-24981-8 (e-book)

1. Functions, Zeta-Congresses. 2. Mathematical physics-Congresses. 3. Differential geometry-Congresses. I. Aoki, Takashi, 1953- 11. Series.

AMS Subiect Classifications: 1 1 Mxx. 35Qxx. 34Mxx. 14Gxx. 51 PO5

ISBN- 1 0: 0-387-24972-9 ISBN-1 3: 978-0387-24972-8 e-ISBN-10: 0-387-24981 -8 e-ISBN-13: 978-0387-24981 -0

Printed on acid-free paper.

O 2005 Springer Science+Business Media, Inc.

All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science+Business Media, Inc., 233 Spring Street, New York, NY 10013, USA), except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now know or hereafter developed is forbidden.

The use in this publication of trade names, trademarks, service marks and similar terms, even if the are not identified as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary rights.

Printed in the United States of America.

9 8 7 6 5 4 3 2 1 SPIN 11161400

Page 5: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51
Page 6: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

Contents

Preface

Conference schedule

List of participants

Gollnitz-Gordon partitions with weights and parity conditions Krishnaswami Alladi and Alexander Berlcovich

1 Introduction 2 A new weighted partition theorem 3 Series representations 4 A new infinite hierarchy

Acknowledgments

References

Partition Identities for the Multiple Zeta Function David M. Bradley

1 Introduction 2 Definitions 3 Rational Functions 4 Stuffles and Partition Identities

References

A perturbative theory of the evolution of the center of typhoons Sergey Dobrolchotov, Evgeny Semenov, Brunello Tirozzi

1 Introduction 2 D namics of vortex square-root type singularities and Hugonibt-

d s l o v chains 3 Equation for the smooth and singular part of the solutions

Cauchy-Riemann conditions 4 Derivation of the Hugonibt-Maslov chain using complex vari-

ables and its integrals

xi

xii

xiv

1

Acknowledgments

References

Page 7: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman

1 Introduction 51 2 The Shuffle Algebra 54 3 The Harmonic Algebra and Quasi-Symmetric Functions 56 4 Derivations and an Action by Quasi-Symmetric Functions 60 5 Cyclic Derivations 63 6 Finite Multiple Sums and Mod p Results 64

References 71

On the local factor of the zeta function of quadratic orders Masanobu Kaneko

Acknowledgments 79

References 79

Sums involving the Hurwitz zeta-function values S. Kanemitsu, A. Schinzel, Y. Tanigawa

1 Introduction and statement of results 2 Proof of results

References 89

Crystal Symmetry Viewed as Zeta Symmetry 9 1 Shigeru Kanemitsu, Yoshio Tanigawa, Haruo Tsukada, Masami Yoshimoto

1 Introduction 92 2 Lattice zeta-functions and Epstein zeta-functions 103 3 Abel means and screened Coulomb potential 120

References 128

Sum relations for multiple zeta values 131 Yasuo Ohno

1 Introduction 131 2 Generalizations of the sum formula 133 3 Identities associated with Arakawa-Kaneko zeta functions 140 4 Multiple zeta-star values and restriction on weight, depth, and

height 142

Acknowledgment 143

References 143

The Sum Formula for Multiple Zeta Values OKUDA Jun-ichi and UENO Kimio

1 Introduction

Page 8: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

Contents ix

Acknowledgment 2 Shuffle Algebra 3 Multiple Polylogarithms and the formal KZ equation 4 Mellin transforms of polylogarithms and the sum formula for

MZVs 5 Knizhnik-Zamolodchikov equation over the configuration space

x3 (@)

References

Zeta functions over zeros of general zeta and L-functions Andre' Voros

1 Generalities 2 The first family { T ( s , x)) 3 The second family (2 (a, v)) 4 The third family {3(a, y))

5 Concrete examples

References

Hopf Algebras and Transcendental Numbers Michel Waldschmidt

1 Transcendence, exponential polynomials and commutative lin- ear algebraic groups

2 Bicommutative Hopf algebras 3 Hopf algebras and multiple zeta values

References 218

Page 9: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

Preface

This volume contains papers by invited speakers of the symposium "Zeta Functions, Topology and Quantum Physics" held at Kinki Uni- versity in Osaka, Japan, during the period of March 3-6, 2003. The aims of this symposium were to establish mutual understanding and to exchange ideas among researchers working in various fields which have relation to zeta functions and zeta values.

