zonatto beuren 2010 categorias-de-riscos-evidencia 6597
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Identificar Classificar Avaliar Monitorar Mitigar
- Operacional - Apoio gesto de riscos
Onde ocorre o risco?
Em qual categoria
est?
Qual o seu impacto e
freqncia?
Como acompanh-
lo?
Como atenuar a
exposio?
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Duarte Jnior 2001 Livro Ed. Atlas Risco de crdito
Risco legal
Risco de mercado
Risco operacional
Figueiredo 2001 Dissertao UNAMA Risco de crdito
Risco legal
Risco de mercado
Risco operacional
Marshall 2002 Livro Ed. Qualitymark Risco de crdito
Risco legal
Risco de mercado
Risco operacional
Risco estratgico
Jorion 2003 Livro Ed. Wiley Risco de crdito
Risco legal
Risco de mercado
Risco operacional
Risco de liquidez
Croughy, Galai e Mark 2004
Livro Ed. Qualitymark
Risco de crdito
Risco legal
Risco de mercado
Risco operacional
Kimura e Pereira 2005
Revista de Contabilidade & Finanas
FEA/USP
Risco financeiro
Penha e Parisi 2005 Congresso
Internacional de Custos
Risco financeiro
Risco operacional
Risco estratgico
Paulo 2007 Revista de
Contabilidade e Finanas FEA/USP
Risco contratual
Risco de concepo de processos
Risco de conformi-dade
Risco tributrio
Risco de terceiriza-o
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Riscos operacionais (riscos tecnolgicos, riscos de continuidade, riscos de desastres) 17 20,72% Riscos legais (risco regulatrio, riscos de conformidade, riscos de perdas em causas cveis, trabalhistas e judicirias, riscos de processos comerciais, riscos de indenizaes por danos a terceiros) 11 13,41% Risco de mercado (riscos econmicos) 11 13,41% Risco financeiro 10 12,20% Risco estratgico 8 9,76% Riscos ambientais 7 8,54% Risco de liquidez (riscos de investimentos) 7 8,54% Risco de crdito (riscos de inadimplncia) 6 7,32% Risco de reviso tarifria (aumento de preos) 1 1,22% Riscos de faturamento e arrecadao 1 1,22% Riscos patrimoniais 1 1,22% Riscos de desenvolvimento de produtos (P&D) 1 1,22% Risco de produtos 1 1,22% Risco de imagem 0 0,00%
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