We are very happy to add this volume to the series Developments in Mathematics from Springer. In this respect, Professor Krishnaswami Alladi helped us a lot by showing his keen and enthusiastic interest in publishing this volume and by contributing his paper with Alexander Berkovich.

We gratefully acknowledge financial support from Kinki University. We would like to thank Professor Megumu Munakata, Vice-Rector of Kinki University, and Professor Nobuki Kawashima, Director of School of Interdisciplinary Studies of Science and Engineering, Kinki Univer- sity, for their interest and support. We also thank John Martindale of Springer for his excellent editorial work.

Osaka, October 2004

Takashi Aoki Shigeru Kanemitsu

Mikio Nakahara Yasuo Ohno

Page 10: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

xii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

Zeta Functions, Topology, a n d

Quan tum Physics

Kinki University, Osaka, Japan

3 - 6 March 2003

3 March

M. Waldschmidt (Paris VI) How to prove relations between polyzeta values using automata

H. Tsukada (Kinki Univ.) Crystal symmetry viewed as zeta symmetry (cowork with S. Kanemitsu, Y. Tanigawa and M. Yoshimoto)

S. Akiyama (Niigata Univ.) Quasi-crystals and Pisot dual tiling

K. Alladi (Florida) Insights into the structure of Rogers-Ramanujan type identities, some from physics

A. Voros (Saclay) Zeta functions for the Riemann zeros

4 March

Y. Ohno (Kinki Univ.) Sum relations for multiple zeta values

M. Hoffman (U. S. Naval Acad.) Algebraic aspects of multiple zeta values

B. Tirozzi (Rome) Application of shallow water equation to typhoons

J. Okuda (Waseda Univ.) Multiple zeta values and Mellin transforms of multiple polylogarithms (cowork with K. Ueno)

D. Broadhurst (The Open Univ.) Polylogarithms in quantum field theory

High School Session (Two lectures for younger generation)

(i) K. Alladi (Univ. Florida) Prime numbers and primality testing

(ii) M. Waldschmidt (Univ. Paris VI) Error correcting codes

Page 11: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

Conference schedule xiii

5 March

M. Kaneko (Kyushu Univ.) On a new q-analogue of the Riemann zeta function

K. F'ukaya (Kyoto Univ.) Theta function and its potential generalization which appear in Mirror symmetry

6 March

T . Ibukiyama (Osaka Univ.) Graded rings of Siege1 modular forms and differential operators

D. Bradley (Maine) Multiple polylogarithms and multiple zeta values: Some results and conjectures

J. Murakami (Waseda Univ.) Multiple zeta values and quantum invariants of knots

A. Schinzel (Warsaw) An extension of some formulae of Lerch

G. Lachaud (CNRS) Eisenstein series and the Riemann hypothesis

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xiv ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

List of participants

Akiyama, Shigeki Alladi, Krishnaswami Aoki, Takashi Arakawa, Tsuneo Asada, Akira Asai, Tsunenobu Bradley, David M. Broadhurst, David J . Chinen, Koji Fujita, Keiko Fujiwara, Hidenori Fukaya, Kenji Hasegawa, Hiroyasu Hata, Kazuya Hirabayashi, Mikihito Hironaka, Yumiko Hoffman, Michael E. Ibukiyama, Tomoyoshi Ishii, Tadamasa Izumi, Shuzo Kaneko, Masanobu Kanemitsu, Shigeru Kawashima, Nobuki Kimura, Daiji Kogiso, Takeyoshi Komatsu, Takao Kondo, Yasushi Kubota, Yoshihiro Kumagai, Hiroshi Kuribayashi, Masanori Lachaud, Gilles Maruyama, Fumitsuna Mima, Yuki Mizuno, Yoshinori Munakata, Megumu Munemoto, Tomoyuki Murakami, Jun Nagaoka, Shoyu Nakagawa, Koichi Nakagawa, Nobuo Nakahara, Mikio Nishihara, Hideaki

Niigata University, Japan University of Florida, Gainesville, USA Kinki University, Japan Rikkyo University, Japan Hyogo, Japan Kinki University, Japan University of Maine, USA Open University, UK Osaka Institute of Technology, Japan Saga University, Japan Kinki University, Japan Kyoto University, Japan Kinki University, Japan Kinki University, Japan Kanazawa Institute of Technology, Japan Waseda University, Japan U. S. Naval Academy, USA Osaka University, Japan Kinki University, Japan Kinki University, Japan Kyushu University, Japan Kinki University, Japan Kinki University, Japan Hiroshima University, Japan Josai University, Japan Mie University, Japan Kinki University, Japan The University of the Air, Japan Kagoshima National College of Technology, Japan Osaka University, Japan Institut Mathhmatiques, Luminy, France Toyo University, Japan Kinki University, Japan Osaka University, Japan Kinki University, Japan Kinki University, Japan Waseda University, Japan Kinki University, Japan Hoshi University, Japan Kinki University, Japan Kinki University, Japan Osaka University, Japan

Page 13: ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS · viii ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS Algebraic Aspects of Multiple Zeta Values 51 Michael E. Hoffman 1 Introduction 51

List of participants

Ochiai, Hiroyuki Ohishi, Ryoko Ohno, Yasuo Ohyama, Yousuke Okazaki, Ryotaro Okuda, Jun-ichi Owa, Shigeyoshi Sakuma, Kazuhiro Sato, Fumihiro Schinzel, Andrzej Sugiyama, Kazunari Suzuki, Masatoshi Takahashi, Hiroaki Takahashi, Koichi Takei, Yoshitsugu Tanaka, Satoshi Tanaka, Tatsushi Tanigawa, Yoshio Tanimura, Shogo Tazawa, Shinsei Terajima, Hitomi Tirozzi, Brunello Toda, Masayuki Tohyama, Masaki Tsukada, Haruo Uchiyama, Tadashi Ueno, Kimio Ushio, Kazuhiko Voros, Andre Waldschmidt, Michel Watanabe, Masashi Yoshimoto, Masami Yuasa, Manabu

Nagoya University, Japan University of Tokyo, Japan Kinki University, Japan Osaka University, Japan Doshisha University, Japan Waseda University, Japan Kinki University, Japan Kinki University, Japan Rikkyo University, Japan Polish Academy of Science, Institute of Mathematics, Poland Tsukuba University, Japan Nagoya University, Japan Takamatsu National College of Technology, Japan Kinki University, Japan RIMS, Kyoto University, Japan Kinki University, Japan Kyushu University, Japan Nagoya University, Japan Kyoto University, Japan Kinki University, Japan Kobe University, Japan University of Rome, La Sapienza, Italy Kinki University, Japan Tokyo University of Science, Japan Kinki University, Japan Kinki University, Japan Waseda University, Japan Kinki University, Japan CEA, Saclay, France Institut Mathhmatiques, Paris, France Kyushu University, Japan Nagoya University, Japan Kinki University, Japan

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Zeta Functions, Topology and Quantum Physics, pp. 1-18T. Aoki, S. Kanemitsu, M. Nakahara and Y. Ohno, eds.

© 2005 Springer Science + Business Media, Inc.

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2 ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

The analytic representation of Theorem 1 is

when i = 1, and

when i = 3. In (1.1)) (1.2), and in what follows, we have used the standard notation

for any complex number a, and

03

for 141 < 1. The products on the right in (1.1)) (1.2) are also equal to

and

respectively, which have obvious interpretations as generating functions of partitions into parts in certain residue classes (mod 8)) repetition allowed. The equally well known Gollnitz-Gordon partition theorem is

Theorem 2. For i = 1,3, the number of partitions into parts - f i, 4 (mod 8) equals the number ofpartitions into parts differing by 2 2, where the inequality is strict i f a part is even, and the smallest part is 2 i.

The analytic representation of Theorem 2 is

when i = 1, and

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Gollnitz-Gordon partitions with weights and parity conditions 3

when i = 3. Actually (1.3) and (1.4) are equations (36) and (37) in Slater's famous list [9], but it was Gollnitz [6] and Gordon [7] who inde- pendently realized their combinatorial interpretation.

By a reformulation of the (Big) Theorem of Gollnitz [6] (not Theo- rem 1) using certain quartic transformations, Alladi [l] provided a uni- form treatment of all four partition functions Qi(n), i = 0,1,2,3 in terms of partitions into parts differing by 1 4, and with certain powers of 2 as weights attached. As a consequence, it was noticed in [I] that Q2(n) and Qo(n) possess certain more interesting properties than their well known counterparts Ql (n) and Qs(n). In particular, Q2(n) alone among the four functions satisfies the property that for every positive integer k, Q2(n) is a multiple of 2k for almost all n which was proved by Gordon in an Appendix to [I].

Our goal is to prove Theorem 3 in 52 which shows that by attaching weights which are powers of 2 to the Gollnitz-Gordon partitions of n, and by imposing certain parity conditions, this is made equal to Q2(n). Here by a Gollnitx-Gordon partition we mean a partition into parts differing by 2 2, where the inequality is strict if a part is even. There is a similar result for Qo(n), and this is stated as Theorem 4 at the end of 52. Theorems 3 and 4 are nice complements to Theorem 1 and to results of Alladi [I].

A combinatorial proof of Theorem 3 is given in full in the next section. Theorem 4 is only stated, and its proof which is similar, is omitted.

In proving Theorem 3 we are able to cast it as an analytic identity (see (3.2) in 53) which equates a double series with the product which is the generating function of Q2(n). It turns out that there is a two parameter refinement of (3.2) (see (3.3) of $3) which leads to similar double series representations for all four products

m>O,m$i (mod 4)

for i = 0,1,2,3. It will be shown in 53 that only in the cases i = 1,3 do these double series reduce to the single series in (1.1) and (1.2).

Actually, the double series identity (3.2) is the case k = 2 of a new infinite hierarchy of identities valid for every k 1 1. In $4 we use a limiting case of Bailey's lemma to derive this hierarchy. We give a parti- tion theoretic interpretation of the case k = 1 and state without proof a doubly bounded polynomial identity which yields our new hierarchy as a limiting case. This polynomial identity will be investigated in detail elsewhere.

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4 ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

2. A new weighted partition theorem Normally, by the parity of an integer we mean its residue class

(mod 2). Here by the parity of an odd (or even) integer we mean its residue class (mod 4).

Next, given a partition n into parts differing by > 2, by a chain x in n we mean a maximal string of parts differing by exactly 2. Thus every partition into parts differing by 2 2 can be decomposed into chains. Note that if one part of a chain is odd (resp. even), then all parts of the chain are odd (resp. even). Hence we may refer to a chain as an odd chain or an even chain. Also let X(X) denote the least part of a chain x and X(n) the least part of n.

Note that in a Gollnitz-Gordon partition, since the gap between even parts is > 2, this is the same as saying that every even chain is of length 1, that is, it has only one element.

Finally, given part b of partition T, by t(b; n) = t(b) we denote the number of odd parts of n that are < b. With this new statistic t we now have

Theorem 3. Let S denote the set of all special Gollnitz-Gordon parti- tions, namely, Gollnitx-Gordon partitions n satisfying the parity condi- tion that for every even part b of n

b = 2t(b) (mod 4). (2.1)

Decompose each IT E S into chains x and define the weight w(x) as

2, if x is an odd chain, X(X) > 5, 4 x 1 = and X(X) - 1 + 2t(X(x)) (mod 4), (2.2)

1, otherwise.

The weight w(n) of the partition n is defined multiplicatively as

the product over all chains x of T. W e then have

where a(n) is the sum of the parts of T.

Proof: Consider the partition n : bl + b2 + - - . + bN, n E S, where contrary to the standard practice of writing parts in descending order, we now have bl < b2 < < bN. Subtract 0 from bl, 2 from b2, . . . , 2N - 2

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Gollnitz-Gordon partitions with weights and parity conditions 5

from bN, to get a partition n*. We call this process the Euler subtraction. Note that in n* the even parts cannot repeat, but the odd parts can. Let the parts of n* be bT 5 ba 5 . . . 5 b&.

Now identify the parts of n which are odd, and which are the smallest parts of chains and satisfy both the parity and low bound conditions in (2.2). Mark such parts with a tilde at the top. That is, if bk is such a - - - part, we write bk = bk for purposes of identification. Let bk yield b i = b i after the Euler subtraction.

Next, split the parts of n* into two piles nT and ng, with nT consisting only of certain odd parts, and n; containing the remaining parts. In this decomposition we adopt the following rule:

(a) the odd parts of n* which are not identified as above are put in 7rT.

(b) the odd parts of n* which have been identified could be put in either nT or ng.

Thus we have two choices for each identified part. Let us say, in a certain given situation, after making the choices, we

have n l parts in nT and n2 parts in ng. We now add 0 to the smallest part of n;, 2 to the second smallest part of ng, ..., 2n2 - 2 to the largest part of n;, 2n2 to the smallest part of nT, 2n2 + 2 to the second smallest part of nT, ..., 2(nl + n2) - 2 = 2N - 2 to the largest part of nT. We call this the Bressoud redistribution process. As a consequence of this redistribution, we have created two partitions (out of nT) and 7r2 (out of n;) satisfying the following conditions:

(i) n1 consists only of distinct odd parts, with each odd part being greater than twice the number of parts of n2.

(ii) Since both the even and odd parts of n; are distinct, the parts of n2 differ by 2 4. Also since the odd parts of n; are chosen from the smallest of parts of certain chains in n, the odd parts of .rm actually differ by 2 6, and each such odd part is 2 5.

In transforming the original partition n into the pair (nl, n2), we need to see how the parity conditions of n given by (2.1) and (2.2) transform to parity conditions in nl and ~ 2 .

First observe that since the parity conditions on n are imposed only on the even parts of 7 ~ . and the identified odd parts of n , the transformed parity conditions (to be determined below) will be imposed only on 7r2

and not on nl. Thus nl will satisfy only condition (i) above. Suppose bk is an even part of n and that t(bk; n) = t , that is there are

t odd parts of n which are less than bk. Now bk becomes

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6 ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

after the Euler subtraction. Notice that t (b$; n*) = t (bk; n) = t. Now suppose that from among the t odd parts of n* less than b$, r of them are put in n; and the remaining t - r odd parts are put in n$. Then b$ becomes the ( k - r ) - t h smallest part in n$. SO in the Bressoud redistribution process, 2(k - r ) - 2 is added to b; making it a new even part ek-r in n2. Thus

We see from (2.1) and (2.3) that

ek+ E 2t - 2r = 2( t - r ) = 2t(ek-,; n2) (mod 4 ) (2.4)

and so the parity condition (2.1) on the even parts does not change when going to ~ 2 . Thus we may write (2.4) in short as

e = 2t(e) (mod 4 ) (2.5)

for any even part in n2.

Now we need to determine the parity conditions on the odd parts in 7r2 which are derived from some of the identified odd parts of T . To this end suppose that zk is an identified odd part of n which becomes - - b; = bk - (2k - 2 ) in n* due to the Euler subtraction, and that is

placed in ~r; Let t $ k ; T ) = t . Notice that

Suppose that from among the t odd parts of n* which are &, r of them are placed in a; and the remaining t - r are placed in T;. Then becomes the ( k - r ) - t h smallest part in n$. Thus under the Bressoud redistribution, 2(k - r ) - 2 is added to it to yield the part fk given by

as in (2.3). Therefore the parity condition (2.2) yields

fk E 1 + 2 t - 2r = 1 + 2 ( t - r ) (mod 4 ) .

But t ( f k ; n2) = t - r . So this could be expressed in short as

for any odd part of ~ 2 . Thus the pair of partitions (nl, n2) is determined by condition (i) on nl, and conditions (ii) and the parity conditions (2.5) and (2.6) on n2.

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Gollnitz-Gordon partitions with weights and parity conditions 7

In going from 7r to the pair (7r1, 7r2) we had a choice of deciding whether an identified part of 7r would end up in 7rl or 7r2. This choice is precisely the weight w ( x ) = 2 associated with certain chains X. The weight of the partition 7r is computed multiplicatively because these choices are independent. So what we have established up to now is:

Lemma 1. The weighted count of the special Gollnitz-Gordon partitions of n equals the number of bipartitions (7rl, 7r2) of n satisfying conditions (i), (ii), (2.5) and (2.6).

Next, we discuss a bijective map

where 7r3 is a partition into distinct multiples of 4 and 71-4 is a partition into distinct odd parts such that

Here by U(T) we mean the number of parts of a partition 7r and by A(7r) the largest part of 7r.

To describe the map (2.7) we represent .rra as a Ferrers graph with weights 1 ,2 or 4, at each node. We construct the graph as follows:

1) With each odd (resp. even) part f (resp. e) of ./ra we associate a row of 3+f:2t(f) (resp . T ) e+2t(e) nodes.

2) We place a 1 at end of any row that represents an odd part of 7r2. 3) Every node in the column directly above each 1 is given weight 2. 4) Each remaining node is given weight 4. Every part of 7r2 is given by the sum of weights in an associated row.

It is clear from these weights, that the partition represented by this weighted Ferrers graph satisfies precisely the conditions (ii), (2.5) and (2.6) that characterize 7r2.

Next we extract from this weighted Ferrers graph all columns with a 1 at the bottom, and assemble these columns as rows to form a 2-modular Ferrers graph as shown below.

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8 ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

Clearly this 2-modular graph represents a partition 7r4 that satisfies condition (2.9).

After this extraction, the decorated graph of 7r2 becomes a 4-modular graph (in this case a graph with weight 4 at every node). This graph 7r3

clearly satisfies (2.8).

I t is easy to check that (2.7) is a bijection. Thus Lemma 1 can be recasted in the form

Lemma 2. The weighted count of the special Gollnitz-Gordon partitions of n as in Theorem 3 is equal to the number of partitions of n i n the form (TI, 7r3, ~ 4 ) where

(iii) 7r3 consists only of distinct multiples of 4 , (iv) 7r4 has distinct odd parts and A(7r4) < 2v(r3), (v) 7rl has distinct odd parts and X(7rl) > 2v(r3),

Finally, observe that conditions (iv) and (v) above yield partitions into distinct odd parts (without any other conditions). This together with (iii) yields partitions counted by Q2 (n) , thereby completing the combinatorial proof of Theorem 3.

In a similar fashion, we can obtain the following representation for Qo(n) with weights and parity conditions imposed on the Gollnitz-Gordon partitions:

Theorem 4. Let S* denote the set of all special Gollnitz-Gordon parti- tions, namely, Gollnitz-Gordon partitions 7r satisfying the parity condi- tion that for every even part b of IT

Decompose each T E S* into chains x and define the weight w(x) as

2, if x is an odd chain, X(X) 2 3, W(X> = and X(X) = 2t(X(x)) - 1 (mod 4), (2.11)

1, otherwise.

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Gollnitz-Gordon partitions with weights and parity conditions

The weight w(n-) of the partition n- is defined multiplicatively as

the product over all chains x of n-. We then have

where a (n ) is the sum of the parts ofn-.

3. Series represent at ions If we let u(nl) = nl and u(n-2) = n2, then (2.7) and conditions (iii),

(iv), and (v) of Lemma 2 imply that the generating function of all such triples of partitions (nl, n-3, n4) is

If the expression in (3.1) is summed over all non-negative integers n l and n2, it yields

By just following the above steps we can actually get a two parameter refinement of (3.2), namely,

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10 ZETA FUNCTIONS, TOPOLOGY AND QUANTUM PHYSICS

One may view (3.2) as the analytic version of Theorem 3. In reality, the correct way to view (3.2) is that, if the summand on the left is decomposed into three factors as (3.1), then (3.2) is the analytic version of the statement that the number of partitions of an integer n into the triple of partitions (7r1, 7r3, 7r4) is equal to Q2(n). This is of course only the final step of the proof given above. and (3.2), which is quite simple, is equivalent to it.

The advantage in the two parameter refinement (3.3) is that by suit- able choice of the parameters we get similar representations involving Qi (n) for i = 0,1,3. For example, if we replace w by wq-2 in (3.3) we get

which is the analytic representation of Theorem 4 above. Next, replacing z by zq and w by wq-l in (3.3) we get

Now choose z = 1 in (3.5). Then the double series on the left becomes

If we now put n = nl + n2 and j = n2, then (3.6) could be rewritten in the form

which is the single series identity (1.1) in a refined form.